Bill Text: NY A10083 | 2013-2014 | General Assembly | Amended
Bill Title: Relates to phase two of the construction projects undertaken by the Rochester joint schools construction board.
Spectrum: Partisan Bill (Democrat 3-0)
Status: (Introduced - Dead) 2014-06-19 - substituted by s7859a [A10083 Detail]
Download: New_York-2013-A10083-Amended.html
S T A T E O F N E W Y O R K ________________________________________________________________________ 10083--A I N A S S E M B L Y June 12, 2014 ___________ Introduced by COMMITTEE ON RULES -- (at request of M. of A. Morelle, Bronson) -- read once and referred to the Committee on Education -- reported and referred to the Committee on Ways and Means -- committee discharged, bill amended, ordered reprinted as amended and recommitted to said committee AN ACT to amend chapter 416 of the laws of 2007 establishing the city of Rochester and the board of education of the city school district of the city of Rochester school facilities modernization program act; and to amend the education law, in relation to construction projects of the Rochester joint schools construction board THE PEOPLE OF THE STATE OF NEW YORK, REPRESENTED IN SENATE AND ASSEM- BLY, DO ENACT AS FOLLOWS: 1 Section 1. Subdivisions (e), (g), (i) and (j) of section 2 of chapter 2 416 of the laws of 2007 establishing the city of Rochester and the board 3 of education of the city school district of the city of Rochester school 4 facilities modernization program act, are amended and five new subdivi- 5 sions (k), (l), (m), (n) and (o) are added to read as follows: 6 (e) "[RSC board] RJSCB" shall mean the joint schools construction 7 board of the city and the city school district, acting as agent for the 8 city, the city school district, or both, created by section three of 9 this act. 10 (g) "Project" shall mean work at an existing school building site that 11 involves the design, reconstruction, or rehabilitation of an existing 12 school building for its continued use as a school of the city school 13 district, which may include an addition to existing school buildings for 14 such continued use and which also may include (1) the construction or 15 reconstruction of athletic fields, playgrounds, and other recreational 16 facilities for such existing school buildings[,]; and/or (2) the acqui- 17 sition and installation of all equipment necessary and attendant to and 18 for the use of such existing school building, INCLUDING BUT NOT LIMITED 19 TO ITEMS LOCATED AT SITES NOT WITHIN A PROJECT THAT WILL ALLOW THE RJSCB 20 TO CONDUCT DISTRICT-WIDE TECHNOLOGY IMPROVEMENTS TO BENEFIT EXISTING 21 SCHOOL BUILDINGS; AND/OR (3) THE ACQUISITION OF ADDITIONAL REAL PROPERTY 22 BY THE CITY TO FACILITATE THE PROJECT. EXPLANATION--Matter in ITALICS (underscored) is new; matter in brackets [ ] is old law to be omitted. LBD15564-11-4 A. 10083--A 2 1 (i) "Program manager" shall mean an independent program management 2 firm hired by the [RSC board] RJSCB to assist it in: (i) developing and 3 implementing procedures for the projects undertaken and contracted for 4 by the [RSC board] RJSCB; (ii) reviewing plans and specifications for 5 projects; (iii) developing and implementing policies and procedures to 6 utilize employment resources to provide sufficient skilled employees for 7 such projects including developing and implementing training programs, 8 if required; [and] (iv) managing such projects; AND (V) PROVIDING SUCH 9 PLANNING, DESIGN, FINANCING, AND OTHER SERVICES AS MAY BE APPROPRIATE TO 10 IMPLEMENT ONE OR MORE CONSTRUCTION OR RECONSTRUCTION PROJECTS PURSUANT 11 TO THIS ACT. 12 (j) "Independent compliance officer" shall mean [a person] AN INDE- 13 PENDENT FIRM HIRED BY THE RJSCB with an in-depth knowledge base and 14 breadth of experience conducting minority and women-owned business 15 enterprise (MWBE) and disadvantaged business enterprise (DBE) utiliza- 16 tion compliance monitoring for public contracts within New York state 17 including school districts AND AUDITING CONTRACTORS AND SUBCONTRACTORS 18 IN CONSTRUCTION AND RECONSTRUCTION PROJECTS LIKE THOSE TO BE UNDERTAKEN 19 AND CONTRACTED FOR BY THE RJSCB PURSUANT TO THIS ACT. 20 (K) "PROFESSIONAL SERVICES" SHALL MEAN ACCOUNTING, LEGAL, PROGRAM 21 MANAGEMENT, AND OTHER SUCH SERVICES PROVIDED BY A FORMALLY CERTIFIED 22 MEMBER OF SUCH PROFESSIONAL ORGANIZATION. 23 (L) "MAYOR" SHALL MEAN THE MAYOR OF THE CITY OF ROCHESTER. 24 (M) "SUPERINTENDENT" SHALL MEAN THE SUPERINTENDENT OF THE ROCHESTER 25 CITY SCHOOL DISTRICT. 26 (N) "ROCHESTER CITY SCHOOL DISTRICT BOARD" SHALL MEAN THE ELECTED 27 BOARD OF THE ROCHESTER CITY SCHOOL DISTRICT. 