Bill Text: NY A04009 | 2011-2012 | General Assembly | Amended
NOTE: There are more recent revisions of this legislation. Read Latest Draft
Bill Title: Relates to Medicare part D; relates to early intervention services; relates to tobacco control and insurance initiatives pool distributions; relates to clinical laboratories; relates to the distribution of HEAL NY capital grants; extends numerous provisions of law; repeals provisions of law relating to elderly pharmaceutical insurance; relates to rates of payment and medical assistance; relates to the distribution of pool allocations and graduate medical education; relates to health care initiative pool distributions; extends payment provisions for general hospitals; extends access to community health care services in rural areas; continues the priority restoration adjustment; relates to medical and professional malpractice insurance; relates to the liquidation of domestic insurers; relates to rates of payment for personal care service providers, residential health care facilities and diagnostic and treatment centers; relates to payments to residential health care facilities and other reimbursements; authorizes bad debt and charity care allowances for certified home health agencies; relates to capital related inpatient expenses; relates to rates of payment for long term home health care programs; relates to the effectiveness of the child health insurance plan; relates to the suspension of eligibility for medical assistance; foregoes certain adjustments during the 2011-2012 state fiscal year; relates to the closure and the reduction in size of certain facilities serving persons with mental illness; relates to general hospital inpatient reimbursement for annual rates; establishes ceiling limitations for certain rates of payment; repeals certain provisions of the social services law relating to prescription drug payments; initiates a study to determine costs incurred by public school districts for certain medical care, services and supplies; relates to the calculation of capital costs; relates to the HIV special needs plan; relates to the pharmacy and therapeutics committee and the preferred drug program; relates to covered part D drugs, limited coverage for formula therapy, prescription footwear, speech therapy, physical therapy and occupational therapy, payment for home health care nursing services, and coverage for smoking cessation counseling services, the furnishing of medical assistance to applicants with responsible relatives, and mail order prescriptions; relates to the commissioner of health's authority to negotiate agreements resolving multiple pending rate appeals; relates to diagnostic care centers; relates to temporary operator certificates for general hospitals or diagnostic and treatment centers; relates to health home services; relates to managed long term care plans and residential health care facilities; relates to insurance co-payments; provides palliative care support for patients with advanced life limiting conditions and illnesses; relates to the provision of home health care services; establishes a workgroup to develop a plan and draft legislation for the purpose of operating and managing public nursing homes; encourages cooperative, collaborative and integrative arrangements between health care providers, payers, and others; relates to the definition of estate; relates to the New York state medical indemnity fund and the New York state hospital quality initiative; requires compliance with operational standards by hospitals and providers of services in hospitals; creates an accountable care organization demonstration program; limits the reporting of death by the operator of an adult home or residence; requires preclaim review for participating providers of medical assistance program items and services; relates to seeking federal approvals to establish payment methodologies with accountable care organizations; relates to medical assistance for needy persons; relates to the character and adequacy of assistance; relates to residential health care facility supplemental payments, non-capital components of rates, and temporary nursing home stability contributions; authorizes the commissioner of health to enter into contracts for purposes of the Early Innovator federal grant award; and relates to applications for orders of rehabilitation or liquidation.
Spectrum: Committee Bill
Status: (Introduced - Dead) 2011-03-30 - substituted by s2809d [A04009 Detail]
Download: New_York-2011-A04009-Amended.html
Bill Title: Relates to Medicare part D; relates to early intervention services; relates to tobacco control and insurance initiatives pool distributions; relates to clinical laboratories; relates to the distribution of HEAL NY capital grants; extends numerous provisions of law; repeals provisions of law relating to elderly pharmaceutical insurance; relates to rates of payment and medical assistance; relates to the distribution of pool allocations and graduate medical education; relates to health care initiative pool distributions; extends payment provisions for general hospitals; extends access to community health care services in rural areas; continues the priority restoration adjustment; relates to medical and professional malpractice insurance; relates to the liquidation of domestic insurers; relates to rates of payment for personal care service providers, residential health care facilities and diagnostic and treatment centers; relates to payments to residential health care facilities and other reimbursements; authorizes bad debt and charity care allowances for certified home health agencies; relates to capital related inpatient expenses; relates to rates of payment for long term home health care programs; relates to the effectiveness of the child health insurance plan; relates to the suspension of eligibility for medical assistance; foregoes certain adjustments during the 2011-2012 state fiscal year; relates to the closure and the reduction in size of certain facilities serving persons with mental illness; relates to general hospital inpatient reimbursement for annual rates; establishes ceiling limitations for certain rates of payment; repeals certain provisions of the social services law relating to prescription drug payments; initiates a study to determine costs incurred by public school districts for certain medical care, services and supplies; relates to the calculation of capital costs; relates to the HIV special needs plan; relates to the pharmacy and therapeutics committee and the preferred drug program; relates to covered part D drugs, limited coverage for formula therapy, prescription footwear, speech therapy, physical therapy and occupational therapy, payment for home health care nursing services, and coverage for smoking cessation counseling services, the furnishing of medical assistance to applicants with responsible relatives, and mail order prescriptions; relates to the commissioner of health's authority to negotiate agreements resolving multiple pending rate appeals; relates to diagnostic care centers; relates to temporary operator certificates for general hospitals or diagnostic and treatment centers; relates to health home services; relates to managed long term care plans and residential health care facilities; relates to insurance co-payments; provides palliative care support for patients with advanced life limiting conditions and illnesses; relates to the provision of home health care services; establishes a workgroup to develop a plan and draft legislation for the purpose of operating and managing public nursing homes; encourages cooperative, collaborative and integrative arrangements between health care providers, payers, and others; relates to the definition of estate; relates to the New York state medical indemnity fund and the New York state hospital quality initiative; requires compliance with operational standards by hospitals and providers of services in hospitals; creates an accountable care organization demonstration program; limits the reporting of death by the operator of an adult home or residence; requires preclaim review for participating providers of medical assistance program items and services; relates to seeking federal approvals to establish payment methodologies with accountable care organizations; relates to medical assistance for needy persons; relates to the character and adequacy of assistance; relates to residential health care facility supplemental payments, non-capital components of rates, and temporary nursing home stability contributions; authorizes the commissioner of health to enter into contracts for purposes of the Early Innovator federal grant award; and relates to applications for orders of rehabilitation or liquidation.
Spectrum: Committee Bill
Status: (Introduced - Dead) 2011-03-30 - substituted by s2809d [A04009 Detail]
Download: New_York-2011-A04009-Amended.html
S T A T E O F N E W Y O R K ________________________________________________________________________ S. 2809--B A. 4009--B S E N A T E - A S S E M B L Y February 1, 2011 ___________ IN SENATE -- A BUDGET BILL, submitted by the Governor pursuant to arti- cle seven of the Constitution -- read twice and ordered printed, and when printed to be committed to the Committee on Finance -- committee discharged, bill amended, ordered reprinted as amended and recommitted to said committee -- committee discharged, bill amended, ordered reprinted as amended and recommitted to said committee IN ASSEMBLY -- A BUDGET BILL, submitted by the Governor pursuant to article seven of the Constitution -- read once and referred to the Committee on Ways and Means -- committee discharged, bill amended, ordered reprinted as amended and recommitted to said committee -- again reported from said committee with amendments, ordered reprinted as amended and recommitted to said committee AN ACT to amend the elder law, in relation to Medicare part D; to amend the public health law and the insurance law, in relation to early intervention services; to amend the public health law and the elder law, in relation to creating local competitive performance grant programs for priority health initiatives and initiatives in aging; to amend the public health law, in relation to tobacco control and insur- ance initiatives pool distributions; to amend the public health law, in relation to clinical laboratories; to amend the public health law, in relation to distribution of HEAL NY capital grants; to amend section 32 of part A of chapter 58 of the laws of 2008, amending the elder law and other laws relating to reimbursement to particular provider pharmacies and prescription drug coverage, in relation to the effectiveness thereof; to amend section 4 of part X2 of chapter 62 of the laws of 2003, amending the public health law relating to allowing for the use of funds of the office of professional medical conduct for activities of the patient health information and quality improvement act of 2000, in relation to the effectiveness thereof; to amend para- graph b of subdivision 1 of section 76 of chapter 731 of the laws of 1993, amending the public health law and other laws relating to reimbursement, delivery and capital costs of ambulatory health care services and inpatient hospital services, in relation to the effec- tiveness thereof; to amend section 4 of chapter 505 of the laws of 1995, amending the public health law relating to the operation of department of health facilities, in relation to the effectiveness EXPLANATION--Matter in ITALICS (underscored) is new; matter in brackets [ ] is old law to be omitted. LBD12571-03-1 S. 2809--B 2 A. 4009--B thereof; to amend section 3 of chapter 303 of the laws of 1999, amend- ing the New York state medical care facilities finance agency act relating to financing health facilities, in relation to the effective- ness thereof; to repeal subdivision 2, and paragraphs (c), (d) and (g) of subdivision 3 of section 242 of the elder law, relating to eligi- bility for comprehensive coverage for elderly pharmaceutical insur- ance; to repeal section 244 of the elder law, relating to the elderly pharmaceutical insurance coverage panel; to repeal subdivisions 1, 2 and 4 of section 247 of the elder law, relating to cost-sharing responsibilities of participants in the elderly pharmaceutical insur- ance coverage program; and to repeal section 248 of the elder law, relating to cost-sharing responsibilities of participants in the elderly catastrophic insurance program (Part A); to amend the public health law, in relation to rates of payment and medical assistance; and to amend chapter 58 of the laws of 2009, amending the public health law and other laws relating to Medicaid reimbursements to resi- dential health care facilities, in relation to adjustments to Medicaid ratio of payment for inpatient services (Part B); to amend the New York Health Care Reform Act of 1996, in relation to extending certain provisions relating thereto; to amend the New York Health Care Reform Act of 2000, in relation to extending the effectiveness of provisions thereof; to amend the public health law, in relation to the distrib- ution of pool allocations and graduate medical education; to amend chapter 62 of the laws of 2003 amending the general business law and other laws relating to enacting major components necessary to imple- ment the state fiscal plan for the 2003-04 state fiscal year, in relation to the deposit of certain funds; to amend the public health law, in relation to health care initiative pool distributions; to amend the public authorities law, in relation to the transfer of certain funds; to amend the social services law, in relation to extending payment provisions for general hospitals; to amend chapter 600 of the laws of 1986 amending the public health law relating to the development of pilot reimbursement programs for ambulatory care services, in relation to the effectiveness of such chapter; to amend chapter 520 of the laws of 1978 relating to providing for a comprehen- sive survey of health care financing, education and illness prevention and creating councils for the conduct thereof, in relation to extend- ing the effectiveness of portions thereof; to amend the public health law, in relation to extending access to community health care services in rural areas; to amend the public health law, in relation to contin- uing the priority restoration adjustment; to amend chapter 266 of the laws of 1986 amending the civil practice law and rules and other laws relating to malpractice and professional medical conduct, in relation to extending the applicability of certain provisions thereof; to amend the insurance law, in relation to liquidation of domestic insurers; to amend chapter 63 of the laws of 2001 amending chapter 20 of the laws of 2001 amending the military law and other laws relating to making appropriations for the support of government, in relation to extending the applicability of certain provisions thereof; to amend chapter 904 of the laws of 1984, amending the public health law and the social services law relating to encouraging comprehensive health services, in relation to the effectiveness thereof; to amend the social services law and the public health law, in relation to rates of payment for personal care service providers, residential health care facilities and diagnostic and treatment centers; and to amend chapter 495 of the laws of 2004 amending the insurance law and the public health law S. 2809--B 3 A. 4009--B relating to the New York state health insurance continuation assist- ance demonstration project, in relation to the effectiveness of such provisions (Part C); to amend the public health law, in relation to payments to residential health care facilities; to amend chapter 474 of the laws of 1996, amending the education law and other laws relat- ing to rates for residential healthcare facilities, in relation to reimbursements; to amend chapter 884 of the laws of 1990, amending the public health law relating to authorizing bad debt and charity care allowances for certified home health agencies, in relation to the effectiveness thereof; to amend chapter 81 of the laws of 1995, amend- ing the public health law and other laws relating to medical reimbursement and welfare reform, in relation to reimbursements and the effectiveness thereof; to amend the public health law, in relation to capital related inpatient expenses; to amend part C of chapter 58 of the laws of 2007, amending the social services law and other laws relating to enacting the major components of legislation necessary to implement the health and mental hygiene budget for the 2007-2008 state fiscal year, in relation to rates of payment by state governmental agencies; to amend chapter 451 of the laws of 2007, amending the public health law, the social services law and the insurance law, relating to providing enhanced consumer and provider protections, in relation to extending the effectiveness of certain provisions thereof; to amend the public health law, in relation to rates of payment for long term home health care programs; to amend chapter 2 of the laws of 1998, amending the public health law and other laws relating to expanding the child health insurance plan, in relation to the effec- tiveness of certain provisions thereof; to amend chapter 649 of the laws of 1996, amending the public health law, the mental hygiene law and the social services law relating to authorizing the establishment of special needs plans, in relation to the effectiveness thereof; to amend chapter 58 of the laws of 2008, amending the social services law and the public health law relating to adjustments of rates, in relation to the effectiveness of certain provisions thereof; to amend chapter 535 of the laws of 1983, amending the social services law relating to eligibility of certain enrollees for medical assistance, in relation to the effectiveness thereof; to amend chapter 19 of the laws of 1998, amending the social services law relating to limiting the method of payment for prescription drugs under the medical assist- ance program, in relation to the effectiveness thereof; to amend chap- ter 710 of the laws of 1988, amending the social services law and the education law relating to medical assistance eligibility of certain persons and providing for managed medical care demonstration programs, in relation to the effectiveness thereof; to amend chapter 165 of the laws of 1991, amending the public health law and other laws relating to establishing payments for medical assistance, in relation to the effectiveness thereof; to repeal certain provisions of the public health law relating to capital related inpatient expenses; and to repeal certain provisions of chapter 41 of the laws of 1992, amending the public health law and other laws relating to health care providers relating to the effectiveness of certain provisions thereof (Part D); to amend the social services law, in relation to suspension of eligi- bility for medical assistance (Part E); to amend chapter 57 of the laws of 2006, relating to establishing a cost of living adjustment for designated human services programs, in relation to foregoing such adjustment during the 2011-2012 state fiscal year (Part F); to amend the mental hygiene law, in relation to the closure and the reduction S. 2809--B 4 A. 4009--B in size of certain facilities serving persons with mental illness; and to repeal certain provisions of such law relating thereto (Part G) to amend the public health law, in relation to general hospital inpatient reimbursement for annual rates; to amend chapter 1 of the laws of 1999 amending the public health law and other laws relating to enacting the New York Health Care Reform Act of 2000, in relation to rates of payment for residential health care facilities; to amend the public health law, in relation to establishing ceiling limitations for certain rates of payment; to repeal certain provisions of the social services law relating to prescription drug payments; to amend the social services law, in relation to a study to determine costs incurred by public school districts for certain medical care, services and supplies; to amend the public health law, in relation to calcu- lation of capital costs and to repeal certain provisions of such law relating thereto; to amend the education law, in relation to immuniza- tions; to amend the public health law, in relation to the pharmacy and therapeutics committee and the preferred drug program; and to repeal certain provisions of such law relating thereto; to amend the social services law and the public health law, in relation to covered part D drugs, limited coverage for formula therapy, prescription footwear, speech therapy, physical therapy and occupational therapy, payment for home health care nursing services, and coverage for smoking cessation counseling services, the furnishing of medical assistance to appli- cants with responsible relatives, and the commissioner of health's authority to negotiate agreements resolving multiple pending rate appeals; to repeal subdivision 12 of section 272 of the public health law relating to authorization under the preferred drug program for anti-psychotics, anti-depressants, anti-rejection drugs for trans- plants and anti-retrovirals used in the treatment of HIV and AIDS; to amend the public health law, in relation to temporary operator certif- icates for general hospitals or diagnostic and treatment centers; to amend the social services law, in relation to health home services; to amend the public health law, in relation to managed long term care plans; to amend the social services law, in relation to insurance co-payments; to amend the public health law, in relation to providing palliative care support for patients with advanced life limiting conditions and illnesses; to amend the social services law, in relation to provisions of home health care services, to establish a workgroup to develop a plan and draft legislation for the purpose of operating and managing public nursing homes; to amend the public health law, in relation to encouraging cooperative, collaborative and integrative arrangements between health care providers, payers, and others; to amend the social services law, in relation to definition of estate; to amend the civil practice law and rules, in relation to damage awards and to repeal certain provisions of such law relating thereto; to amend the mental hygiene law, in relation to compliance with operational standards by hospitals and providers of services in hospitals; to amend the public health law, in relation to serious event reporting; to amend the general municipal law, in relation to including a hospital and continuing care retirement community within the definition of project and defining hospital; to amend chapter 66 of the laws of 1994, amending the public health law, the general municipal law and the insurance law relating to the financing of life care communities, in relation to repealing the application deadline for eligibility for assistance from an industrial development agency; to amend the social services law, in relation to limiting the report- S. 2809--B 5 A. 4009--B ing of death by the operator of an adult home or residence, to define certain terms as used in the social services law, and to require preclaim review for participating providers of medical assistance program items and services; to amend the public health law, and part B of chapter 58 of the laws of 2010, amending chapter 474 of the laws of 1996 amending the education law and other laws relating to rates for residential healthcare facilities and other laws relating to Medicaid payments, in relation to seeking federal approvals to establish payment methodologies with accountable care organizations, and to amend the mental hygiene law, in relation to entities subject to the visitation, examination, inspection, and investigation; to amend the social services law, in relation to medical assistance for needy persons and to repeal certain provisions of such law relating thereto; to amend the tax law, in relation to increasing credits for long-term care insurance; to amend the social services law, in relation to the character and adequacy of assistance; and providing for the repeal of certain provisions upon expiration thereof (Part H) THE PEOPLE OF THE STATE OF NEW YORK, REPRESENTED IN SENATE AND ASSEM- BLY, DO ENACT AS FOLLOWS: 1 Section 1. This act enacts into law major components of legislation 2 which are necessary to implement the state fiscal plan for the 2011-2012 3 state fiscal year. Each component is wholly contained within a Part 4 identified as Parts A through H. The effective date for each particular 5 provision contained within such Part is set forth in the last section of 6 such Part. Any provision in any section contained within a Part, includ- 7 ing the effective date of the Part, which makes a reference to a section 8 "of this act", when used in connection with that particular component, 9 shall be deemed to mean and refer to the corresponding section of the 10 Part in which it is found. Section three of this act sets forth the 11 general effective date of this act. 12 PART A 13 Section 1. Paragraph (f) of subdivision 3 of section 242 of the elder 14 law, as added by section 3 of part B of chapter 58 of the laws of 2007, 15 is amended to read as follows: 16 (f) As a condition of continued eligibility for benefits under this 17 title, if a program participant is eligible for Medicare part D drug 18 coverage under section 1860D of the federal social security act, the 19 participant is required to enroll in Medicare part D at the first avail- 20 able enrollment period and to maintain such enrollment. This requirement 21 shall be waived if such enrollment would result in significant addi- 22 tional financial liability by the participant, including, but not limit- 23 ed to, individuals in a Medicare advantage plan whose cost sharing would 24 be increased, or if such enrollment would result in the loss of any 25 health coverage through a union or employer plan for the participant, 26 the participant's spouse or other dependent. [The elderly pharmaceu- 27 tical insurance coverage program shall provide premium assistance for 28 all participants enrolled in Medicare part D as follows: 29 (i) for participants with comprehensive coverage under section two 30 hundred forty-seven of this title, the elderly pharmaceutical insurance 31 coverage program shall pay for the portion of the part D monthly premium 32 that is the responsibility of the participant. Such payment shall be S. 2809--B 6 A. 4009--B 1 limited to the low-income benchmark premium amount established by the 2 federal centers for Medicare and Medicaid services and any other amount 3 which such agency establishes under its de minimus premium policy, 4 except that such payments made on behalf of participants enrolled in a 5 Medicare advantage plan may exceed the low-income benchmark premium 6 amount if determined to be cost effective to the program. 