Bill Text: NY A10083 | 2013-2014 | General Assembly | Amended


Bill Title: Relates to phase two of the construction projects undertaken by the Rochester joint schools construction board.

Spectrum: Partisan Bill (Democrat 3-0)

Status: (Introduced - Dead) 2014-06-19 - substituted by s7859a [A10083 Detail]

Download: New_York-2013-A10083-Amended.html
                           S T A T E   O F   N E W   Y O R K
       ________________________________________________________________________
                                       10083--A
                                 I N  A S S E M B L Y
                                     June 12, 2014
                                      ___________
       Introduced  by  COMMITTEE  ON  RULES -- (at request of M. of A. Morelle,
         Bronson) -- read once and referred to the Committee  on  Education  --
         reported  and referred to the Committee on Ways and Means -- committee
         discharged, bill amended, ordered reprinted as amended and recommitted
         to said committee
       AN ACT to amend chapter 416 of the laws of 2007 establishing the city of
         Rochester and the board of education of the city  school  district  of
         the city of Rochester school facilities modernization program act; and
         to  amend  the  education law, in relation to construction projects of
         the Rochester joint schools construction board
         THE PEOPLE OF THE STATE OF NEW YORK, REPRESENTED IN SENATE AND  ASSEM-
       BLY, DO ENACT AS FOLLOWS:
    1    Section  1. Subdivisions (e), (g), (i) and (j) of section 2 of chapter
    2  416 of the laws of 2007 establishing the city of Rochester and the board
    3  of education of the city school district of the city of Rochester school
    4  facilities modernization program act, are amended and five new  subdivi-
    5  sions (k), (l), (m), (n) and (o) are added to read as follows:
    6    (e)  "[RSC  board]  RJSCB"  shall  mean the joint schools construction
    7  board of the city and the city school district, acting as agent for  the
    8  city,  the  city  school  district, or both, created by section three of
    9  this act.
   10    (g) "Project" shall mean work at an existing school building site that
   11  involves the design, reconstruction, or rehabilitation  of  an  existing
   12  school  building  for  its  continued use as a school of the city school
   13  district, which may include an addition to existing school buildings for
   14  such continued use and which also may include (1)  the  construction  or
   15  reconstruction  of  athletic fields, playgrounds, and other recreational
   16  facilities for such existing school buildings[,]; and/or (2) the  acqui-
   17  sition  and installation of all equipment necessary and attendant to and
   18  for the use of such existing school building, INCLUDING BUT NOT  LIMITED
   19  TO ITEMS LOCATED AT SITES NOT WITHIN A PROJECT THAT WILL ALLOW THE RJSCB
   20  TO  CONDUCT  DISTRICT-WIDE  TECHNOLOGY  IMPROVEMENTS TO BENEFIT EXISTING
   21  SCHOOL BUILDINGS; AND/OR (3) THE ACQUISITION OF ADDITIONAL REAL PROPERTY
   22  BY THE CITY TO FACILITATE THE PROJECT.
        EXPLANATION--Matter in ITALICS (underscored) is new; matter in brackets
                             [ ] is old law to be omitted.
                                                                  LBD15564-11-4
       A. 10083--A                         2
    1    (i) "Program manager" shall mean  an  independent  program  management
    2  firm  hired by the [RSC board] RJSCB to assist it in: (i) developing and
    3  implementing procedures for the projects undertaken and  contracted  for
    4  by  the  [RSC  board] RJSCB; (ii) reviewing plans and specifications for
    5  projects;  (iii)  developing and implementing policies and procedures to
    6  utilize employment resources to provide sufficient skilled employees for
    7  such projects including developing and implementing  training  programs,
    8  if  required;  [and] (iv) managing such projects; AND (V) PROVIDING SUCH
    9  PLANNING, DESIGN, FINANCING, AND OTHER SERVICES AS MAY BE APPROPRIATE TO
   10  IMPLEMENT ONE OR MORE CONSTRUCTION OR RECONSTRUCTION  PROJECTS  PURSUANT
   11  TO THIS ACT.
   12    (j)  "Independent  compliance  officer" shall mean [a person] AN INDE-
   13  PENDENT FIRM HIRED BY THE RJSCB with  an  in-depth  knowledge  base  and
   14  breadth  of  experience  conducting  minority  and  women-owned business
   15  enterprise (MWBE) and disadvantaged business enterprise  (DBE)  utiliza-
   16  tion  compliance  monitoring  for public contracts within New York state
   17  including school districts AND AUDITING CONTRACTORS  AND  SUBCONTRACTORS
   18  IN  CONSTRUCTION AND RECONSTRUCTION PROJECTS LIKE THOSE TO BE UNDERTAKEN
   19  AND CONTRACTED FOR BY THE RJSCB PURSUANT TO THIS ACT.
   20    (K) "PROFESSIONAL SERVICES"  SHALL  MEAN  ACCOUNTING,  LEGAL,  PROGRAM
   21  MANAGEMENT,  AND  OTHER  SUCH  SERVICES PROVIDED BY A FORMALLY CERTIFIED
   22  MEMBER OF SUCH PROFESSIONAL ORGANIZATION.
   23    (L) "MAYOR" SHALL MEAN THE MAYOR OF THE CITY OF ROCHESTER.