28 (O) "ROCHESTER CITY COUNCIL" SHALL MEAN THE ELECTED COUNCIL FOR THE 29 CITY OF ROCHESTER. 30 S 2. Subdivisions (a) and (b) of section 3 of chapter 416 of the laws 31 of 2007 establishing the city of Rochester and the board of education of 32 the city school district of the city of Rochester school facilities 33 modernization program act, are amended to read as follows: 34 (a) For the benefit of the city of Rochester and the inhabitants ther- 35 eof, a board to be known as the Rochester joint schools construction 36 board, and sometimes referred to as the [RSC board] RJSCB, is hereby 37 established for the accomplishment of any of the purposes specified in 38 this act. It shall have the powers and duties now or hereafter conferred 39 by subdivision (c) of this section. The board, its members, officers and 40 employees and its operations and activities shall in all respects be 41 governed by the provisions of this act. 42 (b) Such board shall be composed of seven voting members: three of 43 whom shall be appointed by the mayor of the city; three of whom shall be 44 appointed by the superintendent of the board of education of the city 45 school district; AND one of whom shall be independent from both the city 46 school district and the city but who shall have been agreed upon by the 47 mayor and the superintendent; and one non-voting member who shall be the 48 independent compliance officer, or the representative of the independent 49 compliance officer. One of the voting members shall be chosen, by such 50 voting members, to serve as chair of the board. Members of the board 51 shall not receive a salary or other compensation for such board duties, 52 but shall be entitled to reimbursement for actual and necessary expenses 53 incurred in the performance of his or her board duties. Members of the 54 board shall not be disqualified from holding public office or employ- 55 ment, nor shall they forfeit any office or employment by reason of their 56 appointment, notwithstanding the provisions of any general, special, or A. 10083--A 3 1 local law, ordinance or city charter to the contrary. THE BOARD WILL BE 2 RECONSTITUTED ON THE EFFECTIVE DATE OF THE CHAPTER OF THE LAWS OF 2014 3 THAT AMENDED THIS SUBDIVISION AND THE TERM OF EACH PRIOR BOARD MEMBER 4 SHALL AUTOMATICALLY EXPIRE ON SUCH DATE PROVIDED HOWEVER THAT NOTHING 5 SHALL PRECLUDE THE REAPPOINTMENT OF AN EXISTING BOARD MEMBER. 6 S 3. Subdivision (c) of section 3 of chapter 416 of the laws of 2007 7 establishing the city of Rochester and the board of education of the 8 city school district of the city of Rochester school facilities modern- 9 ization program act, is amended by adding a new paragraph 6 to read as 10 follows: 11 6. TO ENGAGE AN EXECUTIVE DIRECTOR OR APPOINT AN ADVISORY STAFF 12 CONSISTING OF CITY AND CITY SCHOOL DISTRICT EMPLOYEES TO PROVIDE OVER- 13 SIGHT OF THE PROGRAM MANAGER PROVIDED THAT THE EXECUTIVE DIRECTOR SHALL 14 NOT HAVE BEEN OR BE A MEMBER OF THE RJSCB WITHIN THE TWENTY-FOUR MONTH 15 PERIOD PRECEDING OR SUBSEQUENT TO SERVING AS THE EXECUTIVE DIRECTOR. 16 S 4. Sections 4, 5, 6, 7, 8, 9, 10, 11 and 13 of chapter 416 of the 17 laws of 2007 establishing the city of Rochester and the board of educa- 18 tion of the city school district of the city of Rochester school facili- 19 ties modernization program act, section 5 as amended by chapter 66 of 20 the laws of 2012, are amended to read as follows: 21 S 4. Project authorization. No more than: (A) 13 projects, up to a 22 total cost of three hundred twenty-five million dollars IN PHASE ONE, 23 AND (B) 26 PROJECTS, UP TO A TOTAL COST OF FOUR HUNDRED THIRTY-FIVE 24 MILLION DOLLARS IN PHASE TWO, shall be authorized and undertaken pursu- 25 ant to this act, unless otherwise authorized by law. 26 S 5. Comprehensive school facilities modernization plan. [Before 27 formal selection of the projects occurs, the RSC board shall develop] 28 THE SUPERINTENDENT SHALL SUBMIT TO THE RJSCB A COMPREHENSIVE DRAFT PLAN 29 RECOMMENDING AND OUTLINING THE PROJECTS FOR PHASE TWO IT PROPOSES TO BE 30 UNDERTAKEN PURSUANT TO THIS ACT. THE RJSCB SHALL CONSIDER THE PLAN IN 31 DEVELOPING a comprehensive school facilities modernization plan recom- 32 mending and outlining the projects it proposes to be potentially under- 33 taken pursuant to this act. Such plan shall include: (a) an estimate of 34 total costs to be financed, proposed financing plan, proposed method of 35 financing, terms and conditions of the financing, estimated financing 36 costs, and, if city general obligation bonds or notes are not proposed 37 as the method of financing, a comparison