Bill Text: NY S08306 | 2017-2018 | General Assembly | Introduced

NOTE: There are more recent revisions of this legislation. Read Latest Draft
Bill Title: Relates to renaming the Upper Mohawk Valley memorial auditorium authority to the Oneida county arts, culture and entertainment authority; provides that the mission of such authority is to identify, develop, construct, assist, promote and coordinate arts, culture, entertainment, tourism, sports, recreation and related projects, including the construction of a multi-use sports complex, through the development of an integrated network of facilities.

Spectrum: Partisan Bill (Republican 1-0)

Status: (Engrossed - Dead) 2018-06-11 - referred to ways and means [S08306 Detail]

Download: New_York-2017-S08306-Introduced.html


                STATE OF NEW YORK
        ________________________________________________________________________
                                          8306
                    IN SENATE
                                     April 30, 2018
                                       ___________
        Introduced  by  Sen.  GRIFFO -- read twice and ordered printed, and when
          printed to be committed to the Committee on Corporations,  Authorities
          and Commissions
        AN  ACT to amend the public authorities law, in relation to renaming the
          Upper Mohawk Valley memorial auditorium authority to the Oneida county
          arts, culture and entertainment authority
          The People of the State of New York, represented in Senate and  Assem-
        bly, do enact as follows:
     1    Section  1. The title heading of title 10-B of article 8 of the public
     2  authorities law, as added by chapter 130 of the laws of 1996, is amended
     3  to read as follows:
     4              [UPPER MOHAWK VALLEY MEMORIAL AUDITORIUM AUTHORITY]
     5           ONEIDA COUNTY ARTS, CULTURE AND ENTERTAINMENT AUTHORITY
     6    § 2. Section 1940 of the public authorities law, as added  by  chapter
     7  130 of the laws of 1996, is amended to read as follows:
     8    §  1940.  Short title.   This title shall be known and may be cited as
     9  the "Oneida  county  arts,  culture  and  entertainment  authority  act"
    10  (OCACE), formerly the "Upper Mohawk Valley memorial auditorium authority
    11  act."
    12    §  3.  The  public  authorities law is amended by adding a new section
    13  1940-a to read as follows:
    14    § 1940-a. Purpose and mission. It shall be the purpose and mission  of
    15  the OCACE authority to identify, develop, construct, assist, promote and
    16  coordinate arts, culture, entertainment, tourism, sports, recreation and
    17  related  projects  through  the  development of an integrated network of
    18  facilities, consistent with and through the  facilitation  of  continued
    19  redevelopment,  historic  preservation  and  tourism promotion under the
    20  leadership of a financially independent, self-sustaining public  benefit
    21  corporation which shall revitalize existing programs and forge new part-
    22  nerships with local municipalities and private developers.
    23    §  4.  Section 1941 of the public authorities law, as added by chapter
    24  130 of the laws of 1996, is amended to read as follows:
    25    § 1941. Definitions.  As used or referred to in this title,  unless  a
    26  different meaning clearly appears from the context:
         EXPLANATION--Matter in italics (underscored) is new; matter in brackets
                              [ ] is old law to be omitted.
                                                                   LBD13583-02-8

        S. 8306                             2
     1    1. "Auditorium" means the auditorium commonly known as the Utica memo-
     2  rial  auditorium  located  in  the city of Utica, as well as surrounding
     3  lands, including all structures  appurtenant  thereto,  located  in  the
     4  vicinity  of Oriskany street west and Charles street, as the same may be
     5  reconstructed, enlarged or modified from time to time.
     6    2.  "Authority"  means the corporation created by section one thousand
     7  nine hundred forty-two of this title.
     8    3. "Best value" means the basis for awarding contracts for services to
     9  the bidder  that  optimizes  quality,  cost  efficiency  and  price  and
    10  performance criteria, which may include, but shall not be limited to:
    11    (a) the quality of the contractor's performance on previous projects;
    12    (b)  the  timeliness  of  the  contractor's  performance  on  previous
    13  projects;
    14    (c) the level of customer satisfaction with the contractor's  perform-
    15  ance on previous projects;
    16    (d)  the contractor's record of performing previous projects on budget
    17  and ability to minimize cost overruns;
    18    (e) the contractor's ability to limit change orders;
    19    (f) the contractor's ability to prepare appropriate project plans;
    20    (g) the contractor's technical capacities;
    21    (h) the individual qualifications of the contractor's key personnel;
    22    (i) the contractor's ability to assess and manage  risk  and  minimize
    23  risk impact; and
    24    (j)  the  contractor's  past  record of encouraging women and minority
    25  owned business enterprise  participation  and  compliance  with  article
    26  fifteen-A of the executive law.
    27    Such  basis  shall reflect, wherever possible, objective and quantifi-
    28  able analysis.
    29    4. "Bonds" means the bonds, notes or other evidences  of  indebtedness
    30  issued  by  the  authority pursuant to this title, and the provisions of
    31  this title relating to bonds and  bondholders  shall  apply  with  equal
    32  force  and  effect  to  notes  and noteholders, respectively, unless the
    33  context otherwise clearly requires.
    34    [4.] 5. "City" means the city of Utica, Oneida county.
    35    [5.] 6. "Civil service commission" means the civil service  commission
    36  of the county of Oneida.
    37    [6.] 7. "Comptroller" means the comptroller of the state.
    38    [7.]   8.  "Construction"  or  "Constructed"  means  the  acquisition,
    39  erection,  building,  alteration,  improvement,  increase,  enlargement,
    40  extension, reconstruction, renovation or rehabilitation of the auditori-
    41  um  and any and all other properties, facilities and structures acquired
    42  and/or identified for acquisition; the inspection and supervision there-
    43  of; and the  engineering,  architectural,  legal,  fiscal  and  economic
    44  investigations  and  studies, surveys, designs, plans, working drawings,
    45  specifications, procedure and other actions  preliminary  or  incidental
    46  thereto and claims arising therefrom.
    47    [8.]  9.  "Cost"  as  applied  to the auditorium and any and all other
    48  properties, facilities and structures  acquired  and/or  identified  for
    49  acquisition, includes the cost of construction, the cost of the acquisi-
    50  tion  of  all property, including real property and other property, both
    51  real, personal and mixed, improved  and  unimproved,  the  cost  of  the
    52  demolishing, removing or relocating any buildings or structures on lands
    53  so  acquired,  including  the  cost of acquiring any lands to which such
    54  buildings or structures may be moved  or  relocated,  the  cost  of  all
    55  machinery,  apparatus  and  equipment, financing charges, interest prior
    56  to, during and after construction to the extent not paid or provided for