   24    (M) "SUPERINTENDENT" SHALL MEAN THE SUPERINTENDENT  OF  THE  ROCHESTER
   25  CITY SCHOOL DISTRICT.
   26    (N)  "ROCHESTER  CITY  SCHOOL  DISTRICT  BOARD" SHALL MEAN THE ELECTED
   27  BOARD OF THE ROCHESTER CITY SCHOOL DISTRICT.
   28    (O) "ROCHESTER CITY COUNCIL" SHALL MEAN THE ELECTED  COUNCIL  FOR  THE
   29  CITY OF ROCHESTER.
   30    S  2. Subdivisions (a) and (b) of section 3 of chapter 416 of the laws
   31  of 2007 establishing the city of Rochester and the board of education of
   32  the city school district of the  city  of  Rochester  school  facilities
   33  modernization program act, are amended to read as follows:
   34    (a) For the benefit of the city of Rochester and the inhabitants ther-
   35  eof,  a  board  to  be known as the Rochester joint schools construction
   36  board, and sometimes referred to as the [RSC  board]  RJSCB,  is  hereby
   37  established  for  the accomplishment of any of the purposes specified in
   38  this act. It shall have the powers and duties now or hereafter conferred
   39  by subdivision (c) of this section. The board, its members, officers and
   40  employees and its operations and activities shall  in  all  respects  be
   41  governed by the provisions of this act.
   42    (b)  Such  board  shall  be composed of seven voting members: three of
   43  whom shall be appointed by the mayor of the city; three of whom shall be
   44  appointed by the superintendent of the board of education  of  the  city
   45  school district; AND one of whom shall be independent from both the city
   46  school  district and the city but who shall have been agreed upon by the
   47  mayor and the superintendent; and one non-voting member who shall be the
   48  independent compliance officer, or the representative of the independent
   49  compliance officer. One of the voting members shall be chosen,  by  such
   50  voting  members,  to  serve  as chair of the board. Members of the board
   51  shall not receive a salary or other compensation for such board  duties,
   52  but shall be entitled to reimbursement for actual and necessary expenses
   53  incurred  in  the performance of his or her board duties. Members of the
   54  board shall not be disqualified from holding public  office  or  employ-
   55  ment, nor shall they forfeit any office or employment by reason of their
   56  appointment,  notwithstanding the provisions of any general, special, or
       A. 10083--A                         3
    1  local law, ordinance or city charter to the contrary.  THE BOARD WILL BE
    2  RECONSTITUTED ON THE EFFECTIVE DATE OF THE CHAPTER OF THE LAWS  OF  2014
    3  THAT  AMENDED  THIS  SUBDIVISION AND THE TERM OF EACH PRIOR BOARD MEMBER
    4  SHALL  AUTOMATICALLY  EXPIRE  ON SUCH DATE PROVIDED HOWEVER THAT NOTHING
    5  SHALL PRECLUDE THE REAPPOINTMENT OF AN EXISTING BOARD MEMBER.
    6    S 3. Subdivision (c) of section 3 of chapter 416 of the laws  of  2007
    7  establishing  the  city  of  Rochester and the board of education of the
    8  city school district of the city of Rochester school facilities  modern-
    9  ization  program  act, is amended by adding a new paragraph 6 to read as
   10  follows:
   11    6. TO ENGAGE AN  EXECUTIVE  DIRECTOR  OR  APPOINT  AN  ADVISORY  STAFF
   12  CONSISTING  OF  CITY AND CITY SCHOOL DISTRICT EMPLOYEES TO PROVIDE OVER-
   13  SIGHT OF THE PROGRAM MANAGER PROVIDED THAT THE EXECUTIVE DIRECTOR  SHALL
   14  NOT  HAVE  BEEN OR BE A MEMBER OF THE RJSCB WITHIN THE TWENTY-FOUR MONTH
   15  PERIOD PRECEDING OR SUBSEQUENT TO SERVING AS THE EXECUTIVE DIRECTOR.
   16    S 4. Sections 4, 5, 6, 7, 8, 9, 10, 11 and 13 of chapter  416  of  the
   17  laws  of 2007 establishing the city of Rochester and the board of educa-
   18  tion of the city school district of the city of Rochester school facili-
   19  ties modernization program act, section 5 as amended by  chapter  66  of
   20  the laws of 2012, are amended to read as follows:
   21    S  4.  Project authorization.   No more than: (A) 13 projects, up to a
   22  total cost of three hundred twenty-five million dollars  IN  PHASE  ONE,
   23  AND  (B)  26  PROJECTS,  UP  TO A TOTAL COST OF FOUR HUNDRED THIRTY-FIVE
   24  MILLION DOLLARS IN PHASE TWO, shall be authorized and undertaken  pursu-
   25  ant to this act, unless otherwise authorized by law.