of financing costs between such 38 bonds or notes and the proposed method of financing. Payment of debt 39 service on bonds, notes or other obligations issued to secure financing 40 of not more than $325,000,000 IN PHASE ONE AND $435,000,000 IN PHASE TWO 41 for projects undertaken pursuant to this act shall not be considered 42 when determining the "city amount" required pursuant to subparagraph 43 (ii) of paragraph a of subdivision 5-b of section 2576 of the education 44 law; provided, however, that this provision shall not otherwise affect 45 the determination of said "city amount" with respect to funding unre- 46 lated to projects undertaken pursuant to this act. The plan should also 47 address what specific options would be used to ensure that sufficient 48 resources exist to cover the local share of any such project cost on an 49 annual basis; (b) information concerning the potential persons to be 50 involved in the financing and such person's role and responsibilities; 51 (c) estimates on the design, reconstruction and rehabilitation costs by 52 project, any administrative costs for potential projects, and an outline 53 of the timeframe expected for completion of each potential project; (d) 54 a detailed description of the request for proposals process and an 55 outline of the criteria to be used for selection of the program manager, 56 the independent compliance officer and all contractors; PROVIDED THAT A. 10083--A 4 1 THE RJSCB MAY EXTEND THE CONTRACTS OF THE PROVIDERS OF PROFESSIONAL 2 SERVICES FOR PHASE ONE UPON THE ADOPTION OF FINDINGS THAT DOING SO WOULD 3 BE IN THE PUBLIC INTEREST; THE CONTRACTS OF THE PROGRAM MANAGER AND THE 4 INDEPENDENT COMPLIANCE OFFICER FOR PHASE TWO WILL BE REBID, AND PROVIDED 5 FURTHER THAT THE PROGRAM MANAGER AND THE INDEPENDENT COMPLIANCE OFFICER 6 AND ANY NEW OR DIFFERENT PROVIDERS OF PROFESSIONAL SERVICES SHALL BE 7 ENGAGED IN COMPLIANCE WITH THE PROVISIONS OF SECTION EIGHT OF THIS ACT; 8 (e) any proposed amendments to the city school district's five-year 9 capital facilities plan submitted in accordance with subdivision 6 of 10 section 3602 of the education law and the regulations of the commission- 11 er; and (f) a preliminary diversity plan to develop diversity goals, 12 including appropriate community input and public discussion, and develop 13 strategies that would create and coordinate any efforts to ensure a more 14 diverse workforce for the projects. The preliminary diversity plan 15 should address accountability for attainment of the diversity goals, 16 what forms of monitoring would be used, and how such information would 17 be publicly communicated. 18 Prior to the development of the comprehensive school facilities 19 modernization plan, the [RSC board] RJSCB AND DISTRICT shall hold as 20 many public hearings as may be necessary to ensure sufficient public 21 input and allow for significant public discussion on school building 22 needs in such city, with at least one hearing to be held in each neigh- 23 borhood potentially impacted by a proposed project. 24 All projects proposed in the comprehensive school facilities modern- 25 ization plan shall be included by the city school district as a special 26 section of the district's five-year capital facilities plan that is 27 required pursuant to subdivision 6 of section 3602 of the education law 28 and the regulations of the commissioner. 29 The [RSC board] RJSCB shall submit the components of such comprehen- 30 sive plan outlined in subdivision (a) of this section to the comp- 31 troller, along with any other information requested by the comptroller, 32 for his or her review and approval. 33 S 6. Project selection. Notwithstanding any general, special or 34 local law to the contrary and upon approval by the comptroller pursuant 35 to section five of this act, the [RSC board] RJSCB may select projects 36 to be undertaken pursuant to this act, as provided for in such approved 37 comprehensive plan. After the [RSC board] RJSCB has selected a new 38 project and plans and specifications for such project have been prepared 39 and approved by the [RSC board] RJSCB, which are consistent with the 40 approved comprehensive plan, the [RSC board] RJSCB shall deliver such 41 plans and specifications to the SUPERINTENDENT OF THE CITY SCHOOL 42 DISTRICT AND THE MAYOR OF THE CITY OF ROCHESTER FOR REVIEW TO ENSURE 43 THAT SUFFICIENT RESOURCES EXIST TO PAY THE LOCAL SHARE OF ANY SUCH 44 PROJECT COST ON AN ANNUAL BASIS AND THAT THE PLANS MEET PROGRAM NEEDS, 45 AND UPON THE APPROVAL OF THE SUPERINTENDENT, TO THE commissioner for his 46 or her approval. After approval by the SUPERINTENDENT AND commissioner, 47 the plans and specifications shall be returned to the [RSC board] RJSCB. 