Bill Text: NY A00282 | 2009-2010 | General Assembly | Introduced


Bill Title: Provides for the establishment of a New York city liquor authority to license and regulate the retail alcoholic beverage business in the city; provides for its functions, powers, and duties; places limits on conflicts of interest.

Spectrum: Partisan Bill (Democrat 16-0)

Status: (Introduced - Dead) 2010-01-06 - referred to economic development [A00282 Detail]

Download: New_York-2009-A00282-Introduced.html
                           S T A T E   O F   N E W   Y O R K
       ________________________________________________________________________
                                          282
                              2009-2010 Regular Sessions
                                 I N  A S S E M B L Y
                                      (PREFILED)
                                    January 7, 2009
                                      ___________
       Introduced by M. of A. PHEFFER, MARKEY, GIANARIS, DINOWITZ, GOTTFRIED --
         Multi-Sponsored  by  -- M. of A. BRENNAN, CLARK, COLTON, COOK, JACOBS,
         JOHN, MAYERSOHN, MILLMAN, ROSENTHAL, TOWNS -- read once  and  referred
         to  the  Committee on Economic Development, Job Creation, Commerce and
         Industry
       AN ACT to amend the alcoholic  beverage  control  law,  in  relation  to
         authorizing the creation of an alcoholic beverage control board in and
         by the city of New York
         THE  PEOPLE OF THE STATE OF NEW YORK, REPRESENTED IN SENATE AND ASSEM-
       BLY, DO ENACT AS FOLLOWS:
    1    Section 1. Declaration of legislative findings and intent. The  legis-
    2  lature  hereby  finds,  determines  and  declares that it is a matter of
    3  state concern and in the interest of the people of the state to  author-
    4  ize  the  establishment of a city liquor authority in and by the city of
    5  New York. The need for self-regulation of the sale of alcoholic beverag-
    6  es by the city of New York is well documented. There are too many estab-
    7  lishments in close proximity to each other that engage in  the  sale  of
    8  alcoholic beverages. This has resulted in an increase in noise, traffic,
    9  litter,  and criminal activities, especially late at night.  Consequent-
   10  ly, the quality of life in neighborhoods within the city of New York has
   11  deteriorated. Therefore, the legislature finds  and  declares  that  the
   12  creation of a city liquor authority would enable the city of New York to
   13  more  effectively  and  efficiently  monitor  these  establishments  and
   14  enforce the alcoholic beverage  control  law.  The  legislature  further
   15  finds  and  declares  that  the creation of a city liquor authority will
   16  help improve the quality of life in the city of  New  York  as  well  as
   17  insure compliance with other applicable laws.
   18    It is the intent of the legislature to hereby authorize the establish-
   19  ment  of a city liquor authority in and by the city of New York in order
        EXPLANATION--Matter in ITALICS (underscored) is new; matter in brackets
                             [ ] is old law to be omitted.
                                                                  LBD03052-01-9
       A. 282                              2
    1  to provide proper and adequate enforcement  of  the  alcoholic  beverage
    2  control law.
    3    S  2.  The  alcoholic  beverage control law is amended by adding a new
    4  article 3 to read as follows:
    5                                   ARTICLE 3
    6                       NEW YORK CITY LIQUOR AUTHORITY
    7  SECTION 30. DEFINITIONS.
    8          31. AUTHORITY; COMMISSIONER.
    9          32. DEPUTIES.
   10          33. OFFICERS; EMPLOYEES; OFFICES.
   11          34. DISQUALIFICATION  OF  COMMISSIONER  AND  EMPLOYEES  OF   THE
   12                AUTHORITY.
   13          35. FUNCTIONS, POWERS, AND DUTIES OF THE AUTHORITY.
   14          36. NOTICE TO COMMUNITY BOARDS.
   15          37. POWERS AND DUTIES OF THE COMMISSIONER.
   16          38. NECESSARY PARTY.
   17    S 30. DEFINITIONS. AS USED IN THIS ARTICLE:
   18    1. "AUTHORITY" SHALL MEAN THE NEW YORK CITY LIQUOR AUTHORITY.