7 (ii) for participants with catastrophic coverage under section two 8 hundred forty-eight of this title, the elderly pharmaceutical insurance 9 coverage program shall credit the participant's annual personal covered 10 drug expenditure amount required under this title by an amount equal to 11 the annual low-income benchmark premium amount established by the 12 centers for Medicare and Medicaid services, prorated for the remaining 13 portion of the participant's elderly pharmaceutical insurance coverage 14 program coverage period. The elderly pharmaceutical insurance coverage 15 program shall, at appropriate times, notify participants with 16 catastrophic coverage under section two hundred forty-seven of this 17 title of their right to coordinate the annual coverage period with that 18 of Medicare part D, along with the possible advantages and disadvantages 19 of doing so.] 20 S 2. Subdivision 6 of section 241 of the elder law is amended and two 21 new subdivisions 8 and 9 are added to read as follows: 22 6. "Annual coverage period" shall mean the period of twelve consec- 23 utive calendar months for which an eligible program participant has met 24 the [application fee or deductible requirements, as the case may be, of 25 sections two hundred forty-seven and two hundred forty-eight] REQUIRE- 26 MENTS OF SECTION TWO HUNDRED FORTY-TWO of this title. 27 8. "COVERAGE GAP PERIOD" SHALL MEAN THE PERIOD BETWEEN THE END OF THE 28 MEDICARE PART D INITIAL COVERAGE PHASE AND THE START OF MEDICARE PART D 29 CATASTROPHIC COVERAGE. 30 9. "MEDICARE PART D EXCLUDED DRUG CLASSES" SHALL MEAN ANY DRUGS OR 31 CLASSES OF DRUGS, OR THEIR MEDICAL USES, WHICH ARE DESCRIBED IN SECTION 32 1927(D)(2) OR 1927(D)(3) OF THE FEDERAL SOCIAL SECURITY ACT, WITH THE 33 EXCEPTION OF SMOKING CESSATION AGENTS. 34 S 3. Subdivision 1 of section 242 of the elder law, paragraph (b) as 35 amended by section 14 of part B of chapter 57 of the laws of 2006, is 36 amended to read as follows: 37 1. Persons eligible for [comprehensive] coverage under [section two 38 hundred forty-seven of] this title shall include: 39 (a) any unmarried resident who is at least sixty-five years of age, 40 WHO IS ENROLLED IN MEDICARE PART D, and whose income for the calendar 41 year immediately preceding the effective date of the annual coverage 42 period beginning on or after January first, two thousand five, is less 43 than or equal to [twenty] THIRTY-FIVE thousand dollars. After the 44 initial determination of eligibility, each eligible individual must be 45 redetermined eligible at least every twenty-four months; and 46 (b) any married resident who is at least sixty-five years of age, WHO 47 IS ENROLLED IN MEDICARE PART D, and whose income for the calendar year 48 immediately preceding the effective date of the annual coverage period 49 when combined with the income in the same calendar year of such married 50 person's spouse beginning on or after January first, two thousand one, 51 is less than or equal to [twenty-six] FIFTY thousand dollars. After the 52 initial determination of eligibility, each eligible individual must be 53 redetermined eligible at least every twenty-four months. 54 S 3-a. Subdivision 2 of section 242 of the elder law is REPEALED. 55 S 3-b. Paragraph (c) of subdivision 3 of section 242 of the elder law 56 is REPEALED and a new paragraph (c) is added to read as follows: S. 2809--B 7 A. 4009--B 1 (C) FOR PERSONS WHO MEET THE ELIGIBILITY REQUIREMENTS TO PARTICIPATE 2 IN THE ELDERLY PHARMACEUTICAL INSURANCE COVERAGE PROGRAM, THE PROGRAM 3 WILL PAY FOR A DRUG COVERED BY THE PERSON'S MEDICARE PART D PLAN OR A 4 DRUG IN A MEDICARE PART D EXCLUDED DRUG CLASS, AS DEFINED IN SUBDIVISION 5 NINE OF SECTION TWO HUNDRED FORTY-ONE OF THIS TITLE, DURING THE COVERAGE 6 GAP, AS DEFINED IN SUBDIVISION EIGHT OF SECTION TWO HUNDRED FORTY-ONE OF 7 THIS TITLE, PROVIDED THAT SUCH DRUG IS A COVERED DRUG, AS DEFINED IN 8 SUBDIVISION ONE OF SECTION TWO HUNDRED FORTY-ONE OF THIS TITLE, AND THAT 9 THE PARTICIPANT COMPLIES WITH THE POINT OF SALE CO-PAYMENT REQUIREMENTS 10 SET FORTH IN SECTION TWO HUNDRED FORTY-SEVEN OF THIS TITLE. 11 S 3-c. Paragraph (d) of subdivision 3 of section 242 of the elder law 12 is REPEALED. 13 S 3-d. Paragraphs (e) and (f) of subdivision 3 of section 242 of the 14 elder law, paragraph (e) as amended by section 112 of part C of chapter 15 58 of the laws of 2009, paragraph (f) as amended by section one of this 16 act, are amended to read as follows: 17 (e) As a condition of [continued] eligibility for benefits under this 18 title, if a program participant's income indicates that the participant 19 could be eligible for an income-related subsidy under section 1860D-14 20 of the federal social security act by either applying for such subsidy 21 or by enrolling in a medicare savings program as a qualified medicare 22 beneficiary (QMB), a specified low-income medicare beneficiary (SLMB), 23 or a qualifying individual (QI), a program participant is required to 24 provide, and to authorize the elderly pharmaceutical insurance coverage 25 program to obtain, any information or documentation required to estab- 26 lish the participant's eligibility for such subsidy, and to authorize 27 the elderly pharmaceutical insurance coverage program to apply on behalf 28 of the participant for the subsidy or the medicare savings program. The 29 elderly pharmaceutical insurance coverage program shall make a reason- 30 able effort to notify the program participant of his or her need to 31 provide any of the above required information. After a reasonable effort 32 has been made to contact the participant, a participant shall be noti- 33 fied in writing that he or she has sixty days to provide such required 34 information. If such information is not provided within the sixty day 35 period, the participant's coverage may be terminated. 36 (f) As a condition of [continued] eligibility for benefits under this 37 title, [if] a program participant is [eligible for Medicare part D drug 38 coverage under section 1860D of the federal social security act, the 39 participant is] required to [enroll] BE ENROLLED in Medicare part D [at 40 the first available enrollment period] and to maintain such enrollment. 41 [This requirement shall be waived if such enrollment would result in 42 significant additional financial liability by the participant, includ- 43 ing, but not limited to, individuals in a Medicare advantage plan whose 44 cost sharing would be increased, or if such enrollment would result in 45 the loss of any health coverage through a union or employer plan for the 46 participant, the participant's spouse or other dependent.] 47 S 3-e. Paragraph (g) of subdivision 3 of section 242 of the elder law 48 is REPEALED. 49 S 3-f. Paragraph (h) of subdivision 3 of section 242 of the elder law, 50 as added by section 3 of part B of chapter 58 of the laws of 2007, is 51 amended to read as follows: 52 (h) [In order to maximize prescription drug coverage under Medicare 53 part D, the] THE elderly pharmaceutical insurance coverage program is 54 authorized to represent program participants under this title [in the 55 pursuit of such] WITH RESPECT TO THEIR MEDICARE PART D coverage. [Such 56 representation shall not result in any additional financial liability on S. 2809--B 8 A. 4009--B 1 behalf of such program participants and shall include, but not be limit- 2 ed to, the following actions: 3 (i) application for the premium and cost-sharing subsidies on behalf 4 of eligible program participants; 5 (ii) enrollment in a prescription drug plan or MA-PD plan; the elderly 6 pharmaceutical insurance coverage program shall provide program partic- 7 ipants with prior written notice of, and the opportunity to decline such 8 facilitated enrollment subject, however, to the provisions of paragraph 9 (f) of this subdivision; 10 (iii) pursuit of appeals, grievances, or coverage determinations.] 11 S 3-g. Section 243 of the elder law is amended to read as follows: 12 S 243. Pharmaceutical insurance contract. 1. The [elderly pharmaceu- 13 tical insurance coverage panel, established pursuant to section two 14 hundred forty-four of this title] COMMISSIONER OF HEALTH shall, subject 15 to the approval of the director of the budget, enter into a contract 16 with one or more contractors to assist in carrying out the provisions of 17 this title. Such contractual arrangements shall be made subject to a 18 competitive process pursuant to the state finance law and shall ensure 19 that state payments for the contractor's necessary and legitimate 20 expenses for the administration of this program are limited to the 21 amount specified in advance, and that such payments shall not exceed the 22 amount appropriated therefor in any fiscal year. The [panel] COMMISSION- 23 ER shall[, at each of its regularly scheduled meetings,] review the 24 contract pricing provisions to assure that the level of contract 25 payments are in the best interest of the state, giving consideration to 26 the total level of participant enrollment achieved, the volume of claims 27 processed, and such other factors as may be relevant in order to contain 28 state expenditures. In the event that the [panel] COMMISSIONER deter- 29 mines that the contract payment provisions do not protect the interest 30 of the state, the [executive director] COMMISSIONER shall initiate 31 contract negotiations for the purpose of modifying contract payments 32 and/or scope requirements. 33 2. The responsibilities of the contractor or contractors shall 34 include, but need not be limited to: 35 (a) providing for a method of determining, on an annual basis and upon 36 their application therefor, the eligibility of persons pursuant to 37 section two hundred forty-two of this title within a reasonable period 38 of time, including alternative methods for such determination of eligi- 39 bility, such as through the mail or home visits, where reasonable and/or 40 necessary, and for notifying applicants of such eligibility determi- 41 nations; 42 (b) notifying each eligible program participant in writing upon the 43 commencement of the annual coverage period of such participant's cost- 44 sharing responsibilities pursuant to [sections] SECTION two hundred 45 forty-seven [and two hundred forty-eight] of this title. The contractor 46 shall also notify each eligible program participant of any adjustment of 47 the co-payment schedule by mail no less than thirty days prior to the 48 effective date of such adjustments and shall inform such eligible 49 program participants of the date such adjustments shall take effect; 50 (c) issuing an identification card to each ELIGIBLE program partic- 51 ipant [who is eligible to purchase prescribed covered drugs for an 52 amount specified pursuant to subdivision three of section two hundred 53 forty-seven or subdivision three of section two hundred forty-eight of 54 this title. The dates of the annual coverage period shall be imprinted 55 on the card. When an eligible program participant meets the annual 56 limits on point of sale co-payments set forth in subdivision four of S. 2809--B 9 A. 4009--B 1 section two hundred forty-seven or subdivision four of section two 2 hundred forty-eight of this title, either new identification cards shall 3 be issued to such participant indicating waiver of such co-payment 4 requirements for the remainder of the annual coverage period or the 5 contractor shall develop and implement an alternative method to permit 6 the purchase of covered drugs without a co-payment requirement]; 7 (d) [developing and implementing the system for those individuals 8 electing the deductible option to record their personal covered drug 9 expenditures in accordance with subdivision three of section two hundred 10 forty-eight of this title. Such recordkeeping system shall be provided 11 to each such participant at a nominal charge which shall be subject to 12 the approval of the panel. The contractor shall also reimburse partic- 13 ipants for personal covered drug expenditures made in excess of their 14 deductible requirements, less the co-payments required by subdivision 15 four of section two hundred forty-eight of this title, made prior to 16 their receipt of an identification card issued in accordance with para- 17 graph (c) of this subdivision; 18 (e)] processing of claims for reimbursement to participating provider 19 pharmacies pursuant to section two hundred fifty of this title; 20 [(f)] (E) performing or causing to be performed utilization reviews 21 for such purposes as may be required by the [elderly pharmaceutical 22 insurance coverage panel] COMMISSIONER OF HEALTH; 23 [(g)] (F) conducting audits and surveys of participating provider 24 pharmacies as specified pursuant to the terms and conditions of the 25 contract; and 26 [(h)] (G) coordinating coverage with insurance companies and other 27 public and private organizations offering such coverage for those eligi- 28 ble program participants having partial coverage for covered drugs 29 through third-party sources, and providing for recoupment of any dupli- 30 cate reimbursement paid by the state on behalf of such eligible program 31 participants. 32 3. The contractor or contractors shall be required to provide such 33 reports as may be deemed necessary by the [elderly pharmaceutical insur- 34 ance coverage panel] COMMISSIONER OF HEALTH and shall maintain files in 35 a manner and format approved by the [executive director] COMMISSIONER. 36 4. The contractor or contractors may contract with private not-for- 37 profit or proprietary corporations, or with entities of local government 38 within the state of New York, to perform such obligations of the 39 contractor or contractors as the [elderly pharmaceutical insurance 40 coverage panel] COMMISSIONER OF HEALTH shall permit. 41 S 3-h. Section 244 of the elder law is REPEALED and a new section 244 42 is added to read as follows: 43 S 244. POWERS OF THE COMMISSIONER OF HEALTH. THE POWERS OF THE 44 COMMISSIONER OF HEALTH IN ADMINISTERING THE ELDERLY PHARMACEUTICAL 45 INSURANCE COVERAGE PROGRAM SHALL INCLUDE BUT NOT BE LIMITED TO THE 46 FOLLOWING: 47 1. SUBJECT TO THE APPROVAL OF THE DIRECTOR OF THE BUDGET, PROMULGATING 48 PROGRAM REGULATIONS PURSUANT TO SECTION TWO HUNDRED FORTY-SIX OF THIS 49 TITLE; 50 2. DETERMINING THE ANNUAL SCHEDULE OF COST-SHARING RESPONSIBILITIES OF 51 ELIGIBLE PROGRAM PARTICIPANTS PURSUANT TO SECTION TWO HUNDRED FORTY-SEV- 52 EN OF THIS TITLE; 53 3. ENTERING INTO CONTRACTS PURSUANT TO SECTION TWO HUNDRED FORTY-THREE 54 OF THIS TITLE; S. 2809--B 10 A. 4009--B 1 4. IMPLEMENTING ALTERNATIVE PROGRAM IMPROVEMENTS FOR THE EFFICIENT AND 2 EFFECTIVE OPERATION OF THE PROGRAM IN ACCORDANCE WITH THE PROVISIONS OF 3 THIS TITLE; 4 5. ESTABLISHING OR CONTRACTING FOR A THERAPEUTIC DRUG MONITORING 5 PROGRAM, FOR THE PURPOSE OF MONITORING THERAPEUTIC DRUG USE BY ELIGIBLE 6 PROGRAM PARTICIPANTS IN AN EFFORT TO PREVENT THE INCORRECT OR UNNECES- 7 SARY CONSUMPTION OF SUCH THERAPEUTIC DRUGS. 8 S 3-i. The section heading of section 247 of the elder law is amended 9 to read as follows: 10 Cost-sharing responsibilities of eligible program participants [for 11 comprehensive coverage]. 12 S 3-j. Subdivision 1 of section 247 of the elder law is REPEALED and a 13 new subdivision 1 is added to read as follows: 14 1. AS A CONDITION OF ELIGIBILITY FOR BENEFITS UNDER THIS TITLE, 15 PARTICIPANTS MUST MAINTAIN MEDICARE PART D COVERAGE AND PAY MONTHLY 16 PREMIUMS TO THEIR MEDICARE PART D DRUG PLAN. 17 S 3-k. Subdivisions 2 and 4 of section 247 of the elder law are 18 REPEALED and subdivision 3 is renumbered subdivision 2 and paragraph (a) 19 is amended to read as follows: 20 (a) [Upon satisfaction of the registration fee pursuant to this 21 section an eligible] A program participant must pay a point of sale 22 co-payment as set forth in paragraph (b) of this subdivision at the time 23 of each purchase of a [covered] drug prescribed for such individual THAT 24 IS DESCRIBED IN PARAGRAPH (C) OF SUBDIVISION THREE OF SECTION TWO 25 HUNDRED FORTY-TWO OF THIS TITLE. [Such co-payment shall not be waived 26 or reduced in whole or in part, subject to the limits provided by subdi- 27 vision four of this section.] 28 S 3-l. Section 248 of the elder law is REPEALED. 29 S 3-m. Section 250 of the elder law, paragraph (a) of subdivision 1 as 30 amended by section 6-a and subparagraph l of paragraph (b) of subdivi- 31 sion 1 as amended by section 1 of part A of chapter 58 of the laws of 32 2008, paragraph (b) of subdivision 1 as amended by section 17 of part A 33 of chapter 58 of the laws of 2004, subparagraph 1 of paragraph (a) of 34 subdivision 3 and subdivision 5 as amended by section 19 of part B of 35 chapter 57 of the laws of 2006, subdivision 6 as amended by section 19-a 36 of part A of chapter 109 of the laws of 2010, is amended to read as 37 follows: 38 S 250. Reimbursement to participating provider pharmacies. 1. The 39 amount of reimbursement which shall be paid by the state to a partic- 40 ipating provider pharmacy [for any covered drug filled or refilled for 41 any eligible program participant] FILLING OR REFILLING A PRESCRIPTION 42 FOR A DRUG THAT IS DESCRIBED IN PARAGRAPH (C) OF SUBDIVISION THREE OF 43 SECTION TWO HUNDRED FORTY-TWO OF THIS TITLE shall be equal to the 44 allowed amount defined as follows, minus the point of sale co-payment as 45 required by [sections] SECTION two hundred forty-seven [and two hundred 46 forty-eight] of this title: 47 (a) Multiple source covered drugs. Except for brand name drugs that 48 are required by the prescriber to be dispensed as written, the allowed 49 amount for a multiple source covered drug shall equal the lower of: 50 (1) The pharmacy's usual and customary charge to the general public, 51 taking into consideration any quantity and promotional discounts to the 52 general public at the time of purchase, or 53 (2) The upper limit, if any, set by the centers for medicare and medi- 54 caid services for such multiple source drug, or 55 (3) Average wholesale price discounted by twenty-five percent, or S. 2809--B 11 A. 4009--B 1 (4) The maximum allowable cost, if any, established by the commission- 2 er of health pursuant to paragraph (e) of subdivision nine of section 3 three hundred sixty-seven-a of the social services law. 4 Plus a dispensing fee for drugs reimbursed pursuant to subparagraphs 5 two, three, and four of this paragraph, as defined in paragraph (c) of 6 this subdivision. 7 (b) Other covered drugs. The allowed amount for brand name drugs 8 required by the prescriber to be dispensed as written and for covered 9 drugs other than multiple source drugs shall be determined by applying 10 the lower of: 11 (1) Average wholesale price discounted by sixteen and twenty-five one 12 hundredths percent, plus a dispensing fee as defined in paragraph (c) of 13 this subdivision, or 14 (2) The pharmacy's usual and customary charge to the general public, 15 taking into consideration any quantity and promotional discounts to the 16 general public at the time of purchase. 17 (c) As required by paragraphs (a) and (b) of this subdivision, a 18 dispensing fee of four dollars fifty cents will apply to generic drugs 19 and a dispensing fee of three dollars fifty cents will apply to brand 20 name drugs. 21 2. For purposes of determining the amount of reimbursement which shall 22 be paid to a participating provider pharmacy, the [panel] COMMISSIONER 23 OF HEALTH shall determine or cause to be determined, through a statis- 24 tically valid survey, the quantities of each covered drug that partic- 25 ipating provider pharmacies buy most frequently. Using the result of 26 this survey, the contractor shall update every thirty days the list of 27 average wholesale prices upon which such reimbursement is determined 28 using nationally recognized and most recently revised sources. Such 29 price revisions shall be made available to all participating provider 30 pharmacies. The pharmacist shall be reimbursed based on the price in 31 effect at the time the covered drug is dispensed. 32 3. [(a) Notwithstanding any inconsistent provision of law, the program 33 for elderly pharmaceutical insurance coverage shall reimburse for 34 covered drugs which are dispensed under the program by a provider phar- 35 macy only pursuant to the terms of a rebate agreement between the 36 program and the manufacturer (as defined under section 1927 of the 37 federal social security act) of such covered drugs; provided, however, 38 that: 39 (1) any agreement between the program and a manufacturer entered into 40 before August first, nineteen hundred ninety-one, shall be deemed to 41 have been entered into on April first, nineteen hundred ninety-one; and 42 provided further, that if a manufacturer has not entered into an agree- 43 ment with the department before August first, nineteen hundred ninety- 44 one, such agreement shall not be effective until April first, nineteen 45 hundred ninety-two, unless such agreement provides that rebates will be 46 retroactively calculated as if the agreement had been in effect on April 47 first, nineteen hundred ninety-one; and 48 (2) the program may reimburse for any covered drugs pursuant to subdi- 49 visions one and two of this section, for which a rebate agreement does 50 not exist and which are determined by the elderly pharmaceutical insur- 51 ance coverage panel to be essential to the health of persons participat- 52 ing in the program; and likely to provide effective therapy or diagnosis 53 for a disease not adequately treated or diagnosed by any other covered 54 drug; and which are recommended for reimbursement by the panel and 55 approved by the commissioner of health. S. 2809--B 12 A. 4009--B 1 (b) The rebate agreement between such manufacturer and the program for 2 elderly pharmaceutical insurance coverage shall utilize for covered 3 drugs the identical formula used to determine the rebate for federal 4 financial participation for drugs, pursuant to section 1927(c) of the 5 federal social security act, to determine the amount of the rebate 6 pursuant to this subdivision. 7 (c) The amount of rebate pursuant to paragraph (b) of this subdivision 8 shall be calculated by multiplying the required rebate formulas by the 9 total number of units of each dosage form and strength dispensed. The 10 rebate agreement shall also provide for periodic payment of the rebate, 11 provision of information to the program, audits, verification of data, 12 damages to the program for any delay or non-production of necessary data 13 by the manufacturer and for the confidentiality of information. 14 (d) The program in providing utilization data to a manufacturer (as 15 provided for under section 1927 (b) of the federal social security act) 16 shall provide such data by zip code, if requested, for the top three 17 hundred most commonly used drugs by volume covered under a rebate agree- 18 ment. 19 (e) Any funds collected pursuant to any rebate agreements entered into 20 with a manufacturer pursuant to this subdivision, shall be deposited 21 into the elderly pharmaceutical insurance coverage program premium 22 account. 