TN SB0238 | 2023-2024 | 113th General Assembly

Status

Completed Legislative Action
Spectrum: Partisan Bill (Republican 2-0)
Status: Passed on April 18 2023 - 100% progression
Action: 2023-04-18 - Effective date(s) 04/04/2023; 01/01/2024
Text: Latest bill text (Chaptered) [PDF]

Summary

As enacted, permits the commissioner to require submission of a set of fingerprints by an investment adviser representative applicant; updates when registration as an issuer-dealer becomes effective after submission of an application; and makes other various changes regarding the regulation of financial services. - Amends TCA Title 48, Chapter 1, Part 1 and Title 56, Chapter 6, Part 1.

Tracking Information

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Title

AN ACT to amend Tennessee Code Annotated, Title 48, Chapter 1, Part 1 and Title 56, Chapter 6, Part 1, relative to the regulation of financial services.

Sponsors


Roll Calls

2023-03-20 - Senate - FLOOR VOTE: Motion to Concur (Y: 32 N: 0 NV: 0 Abs: 0) [PASS]
2023-03-13 - House - FLOOR VOTE: REGULAR CALENDAR AS AMENDED PASSAGE ON THIRD CONSIDERATION (Y: 94 N: 0 NV: 0 Abs: 0) [PASS]
2023-03-06 - Senate - FLOOR VOTE: as Amended Third Consideration (Y: 30 N: 0 NV: 0 Abs: 0) [PASS]
2023-02-28 - Senate - SENATE FINANCE, WAYS AND MEANS COMMITTEE: Recommended for passage, refer to Senate Calendar Committee (Y: 11 N: 0 NV: 0 Abs: 0) [PASS]
2023-02-14 - Senate - SENATE COMMERCE AND LABOR COMMITTEE: Recommended for passage with amendment/s, refer to Senate Finance, Ways, and Means Committee Ayes 6, Nays 0 PNV 0 (Y: 6 N: 0 NV: 0 Abs: 0) [PASS]

History

DateChamberAction
2023-04-18 Effective date(s) 04/04/2023; 01/01/2024
2023-04-18 Pub. Ch. 112
2023-04-04SenateSigned by Governor.
2023-03-24SenateTransmitted to Governor for action.
2023-03-23HouseSigned by H. Speaker
2023-03-22SenateSigned by Senate Speaker
2023-03-22SenateEnrolled and ready for signatures
2023-03-20SenateConcurred, Ayes 32, Nays 0 (Amendment 2 - HA0088)
2023-03-16SenatePlaced on Senate Message Calendar for 3/20/2023
2023-03-13HousePassed H., as am., Ayes 94, Nays 0, PNV 0
2023-03-13HouseH. adopted am. (Amendment 2 - HA0088)
2023-03-13HouseAm. withdrawn. (Amendment 1 - HA0018)
2023-03-13HouseSubst. for comp. HB.
2023-03-09HouseRcvd. from S., held on H. desk.
2023-03-07SenateSponsor(s) Added.
2023-03-06SenateEngrossed; ready for transmission to House
2023-03-06SenatePassed Senate as amended, Ayes 30, Nays 0
2023-03-06SenateSenate adopted Amendment (Amendment 1 - SA0033)
2023-03-03SenatePlaced on Senate Regular Calendar for 3/6/2023
2023-02-28SenateRecommended for passage, refer to Senate Calendar Committee
2023-02-21SenatePlaced on Senate Finance, Ways, and Means Committee calendar for 2/28/2023
2023-02-14SenateRecommended for passage with amendment/s, refer to Senate Finance, Ways, and Means Committee Ayes 6, Nays 0 PNV 0
2023-02-07SenatePlaced on Senate Commerce and Labor Committee calendar for 2/14/2023
2023-01-21SenatePassed on Second Consideration, refer to Senate Commerce and Labor Committee
2023-01-20SenateIntroduced, Passed on First Consideration
2023-01-19SenateFiled for introduction

Same As/Similar To

HB0054 (Crossfiled) 2023-04-18 - Comp. became Pub. Ch. 112

Subjects


Tennessee State Sources


Bill Comments

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