   19    2.  "COMMISSIONER"  SHALL  MEAN  THE COMMISSIONER OF THE NEW YORK CITY
   20  LIQUOR AUTHORITY.
   21    S 31. AUTHORITY; COMMISSIONER. THE CITY OF NEW YORK IS HEREBY  AUTHOR-
   22  IZED  TO  ESTABLISH  AND  MAINTAIN  AN AUTHORITY TO REGULATE THE SALE OF
   23  ALCOHOLIC BEVERAGES WITHIN ITS JURISDICTION AND ENFORCE LAWS  AND  REGU-
   24  LATIONS THEREFOR, THE HEAD OF WHICH SHALL BE THE COMMISSIONER.
   25    S  32.  DEPUTIES.  THE COMMISSIONER MAY APPOINT THREE DEPUTIES, ONE OF
   26  WHOM MAY PERFORM ALL DUTIES AND  EXERCISE  ALL  OF  THE  POWERS  OF  THE
   27  COMMISSIONER  WHEN SO AUTHORIZED BY INSTRUMENT IN WRITING TO BE FILED IN
   28  THE OFFICES OF THE MAYOR AND THE COMPTROLLER OF THE CITY OF NEW YORK.
   29    S 33. OFFICERS; EMPLOYEES; OFFICES. THE AUTHORITY SHALL HAVE THE POWER
   30  TO APPOINT ANY NECESSARY COUNSELS,  ASSISTANTS,  INVESTIGATORS,  HEARING
   31  OFFICERS, AND OTHER EMPLOYEES. INVESTIGATORS SO EMPLOYED BY THE AUTHORI-
   32  TY SHALL BE DEEMED TO BE PEACE OFFICERS FOR THE PURPOSE OF ENFORCING THE
   33  PROVISIONS OF THIS CHAPTER OR JUDGMENTS OR ORDERS OBTAINED FOR VIOLATION
   34  THEREOF,  WITH  ALL THE POWERS SET FORTH IN SECTION 2.20 OF THE CRIMINAL
   35  PROCEDURE LAW. THE COUNSEL, SECRETARY, CHIEF EXECUTIVE OFFICER,  COMMIS-
   36  SIONERS, AND DEPUTIES SHALL BE IN THE EXEMPT CLASS OF THE CIVIL SERVICE.
   37  THE  OTHER ASSISTANTS, HEARING OFFICERS, INVESTIGATORS, AND EMPLOYEES OF
   38  THE AUTHORITY SHALL ALL  BE  IN  THE  COMPETITIVE  CLASS  OF  THE  CIVIL
   39  SERVICE.
   40    S 34. DISQUALIFICATION OF COMMISSIONER AND EMPLOYEES OF THE AUTHORITY.
   41  NO  COMMISSIONER  OF THE AUTHORITY OR ANY OFFICER, DEPUTY, HEARING OFFI-
   42  CER, ASSISTANT, INSPECTOR, OR EMPLOYEE THEREOF SHALL HAVE  AN  INTEREST,
   43  DIRECT OR INDIRECT, EITHER PROPRIETARY OR BY MEANS OF ANY LOAN, MORTGAGE
   44  OR  LIEN, OR IN ANY OTHER MANNER, IN ANY PREMISES WHERE ALCOHOLIC BEVER-
   45  AGES ARE MANUFACTURED OR SOLD; NOR SHALL HAVE ANY  INTEREST,  DIRECT  OR
   46  INDIRECT,  IN  ANY  BUSINESS WHOLLY OR PARTIALLY DEVOTED TO THE MANUFAC-
   47  TURE, SALE, TRANSPORTATION, OR STORAGE OF ALCOHOLIC  BEVERAGES,  OR  OWN
   48  ANY  STOCK  IN  ANY  CORPORATION  WHICH HAS ANY INTEREST, PROPRIETARY OR
   49  OTHERWISE, DIRECT OR INDIRECT, IN ANY PREMISES WHERE ALCOHOLIC BEVERAGES
   50  ARE MANUFACTURED OR SOLD, OR IN ANY BUSINESS WHOLLY OR PARTIALLY DEVOTED
   51  TO THE MANUFACTURE, SALE, TRANSPORTATION OR STORAGE OF ALCOHOLIC  BEVER-
   52  AGES,  OR  RECEIVE  ANY  PROFIT WHATSOEVER, DIRECT OR INDIRECT, FROM ANY
   53  PERSON APPLYING FOR OR RECEIVING ANY LICENSE OR PERMIT PROVIDED  FOR  IN
