Bill Text: NY A08422 | 2019-2020 | General Assembly | Introduced

NOTE: There are more recent revisions of this legislation. Read Latest Draft
Bill Title: Authorizes a state monitor for the Wyandanch union free school district to provide direct oversight of the fiscal policies, practices, programs and decisions of such school district.

Spectrum: Partisan Bill (Democrat 2-0)

Status: (Passed) 2020-01-22 - APPROVAL MEMO.99 [A08422 Detail]

Download: New_York-2019-A08422-Introduced.html



                STATE OF NEW YORK
        ________________________________________________________________________

                                          8422

                               2019-2020 Regular Sessions

                   IN ASSEMBLY

                                      June 17, 2019
                                       ___________

        Introduced  by  M.  of  A.  JEAN-PIERRE -- read once and referred to the
          Committee on Education

        AN ACT authorizing the commissioner of education, in  consultation  with
          the  comptroller  to  appoint a state monitor to oversee the Wyandanch
          union free school district and establishing the powers and  duties  of
          the  state  monitor;  and  providing for the repeal of such provisions
          upon expiration thereof

          The People of the State of New York, represented in Senate and  Assem-
        bly, do enact as follows:

     1    Section 1. Definitions. For the purposes of this act:
     2    (a)  "State  monitor"  or  "monitor"  shall  mean the person appointed
     3  pursuant to section two of this act, or an interim person  appointed  to
     4  such position.
     5    (b)  "Board"  shall mean the board of education of the Wyandanch union
     6  free school district.
     7    (c) "Superintendent" shall mean the superintendent  of  the  Wyandanch
     8  union free school district.
     9    §  2.  Appointment.  (a) The commissioner of education shall appoint a
    10  state monitor subject to appropriation, who  shall  have  experience  in
    11  school district finance, to provide direct oversight of the fiscal poli-
    12  cies,  practices,  programs  and  decisions  of the Wyandanch union free
    13  school district, the board of  education  and  the  superintendent.  The
    14  commissioner  of  education  shall  provide  the  monitor with technical
    15  support and assistance for the purposes  of  carrying  out  his  or  her
    16  duties  under  this  act,  if  requested by the state monitor. The state
    17  monitor shall serve at the pleasure of the commissioner of education.
    18    (b) The commissioner of education shall have the authority to  appoint
    19  a  state  monitor  on an interim basis during the search for a permanent
    20  appointment and in the event of resignation, death, incapacity,  or  any
    21  other reason which causes the monitor to be unable to perform his or her
    22  duties  and  until  such time as a permanent state monitor is appointed.

         EXPLANATION--Matter in italics (underscored) is new; matter in brackets
                              [ ] is old law to be omitted.
                                                                   LBD11225-06-9