   26    S  5.  Comprehensive  school  facilities modernization plan.   [Before
   27  formal selection of the projects occurs, the RSC  board  shall  develop]
   28  THE  SUPERINTENDENT SHALL SUBMIT TO THE RJSCB A COMPREHENSIVE DRAFT PLAN
   29  RECOMMENDING AND OUTLINING THE PROJECTS FOR PHASE TWO IT PROPOSES TO  BE
   30  UNDERTAKEN  PURSUANT  TO  THIS ACT. THE RJSCB SHALL CONSIDER THE PLAN IN
   31  DEVELOPING a comprehensive school facilities modernization  plan  recom-
   32  mending  and outlining the projects it proposes to be potentially under-
   33  taken pursuant to this act.  Such plan shall include: (a) an estimate of
   34  total costs to be financed, proposed financing plan, proposed method  of
   35  financing,  terms  and  conditions of the financing, estimated financing
   36  costs, and, if city general obligation bonds or notes are  not  proposed
   37  as the method of financing, a comparison of financing costs between such
   38  bonds  or  notes  and the proposed method of financing.  Payment of debt
   39  service on bonds, notes or other obligations issued to secure  financing
   40  of not more than $325,000,000 IN PHASE ONE AND $435,000,000 IN PHASE TWO
   41  for  projects  undertaken  pursuant  to this act shall not be considered
   42  when determining the "city amount"  required  pursuant  to  subparagraph
   43  (ii)  of paragraph a of subdivision 5-b of section 2576 of the education
   44  law; provided, however, that this provision shall not  otherwise  affect
   45  the  determination  of  said "city amount" with respect to funding unre-
   46  lated to projects undertaken pursuant to this act.  The plan should also
   47  address what specific options would be used to  ensure  that  sufficient
   48  resources  exist to cover the local share of any such project cost on an
   49  annual basis; (b) information concerning the  potential  persons  to  be
   50  involved  in  the financing and such person's role and responsibilities;
   51  (c) estimates on the design, reconstruction and rehabilitation costs  by
   52  project, any administrative costs for potential projects, and an outline
   53  of  the timeframe expected for completion of each potential project; (d)
   54  a detailed description of the  request  for  proposals  process  and  an
   55  outline of the criteria to be used for selection of the program manager,
   56  the  independent  compliance  officer and all contractors; PROVIDED THAT
       A. 10083--A                         4
    1  THE RJSCB MAY EXTEND THE CONTRACTS  OF  THE  PROVIDERS  OF  PROFESSIONAL
    2  SERVICES FOR PHASE ONE UPON THE ADOPTION OF FINDINGS THAT DOING SO WOULD
    3  BE  IN THE PUBLIC INTEREST; THE CONTRACTS OF THE PROGRAM MANAGER AND THE
    4  INDEPENDENT COMPLIANCE OFFICER FOR PHASE TWO WILL BE REBID, AND PROVIDED
    5  FURTHER  THAT THE PROGRAM MANAGER AND THE INDEPENDENT COMPLIANCE OFFICER
    6  AND ANY NEW OR DIFFERENT PROVIDERS OF  PROFESSIONAL  SERVICES  SHALL  BE
    7  ENGAGED  IN COMPLIANCE WITH THE PROVISIONS OF SECTION EIGHT OF THIS ACT;
    8  (e) any proposed amendments to  the  city  school  district's  five-year
    9  capital  facilities  plan  submitted in accordance with subdivision 6 of
   10  section 3602 of the education law and the regulations of the commission-
   11  er; and (f) a preliminary diversity plan  to  develop  diversity  goals,
   12  including appropriate community input and public discussion, and develop
   13  strategies that would create and coordinate any efforts to ensure a more
   14  diverse  workforce  for  the  projects.  The  preliminary diversity plan
   15  should address accountability for attainment  of  the  diversity  goals,
   16  what  forms  of monitoring would be used, and how such information would
   17  be publicly communicated.
   18    Prior to  the  development  of  the  comprehensive  school  facilities
   19  modernization  plan,  the  [RSC  board] RJSCB AND DISTRICT shall hold as
   20  many public hearings as may be necessary  to  ensure  sufficient  public
   21  input  and  allow  for  significant public discussion on school building
   22  needs in such city, with at least one hearing to be held in each  neigh-
   23  borhood potentially impacted by a proposed project.
   24    All  projects  proposed in the comprehensive school facilities modern-
   25  ization plan shall be included by the city school district as a  special
   26  section  of  the  district's  five-year  capital facilities plan that is
   27  required pursuant to subdivision 6 of section 3602 of the education  law
   28  and the regulations of the commissioner.
   29    The  [RSC  board] RJSCB shall submit the components of such comprehen-
   30  sive plan outlined in subdivision (a)  of  this  section  to  the  comp-
   31  troller,  along with any other information requested by the comptroller,
   32  for his or her review and approval.