23 4.] Notwithstanding any other provision of law, entities which offer 24 insurance coverage for provision of and/or reimbursement for pharmaceu- 25 tical expenses, including but not limited to, entities 26 licensed/certified pursuant to article thirty-two, forty-two, forty- 27 three or forty-four of the insurance law (employees welfare funds) or 28 article forty-four of the public health law, shall participate in a 29 benefit recovery program with the elderly pharmaceutical insurance 30 coverage (EPIC) program which includes, but is not limited to, a semi- 31 annual match of EPIC's file of enrollees against the entity's file of 32 insured to identify individuals enrolled in both plans with claims paid 33 within the twenty-four months preceding the date the entity receives the 34 match request information from EPIC. Such entity shall indicate if phar- 35 maceutical coverage is available from the entity for the insured 36 persons, list the copayment or other payment obligations of the insured 37 persons applicable to the pharmaceutical coverage, and (after receiving 38 necessary claim information from EPIC) list the amounts which the entity 39 would have paid for the pharmaceutical claims for those identified indi- 40 viduals and the entity shall reimburse EPIC for pharmaceutical expenses 41 paid by EPIC that are covered under the contract between the entity and 42 its insured in only those instances where the entity has not already 43 made payment of the claim. Reimbursement of the net amount payable 44 (after rebates and discounts) that would have been paid under the cover- 45 age issued by the entity will be made by the entity to EPIC within sixty 46 days of receipt from EPIC of the standard data in electronic format 47 necessary for the entity to adjudicate the claim and if the standard 48 data is provided to the entity by EPIC in paper format payment by the 49 entity shall be made within one hundred eighty days. After completing 50 at least one match process with EPIC in electronic format, an entity 51 shall be entitled to elect a monthly or bi-monthly match process rather 52 than a semi-annual match process. 53 [5.] 4. Notwithstanding any other provision of law, the [panel] 54 COMMISSIONER OF HEALTH shall maximize the coordination of benefits for 55 persons enrolled under Title XVIII of the federal social security act 56 (medicare) and enrolled under this title in order to facilitate medicare S. 2809--B 13 A. 4009--B 1 payment of claims. The [panel] COMMISSIONER OF HEALTH may select an 2 independent contractor, through a request-for-proposal process, to 3 implement a centralized coordination of benefits system under this 4 subdivision for individuals qualified in both the elderly pharmaceutical 5 insurance coverage (EPIC) program and medicare programs who receive 6 medications or other covered products from a pharmacy provider currently 7 enrolled in the elderly pharmaceutical insurance coverage (EPIC) 8 program. 9 [6. (a)] 5. The EPIC program shall be the payor of last resort for 10 individuals qualified in both the EPIC program and title XVIII of the 11 federal social security act (Medicare). [For such individuals, no 12 reimbursement shall be available under EPIC for covered drug expenses 13 except: 14 (i) where a prescription drug plan authorized by Part D of the federal 15 social security act (referred to in this subdivision as a Medicare Part 16 D plan) has approved coverage and EPIC has an obligation under this 17 title to pay a portion of the participant's cost-sharing responsibility 18 under Medicare Part D; or 19 (ii) where the provider pharmacy has certified that a Medicare Part D 20 plan has denied coverage. 21 (b) If the provider pharmacy certifies as set forth in subparagraph 22 (ii) of paragraph (a) of this subdivision, the EPIC program shall pay 23 for the drug as the primary payor upon a showing of compliance with the 24 notification and appeal provisions of subparagraph two of paragraph (c) 25 of subdivision three of section two hundred forty-two of this title.] 26 S 3-n. Section 254 of the elder law is amended to read as follows: 27 S 254. Cost of living adjustment. [1.] Within amounts appropriated, 28 the [panel] COMMISSIONER OF HEALTH shall adjust the program eligibility 29 standards set forth in subdivision [two] ONE of section two hundred 30 forty-two of this title to account for increases in the cost of living. 31 [2. The panel shall further adjust individual and joint income catego- 32 ries set forth in subdivisions two and four of section two hundred 33 forty-eight of this title to conform to the adjustments made pursuant to 34 subdivision one of this section.] 35 S 4. Notwithstanding any contrary provision of law, rates established 36 pursuant to section 69-4.30 of Title 10 of the New York Codes, Rules and 37 Regulations for approved services rendered on and after April 1, 2011 38 shall be reduced by ten percent. 39 S 5. Paragraph (a) of subdivision 3 of section 2559 of the public 40 health law, as amended by chapter 231 of the laws of 1993, is amended to 41 read as follows: 42 (a) [Providers] EXCEPT AS PROVIDED IN SUBPARAGRAPH (I) OF THIS PARA- 43 GRAPH, PROVIDERS of early intervention services and transportation 44 services shall in the first instance and where applicable, seek payment 45 from all third party payors including governmental agencies prior to 46 claiming payment from a given municipality for services rendered to 47 eligible children, provided that, for the purpose of seeking payment 48 from the medical assistance program or from other third party payors, 49 the municipality shall be deemed the provider of such early intervention 50 services to the extent that the provider has promptly furnished to the 51 municipality adequate and complete information necessary to support the 52 municipality billing, and provided further that the obligation to seek 53 payment shall not apply to a payment from a third party payor who is not 54 prohibited from applying such payment, and will apply such payment, to 55 an annual or lifetime limit specified in the insured's policy. S. 2809--B 14 A. 4009--B 1 (I) EARLY INTERVENTION PROGRAM PROVIDERS WHO RECEIVED PAYMENT OF FIVE 2 HUNDRED THOUSAND DOLLARS OR MORE AS DETERMINED PURSUANT TO SUBPARAGRAPH 3 (II) OF THIS PARAGRAPH FOR EARLY INTERVENTION SERVICES PROVIDED TO 4 ELIGIBLE CHILDREN THAT WERE COVERED SERVICES UNDER THE MEDICAL ASSIST- 5 ANCE PROGRAM, SHALL IN THE FIRST INSTANCE AND WHERE AVAILABLE, SEEK 6 PAYMENT FROM THE MEDICAL ASSISTANCE PROGRAM OR AN INSURANCE POLICY OR 7 HEALTH BENEFIT PLAN FOR THOSE CHILDREN COVERED UNDER BOTH THE MEDICAL 8 ASSISTANCE PROGRAM AND AN INSURANCE POLICY OR HEALTH BENEFIT PLAN, PRIOR 9 TO CLAIMING PAYMENT FROM A MUNICIPALITY FOR SERVICES RENDERED TO SUCH 10 CHILDREN; 11 (II) THE COMMISSIONER SHALL DETERMINE WHICH PROVIDERS RECEIVED PAYMENT 12 OF FIVE HUNDRED THOUSAND DOLLARS OR MORE FOR EARLY INTERVENTION SERVICES 13 THAT WERE COVERED UNDER THE MEDICAL ASSISTANCE PROGRAM BASED UPON THE 14 MOST RECENT YEAR FOR WHICH COMPLETE INFORMATION EXISTS. THE COMMISSIONER 15 SHALL NOTIFY A PROVIDER AT LEAST THIRTY DAYS PRIOR TO THE DATE THE 16 PROVIDER SHALL BE REQUIRED TO BILL FOR SERVICES IN ACCORDANCE WITH 17 SUBPARAGRAPH (I) OF THIS PARAGRAPH. 18 (III) PARENTS SHALL PROVIDE AND THE MUNICIPALITY SHALL OBTAIN INFORMA- 19 TION ON ANY PLAN OF INSURANCE UNDER WHICH AN ELIGIBLE CHILD HAS COVER- 20 AGE. 21 S 6. Intentionally omitted. 22 S 7. Intentionally omitted. 23 S 8. Intentionally omitted. 24 S 9. Intentionally omitted. 25 S 10. Intentionally omitted. 26 S 11. Section 3235-a of the insurance law, as added by section 3 of 27 part C of chapter 1 of the laws of 2002, is amended to read as follows: 28 S 3235-a. Payment for early intervention services. (a) No policy of 29 accident and health insurance, including contracts issued pursuant to 30 article forty-three of this chapter, shall exclude coverage for other- 31 wise covered services solely on the basis that the services constitute 32 early intervention program services under title two-A of article twen- 33 ty-five of the public health law. 34 (b) Where a policy of accident and health insurance, including a 35 contract issued pursuant to article forty-three of this chapter, 36 provides coverage for [an] A SERVICE THAT IS PROVIDED TO AN INSURED 37 UNDER THE early intervention program service, such coverage shall not be 38 applied against any maximum annual or lifetime monetary limits set forth 39 in such policy or contract. Visit limitations and other terms and condi- 40 tions of the policy will continue to apply to COVERED SERVICES PROVIDED 41 UNDER THE early intervention [services] PROGRAM. However, any visits 42 used for early intervention program services shall not reduce the number 43 of visits otherwise available under the policy or contract for such 44 services. WHERE A SERVICE PROVIDED TO AN INSURED UNDER THE EARLY INTER- 45 VENTION PROGRAM IS A COVERED SERVICE UNDER THE INSURER'S POLICY OR 46 CONTRACT, THE INDIVIDUALIZED FAMILY SERVICES PLAN AS DEFINED IN SECTION 47 TWENTY-FIVE HUNDRED FORTY-ONE OF THE PUBLIC HEALTH LAW AND CERTIFIED BY 48 THE EARLY INTERVENTION OFFICIAL OR SUCH OFFICIAL'S DESIGNEE, SHALL BE 49 DEEMED TO MEET ANY PRECERTIFICATION, PREAUTHORIZATION AND MEDICAL NECES- 50 SITY REQUIREMENTS IMPOSED ON BENEFITS UNDER THE POLICY OR CONTRACT, 51 PROVIDED, HOWEVER, THAT THE EARLY INTERVENTION OFFICIAL SHALL REMOVE OR 52 REDACT ANY INFORMATION CONTAINED ON THE INSURED'S INDIVIDUALIZED FAMILY 53 SERVICE PLAN THAT IS NOT REQUIRED BY THE INSURER FOR PAYMENT PURPOSES. 54 PAYMENT FOR A SERVICE COVERED UNDER THE POLICY OR CONTRACT THAT IS 55 PROVIDED UNDER THE EARLY INTERVENTION PROGRAM SHALL BE AT RATES ESTAB- S. 2809--B 15 A. 4009--B 1 LISHED BY THE COMMISSIONER OF HEALTH FOR SUCH SERVICE PURSUANT TO REGU- 2 LATIONS. 3 (c) NO INSURER, INCLUDING A HEALTH MAINTENANCE ORGANIZATION ISSUED A 4 CERTIFICATE OF AUTHORITY UNDER ARTICLE FORTY-FOUR OF THE PUBLIC HEALTH 5 LAW AND A CORPORATION ORGANIZED UNDER ARTICLE FORTY-THREE OF THIS CHAP- 6 TER SHALL DENY PAYMENT OF A CLAIM SUBMITTED FOR A SERVICE COVERED UNDER 7 THE INSURER'S POLICY OR CONTRACT AND PROVIDED UNDER THE EARLY INTER- 8 VENTION PROGRAM BASED UPON THE FOLLOWING: 9 (I) THE LOCATION WHERE SERVICES ARE PROVIDED; 10 (II) THE DURATION OF THE INSURED'S CONDITION OR THAT THE INSURED'S 11 CONDITION IS NOT AMENABLE TO SIGNIFICANT IMPROVEMENT WITHIN A CERTAIN 12 PERIOD OF TIME AS SPECIFIED IN THE POLICY OR CONTRACT; 13 (III) THAT THE PROVIDER OF SERVICES IS NOT A PARTICIPATING PROVIDER IN 14 THE INSURER'S NETWORK; OR 15 (IV) THE ABSENCE OF A PRIMARY CARE REFERRAL. 16 (D) Any right of subrogation to benefits which a municipality is enti- 17 tled in accordance with paragraph (d) of subdivision three of section 18 twenty-five hundred fifty-nine of the public health law shall be valid 19 and enforceable to the extent benefits are available under any accident 20 and health insurance policy. The right of subrogation does not attach to 21 insurance benefits paid or provided under any accident and health insur- 22 ance policy prior to receipt by the insurer of written notice from the 23 municipality. UPON THE INSURER'S RECEIPT OF WRITTEN NOTICE FROM THE 24 MUNICIPALITY THE INSURER SHALL PROVIDE THE MUNICIPALITY WITH INFORMATION 25 ON THE EXTENT OF BENEFITS AVAILABLE TO AN INSURED UNDER THE POLICY. 26 [(d)] (E) No insurer, including a health maintenance organization 27 issued a certificate of authority under article forty-four of the public 28 health law and a corporation organized under article forty-three of this 29 chapter, shall refuse to issue an accident and health insurance policy 30 or contract or refuse to renew an accident and health insurance policy 31 or contract solely because the applicant or insured is receiving 32 services under the early intervention program. 33 S 12. Subdivisions 4 and 5 of section 2545 of the public health law, 34 as added by section 2 of chapter 428 of the laws of 1992, are amended to 35 read as follows: 36 4. If the IFSP TEAM MEMBERS, INCLUDING THE early intervention official 37 and the parent agree on the IFSP, the IFSP shall be deemed final and the 38 service coordinator shall be authorized to implement the plan. 39 5. If the IFSP TEAM MEMBERS, INCLUDING THE early intervention official 40 and the parent do not agree on an IFSP, the service coordinator shall 41 implement the sections of the proposed IFSP that are not in dispute, and 42 the parent shall have the due process rights set forth in section twen- 43 ty-five hundred forty-nine of this title. 44 S 13. Subdivision 2 of section 605 of the public health law, as 45 amended by section 7 of part B of chapter 57 of the laws of 2006, is 46 amended to read as follows: 47 2. State aid reimbursement for public health services provided by a 48 municipality under this title, shall be made [as follows: 49 (a)] if the municipality is providing some or all of the basic public 50 health services identified in paragraph (b) of subdivision three of 51 section six hundred two of this title, pursuant to an approved plan, at 52 a rate of no less than thirty-six per centum of the difference between 53 the amount of moneys expended by the municipality for public health 54 services required by paragraph (b) of subdivision three of section six 55 hundred two of this title during the fiscal year and the base grant 56 provided pursuant to subdivision one of this section. No such reimburse- S. 2809--B 16 A. 4009--B 1 ment shall be provided for services if they are not approved in a plan 2 or if no plan is submitted for such services. 3 [(b) if the municipality is providing other public health services 4 within limits to be prescribed by regulation by the commissioner in 5 addition to some or all of the public health services required in para- 6 graph (b) of subdivision three of section six hundred two of this title, 7 pursuant to an approved plan, at a rate of not less than thirty-six per 8 centum of the moneys expended by the municipality for such other 9 services. No such reimbursement shall be provided for services if they 10 are not approved in a plan or if no plan is submitted for such 11 services.] 12 S 14. The public health law is amended by adding a new section 212 to 13 read as follows: 14 S 212. LOCAL COMPETITIVE PERFORMANCE GRANT PROGRAM FOR PRIORITY HEALTH 15 INITIATIVES. 1. THERE IS HEREBY ESTABLISHED WITHIN THE DEPARTMENT THE 16 LOCAL COMPETITIVE PERFORMANCE GRANT PROGRAM FOR PRIORITY HEALTH INITI- 17 ATIVES TO ADDRESS EMERGING OR ONGOING PUBLIC HEALTH MATTERS AND PURSUE 18 INNOVATIONS IN PUBLIC HEALTH. 19 2. WITHIN AMOUNTS APPROPRIATED THEREFOR, THE COMMISSIONER IS AUTHOR- 20 IZED TO MAKE GRANTS TO AND ENTER INTO CONTRACTS WITH PUBLIC, NON-PROFIT 21 OR PRIVATE ENTITIES FOR PURPOSES WHICH MAY INCLUDE, BUT ARE NOT LIMITED 22 TO, MINORITY HEALTH-RELATED INITIATIVES, REPRODUCTIVE HEALTH SERVICES, 23 DISEASE-SPECIFIC PURPOSES, AND OTHER HEALTH-RELATED RESEARCH, OUTREACH 24 AND EDUCATION PURPOSES. SUCH GRANTS SHALL BE AWARDED UNDER THIS SECTION 25 ON A COMPETITIVE BASIS PURSUANT TO A REQUEST FOR APPLICATION/PROPOSAL 26 PROCESS, IN THE NUMBER, AMOUNTS AND MANNER DETERMINED BY THE COMMISSION- 27 ER, PURSUANT TO CRITERIA DETERMINED BY THE COMMISSIONER. 28 3. THE COMMISSIONER MAY PROMULGATE REGULATIONS, INCLUDING ON AN EMER- 29 GENCY BASIS, AS NECESSARY TO IMPLEMENT THE PROVISIONS OF THIS SECTION. 30 S 15. The elder law is amended by adding a new section 224 to read as 31 follows: 32 S 224. LOCAL COMPETITIVE PERFORMANCE GRANT PROGRAM FOR PRIORITY INITI- 33 ATIVES IN AGING. 1. THERE IS HEREBY ESTABLISHED WITHIN THE OFFICE THE 34 LOCAL COMPETITIVE PERFORMANCE GRANT PROGRAM FOR PRIORITY INITIATIVES IN 35 AGING TO ADDRESS EMERGING OR ONGOING MATTERS THAT AFFECT OLDER ADULTS 36 AND PURSUING INNOVATIONS IN ASSISTING OLDER ADULTS. 37 2. WITHIN AMOUNTS APPROPRIATED THEREFOR, THE DIRECTOR IS AUTHORIZED TO 38 MAKE GRANTS TO AND ENTER INTO CONTRACTS WITH PUBLIC, NON-PROFIT OR 39 PRIVATE ENTITIES. SUCH GRANTS SHALL BE AWARDED UNDER THIS SECTION ON A 40 COMPETITIVE BASIS PURSUANT TO A REQUEST FOR APPLICATION/PROPOSAL PROC- 41 ESS, IN THE NUMBER, AMOUNTS AND MANNER DETERMINED BY THE DIRECTOR, 42 PURSUANT TO CRITERIA DETERMINED BY THE DIRECTOR. 43 3. THE DIRECTOR MAY PROMULGATE REGULATIONS, INCLUDING ON AN EMERGENCY 44 BASIS, AS NECESSARY TO IMPLEMENT THE PROVISIONS OF THIS SECTION. 45 S 16. Paragraph (fff) of subdivision 1 of section 2807-v of the public 46 health law, as amended by section 5 of part B of chapter 58 of the laws 47 of 2008, is amended to read as follows: 48 (fff) Funds shall be made available to the empire state stem cell fund 49 established by section ninety-nine-p of the state finance law [from the 50 public asset as defined in section four thousand three hundred one of 51 the insurance law and accumulated from the conversion of one or more 52 article forty-three corporations and its or their not-for-profit subsid- 53 iaries occurring on or after January first, two thousand seven. Such 54 funds shall be made available] within amounts appropriated up to fifty 55 million dollars annually and shall not exceed five hundred million 56 dollars in total. S. 2809--B 17 A. 4009--B 1 S 17. Intentionally Omitted. 2 S 18. Subdivision 3 of section 571 of the public health law, as 3 amended by chapter 436 of the laws of 1993, is amended to read as 4 follows: 5 3. "Reference system" means a system of [periodic testing] ASSESSMENT 6 of methods, procedures and materials of clinical laboratories and blood 7 banks, including, but not limited to, ONGOING VALIDATION WHICH MAY 8 INCLUDE DIRECT TESTING AND EXPERIMENTATION BY THE DEPARTMENT OF SUCH 9 METHODS, PROCEDURES AND MATERIALS, the distribution of [manuals of 10 approved methods] STANDARDS AND GUIDELINES, inspection of facilities, 11 [cooperative research, and] periodic submission of test specimens for 12 examination, AND RESEARCH CONDUCTED BY THE DEPARTMENT THAT INVOLVES THE 13 STUDY OF NEW OR EXISTING METHODS, PROCEDURES AND MATERIALS IN THE FIELD 14 OF CLINICAL LABORATORY MEDICINE, AND SUCH OTHER ACTIVITIES AS MAY BE SET 15 FORTH IN REGULATION. 16 S 19. Subdivisions 1, 2 and 6 of section 575 of the public health law, 17 as amended by chapter 436 of the laws of 1993, are amended to read as 18 follows: 19 1. Application for a permit shall be made by the owner and the direc- 20 tor of the clinical laboratory or blood bank [upon forms provided by the 21 department] IN A MANNER AND FORMAT PRESCRIBED BY THE DEPARTMENT. The 22 application shall contain the name of the owner, the name of the direc- 23 tor, the procedures or categories of procedures or services for which 24 the permit is sought, the location or locations and physical description 25 of the facility or location or locations at which tests are to be 26 performed or at which a blood bank is to be operated, and such other 27 information as the department may require. 28 2. A permit OR PERMIT CATEGORY shall not be issued unless a valid 29 certificate of qualification in the category of procedures for which the 30 permit is sought has been issued to the director pursuant to the 31 provisions of section five hundred seventy-three of this title, [and] 32 unless ALL FEES AND OUTSTANDING PENALTIES, IF ANY, HAVE BEEN PAID, AND 33 the department finds that the clinical laboratory or blood bank is 34 competently staffed and properly equipped, and will be operated in the 35 manner required by this title. 36 6. A permit shall become void by a change in the director, owner, or 37 location. A CATEGORY ON A PERMIT SHALL BECOME VOID BY A CHANGE IN THE 38 DIRECTOR FOR THAT CATEGORY. The department may, pursuant to regulations 39 adopted under this title, extend the date on which a permit OR CATEGORY 40 ON A PERMIT shall become void for a period not to exceed sixty days from 41 the date of a change of the director, owner or location. An application 42 for a NEW permit [may] MUST be made [at any time,] in the manner 43 provided by this section. 44 S 20. Subdivision 3 and paragraphs (a), (b), (c) and (e) of subdivi- 45 sion 4 of section 576 of the public health law, as amended by chapter 46 436 of the laws of 1993, are amended to read as follows: 47 3. The department shall operate a reference system and shall prescribe 48 standards for the PROPER OPERATION OF CLINICAL LABORATORIES AND BLOOD 49 BANKS AND FOR THE examination of specimens. As part of such reference 50 system, the department may REVIEW AND APPROVE TESTING METHODS DEVELOPED 51 OR MODIFIED BY CLINICAL LABORATORIES AND BLOOD BANKS PRIOR TO THE TEST- 52 ING METHODS BEING OFFERED IN THIS STATE, AND MAY require clinical labo- 53 ratories and blood banks to analyze test samples submitted by the 54 department and to report on the results of such analyses. The rules and 55 regulations of the department shall prescribe the REQUIREMENTS FOR THE 56 PROPER OPERATION OF A CLINICAL LABORATORY OR BLOOD BANK, FOR THE S. 2809--B 18 A. 4009--B 1 APPROVAL OF METHODS AND THE manner in which proficiency testing or 2 analyses of samples shall be performed and reports submitted. Failure to 3 meet department standards FOR THE PROPER OPERATION OF A CLINICAL LABORA- 4 TORY OR BLOOD BANK, INCLUDING THE CRITERIA FOR APPROVAL OF METHODS, OR 5 FAILURE TO MAINTAIN SATISFACTORY PERFORMANCE in proficiency testing 6 shall result in termination of the permit in the category or categories 7 of testing established by the department in regulation until remediation 8 is achieved. Such standards shall be at least as stringent as federal 9 standards promulgated under the federal clinical laboratory improvement 10 [act] AMENDMENTS of nineteen hundred eighty-eight. Such failure and 11 termination shall be subject to review in accordance with regulations 12 adopted by the department. 13 (a) The department may adopt and amend rules and regulations to effec- 14 tuate the provisions and purposes of this title. Such rules and regu- 15 lations shall establish [inspection and reference] fees for clinical 16 laboratories and blood banks in amounts not exceeding the cost of the 17 [inspection and] reference [program] SYSTEM for clinical laboratories 18 and blood banks and shall be subject to the approval of the director of 19 the budget. THE COMMISSIONER SHALL DETERMINE THE PROPER COST ALLOCATION 20 METHOD TO UTILIZE TO DETERMINE THE COST OF THE REFERENCE SYSTEM. THE FEE 21 PAID BY THE DEPARTMENT TO MAINTAIN AN EXEMPTION FOR CLINICAL LABORATO- 22 RIES AND BLOOD BANKS FROM THE REQUIREMENTS OF THE FEDERAL CLINICAL LABO- 23 RATORY IMPROVEMENT AMENDMENTS OF NINETEEN HUNDRED EIGHTY-EIGHT SHALL BE 24 DEEMED A COST OF THE REFERENCE SYSTEM. 25 (b) In determining the fee charges to be assessed, the department 26 shall, on or before May first of each year, compute the [total actual] 27 costs for the preceding state fiscal year which were expended to operate 28 and administer the duties of the department pursuant to this title. The 29 department shall, at such time or times and pursuant to such procedure 30 as it shall determine by regulation, bill and collect from each clinical 31 laboratory and blood bank an amount computed by multiplying such total 32 computed operating expenses of the department by a fraction the numera- 33 tor of which is the gross annual receipts of such clinical laboratory or 34 blood bank during such twelve month period preceding the date of compu- 35 tation as the department shall designate by regulation, and the denomi- 36 nator of which is the total gross annual receipts of all clinical labo- 37 ratories or blood banks operating in the state during such period. 38 (c) Each such clinical laboratory and blood bank shall submit to the 39 department, in such form and at such times as the department may 40 require, a report containing information regarding its gross annual 41 receipts [from the performance of tests or examination of specimens] FOR 42 ALL ACTIVITIES PERFORMED pursuant to a permit issued by the department 43 in accordance with the provisions of section five hundred seventy-five 44 of this title. The department may require additional information and 45 audit and review such information to verify its accuracy. 46 (e) On or before September fifteenth of each year, the department 47 shall [recompute the actual] RECONCILE ITS costs and expenses [of the 48 department] FOR THE REFERENCE SYSTEM for the preceding state fiscal year 49 and shall, on or before October fifteenth send to each clinical labora- 50 tory and blood bank, a statement setting forth the amount due and paya- 51 ble by, or the amount computed to the credit of, such clinical laborato- 52 ry or blood bank, computed on the basis of the above stated formula, 53 except that for the purposes of such computation the fraction shall be 54 multiplied against the total recomputed [actual] expenses of the depart- 55 ment for such fiscal year. Any amount due shall be payable not later S. 2809--B 19 A. 4009--B 1 than thirty days following the date of such statement. Any credit shall 2 be applied against any succeeding payment due. 3 S 21. Subdivision 1 of section 577 of the public health law is amended 4 by adding a new paragraph (i) to read as follows: 5 (I) HAS BEEN FOUND UPON INSPECTION BY THE DEPARTMENT TO BE IN NONCOM- 6 PLIANCE WITH A PROVISION OR PROVISIONS OF THIS TITLE OR THE RULES AND 7 REGULATIONS PROMULGATED HEREUNDER, AND HAS FAILED TO ADDRESS SUCH FIND- 8 INGS AS REQUIRED BY THE DEPARTMENT. 9 S 22. Intentionally Omitted. 10 S 23. Intentionally Omitted. 11 S 24. Intentionally Omitted. 12 S 25. Intentionally Omitted. 13 S 25-a. Section 2818 of the public health law is amended by adding a 14 new subdivision 6 to read as follows: 15 6. NOTWITHSTANDING ANY CONTRARY PROVISION OF THIS SECTION, SECTIONS 16 ONE HUNDRED TWELVE AND ONE HUNDRED SIXTY-THREE OF THE STATE FINANCE LAW, 17 OR ANY OTHER CONTRARY PROVISION OF LAW, SUBJECT TO AVAILABLE APPROPRI- 18 ATIONS, FUNDS AVAILABLE FOR EXPENDITURE PURSUANT TO THIS SECTION MAY BE 19 DISTRIBUTED BY THE COMMISSIONER WITHOUT A COMPETITIVE BID OR REQUEST FOR 20 PROPOSAL PROCESS FOR GRANTS TO GENERAL HOSPITALS AND RESIDENTIAL HEALTH 21 CARE FACILITIES FOR THE PURPOSE OF FACILITATING CLOSURES, MERGERS AND 22 RESTRUCTURING OF SUCH FACILITIES IN ORDER TO STRENGTHEN AND PROTECT 23 CONTINUED ACCESS TO ESSENTIAL HEALTH CARE RESOURCES. 