FL H0783 | 2013 | Regular Session

Status

Completed Legislative Action
Spectrum: Slight Partisan Bill (Republican 2-1)
Status: Passed on June 17 2013 - 100% progression
Action: 2013-06-17 - Chapter No. 2013-202
Text: Latest bill text (Enrolled) [PDF]

Summary

Provides for branch office notice filing with OFR in lieu of registration; prohibits securities dealer or investment advisor from conducting business from branch office unless specified notice has been filed with office; provides requirements & procedures with respect to notice filing for branch offices; authorizes FSC to adopt rules relating to such notice filings; provides fee for branch office notice filing; provides for expiration, renewal, suspension, revocation, & termination of branch office notice filings; provides applicability & construction with respect to fees collected for branch office notice filings; conforms provisions to changes made by act with respect to requiring branch office notice filings in lieu of registration.

Tracking Information

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Title

Branch Offices Conducting Securities Transactions

Sponsors


Roll Calls

2013-05-03 - Senate - Senate: Third Reading RCS#4 (Y: 39 N: 0 NV: 1 Abs: 0) [PASS]
2013-04-24 - House - House: Third Reading RCS#212 (Y: 114 N: 0 NV: 5 Abs: 0) [PASS]

History

DateChamberAction
2013-06-17 Chapter No. 2013-202
2013-06-14 Approved by Governor
2013-06-03 Signed by Officers and presented to Governor
2013-05-03HouseOrdered enrolled
2013-05-03SenateCS passed; YEAS 39 NAYS 0
2013-05-03SenateRead 3rd time
2013-05-02SenatePlaced on 3rd reading
2013-05-02SenateRead 2nd time
2013-05-02SenateSubstituted for CS/SB 814
2013-05-02SenatePlaced on Calendar, on 2nd reading
2013-05-02SenateWithdrawn from Banking and Insurance; Commerce and Tourism; Judiciary
2013-04-24SenateReceived
2013-04-24SenateReferred to Banking and Insurance; Commerce and Tourism; Judiciary
2013-04-24SenateIn Messages
2013-04-24HouseCS passed; YEAS 114 NAYS 0
2013-04-24HouseRead 3rd time
2013-04-23HousePlaced on 3rd reading
2013-04-23HouseRead 2nd time
2013-04-19HousePlaced on Special Order Calendar, 04/23/13
2013-04-04HousePlaced on Calendar
2013-04-04HouseFavorable by- Regulatory Affairs Committee; YEAS 16 NAYS 0
2013-04-02HouseOn Committee agenda-- Regulatory Affairs Committee, 04/04/13, 10:30 am, 404 HOB
2013-03-27HouseCS by Insurance and Banking Subcommittee read 1st time
2013-03-27HouseNow in Regulatory Affairs Committee
2013-03-27HouseCS referred to Regulatory Affairs Committee
2013-03-27HouseOriginal reference(s) removed: Government Operations Appropriations Subcommittee
2013-03-26HousePending review of CS under Rule 7.19(c)
2013-03-19HouseCS by Insurance and Banking Subcommittee; YEAS 13 NAYS 0
2013-03-15HouseOn Committee agenda-- Insurance and Banking Subcommittee, 03/19/13, 1:00 pm, 404 HOB
2013-03-05HouseIntroduced
2013-02-28HouseReferred to Insurance and Banking Subcommittee; Government Operations Appropriations Subcommittee; Regulatory Affairs Committee
2013-02-13HouseFiled

Same As/Similar To

S0814 (Similar To) 2013-05-02 - Laid on Table, companion bill(s) passed, see CS/HB 783 (Ch. 2013-202)

Code Citations

ChapterArticleSectionCitation TypeStatute Text
51712Amended CodeSee Bill Text
5171202Amended CodeSee Bill Text
5171205Amended CodeSee Bill Text
517121Amended CodeSee Bill Text
517161Amended CodeSee Bill Text
5171611Amended CodeSee Bill Text
517211Amended CodeSee Bill Text

Florida State Sources


Bill Comments

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