   33    S 6.   Project selection.   Notwithstanding any  general,  special  or
   34  local  law to the contrary and upon approval by the comptroller pursuant
   35  to section five of this act, the [RSC board] RJSCB may  select  projects
   36  to  be undertaken pursuant to this act, as provided for in such approved
   37  comprehensive plan. After the [RSC  board]  RJSCB  has  selected  a  new
   38  project and plans and specifications for such project have been prepared
   39  and  approved  by  the  [RSC board] RJSCB, which are consistent with the
   40  approved comprehensive plan, the [RSC board] RJSCB  shall  deliver  such
   41  plans  and  specifications  to  the  SUPERINTENDENT  OF  THE CITY SCHOOL
   42  DISTRICT AND THE MAYOR OF THE CITY OF ROCHESTER  FOR  REVIEW  TO  ENSURE
   43  THAT  SUFFICIENT  RESOURCES  EXIST  TO  PAY  THE LOCAL SHARE OF ANY SUCH
   44  PROJECT COST ON AN ANNUAL BASIS AND THAT THE PLANS MEET  PROGRAM  NEEDS,
   45  AND UPON THE APPROVAL OF THE SUPERINTENDENT, TO THE commissioner for his
   46  or  her approval. After approval by the SUPERINTENDENT AND commissioner,
   47  the plans and specifications shall be returned to the [RSC board] RJSCB.
   48  All  such  specifications  shall  detail  the  number  of  students  the
   49  completed  project is intended to serve, the site description, the types
   50  of subjects to be taught, the types of  activities  for  school,  recre-
   51  ational,  social,  safety, or other purposes intended to be incorporated
   52  in the school building or on its site and such other information as  the
   53  [RSC  board]  RJSCB  and the commissioner shall deem necessary or advis-
   54  able.  THE DISTRICT PROGRAM MANAGER SHALL  ESTABLISH  REASONABLE  GUIDE-
   55  LINES  OR  LIMITS  ON  INCIDENTAL  COSTS  TO ASSURE THAT TO THE GREATEST
   56  EXTENT POSSIBLE SUCH COSTS FOR EACH PROJECT DO NOT  EXCEED  THE  STATE'S
       A. 10083--A                         5
    1  MAXIMUM INCIDENTAL COST ALLOWANCE, IN ORDER TO MAXIMIZE EFFICIENT USE OF
    2  STATE BUILDING AID.
    3    NOTWITHSTANDING  ANY OTHER PROVISION OF LAW TO THE CONTRARY, THE RJSCB
    4  SHALL SUBMIT ESTIMATED PROJECT COSTS FOR THE PROJECTS AUTHORIZED  PURSU-
    5  ANT  TO SUBDIVISION (B) OF SECTION FOUR OF THIS ACT AFTER THE COMPLETION
    6  OF SCHEMATIC PLANS AND SPECIFICATIONS FOR REVIEW BY THE COMMISSIONER. IF
    7  THE TOTAL PROJECT COSTS ASSOCIATED WITH SUCH PROJECTS EXCEED THE SUM  OF
    8  THE  ESTIMATED  INDIVIDUAL  APPROVED  COST  ALLOWANCE  OF  EACH BUILDING
    9  PROJECT BY MORE THAN THE LESSER OF 43 MILLION DOLLARS OR TEN PERCENT  OF
   10  THE  APPROVED  COSTS,  AND  THE  CITY  SCHOOL DISTRICT HAS NOT OTHERWISE
   11  DEMONSTRATED TO THE SATISFACTION OF THE EDUCATION DEPARTMENT THE  AVAIL-
   12  ABILITY OF ADDITIONAL LOCAL SHARES FOR SUCH EXCESS COSTS, THEN THE RJSCB
   13  SHALL NOT PROCEED WITH THE PREPARATION OF FINAL PLANS AND SPECIFICATIONS
   14  FOR SUCH PROJECTS UNTIL THE PROJECTS HAVE BEEN REDESIGNED OR VALUE-ENGI-
   15  NEERED  TO  REDUCE ESTIMATED PROJECT COSTS SO AS NOT TO EXCEED THE ABOVE
   16  COST LIMITS.
   17    NOTWITHSTANDING ANY OTHER PROVISION OF LAW TO THE CONTRARY, THE  RJSCB
   18  SHALL  SUBMIT ESTIMATED PROJECT COSTS FOR THE PROJECTS AUTHORIZED PURSU-
   19  ANT TO SUBDIVISION (B) OF SECTION FOUR OF THIS ACT AFTER THE  COMPLETION
   20  OF FIFTY PERCENT OF THE FINAL PLANS AND SPECIFICATIONS FOR REVIEW BY THE
   21  COMMISSIONER.  IF  THE TOTAL PROJECT COSTS ASSOCIATED WITH SUCH PROJECTS
   22  EXCEED THE SUM OF THE ESTIMATED INDIVIDUAL APPROVED  COST  ALLOWANCE  OF
   23  EACH  BUILDING  PROJECT BY MORE THAN THE LESSER OF 43 MILLION DOLLARS OR
   24  TEN PERCENT OF THE APPROVED COSTS, AND THE CITY SCHOOL DISTRICT HAS  NOT
   25  OTHERWISE  DEMONSTRATED  TO THE SATISFACTION OF THE EDUCATION DEPARTMENT
   26  THE AVAILABILITY OF ADDITIONAL LOCAL SHARE FOR SUCH EXCESS  COSTS,  THEN
   27  THE  RJSCB  SHALL NOT PROCEED WITH THE COMPLETION OF THE REMAINING FIFTY
   28  PERCENT OF THE PLANS AND SPECIFICATIONS  FOR  SUCH  PROJECTS  UNTIL  THE
   29  PROJECTS  HAVE  BEEN  REDESIGNED OR VALUE-ENGINEERED TO REDUCE ESTIMATED
   30  PROJECT COSTS SO AS NOT TO EXCEED THE ABOVE COST LIMITS.
   31    S 7. Contract authorization.  (a) The [RSC board] RJSCB, upon  receipt
   32  of such approved plans and specifications for a project contained within
   33  the  comprehensive  school facilities modernization plan, may enter into
   34  contracts on behalf of the city or the city school  district,  or  both,
   35  for such project.