        S. 8306                             3
     1  from revenues or other sources, the cost of  engineering  and  architec-
     2  tural  surveys,  plans  and  specifications,  the cost of consultant and
     3  legal services, the cost of guarantee, bond insurance  or  other  credit
     4  support  devices  and the cost of other expenses necessary or incidental
     5  to the construction of the auditorium and the  acquisition  of  property
     6  [therefor] thereof and the financing of the construction and acquisition
     7  of  property,  including  the amount authorized in the resolution of the
     8  authority providing for the issuance  of  bonds  to  be  paid  into  any
     9  reserve  or  other special funds from the proceeds of such bonds and the
    10  financing of the placing of the auditorium and any and all other proper-
    11  ties, facilities and structures acquired and/or identified for  acquisi-
    12  tion,  in  operation, including reimbursement to any municipality, state
    13  agency, the state, the United States government, or any other government
    14  or person for expenditures that would be costs of the auditorium and any
    15  and all other properties,  facilities  and  structures  acquired  and/or
    16  identified for acquisition, hereunder had they been made directly by the
    17  authority.
    18    [9.] 10. "Council" means the common council of the city.
    19    [10.] 11. "County" means the county of Oneida, New York.
    20    [11.] 12. "County executive" means the county executive of the county.
    21    [12.]  13.  "County  legislature"  means the county legislature of the
    22  county.
    23    [13.] 14.  "Design-build  contract"  means,  in  conformity  with  the
    24  requirements  of this act, a contract for the design and construction of
    25  any project with a single entity, which may be a team comprised of sepa-
    26  rate entities.
    27    15. "Governing body" means the members of the authority,  constituting
    28  and acting as the governing body of the authority.
    29    [14.]  16. "Municipality" means the county and any city, town, village
    30  or school district located within or partly within the service area.
    31    [15.] 17. "Person" means any natural person, firm, partnership,  asso-
    32  ciation, joint venture or corporation, exclusive of a public corporation
    33  as defined pursuant to article two-A of the general construction law.
    34    [16.]  18.  "Procurement record" shall mean documentation of the deci-
    35  sions made and the approach taken in the procurement process.
    36    19.  "Project  labor  agreement"  shall  mean  a  pre-hire  collective
    37  bargaining  agreement  between a contractor and a bona fide building and
    38  construction trade labor organization establishing the  labor  organiza-
    39  tion  as  the  collective  bargaining representative for all persons who
    40  will perform work on the project, and which provides that only  contrac-
    41  tors  and  subcontractors  who  sign a pre-negotiated agreement with the
    42  labor organization can perform project work.
    43    20. "Real property" means lands,  structures,  franchise,  rights  and
    44  interests  in  land,  air  space,  waters,  lands  under water, riparian
    45  rights, and air rights and any and all things and rights included within
    46  said term and includes not only fees simple absolute, but also  any  and
    47  all  lesser  interests including, but not limited to, easements, rights-
    48  of-way, uses, leases, licenses and all other  incorporeal  hereditaments
    49  and every estate, interest or right, legal or equitable, including terms
    50  for years and liens thereon by way of judgments, mortgages or otherwise.
    51    [17.]  21.  "Revenues"  means  all  fees, charges and other income and
    52  receipts derived from the operation of the auditorium including, without
    53  limiting the  generality  of  the  foregoing,  investment  proceeds  and
    54  proceeds  of  insurance,  condemnation, and sale or other disposition of
    55  assets, together with all federal, state or municipal aid, if any.