24 S 26. Section 32 of part A of chapter 58 of the laws of 2008, amending 25 the elder law and other laws relating to reimbursement to particular 26 provider pharmacies and prescription drug coverage, as amended by 27 section 20 of part OO of chapter 57 of the laws of 2008, is amended to 28 read as follows: 29 S 32. This act shall take effect immediately and shall be deemed to 30 have been in full force and effect on and after April 1, 2008; provided 31 however, that sections one, six-a, nineteen, twenty, twenty-four, and 32 twenty-five of this act shall take effect July 1, 2008; [provided howev- 33 er that sections sixteen, seventeen and eighteen of this act shall 34 expire April 1, 2011;] provided, however, that the amendments made by 35 section twenty-eight of this act shall take effect on the same date as 36 section 1 of chapter 281 of the laws of 2007 takes effect; provided 37 further, that sections twenty-nine, thirty, and thirty-one of this act 38 shall take effect October 1, 2008; provided further, that section twen- 39 ty-seven of this act shall take effect January 1, 2009; and provided 40 further, that section twenty-seven of this act shall expire and be 41 deemed repealed March 31, 2011; and provided, further, however, that the 42 amendments to subdivision 1 of section 241 of the education law made by 43 section twenty-nine of this act shall not affect the expiration of such 44 subdivision and shall be deemed to expire therewith and provided that 45 the amendments to section 272 of the public health law made by section 46 thirty of this act shall not affect the repeal of such section and shall 47 be deemed repealed therewith. 48 S 27. Section 4 of part X2 of chapter 62 of the laws of 2003, amending 49 the public health law relating to allowing for the use of funds of the 50 office of professional medical conduct for activities of the patient 51 health information and quality improvement act of 2000, as amended by 52 chapter 21 of the laws of 2010, is amended to read as follows: 53 S 4. This act shall take effect immediately; provided that the 54 provisions of section one of this act shall be deemed to have been in 55 full force and effect on and after April 1, 2003, and shall expire March S. 2809--B 20 A. 4009--B 1 31, [2011] 2013 when upon such date the provisions of such section shall 2 be deemed repealed. 3 S 28. Paragraph (b) of subdivision 1 of section 76 of chapter 731 of 4 the laws of 1993, amending the public health law and other laws relating 5 to reimbursement, delivery and capital cost of ambulatory health care 6 services and inpatient hospital services, as amended by section 14 of 7 part A of chapter 58 of the laws of 2007, is amended to read as follows: 8 (b) sections fifteen through nineteen and subdivision 3 of section 9 2807-e of the public health law as added by section twenty of this act 10 shall expire on [July 1, 2011] JULY 1, 2014, and section seventy-four of 11 this act shall expire on July 1, 2007; 12 S 29. Section 4 of chapter 505 of the laws of 1995, amending the 13 public health law relating to the operation of department of health 14 facilities, as amended by chapter 609 of the laws of 2007, is amended to 15 read as follows: 16 S 4. This act shall take effect immediately[; provided, however, that 17 the provisions of paragraph (b) of subdivision 4 of section 409-c of the 18 public health law, as added by section three of this act, shall take 19 effect January 1, 1996 and shall expire and be deemed repealed sixteen 20 years from the effective date thereof]. 21 S 30. Section 3 of chapter 303 of the laws of 1999, amending the New 22 York state medical care facilities finance agency act relating to 23 financing health facilities, as amended by chapter 607 of the laws of 24 2007, is amended to read as follows: 25 S 3. This act shall take effect immediately[, provided, however, that 26 subdivision 15-a of section 5 of section 1 of chapter 392 of the laws of 27 1973, as added by section one of this act, shall expire and be deemed 28 repealed June 30, 2011; and provided further, however, that the expira- 29 tion and repeal of such subdivision 15-a shall not affect or impair in 30 any manner any health facilities bonds issued, or any lease or purchase 31 of a health facility executed, pursuant to such subdivision 15-a prior 32 to its expiration and repeal and that, with respect to any such bonds 33 issued and outstanding as of June 30, 2011, the provisions of such 34 subdivision 15-a as they existed immediately prior to such expiration 35 and repeal shall continue to apply through the latest maturity date of 36 any such bonds, or their earlier retirement or redemption, for the sole 37 purpose of authorizing the issuance of refunding bonds to refund bonds 38 previously issued pursuant thereto]. 39 S 31. This act shall take effect April 1, 2011, provided, however 40 that: 41 (a) section one of this act shall take effect July 1, 2011; 42 (b) sections two through three-n of this act shall take effect January 43 1, 2012; 44 (c) section thirteen of this act shall take effect July 1, 2011; and 45 (d) related to sections eighteen, nineteen, twenty and twenty-one of 46 this act, the commissioner of health is authorized to promulgate, on an 47 emergency basis, any regulations necessary to implement any provision of 48 such sections upon their effective date. 49 PART B 50 Section 1. (a) Notwithstanding any inconsistent provision of law, 51 rule or regulation to the contrary, and subject to the availability of 52 federal financial participation, effective for the period April 1, 2011 53 through March 31, 2012, and each state fiscal year thereafter, the 54 department of health is authorized to make supplemental Medicaid S. 2809--B 21 A. 4009--B 1 payments for professional services provided by physicians, nurse practi- 2 tioners and physician assistants who are participating in a plan for the 3 management of clinical practice at the State University of New York, in 4 accordance with title 11 of article 5 of the social services law for 5 patients eligible for federal financial participation under title XIX of 6 the federal social security act, in amounts that will increase fees for 7 such professional services to an amount equal to the average commercial 8 rate that would otherwise be received for such services rendered by such 9 physicians, nurse practitioners and physician assistants. The calcu- 10 lation of such supplemental fee payments shall be made in accordance 11 with applicable federal law and regulation and subject to the approval 12 of the division of the budget. Such supplemental Medicaid fee payments 13 may be added to the professional fees paid under the fee schedule or 14 made as aggregate lump sum payments to eligible clinical practice plans 15 authorized to receive professional fees. 16 (b) The affiliated State University of New York health science centers 17 shall be responsible for payment of one hundred percent of the non-fed- 18 eral share of such supplemental Medicaid payments for all services 19 provided by physicians, nurse practitioners and physician assistants who 20 are participating in a plan for the management of clinical practice, in 21 accordance with section 365-a of the social services law, regardless of 22 whether another social services district or the department of health may 23 otherwise be responsible for furnishing medical assistance to the eligi- 24 ble persons receiving such services. 25 S 2. Subdivision 21 of section 2807-c of the public health law is 26 amended by adding a new paragraph (e-1) to read as follows: 27 (E-1) FOR PERIODS ON AND AFTER JANUARY FIRST, TWO THOUSAND ELEVEN, FOR 28 PURPOSES OF CALCULATIONS PURSUANT TO PARAGRAPHS (B) AND (C) OF THIS 29 SUBDIVISION OF MAXIMUM DISPROPORTIONATE SHARE PAYMENT DISTRIBUTIONS FOR 30 A RATE YEAR OR PART THEREOF, COSTS INCURRED OF FURNISHING HOSPITAL 31 SERVICES NET OF MEDICAL ASSISTANCE PAYMENTS, OTHER THAN DISPROPORTIONATE 32 SHARE PAYMENTS, AND PAYMENTS BY UNINSURED PATIENTS SHALL FOR THE TWO 33 THOUSAND ELEVEN CALENDAR YEAR, SHALL BE DETERMINED INITIALLY BASED ON 34 EACH HOSPITAL'S SUBMISSION OF A FULLY COMPLETED TWO THOUSAND EIGHT 35 DISPROPORTIONATE SHARE HOSPITAL DATA COLLECTION TOOL, WHICH IS REQUIRED 36 TO BE SUBMITTED TO THE DEPARTMENT BY MARCH THIRTY-FIRST, TWO THOUSAND 37 ELEVEN, AND SHALL BE SUBSEQUENTLY REVISED TO REFLECT EACH HOSPITAL'S 38 SUBMISSION OF A FULLY COMPLETED TWO THOUSAND NINE DISPROPORTIONATE SHARE 39 HOSPITAL DATA COLLECTION TOOL, WHICH IS REQUIRED TO BE SUBMITTED TO THE 40 DEPARTMENT BY OCTOBER FIRST, TWO THOUSAND ELEVEN. 41 FOR CALENDAR YEARS ON AND AFTER TWO THOUSAND TWELVE, SUCH INITIAL 42 DETERMINATIONS SHALL REFLECT SUBMISSION OF DATA AS REQUIRED BY THE 43 COMMISSIONER ON A SPECIFIED DATE. ALL SUCH INITIAL DETERMINATIONS SHALL 44 SUBSEQUENTLY BE REVISED TO REFLECT ANNUAL RATE PERIOD DATA AND STATIS- 45 TICS. INDIGENT CARE PAYMENTS WILL BE WITHHELD IN INSTANCES WHEN A HOSPI- 46 TAL HAS NOT SUBMITTED REQUIRED INFORMATION BY THE DUE DATES PRESCRIBED 47 IN THIS PARAGRAPH, PROVIDED, HOWEVER, THAT SUCH PAYMENTS SHALL BE MADE 48 UPON SUBMISSION OF SUCH REQUIRED DATA. FOR PURPOSES OF CALCULATIONS 49 PURSUANT TO PARAGRAPH (D) OF THIS SUBDIVISION OF ELIGIBILITY TO RECEIVE 50 DISPROPORTIONATE SHARE PAYMENTS FOR A RATE YEAR OR PART THEREOF, THE 51 HOSPITAL INPATIENT UTILIZATION RATE SHALL BE DETERMINED BASED ON THE 52 BASE YEAR STATISTICS IN ACCORDANCE WITH THE METHODOLOGY ESTABLISHED BY 53 THE COMMISSIONER, AND COSTS INCURRED OF FURNISHING HOSPITAL SERVICES 54 SHALL BE DETERMINED IN ACCORDANCE WITH A METHODOLOGY ESTABLISHED BY THE 55 COMMISSIONER CONSISTENT WITH REQUIREMENTS OF THE SECRETARY OF THE 56 DEPARTMENT OF HEALTH AND HUMAN SERVICES FOR PURPOSES OF FEDERAL FINAN- S. 2809--B 22 A. 4009--B 1 CIAL PARTICIPATION PURSUANT TO THE TITLE XIX OF THE FEDERAL SOCIAL SECU- 2 RITY ACT IN DISPROPORTIONATE SHARE PAYMENTS. 3 S 3. Subparagraph (i) of paragraph (b) of subdivision 2-b of section 4 2808 of the public health law, as amended by section 1 of part D of 5 chapter 58 of the laws of 2010, is amended to read as follows: 6 (i) Subject to the provisions of subparagraphs (ii) through (xiv) of 7 this paragraph, for periods on and after April first, two thousand nine 8 through June thirtieth, two thousand eleven the operating cost component 9 of rates of payment shall reflect allowable operating costs as reported 10 in each facility's cost report for the two thousand two calendar year, 11 as adjusted for inflation on an annual basis in accordance with the 12 methodology set forth in paragraph (c) of subdivision ten of section 13 twenty-eight hundred seven-c of this article, provided, however, that 14 for those facilities which do not receive a per diem add-on adjustment 15 pursuant to subparagraph (ii) of paragraph (a) of this subdivision, 16 rates shall be further adjusted to include the proportionate benefit, as 17 determined by the commissioner, of the expiration of the opening para- 18 graph and paragraph (a) of subdivision sixteen of this section and of 19 paragraph (a) of subdivision fourteen of this section, and provided 20 further that the operating cost component of rates of payment for those 21 facilities which did not receive a per diem adjustment in accordance 22 with subparagraph (ii) of paragraph (a) of this subdivision shall not be 23 less than the operating component such facilities received in the two 24 thousand eight rate period, as adjusted for inflation on an annual basis 25 in accordance with the methodology set forth in paragraph (c) of subdi- 26 vision ten of section twenty-eight hundred seven-c of this article and 27 further provided, however, that rates for facilities whose operating 28 cost component reflects base year costs subsequent to January first, two 29 thousand two shall have rates computed in accordance with this para- 30 graph, utilizing allowable operating costs as reported in such subse- 31 quent base year period, and trended forward to the rate year in accord- 32 ance with applicable inflation factors, AND PROVIDED FURTHER, HOWEVER, 33 THAT NOTWITHSTANDING ANY INCONSISTENT PROVISION OF THIS SUBDIVISION, 34 RATE ADJUSTMENTS AS DESCRIBED IN THIS SUBPARAGRAPH AND AS EFFECTIVE FOR 35 RATE PERIODS ON AND AFTER APRIL FIRST, TWO THOUSAND NINE THROUGH JUNE 36 THIRTIETH, TWO THOUSAND ELEVEN, SHALL NOT BE IMPLEMENTED AND PAID PRIOR 37 TO JULY FIRST, TWO THOUSAND ELEVEN. 38 S 4. Section 2 of part D of chapter 58 of the laws of 2009, amending 39 the public health law and other laws relating to Medicaid reimbursements 40 to residential health care facilities, as amended by section 3 of Part D 41 of chapter 58 of the laws of 2010, is amended to read as follows: 42 S 2. Notwithstanding paragraph (b) of subdivision 2-b of section 2808 43 of the public health law or any other contrary provision of law, with 44 regard to adjustments to medicaid rates of payment for inpatient 45 services provided by residential health care facilities for the period 46 April 1, 2009 through March 31, 2010, made pursuant to paragraph (b) of 47 subdivision 2-b of section 2808 of the public health law, the commis- 48 sioner of health and the director of the budget shall, upon a determi- 49 nation that such adjustments, including the application of adjustments 50 authorized by the provisions of paragraph (g) of subdivision 2-b of 51 section 2808 of the public health law, shall result in an aggregate 52 increase in total Medicaid rates of payment for such services for such 53 period that is less than or more than two hundred ten million dollars 54 ($210,000,000), make such proportional adjustments to such rates as are 55 necessary to result in an increase of such aggregate expenditures of two 56 hundred ten million dollars ($210,000,000), and provided further, howev- S. 2809--B 23 A. 4009--B 1 er, that notwithstanding section 2808 of the public health law or any 2 other contrary provision of law, with regard to adjustments to inpatient 3 rates of payment made pursuant to section 2808 of the public health law 4 for inpatient services provided by residential health care facilities 5 for the period April 1, 2010 through [June 30, 2011] MARCH 31, 2012, the 6 commissioner of health and the director of the budget shall, upon a 7 determination by such commissioner and such director that such rate 8 adjustments shall, prior to the application of any applicable adjustment 9 for inflation, result in an aggregate increase in total Medicaid rates 10 of payment for such services, including payments made pursuant to 11 subparagraph (i) of paragraph (d) of subdivision 2-c of section 2808 of 12 the public health law, make such proportional adjustments to such rates 13 as are necessary to reduce such total aggregate rate adjustments such 14 that the aggregate total reflects no such increase or decrease, and 15 provided further, however, the case mix adjustments as otherwise author- 16 ized by subparagraph (ii) of paragraph (b) of subdivision 2-b of section 17 2808 of the public health law and as scheduled for January of 2011 shall 18 not be made. Adjustments made pursuant to this section shall not be 19 subject to subsequent correction or reconciliation. 20 S4-a. Subdivision 2-c of section 2808 of the public health law is 21 REPEALED and a new subdivision 2-c is added, to read as follows: 22 2-C. (A) NOTWITHSTANDING ANY INCONSISTENT PROVISION OF THIS SECTION OR 23 ANY OTHER CONTRARY PROVISION OF LAW AND SUBJECT TO THE AVAILABILITY OF 24 FEDERAL FINANCIAL PARTICIPATION, THE NON-CAPITAL COMPONENT OF RATES OF 25 PAYMENT BY GOVERNMENTAL AGENCIES FOR INPATIENT SERVICES PROVIDED BY 26 RESIDENTIAL HEALTH CARE FACILITIES ON AND AFTER JULY FIRST, TWO THOUSAND 27 ELEVEN SHALL REFLECT A DIRECT STATEWIDE PRICE COMPONENT, AND INDIRECT 28 STATEWIDE PRICE COMPONENT, AND A FACILITY SPECIFIC NON-COMPARABLE COMPO- 29 NENT, UTILIZING ALLOWABLE OPERATING COSTS FOR A BASE YEAR AS DETERMINED 30 BY THE COMMISSIONER BY REGULATION. 31 (B) THE DIRECT AND INDIRECT STATEWIDE PRICE COMPONENTS SHALL BE 32 ADJUSTED BY A WAGE EQUALIZATION FACTOR AND THE DIRECT STATEWIDE PRICE 33 COMPONENT SHALL BE SUBJECT TO A CASE MIX ADJUSTMENT UTILIZING THE 34 PATIENTS THAT ARE ELIGIBLE FOR MEDICAL ASSISTANCE PURSUANT TO TILE ELEV- 35 EN OF ARTICLE FIVE OF THE SOCIAL SERVICES LAW. 36 (C) THE NON-CAPITAL COMPONENT OF THE RATES FOR (I) AIDS FACILITIES OR 37 DISCRETE AIDS UNITS WITHIN FACILITIES, (II) DISCRETE UNITS FOR RESIDENTS 38 RECEIVING CARE IN A LONG-TERM INPATIENT REHABILITATION PROGRAM FOR TRAU- 39 MATIC BRAIN INJURED PERSONS, (III) DISCRETE UNITS PROVIDING SPECIALIZED 40 PROGRAMS FOR RESIDENTS REQUIRING BEHAVIORAL INTERVENTIONS, (IV) DISCRETE 41 UNITS FOR LONG-TERM VENTILATOR DEPENDENT RESIDENTS, AND (V) FACILITIES 42 OR DISCRETE UNITS WITHIN FACILITIES THAT PROVIDE EXTENSIVE NURSING, 43 MEDICAL, PSYCHOLOGICAL AND COUNSELING SUPPORT SERVICES SOLELY TO CHIL- 44 DREN SHALL BE ESTABLISHED PURSUANT TO REGULATIONS PROMULGATED PURSUANT 45 TO THIS SUBDIVISION. 46 (D) THE COMMISSIONER SHALL PROMULGATE REGULATIONS, AND MAY PROMULGATE 47 EMERGENCY REGULATIONS, TO IMPLEMENT THE PROVISIONS OF THIS SUBDIVISION 48 AND SUCH REGULATIONS MAY ALSO INCLUDE, BUT NOT BE LIMITED TO, PROVISIONS 49 FOR RATE ADJUSTMENTS OR PAYMENT ENHANCEMENTS TO FACILITATE THE TRANSI- 50 TION OF FACILITIES TO THE RATE-SETTING METHODOLOGY ESTABLISHED BY THIS 51 SUBDIVISION AND FOR FACILITATING QUALITY IMPROVEMENTS IN RESIDENTIAL 52 HEALTH CARE FACILITIES. 53 S 5. Notwithstanding any contrary provision of law and subject to the 54 availability of federal financial participation, for periods on and 55 after July 1, 2011, Medicaid rates of payments for inpatient services 56 provided by residential health care facilities which, as of the effec- S. 2809--B 24 A. 4009--B 1 tive date of this section, operate discrete units for treatment of resi- 2 dents with huntington's disease, shall be increased by a rate add-on 3 amount. The aggregate amount of such rate add-ons for the period July 1, 4 2011 through December 31, 2011 shall be eight hundred fifty thousand 5 dollars ($850,000), and shall be one million seven hundred thousand 6 dollars ($1,700,000) for the 2012 calendar year and each year thereafter 7 and such amounts shall be allocated to each eligible residential health 8 care facility proportionally, based on the number of beds in each facil- 9 ity's discrete unit for treatment of huntington's disease relative to 10 the total number of such beds in all such units. Such rate add-ons shall 11 be computed utilizing reported Medicaid days from certified cost reports 12 as submitted to the department of health for the calendar year period 13 two years prior to the applicable rate year and, further, such rate 14 add-ons shall not be subject to subsequent adjustment or reconciliation. 15 S 6. Notwithstanding section 448 of chapter 170 of the laws of 1994 16 and section 4 of chapter 81 of the laws of 1995, as amended, and any 17 other inconsistent provision of law or regulation and subject to the 18 availability of federal financial participation, for the period April 1, 19 2011 through June 30, 2011, medical assistance rates of payment to resi- 20 dential health care facilities and diagnostic treatment centers licensed 21 under article 28 of the public health law for adult day health care 22 services provided to registrants with acquired immunodeficiency syndrome 23 (AIDS) or other human immunodeficiency virus (HIV) related illnesses, 24 shall be increased by an aggregate amount of one million eight hundred 25 sixty-seven thousand dollars ($1,867,000). Such amount shall be allo- 26 cated proportionally among such providers based on the medical assist- 27 ance visits reported by each provider in the most recently available 28 cost report, as submitted to the department of health by January 1, 29 2011, and shall be included as adjustments to each provider's daily rate 30 of payment for such services. Such adjustments shall not be subject to 31 subsequent adjustment or reconciliation. 32 S 7. Notwithstanding any contrary provision of law or regulation and 33 subject to availability of federal financial participation, for the 34 period April 1, 2011 through June 30, 2011, rates of payment by govern- 35 mental agencies to residential health care facilities and diagnostic and 36 treatment centers licensed under article 28 of the public health law for 37 adult day health care services provided to registrants with acquired 38 immunodeficiency syndrome (AIDS) or other human immunodeficiency virus 39 (HIV) related illnesses, shall reflect an adjustment to such rates of 40 payments in an aggregate amount of two hundred thirty-six thousand 41 dollars ($236,000) and distributed proportionally as rate add-ons, based 42 on each eligible providers' Medicaid visits as reported in such provid- 43 er's most recently available cost report as submitted to the department 44 of health prior to January 1, 2011, and provided further, however, that 45 such adjustments shall not be subject to subsequent adjustment or recon- 46 ciliation. 47 S 8. Subparagraph (vi) of paragraph (b) of subdivision 2 of section 48 2807-d of the public health law, as amended by section 37 of part C of 49 chapter 58 of the laws of 2007, is amended to read as follows: 50 (vi) Notwithstanding any contrary provision of this paragraph or any 51 other provision of law or regulation to the contrary, for residential 52 health care facilities the assessment shall be six percent of each resi- 53 dential health care facility's gross receipts received from all patient 54 care services and other operating income on a cash basis for the period 55 April first, two thousand two through March thirty-first, two thousand 56 three for hospital or health-related services, including adult day S. 2809--B 25 A. 4009--B 1 services; provided, however, that residential health care facilities' 2 gross receipts attributable to payments received pursuant to title XVIII 3 of the federal social security act (medicare) shall be excluded from the 4 assessment; provided, however, that for all such gross receipts received 5 on or after April first, two thousand three through March thirty-first, 6 two thousand five, such assessment shall be five percent, and further 7 provided that for all such gross receipts received on or after April 8 first, two thousand five through March thirty-first, two thousand nine, 9 and on or after April first, two thousand nine through March thirty- 10 first, two thousand eleven such assessment shall be six percent, AND 11 FURTHER PROVIDED THAT FOR ALL SUCH GROSS RECEIPTS RECEIVED ON OR AFTER 12 APRIL FIRST, TWO THOUSAND ELEVEN SUCH ASSESSMENT SHALL BE SIX PERCENT. 13 S 9. Intentionally omitted. 14 S 10. Notwithstanding any inconsistent provision of law, rule or regu- 15 lation, for purposes of implementing the provisions of the public health 16 law and the social services law, references to titles XIX and XXI of the 17 federal social security act in the public health law and the social 18 services law shall be deemed to include and also to mean any successor 19 titles thereto under the federal social security act. 20 S 11. Notwithstanding any inconsistent provision of law, rule or regu- 21 lation, the effectiveness of the provisions of sections 2807 and 3614 of 22 the public health law, section 18 of chapter 2 of the laws of 1988, and 23 18 NYCRR 505.14(h), as they relate to time frames for notice, approval 24 or certification of rates of payment, are hereby suspended and without 25 force or effect for purposes of implementing the provisions of this act. 26 S 12. Severability clause. If any clause, sentence, paragraph, subdi- 27 vision, section or part of this act shall be adjudged by any court of 28 competent jurisdiction to be invalid, such judgment shall not affect, 29 impair or invalidate the remainder thereof, but shall be confined in its 30 operation to the clause, sentence, paragraph, subdivision, section or 31 part thereof directly involved in the controversy in which such judg- 32 ment shall have been rendered. It is hereby declared to be the intent of 33 the legislature that this act would have been enacted even if such 34 invalid provisions had not been included herein. 