48 All such specifications shall detail the number of students the 49 completed project is intended to serve, the site description, the types 50 of subjects to be taught, the types of activities for school, recre- 51 ational, social, safety, or other purposes intended to be incorporated 52 in the school building or on its site and such other information as the 53 [RSC board] RJSCB and the commissioner shall deem necessary or advis- 54 able. THE DISTRICT PROGRAM MANAGER SHALL ESTABLISH REASONABLE GUIDE- 55 LINES OR LIMITS ON INCIDENTAL COSTS TO ASSURE THAT TO THE GREATEST 56 EXTENT POSSIBLE SUCH COSTS FOR EACH PROJECT DO NOT EXCEED THE STATE'S A. 10083--A 5 1 MAXIMUM INCIDENTAL COST ALLOWANCE, IN ORDER TO MAXIMIZE EFFICIENT USE OF 2 STATE BUILDING AID. 3 NOTWITHSTANDING ANY OTHER PROVISION OF LAW TO THE CONTRARY, THE RJSCB 4 SHALL SUBMIT ESTIMATED PROJECT COSTS FOR THE PROJECTS AUTHORIZED PURSU- 5 ANT TO SUBDIVISION (B) OF SECTION FOUR OF THIS ACT AFTER THE COMPLETION 6 OF SCHEMATIC PLANS AND SPECIFICATIONS FOR REVIEW BY THE COMMISSIONER. IF 7 THE TOTAL PROJECT COSTS ASSOCIATED WITH SUCH PROJECTS EXCEED THE SUM OF 8 THE ESTIMATED INDIVIDUAL APPROVED COST ALLOWANCE OF EACH BUILDING 9 PROJECT BY MORE THAN THE LESSER OF 43 MILLION DOLLARS OR TEN PERCENT OF 10 THE APPROVED COSTS, AND THE CITY SCHOOL DISTRICT HAS NOT OTHERWISE 11 DEMONSTRATED TO THE SATISFACTION OF THE EDUCATION DEPARTMENT THE AVAIL- 12 ABILITY OF ADDITIONAL LOCAL SHARES FOR SUCH EXCESS COSTS, THEN THE RJSCB 13 SHALL NOT PROCEED WITH THE PREPARATION OF FINAL PLANS AND SPECIFICATIONS 14 FOR SUCH PROJECTS UNTIL THE PROJECTS HAVE BEEN REDESIGNED OR VALUE-ENGI- 15 NEERED TO REDUCE ESTIMATED PROJECT COSTS SO AS NOT TO EXCEED THE ABOVE 16 COST LIMITS. 17 NOTWITHSTANDING ANY OTHER PROVISION OF LAW TO THE CONTRARY, THE RJSCB 18 SHALL SUBMIT ESTIMATED PROJECT COSTS FOR THE PROJECTS AUTHORIZED PURSU- 19 ANT TO SUBDIVISION (B) OF SECTION FOUR OF THIS ACT AFTER THE COMPLETION 20 OF FIFTY PERCENT OF THE FINAL PLANS AND SPECIFICATIONS FOR REVIEW BY THE 21 COMMISSIONER. IF THE TOTAL PROJECT COSTS ASSOCIATED WITH SUCH PROJECTS 22 EXCEED THE SUM OF THE ESTIMATED INDIVIDUAL APPROVED COST ALLOWANCE OF 23 EACH BUILDING PROJECT BY MORE THAN THE LESSER OF 43 MILLION DOLLARS OR 24 TEN PERCENT OF THE APPROVED COSTS, AND THE CITY SCHOOL DISTRICT HAS NOT 25 OTHERWISE DEMONSTRATED TO THE SATISFACTION OF THE EDUCATION DEPARTMENT 26 THE AVAILABILITY OF ADDITIONAL LOCAL SHARE FOR SUCH EXCESS COSTS, THEN 27 THE RJSCB SHALL NOT PROCEED WITH THE COMPLETION OF THE REMAINING FIFTY 28 PERCENT OF THE PLANS AND SPECIFICATIONS FOR SUCH PROJECTS UNTIL THE 29 PROJECTS HAVE BEEN REDESIGNED OR VALUE-ENGINEERED TO REDUCE ESTIMATED 30 PROJECT COSTS SO AS NOT TO EXCEED THE ABOVE COST LIMITS. 31 S 7. Contract authorization. (a) The [RSC board] RJSCB, upon receipt 32 of such approved plans and specifications for a project contained within 33 the comprehensive school facilities modernization plan, may enter into 34 contracts on behalf of the city or the city school district, or both, 35 for such project. 36 (b) Notwithstanding the provisions of any other general, special, or 37 local law to the contrary, relating to the length, duration, and terms 38 of contracts that the city or the city school district may enter into, 39 the [RSC board] RJSCB, on behalf of the city and the city school 40 district, is hereby authorized and empowered to enter into contracts 41 relating to projects undertaken pursuant to this act with any person, 42 upon such terms and conditions and for such consideration and for such 43 terms and duration, not to exceed thirty years, as may be agreed upon by 44 the [RSC board] RJSCB and such person, whereby such person is granted 45 the right to design, reconstruct, rehabilitate, equip, finance or manage 46 one or more projects in accordance with the design, plans and specifica- 47 tions for such projects approved by the [RSC board] RJSCB and the 48 commissioner, as set forth in section six of this act. All such 49 contracts shall comply with the provisions of section nine of this act. 50 (c) In the event the [RSC board] RJSCB shall cease to exist for any 51 reason whatsoever during the life of such contracts as it has entered 52 into pursuant to this act, such contract shall remain in full force and 53 effect and the city school district and the city shall stand in the 54 place and stead of the [RSC board] RJSCB with respect to all rights and 55 obligations under such contracts and with respect to all powers