        S. 8306                             4
     1    [18.] 22. "Service area" means the area comprising the entirety of the
     2  [city and of the towns of  Deerfield,  Kirkland,  Marcy,  New  Hartford,
     3  Trenton and Whitestown, including all villages located entirely or part-
     4  ly therein] county.
     5    [19.] 23. "State" means the state of New York.
     6    [20.] 24. "State agency" means any state office, public benefit corpo-
     7  ration,  department,  board,  commission,  bureau  or division, or other
     8  agency or instrumentality of the state.
     9    § 5. The section heading and subdivisions 1 and 2 of section  1942  of
    10  the public authorities law, as added by chapter 130 of the laws of 1996,
    11  are amended to read as follows:
    12    Oneida  county arts, culture and entertainment authority, formerly the
    13  Upper Mohawk Valley memorial auditorium authority.  1. A  public  corpo-
    14  ration,  to  be  known  as the ["Upper Mohawk Valley memorial auditorium
    15  authority"] "Oneida county arts, culture and entertainment authority" is
    16  hereby created for the public purposes and charged with the  duties  and
    17  having  the powers provided in this title. The authority shall be a body
    18  corporate and politic constituting a  public  benefit  corporation.  The
    19  governing body of the authority shall consist of a total of [seven] nine
    20  members,  [three]  five  of whom shall be appointed by the county execu-
    21  tive, without confirmation of the county legislature, and four  of  whom
    22  shall  be  appointed by the county legislature, without county executive
    23  right to veto. The first members appointed by the county executive shall
    24  be appointed for the following terms of office:  one for a  term  ending
    25  on  December  thirty-first of the first year following the year in which
    26  this title shall have become law, [one] two for a term ending on  Decem-
    27  ber  thirty-first  of  the  third  year following the year in which this
    28  title shall have become law and [one] two for a term ending on  December
    29  thirty-first  of  the  fifth year following the year in which this title
    30  shall have become law. The first members appointed by the county  legis-
    31  lature  shall  be appointed for the following terms of office: one for a
    32  term ending on December thirty-first of the  first  year  following  the
    33  year in which this title shall have become law, one for a term ending on
    34  December thirty-first of the third year following the year in which this
    35  title shall have become law, and two for a term ending on December thir-
    36  ty-first  of the fifth year following the year in which this title shall
    37  have become law. Subsequent appointments of members shall be made for  a
    38  term  of  five years ending in each case on December thirty-first of the
    39  last year of such term. All members shall continue to hold office  until
    40  their  successors  are appointed and qualify. Vacancies shall be [filed]
    41  filled in the  manner  provided  for  original  appointment.  Vacancies,
    42  occurring  otherwise  than  by  expiration  of  term of office, shall be
    43  filled by appointment for the unexpired terms. Members  may  be  removed
    44  from  office  by the party which appointed such member for inefficiency,
    45  neglect of duty or misconduct in office; provided,  however,  that  such
    46  member  shall  be  given a copy of the charges against him or her and an
    47  opportunity of being heard in person, or  by  counsel,  in  his  or  her
    48  defense upon not less than ten days notice. The members of the authority
    49  shall  receive  no  compensation  for their services, but shall be reim-
    50  bursed for their actual and necessary expenses  incurred  in  connection
    51  with  the carrying out of the purposes of this title; provided, however,
    52  that no member shall be reimbursed for any expense exceeding  one  thou-
    53  sand  dollars incurred with respect to any individual purpose unless the
    54  governing body at a meeting duly called and held when a quorum  of  four
    55  members are present shall have authorized the incurrence of such expense
    56  by  such  member.  The powers of the authority shall be vested in and be

        S. 8306                             5
     1  exercised by the governing body at a meeting duly called and held  where
     2  a  quorum  of  four members are present. No action shall be taken except
     3  pursuant to the favorable vote of at  least  four  voting  members.  All
     4  votes  must  be  made  in person [at] or through participation by way of
     5  videoconferencing during a meeting and no vote may be made by proxy. The
     6  governing body may delegate to one or more  of  its  members,  officers,
     7  agents or employees such powers and duties as it may deem proper.
     8    2.  The  officers  of  the authority shall consist of a chair, a vice-
     9  chair, a treasurer and a secretary, which secretary need not be a member
    10  of the authority. Such officers shall be appointed by the governing body
    11  and shall serve in such capacities at  the  pleasure  of  the  governing
    12  body.  In  addition to the secretary, the governing body may appoint and
    13  at pleasure remove such additional officers  and  employees  as  it  may
    14  determine  necessary for the performance of the powers and duties of the
    15  authority and fix and determine their qualifications, duties and compen-
    16  sation, subject to the provisions of the civil service law.  The govern-
    17  ing body may also from time to time  contract  for  expert  professional
    18  services.  The  members,  officers,  executive  director,  if any, comp-
    19  troller, if any, and counsel, if any, shall be an exempt position  under
    20  any rule or classification of the civil service commission. The treasur-
    21  er  shall  execute  a bond, conditioned upon the faithful performance of
    22  the duties of his or her office, the amount  and  sufficiency  of  which
    23  shall be approved by the governing body and the premium [therefor] ther-
    24  eof shall be paid by the authority.
    25    §  6.  Section 1943 of the public authorities law, as added by chapter
    26  130 of the laws of 1996, is amended to read as follows:
    27    § 1943. Powers of the authority.  Except as otherwise limited by  this
    28  title, the authority shall have the power:
    29    1. To sue and be sued.
    30    2. To have a seal and alter the same at pleasure.
    31    3.  To  engage  in  planning, development, financing, construction and
    32  operation of arts, culture, entertainment, tourism,  sports,  recreation
    33  and related facilities and programs.
    34    4. To borrow money and issue bonds, notes or other obligations for its
    35  corporate purposes and to provide for the rights of the holders thereof.
    36    [4.]  5. To enter into contracts and to execute all instruments neces-
    37  sary or convenient or desirable for the purposes  of  the  authority  to
    38  carry out any powers expressly given to it in this title.
    39    [5.]  6.  To  assist  with the planning, development, construction and
    40  financing of the cost of any project located in Oneida  county,  whether
    41  or  not  such project is to be owned or operated by the OCACE authority,
    42  which assistance may include loans to any appropriate entity.
    43    7. To acquire, without limitation, by purchase, gift, grant, transfer,
    44  contract or lease or by condemnation  pursuant  to  the  eminent  domain
    45  procedure  law,  lease  as  lessee,  hold,  and  use any property, real,
    46  personal or mixed or any interest therein constituting  or  for  use  in
    47  connection  with  the  [auditorium] authority, as the authority may deem
    48  necessary, convenient or desirable to carry  out  the  purpose  of  this
    49  title  and,  subject  to  any  limitations in any agreement entered into
    50  pursuant to this title, to sell, lease as lessor, transfer or  otherwise
    51  dispose of any such property or interest therein. In connection with the
    52  acquisition  of  any  such  property, the authority may assume any obli-
    53  gations of the owner of such property and, to the extent required by the
    54  terms of any indentures or other  instruments  under  which  such  obli-
    55  gations  were  issued,  the  authority  may  assume and agree to perform
    56  covenants and observe the restrictions contained  in  such  instruments;