   36    (b)  Notwithstanding  the provisions of any other general, special, or
   37  local law to the contrary, relating to the length, duration,  and  terms
   38  of  contracts  that the city or the city school district may enter into,
   39  the [RSC board] RJSCB, on  behalf  of  the  city  and  the  city  school
   40  district,  is  hereby  authorized  and empowered to enter into contracts
   41  relating to projects undertaken pursuant to this act  with  any  person,
   42  upon  such  terms and conditions and for such consideration and for such
   43  terms and duration, not to exceed thirty years, as may be agreed upon by
   44  the [RSC board] RJSCB and such person, whereby such  person  is  granted
   45  the right to design, reconstruct, rehabilitate, equip, finance or manage
   46  one or more projects in accordance with the design, plans and specifica-
   47  tions  for  such  projects  approved  by  the  [RSC board] RJSCB and the
   48  commissioner, as set  forth  in  section  six  of  this  act.  All  such
   49  contracts shall comply with the provisions of section nine of this act.
   50    (c)  In  the  event the [RSC board] RJSCB shall cease to exist for any
   51  reason whatsoever during the life of such contracts as  it  has  entered
   52  into  pursuant to this act, such contract shall remain in full force and
   53  effect and the city school district and the  city  shall  stand  in  the
   54  place  and stead of the [RSC board] RJSCB with respect to all rights and
   55  obligations under such contracts and with respect to all powers  granted
   56  to  the  [RSC  board]  RJSCB  by  this act; provided, however, that such
       A. 10083--A                         6
    1  powers are exercised by the city and the city  school  district  jointly
    2  and  pursuant  to  their  respective  jurisdictions and the general laws
    3  applicable thereto, except as modified by this act.
    4    S  8.  Public  bidding.    Any  contract entered into between the [RSC
    5  board] RJSCB and any person pursuant to this act shall be awarded pursu-
    6  ant to public bidding in compliance with  section  103  of  the  general
    7  municipal law.
    8    S  9.  Contracts  generally.    Notwithstanding  the provisions of any
    9  general, special, or local law or judicial decision to the contrary:
   10    (a) The [RSC board] RJSCB may require a contractor, as a condition  to
   11  being  awarded  a contract, subcontract, lease, grant, bond, covenant or
   12  other agreement for a project to enter into a  project  labor  agreement
   13  for  the  work  involved with such project when such requirement is made
   14  part of the bid specifications for the project and when the [RSC  board]
   15  RJSCB  determines  that the record supporting the decision to enter into
   16  such an agreement establishes that it  is  justified  by  the  interests
   17  underlying  the  competitive  bidding  laws.  IN ADDITION, THE RJSCB MAY
   18  REVISE AND EXTEND  THE  REQUIREMENTS  OF  THE  PROJECT  LABOR  AGREEMENT
   19  ENTERED  INTO FOR PHASE ONE PROJECTS TO THE PROJECTS AUTHORIZED IN PHASE
   20  TWO, CONTINGENT UPON THE COMPLETION  OF  A  SUPPLEMENTAL  PROJECT  LABOR
   21  AGREEMENT BENEFIT ANALYSIS.
   22    (b)  Any  contract, subcontract, lease, grant, bond, covenant or other
   23  agreement for projects undertaken pursuant to  this  act  shall  not  be
   24  subject to section 101 of the general municipal law when the [RSC board]
   25  RJSCB  has  chosen  to  require  a  project labor agreement, pursuant to
   26  subdivision (a) of this section. This exemption shall only apply to  the
   27  projects undertaken pursuant to this act and shall not apply to projects
   28  undertaken by any other school district or municipality unless otherwise
   29  specifically authorized.
   30    (c)  Whenever the [RSC board] RJSCB enters in a contract, subcontract,
   31  lease, grant, bond, covenant or other agreement  for  the  construction,
   32  reconstruction,  demolition,  excavation,  rehabilitation, repair, reno-
   33  vation, alteration, or improvement for a project undertaken pursuant  to
   34  this  act,  it  shall  be  deemed  to  be a public works project for the
   35  purposes of article 8 of the labor law, and all the provisions of  arti-
   36  cle 8 of the labor law shall be applicable to all the work involved with
   37  such  project  including the enforcement of prevailing wage requirements
   38  by the state department of labor.
