Bill Text: NY S08480 | 2023-2024 | General Assembly | Introduced


Bill Title: Authorizes the commissioner of corrections and community supervision to discipline certain employees for acts of serious misconduct; defines serious misconduct; establishes procedures for such disciplinary action; prohibits employees who have been removed for serious misconduct from being placed on the eligible list after such removal.

Spectrum: Partisan Bill (Democrat 3-0)

Status: (Introduced) 2024-02-05 - REFERRED TO CRIME VICTIMS, CRIME AND CORRECTION [S08480 Detail]

Download: New_York-2023-S08480-Introduced.html



                STATE OF NEW YORK
        ________________________________________________________________________

                                          8480

                    IN SENATE

                                    February 5, 2024
                                       ___________

        Introduced  by  Sen. SALAZAR -- read twice and ordered printed, and when
          printed to be committed to the Committee on Crime Victims,  Crime  and
          Correction

        AN  ACT  to  amend  the  correction  law  and  the civil service law, in
          relation to discipline of certain persons for serious misconduct

          The People of the State of New York, represented in Senate and  Assem-
        bly, do enact as follows:

     1    Section 1. The correction law is amended by adding a new section 12 to
     2  read as follows:
     3    § 12. Discipline of certain serious misconduct. 1. Definition. For the
     4  purposes  of  this section, the term "serious misconduct" shall mean: an
     5  act of excessive use of force; an act of false reporting  regarding  one
     6  or more acts of excessive use of force; an intentional failure to report
     7  an act of excessive use of force; the introduction of a cellular device,
     8  controlled  substance,  marihuana  or other significantly incapacitating
     9  substance to an institution of the department; or an inappropriate sexu-
    10  al relationship or contact with an incarcerated person or  person  under
    11  community supervision.
    12    2.  Acts  of  misconduct.  Notwithstanding any other provision of law,
    13  when an employee is alleged to have committed an act of serious  miscon-
    14  duct  then the disciplinary process that may be applied to such employee
    15  shall not be governed by  any  collective  bargaining  agreement  or  by
    16  section  seventy-five  of the civil service law but shall be governed by
    17  the provisions of this section.
    18    3. Disciplinary action. A person holding a position  as  described  in
    19  paragraph  (a), (b) or (c) of this subdivision shall not be removed from
    20  their position  or  otherwise  subjected  to  any  disciplinary  penalty
    21  authorized pursuant to this section; provided, however, that such person
    22  may  be removed or otherwise subjected to a disciplinary penalty author-
    23  ized pursuant to this section for serious  misconduct  after  a  hearing
    24  upon  stated  charges  pursuant  to this section. This subdivision shall
    25  apply to:
    26    (a) a person holding  a  position  by  permanent  appointment  in  the
    27  competitive class of the classified civil service; or

         EXPLANATION--Matter in italics (underscored) is new; matter in brackets
                              [ ] is old law to be omitted.
                                                                   LBD14330-02-4