   54  THIS  CHAPTER,  OR  HOLD  ANY  OTHER PUBLIC OFFICE IN THE CITY OR IN ANY
   55  POLITICAL SUBDIVISION, EXCEPT UPON WRITTEN PERMISSION OF  THE  NEW  YORK
   56  CITY CONFLICTS OF INTEREST BOARD.
       A. 282                              3
    1    S  35.  FUNCTIONS,  POWERS, AND DUTIES OF THE AUTHORITY. THE AUTHORITY
    2  SHALL HAVE THE FOLLOWING FUNCTIONS, POWERS, AND DUTIES:
    3    1.  TO  ISSUE OR REFUSE TO ISSUE ANY LICENSE OR PERMIT FOR THE SALE OF
    4  ALCOHOLIC BEVERAGES AT RETAIL.
    5    2. TO LIMIT, IN ITS DISCRETION, THE NUMBER OF LICENSES OF  EACH  CLASS
    6  TO  BE  ISSUED WITHIN THE CITY OR ANY POLITICAL SUBDIVISION THEREOF AND,
    7  IN CONNECTION THEREWITH, TO PROHIBIT THE ACCEPTANCE OF APPLICATIONS  FOR
    8  SUCH CLASS OR CLASSES OF LICENSES WHICH HAVE BEEN SO LIMITED.
    9    3.  TO  REVOKE,  CANCEL,  OR  SUSPEND  FOR CAUSE ANY LICENSE OR PERMIT
   10  ISSUED PURSUANT TO THIS CHAPTER AND/OR IMPOSE A CIVIL PENALTY FOR  CAUSE
   11  AGAINST  ANY HOLDER OF A LICENSE OR PERMIT ISSUED PURSUANT TO THIS CHAP-
   12  TER.
   13    4. TO REMOVE  ANY  EMPLOYEE  FOR  CAUSE,  CONSISTENT  WITH  APPLICABLE
   14  COLLECTIVE  BARGAINING  AGREEMENTS OR LOCAL AND STATE LAWS, AFTER GIVING
   15  SUCH EMPLOYEE A COPY OF THE CHARGES AGAINST HIM OR HER, IN WRITING,  AND
   16  AN OPPORTUNITY TO BE HEARD THEREON.
   17    5.  TO  HOLD  HEARINGS,  SUBPOENA  WITNESSES, COMPEL THEIR ATTENDANCE,
   18  ADMINISTER OATHS, AND TO EXAMINE ANY PERSON UNDER OATH  IN  RELATION  TO
   19  ANY  MATTERS, DETERMINATIONS, OR PROCEEDINGS PURSUANT TO THIS SECTION. A
   20  SUBPOENA ISSUED PURSUANT TO THIS SECTION SHALL BE REGULATED BY THE CIVIL
   21  PRACTICE LAW AND RULES.
   22    6. TO MAKE AN ANNUAL REPORT TO THE MAYOR, THE CITY COUNCIL,  AND  EACH
   23  BOROUGH  PRESIDENT  OF  THE  CITY  OF NEW YORK OF ITS ACTIVITIES FOR THE
   24  PRECEDING YEAR.
   25    7. TO APPOINT SUCH ADVISORY GROUPS AND COMMITTEES AS IT  DEEMS  NECES-
   26  SARY  TO  PROVIDE  ASSISTANCE TO THE AUTHORITY TO CARRY OUT THE PURPOSES
   27  AND OBJECTIVES OF THIS CHAPTER.
   28    8. UPON RECEIPT OF A RESOLUTION ADOPTED BY THE COUNCIL OF THE CITY  OF
   29  NEW  YORK  REQUESTING  FURTHER RESTRICTION OF HOURS OF SALE OF ALCOHOLIC
   30  BEVERAGES WITHIN SUCH CITY, AND UPON NOTICE AND HEARING WITHIN THE  CITY
   31  OF  NEW YORK, TO APPROVE OR DISAPPROVE SUCH HOURS WITHIN THE CITY OF NEW
   32  YORK.
   33    9. THE AUTHORITY SHALL EXERCISE ITS POWERS  AND  DUTIES  IN  A  MANNER
   34  CONSISTENT WITH ALL APPLICABLE LAWS.
   35    S  36.  NOTICE  TO  COMMUNITY BOARDS. AMONG OTHER INFORMATION THAT THE
   36  AUTHORITY SHALL CONSIDER IN GRANTING OR REVOKING LICENSES,  WHICH  SHALL
