KY SB298 | 2022 | Regular Session

Status

Completed Legislative Action
Spectrum: Partisan Bill (Republican 1-0)
Status: Passed on April 8 2022 - 100% progression
Action: 2022-04-08 - signed by Governor (Acts Ch. 145)
Text: Latest bill text (Chaptered) [PDF]

Summary

Amend KRS 292.336 to require investment advisers to establish written procedures relating to a business continuity and succession plan; require investment advisers to establish and implement written physical security and cybersecurity policies and procedures; create a new section of KRS Chapter 292 to establish continuing education requirements for investment adviser representatives; EFFECTIVE January 1, 2023.

Tracking Information

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Title

AN ACT relating to persons regulated under the Securities Act of Kentucky.

Sponsors


Roll Calls

2022-03-30 - House - House: Veto Override RCS# 488 (Y: 97 N: 1 NV: 0 Abs: 2) [PASS]
2022-03-18 - Senate - Senate: Third Reading RSN# 2160 (Y: 34 N: 0 NV: 0 Abs: 4) [PASS]

History

DateChamberAction
2022-04-08Senatesigned by Governor (Acts Ch. 145)
2022-03-30Senatedelivered to Governor
2022-03-30Senateenrolled, signed by Speaker of the House
2022-03-30Senateenrolled, signed by President of the Senate
2022-03-30Senatereceived in Senate
2022-03-30House3rd reading, passed 97-1
2022-03-30Houseposted for passage in the Consent Orders of the Day for Wednesday, March 30, 2022
2022-03-29Housereturned to Rules
2022-03-29Housetaken from the Orders of the Day
2022-03-24Houseposted for passage in the Regular Orders of the Day for Friday, March 25, 2022
2022-03-24House2nd reading, to Rules
2022-03-23Housereported favorably, 1st reading, to Calendar
2022-03-22Houseto Banking & Insurance (H)
2022-03-18Houseto Committee on Committees (H)
2022-03-18Housereceived in House
2022-03-18Senate3rd reading, passed 34-0
2022-03-17Senateposted for passage in the Consent Orders of the Day for Friday, March 18, 2022
2022-03-16Senate2nd reading, to Rules as a consent bill
2022-03-15Senatereported favorably, 1st reading, to Consent Calendar
2022-03-03Senateto Banking & Insurance (S)
2022-03-02Senateto Committee on Committees (S)
2022-03-02Senateintroduced in Senate

Subjects


Kentucky State Sources


Bill Comments

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