   39    (d) Every contract entered into by RESOLUTION OF the [RSC board for  a
   40  project]  RJSCB FOR CONSTRUCTION OR RECONSTRUCTION OF A PROJECT PURSUANT
   41  TO THIS ACT shall contain a provision that the design  of  such  project
   42  shall  be subject to the review and approval of the city school district
   43  and that the design and construction standards of such project shall  be
   44  subject  to  the  review  and approval of the commissioner. In addition,
   45  every such contract FOR CONSTRUCTION OR RECONSTRUCTION shall  contain  a
   46  provision  that  the  contractor shall furnish a labor and material bond
   47  guaranteeing prompt payment of  moneys  that  are  due  to  all  persons
   48  furnishing  labor  and  materials  pursuant  to  the requirements of any
   49  contracts for a project  undertaken  pursuant  to  this  section  and  a
   50  performance  bond  for  the  faithful  performance of the project, which
   51  shall conform to the provisions of section 103-f of the general  munici-
   52  pal  law, and that a copy of such performance and payment bonds shall be
   53  kept by the [RSC board] RJSCB and shall be open to public inspection.
   54    (e) For the purposes of article 15-A of the executive law, any  person
   55  entering  into  a contract for a project authorized pursuant to this act
   56  shall be deemed a state agency as that term is defined in  such  article
       A. 10083--A                         7
    1  and such contracts shall be deemed state contracts within the meaning of
    2  that term as set forth in such article.
    3    (f)  Notwithstanding  the  provisions of this act or of any general or
    4  special law to the  contrary,  for  any  contract,  subcontract,  lease,
    5  grant,  bond,  covenant  or  other  agreement  for  construction, recon-
    6  struction, demolition, excavation, rehabilitation,  repair,  renovation,
    7  alteration,  or  improvement  with  respect  to  each project undertaken
    8  pursuant to this act, the [RSC board] RJSCB shall consider the financial
    9  and  organizational  capacity  of  contractors  and  subcontractors   in
   10  relation  to  the  magnitude  of  work  they  may perform, the record of
   11  performance of contractors and  subcontractors  on  previous  work,  the
   12  record  of  contractors  and  subcontractors  in complying with existing
   13  labor standards and maintaining  harmonious  labor  relations,  and  the
   14  commitment of contractors to work with minority and women-owned business
   15  enterprises  pursuant to article 15-A of the executive law through joint
   16  ventures or subcontractor relationships.   The [RSC board]  RJSCB  shall
   17  further  require,  on  any contract in excess of one million dollars for
   18  construction, reconstruction,  demolition,  excavation,  rehabilitation,
   19  repair,  renovation, alteration, or improvement that each contractor and
   20  subcontractor shall participate in apprentice training programs  in  the
   21  trades  of  work  it  employs that: have been approved for not less than
   22  three years by the state department of labor; have  graduated  at  least
   23  one  apprentice  in  the  last  3  years;  have  at least one apprentice
   24  currently enrolled in such apprentice training program; and have  demon-
   25  strated  that  the  program  has made significant efforts to attract and
   26  retain minority apprentices.
   27    S 10. Program managers.  (a) All contracts entered into by  RESOLUTION
   28  OF  the [RSC board] RJSCB for projects FOR PHASE TWO undertaken pursuant
   29  to this act shall be managed by  an  independent  program  manager.  The
   30  selection  of  the  program manager shall be pursuant to the competitive
   31  process established in section eight of this act. PRIOR TO  ISSUANCE  OF
   32  THE  CONTRACT,  THE  PROGRAM  MANAGER  SELECTED SHALL BE APPROVED BY THE
   33  SUPERINTENDENT, MAYOR,  CITY  COUNCIL  AND  THE  ROCHESTER  CITY  SCHOOL
   34  DISTRICT. The program manager shall have experience in planning, design-
   35  ing,  and  constructing new and/or reconstructing existing school build-
   36  ings, public facilities, commercial  facilities,  and/or  infrastructure
   37  facilities, and in the negotiation and management of labor contracts and
   38  agreements,  training programs, educational programs, and physical tech-
   39  nological requirements for educational  programs.  The  program  manager
   40  shall  manage  all  projects  undertaken  pursuant  to  this act, review
   41  project schedules, review payment schedules, prepare cost estimates  and
   42  assess  the safety programs of contractors and all training programs, if
   43  required. The program manager shall implement procedures  for  verifica-
   44  tion  by  it that all work for which payment has been requested has been
   45  satisfactorily completed.