   37  BE  DETAILED IN THE RULES AND REGULATIONS PROMULGATED PURSUANT TO SUBDI-
   38  VISION SEVEN OF SECTION THIRTY-SEVEN  OF  THIS  ARTICLE,  THE  AUTHORITY
   39  SHALL NOTIFY LOCAL COMMUNITY BOARDS OF ANY PENDING ACTIONS, HEARINGS, OR
   40  DETERMINATIONS  WITHIN  OR AFFECTING AREAS WITHIN SUCH COMMUNITY BOARD'S
   41  JURISDICTION. SUCH NOTICE SHALL BE MADE IN WRITING AT LEAST FIFTEEN DAYS
   42  PRIOR TO SUCH ACTION, HEARING, OR DETERMINATION. RESPONSES SUBMITTED  BY
   43  THE  AFFECTED COMMUNITY BOARD SHALL BE CONSIDERED BY THE AUTHORITY WHERE
   44  APPLICABLE.
   45    S 37. POWERS AND DUTIES OF THE COMMISSIONER.  THE  COMMISSIONER  SHALL
   46  HAVE THE FOLLOWING FUNCTIONS, POWERS AND DUTIES:
   47    1.  TO  EXERCISE  THE POWERS AND PERFORM THE DUTIES IN RELATION TO THE
   48  ADMINISTRATION OF THE AUTHORITY.
   49    2. TO PERFORM THE ADMINISTRATIVE FUNCTIONS OF THE AUTHORITY.
   50    3. TO KEEP RECORDS IN SUCH FORM AS HE OR  SHE  MAY  PRESCRIBE  OF  ALL
   51  LICENSES  AND  PERMITS  ISSUED  AND REVOKED WITHIN THE CITY OF NEW YORK;
   52  SUCH RECORDS SHALL BE SO KEPT AS TO PROVIDE READY INFORMATION AS TO  THE
   53  IDENTITY  OF  ALL  LICENSEES,  INCLUDING  THE  NAMES OF THE OFFICERS AND
   54  DIRECTORS OF CORPORATE LICENSEES AND THE LOCATION OF ALL LICENSED  PREM-
   55  ISES.
       A. 282                              4
    1    4.  TO  INSPECT  OR  PROVIDE  FOR THE INSPECTION OF ANY PREMISES WHERE
    2  ALCOHOLIC BEVERAGES ARE MANUFACTURED OR SOLD.
    3    5.  TO  PRESCRIBE FORMS OF APPLICATIONS FOR LICENSES AND PERMITS UNDER
    4  THIS CHAPTER AND OF ALL REPORTS DEEMED NECESSARY BY THE AUTHORITY.
    5    6. TO DELEGATE TO THE OFFICERS AND EMPLOYEES OF THE AUTHORITY SUCH  OF
    6  HIS OR HER POWERS AND DUTIES AS HE OR SHE MAY DETERMINE.
    7    7.  TO FORMULATE, ADOPT, PROMULGATE, AND ENFORCE, PURSUANT TO THE CITY
    8  ADMINISTRATIVE PROCEDURE ACT, COMPLETE RULES, REGULATIONS,  ORDERS,  AND
    9  DIRECTIONS  FOR THE SECURITY OF LIFE AND HEALTH IN THE CITY, WHICH SHALL
   10  NOT BE INCONSISTENT WITH THE STATE'S ALCOHOLIC BEVERAGE CONTROL LAWS.
   11    S 38. NECESSARY PARTY. THE AUTHORITY SHALL BE A PARTY TO  ALL  ACTIONS
   12  AND  PROCEEDINGS  AFFECTING  IN ANY MANNER THE ISSUANCE OR REVOCATION OF
   13  LICENSES TO RETAILERS AND TO ALL INJUNCTION PROCEEDINGS AGAINST LICENSED
   14  RETAILERS WITHIN ITS JURISDICTION.
   15    S 3. This act shall take effect on the first of January next  succeed-
   16  ing  the date on which it shall have become a law and shall apply to all
   17  licenses issued, renewed, modified, or altered on or after  such  effec-
   18  tive date.
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