        S. 8306                             6
     1  and furthermore the owner of any property which the authority is author-
     2  ized  to  acquire is hereby authorized to sell or otherwise transfer the
     3  same to the authority, whereupon the authority shall become charged with
     4  the  performance of all public duties with respect to such property with
     5  which such owner was charged and such owner shall become discharged from
     6  the performance thereof.
     7    [6.] 8.  To  develop,  construct,  operate,  maintain  and  manage  or
     8  contract  for  the  operation,  maintenance  or  management  of,  or for
     9  services to be performed in connection with [, the auditorium]  any  and
    10  all properties, facilities and structures owned, acquired and/or identi-
    11  fied  for  acquisition; to allow the use of [the auditorium] any and all
    12  properties, facilities and structures owned, acquired and/or  identified
    13  for acquisition for the conduct of any and all activities in furtherance
    14  of  the  authority  as  set  forth herein, including but not limited to,
    15  tourism, housing,  professional  and  amateur  athletic  events,  enter-
    16  tainment,  cultural  and artistic events [and, or,] and/or civic events,
    17  conventions, and all activities related thereto; and to rent parts ther-
    18  eof and to grant concessions, all on such terms and  conditions  as  the
    19  authority may determine.
    20    [7.]  9.  To  apply  to  the appropriate agencies and officials of the
    21  federal, state and local  governments  for  such  licenses,  permits  or
    22  approvals  of  its plans as it may deem necessary or advisable, and upon
    23  such terms and conditions as it may deem appropriate, and to accept,  in
    24  its  discretion,  such licenses, permits or approvals as may be tendered
    25  to it by such agencies and officials.
    26    [8.] 10. To appoint such officers and employees as  are  required  for
    27  the  performance  of  its  duties, to fix and determine their qualifica-
    28  tions, duties and compensation, and to retain or employ  counsel,  audi-
    29  tors, engineers and private consultants on a contract basis or otherwise
    30  for rendering professional or technical services and advice.
    31    [9.]  11. To make plans and studies necessary, convenient or desirable
    32  for the effectuation of the purposes and the powers of the authority and
    33  to prepare recommendations in regard thereto.
    34    [10.] 12. To enter upon such lands or premises as in the  judgment  of
    35  the  authority  shall  be  necessary  for the purpose of making surveys,
    36  [sounding] soundings, [boring] borings and  examinations  to  accomplish
    37  any  purpose  authorized  by this title, the authority being liable only
    38  for actual damage done.
    39    [11.] 13. To apply for and to accept any gifts or grants or  loans  of
    40  funds or property or financial or other aid in any form from the federal
    41  government  or  any agency or instrumentality thereof, or from the state
    42  or any agency or instrumentality thereof or from any other  source,  for
    43  any  or  all  of  the  purposes  specified in this title, and to comply,
    44  subject to the provisions of this title, with the terms  and  conditions
    45  thereof.
    46    [12.]  14.  To make and amend by-laws for its organization and manage-
    47  ment and regulation of its affairs and rules and  regulations  governing
    48  the  exercise  of  its  powers and the fulfillment of its purposes under
    49  this title. A copy of such  rules,  regulations  and  by-laws,  and  all
    50  amendments  thereto,  duly  certified  by the secretary of the authority
    51  shall be filed in the office of the county clerk.
    52    [13.] 15. To enter into cooperative agreements with other authorities,
    53  with municipalities, individuals, or corporations, within or without the
    54  service area, for any lawful purposes necessary or desirable  to  effect
    55  the  [purposes]  purpose  and  mission of this title upon such terms and

        S. 8306                             7
     1  conditions as the  authority  shall  [be  determined]  determine  to  be
     2  reasonable.
     3    [14.]  16.  With the consent of the chief executive officer of munici-
     4  palities within the service area, to use officers and employees of  such
     5  municipalities  and to pay a proper portion of compensation or costs for
     6  the services of such officers or employees.
     7    [15.] 17. To  establish,  fix[,  revise,  charge,]  and  collect  [and
     8  enforce  fees and charges for the use of the auditorium so as to provide
     9  revenues which, together with other earnings of the auditorium, if  any,
    10  are  at  least  sufficient at all times to pay, as the same shall become
    11  due, the expense of operating and maintaining  the  auditorium  together
    12  with  proper reserves for maintenance, contingencies and all other obli-
    13  gations and indebtedness of the  authority],  on  any  equitable  basis,
    14  rates,  rentals, fees and other charges for the use of any and all prop-
    15  erties, facilities and structures owned, leased, or otherwise managed by
    16  OCACE.
    17    [16.] 18. To establish a separate per diem fee for any of the  proper-
    18  ties,  facilities, structures, as well as for programs, planning, events
    19  and other authorized activities of  the  authority  which  such  revenue
    20  shall be used for purposes deemed necessary and appropriate by the OCACE
    21  board.
    22    19.  To  collect,  under  contract with Oneida county fees and charges
    23  established by the county for the use of  hotel  and  motel  facilities.
    24  Such revenue shall be used for purposes deemed necessary and appropriate
    25  by the OCACE board including, but not limited to, tourism promotion.
    26    20.  All  the revenue from such rates, rentals, fees and other charges
    27  set forth in subdivisions seventeen through  nineteen  of  this  section
    28  shall  be  established by the authority so that they are at least suffi-
    29  cient at all times to pay, as  the  same  shall  become  due,  all  debt
    30  service and all operating and maintenance expenses, together with proper
    31  reserves for maintenance, contingencies and all other obligations of the
    32  authority.
    33    21.  To  pledge its revenues and mortgage any or all of its properties
    34  to secure the obligations of the authority.
    35    [17.] 22. To establish and maintain such reserves, special  funds  and
    36  accounts,  to  be  held in trust or otherwise, as may be required by any
    37  agreement with bondholders [and, or,] and/or any municipality.
    38    [18.] 23. For the purposes of article fifteen-A of the  executive  law
    39  only,  the authority shall be deemed a state agency as that term is used
    40  in  such  article,  and   its   contracts   for   procurement,   design,
    41  construction,  services,  and  materials shall be deemed state contracts
    42  within the meaning of that term as set forth in such article.
    43    [19.] 24. To do all things necessary, convenient or desirable to carry
    44  out [its purposes] the purpose and mission of the authority and for  the
    45  exercise of the powers granted in this title.
    46    §  7.  Section 1944 of the public authorities law, as added by chapter
    47  130 of the laws of 1996, is amended to read as follows:
    48    § 1944. Appropriations for purposes  of  the  authority;  transfer  of
    49  property  to  the authority; acquisition of property by municipality for
    50  authority; contracts with municipality.  1. In addition  to  any  powers
    51  granted to it by law, any municipality may, from time to time, appropri-
    52  ate  by resolution sums of money for purposes of the authority to defray
    53  [auditorium costs or] any [other] costs and expenses of the authority or
    54  to pay amounts payable or anticipated to be  payable  to  the  authority
    55  pursuant  to  any  agreement  authorized  by  this title. Subject to the
    56  rights of bondholders, such municipality may determine if the moneys  so

