Bill Text: NY S07946 | 2023-2024 | General Assembly | Introduced


Bill Title: Requires employers to provide an employee, attorney for the employee or a representative of a recognized or certified employee organization, the opportunity to review and copy the employee's personnel file; provides the employee must submit a written request for this right to be exercised and former employees have to make the request within three years of leaving employment.

Spectrum: Partisan Bill (Democrat 2-0)

Status: (Introduced) 2024-01-04 - REFERRED TO LABOR [S07946 Detail]

Download: New_York-2023-S07946-Introduced.html



                STATE OF NEW YORK
        ________________________________________________________________________

                                          7946

                    IN SENATE

                                     January 4, 2024
                                       ___________

        Introduced by Sens. PARKER, SEPULVEDA -- read twice and ordered printed,
          and when printed to be committed to the Committee on Labor

        AN  ACT to amend the labor law and the civil service law, in relation to
          employees' right to review personnel records

          The People of the State of New York, represented in Senate and  Assem-
        bly, do enact as follows:

     1    Section  1.  The labor law is amended by adding a new section 211-b to
     2  read as follows:
     3    § 211-b. Employee right to review personnel records. 1.  The  employer
     4  shall, upon written request from an employee or former employee, provide
     5  such  employee,  former  employee  separated  from  employment with such
     6  employer within the previous three years, representative of a recognized
     7  or certified employee organization or attorney of such employee with  an
     8  opportunity  to  review  and  copy  the employee's personnel file if the
     9  employer has a personnel file for that employee. The review and  copying
    10  must take place at the location where the personnel files are maintained
    11  and during normal business hours unless, at the employer's discretion, a
    12  more convenient time and location for the employee are arranged.
    13    2.  In  each  calendar year, the employer shall provide, at no cost to
    14  the employee, one copy of the entire personnel file  when  requested  by
    15  the  employee  or  former  employee  separated from employment with such
    16  employer within the last three years and, when requested by the employee
    17  or former employee separated from employment within the last three years
    18  with such employer, one copy of all the material added to the  personnel
    19  file after the copy of the entire file was provided. The cost of copying
    20  any  other  material requested during the calendar year shall be paid by
    21  the employee requesting the copy.
    22    3. For purposes of this section, a personnel file includes, but is not
    23  limited to, any formal or  informal  employee  evaluations  and  reports
    24  relating  to the employee's character, credit, work habits, compensation
    25  and benefits, and nonprivileged medical records or nurses' station notes
    26  relating to the employee. For the purposes of  this  section,  the  term
    27  "nonprivileged medical records or nurses' station notes" means all those
    28  materials  that  have  not  been found to be protected from discovery or

         EXPLANATION--Matter in italics (underscored) is new; matter in brackets
                              [ ] is old law to be omitted.
                                                                   LBD08059-01-3

