FL S0814 | 2013 | Regular Session
Status
Spectrum: Bipartisan Bill
Status: Introduced on February 12 2013 - 25% progression, died in chamber
Action: 2013-05-02 - Laid on Table, companion bill(s) passed, see CS/HB 783 (Ch. 2013-202)
Text: Latest bill text (Comm Sub) [HTML]
Status: Introduced on February 12 2013 - 25% progression, died in chamber
Action: 2013-05-02 - Laid on Table, companion bill(s) passed, see CS/HB 783 (Ch. 2013-202)
Text: Latest bill text (Comm Sub) [HTML]
Summary
Providing for a branch office notice filing with the Office of Financial Regulation in lieu of registration; prohibiting a securities dealer or investment advisor from conducting business from a branch office unless a specified notice has been filed with the office; providing for expiration, renewal, suspension, revocation, and termination of branch office notice filings under specified circumstances, etc.
Title
Branch Offices Conducting Securities Transactions
Sponsors
History
| Date | Chamber | Action |
|---|---|---|
| 2013-05-02 | Senate | Laid on Table, companion bill(s) passed, see CS/HB 783 (Ch. 2013-202) |
| 2013-05-02 | Senate | Substituted CS/HB 783 |
| 2013-05-02 | Senate | Read 2nd time |
| 2013-04-30 | Senate | Placed on Special Order Calendar, 05/02/13 |
| 2013-04-30 | Senate | Placed on Calendar, on 2nd reading |
| 2013-04-30 | Senate | Withdrawn from Judiciary |
| 2013-04-15 | Senate | Now in Judiciary |
| 2013-04-15 | Senate | Favorable by Commerce and Tourism; YEAS 11 NAYS 0 |
| 2013-04-12 | Senate | On Committee agenda-- Commerce and Tourism, 04/15/13, 3:30 pm, 110 Senate Office Building |
| 2013-04-11 | Senate | CS by Banking and Insurance read 1st time |
| 2013-04-11 | Senate | Now in Commerce and Tourism |
| 2013-04-11 | Senate | Pending reference review under Rule 4.7(2) - (Committee Substitute) |
| 2013-04-09 | Senate | CS by Banking and Insurance; YEAS 10 NAYS 0 |
| 2013-04-04 | Senate | On Committee agenda-- Banking and Insurance, 04/09/13, 1:30 pm, 110 Senate Office Building |
| 2013-03-05 | Senate | Introduced |
| 2013-02-19 | Senate | Referred to Banking and Insurance; Commerce and Tourism; Judiciary |
| 2013-02-12 | Senate | Filed |
Same As/Similar To
H0783 (Similar To) 2013-06-17 - Chapter No. 2013-202
Code Citations
| Chapter | Article | Section | Citation Type | Statute Text |
|---|---|---|---|---|
| 517 | 12 | Amended Code | See Bill Text | |
| 517 | 1202 | Amended Code | See Bill Text | |
| 517 | 1205 | Amended Code | See Bill Text | |
| 517 | 121 | Amended Code | See Bill Text | |
| 517 | 161 | Amended Code | See Bill Text | |
| 517 | 1611 | Amended Code | See Bill Text | |
| 517 | 211 | Amended Code | See Bill Text |