        S. 8306                             8
     1  appropriated shall be subject to repayment by the authority and, in such
     2  event, the manner and time or times for such repayment.
     3    2. Any municipality may give, grant, sell, convey, loan or license the
     4  use  of or lease to the authority any property, real, personal or mixed,
     5  which is useful to the authority in order to carry out its powers  under
     6  this  title.  Any  such  transfer of property shall be for such term and
     7  upon such terms and conditions, subject to the rights of bondholders, as
     8  the authority and such municipality may agree, including  provision  for
     9  the  authority  to  assume the primary responsibility for the payment of
    10  any bonds or notes issued by such municipality for such property.
    11    3. Notwithstanding the provisions of any other law,  general,  special
    12  or local to the contrary, real property acquired by the authority or any
    13  municipality from the state may be used for any corporate purpose of the
    14  authority.
    15    4.  One  or  more  [municipality]  municipalities and/or the authority
    16  shall have the power to contract, from time to time,  between  or  among
    17  themselves,  [in relation to the auditorium] which contracts may include
    18  any or all of the following provisions: (i) requiring  the  use  by  any
    19  municipality  of  the  auditorium;  (ii) limiting the right, including a
    20  prohibition, of any municipality to  construct  a  facility  which  will
    21  serve  the  same, or substantially the same, function as the auditorium;
    22  (iii) requiring the authority to  reserve  time  in  the  auditorium  to
    23  assure  the  availability  to any municipality of a specified use of the
    24  auditorium; (iv) providing for specified minimum periodic payments by  a
    25  municipality to the authority, whether or not the auditorium is actually
    26  used  by  the  municipality, subject to such limitations, exceptions and
    27  provisions therein, and (v) requiring any municipality  to  pay  to  the
    28  authority  such  amounts  as  shall be necessary to assure the continued
    29  operation of the authority. All such payments shall  be  determined  and
    30  paid  in  such  manner  and  at  such  times  as may be provided in such
    31  contracts.
    32    5. Any gift, grant, sale, conveyance, loan, contract or lease  author-
    33  ized  by  this  section  may be made or entered into by any municipality
    34  and/or the authority without a public hearing being first  held  therein
    35  and no such gift, grant, sale, conveyance, loan, contract or lease shall
    36  be subject to referendum, permissive or otherwise.
    37    [6.  Notwithstanding  the  provisions  of any law, general, special or
    38  local, or charter provision to the contrary, the city, by  the  affirma-
    39  tive  vote  of not less than a majority of the entire voting strength of
    40  the board of estimate of said city, may sell or transfer, by deed, lease
    41  or other arrangement, to the authority the auditorium. Any  such  agree-
    42  ment  of sale or transfer shall be upon such terms and conditions as the
    43  governing body of said city and the authority may agree.]
    44    § 8. Subdivisions 1, 2 and 5 of section 1945 of the public authorities
    45  law, as added by chapter 130 of the laws of 1996, are amended to read as
    46  follows:
    47    1. The authority shall have the power and is  hereby  authorized  from
    48  time to time to issue bonds, notes or other obligations to pay the costs
    49  [of  the auditorium or] for any [other] corporate purpose, including the
    50  establishment of reserves to secure the bonds, the payment of  principal
    51  of,  premium, if any, and interest on the bonds and the payment of inci-
    52  dental expenses in connection therewith. [The aggregate principal amount
    53  of such bonds, notes or other obligations shall not exceed  two  million
    54  dollars ($2,000,000), excluding bonds, notes or other obligations issued
    55  to  refund or otherwise repay bonds, notes or other obligations thereto-
    56  fore issued for such purposes; provided, however,  that  upon  any  such