        A. 8422                             2

     1  Any state monitor appointed on an interim basis shall  have  the  powers
     2  and duties of the state monitor contained in this act.
     3    (c)  The  state  monitor  shall  be a state employee as defined in the
     4  public officers law, and shall be paid a fixed salary set by the commis-
     5  sioner of education and shall be reimbursed for actual expenses incurred
     6  in the performance of his or her duties including travel  and  supplies.
     7  The  costs associated with the implementation of this act shall be borne
     8  by the state and shall be paid through a state appropriation.
     9    (d) Notwithstanding any other provision of general or special law, the
    10  earnings limitations contained in any such general or special law, local
    11  law and/or charter and applicable to the  employment  of  persons  in  a
    12  position  or  positions  in  public  service  in any calendar year while
    13  retired and receiving a retirement allowance  shall  not  apply  to  any
    14  appointment authorized by this act. If applicable, the state monitor may
    15  continue as retired and without loss, suspension or diminution of his or
    16  her  retirement  allowance  provided  that  such individual is granted a
    17  waiver of retirement earnings limitation by the comptroller.
    18    (e) The monitor shall be a non-voting ex-officio member of the  school
    19  board.    The  monitor  shall  be an individual who is not a resident or
    20  employee of the school district or a relative of board  members  of  the
    21  Wyandanch union free school district at the time of their appointment.
    22    §  3.  (a) The monitor shall be entitled to attend all meetings of the
    23  board, including executive sessions; provided however, such  monitor  or
    24  monitors  shall  not be considered for purposes of establishing a quorum
    25  of the board. The Wyandanch union free school district shall fully coop-
    26  erate with any monitor  appointed  by  the  commissioner  of  education,
    27  including  but  not  limited  to providing such monitor or monitors with
    28  access to any necessary documents and records of the district  including
    29  access  to  electronic information systems, databases and planning docu-
    30  ments, consistent with all applicable state and federal statutes includ-
    31  ing but not limited to the Family Educational  Rights  and  Privacy  Act
    32  (FERPA) (20 U.S.C. § 1232g) and section 2-d of the education law.
    33    (b)  The  board,  in  consultation  with  the  monitor,  shall adopt a
    34  conflict of interest policy that complies with all  existing  applicable
    35  laws  and  regulations  and  ensures  that  its board members act in the
    36  school  district's  best  interest  and  comply  with  applicable  legal
    37  requirements, including but not limited to:
    38    (i)  a  definition  of the circumstances that constitute a conflict of
    39  interest;
    40    (ii) procedures for disclosing a conflict of interest to the board;
    41    (iii) a requirement that the person with the conflict of interest  not
    42  participate  in  board deliberation or vote on the matter giving rise to
    43  such conflict, provided that nothing in this subdivision shall  prohibit
    44  the  board from requesting that the person with the conflict of interest
    45  present information as background or answer questions at a board meeting
    46  prior to the commencement of deliberations or voting relating thereto;
    47    (iv) a prohibition against any attempt by the person with the conflict
    48  to influence improperly the deliberation or voting on the matter  giving
    49  rise to such conflict;
    50    (v) a requirement that the existence and resolution of the conflict be
    51  documented in the board's records, including in the minutes of any meet-
    52  ing at which the conflict was discussed or voted upon;
    53    (vi)  a  board  member is not, and in the past two years has not been,
    54  employed by the board; and
    55    (vii) a board member is not, and in the past two years has  not  been,
    56  employed by an entity that received remuneration valued at more than one

        A. 8422                             3

     1  thousand  dollars  for  goods  and services provided to the board or the
     2  school district or received  any  other  form  of  financial  assistance
     3  valued  at  more  than one thousand dollars from the board or the school
     4  district.
     5    §  4. Financial plan. The financial plan shall be hereinafter known as
     6  the "plan". The financial  plan  shall  contain  actions  sufficient  to
     7  ensure,  with  respect to the major operating funds for each fiscal year
     8  of the plan, that annual aggregate operating expenses  for  such  fiscal
     9  year  shall  not  exceed  annual  aggregate  operating revenues for such
    10  fiscal year. Each financial plan and financial plan  modification  shall
    11  provide  that the major operating funds of the district will be balanced
    12  in accordance with generally accepted accounting principles. The  school
    13  district shall develop the financial plan to be reviewed and approved by
    14  the  monitor.  The  plan  may,  from  time to time, be modified upon the
    15  approval of the monitor. The financial plan shall include statements  of
    16  all estimated revenues and of all expenditures and cash flow projections
    17  of  the district.  Not later than November first, two thousand nineteen,
    18  the district, in consultation with the state  monitor  shall  develop  a
    19  proposed  financial  plan  for  the  two thousand nineteen--two thousand
    20  twenty fiscal year and the four subsequent fiscal years.  The  financial
    21  plan  shall  contain  actions sufficient to ensure that annual aggregate
    22  operating expenses for such fiscal year shall not exceed  annual  aggre-
    23  gate  operating revenues for such fiscal year and that the major operat-
    24  ing funds of the district will be balanced in accordance with  generally
    25  accepted  accounting  principles.  The  proposed financial plan shall be
    26  made public, including on the district website, and available  at  least
    27  three business days before a public hearing is held. The board of educa-
    28  tion  of the Wyandanch union free school district shall conduct a public
    29  hearing as soon as practicable after  the  proposed  financial  plan  is
    30  developed  and shall consider the input of the community before adopting
    31  the plan. Once the proposed financial plan has been adopted by the board
    32  of education, such plan shall be submitted  to  the  state  monitor  for
    33  final approval. Not later than fifteen calendar days after submission to
    34  the  monitor, unless the monitor needs additional information to make an
    35  informed decision, the monitor shall approve or disapprove the plan.  In
    36  the  event  the  monitor  shall  disapprove such plan, the monitor shall
    37  promptly thereafter notify the district of its reasons.  Within  fifteen
    38  calendar  days from the receipt of such notification, the district shall
    39  modify the rejected plan. If the plan modification is  approved  by  the
    40  monitor,  the board of education shall adopt and implement such plan. If
    41  the plan modification is not approved by the monitor, the monitor  shall
    42  impose a plan of his/her own formulation, and the board shall then adopt
    43  and  implement  such plan. The final financial plan shall be made avail-
    44  able to the public, including on the district website,  at  least  three
    45  business days after adoption.
    46    § 5. Fiscal and operational oversight by the commissioner of education
    47  and  the  comptroller. During the effective period of this act the comp-
    48  troller shall undertake an enhanced review of the district budget.
    49    (a) The board of education shall annually submit the school district's
    50  proposed budget for the next succeeding school year to  the  monitor  no
    51  later  than  45 days before the date scheduled for the school district's
    52  budget vote.  The monitor shall review the  proposed  budget  to  ensure
    53  that  it is balanced within the context of revenue and expenditure esti-
    54  mates and mandated programs. The monitor shall present its  findings  to
    55  the board of education no later than 30 days prior to the date scheduled
    56  for  the school district's budget vote. The board of education, with the

