Votes: NY A01026 | 2021-2022 | General Assembly
Bill Title: Relates to mandating greater levels of disclosure by non-fiduciaries that provide investment advice; requires signed acknowledgement of disclosure informing clients that the advisor owes no fiduciary duty.
Spectrum: Partisan Bill (Democrat 14-0)
Status: (Introduced - Dead) 2022-02-17 - advanced to third reading cal.418 [A01026 Detail]
Text: Latest bill text (Introduced) [HTML]
Spectrum: Partisan Bill (Democrat 14-0)
Status: (Introduced - Dead) 2022-02-17 - advanced to third reading cal.418 [A01026 Detail]
Text: Latest bill text (Introduced) [HTML]
Voting Records
| Chamber | Vote | Date | Yea | Nay | NV | Abs | Total | Result | Source | View |
|---|---|---|---|---|---|---|---|---|---|---|
| Assembly | Assembly Codes Committee: Favorable | 2022-02-15 | 16 | 6 | 0 | 0 | 22 | Passed | Link | View |
| Assembly | Assembly Judiciary Committee: Favorable refer to committee Codes | 2021-05-26 | 15 | 6 | 0 | 0 | 21 | Passed | Link | View |