granted 56 to the [RSC board] RJSCB by this act; provided, however, that such A. 10083--A 6 1 powers are exercised by the city and the city school district jointly 2 and pursuant to their respective jurisdictions and the general laws 3 applicable thereto, except as modified by this act. 4 S 8. Public bidding. Any contract entered into between the [RSC 5 board] RJSCB and any person pursuant to this act shall be awarded pursu- 6 ant to public bidding in compliance with section 103 of the general 7 municipal law. 8 S 9. Contracts generally. Notwithstanding the provisions of any 9 general, special, or local law or judicial decision to the contrary: 10 (a) The [RSC board] RJSCB may require a contractor, as a condition to 11 being awarded a contract, subcontract, lease, grant, bond, covenant or 12 other agreement for a project to enter into a project labor agreement 13 for the work involved with such project when such requirement is made 14 part of the bid specifications for the project and when the [RSC board] 15 RJSCB determines that the record supporting the decision to enter into 16 such an agreement establishes that it is justified by the interests 17 underlying the competitive bidding laws. IN ADDITION, THE RJSCB MAY 18 REVISE AND EXTEND THE REQUIREMENTS OF THE PROJECT LABOR AGREEMENT 19 ENTERED INTO FOR PHASE ONE PROJECTS TO THE PROJECTS AUTHORIZED IN PHASE 20 TWO, CONTINGENT UPON THE COMPLETION OF A SUPPLEMENTAL PROJECT LABOR 21 AGREEMENT BENEFIT ANALYSIS. 22 (b) Any contract, subcontract, lease, grant, bond, covenant or other 23 agreement for projects undertaken pursuant to this act shall not be 24 subject to section 101 of the general municipal law when the [RSC board] 25 RJSCB has chosen to require a project labor agreement, pursuant to 26 subdivision (a) of this section. This exemption shall only apply to the 27 projects undertaken pursuant to this act and shall not apply to projects 28 undertaken by any other school district or municipality unless otherwise 29 specifically authorized. 30 (c) Whenever the [RSC board] RJSCB enters in a contract, subcontract, 31 lease, grant, bond, covenant or other agreement for the construction, 32 reconstruction, demolition, excavation, rehabilitation, repair, reno- 33 vation, alteration, or improvement for a project undertaken pursuant to 34 this act, it shall be deemed to be a public works project for the 35 purposes of article 8 of the labor law, and all the provisions of arti- 36 cle 8 of the labor law shall be applicable to all the work involved with 37 such project including the enforcement of prevailing wage requirements 38 by the state department of labor. 39 (d) Every contract entered into by RESOLUTION OF the [RSC board for a 40 project] RJSCB FOR CONSTRUCTION OR RECONSTRUCTION OF A PROJECT PURSUANT 41 TO THIS ACT shall contain a provision that the design of such project 42 shall be subject to the review and approval of the city school district 43 and that the design and construction standards of such project shall be 44 subject to the review and approval of the commissioner. In addition, 45 every such contract FOR CONSTRUCTION OR RECONSTRUCTION shall contain a 46 provision that the contractor shall furnish a labor and material bond 47 guaranteeing prompt payment of moneys that are due to all persons 48 furnishing labor and materials pursuant to the requirements of any 49 contracts for a project undertaken pursuant to this section and a 50 performance bond for the faithful performance of the project, which 51 shall conform to the provisions of section 103-f of the general munici- 52 pal law, and that a copy of such performance and payment bonds shall be 53 kept by the [RSC board] RJSCB and shall be open to public inspection. 54 (e) For the purposes of article 15-A of the executive law, any person 55 entering into a contract for a project authorized pursuant to this act 56 shall be deemed a state agency as that term is defined in such article A. 10083--A 7 1 and such contracts shall be deemed state contracts within the meaning of 2 that term as set forth in such article. 