35 S 13. This act shall take effect immediately and shall be deemed to 36 have been in full force and effect on and after April 1, 2011; provided, 37 however, that: 38 (a) any rules or regulations necessary to implement the provisions of 39 this act may be promulgated and any procedures, forms, or instructions 40 necessary for such implementation may be adopted and issued on or after 41 the date this act shall have become a law; 42 (b) this act shall not be construed to alter, change, affect, impair 43 or defeat any rights, obligations, duties or interests accrued, incurred 44 or conferred prior to the effective date of this act; 45 (c) the commissioner of health and the superintendent of insurance and 46 any appropriate council may take any steps necessary to implement this 47 act prior to its effective date; 48 (d) notwithstanding any inconsistent provision of the state adminis- 49 trative procedure act or any other provision of law, rule or regulation, 50 the commissioner of health and the superintendent of insurance and any 51 appropriate council is authorized to adopt or amend or promulgate on an 52 emergency basis any regulation he or she or such council determines 53 necessary to implement any provision of this act on its effective date; 54 and 55 (e) the provisions of this act shall become effective notwithstanding 56 the failure of the commissioner of health or the superintendent of S. 2809--B 26 A. 4009--B 1 insurance or any council to adopt or amend or promulgate regulations 2 implementing this act. 3 PART C 4 Section 1. Subdivision 5 of section 168 of chapter 639 of the laws of 5 1996, constituting the New York Health Care Reform Act of 1996, as 6 amended by section 1 of part B of chapter 58 of the laws of 2008, is 7 amended to read as follows: 8 5. sections 2807-c, 2807-j, 2807-s and 2807-t of the public health 9 law, as amended or as added by this act, shall expire on December 31, 10 [2011] 2014, and shall be thereafter effective only in respect to any 11 act done on or before such date or action or proceeding arising out of 12 such act including continued collections of funds from assessments and 13 allowances and surcharges established pursuant to sections 2807-c, 14 2807-j, 2807-s and 2807-t of the public health law, and administration 15 and distributions of funds from pools established pursuant to sections 16 2807-c, 2807-j, 2807-k, 2807-l, 2807-m, 2807-s and 2807-t of the public 17 health law related to patient services provided before December 31, 18 [2011] 2014, and continued expenditure of funds authorized for programs 19 and grants until the exhaustion of funds therefor; 20 S 2. Subdivision 1 of section 138 of chapter 1 of the laws of 1999, 21 constituting the New York Health Care Reform Act of 2000, as amended by 22 section 1-a of part B of chapter 58 of the laws of 2008, is amended to 23 read as follows: 24 1. sections 2807-c, 2807-j, 2807-s, and 2807-t of the public health 25 law, as amended by this act, shall expire on December 31, [2011] 2014, 26 and shall be thereafter effective only in respect to any act done before 27 such date or action or proceeding arising out of such act including 28 continued collections of funds from assessments and allowances and 29 surcharges established pursuant to sections 2807-c, 2807-j, 2807-s and 30 2807-t of the public health law, and administration and distributions of 31 funds from pools established pursuant to sections 2807-c, 2807-j, 32 2807-k, 2807-l, 2807-m, 2807-s, 2807-t, 2807-v and 2807-w of the public 33 health law, as amended or added by this act, related to patient services 34 provided before December 31, [2011] 2014, and continued expenditure of 35 funds authorized for programs and grants until the exhaustion of funds 36 therefor; 37 S 3. Paragraph (a) of subdivision 9 of section 2807-j of the public 38 health law, as amended by section 2 of part B of chapter 58 of the laws 39 of 2008, is amended to read as follows: 40 (a) funds shall be deposited and credited to a special revenue-other 41 fund to be established by the comptroller or to the health care reform 42 act (HCRA) resources fund established pursuant to section ninety-two-dd 43 of the state finance law, whichever is applicable. To the extent of 44 funds appropriated therefore, the commissioner shall make payments to 45 general hospitals related to bad debt and charity care pursuant to 46 section twenty-eight hundred seven-k of this article. Funds shall be 47 deposited in the following amounts: 48 (i) fifty-seven and thirty-three-hundredths percent of the funds accu- 49 mulated for the period January first, nineteen hundred ninety-seven 50 through December thirty-first, nineteen hundred ninety-seven, 51 (ii) fifty-seven and one-hundredths percent of the funds accumulated 52 for the period January first, nineteen hundred ninety-eight through 53 December thirty-first, nineteen hundred ninety-eight, S. 2809--B 27 A. 4009--B 1 (iii) fifty-five and thirty-two-hundredths percent of the funds accu- 2 mulated for the period January first, nineteen hundred ninety-nine 3 through December thirty-first, nineteen hundred ninety-nine, and 4 (iv) seven hundred sixty-five million dollars annually of the funds 5 accumulated for the periods January first, two thousand through December 6 thirty-first, two thousand [ten] THIRTEEN, and 7 (v) one hundred ninety-one million two hundred fifty thousand dollars 8 of the funds accumulated for the period January first, two thousand 9 [eleven] FOURTEEN through March thirty-first, two thousand [eleven] 10 FOURTEEN. 11 S 4. Section 34 of part A3 of chapter 62 of the laws of 2003, amending 12 the general business law and other laws relating to enacting major 13 components necessary to implement the state fiscal plan for the 2003-04 14 state fiscal year, as amended by section 3 of part B of chapter 58 of 15 the laws of 2008, is amended to read as follows: 16 S 34. (1) Notwithstanding any inconsistent provision of law, rule or 17 regulation and effective April 1, 2008 through March 31, [2011] 2014, 18 the commissioner of health is authorized to transfer and the state comp- 19 troller is authorized and directed to receive for deposit to the credit 20 of the department of health's special revenue fund - other, health care 21 reform act (HCRA) resources fund - 061, provider collection monitoring 22 account, within amounts appropriated each year, those funds collected 23 and accumulated pursuant to section 2807-v of the public health law, 24 including income from invested funds, for the purpose of payment for 25 administrative costs of the department of health related to adminis- 26 tration of statutory duties for the collections and distributions 27 authorized by section 2807-v of the public health law. 28 (2) Notwithstanding any inconsistent provision of law, rule or regu- 29 lation and effective April 1, 2008 through March 31, [2011] 2014, the 30 commissioner of health is authorized to transfer and the state comp- 31 troller is authorized and directed to receive for deposit to the credit 32 of the department of health's special revenue fund - other, health care 33 reform act (HCRA) resources fund - 061, provider collection monitoring 34 account, within amounts appropriated each year, those funds collected 35 and accumulated and interest earned through surcharges on payments for 36 health care services pursuant to section 2807-s of the public health law 37 and from assessments pursuant to section 2807-t of the public health law 38 for the purpose of payment for administrative costs of the department of 39 health related to administration of statutory duties for the collections 40 and distributions authorized by sections 2807-s, 2807-t, and 2807-m of 41 the public health law. 42 (3) Notwithstanding any inconsistent provision of law, rule or regu- 43 lation and effective April 1, 2008 through March 31, [2011] 2014, the 44 commissioner of health is authorized to transfer and the comptroller is 45 authorized to deposit, within amounts appropriated each year, those 46 funds authorized for distribution in accordance with the provisions of 47 paragraph (a) of subdivision 1 of section 2807-l of the public health 48 law for the purposes of payment for administrative costs of the depart- 49 ment of health related to the child health insurance plan program 50 authorized pursuant to title 1-A of article 25 of the public health law 51 into the special revenue funds - other, health care reform act (HCRA) 52 resources fund - 061, child health insurance account, established within 53 the department of health. 54 (4) Notwithstanding any inconsistent provision of law, rule or regu- 55 lation and effective April 1, 2008 through March 31, [2011] 2014, the 56 commissioner of health is authorized to transfer and the comptroller is S. 2809--B 28 A. 4009--B 1 authorized to deposit, within amounts appropriated each year, those 2 funds authorized for distribution in accordance with the provisions of 3 paragraph (e) of subdivision 1 of section 2807-l of the public health 4 law for the purpose of payment for administrative costs of the depart- 5 ment of health related to the health occupation development and work- 6 place demonstration program established pursuant to section 2807-h and 7 the health workforce retraining program established pursuant to section 8 2807-g of the public health law into the special revenue funds - other, 9 health care reform act (HCRA) resources fund - 061, health occupation 10 development and workplace demonstration program account, established 11 within the department of health. 12 (5) Notwithstanding any inconsistent provision of law, rule or regu- 13 lation and effective April 1, 2008 through March 31, [2011] 2014, the 14 commissioner of health is authorized to transfer and the comptroller is 15 authorized to deposit, within amounts appropriated each year, those 16 funds allocated pursuant to paragraph (j) of subdivision 1 of section 17 2807-v of the public health law for the purpose of payment for adminis- 18 trative costs of the department of health related to administration of 19 the state's tobacco control programs and cancer services provided pursu- 20 ant to sections 2807-r and 1399-ii of the public health law into such 21 accounts established within the department of health for such purposes. 22 (6) Notwithstanding any inconsistent provision of law, rule or regu- 23 lation and effective April 1, 2008 through March 31, [2011] 2014, the 24 commissioner of health is authorized to transfer and the comptroller is 25 authorized to deposit, within amounts appropriated each year, the funds 26 authorized for distribution in accordance with the provisions of section 27 2807-l of the public health law for the purposes of payment for adminis- 28 trative costs of the department of health related to the programs funded 29 pursuant to section 2807-l of the public health law into the special 30 revenue funds - other, health care reform act (HCRA) resources fund - 31 061, pilot health insurance account, established within the department 32 of health. 33 (7) Notwithstanding any inconsistent provision of law, rule or regu- 34 lation and effective April 1, 2008 through March 31, [2011] 2014, the 35 commissioner of health is authorized to transfer and the comptroller is 36 authorized to deposit, within amounts appropriated each year, those 37 funds authorized for distribution in accordance with the provisions of 38 subparagraph (ii) of paragraph (f) of subdivision 19 of section 2807-c 39 of the public health law from monies accumulated and interest earned in 40 the bad debt and charity care and capital statewide pools through an 41 assessment charged to general hospitals pursuant to the provisions of 42 subdivision 18 of section 2807-c of the public health law and those 43 funds authorized for distribution in accordance with the provisions of 44 section 2807-l of the public health law for the purposes of payment for 45 administrative costs of the department of health related to programs 46 funded under section 2807-l of the public health law into the special 47 revenue funds - other, health care reform act (HCRA) resources fund - 48 061, primary care initiatives account, established within the department 49 of health. 50 (8) Notwithstanding any inconsistent provision of law, rule or regu- 51 lation and effective April 1, 2008 through March 31, [2011] 2014, the 52 commissioner of health is authorized to transfer and the comptroller is 53 authorized to deposit, within amounts appropriated each year, those 54 funds authorized for distribution in accordance with section 2807-l of 55 the public health law for the purposes of payment for administrative 56 costs of the department of health related to programs funded under S. 2809--B 29 A. 4009--B 1 section 2807-l of the public health law into the special revenue funds - 2 other, health care reform act (HCRA) resources fund - 061, health care 3 delivery administration account, established within the department of 4 health. 5 (9) Notwithstanding any inconsistent provision of law, rule or regu- 6 lation and effective April 1, 2008 through March 31, [2011] 2014, the 7 commissioner of health is authorized to transfer and the comptroller is 8 authorized to deposit, within amounts appropriated each year, those 9 funds authorized pursuant to sections 2807-d, 3614-a and 3614-b of the 10 public health law and section 367-i of the social services law and for 11 distribution in accordance with the provisions of subdivision 9 of 12 section 2807-j of the public health law for the purpose of payment for 13 administration of statutory duties for the collections and distributions 14 authorized by sections 2807-c, 2807-d, 2807-j, 2807-k, 2807-l, 3614-a 15 and 3614-b of the public health law and section 367-i of the social 16 services law into the special revenue funds - other, health care reform 17 act (HCRA) resources fund - 061, provider collection monitoring account, 18 established within the department of health. 19 S 5. Subparagraphs (xiv) and (xv) of paragraph (a) of subdivision 6 of 20 section 2807-s of the public health law, as amended by section 4 of part 21 I of chapter 2 of the laws of 2009, are amended to read as follows: 22 (xiv) A gross annual statewide amount for the period January first, 23 two thousand nine through December thirty-first, two thousand [ten] 24 THIRTEEN, shall be nine hundred [thirty-nine] FORTY-FOUR million 25 dollars. 26 (xv) A gross statewide amount for the period January first, two thou- 27 sand [eleven] FOURTEEN through March thirty-first, two thousand [eleven] 28 FOURTEEN, shall be two hundred [thirty-four] THIRTY-SIX million [seven 29 hundred fifty thousand] dollars. 30 S 5-a. Subparagraphs (iv) and (v) of paragraph (c) of subdivision 6 of 31 section 2807-s of the public health law, as amended by section 12 of 32 part B of chapter 58 of the laws of 2008, are amended to read as 33 follows: 34 (iv) A further gross annual statewide amount for two thousand, two 35 thousand one, two thousand two, two thousand three, two thousand four, 36 two thousand five, two thousand six, two thousand seven, two thousand 37 eight, two thousand nine [and], two thousand ten, TWO THOUSAND ELEVEN, 38 TWO THOUSAND TWELVE AND TWO THOUSAND THIRTEEN shall be eighty-nine 39 million dollars. 40 (v) A further gross statewide amount for the period January first, two 41 thousand [eleven] FOURTEEN through March thirty-first, two thousand 42 [eleven] FOURTEEN, shall be twenty-two million two hundred fifty thou- 43 sand dollars. 44 S 5-b. Subparagraphs (i) and (ii) of paragraph (e) of subdivision 6 of 45 section 2807-s of the public health law, as amended by section 13 of 46 part B of chapter 58 of the laws of 2008, are amended to read as 47 follows: 48 (i) A further gross annual statewide amount shall be twelve million 49 dollars for each period prior to January first, two thousand [eleven] 50 FOURTEEN. 51 (ii) A further gross statewide amount for the period January first, 52 two thousand [eleven] FOURTEEN through March thirty-first, two thousand 53 [eleven] FOURTEEN shall be three million dollars. 54 S 6. Intentionally omitted. 55 S 7. Section 2807-l of the public health law, as amended by section 4 56 of part B of chapter 58 of the laws of 2008, clause (A) of subparagraph S. 2809--B 30 A. 4009--B 1 (i) of paragraph (b) of subdivision 1 as amended by section 51 of part B 2 and paragraph (n) of subdivision 1 as amended by section 9 of part C of 3 chapter 58 of the laws of 2009, subparagraph (iv) of paragraph (c) of 4 subdivision 1 as amended by section 13 of part B of chapter 109 of the 5 laws of 2010, is amended to read as follows: 6 S 2807-l. Health care initiatives pool distributions. 1. Funds accumu- 7 lated in the health care initiatives pools pursuant to paragraph (b) of 8 subdivision nine of section twenty-eight hundred seven-j of this arti- 9 cle, or the health care reform act (HCRA) resources fund established 10 pursuant to section ninety-two-dd of the state finance law, whichever is 11 applicable, including income from invested funds, shall be distributed 12 or retained by the commissioner or by the state comptroller, as applica- 13 ble, in accordance with the following. 14 (a) Funds shall be reserved and accumulated from year to year and 15 shall be available, including income from invested funds, for purposes 16 of distributions to programs to provide health care coverage for unin- 17 sured or underinsured children pursuant to sections twenty-five hundred 18 ten and twenty-five hundred eleven of this chapter from the respective 19 health care initiatives pools established for the following periods in 20 the following amounts: 21 (i) from the pool for the period January first, nineteen hundred nine- 22 ty-seven through December thirty-first, nineteen hundred ninety-seven, 23 up to one hundred twenty million six hundred thousand dollars; 24 (ii) from the pool for the period January first, nineteen hundred 25 ninety-eight through December thirty-first, nineteen hundred ninety- 26 eight, up to one hundred sixty-four million five hundred thousand 27 dollars; 28 (iii) from the pool for the period January first, nineteen hundred 29 ninety-nine through December thirty-first, nineteen hundred ninety-nine, 30 up to one hundred eighty-one million dollars; 31 (iv) from the pool for the period January first, two thousand through 32 December thirty-first, two thousand, two hundred seven million dollars; 33 (v) from the pool for the period January first, two thousand one 34 through December thirty-first, two thousand one, two hundred thirty-five 35 million dollars; 36 (vi) from the pool for the period January first, two thousand two 37 through December thirty-first, two thousand two, three hundred twenty- 38 four million dollars; 39 (vii) from the pool for the period January first, two thousand three 40 through December thirty-first, two thousand three, up to four hundred 41 fifty million three hundred thousand dollars; 42 (viii) from the pool for the period January first, two thousand four 43 through December thirty-first, two thousand four, up to four hundred 44 sixty million nine hundred thousand dollars; 45 (ix) from the pool or the health care reform act (HCRA) resources 46 fund, whichever is applicable, for the period January first, two thou- 47 sand five through December thirty-first, two thousand five, up to one 48 hundred fifty-three million eight hundred thousand dollars; 49 (x) from the health care reform act (HCRA) resources fund for the 50 period January first, two thousand six through December thirty-first, 51 two thousand six, up to three hundred twenty-five million four hundred 52 thousand dollars; 53 (xi) from the health care reform act (HCRA) resources fund for the 54 period January first, two thousand seven through December thirty-first, 55 two thousand seven, up to four hundred twenty-eight million fifty-nine 56 thousand dollars; S. 2809--B 31 A. 4009--B 1 (xii) from the health care reform act (HCRA) resources fund for the 2 period January first, two thousand eight through December thirty-first, 3 two thousand ten, up to four hundred fifty-three million six hundred 4 seventy-four thousand dollars annually; [and] 5 (xiii) from the health care reform act (HCRA) resources fund for the 6 period January first, two thousand eleven, through March thirty-first, 7 two thousand eleven, up to one hundred thirteen million four hundred 8 eighteen thousand dollars[.]; 9 (XIV) FROM THE HEALTH CARE REFORM ACT (HCRA) RESOURCES FUND FOR THE 10 PERIOD APRIL FIRST, TWO THOUSAND ELEVEN, THROUGH MARCH THIRTY-FIRST, TWO 11 THOUSAND TWELVE, UP TO THREE HUNDRED TWENTY-FOUR MILLION SEVEN HUNDRED 12 FORTY-FOUR THOUSAND DOLLARS; 13 (XV) FROM THE HEALTH CARE REFORM ACT (HCRA) RESOURCES FUND FOR THE 14 PERIOD APRIL FIRST, TWO THOUSAND TWELVE, THROUGH MARCH THIRTY-FIRST, TWO 15 THOUSAND THIRTEEN, UP TO THREE HUNDRED FORTY-SIX MILLION FOUR HUNDRED 16 FORTY-FOUR THOUSAND DOLLARS; AND 17 (XVI) FROM THE HEALTH CARE REFORM ACT (HCRA) RESOURCES FUND FOR THE 18 PERIOD APRIL FIRST, TWO THOUSAND THIRTEEN, THROUGH MARCH THIRTY-FIRST, 19 TWO THOUSAND FOURTEEN, UP TO THREE HUNDRED SEVENTY MILLION SIX HUNDRED 20 NINETY-FIVE THOUSAND DOLLARS. 21 (b) Funds shall be reserved and accumulated from year to year and 22 shall be available, including income from invested funds, for purposes 23 of distributions for health insurance programs under the individual 24 subsidy programs established pursuant to the expanded health care cover- 25 age act of nineteen hundred eighty-eight as amended, and for evaluation 26 of such programs from the respective health care initiatives pools or 27 the health care reform act (HCRA) resources fund, whichever is applica- 28 ble, established for the following periods in the following amounts: 29 (i) (A) an amount not to exceed six million dollars on an annualized 30 basis for the periods January first, nineteen hundred ninety-seven 31 through December thirty-first, nineteen hundred ninety-nine; up to six 32 million dollars for the period January first, two thousand through 33 December thirty-first, two thousand; up to five million dollars for the 34 period January first, two thousand one through December thirty-first, 35 two thousand one; up to four million dollars for the period January 36 first, two thousand two through December thirty-first, two thousand two; 37 up to two million six hundred thousand dollars for the period January 38 first, two thousand three through December thirty-first, two thousand 39 three; up to one million three hundred thousand dollars for the period 40 January first, two thousand four through December thirty-first, two 41 thousand four; up to six hundred seventy thousand dollars for the period 42 January first, two thousand five through June thirtieth, two thousand 43 five; up to one million three hundred thousand dollars for the period 44 April first, two thousand six through March thirty-first, two thousand 45 seven; and up to one million three hundred thousand dollars annually for 46 the period April first, two thousand seven through March thirty-first, 47 two thousand nine, shall be allocated to individual subsidy programs; 48 and 49 (B) an amount not to exceed seven million dollars on an annualized 50 basis for the periods during the period January first, nineteen hundred 51 ninety-seven through December thirty-first, nineteen hundred ninety-nine 52 and four million dollars annually for the periods January first, two 53 thousand through December thirty-first, two thousand two, and three 54 million dollars for the period January first, two thousand three through 55 December thirty-first, two thousand three, and two million dollars for 56 the period January first, two thousand four through December thirty- S. 2809--B 32 A. 4009--B 1 first, two thousand four, and two million dollars for the period January 2 first, two thousand five through June thirtieth, two thousand five shall 3 be allocated to the catastrophic health care expense program. 4 (ii) Notwithstanding any law to the contrary, the characterizations of 5 the New York state small business health insurance partnership program 6 as in effect prior to June thirtieth, two thousand three, voucher 7 program as in effect prior to December thirty-first, two thousand one, 8 individual subsidy program as in effect prior to June thirtieth, two 9 thousand five, and catastrophic health care expense program, as in 10 effect prior to June thirtieth, two thousand five, may, for the purposes 11 of identifying matching funds for the community health care conversion 12 demonstration project described in a waiver of the provisions of title 13 XIX of the federal social security act granted to the state of New York 14 and dated July fifteenth, nineteen hundred ninety-seven, may continue to 15 be used to characterize the insurance programs in sections four thousand 16 three hundred twenty-one-a, four thousand three hundred twenty-two-a, 17 four thousand three hundred twenty-six and four thousand three hundred 18 twenty-seven of the insurance law, which are successor programs to these 19 programs. 