Comments: NY A01026 | 2021-2022 | General Assembly

Bill Title: Relates to mandating greater levels of disclosure by non-fiduciaries that provide investment advice; requires signed acknowledgement of disclosure informing clients that the advisor owes no fiduciary duty.

Spectrum: Partisan Bill (Democrat 14-0)

Status: (Introduced - Dead) 2022-02-17 - advanced to third reading cal.418 [A01026 Detail]

Text: Latest bill text (Introduced) [HTML]

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