3 (f) Notwithstanding the provisions of this act or of any general or 4 special law to the contrary, for any contract, subcontract, lease, 5 grant, bond, covenant or other agreement for construction, recon- 6 struction, demolition, excavation, rehabilitation, repair, renovation, 7 alteration, or improvement with respect to each project undertaken 8 pursuant to this act, the [RSC board] RJSCB shall consider the financial 9 and organizational capacity of contractors and subcontractors in 10 relation to the magnitude of work they may perform, the record of 11 performance of contractors and subcontractors on previous work, the 12 record of contractors and subcontractors in complying with existing 13 labor standards and maintaining harmonious labor relations, and the 14 commitment of contractors to work with minority and women-owned business 15 enterprises pursuant to article 15-A of the executive law through joint 16 ventures or subcontractor relationships. The [RSC board] RJSCB shall 17 further require, on any contract in excess of one million dollars for 18 construction, reconstruction, demolition, excavation, rehabilitation, 19 repair, renovation, alteration, or improvement that each contractor and 20 subcontractor shall participate in apprentice training programs in the 21 trades of work it employs that: have been approved for not less than 22 three years by the state department of labor; have graduated at least 23 one apprentice in the last 3 years; have at least one apprentice 24 currently enrolled in such apprentice training program; and have demon- 25 strated that the program has made significant efforts to attract and 26 retain minority apprentices. 27 S 10. Program managers. (a) All contracts entered into by RESOLUTION 28 OF the [RSC board] RJSCB for projects FOR PHASE TWO undertaken pursuant 29 to this act shall be managed by an independent program manager. The 30 selection of the program manager shall be pursuant to the competitive 31 process established in section eight of this act. PRIOR TO ISSUANCE OF 32 THE CONTRACT, THE PROGRAM MANAGER SELECTED SHALL BE APPROVED BY THE 33 SUPERINTENDENT, MAYOR, CITY COUNCIL AND THE ROCHESTER CITY SCHOOL 34 DISTRICT. The program manager shall have experience in planning, design- 35 ing, and constructing new and/or reconstructing existing school build- 36 ings, public facilities, commercial facilities, and/or infrastructure 37 facilities, and in the negotiation and management of labor contracts and 38 agreements, training programs, educational programs, and physical tech- 39 nological requirements for educational programs. The program manager 40 shall manage all projects undertaken pursuant to this act, review 41 project schedules, review payment schedules, prepare cost estimates and 42 assess the safety programs of contractors and all training programs, if 43 required. The program manager shall implement procedures for verifica- 44 tion by it that all work for which payment has been requested has been 45 satisfactorily completed. 46 (b) The program manager, and its affiliates or subsidiaries, if any, 47 shall be prohibited from awarding contracts or being awarded contracts 48 for, or performing any work on, projects undertaken pursuant to this 49 act. CONTRACTS AWARDED BY RJSCB FOR CONSTRUCTION WORK REQUIRED FOR THE 50 RECONSTRUCTION, REHABILITATION OR RENOVATION OF A PROJECT PURSUANT TO 51 THIS ACT SHALL BE AWARDED PURSUANT TO PUBLIC BIDDING IN COMPLIANCE WITH 52 SECTION 103 OF THE GENERAL MUNICIPAL LAW. 53 S 11. Independent compliance officers. [(a)] All contracts entered 54 into by RESOLUTION OF the [RSC board] RJSCB for projects FOR PHASE TWO 55 undertaken by this act shall be monitored by an independent compliance 56 officer. The compliance officer shall: develop, implement, advertise, A. 10083--A 8 1 promote and monitor policies and procedures to utilize and provide 2 sufficient MWBE, DBE and skilled minority employment resources partic- 3 ipation opportunities to be followed by prime contractors and subcon- 4 tractors for such projects; review, modify if necessary, and approve the 5 preliminary diversity plan established pursuant to section five of this 6 act; provide technical assistance to potential MWBE and DBE contractors 7 and subcontractors interested in bidding on any such projects; obtain 8 and maintain records and documentation to confirm compliance with any 9 requirements contained in the approved diversity plan, for any such 10 project; identify contractors in non-compliance with any such require- 11 ments contained in the approved diversity plan or in violation of any 12 federal, state and local laws, rules or regulations; monitor and report 13 the upward/downward price adjustment and payment amounts to MWBEs and 14 DBEs listed on contractors utilization plan for any such project; devel- 15 op and work with the [RSC board] RJSCB to enforce agreed financial or 16 monetary sanctions for any contractor's non-compliance with the MWBE/DBE 17 utilization master plan. IN ADDITION, THE INDEPENDENT COMPLIANCE OFFI- 18 CER SHALL: DEVELOP, IMPLEMENT, ADVERTISE, PROMOTE AND MONITOR MWBE/DBE 19 POLICIES AND PROCEDURES FOR EACH PROJECT TO BE FOLLOWED BY PRIME 20 CONTRACTORS AND SUBCONTRACTORS FOR SUCH PROJECTS; OBTAIN AND MAINTAIN 21 RECORDS AND DOCUMENTATION TO CONFIRM COMPLIANCE WITH ANY APPLICABLE 22 REQUIREMENTS FOR EACH PROJECT; IDENTIFY CONTRACTORS IN NON-COMPLIANCE 23 WITH ANY SUCH REQUIREMENTS PURSUANT TO THIS SECTION OR IN VIOLATION OF 24 ANY FEDERAL, STATE AND LOCAL LAWS, RULES OR REGULATIONS. THE INDEPENDENT 25 COMPLIANCE OFFICER SHALL REPORT TO THE RJCSB ON A MONTHLY BASIS. 