        S. 7946                             2

     1  disclosure in the course of civil litigation or subject  to  the  Health
     2  Insurance Portability and Accountability Act (HIPAA).
     3    4. Records in a personnel file may be maintained in any form including
     4  paper, microfiche or electronic form. An employer maintaining records in
     5  a  form  other  than  paper shall have available to the employee, former
     6  employee separated from employment with such employer within the  previ-
     7  ous  three  years,  representative of a recognized or certified employee
     8  organization or attorney of such employee  the  equipment  necessary  to
     9  review  and  copy  the  personnel file. The employer shall take adequate
    10  steps to ensure the  integrity  and  confidentiality  of  such  employee
    11  records.
    12    5.  Any  employer  who,  following a request pursuant to this section,
    13  fails without good cause to provide an opportunity for review and  copy-
    14  ing  of a personnel file, within ten days of receipt of such request, is
    15  subject to a civil fine of twenty-five dollars for each day such failure
    16  continues, except that such fine shall not exceed five  hundred  dollars
    17  per request. An employee, former employee or the department may bring an
    18  action  in  a court of competent jurisdiction for such equitable relief,
    19  including an injunction, as the court may consider necessary and proper.
    20  The employer may also be required  to  reimburse  the  employee,  former
    21  employee  separated from employment with such employer within the previ-
    22  ous three years or the department for costs reasonably  related  to  the
    23  litigation  including reasonable attorney's fees, if the employee or the
    24  department receives a judgment in the employee's or department's  favor,
    25  respectively.
    26    6.  This  section  shall  not  be deemed to diminish the rights of any
    27  employee pursuant to a collective bargaining agreement.
    28    § 2. The civil service law is amended by adding a new section  153  to
    29  read as follows:
    30    §  153.  Employee  right  to review personnel records. 1. The employer
    31  shall, upon written request from an employee or  former  employee  sepa-
    32  rated  from  employment  with  such  employer  within the previous three
    33  years, provide such employee, former employee separated from  employment
    34  with  such employer within the previous three years, representative of a
    35  recognized or  certified  employee  organization  or  attorney  of  such
    36  employee with an opportunity to review and copy the employee's personnel
    37  file  if the employer has a personnel file for that employee. The review
    38  and copying must take place at the location where  the  personnel  files
    39  are  maintained  and during normal business hours unless, at the employ-
    40  er's discretion, a more convenient time and location  for  the  employee
    41  are arranged.
    42    2.  In  each  calendar year, the employer shall provide, at no cost to
    43  the employee, one copy of the entire personnel file  when  requested  by
    44  the  employee  or  former  employee  separated from employment with such
    45  employer within the previous three years  and,  when  requested  by  the
    46  employee or former employee separated from employment with such employer
    47  within  the  previous three years, one copy of all the material added to
    48  the personnel file after the copy of the entire file was  provided.  The
    49  cost  of  copying  any other material requested during the calendar year
    50  shall be paid by the employee requesting the copy.
    51    3. For purposes of this section, a personnel file includes, but is not
    52  limited to, any formal or  informal  employee  evaluations  and  reports
    53  relating  to the employee's character, credit, work habits, compensation
    54  and benefits, and nonprivileged medical records or nurses' station notes
    55  relating to the employee. For the purposes of  this  section,  the  term
    56  "nonprivileged medical records or nurses' station notes" means all those

        S. 7946                             3

     1  materials  that  have  not  been found to be protected from discovery or
     2  disclosure in the course of civil litigation or subject  to  the  Health
     3  Insurance Portability and Accountability Act (HIPAA).
     4    4.  Records  in a personnel file may be maintained in any form includ-
     5  ing, paper, microfiche  or  electronic  form.  An  employer  maintaining
     6  records in a form other than paper shall have available to the employee,
     7  former  employee  or duly authorized representative the equipment neces-
     8  sary to review and copy the personnel  file.  The  employer  shall  take
     9  adequate  steps  to  ensure  the  integrity  and confidentiality of such
    10  employee records.
    11    5. Any employer who, following a request  pursuant  to  this  section,
    12  fails  without good cause to provide an opportunity for review and copy-
    13  ing of a personnel file, within ten days of receipt of such request,  is
    14  subject to a civil fine of twenty-five dollars for each day such failure
    15  continues,  except  that such fine shall not exceed five hundred dollars
    16  per request. An employee, former employee or the department of labor may
    17  bring an action in a court of competent jurisdiction for each such equi-
    18  table relief, including an injunction, as the court may consider  neces-
    19  sary  and  proper.  The  employer  may also be required to reimburse the
    20  employee, former employee separated from employment with  such  employer
    21  within  the  previous  three  years or the department of labor for costs
    22  reasonably related to the  litigation  including  reasonable  attorney's
    23  fees, if the employee or the department of labor receives a judgement in
    24  the employee's or such department's favor, respectively.
    25    6.  This  section  shall  not  be deemed to diminish the rights of any
    26  employee pursuant to a collective bargaining agreement.
    27    § 3. This act shall take effect immediately.
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