        S. 8480                             2

     1    (b) a person holding a position by permanent appointment or employment
     2  in  the classified service of the state, who was honorably discharged or
     3  released under honorable circumstances from  the  armed  forces  of  the
     4  United States, including (i) having a qualifying condition as defined in
     5  section  one  of  the  veterans' services law, and receiving a discharge
     6  other than bad conduct or dishonorable from such service, or (ii)  being
     7  a  discharged  LGBT  veteran, as defined in section one of the veterans'
     8  services law, and receiving a discharge  other  than  bad  conduct    or
     9  dishonorable    from such  service, having served therein as such member
    10  in time of war as defined in section eighty-five of  the  civil  service
    11  law, or who is an exempt volunteer firefighter as defined in the general
    12  municipal  law,  except  when  such person holds the position of private
    13  secretary, cashier or deputy of any official or department; or
    14    (c) an employee holding a position in the non-competitive class  other
    15  than  a  position  designated  in  the  rules of the state civil service
    16  commission as confidential or requiring  the  performance  of  functions
    17  influencing  policy,  who  since  his or her last entry into service has
    18  completed at least five years of continuous service in the  non-competi-
    19  tive  class in a position or positions not so designated in the rules as
    20  confidential or requiring the performance of functions influencing poli-
    21  cy.
    22    4. Procedure. An employee holding a position as described in paragraph
    23  (a), (b) or (c) of subdivision three of this section who at the time  of
    24  questioning appears to be a potential subject of disciplinary action for
    25  an  act or acts of serious misconduct shall have right to representation
    26  by his or her certified or recognized employee organization under  arti-
    27  cle  fourteen of the civil service law and shall be notified in advance,
    28  in writing, of such right. An employee holding a position  as  described
    29  in paragraph (a), (b) or (c) of subdivision three of this section who is
    30  designated  managerial  or  confidential  under  article fourteen of the
    31  civil service law, shall have, at the  time  of  questioning,  where  it
    32  appears that such employee is a potential subject of disciplinary action
    33  for an act of serious misconduct, a right to representation and shall be
    34  notified  in  advance,  in  writing, of such right. If representation is
    35  requested, a reasonable period of time shall be afforded to obtain  such
    36  representation. If the employee is unable to obtain representation with-
    37  in  a  reasonable  period  of time, then the department may proceed with
    38  questioning the employee. A hearing officer appointed for  the  purposes
    39  of  this  section  shall determine if a reasonable period of time was or
    40  was not afforded. In the event the hearing officer finds that a  reason-
    41  able  period  of  time  was  not  afforded  then  any and all statements
    42  obtained from such questioning, as well as any evidence  or  information
    43  obtained  as  a  result  of such questioning shall be excluded. A person
    44  against whom removal or other disciplinary action is proposed  shall  be
    45  provided  written  notice and shall be furnished a copy of the charge or
    46  charges proffered against him or her and shall be allowed at least eight
    47  days for answering such charges in writing. The hearing upon such charg-
    48  es shall be held by a hearing officer, selected by the  commissioner  or
    49  his  or  her  designee. The hearing officer shall be vested with all the
    50  powers of the commissioner and shall make  a  record  of  such  hearing,
    51  which  shall,  along  with his or her recommendation, be referred to the
    52  commissioner for review and final  determination.  The  hearing  officer
    53  shall,  upon  the request of the employee against whom charges are prof-
    54  fered, permit such employee to be represented by counsel, or by a repre-
    55  sentative of a recognized or certified employee organization, and  shall
    56  allow him or her to summon witnesses on his or her behalf. The burden of

        S. 8480                             3

     1  proving serious misconduct shall be upon the department. Compliance with
     2  technical rules of evidence shall not be required.
     3    5. Suspension pending determination of charges; penalties. (a) Pending
     4  the  hearing  and  determination  of  charges of serious misconduct, the
     5  employee against whom such charges have been proffered may be  suspended
     6  without  pay.  If the employee is found guilty of a charge or charges of
     7  serious misconduct, the recommended penalty or punishment may consist of
     8  any combination of the following:
     9    (i) a letter of reprimand;
    10    (ii) removal from work location and transfer;
    11    (iii) a fine to be deducted from the salary or wages of such employee;
    12    (iv) probation for a specified period, provided any further  violation
    13  can lead to termination;
    14    (v) suspension without pay;
    15    (vi) demotion in grade and title; or
    16    (vii)  dismissal  from the service and loss of accumulated leave cred-
    17  its.
    18    (b) Provided, however, that the time during the pendency of the  hear-
    19  ing, in which an employee is suspended without pay, may be considered as
    20  part of the penalty.  The final determination of the commissioner on the
    21  recommendation  from  the hearing officer shall be made within ten busi-
    22  ness days of receipt of such recommendation. If the employee is  acquit-
    23  ted  of  all charges, he or she shall be restored to his or her position
    24  with full pay for the period of suspension less the amount of any  unem-
    25  ployment insurance benefits that may have been received. If such employ-
    26  ee is found guilty of one or more of the charges, a copy of the charges,
    27  his  or  her  written answer, a transcript of the hearing, and the final
    28  determination of the commissioner shall be filed in the bureau of  labor
    29  relations and the employee's personnel file. A copy of the transcript of
    30  the  hearing  shall, upon request of the affected employee, be furnished
    31  to him or her without charge.
    32    6. Appeal. When an employee believes he  or  she  is  aggrieved  by  a
    33  penalty  of  fine,  probation,  suspension,  demotion  or dismissal from
    34  service imposed pursuant to this section, he or she may make an applica-
    35  tion to the appropriate court in accordance with the provisions of arti-
    36  cle seventy-eight of the civil practice law and rules.
    37    7. Termination.  Notwithstanding  any  other  provision  of  law,  the
    38  commissioner,  in his or her discretion, may terminate the employment of
    39  any employee who is convicted  of  a  crime  whenever  the  commissioner
    40  determines  that the continued employment of such person would not be in
    41  the best interest of the department. Notwithstanding the  foregoing,  no
    42  employee  shall  be terminated pursuant to this section unless he or she
    43  shall first have been furnished with a written statement of the  reasons
    44  for  such determination and afforded an opportunity by the commissioner,
    45  or his or her designee, to make an explanation and to  submit  facts  in
    46  opposition thereto.
    47    § 2. Paragraph (h) of subdivision 4 of section 50 of the civil service
    48  law,  as  added by chapter 790 of the laws of 1958, is amended and a new
    49  paragraph (i) is added to read as follows:
    50    (h) who has been dismissed from private employments because of habitu-
    51  ally poor performance[.]; or
    52    (i) who has been disciplined for an act of serious misconduct  as  set
    53  forth in subdivision one of section twelve of the correction law.
    54    § 3. Subdivision 1 of section 61 of the civil service law, as added by
    55  chapter 790 of the laws of 1958, is amended to read as follows:

        S. 8480                             4

     1    1. Appointment  or  promotion  from  eligible  lists.  Appointment  or
     2  promotion from an eligible list to a position in the  competitive  class
     3  shall  be made by the selection of one of the three persons certified by
     4  the appropriate civil service commission as  standing  highest  on  such
     5  eligible  list  who are willing to accept such appointment or promotion;
     6  provided, however, that the state or a municipal commission may provide,
     7  by rule, that where it is necessary to break ties among eligibles having
     8  the same final examination ratings in order to determine  their  respec-
     9  tive  standings  on  the  eligible list, appointment or promotion may be
    10  made by the selection of any eligible whose final examination rating  is
    11  equal  to or higher than the final examination rating of the third high-
    12  est standing eligible willing to accept such appointment  or  promotion;
    13  provided  further, however, that an individual's name shall be suspended
    14  from the eligible list pending the outcome of the review of  the  appli-
    15  cant's  qualifications  pursuant to subdivision four of section fifty of
    16  this article. Appointments and promotions shall be made from the  eligi-
    17  ble list most nearly appropriate for the position to be filled.
    18    § 4. Subdivision 1 of section 112 of the correction law, as amended by
    19  chapter 322 of the laws of 2021, is amended to read as follows:
    20    1.  The  commissioner [of corrections and community supervision] shall
    21  have the superintendence, management and  control  of  the  correctional
    22  facilities  in  the  department  and  of  the  incarcerated  individuals
    23  confined therein, and of all matters relating to the government,  disci-
    24  pline,  policing, contracts and fiscal concerns thereof. He or she shall
    25  have the power and it shall be his or  her  duty  to  inquire  into  all
    26  matters  connected  with  said correctional facilities.  He or she shall
    27  make such rules and regulations, not in conflict with  the  statutes  of
    28  this  state,  for  the government of the officers and other employees of
    29  the department assigned to said facilities, and in regard to the  duties
    30  to  be  performed by them, and for the government and discipline of each
    31  correctional facility, as he or she may deem  proper,  and  shall  cause
    32  such  rules  and regulations to be recorded by the superintendent of the
    33  facility, and a copy thereof to be furnished to each  employee  assigned
    34  to  the facility.  With due consideration for overall safety and securi-
    35  ty, he or she shall also have the power to place  reasonable  limits  or
    36  restrictions  on  the  items  an  employee may bring into a correctional
    37  facility or community supervision office when reporting for  duty,  that
    38  can pose a threat or be used as a weapon. He or she shall also prescribe
    39  a system of accounts and records to be kept at each correctional facili-
    40  ty,  which  system shall be uniform at all of said facilities, and he or
    41  she shall also make rules and regulations for a  record  of  photographs
    42  and  other  means  of  identifying each incarcerated individual received
    43  into said facilities. He or she shall appoint and remove, subject to the
    44  civil service law, subordinate  officers  and  other  employees  of  the
    45  department who are assigned to correctional facilities.
    46    §  5.  This  act shall take effect on the thirtieth day after it shall
    47  have become a law; provided, however, that section one of this act shall
    48  take effect upon the expiration of  the  current  collective  bargaining
    49  agreement   that   governs  impacted  employees  of  the  department  of
    50  corrections and community supervision; provided further,  however,  that
    51  the  commissioner  of corrections and community supervision shall notify
    52  the legislative bill drafting commission  upon  the  expiration  of  the
    53  current  collective bargaining agreement that governs impacted employees
    54  of the department of corrections and community supervision in order that
    55  the commission may maintain an accurate and timely effective  data  base
    56  of the official text of the laws of the state of New York in furtherance

        S. 8480                             5

     1  of  effectuating the provisions of section 44 of the legislative law and
     2  section 70-b of the public officers law; provided further, however, that
     3  notwithstanding any other provision of law to the contrary,  once  these
     4  provisions  take  effect  they cannot be abrogated, amended, enhanced or
     5  modified in any way by future collective bargaining.
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