26 [(b) The independent compliance officer along with the program manager 27 selected to manage any such project shall work jointly to ensure that 28 any requirements contained in the approved diversity plan associated 29 with any project undertaken pursuant to this act are met.] 30 S 13. Contracts. Notwithstanding any general, special, or local law 31 or ordinance to the contrary, contracts entered into by the [RSC board] 32 RJSCB for projects undertaken pursuant to this act: (a) may be funded by 33 the issuance of certificates of participation issued by the city pursu- 34 ant to this act; (b) may be installment purchased contracts; and (c) 35 shall be subject to the provisions of section 109-b of the general 36 municipal law, except for paragraph (a) of subdivision 3 of such 37 section, subdivision 5 of such section, and paragraph (c) of subdivision 38 6 of such section, and except to the extent such section is inconsistent 39 with the provisions of this act. All provisions with reference to 40 installment purchase contracts or certificates of participation 41 contained in section 109-b of the general municipal law, except any 42 prohibition against using such installment purchase contracts or certif- 43 icates of participation for the purposes set forth in this act, shall 44 apply to installment purchase contracts or certificates of participation 45 entered into or issued pursuant to the authority of this section. 46 S 5. Section 16 of chapter 416 of the laws of 2007 establishing the 47 city of Rochester and the board of education of the city school district 48 of the city of Rochester school facilities modernization program act, is 49 amended to read as follows: 50 S 16. County of Monroe industrial development agency. (a) Notwith- 51 standing any limitations contained in article 18-A of the general munic- 52 ipal law, including subdivisions 4[,] AND 12 [and 13] of section 854 and 53 section 926 of the general municipal law, a project undertaken pursuant 54 to this act shall be a "project" within the definition and for the 55 purposes of subdivision 4 of section 854 of the general municipal law, 56 which may be financed by the county of Monroe industrial development A. 10083--A 9 1 agency, the dormitory authority of the state of New York, or any succes- 2 sor entity thereto. Provided, however, that if a project is financed 3 through the county of Monroe industrial development agency, the agency 4 shall utilize a competitive process for selection of the financial agen- 5 cy that will issue the bonds OR BOND ANTICIPATION NOTES. In connection 6 with the county of Monroe industrial development agency or the dormitory 7 authority of the state of New York financing the costs of any project 8 undertaken pursuant to this act, the city and the city school district 9 may grant a leasehold or license interest in the project and school 10 building site constituting such project to the county of Monroe indus- 11 trial development agency or the dormitory authority of the state of New 12 York. All contracts FOR CONSTRUCTION OR RECONSTRUCTION involving any 13 such projects shall be awarded by the [RSC board] RJSCB pursuant to [the 14 competitive process outlined in section eight of this act] PUBLIC 15 BIDDING IN COMPLIANCE WITH SECTION 103 OF THE GENERAL MUNICIPAL LAW and 16 shall comply with the provisions of section nine of this act. 17 (b) In the event that the city or the city school district shall fail 18 to make a payment in such amount and by such date as is provided to be 19 made by such city or city school district under agreements entered into 20 with the county of Monroe industrial development agency, the dormitory 21 authority of the state of New York, or any successor entity thereto 22 pursuant to [paragraph] SUBDIVISION (a) of this section, such entity 23 shall certify to the comptroller. Such certificate shall be in such form 24 as the entity deems desirable, but shall specify the amount by which 25 such payment shall have been deficient. The comptroller, upon receipt of 26 such certificate from the entity, shall withhold such amount from such 27 city or city school district any state and/or school