        A. 8422                             4

     1  approval of the monitor shall make adjustments to  the  proposed  budget
     2  consistent  with  any  recommendations  made  by the monitor. The school
     3  district shall make available on the  district's  website:  the  initial
     4  proposed  budget;  the monitor's findings; and the final proposed budget
     5  prior to the date of the school district's budget vote.
     6    (b) The district shall provide reports, on a quarterly basis,  to  the
     7  monitor,  and/or at such other times as may be requested by the monitor,
     8  and the district shall annually provide to the  commissioner  and  comp-
     9  troller  reports  on  the  fiscal  and  operational status of the school
    10  district to ensure that it maintains a  balanced  budget  in  accordance
    11  with  subdivision (a) of this section, including a list of all contracts
    12  that the district entered into throughout the year.
    13    (c) The comptroller shall annually conduct a general fiscal  audit  of
    14  the  Wyandanch  union  free school district, and the district shall post
    15  the comptroller's audit and  the  board's  response  on  the  district's
    16  website.
    17    (d)  The  monitor  shall  have  the power to approve or disapprove the
    18  appointment of the superintendent by the  board  of  education.  If  the
    19  monitor disapproves of the appointment, then the board shall recommend a
    20  new candidate for the monitor to approve or disapprove until an appoint-
    21  ment is approved by the monitor.
    22    (e) The monitor shall have the authority to approve or deny all travel
    23  outside the district.
    24    (f)  The monitor shall have authority to approve or deny all contracts
    25  and expenditures of  the  district,  except  for  collective  bargaining
    26  agreements negotiated in accordance with article 14 of the civil service
    27  law.
    28    (g)  The monitor shall work with the district's shared decision-making
    29  committee formed in accordance with section 100.11 of  the  commissioner
    30  of  education's  regulations  in developing any academic plans, district
    31  goals, implementation of district priorities  or  budgetary  recommenda-
    32  tions.
    33    (h)  The monitor shall assist in resolving any disputes and conflicts,
    34  included but not limited to, those between the  superintendent  and  the
    35  board of education and among the members of the board of education.
    36    (i)  The  monitor  shall  attempt  to  engage  in cost saving measures
    37  including, but not limited to, shared service agreements.
    38    § 6. This act shall take effect immediately and shall expire June  30,
    39  2024,  when  upon  such  date the provisions of this act shall be deemed
    40  repealed.
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