Kentucky Subject | Securities

Type

Status

State	Bill	Status	Summary/Title	Last Action
KY	SB139	Pass	Create a new section of KRS Chapter 292 to establish a registration exemption for private fund advisers; establish requirements for the exemption; direct where filings shall be made; require investment advisers to comply with registration requirement... [Detail][Text][Discuss]	2024-04-04 signed by Governor
KY	SB158	Pass	Amend KRS 387.278, relating to certain settlements with minors, to establish provisions relating to the opening of restricted accounts and issuance of annuities on behalf of minors entering into settlements; EMERGENCY. [Detail][Text][Discuss]	2024-03-29 signed by Governor
KY	SB155	Pass	Repeal and reenact KRS 355.2-102 to establish transactions subject to provisions of article; amend various sections of Articles 2, 2A, 4A, and 9 of KRS Chapter 355 to remove writing requirements; amend KRS 355.2A-102 to establish when article applies... [Detail][Text][Discuss]	2024-03-26 signed by Governor
KY	HB474	Intro 25%	Create a new section of KRS Chapter 292 to define terms; require broker-dealers, agents, investment advisers, and investment adviser representatives to disclose, and obtain the written consent of the customer and client for, the incorporation of a so... [Detail][Text][Discuss]	2024-02-06 To House Committee On Committees