aid payable to such 28 city or city school district to the extent of the amount so stated in 29 such certificate as not having been made, and shall immediately pay over 30 to the entity the amount so withheld. Any amount so paid to the entity 31 from such state and/or school aid shall not obligate the state to make, 32 nor entitle the city or the city school district to receive, any addi- 33 tional amounts of state and/or school aid. Nothing contained herein 34 shall be deemed to prevent the state from modifying, reducing or elimi- 35 nating any program or programs of state and/or school aid; nor shall the 36 state be obligated by the terms hereof to maintain state and/or school 37 aid at any particular level or amount. 38 S 6. Item (iv) of clause (a) of subparagraph 5 of paragraph e of 39 subdivision 6 of section 3602 of the education law, as added by chapter 40 416 of the laws of 2007, is amended to read as follows: 41 (iv) Notwithstanding the provisions of item (i) of this clause, where 42 such city or city school district has entered into an agreement with the 43 county of Monroe industrial development agency or the dormitory authori- 44 ty of the state of New York, for projects authorized pursuant to the 45 city of Rochester and the board of education of the city school district 46 of the city of Rochester school facilities modernization program act, to 47 finance debt related to school rehabilitation or reconstruction that is 48 subject to subparagraph three of this paragraph, the lesser of: (A) the 49 net interest cost, as defined by the commissioner, that would have been 50 applicable to bonds OR BOND ANTICIPATION NOTES issued by the county of 51 Monroe industrial development agency if the project had been authorized 52 to be financed and had been financed through such entity, as certified 53 to the commissioner by the executive director of the county of Monroe 54 industrial development agency; or (B) such net interest cost, as defined 55 by the commissioner, that would have been applicable to bonds OR BOND 56 ANTICIPATION NOTES issued by the state of New York dormitory authority A. 10083--A 10 1 if the project had been authorized to be financed and had been financed 2 through such entity, as certified to the commissioner by the executive 3 director of the state of New York dormitory authority shall be the 4 interest rate established for such city applicable to such debt. 5 S 7. Section 21 of chapter 416 of the laws of 2007 establishing the 6 city of Rochester and the board of education of the city school district 7 of the city of Rochester school facilities modernization program act, is 8 amended to read as follows: 9 S 21. Reporting requirements. On June 30, 2008 and annually thereaft- 10 er, until completion of the [13] 39 projects authorized pursuant to this 11 act, the [RSC board] RJSCB shall issue a report to the governor, the 12 comptroller, the commissioner, the temporary president of the senate, 13 the speaker of the assembly, the city, the city council and the city 14 school district on the progress and status of the projects undertaken by 15 the [RSC board] RJSCB. Provided further, that if any such entities 16 request information on the progress and status of the projects prior to 17 such report, it shall be provided to such entities by the [RSC board] 18 RJSCB. 19 In addition, on or before June 30, [2016] 2021, or upon completion of 20 the [13] 26 projects authorized IN PHASE TWO pursuant to this act, 21 whichever shall first occur, the [RSC board] RJSCB shall issue a report 22 to the city, the city school district, the governor, the commissioner, 23 the comptroller, the temporary president of the senate, the speaker of 24 the assembly, the minority leader of the senate, the minority leader of 25 the assembly, the state board of regents, and the chairs and ranking 26 minority members of the New York state senate and assembly committees on 27 education, the finance committee of the New York state senate, and the 28 ways and means committee of the New York state assembly. Such report 29 shall identify the fiscal and pedagogical results of the projects under- 30 taken pursuant to this act, along with recommendations for its contin- 31 uance, amendments, or discontinuance. 32 S 8. Any person who knowingly files a false written report or other 33 false written instrument with the RJSCB, the independent compliance 34 officer or program manager may be subject to criminal penalties pursuant 35 to the applicable provisions of the penal law in addition to any other 36 penalties authorized by law. 37 S 9. This act shall take effect immediately.