        S. 8306                             9

     1  refunding or repayment the total aggregate principal amount of outstand-
     2  ing  bonds,  notes  or other obligations may be greater than two million
     3  dollars ($2,000,000) only if the present value  of  the  aggregate  debt
     4  service  of the refunding or repayment bonds, notes or other obligations
     5  to be issued shall not exceed the present value of  the  aggregate  debt
     6  service  of  the  bonds, notes or other obligations so to be refunded or
     7  repaid. For purposes hereof, the present values of  the  aggregate  debt
     8  service  of the refunding or repayment bonds, notes or other obligations
     9  and of the aggregate debt service of the bonds,  notes  or  other  obli-
    10  gations  so  refunded  or  repaid,  shall be calculated by utilizing the
    11  effective interest rate of the refunding or repayment  bonds,  notes  or
    12  other  obligations,  which shall be that rate arrived at by doubling the
    13  semi-annual  interest  rate  (compounded  semi-annually)  necessary   to
    14  discount  the debt service payments on the refunding or repayment bonds,
    15  notes or other obligations from the payment dates thereof to the date of
    16  issue of the refunding or repayment bonds, notes  or  other  obligations
    17  and  to  the  price bid including estimated accrued interest or proceeds
    18  received by the authority including estimated accrued interest from  the
    19  sale  thereof.]  The authority shall have power and is hereby authorized
    20  to enter into such agreements and perform such acts as may  be  required
    21  under  any  applicable federal legislation to secure a federal guarantee
    22  of any bonds.
    23    2. The authority shall have power from time to time to renew bonds  or
    24  to  issue  renewal  bonds for such purpose, to issue bonds to pay bonds,
    25  and, whenever it deems refunding expedient, to refund any  bond  by  the
    26  issuance of new bonds, whether the bonds to be refunded have or have not
    27  matured, and may issue bonds partly to refund bonds then outstanding and
    28  partly  for  any other corporate purpose of the authority. [Bonds (other
    29  than notes or other  evidence  of  indebtedness)  issued  for  refunding
    30  purposes,  which  have a final maturity date longer than the maturity of
    31  the bonds being refunded, shall be approved by a resolution of the coun-
    32  ty legislature adopted by a majority vote and  approved  by  the  county
    33  executive.]  Bonds  issued  for refunding purposes shall be sold and the
    34  proceeds applied to the purchase, redemption or payment of the bonds  or
    35  notes to be refunded.
    36    5.  Any  resolution  or  resolutions authorizing bonds or any issue of
    37  bonds may contain provisions which may be a part of  the  contract  with
    38  the  holders of the bonds thereby authorized as to:  (a) pledging all or
    39  part of the revenues, other monies  or  property  of  the  authority  to
    40  secure  the  payment  of  the  bonds,  or any costs of issuance thereof,
    41  including but not limited to any contracts, earnings or proceeds of  any
    42  grant  to  the  authority  received  from  any  private or public source
    43  subject to such agreements with bond holders as may then exist;
    44    (b) the setting aside of reserves and the creation  of  sinking  funds
    45  and the regulation and disposition thereof;
    46    (c)  limitations on the purpose to which the proceeds from the sale of
    47  bonds may be applied;
    48    (d) the rates, rents, fees and other charges to be fixed and collected
    49  by the authority and the amount to be raised in each  year  thereby  and
    50  the use and disposition of revenues;
    51    (e) limitations on the right of the authority to restrict and regulate
    52  the  use  of  [the  auditorium]  its properties, facilities, programs or
    53  [part] parts thereof in connection with which bonds are issued;
    54    (f) limitations on the issuance of additional bonds,  the  terms  upon
    55  which  additional  bonds  may be issued and secured and the refunding of
    56  outstanding or other bonds;

        S. 8306                            10
     1    (g) the procedure, if any, by which the terms  of  any  contract  with
     2  bond  holders may be amended or abrogated, the amount of bonds the hold-
     3  ers of which must consent thereto, and the manner in which such  consent
     4  may be given;
     5    (h)  the  creation  of special funds into which any revenues or monies
     6  may be deposited;
     7    (i) the terms and provisions of any trust, mortgage, deed or indenture
     8  securing the bonds under which the bond may be issued;
     9    (j) vesting in a trustee or trustees such properties,  rights,  powers
    10  and duties in trust as the authority may determine which may include any
    11  or all of the rights, powers and duties of the trustees appointed by the
    12  bond holders to appoint a trustee pursuant to this title or limiting the
    13  rights, duties and powers of such trustee;
    14    (k)  defining  the  acts  or  omissions  to act which may constitute a
    15  default in the obligations and duties of the authority to the bond hold-
    16  ers and providing for the rights and remedies of the bond holders in the
    17  event of such default, including as a matter of right, appointment of  a
    18  receiver,  provided, however, that such rights and remedies shall not be
    19  inconsistent with the general laws of the state and other provisions  of
    20  this title;
    21    (l)  limitations  on  the  power of the authority to sell or otherwise
    22  dispose of [the auditorium] any of its  properties,  facilities,  struc-
    23  tures or other assets or any part thereof;
    24    (m)  limitations  on  the  amount  of  revenues and other monies to be
    25  expended for operating, administrative or other expenses of the authori-
    26  ty;
    27    (n) the payment of the proceeds of bonds, revenues and other monies to
    28  a trustee or other depository, and for the method of disbursement there-
    29  of with such safeguards and restrictions as the authority may determine;
    30  and
    31    (o) any other matters of like or different character which in any  way
    32  affect  the  security or protection of the bonds or the rights and reme-
    33  dies of bondholders.
    34    § 9. Section 1947 of the public authorities law, as added  by  chapter
    35  130 of the laws of 1996, is amended to read as follows:
    36    §  1947. State or municipality not liable on authority bonds.  Neither
    37  the state, the county nor any other municipality shall be liable on  the
    38  bonds  of the authority and such bonds shall not be a debt of either the
    39  state, the county or any other municipality, and each  such  bond  shall
    40  contain, on the face thereof, a statement to such effect.
    41    §  10. Section 1949-a of the public authorities law, as added by chap-
    42  ter 130 of the laws of 1996, is amended to read as follows:
    43    § 1949-a. Agreement with state. The state does hereby  pledge  to  and
    44  agree  with the holders of any bonds issued by the authority pursuant to
    45  this title and with those persons or public corporations who  may  enter
    46  into  contracts  with  the  authority pursuant to the provisions of this
    47  title that the state will not alter, limit or impair the  rights  hereby
    48  vested  in  the authority to purchase, construct, own and operate, main-
    49  tain, repair, improve,  reconstruct,  renovate,  rehabilitate,  enlarge,
    50  increase  and extend, or dispose of [the auditorium] any of the authori-
    51  ty's properties, facilities, structures, programs or  other  assets,  or
    52  any  part  or  parts thereof for which bonds of the authority shall have
    53  been issued, to establish and  collect  rates,  rents,  fees  and  other
    54  charges referred to in this title, to fulfill the terms of any contracts
    55  or  agreements  made  with or for the benefit of the holders of bonds or
    56  with any person or public corporation with reference to such project  or