   46    (b) The program manager, and its affiliates or subsidiaries,  if  any,
   47  shall  be  prohibited from awarding contracts or being awarded contracts
   48  for, or performing any work on, projects  undertaken  pursuant  to  this
   49  act.  CONTRACTS  AWARDED BY RJSCB FOR CONSTRUCTION WORK REQUIRED FOR THE
   50  RECONSTRUCTION, REHABILITATION OR RENOVATION OF A  PROJECT  PURSUANT  TO
   51  THIS  ACT SHALL BE AWARDED PURSUANT TO PUBLIC BIDDING IN COMPLIANCE WITH
   52  SECTION 103 OF THE GENERAL MUNICIPAL LAW.
   53    S 11. Independent compliance officers.   [(a)] All  contracts  entered
   54  into  by  RESOLUTION OF the [RSC board] RJSCB for projects FOR PHASE TWO
   55  undertaken by this act shall be monitored by an  independent  compliance
   56  officer.  The  compliance  officer shall: develop, implement, advertise,
       A. 10083--A                         8
    1  promote and monitor policies  and  procedures  to  utilize  and  provide
    2  sufficient  MWBE,  DBE and skilled minority employment resources partic-
    3  ipation opportunities to be followed by prime  contractors  and  subcon-
    4  tractors for such projects; review, modify if necessary, and approve the
    5  preliminary  diversity plan established pursuant to section five of this
    6  act; provide technical assistance to potential MWBE and DBE  contractors
    7  and  subcontractors  interested  in bidding on any such projects; obtain
    8  and maintain records and documentation to confirm  compliance  with  any
    9  requirements  contained  in  the  approved  diversity plan, for any such
   10  project; identify contractors in non-compliance with any  such  require-
   11  ments  contained  in  the approved diversity plan or in violation of any
   12  federal, state and local laws, rules or regulations; monitor and  report
   13  the  upward/downward  price  adjustment and payment amounts to MWBEs and
   14  DBEs listed on contractors utilization plan for any such project; devel-
   15  op and work with the [RSC board] RJSCB to enforce  agreed  financial  or
   16  monetary sanctions for any contractor's non-compliance with the MWBE/DBE
   17  utilization  master plan.  IN ADDITION, THE INDEPENDENT COMPLIANCE OFFI-
   18  CER SHALL:  DEVELOP, IMPLEMENT, ADVERTISE, PROMOTE AND MONITOR  MWBE/DBE
   19  POLICIES  AND  PROCEDURES  FOR  EACH  PROJECT  TO  BE  FOLLOWED BY PRIME
   20  CONTRACTORS AND SUBCONTRACTORS FOR SUCH PROJECTS;  OBTAIN  AND  MAINTAIN
   21  RECORDS  AND  DOCUMENTATION  TO  CONFIRM  COMPLIANCE WITH ANY APPLICABLE
   22  REQUIREMENTS FOR EACH PROJECT; IDENTIFY  CONTRACTORS  IN  NON-COMPLIANCE
   23  WITH  ANY  SUCH REQUIREMENTS PURSUANT TO THIS SECTION OR IN VIOLATION OF
   24  ANY FEDERAL, STATE AND LOCAL LAWS, RULES OR REGULATIONS. THE INDEPENDENT
   25  COMPLIANCE OFFICER SHALL REPORT TO THE RJCSB ON A MONTHLY BASIS.
   26    [(b) The independent compliance officer along with the program manager
   27  selected to manage any such project shall work jointly  to  ensure  that
   28  any  requirements  contained  in  the approved diversity plan associated
   29  with any project undertaken pursuant to this act are met.]
   30    S 13. Contracts.  Notwithstanding any general, special, or  local  law
   31  or  ordinance to the contrary, contracts entered into by the [RSC board]
   32  RJSCB for projects undertaken pursuant to this act: (a) may be funded by
   33  the issuance of certificates of participation issued by the city  pursu-
   34  ant  to  this  act;  (b) may be installment purchased contracts; and (c)
   35  shall be subject to the provisions  of  section  109-b  of  the  general
   36  municipal  law,  except  for  paragraph  (a)  of  subdivision  3 of such
   37  section, subdivision 5 of such section, and paragraph (c) of subdivision
   38  6 of such section, and except to the extent such section is inconsistent
   39  with the provisions of  this  act.  All  provisions  with  reference  to
   40  installment   purchase   contracts   or  certificates  of  participation
   41  contained in section 109-b of the  general  municipal  law,  except  any
   42  prohibition against using such installment purchase contracts or certif-
   43  icates  of  participation  for the purposes set forth in this act, shall
   44  apply to installment purchase contracts or certificates of participation
   45  entered into or issued pursuant to the authority of this section.
   46    S 5. Section 16 of chapter 416 of the laws of  2007  establishing  the
   47  city of Rochester and the board of education of the city school district
   48  of the city of Rochester school facilities modernization program act, is
   49  amended to read as follows:
   50    S  16.  County  of Monroe industrial development agency.  (a) Notwith-
   51  standing any limitations contained in article 18-A of the general munic-
   52  ipal law, including subdivisions 4[,] AND 12 [and 13] of section 854 and
   53  section 926 of the general municipal law, a project undertaken  pursuant
   54  to  this  act  shall  be  a  "project" within the definition and for the
   55  purposes of subdivision 4 of section 854 of the general  municipal  law,
   56  which  may  be  financed  by the county of Monroe industrial development
       A. 10083--A                         9
    1  agency, the dormitory authority of the state of New York, or any succes-
    2  sor entity thereto. Provided, however, that if  a  project  is  financed
    3  through  the  county of Monroe industrial development agency, the agency
    4  shall utilize a competitive process for selection of the financial agen-
    5  cy  that will issue the bonds OR BOND ANTICIPATION NOTES.  In connection
    6  with the county of Monroe industrial development agency or the dormitory
    7  authority of the state of New York financing the costs  of  any  project
    8  undertaken  pursuant  to this act, the city and the city school district
    9  may grant a leasehold or license interest  in  the  project  and  school
   10  building  site  constituting such project to the county of Monroe indus-
   11  trial development agency or the dormitory authority of the state of  New
   12  York.  All  contracts  FOR  CONSTRUCTION OR RECONSTRUCTION involving any
   13  such projects shall be awarded by the [RSC board] RJSCB pursuant to [the
   14  competitive process outlined  in  section  eight  of  this  act]  PUBLIC
   15  BIDDING  IN COMPLIANCE WITH SECTION 103 OF THE GENERAL MUNICIPAL LAW and
   16  shall comply with the provisions of section nine of this act.