20 (c) Up to seventy-eight million dollars shall be reserved and accumu- 21 lated from year to year from the pool for the period January first, 22 nineteen hundred ninety-seven through December thirty-first, nineteen 23 hundred ninety-seven, for purposes of public health programs, up to 24 seventy-six million dollars shall be reserved and accumulated from year 25 to year from the pools for the periods January first, nineteen hundred 26 ninety-eight through December thirty-first, nineteen hundred ninety- 27 eight and January first, nineteen hundred ninety-nine through December 28 thirty-first, nineteen hundred ninety-nine, up to eighty-four million 29 dollars shall be reserved and accumulated from year to year from the 30 pools for the period January first, two thousand through December thir- 31 ty-first, two thousand, up to eighty-five million dollars shall be 32 reserved and accumulated from year to year from the pools for the period 33 January first, two thousand one through December thirty-first, two thou- 34 sand one, up to eighty-six million dollars shall be reserved and accumu- 35 lated from year to year from the pools for the period January first, two 36 thousand two through December thirty-first, two thousand two, up to 37 eighty-six million one hundred fifty thousand dollars shall be reserved 38 and accumulated from year to year from the pools for the period January 39 first, two thousand three through December thirty-first, two thousand 40 three, up to fifty-eight million seven hundred eighty thousand dollars 41 shall be reserved and accumulated from year to year from the pools for 42 the period January first, two thousand four through December thirty- 43 first, two thousand four, up to sixty-eight million seven hundred thirty 44 thousand dollars shall be reserved and accumulated from year to year 45 from the pools or the health care reform act (HCRA) resources fund, 46 whichever is applicable, for the period January first, two thousand five 47 through December thirty-first, two thousand five, up to ninety-four 48 million three hundred fifty thousand dollars shall be reserved and accu- 49 mulated from year to year from the health care reform act (HCRA) 50 resources fund for the period January first, two thousand six through 51 December thirty-first, two thousand six, up to seventy million nine 52 hundred thirty-nine thousand dollars shall be reserved and accumulated 53 from year to year from the health care reform act (HCRA) resources fund 54 for the period January first, two thousand seven through December thir- 55 ty-first, two thousand seven, up to fifty-five million six hundred 56 eighty-nine thousand dollars annually shall be reserved and accumulated S. 2809--B 33 A. 4009--B 1 from year to year from the health care reform act (HCRA) resources fund 2 for the period January first, two thousand eight through December thir- 3 ty-first, two thousand ten, [and] up to thirteen million nine hundred 4 twenty-two thousand dollars shall be reserved and accumulated from year 5 to year from the health care reform act (HCRA) resources fund for the 6 period January first, two thousand eleven through March thirty-first, 7 two thousand eleven, AND FOR PERIODS ON AND AFTER APRIL FIRST, TWO THOU- 8 SAND ELEVEN, UP TO FUNDING AMOUNTS SPECIFIED BELOW and shall be avail- 9 able, including income from invested funds, for: 10 (i) deposit by the commissioner, within amounts appropriated, and the 11 state comptroller is hereby authorized and directed to receive for 12 deposit to, to the credit of the department of health's special revenue 13 fund - other, hospital based grants program account or the health care 14 reform act (HCRA) resources fund, whichever is applicable, for purposes 15 of services and expenses related to general hospital based grant 16 programs, up to twenty-two million dollars annually from the nineteen 17 hundred ninety-seven pool, nineteen hundred ninety-eight pool, nineteen 18 hundred ninety-nine pool, two thousand pool, two thousand one pool and 19 two thousand two pool, respectively, up to twenty-two million dollars 20 from the two thousand three pool, up to ten million dollars for the 21 period January first, two thousand four through December thirty-first, 22 two thousand four, up to eleven million dollars for the period January 23 first, two thousand five through December thirty-first, two thousand 24 five, up to twenty-two million dollars for the period January first, two 25 thousand six through December thirty-first, two thousand six, up to 26 twenty-two million ninety-seven thousand dollars annually for the period 27 January first, two thousand seven through December thirty-first, two 28 thousand ten, [and] up to five million five hundred twenty-four thousand 29 dollars for the period January first, two thousand eleven through March 30 thirty-first, two thousand eleven, UP TO THIRTEEN MILLION FOUR HUNDRED 31 FORTY-FIVE THOUSAND DOLLARS FOR THE PERIOD APRIL FIRST, TWO THOUSAND 32 ELEVEN THROUGH MARCH THIRTY-FIRST, TWO THOUSAND TWELVE, AND UP TO THIR- 33 TEEN MILLION THREE HUNDRED SEVENTY-FIVE THOUSAND DOLLARS EACH STATE 34 FISCAL YEAR FOR THE PERIOD APRIL FIRST, TWO THOUSAND TWELVE THROUGH 35 MARCH THIRTY-FIRST, TWO THOUSAND FOURTEEN; 36 (ii) deposit by the commissioner, within amounts appropriated, and the 37 state comptroller is hereby authorized and directed to receive for 38 deposit to, to the credit of the emergency medical services training 39 account established in section ninety-seven-q of the state finance law 40 or the health care reform act (HCRA) resources fund, whichever is appli- 41 cable, up to sixteen million dollars on an annualized basis for the 42 periods January first, nineteen hundred ninety-seven through December 43 thirty-first, nineteen hundred ninety-nine, up to twenty million dollars 44 for the period January first, two thousand through December thirty- 45 first, two thousand, up to twenty-one million dollars for the period 46 January first, two thousand one through December thirty-first, two thou- 47 sand one, up to twenty-two million dollars for the period January first, 48 two thousand two through December thirty-first, two thousand two, up to 49 twenty-two million five hundred fifty thousand dollars for the period 50 January first, two thousand three through December thirty-first, two 51 thousand three, up to nine million six hundred eighty thousand dollars 52 for the period January first, two thousand four through December thir- 53 ty-first, two thousand four, up to twelve million one hundred thirty 54 thousand dollars for the period January first, two thousand five through 55 December thirty-first, two thousand five, up to twenty-four million two 56 hundred fifty thousand dollars for the period January first, two thou- S. 2809--B 34 A. 4009--B 1 sand six through December thirty-first, two thousand six, up to twenty 2 million four hundred ninety-two thousand dollars annually for the period 3 January first, two thousand seven through December thirty-first, two 4 thousand ten, [and] up to five million one hundred twenty-three thousand 5 dollars for the period January first, two thousand eleven through March 6 thirty-first, two thousand eleven, UP TO EIGHTEEN MILLION THREE HUNDRED 7 FIFTY THOUSAND DOLLARS FOR THE PERIOD APRIL FIRST, TWO THOUSAND ELEVEN 8 THROUGH MARCH THIRTY-FIRST, TWO THOUSAND TWELVE, UP TO EIGHTEEN MILLION 9 NINE HUNDRED FIFTY THOUSAND DOLLARS FOR THE PERIOD APRIL FIRST, TWO 10 THOUSAND TWELVE THROUGH MARCH THIRTY-FIRST, TWO THOUSAND THIRTEEN, AND 11 UP TO NINETEEN MILLION FOUR HUNDRED NINETEEN THOUSAND DOLLARS FOR THE 12 PERIOD APRIL FIRST, TWO THOUSAND THIRTEEN THROUGH MARCH THIRTY-FIRST, 13 TWO THOUSAND FOURTEEN; 14 (iii) priority distributions by the commissioner up to thirty-two 15 million dollars on an annualized basis for the period January first, two 16 thousand through December thirty-first, two thousand four, up to thir- 17 ty-eight million dollars on an annualized basis for the period January 18 first, two thousand five through December thirty-first, two thousand 19 six, up to eighteen million two hundred fifty thousand dollars for the 20 period January first, two thousand seven through December thirty-first, 21 two thousand seven, up to three million dollars annually for the period 22 January first, two thousand eight through December thirty-first, two 23 thousand ten, [and] up to seven hundred fifty thousand dollars for the 24 period January first, two thousand eleven through March thirty-first, 25 two thousand eleven, AND UP TO TWO MILLION NINE HUNDRED THOUSAND DOLLARS 26 EACH STATE FISCAL YEAR FOR THE PERIOD APRIL FIRST, TWO THOUSAND ELEVEN 27 THROUGH MARCH THIRTY-FIRST, TWO THOUSAND FOURTEEN to be allocated (A) 28 for the purposes established pursuant to subparagraph (ii) of paragraph 29 (f) of subdivision nineteen of section twenty-eight hundred seven-c of 30 this article as in effect on December thirty-first, nineteen hundred 31 ninety-six and as may thereafter be amended, up to fifteen million 32 dollars annually for the periods January first, two thousand through 33 December thirty-first, two thousand four, up to twenty-one million 34 dollars annually for the period January first, two thousand five through 35 December thirty-first, two thousand six, and up to seven million five 36 hundred thousand dollars for the period January first, two thousand 37 seven through March thirty-first, two thousand seven; 38 (B) pursuant to a memorandum of understanding entered into by the 39 commissioner, the majority leader of the senate and the speaker of the 40 assembly, for the purposes outlined in such memorandum upon the recom- 41 mendation of the majority leader of the senate, up to eight million 42 five hundred thousand dollars annually for the period January first, two 43 thousand through December thirty-first, two thousand six, and up to four 44 million two hundred fifty thousand dollars for the period January first, 45 two thousand seven through June thirtieth, two thousand seven, and for 46 the purposes outlined in such memorandum upon the recommendation of the 47 speaker of the assembly, up to eight million five hundred thousand 48 dollars annually for the periods January first, two thousand through 49 December thirty-first, two thousand six, and up to four million two 50 hundred fifty thousand dollars for the period January first, two thou- 51 sand seven through June thirtieth, two thousand seven; and 52 (C) for services and expenses, including grants, related to emergency 53 assistance distributions as designated by the commissioner. Notwith- 54 standing section one hundred twelve or one hundred sixty-three of the 55 state finance law or any other contrary provision of law, such distrib- 56 utions shall be limited to providers or programs where, as determined by S. 2809--B 35 A. 4009--B 1 the commissioner, emergency assistance is vital to protect the life or 2 safety of patients, to ensure the retention of facility caregivers or 3 other staff, or in instances where health facility operations are jeop- 4 ardized, or where the public health is jeopardized or other emergency 5 situations exist, up to three million dollars annually for the period 6 April first, two thousand seven through March thirty-first, two thousand 7 eleven, AND UP TO TWO MILLION NINE HUNDRED THOUSAND DOLLARS EACH STATE 8 FISCAL YEAR FOR THE PERIOD APRIL FIRST, TWO THOUSAND ELEVEN THROUGH 9 MARCH THIRTY-FIRST, TWO THOUSAND FOURTEEN. Upon any distribution of 10 such funds, the commissioner shall immediately notify the chair and 11 ranking minority member of the senate finance committee, the assembly 12 ways and means committee, the senate committee on health, and the assem- 13 bly committee on health; 14 (iv) distributions by the commissioner related to poison control 15 centers pursuant to subdivision seven of section twenty-five hundred-d 16 of this chapter, up to five million dollars for the period January 17 first, nineteen hundred ninety-seven through December thirty-first, 18 nineteen hundred ninety-seven, up to three million dollars on an annual- 19 ized basis for the periods during the period January first, nineteen 20 hundred ninety-eight through December thirty-first, nineteen hundred 21 ninety-nine, up to five million dollars annually for the periods January 22 first, two thousand through December thirty-first, two thousand two, up 23 to four million six hundred thousand dollars annually for the periods 24 January first, two thousand three through December thirty-first, two 25 thousand four, up to five million one hundred thousand dollars for the 26 period January first, two thousand five through December thirty-first, 27 two thousand six annually, up to five million one hundred thousand 28 dollars annually for the period January first, two thousand seven 29 through December thirty-first, two thousand nine, up to three million 30 six hundred thousand dollars for the period January first, two thousand 31 ten through December thirty-first, two thousand ten, [and] up to seven 32 hundred seventy-five thousand dollars for the period January first, two 33 thousand eleven through March thirty-first, two thousand eleven, AND UP 34 TO TWO MILLION FIVE HUNDRED THOUSAND DOLLARS EACH STATE FISCAL YEAR FOR 35 THE PERIOD APRIL FIRST, TWO THOUSAND ELEVEN THROUGH MARCH THIRTY-FIRST, 36 TWO THOUSAND FOURTEEN; and 37 (v) deposit by the commissioner, within amounts appropriated, and the 38 state comptroller is hereby authorized and directed to receive for 39 deposit to, to the credit of the department of health's special revenue 40 fund - other, miscellaneous special revenue fund - 339 maternal and 41 child HIV services account or the health care reform act (HCRA) 42 resources fund, whichever is applicable, for purposes of a special 43 program for HIV services for [infants and pregnant] women AND CHILDREN, 44 INCLUDING ADOLESCENTS pursuant to section [seventy-one of chapter seven 45 hundred thirty-one of the laws of nineteen hundred ninety-three, amend- 46 ing] TWENTY-FIVE HUNDRED-F-ONE OF the public health law [and other laws 47 relating to reimbursement, delivery and capital costs of ambulatory 48 health care services and inpatient hospital services], up to five 49 million dollars annually for the periods January first, two thousand 50 through December thirty-first, two thousand two, up to five million 51 dollars for the period January first, two thousand three through Decem- 52 ber thirty-first, two thousand three, up to two million five hundred 53 thousand dollars for the period January first, two thousand four through 54 December thirty-first, two thousand four, up to two million five hundred 55 thousand dollars for the period January first, two thousand five through 56 December thirty-first, two thousand five, up to five million dollars for S. 2809--B 36 A. 4009--B 1 the period January first, two thousand six through December thirty- 2 first, two thousand six, up to five million dollars annually for the 3 period January first, two thousand seven through December thirty-first, 4 two thousand ten, [and] up to one million two hundred fifty thousand 5 dollars for the period January first, two thousand eleven through March 6 thirty-first, two thousand eleven, AND UP TO FIVE MILLION DOLLARS EACH 7 STATE FISCAL YEAR FOR THE PERIOD APRIL FIRST, TWO THOUSAND ELEVEN 8 THROUGH MARCH THIRTY-FIRST, TWO THOUSAND FOURTEEN; 9 (d) (i) An amount of up to twenty million dollars annually for the 10 period January first, two thousand through December thirty-first, two 11 thousand six, up to ten million dollars for the period January first, 12 two thousand seven through June thirtieth, two thousand seven, up to 13 twenty million dollars annually for the period January first, two thou- 14 sand eight through December thirty-first, two thousand ten, [and] up to 15 five million dollars for the period January first, two thousand eleven 16 through March thirty-first, two thousand eleven, AND UP TO NINETEEN 17 MILLION SIX HUNDRED THOUSAND DOLLARS EACH STATE FISCAL YEAR FOR THE 18 PERIOD APRIL FIRST, TWO THOUSAND ELEVEN THROUGH MARCH THIRTY-FIRST, TWO 19 THOUSAND FOURTEEN, shall be transferred to the health facility restruc- 20 turing pool established pursuant to section twenty-eight hundred fifteen 21 of this article; 22 (ii) provided, however, amounts transferred pursuant to subparagraph 23 (i) of this paragraph may be reduced in an amount to be approved by the 24 director of the budget to reflect the amount received from the federal 25 government under the state's 1115 waiver which is directed under its 26 terms and conditions to the health facility restructuring program. 27 (e) Funds shall be reserved and accumulated from year to year and 28 shall be available, including income from invested funds, for purposes 29 of distributions to organizations to support the health workforce 30 retraining program established pursuant to section twenty-eight hundred 31 seven-g of this article from the respective health care initiatives 32 pools established for the following periods in the following amounts 33 from the pools or the health care reform act (HCRA) resources fund, 34 whichever is applicable, during the period January first, nineteen 35 hundred ninety-seven through December thirty-first, nineteen hundred 36 ninety-nine, up to fifty million dollars on an annualized basis, up to 37 thirty million dollars for the period January first, two thousand 38 through December thirty-first, two thousand, up to forty million dollars 39 for the period January first, two thousand one through December thirty- 40 first, two thousand one, up to fifty million dollars for the period 41 January first, two thousand two through December thirty-first, two thou- 42 sand two, up to forty-one million one hundred fifty thousand dollars for 43 the period January first, two thousand three through December thirty- 44 first, two thousand three, up to forty-one million one hundred fifty 45 thousand dollars for the period January first, two thousand four through 46 December thirty-first, two thousand four, up to fifty-eight million 47 three hundred sixty thousand dollars for the period January first, two 48 thousand five through December thirty-first, two thousand five, up to 49 fifty-two million three hundred sixty thousand dollars for the period 50 January first, two thousand six through December thirty-first, two thou- 51 sand six, up to thirty-five million four hundred thousand dollars annu- 52 ally for the period January first, two thousand seven through December 53 thirty-first, two thousand ten [and], up to eight million eight hundred 54 fifty thousand dollars for the period January first, two thousand eleven 55 through March thirty-first, two thousand eleven, AND UP TO TWENTY-EIGHT 56 MILLION FOUR HUNDRED THOUSAND DOLLARS EACH STATE FISCAL YEAR FOR THE S. 2809--B 37 A. 4009--B 1 PERIOD APRIL FIRST, TWO THOUSAND ELEVEN THROUGH MARCH THIRTY-FIRST, TWO 2 THOUSAND FOURTEEN, less the amount of funds available for allocations 3 for rate adjustments for workforce training programs for payments by 4 state governmental agencies for inpatient hospital services. 5 (f) Funds shall be accumulated and transferred from as follows: 6 (i) from the pool for the period January first, nineteen hundred nine- 7 ty-seven through December thirty-first, nineteen hundred ninety-seven, 8 (A) thirty-four million six hundred thousand dollars shall be trans- 9 ferred to funds reserved and accumulated pursuant to paragraph (b) of 10 subdivision nineteen of section twenty-eight hundred seven-c of this 11 article, and (B) eighty-two million dollars shall be transferred and 12 deposited and credited to the credit of the state general fund medical 13 assistance local assistance account; 14 (ii) from the pool for the period January first, nineteen hundred 15 ninety-eight through December thirty-first, nineteen hundred ninety- 16 eight, eighty-two million dollars shall be transferred and deposited and 17 credited to the credit of the state general fund medical assistance 18 local assistance account; 19 (iii) from the pool for the period January first, nineteen hundred 20 ninety-nine through December thirty-first, nineteen hundred ninety-nine, 21 eighty-two million dollars shall be transferred and deposited and cred- 22 ited to the credit of the state general fund medical assistance local 23 assistance account; 24 (iv) from the pool or the health care reform act (HCRA) resources 25 fund, whichever is applicable, for the period January first, two thou- 26 sand through December thirty-first, two thousand four, eighty-two 27 million dollars annually, and for the period January first, two thousand 28 five through December thirty-first, two thousand five, eighty-two 29 million dollars, and for the period January first, two thousand six 30 through December thirty-first, two thousand six, eighty-two million 31 dollars, and for the period January first, two thousand seven through 32 December thirty-first, two thousand seven, eighty-two million dollars, 33 and for the period January first, two thousand eight through December 34 thirty-first, two thousand eight, ninety million seven hundred thousand 35 dollars shall be deposited by the commissioner, and the state comp- 36 troller is hereby authorized and directed to receive for deposit to the 37 credit of the state special revenue fund - other, HCRA transfer fund, 38 medical assistance account; 39 (v) from the health care reform act (HCRA) resources fund for the 40 period January first, two thousand nine through December thirty-first, 41 two thousand nine, one hundred eight million nine hundred seventy-five 42 thousand dollars, and for the period January first, two thousand ten 43 through December thirty-first, two thousand ten, one hundred twenty-six 44 million one hundred thousand dollars, [and] for the period January 45 first, two thousand eleven through March thirty-first, two thousand 46 eleven, twenty million five hundred thousand dollars, AND FOR EACH STATE 47 FISCAL YEAR FOR THE PERIOD APRIL FIRST, TWO THOUSAND ELEVEN THROUGH 48 MARCH THIRTY-FIRST, TWO THOUSAND FOURTEEN, ONE HUNDRED FORTY-SIX MILLION 49 FOUR HUNDRED THOUSAND DOLLARS, shall be deposited by the commissioner, 50 and the state comptroller is hereby authorized and directed to receive 51 for deposit, to the credit of the state special revenue fund - other, 52 HCRA transfer fund, medical assistance account. 53 (g) Funds shall be transferred to primary health care services pools 54 created by the commissioner, and shall be available, including income 55 from invested funds, for distributions in accordance with former section 56 twenty-eight hundred seven-bb of this article from the respective health S. 2809--B 38 A. 4009--B 1 care initiatives pools for the following periods in the following 2 percentage amounts of funds remaining after allocations in accordance 3 with paragraphs (a) through (f) of this subdivision: 4 (i) from the pool for the period January first, nineteen hundred nine- 5 ty-seven through December thirty-first, nineteen hundred ninety-seven, 6 fifteen and eighty-seven-hundredths percent; 7 (ii) from the pool for the period January first, nineteen hundred 8 ninety-eight through December thirty-first, nineteen hundred ninety- 9 eight, fifteen and eighty-seven-hundredths percent; and 10 (iii) from the pool for the period January first, nineteen hundred 11 ninety-nine through December thirty-first, nineteen hundred ninety-nine, 12 sixteen and thirteen-hundredths percent. 13 (h) Funds shall be reserved and accumulated from year to year by the 14 commissioner and shall be available, including income from invested 15 funds, for purposes of primary care education and training pursuant to 16 article nine of this chapter from the respective health care initiatives 17 pools established for the following periods in the following percentage 18 amounts of funds remaining after allocations in accordance with para- 19 graphs (a) through (f) of this subdivision and shall be available for 20 distributions as follows: 21 (i) funds shall be reserved and accumulated: 22 (A) from the pool for the period January first, nineteen hundred nine- 23 ty-seven through December thirty-first, nineteen hundred ninety-seven, 24 six and thirty-five-hundredths percent; 25 (B) from the pool for the period January first, nineteen hundred nine- 26 ty-eight through December thirty-first, nineteen hundred ninety-eight, 27 six and thirty-five-hundredths percent; and 28 (C) from the pool for the period January first, nineteen hundred nine- 29 ty-nine through December thirty-first, nineteen hundred ninety-nine, six 30 and forty-five-hundredths percent; 31 (ii) funds shall be available for distributions including income from 32 invested funds as follows: 33 (A) for purposes of the primary care physician loan repayment program 34 in accordance with section nine hundred three of this chapter, up to 35 five million dollars on an annualized basis; 36 (B) for purposes of the primary care practitioner scholarship program 37 in accordance with section nine hundred four of this chapter, up to two 38 million dollars on an annualized basis; 39 (C) for purposes of minority participation in medical education grants 40 in accordance with section nine hundred six of this chapter, up to one 41 million dollars on an annualized basis; and 42 (D) provided, however, that the commissioner may reallocate any funds 43 remaining or unallocated for distributions for the primary care practi- 44 tioner scholarship program in accordance with section nine hundred four 45 of this chapter. 