        S. 8306                            11
     1  part  thereof,  or  in  any way to impair the rights and remedies of the
     2  holders of bonds, until  the  bonds,  together  with  interest  thereon,
     3  including interest on any unpaid installments of interest, and all costs
     4  and expenses in connection with any action or proceeding by or on behalf
     5  of the holders of bonds, are fully met and discharged and such contracts
     6  are  fully  performed  on  the  part  of the authority. The authority is
     7  authorized to include this pledge and agreement  of  the  state  in  any
     8  agreement with the holders of bonds.
     9    §  11. Section 1949-d of the public authorities law, as added by chap-
    10  ter 130 of the laws of 1996, is amended to read as follows:
    11    § 1949-d. Contracts. [All contracts for construction shall be  let  by
    12  the  authority  in  conformity with the applicable provisions of section
    13  one hundred thirty-five of the state finance law and  shall  be  let  in
    14  accordance  with  the  provisions  of state law pertaining to prevailing
    15  wages, labor standards and working hours.
    16    The authority may, in its discretion, assign contracts for supervision
    17  and coordination to the successful bidder for any  subdivision  of  work
    18  for which the authority receives bids. The authority shall not award any
    19  construction  contract  except to the lowest bidder who, in its opinion,
    20  is qualified to perform the work required and  who  is  responsible  and
    21  reliable.  The  authority  may, however, reject any or all bids or waive
    22  any informality in a bid if it believes that the public interest will be
    23  promoted thereby. The authority may reject any bid if, in its  judgment,
    24  the  business  and  technical  organization, plant, resources, financial
    25  standing, or experience of the bidder justifies such rejection  in  view
    26  of  the  work  to  be performed.] 1. Notwithstanding section one hundred
    27  three of the general municipal law or the provisions of any  other  law,
    28  in  conformity  with  the  requirements of this section, and only when a
    29  project labor agreement is performed,  the  authority  may  utilize  the
    30  alternative  delivery method referred to as a design-build contract. The
    31  authority shall ensure that its procurement record reflects the  design-
    32  build contract process authorized by this section.
    33    2.  An  entity  selected by the authority to enter into a design-build
    34  contract shall be selected through a two-step process, as follows:
    35    (a) The generation of a list of entities that  have  demonstrated  the
    36  general  capability  to  perform design-build contracts. Such list shall
    37  consist of a specified number of entities, as determined by the authori-
    38  ty, and  shall  be  generated  based  upon  the  authority's  review  of
    39  responses  to  publicly  advertised  requests  for  qualifications.  The
    40  authority's  request  for  qualifications  shall   include   a   general
    41  description  of the work to be performed, the maximum number of entities
    42  to be included on the list and the selection  criteria  to  be  used  in
    43  generating  the  list.  Such  selection  criteria shall include: (i) the
    44  qualifications and experience  of  the  design  and  construction  team,
    45  organization,  demonstrated  responsibility, ability of the team or of a
    46  member or members of the team to comply  with  applicable  requirements,
    47  including the provisions of articles one hundred forty-five, one hundred
    48  forty-seven  and one hundred forty-eight of the education law; (ii) past
    49  record of compliance  with  the  labor  law  including  prevailing  wage
    50  requirements  under  state  and  federal  law;  (iii) the past record of
    51  compliance with existing  labor  standards  and  maintaining  harmonious
    52  labor  relations; (iv) the record of protecting the health and safety of
    53  workers on public works projects and job sites as  demonstrated  by  the
    54  experience  modification  rate for each of the last three years; (v) the
    55  prospective bidder's  ability  to  undertake  the  particular  type  and
    56  complexity  of  work;  (vi) the financial capability, responsibility and