   17    (b) In the event that the city or the city school district shall  fail
   18  to  make  a payment in such amount and by such date as is provided to be
   19  made by such city or city school district under agreements entered  into
   20  with  the  county of Monroe industrial development agency, the dormitory
   21  authority of the state of New York,  or  any  successor  entity  thereto
   22  pursuant  to  [paragraph]  SUBDIVISION  (a) of this section, such entity
   23  shall certify to the comptroller. Such certificate shall be in such form
   24  as the entity deems desirable, but shall specify  the  amount  by  which
   25  such payment shall have been deficient. The comptroller, upon receipt of
   26  such  certificate  from the entity, shall withhold such amount from such
   27  city or city school district any state and/or school aid payable to such
   28  city or city school district to the extent of the amount  so  stated  in
   29  such certificate as not having been made, and shall immediately pay over
   30  to  the  entity the amount so withheld. Any amount so paid to the entity
   31  from such state and/or school aid shall not obligate the state to  make,
   32  nor  entitle  the city or the city school district to receive, any addi-
   33  tional amounts of state and/or  school  aid.  Nothing  contained  herein
   34  shall  be deemed to prevent the state from modifying, reducing or elimi-
   35  nating any program or programs of state and/or school aid; nor shall the
   36  state be obligated by the terms hereof to maintain state  and/or  school
   37  aid at any particular level or amount.
   38    S  6.  Item  (iv)  of  clause  (a) of subparagraph 5 of paragraph e of
   39  subdivision 6 of section 3602 of the education law, as added by  chapter
   40  416 of the laws of 2007, is amended to read as follows:
   41    (iv)  Notwithstanding the provisions of item (i) of this clause, where
   42  such city or city school district has entered into an agreement with the
   43  county of Monroe industrial development agency or the dormitory authori-
   44  ty of the state of New York, for projects  authorized  pursuant  to  the
   45  city of Rochester and the board of education of the city school district
   46  of the city of Rochester school facilities modernization program act, to
   47  finance  debt related to school rehabilitation or reconstruction that is
   48  subject to subparagraph three of this paragraph, the lesser of: (A)  the
   49  net  interest cost, as defined by the commissioner, that would have been
   50  applicable to bonds OR BOND ANTICIPATION NOTES issued by the  county  of
   51  Monroe  industrial development agency if the project had been authorized
   52  to be financed and had been financed through such entity,  as  certified
   53  to  the  commissioner  by the executive director of the county of Monroe
   54  industrial development agency; or (B) such net interest cost, as defined
   55  by the commissioner, that would have been applicable to  bonds  OR  BOND
   56  ANTICIPATION  NOTES  issued by the state of New York dormitory authority
       A. 10083--A                        10
    1  if the project had been authorized to be financed and had been  financed
    2  through  such  entity, as certified to the commissioner by the executive
    3  director of the state of New  York  dormitory  authority  shall  be  the
    4  interest rate established for such city applicable to such debt.
    5    S  7.  Section  21 of chapter 416 of the laws of 2007 establishing the
    6  city of Rochester and the board of education of the city school district
    7  of the city of Rochester school facilities modernization program act, is
    8  amended to read as follows:
    9    S 21. Reporting requirements.  On June 30, 2008 and annually thereaft-
   10  er, until completion of the [13] 39 projects authorized pursuant to this
   11  act, the [RSC board] RJSCB shall issue a report  to  the  governor,  the
   12  comptroller,  the  commissioner,  the temporary president of the senate,
   13  the speaker of the assembly, the city, the city  council  and  the  city
   14  school district on the progress and status of the projects undertaken by
   15  the  [RSC  board]  RJSCB.    Provided further, that if any such entities
   16  request information on the progress and status of the projects prior  to
   17  such  report,  it  shall be provided to such entities by the [RSC board]
   18  RJSCB.
   19    In addition, on or before June 30, [2016] 2021, or upon completion  of
   20  the  [13]  26  projects  authorized  IN  PHASE TWO pursuant to this act,
   21  whichever shall first occur, the [RSC board] RJSCB shall issue a  report
   22  to  the  city, the city school district, the governor, the commissioner,
   23  the comptroller, the temporary president of the senate, the  speaker  of
   24  the  assembly, the minority leader of the senate, the minority leader of
   25  the assembly, the state board of regents, and  the  chairs  and  ranking
   26  minority members of the New York state senate and assembly committees on
   27  education,  the  finance committee of the New York state senate, and the
   28  ways and means committee of the New York  state  assembly.  Such  report
   29  shall identify the fiscal and pedagogical results of the projects under-
   30  taken  pursuant  to this act, along with recommendations for its contin-
   31  uance, amendments, or discontinuance.
   32    S 8. Any person who knowingly files a false written  report  or  other
   33  false  written  instrument  with  the  RJSCB, the independent compliance
   34  officer or program manager may be subject to criminal penalties pursuant
   35  to the applicable provisions of the penal law in addition to  any  other
   36  penalties authorized by law.
   37    S 9. This act shall take effect immediately.
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