46 (i) Funds shall be reserved and accumulated from year to year and 47 shall be available, including income from invested funds, for distrib- 48 utions in accordance with section twenty-nine hundred fifty-two and 49 section twenty-nine hundred fifty-eight of this chapter for rural health 50 care delivery development and rural health care access development, 51 respectively, from the respective health care initiatives pools or the 52 health care reform act (HCRA) resources fund, whichever is applicable, 53 for the following periods in the following percentage amounts of funds 54 remaining after allocations in accordance with paragraphs (a) through 55 (f) of this subdivision, and for periods on and after January first, two 56 thousand, in the following amounts: S. 2809--B 39 A. 4009--B 1 (i) from the pool for the period January first, nineteen hundred nine- 2 ty-seven through December thirty-first, nineteen hundred ninety-seven, 3 thirteen and forty-nine-hundredths percent; 4 (ii) from the pool for the period January first, nineteen hundred 5 ninety-eight through December thirty-first, nineteen hundred ninety- 6 eight, thirteen and forty-nine-hundredths percent; 7 (iii) from the pool for the period January first, nineteen hundred 8 ninety-nine through December thirty-first, nineteen hundred ninety-nine, 9 thirteen and seventy-one-hundredths percent; 10 (iv) from the pool for the periods January first, two thousand through 11 December thirty-first, two thousand two, seventeen million dollars annu- 12 ally, and for the period January first, two thousand three through 13 December thirty-first, two thousand three, up to fifteen million eight 14 hundred fifty thousand dollars; 15 (v) from the pool or the health care reform act (HCRA) resources fund, 16 whichever is applicable, for the period January first, two thousand four 17 through December thirty-first, two thousand four, up to fifteen million 18 eight hundred fifty thousand dollars, and for the period January first, 19 two thousand five through December thirty-first, two thousand five, up 20 to nineteen million two hundred thousand dollars, and for the period 21 January first, two thousand six through December thirty-first, two thou- 22 sand six, up to nineteen million two hundred thousand dollars, for the 23 period January first, two thousand seven through December thirty-first, 24 two thousand ten, up to eighteen million one hundred fifty thousand 25 dollars annually, [and] for the period January first, two thousand elev- 26 en through March thirty-first, two thousand eleven, up to four million 27 five hundred thirty-eight thousand dollars, AND FOR EACH STATE FISCAL 28 YEAR FOR THE PERIOD APRIL FIRST, TWO THOUSAND ELEVEN THROUGH MARCH THIR- 29 TY-FIRST, TWO THOUSAND FOURTEEN, UP TO SIXTEEN MILLION TWO HUNDRED THOU- 30 SAND DOLLARS. 31 (j) Funds shall be reserved and accumulated from year to year and 32 shall be available, including income from invested funds, for purposes 33 of distributions related to health information and health care quality 34 improvement pursuant to former section twenty-eight hundred seven-n of 35 this article from the respective health care initiatives pools estab- 36 lished for the following periods in the following percentage amounts of 37 funds remaining after allocations in accordance with paragraphs (a) 38 through (f) of this subdivision: 39 (i) from the pool for the period January first, nineteen hundred nine- 40 ty-seven through December thirty-first, nineteen hundred ninety-seven, 41 six and thirty-five-hundredths percent; 42 (ii) from the pool for the period January first, nineteen hundred 43 ninety-eight through December thirty-first, nineteen hundred ninety- 44 eight, six and thirty-five-hundredths percent; and 45 (iii) from the pool for the period January first, nineteen hundred 46 ninety-nine through December thirty-first, nineteen hundred ninety-nine, 47 six and forty-five-hundredths percent. 48 (k) Funds shall be reserved and accumulated from year to year and 49 shall be available, including income from invested funds, for allo- 50 cations and distributions in accordance with section twenty-eight 51 hundred seven-p of this article for diagnostic and treatment center 52 uncompensated care from the respective health care initiatives pools or 53 the health care reform act (HCRA) resources fund, whichever is applica- 54 ble, for the following periods in the following percentage amounts of 55 funds remaining after allocations in accordance with paragraphs (a) S. 2809--B 40 A. 4009--B 1 through (f) of this subdivision, and for periods on and after January 2 first, two thousand, in the following amounts: 3 (i) from the pool for the period January first, nineteen hundred nine- 4 ty-seven through December thirty-first, nineteen hundred ninety-seven, 5 thirty-eight and one-tenth percent; 6 (ii) from the pool for the period January first, nineteen hundred 7 ninety-eight through December thirty-first, nineteen hundred ninety- 8 eight, thirty-eight and one-tenth percent; 9 (iii) from the pool for the period January first, nineteen hundred 10 ninety-nine through December thirty-first, nineteen hundred ninety-nine, 11 thirty-eight and seventy-one-hundredths percent; 12 (iv) from the pool for the periods January first, two thousand through 13 December thirty-first, two thousand two, forty-eight million dollars 14 annually, and for the period January first, two thousand three through 15 June thirtieth, two thousand three, twenty-four million dollars; 16 (v) (A) from the pool or the health care reform act (HCRA) resources 17 fund, whichever is applicable, for the period July first, two thousand 18 three through December thirty-first, two thousand three, up to six 19 million dollars, for the period January first, two thousand four through 20 December thirty-first, two thousand six, up to twelve million dollars 21 annually, for the period January first, two thousand seven through 22 December thirty-first, two thousand [ten] THIRTEEN, up to forty-eight 23 million dollars annually, and for the period January first, two thousand 24 [eleven] FOURTEEN through March thirty-first, two thousand [eleven] 25 FOURTEEN, up to twelve million dollars; 26 (B) from the health care reform act (HCRA) resources fund for the 27 period January first, two thousand six through December thirty-first, 28 two thousand six, an additional seven million five hundred thousand 29 dollars, for the period January first, two thousand seven through Decem- 30 ber thirty-first, two thousand [ten] THIRTEEN, an additional seven 31 million five hundred thousand dollars annually, and for the period Janu- 32 ary first, two thousand [eleven] FOURTEEN through March thirty-first, 33 two thousand [eleven] FOURTEEN, an additional one million eight hundred 34 seventy-five thousand dollars, for voluntary non-profit diagnostic and 35 treatment center uncompensated care in accordance with subdivision 36 four-c of section twenty-eight hundred seven-p of this article; and 37 (vi) funds reserved and accumulated pursuant to this paragraph for 38 periods on and after July first, two thousand three, shall be deposited 39 by the commissioner, within amounts appropriated, and the state comp- 40 troller is hereby authorized and directed to receive for deposit to the 41 credit of the state special revenue funds - other, HCRA transfer fund, 42 medical assistance account, for purposes of funding the state share of 43 rate adjustments made pursuant to section twenty-eight hundred seven-p 44 of this article, provided, however, that in the event federal financial 45 participation is not available for rate adjustments made pursuant to 46 paragraph (b) of subdivision one of section twenty-eight hundred seven-p 47 of this article, funds shall be distributed pursuant to paragraph (a) of 48 subdivision one of section twenty-eight hundred seven-p of this article 49 from the respective health care initiatives pools or the health care 50 reform act (HCRA) resources fund, whichever is applicable. 51 (l) Funds shall be reserved and accumulated from year to year by the 52 commissioner and shall be available, including income from invested 53 funds, for transfer to and allocation for services and expenses for the 54 payment of benefits to recipients of drugs under the AIDS drug assist- 55 ance program (ADAP) - HIV uninsured care program as administered by 56 Health Research Incorporated from the respective health care initi- S. 2809--B 41 A. 4009--B 1 atives pools or the health care reform act (HCRA) resources fund, which- 2 ever is applicable, established for the following periods in the follow- 3 ing percentage amounts of funds remaining after allocations in 4 accordance with paragraphs (a) through (f) of this subdivision, and for 5 periods on and after January first, two thousand, in the following 6 amounts: 7 (i) from the pool for the period January first, nineteen hundred nine- 8 ty-seven through December thirty-first, nineteen hundred ninety-seven, 9 nine and fifty-two-hundredths percent; 10 (ii) from the pool for the period January first, nineteen hundred 11 ninety-eight through December thirty-first, nineteen hundred ninety- 12 eight, nine and fifty-two-hundredths percent; 13 (iii) from the pool for the period January first, nineteen hundred 14 ninety-nine and December thirty-first, nineteen hundred ninety-nine, 15 nine and sixty-eight-hundredths percent; 16 (iv) from the pool for the periods January first, two thousand through 17 December thirty-first, two thousand two, up to twelve million dollars 18 annually, and for the period January first, two thousand three through 19 December thirty-first, two thousand three, up to forty million dollars; 20 and 21 (v) from the pool or the health care reform act (HCRA) resources fund, 22 whichever is applicable, for the periods January first, two thousand 23 four through December thirty-first, two thousand four, up to fifty-six 24 million dollars, for the period January first, two thousand five through 25 December thirty-first, two thousand six, up to sixty million dollars 26 annually, for the period January first, two thousand seven through 27 December thirty-first, two thousand ten, up to sixty million dollars 28 annually, [and] for the period January first, two thousand eleven 29 through March thirty-first, two thousand eleven, up to fifteen million 30 dollars, AND EACH STATE FISCAL YEAR FOR THE PERIOD APRIL FIRST, TWO 31 THOUSAND ELEVEN THROUGH MARCH THIRTY-FIRST, TWO THOUSAND FOURTEEN, UP TO 32 FORTY-TWO MILLION THREE HUNDRED THOUSAND DOLLARS. 33 (m) Funds shall be reserved and accumulated from year to year and 34 shall be available, including income from invested funds, for purposes 35 of distributions pursuant to section twenty-eight hundred seven-r of 36 this article for cancer related services from the respective health care 37 initiatives pools or the health care reform act (HCRA) resources fund, 38 whichever is applicable, established for the following periods in the 39 following percentage amounts of funds remaining after allocations in 40 accordance with paragraphs (a) through (f) of this subdivision, and for 41 periods on and after January first, two thousand, in the following 42 amounts: 43 (i) from the pool for the period January first, nineteen hundred nine- 44 ty-seven through December thirty-first, nineteen hundred ninety-seven, 45 seven and ninety-four-hundredths percent; 46 (ii) from the pool for the period January first, nineteen hundred 47 ninety-eight through December thirty-first, nineteen hundred ninety- 48 eight, seven and ninety-four-hundredths percent; 49 (iii) from the pool for the period January first, nineteen hundred 50 ninety-nine and December thirty-first, nineteen hundred ninety-nine, six 51 and forty-five-hundredths percent; 52 (iv) from the pool for the period January first, two thousand through 53 December thirty-first, two thousand two, up to ten million dollars on an 54 annual basis; S. 2809--B 42 A. 4009--B 1 (v) from the pool for the period January first, two thousand three 2 through December thirty-first, two thousand four, up to eight million 3 nine hundred fifty thousand dollars on an annual basis; 4 (vi) from the pool or the health care reform act (HCRA) resources 5 fund, whichever is applicable, for the period January first, two thou- 6 sand five through December thirty-first, two thousand six, up to ten 7 million fifty thousand dollars on an annual basis, for the period Janu- 8 ary first, two thousand seven through December thirty-first, two thou- 9 sand ten, up to nineteen million dollars annually, and for the period 10 January first, two thousand eleven through March thirty-first, two thou- 11 sand eleven, up to four million seven hundred fifty thousand dollars. 12 (n) Funds shall be accumulated and transferred from the health care 13 reform act (HCRA) resources fund as follows: for the period April first, 14 two thousand seven through March thirty-first, two thousand eight, and 15 on an annual basis for the periods April first, two thousand eight 16 through November thirtieth, two thousand nine, funds within amounts 17 appropriated shall be transferred and deposited and credited to the 18 credit of the state special revenue funds - other, HCRA transfer fund, 19 medical assistance account, for purposes of funding the state share of 20 rate adjustments made to public and voluntary hospitals in accordance 21 with paragraphs (i) and (j) of subdivision one of section twenty-eight 22 hundred seven-c of this article. 23 2. Notwithstanding any inconsistent provision of law, rule or regu- 24 lation, any funds accumulated in the health care initiatives pools 25 pursuant to paragraph (b) of subdivision nine of section twenty-eight 26 hundred seven-j of this article, as a result of surcharges, assessments 27 or other obligations during the periods January first, nineteen hundred 28 ninety-seven through December thirty-first, nineteen hundred ninety- 29 nine, which are unused or uncommitted for distributions pursuant to this 30 section shall be reserved and accumulated from year to year by the 31 commissioner and, within amounts appropriated, transferred and deposited 32 into the special revenue funds - other, miscellaneous special revenue 33 fund - 339, child health insurance account or any successor fund or 34 account, for purposes of distributions to implement the child health 35 insurance program established pursuant to sections twenty-five hundred 36 ten and twenty-five hundred eleven of this chapter for periods on and 37 after January first, two thousand one; provided, however, funds reserved 38 and accumulated for priority distributions pursuant to subparagraph 39 (iii) of paragraph (c) of subdivision one of this section shall not be 40 transferred and deposited into such account pursuant to this subdivi- 41 sion; and provided further, however, that any unused or uncommitted pool 42 funds accumulated and allocated pursuant to paragraph (j) of subdivision 43 one of this section shall be distributed for purposes of the health 44 information and quality improvement act of 2000. 45 3. Revenue from distributions pursuant to this section shall not be 46 included in gross revenue received for purposes of the assessments 47 pursuant to subdivision eighteen of section twenty-eight hundred seven-c 48 of this article, subject to the provisions of paragraph (e) of subdivi- 49 sion eighteen of section twenty-eight hundred seven-c of this article, 50 and shall not be included in gross revenue received for purposes of the 51 assessments pursuant to section twenty-eight hundred seven-d of this 52 article, subject to the provisions of subdivision twelve of section 53 twenty-eight hundred seven-d of this article. 54 S 8. Subdivision 1 of section 2807-v of the public health law, as 55 amended by section 5 of part B of chapter 58 of the laws of 2008, para- 56 graphs (g), (h), (i) and (i-1) as amended by section 5 of part I of S. 2809--B 43 A. 4009--B 1 chapter 2 of the laws of 2009, subparagraphs (xi) and (xii) of paragraph 2 (j) as amended by section 12, paragraph (jj) as amended by section 10, 3 subparagraph (vii) of paragraph (qq) as amended by section 11 and 4 subparagraph (vii) of paragraph (uu) as amended by section 9 of part B 5 of chapter 109 of the laws of 2010, paragraph (s) as amended by section 6 8, paragraphs (x) and (y) as amended by section 6, paragraph (kk) as 7 amended by section 124, subparagraph (vi) of paragraph (uu) as amended 8 by section 120, paragraph (xx) as amended by section 10 and paragraphs 9 (ggg) and (hhh) as amended by section 7 of part C of chapter 58 of the 10 laws of 2009, is amended to read as follows: 11 1. Funds accumulated in the tobacco control and insurance initiatives 12 pool or in the health care reform act (HCRA) resources fund established 13 pursuant to section ninety-two-dd of the state finance law, whichever is 14 applicable, including income from invested funds, shall be distributed 15 or retained by the commissioner or by the state comptroller, as applica- 16 ble, in accordance with the following: 17 (a) Funds shall be deposited by the commissioner, within amounts 18 appropriated, and the state comptroller is hereby authorized and 19 directed to receive for deposit to the credit of the state special 20 revenue funds - other, HCRA transfer fund, medicaid fraud hotline and 21 medicaid administration account, or any successor fund or account, for 22 purposes of services and expenses related to the toll-free medicaid 23 fraud hotline established pursuant to section one hundred eight of chap- 24 ter one of the laws of nineteen hundred ninety-nine from the tobacco 25 control and insurance initiatives pool established for the following 26 periods in the following amounts: four hundred thousand dollars annually 27 for the periods January first, two thousand through December thirty- 28 first, two thousand two, up to four hundred thousand dollars for the 29 period January first, two thousand three through December thirty-first, 30 two thousand three, up to four hundred thousand dollars for the period 31 January first, two thousand four through December thirty-first, two 32 thousand four, up to four hundred thousand dollars for the period Janu- 33 ary first, two thousand five through December thirty-first, two thousand 34 five, up to four hundred thousand dollars for the period January first, 35 two thousand six through December thirty-first, two thousand six, up to 36 four hundred thousand dollars for the period January first, two thousand 37 seven through December thirty-first, two thousand seven, up to four 38 hundred thousand dollars for the period January first, two thousand 39 eight through December thirty-first, two thousand eight, up to four 40 hundred thousand dollars for the period January first, two thousand nine 41 through December thirty-first, two thousand nine, up to four hundred 42 thousand dollars for the period January first, two thousand ten through 43 December thirty-first, two thousand ten, [and] up to one hundred thou- 44 sand dollars for the period January first, two thousand eleven through 45 March thirty-first, two thousand eleven AND WITHIN AMOUNTS APPROPRIATED 46 ON AND AFTER APRIL FIRST, TWO THOUSAND ELEVEN. 47 (b) Funds shall be reserved and accumulated from year to year and 48 shall be available, including income from invested funds, for purposes 49 of payment of audits or audit contracts necessary to determine payor and 50 provider compliance with requirements set forth in sections twenty-eight 51 hundred seven-j, twenty-eight hundred seven-s and twenty-eight hundred 52 seven-t of this article [and hospital compliance with paragraph six of 53 subdivision (a) of section 405.4 of title 10 of the official compilation 54 of codes, rules and regulations of the state of New York in accordance 55 with subdivision nine of section twenty-eight hundred three of this 56 article] from the tobacco control and insurance initiatives pool estab- S. 2809--B 44 A. 4009--B 1 lished for the following periods in the following amounts: five million 2 six hundred thousand dollars annually for the periods January first, two 3 thousand through December thirty-first, two thousand two, up to five 4 million dollars for the period January first, two thousand three through 5 December thirty-first, two thousand three, up to five million dollars 6 for the period January first, two thousand four through December thir- 7 ty-first, two thousand four, up to five million dollars for the period 8 January first, two thousand five through December thirty first, two 9 thousand five, up to five million dollars for the period January first, 10 two thousand six through December thirty-first, two thousand six, up to 11 seven million eight hundred thousand dollars for the period January 12 first, two thousand seven through December thirty-first, two thousand 13 seven, and up to eight million three hundred twenty-five thousand 14 dollars for the period January first, two thousand eight through Decem- 15 ber thirty-first, two thousand eight, up to eight million five hundred 16 thousand dollars for the period January first, two thousand nine through 17 December thirty-first, two thousand nine, up to eight million five 18 hundred thousand dollars for the period January first, two thousand ten 19 through December thirty-first, two thousand ten, [and] up to two million 20 one hundred twenty-five thousand dollars for the period January first, 21 two thousand eleven through March thirty-first, two thousand eleven, AND 22 UP TO FOURTEEN MILLION SEVEN HUNDRED THOUSAND DOLLARS EACH STATE FISCAL 23 YEAR FOR THE PERIOD APRIL FIRST, TWO THOUSAND ELEVEN THROUGH MARCH THIR- 24 TY-FIRST, TWO THOUSAND FOURTEEN. 25 (c) Funds shall be deposited by the commissioner, within amounts 26 appropriated, and the state comptroller is hereby authorized and 27 directed to receive for deposit to the credit of the state special 28 revenue funds - other, HCRA transfer fund, enhanced community services 29 account, or any successor fund or account, for mental health services 30 programs for case management services for adults and children; supported 31 housing; home and community based waiver services; family based treat- 32 ment; family support services; mobile mental health teams; transitional 33 housing; and community oversight, established pursuant to articles seven 34 and forty-one of the mental hygiene law and subdivision nine of section 35 three hundred sixty-six of the social services law; and for comprehen- 36 sive care centers for eating disorders pursuant to THE FORMER section 37 twenty-seven hundred ninety-nine-l of this chapter, provided however 38 that, for such centers, funds in the amount of five hundred thousand 39 dollars on an annualized basis shall be transferred from the enhanced 40 community services account, or any successor fund or account, and depos- 41 ited into the fund established by section ninety-five-e of the state 42 finance law; from the tobacco control and insurance initiatives pool 43 established for the following periods in the following amounts: 44 (i) forty-eight million dollars to be reserved, to be retained or for 45 distribution pursuant to a chapter of the laws of two thousand, for the 46 period January first, two thousand through December thirty-first, two 47 thousand; 48 (ii) eighty-seven million dollars to be reserved, to be retained or 49 for distribution pursuant to a chapter of the laws of two thousand one, 50 for the period January first, two thousand one through December thirty- 51 first, two thousand one; 52 (iii) eighty-seven million dollars to be reserved, to be retained or 53 for distribution pursuant to a chapter of the laws of two thousand two, 54 for the period January first, two thousand two through December thirty- 55 first, two thousand two; S. 2809--B 45 A. 4009--B 1 (iv) eighty-eight million dollars to be reserved, to be retained or 2 for distribution pursuant to a chapter of the laws of two thousand 3 three, for the period January first, two thousand three through December 4 thirty-first, two thousand three; 5 (v) eighty-eight million dollars, plus five hundred thousand dollars, 6 to be reserved, to be retained or for distribution pursuant to a chapter 7 of the laws of two thousand four, and pursuant to THE FORMER section 8 twenty-seven hundred ninety-nine-l of this chapter, for the period Janu- 9 ary first, two thousand four through December thirty-first, two thousand 10 four; 11 (vi) eighty-eight million dollars, plus five hundred thousand dollars, 12 to be reserved, to be retained or for distribution pursuant to a chapter 13 of the laws of two thousand five, and pursuant to THE FORMER section 14 twenty-seven hundred ninety-nine-l of this chapter, for the period Janu- 15 ary first, two thousand five through December thirty-first, two thousand 16 five; 17 (vii) eighty-eight million dollars, plus five hundred thousand 18 dollars, to be reserved, to be retained or for distribution pursuant to 19 a chapter of the laws of two thousand six, and pursuant to section twen- 20 ty-seven hundred ninety-nine-l of this chapter, for the period January 21 first, two thousand six through December thirty-first, two thousand six; 22 (viii) eighty-six million four hundred thousand dollars, plus five 23 hundred thousand dollars, to be reserved, to be retained or for distrib- 24 ution pursuant to a chapter of the laws of two thousand seven and pursu- 25 ant to THE FORMER section twenty-seven hundred ninety-nine-l of this 26 chapter, for the period January first, two thousand seven through Decem- 27 ber thirty-first, two thousand seven; and 28 (ix) twenty-two million nine hundred thirteen thousand dollars, plus 29 one hundred twenty-five thousand dollars, to be reserved, to be retained 30 or for distribution pursuant to a chapter of the laws of two thousand 31 eight and pursuant to THE FORMER section twenty-seven hundred ninety- 32 nine-l of this chapter, for the period January first, two thousand eight 33 through March thirty-first, two thousand eight. 