        S. 8306                            12
     1  reliability of the prospective bidder for such type  and  complexity  of
     2  work;  (vii)  the  prospective bidder's compliance with equal employment
     3  opportunity requirements and anti-discrimination laws, and  demonstrated
     4  commitment  to  working with minority and women-owned businesses through
     5  joint ventures or subcontractor relationships; (viii) whether or not the
     6  prospective bidder or a person or entity with an interest  of  at  least
     7  ten  per centum in the prospective bidder, is debarred for having disre-
     8  garded obligations to employees under the Davis Bacon Act pursuant to 40
     9  USC 3144 and 29 CFR 5.12; (ix) any other such qualifications the author-
    10  ity deems appropriate which may include, but shall not  be  limited  to,
    11  project  understanding, financial capability and record of past perform-
    12  ance. The authority shall evaluate and rate all entities  responding  to
    13  the  request  for qualifications. Based upon such ratings, the authority
    14  shall list the entities that shall receive a request  for  proposals  in
    15  accordance  with  subdivision  three  of  this  section.  To  the extent
    16  consistent with applicable federal law, the  authority  shall  consider,
    17  when  awarding  any contract pursuant to this section, the participation
    18  of firms certified pursuant to article fifteen-A of the executive law as
    19  minority or women-owned businesses and the ability of  other  businesses
    20  under  consideration to work with minority and women-owned businesses so
    21  as to promote and assist participation  by  such  businesses  and  small
    22  business  concerns identified pursuant to subdivision (b) of section one
    23  hundred thirty-nine-g of the state finance law;
    24    (b) The selection of the proposal which  is  the  best  value  to  the
    25  authority.  The  authority  shall  issue a request for proposals for the
    26  work to be performed to the entities listed pursuant to paragraph (a) of
    27  this subdivision. If such an entity consists of a team of separate enti-
    28  ties, the entities that comprise such a team must remain unchanged  from
    29  the  entity  as  listed  pursuant  to  paragraph (a) of this subdivision
    30  unless otherwise approved by the authority. The  request  for  proposals
    31  for  a  project  shall  set forth the project's scope of work, and other
    32  requirements, as determined by the authority. The request for  proposals
    33  shall  specify the criteria to be used to evaluate the responses and the
    34  relative weight of each such criteria. Such criteria shall  include  the
    35  proposal's  cost, the quality of the proposal's solution, the qualifica-
    36  tions and experience of the design-build entity and other factors deemed
    37  pertinent by the authority which may include, but shall not  be  limited
    38  to,  the  proposal's project implementation, the ability to complete the
    39  work in a timely and  satisfactory  manner,  maintenance  costs  of  the
    40  completed project, maintenance of traffic approach and community impact.
    41  Any  contract awarded pursuant to this act shall be awarded to a respon-
    42  sive and responsible entity that submits the proposal which, in  consid-
    43  eration  of  these and other specified criteria deemed pertinent, offers
    44  the best value to the authority, as determined by the authority. Nothing
    45  in this act shall be construed to prohibit the authority from  negotiat-
    46  ing final contract terms and conditions including cost.
    47    3.  Notwithstanding the provisions of this section, when any person or
    48  entity is debarred for having disregarded obligations to employees under
    49  the Davis-Bacon Act pursuant to 40 USC 3144 and 29 CFR 5.12, such person
    50  or entity, and any firm,  corporation,  partnership  or  association  in
    51  which  the person or entity owns or controls at least ten per centum of,
    52  shall be ineligible to submit a  bid  on  or  be  awarded  any  contract
    53  authorized  by  this  section  while the name of the person or entity is
    54  published in the list of debarred contractors pursuant to 40  USC  3144.
    55  The department of labor shall notify the person or entity immediately of

        S. 8306                            13
     1  such  ineligibility  and  such  person  or  entity shall be afforded the
     2  opportunity to appeal to the department of labor.
     3    4.  Any contract entered into pursuant to this section shall include a
     4  clause requiring that any professional services  regulated  by  articles
     5  one  hundred  forty-five, one hundred forty-seven and one hundred forty-
     6  eight of the education law shall be performed and  stamped  and  sealed,
     7  where  appropriate,  by  a professional licensed in accordance with such
     8  articles.
     9    5. The construction, demolition, reconstruction, excavation, rehabili-
    10  tation, repair, renovation of a  project  undertaken  by  the  authority
    11  pursuant to this section shall be deemed a "public work" to be performed
    12  in  accordance with the provisions of article eight of the labor law, as
    13  well as subject to sections two hundred, two hundred forty, two  hundred
    14  forty-one  and two hundred forty-two of the labor law and enforcement of
    15  prevailing wage requirements by the New York state department of labor.
    16    6. A project labor agreement shall be  included  in  the  request  for
    17  proposals  for  a  project, provided that, based upon a study done by or
    18  for the authority, the authority determines that its interest in obtain-
    19  ing the best work at the lowest possible price,  preventing  favoritism,
    20  fraud  and  corruption,  and  other considerations such as the impact of
    21  delay, the possibility of cost savings advantages, and any local history
    22  of labor unrest, are best met by requiring a  project  labor  agreement.
    23  The authority shall conduct such a study and the project labor agreement
    24  shall be performed consistent with the provisions of section two hundred
    25  twenty-two  of  the  labor  law.  If  a  project  labor agreement is not
    26  performed on a project the authority shall not  utilize  a  design-build
    27  contract  for  such project and sections one hundred one and one hundred
    28  three of the general municipal law shall apply to such project.
    29    7. Each contract entered  into  by  the  authority  pursuant  to  this
    30  section  shall comply, whenever practical, with the objectives and goals
    31  of minority and women-owned business  enterprises  pursuant  to  article
    32  fifteen-A  of the executive law or, if the project receives federal aid,
    33  shall comply with  applicable  federal  requirements  for  disadvantaged
    34  business enterprises.
    35    8.  Any  project  undertaken by the authority pursuant to this section
    36  shall be subject to the requirements of article eight  of  the  environ-
    37  mental  conservation law, and, where applicable, the requirements of the
    38  national environmental policy act.
    39    9. If otherwise applicable, a  project  undertaken  by  the  authority
    40  pursuant to this section shall be governed by the general municipal law.
    41    10.  The  submission  of a proposal or responses or the execution of a
    42  design-build contract pursuant to this section shall not be construed to
    43  be a violation of section sixty-five hundred  twelve  of  the  education
    44  law.
    45    11.  Nothing  contained in this section shall limit the right or obli-
    46  gation of the authority to comply with the provisions  of  any  existing
    47  contract, including any existing contract with or for the benefit of the
    48  holders  of  the  obligations of the authority, or to award contracts as
    49  otherwise provided by law.
    50    § 12. This act shall take effect immediately and shall  apply  to  all
    51  contracts and agreements entered into on and after such date.
feedback