34 (d) Funds shall be deposited by the commissioner, within amounts 35 appropriated, and the state comptroller is hereby authorized and 36 directed to receive for deposit to the credit of the state special 37 revenue funds - other, HCRA transfer fund, medical assistance account, 38 or any successor fund or account, for purposes of funding the state 39 share of services and expenses related to the family health plus program 40 including up to two and one-half million dollars annually for the period 41 January first, two thousand through December thirty-first, two thousand 42 two, for administration and marketing costs associated with such program 43 established pursuant to clause (A) of subparagraph (v) of paragraph (a) 44 of subdivision two of section three hundred sixty-nine-ee of the social 45 services law from the tobacco control and insurance initiatives pool 46 established for the following periods in the following amounts: 47 (i) three million five hundred thousand dollars for the period January 48 first, two thousand through December thirty-first, two thousand; 49 (ii) twenty-seven million dollars for the period January first, two 50 thousand one through December thirty-first, two thousand one; and 51 (iii) fifty-seven million dollars for the period January first, two 52 thousand two through December thirty-first, two thousand two. 53 (e) Funds shall be deposited by the commissioner, within amounts 54 appropriated, and the state comptroller is hereby authorized and 55 directed to receive for deposit to the credit of the state special 56 revenue funds - other, HCRA transfer fund, medical assistance account, S. 2809--B 46 A. 4009--B 1 or any successor fund or account, for purposes of funding the state 2 share of services and expenses related to the family health plus program 3 including up to two and one-half million dollars annually for the period 4 January first, two thousand through December thirty-first, two thousand 5 two for administration and marketing costs associated with such program 6 established pursuant to clause (B) of subparagraph (v) of paragraph (a) 7 of subdivision two of section three hundred sixty-nine-ee of the social 8 services law from the tobacco control and insurance initiatives pool 9 established for the following periods in the following amounts: 10 (i) two million five hundred thousand dollars for the period January 11 first, two thousand through December thirty-first, two thousand; 12 (ii) thirty million five hundred thousand dollars for the period Janu- 13 ary first, two thousand one through December thirty-first, two thousand 14 one; and 15 (iii) sixty-six million dollars for the period January first, two 16 thousand two through December thirty-first, two thousand two. 17 (f) Funds shall be deposited by the commissioner, within amounts 18 appropriated, and the state comptroller is hereby authorized and 19 directed to receive for deposit to the credit of the state special 20 revenue funds - other, HCRA transfer fund, medicaid fraud hotline and 21 medicaid administration account, or any successor fund or account, for 22 purposes of payment of administrative expenses of the department related 23 to the family health plus program established pursuant to section three 24 hundred sixty-nine-ee of the social services law from the tobacco 25 control and insurance initiatives pool established for the following 26 periods in the following amounts: five hundred thousand dollars on an 27 annual basis for the periods January first, two thousand through Decem- 28 ber thirty-first, two thousand six, five hundred thousand dollars for 29 the period January first, two thousand seven through December thirty- 30 first, two thousand seven, and five hundred thousand dollars for the 31 period January first, two thousand eight through December thirty-first, 32 two thousand eight, five hundred thousand dollars for the period January 33 first, two thousand nine through December thirty-first, two thousand 34 nine, five hundred thousand dollars for the period January first, two 35 thousand ten through December thirty-first, two thousand ten, [and] one 36 hundred twenty-five thousand dollars for the period January first, two 37 thousand eleven through March thirty-first, two thousand eleven AND 38 WITHIN AMOUNTS APPROPRIATED ON AND AFTER APRIL FIRST, TWO THOUSAND ELEV- 39 EN. 40 (g) Funds shall be reserved and accumulated from year to year and 41 shall be available, including income from invested funds, for purposes 42 of services and expenses related to the health maintenance organization 43 direct pay market program established pursuant to sections forty-three 44 hundred twenty-one-a and forty-three hundred twenty-two-a of the insur- 45 ance law from the tobacco control and insurance initiatives pool estab- 46 lished for the following periods in the following amounts: 47 (i) up to thirty-five million dollars for the period January first, 48 two thousand through December thirty-first, two thousand of which fifty 49 percentum shall be allocated to the program pursuant to section four 50 thousand three hundred twenty-one-a of the insurance law and fifty 51 percentum to the program pursuant to section four thousand three hundred 52 twenty-two-a of the insurance law; 53 (ii) up to thirty-six million dollars for the period January first, 54 two thousand one through December thirty-first, two thousand one of 55 which fifty percentum shall be allocated to the program pursuant to 56 section four thousand three hundred twenty-one-a of the insurance law S. 2809--B 47 A. 4009--B 1 and fifty percentum to the program pursuant to section four thousand 2 three hundred twenty-two-a of the insurance law; 3 (iii) up to thirty-nine million dollars for the period January first, 4 two thousand two through December thirty-first, two thousand two of 5 which fifty percentum shall be allocated to the program pursuant to 6 section four thousand three hundred twenty-one-a of the insurance law 7 and fifty percentum to the program pursuant to section four thousand 8 three hundred twenty-two-a of the insurance law; 9 (iv) up to forty million dollars for the period January first, two 10 thousand three through December thirty-first, two thousand three of 11 which fifty percentum shall be allocated to the program pursuant to 12 section four thousand three hundred twenty-one-a of the insurance law 13 and fifty percentum to the program pursuant to section four thousand 14 three hundred twenty-two-a of the insurance law; 15 (v) up to forty million dollars for the period January first, two 16 thousand four through December thirty-first, two thousand four of which 17 fifty percentum shall be allocated to the program pursuant to section 18 four thousand three hundred twenty-one-a of the insurance law and fifty 19 percentum to the program pursuant to section four thousand three hundred 20 twenty-two-a of the insurance law; 21 (vi) up to forty million dollars for the period January first, two 22 thousand five through December thirty-first, two thousand five of which 23 fifty percentum shall be allocated to the program pursuant to section 24 four thousand three hundred twenty-one-a of the insurance law and fifty 25 percentum to the program pursuant to section four thousand three hundred 26 twenty-two-a of the insurance law; 27 (vii) up to forty million dollars for the period January first, two 28 thousand six through December thirty-first, two thousand six of which 29 fifty percentum shall be allocated to the program pursuant to section 30 four thousand three hundred twenty-one-a of the insurance law and fifty 31 percentum shall be allocated to the program pursuant to section four 32 thousand three hundred twenty-two-a of the insurance law; 33 (viii) up to forty million dollars for the period January first, two 34 thousand seven through December thirty-first, two thousand seven of 35 which fifty percentum shall be allocated to the program pursuant to 36 section four thousand three hundred twenty-one-a of the insurance law 37 and fifty percentum shall be allocated to the program pursuant to 38 section four thousand three hundred twenty-two-a of the insurance law; 39 and 40 (ix) up to forty million dollars for the period January first, two 41 thousand eight through December thirty-first, two thousand eight of 42 which fifty per centum shall be allocated to the program pursuant to 43 section four thousand three hundred twenty-one-a of the insurance law 44 and fifty per centum shall be allocated to the program pursuant to 45 section four thousand three hundred twenty-two-a of the insurance law. 46 (h) Funds shall be reserved and accumulated from year to year and 47 shall be available, including income from invested funds, for purposes 48 of services and expenses related to the healthy New York individual 49 program established pursuant to sections four thousand three hundred 50 twenty-six and four thousand three hundred twenty-seven of the insurance 51 law from the tobacco control and insurance initiatives pool established 52 for the following periods in the following amounts: 53 (i) up to six million dollars for the period January first, two thou- 54 sand one through December thirty-first, two thousand one; 55 (ii) up to twenty-nine million dollars for the period January first, 56 two thousand two through December thirty-first, two thousand two; S. 2809--B 48 A. 4009--B 1 (iii) up to five million one hundred thousand dollars for the period 2 January first, two thousand three through December thirty-first, two 3 thousand three; 4 (iv) up to twenty-four million six hundred thousand dollars for the 5 period January first, two thousand four through December thirty-first, 6 two thousand four; 7 (v) up to thirty-four million six hundred thousand dollars for the 8 period January first, two thousand five through December thirty-first, 9 two thousand five; 10 (vi) up to fifty-four million eight hundred thousand dollars for the 11 period January first, two thousand six through December thirty-first, 12 two thousand six; 13 (vii) up to sixty-one million seven hundred thousand dollars for the 14 period January first, two thousand seven through December thirty-first, 15 two thousand seven; and 16 (viii) up to one hundred three million seven hundred fifty thousand 17 dollars for the period January first, two thousand eight through Decem- 18 ber thirty-first, two thousand eight. 19 (i) Funds shall be reserved and accumulated from year to year and 20 shall be available, including income from invested funds, for purposes 21 of services and expenses related to the healthy New York group program 22 established pursuant to sections four thousand three hundred twenty-six 23 and four thousand three hundred twenty-seven of the insurance law from 24 the tobacco control and insurance initiatives pool established for the 25 following periods in the following amounts: 26 (i) up to thirty-four million dollars for the period January first, 27 two thousand one through December thirty-first, two thousand one; 28 (ii) up to seventy-seven million dollars for the period January first, 29 two thousand two through December thirty-first, two thousand two; 30 (iii) up to ten million five hundred thousand dollars for the period 31 January first, two thousand three through December thirty-first, two 32 thousand three; 33 (iv) up to twenty-four million six hundred thousand dollars for the 34 period January first, two thousand four through December thirty-first, 35 two thousand four; 36 (v) up to thirty-four million six hundred thousand dollars for the 37 period January first, two thousand five through December thirty-first, 38 two thousand five; 39 (vi) up to fifty-four million eight hundred thousand dollars for the 40 period January first, two thousand six through December thirty-first, 41 two thousand six; 42 (vii) up to sixty-one million seven hundred thousand dollars for the 43 period January first, two thousand seven through December thirty-first, 44 two thousand seven; and 45 (viii) up to one hundred three million seven hundred fifty thousand 46 dollars for the period January first, two thousand eight through Decem- 47 ber thirty-first, two thousand eight. 48 (i-1) Notwithstanding the provisions of paragraphs (h) and (i) of this 49 subdivision, the commissioner shall reserve and accumulate up to two 50 million five hundred thousand dollars annually for the periods January 51 first, two thousand four through December thirty-first, two thousand 52 six, one million four hundred thousand dollars for the period January 53 first, two thousand seven through December thirty-first, two thousand 54 seven, two million dollars for the period January first, two thousand 55 eight through December thirty-first, two thousand eight, from funds 56 otherwise available for distribution under such paragraphs for the S. 2809--B 49 A. 4009--B 1 services and expenses related to the pilot program for entertainment 2 industry employees included in subsection (b) of section one thousand 3 one hundred twenty-two of the insurance law, and an additional seven 4 hundred thousand dollars annually for the periods January first, two 5 thousand four through December thirty-first, two thousand six, an addi- 6 tional three hundred thousand dollars for the period January first, two 7 thousand seven through June thirtieth, two thousand seven for services 8 and expenses related to the pilot program for displaced workers included 9 in subsection (c) of section one thousand one hundred twenty-two of the 10 insurance law. 11 (j) Funds shall be reserved and accumulated from year to year and 12 shall be available, including income from invested funds, for purposes 13 of services and expenses related to the tobacco use prevention and 14 control program established pursuant to sections thirteen hundred nine- 15 ty-nine-ii and thirteen hundred ninety-nine-jj of this chapter, from the 16 tobacco control and insurance initiatives pool established for the 17 following periods in the following amounts: 18 (i) up to thirty million dollars for the period January first, two 19 thousand through December thirty-first, two thousand; 20 (ii) up to forty million dollars for the period January first, two 21 thousand one through December thirty-first, two thousand one; 22 (iii) up to forty million dollars for the period January first, two 23 thousand two through December thirty-first, two thousand two; 24 (iv) up to thirty-six million nine hundred fifty thousand dollars for 25 the period January first, two thousand three through December thirty- 26 first, two thousand three; 27 (v) up to thirty-six million nine hundred fifty thousand dollars for 28 the period January first, two thousand four through December thirty- 29 first, two thousand four; 30 (vi) up to forty million six hundred thousand dollars for the period 31 January first, two thousand five through December thirty-first, two 32 thousand five; 33 (vii) up to eighty-one million nine hundred thousand dollars for the 34 period January first, two thousand six through December thirty-first, 35 two thousand six, provided, however, that within amounts appropriated, a 36 portion of such funds may be transferred to the Roswell Park Cancer 37 Institute Corporation to support costs associated with cancer research; 38 (viii) up to ninety-four million one hundred fifty thousand dollars 39 for the period January first, two thousand seven through December thir- 40 ty-first, two thousand seven, provided, however, that within amounts 41 appropriated, a portion of such funds may be transferred to the Roswell 42 Park Cancer Institute Corporation to support costs associated with 43 cancer research; 44 (ix) up to ninety-four million one hundred fifty thousand dollars for 45 the period January first, two thousand eight through December thirty- 46 first, two thousand eight; 47 (x) up to ninety-four million one hundred fifty thousand dollars for 48 the period January first, two thousand nine through December thirty- 49 first, two thousand nine; 50 (xi) up to eighty-seven million seven hundred seventy-five thousand 51 dollars for the period January first, two thousand ten through December 52 thirty-first, two thousand ten; [and] 53 (xii) up to twenty-one million four hundred twelve thousand dollars 54 for the period January first, two thousand eleven through March thirty- 55 first, two thousand eleven[.]; AND S. 2809--B 50 A. 4009--B 1 (XIII) UP TO FIFTY-TWO MILLION ONE HUNDRED THOUSAND DOLLARS EACH STATE 2 FISCAL YEAR FOR THE PERIOD APRIL FIRST, TWO THOUSAND ELEVEN THROUGH 3 MARCH THIRTY-FIRST, TWO THOUSAND FOURTEEN. 4 (k) Funds shall be deposited by the commissioner, within amounts 5 appropriated, and the state comptroller is hereby authorized and 6 directed to receive for deposit to the credit of the state special 7 revenue fund - other, HCRA transfer fund, health care services account, 8 or any successor fund or account, for purposes of services and expenses 9 related to public health programs, including comprehensive care centers 10 for eating disorders pursuant to THE FORMER section twenty-seven hundred 11 ninety-nine-l of this chapter, provided however that, for such centers, 12 funds in the amount of five hundred thousand dollars on an annualized 13 basis shall be transferred from the health care services account, or any 14 successor fund or account, and deposited into the fund established by 15 section ninety-five-e of the state finance law FOR PERIODS PRIOR TO 16 MARCH THIRTY-FIRST, TWO THOUSAND ELEVEN, from the tobacco control and 17 insurance initiatives pool established for the following periods in the 18 following amounts: 19 (i) up to thirty-one million dollars for the period January first, two 20 thousand through December thirty-first, two thousand; 21 (ii) up to forty-one million dollars for the period January first, two 22 thousand one through December thirty-first, two thousand one; 23 (iii) up to eighty-one million dollars for the period January first, 24 two thousand two through December thirty-first, two thousand two; 25 (iv) one hundred twenty-two million five hundred thousand dollars for 26 the period January first, two thousand three through December thirty- 27 first, two thousand three; 28 (v) one hundred eight million five hundred seventy-five thousand 29 dollars, plus an additional five hundred thousand dollars, for the peri- 30 od January first, two thousand four through December thirty-first, two 31 thousand four; 32 (vi) ninety-one million eight hundred thousand dollars, plus an addi- 33 tional five hundred thousand dollars, for the period January first, two 34 thousand five through December thirty-first, two thousand five; 35 (vii) one hundred fifty-six million six hundred thousand dollars, plus 36 an additional five hundred thousand dollars, for the period January 37 first, two thousand six through December thirty-first, two thousand six; 38 (viii) one hundred fifty-one million four hundred thousand dollars, 39 plus an additional five hundred thousand dollars, for the period January 40 first, two thousand seven through December thirty-first, two thousand 41 seven; 42 (ix) one hundred sixteen million nine hundred forty-nine thousand 43 dollars, plus an additional five hundred thousand dollars, for the peri- 44 od January first, two thousand eight through December thirty-first, two 45 thousand eight; 46 (x) one hundred sixteen million nine hundred forty-nine thousand 47 dollars, plus an additional five hundred thousand dollars, for the peri- 48 od January first, two thousand nine through December thirty-first, two 49 thousand nine; 50 (xi) one hundred sixteen million nine hundred forty-nine thousand 51 dollars, plus an additional five hundred thousand dollars, for the peri- 52 od January first, two thousand ten through December thirty-first, two 53 thousand ten; [and] 54 (xii) twenty-nine million two hundred thirty-seven thousand two 55 hundred fifty dollars, plus an additional one hundred twenty-five thou- S. 2809--B 51 A. 4009--B 1 sand dollars, for the period January first, two thousand eleven through 2 March thirty-first, two thousand eleven[.]; 3 (XIII) ONE HUNDRED TWENTY MILLION THIRTY-EIGHT THOUSAND DOLLARS FOR 4 THE PERIOD APRIL FIRST, TWO THOUSAND ELEVEN THROUGH MARCH THIRTY-FIRST, 5 TWO THOUSAND TWELVE; AND 6 (XIV) ONE HUNDRED NINETEEN MILLION FOUR HUNDRED SEVEN THOUSAND DOLLARS 7 EACH STATE FISCAL YEAR FOR THE PERIOD APRIL FIRST, TWO THOUSAND TWELVE 8 THROUGH MARCH THIRTY-FIRST, TWO THOUSAND FOURTEEN. 9 (l) Funds shall be deposited by the commissioner, within amounts 10 appropriated, and the state comptroller is hereby authorized and 11 directed to receive for deposit to the credit of the state special 12 revenue funds - other, HCRA transfer fund, medical assistance account, 13 or any successor fund or account, for purposes of funding the state 14 share of the personal care and certified home health agency rate or fee 15 increases established pursuant to subdivision three of section three 16 hundred sixty-seven-o of the social services law from the tobacco 17 control and insurance initiatives pool established for the following 18 periods in the following amounts: 19 (i) twenty-three million two hundred thousand dollars for the period 20 January first, two thousand through December thirty-first, two thousand; 21 (ii) twenty-three million two hundred thousand dollars for the period 22 January first, two thousand one through December thirty-first, two thou- 23 sand one; 24 (iii) twenty-three million two hundred thousand dollars for the period 25 January first, two thousand two through December thirty-first, two thou- 26 sand two; 27 (iv) up to sixty-five million two hundred thousand dollars for the 28 period January first, two thousand three through December thirty-first, 29 two thousand three; 30 (v) up to sixty-five million two hundred thousand dollars for the 31 period January first, two thousand four through December thirty-first, 32 two thousand four; 33 (vi) up to sixty-five million two hundred thousand dollars for the 34 period January first, two thousand five through December thirty-first, 35 two thousand five; 36 (vii) up to sixty-five million two hundred thousand dollars for the 37 period January first, two thousand six through December thirty-first, 38 two thousand six; 39 (viii) up to sixty-five million two hundred thousand dollars for the 40 period January first, two thousand seven through December thirty-first, 41 two thousand seven; and 42 (ix) up to sixteen million three hundred thousand dollars for the 43 period January first, two thousand eight through March thirty-first, two 44 thousand eight. 45 (m) Funds shall be deposited by the commissioner, within amounts 46 appropriated, and the state comptroller is hereby authorized and 47 directed to receive for deposit to the credit of the state special 48 revenue funds - other, HCRA transfer fund, medical assistance account, 49 or any successor fund or account, for purposes of funding the state 50 share of services and expenses related to home care workers insurance 51 pilot demonstration programs established pursuant to subdivision two of 52 section three hundred sixty-seven-o of the social services law from the 53 tobacco control and insurance initiatives pool established for the 54 following periods in the following amounts: 55 (i) three million eight hundred thousand dollars for the period Janu- 56 ary first, two thousand through December thirty-first, two thousand; S. 2809--B 52 A. 4009--B 1 (ii) three million eight hundred thousand dollars for the period Janu- 2 ary first, two thousand one through December thirty-first, two thousand 3 one; 4 (iii) three million eight hundred thousand dollars for the period 5 January first, two thousand two through December thirty-first, two thou- 6 sand two; 7 (iv) up to three million eight hundred thousand dollars for the period 8 January first, two thousand three through December thirty-first, two 9 thousand three; 10 (v) up to three million eight hundred thousand dollars for the period 11 January first, two thousand four through December thirty-first, two 12 thousand four; 13 (vi) up to three million eight hundred thousand dollars for the period 14 January first, two thousand five through December thirty-first, two 15 thousand five; 16 (vii) up to three million eight hundred thousand dollars for the peri- 17 od January first, two thousand six through December thirty-first, two 18 thousand six; 19 (viii) up to three million eight hundred thousand dollars for the 20 period January first, two thousand seven through December thirty-first, 21 two thousand seven; and 22 (ix) up to nine hundred fifty thousand dollars for the period January 23 first, two thousand eight through March thirty-first, two thousand 24 eight. 25 (n) Funds shall be transferred by the commissioner and shall be depos- 26 ited to the credit of the special revenue funds - other, miscellaneous 27 special revenue fund - 339, elderly pharmaceutical insurance coverage 28 program premium account authorized pursuant to the provisions of title 29 three of article two of the elder law, or any successor fund or account, 30 for funding state expenses relating to the program from the tobacco 31 control and insurance initiatives pool established for the following 32 periods in the following amounts: 33 (i) one hundred seven million dollars for the period January first, 34 two thousand through December thirty-first, two thousand; 35 (ii) one hundred sixty-four million dollars for the period January 36 first, two thousand one through December thirty-first, two thousand one; 37 (iii) three hundred twenty-two million seven hundred thousand dollars 38 for the period January first, two thousand two through December thirty- 39 first, two thousand two; 40 (iv) four hundred thirty-three million three hundred thousand dollars 41 for the period January first, two thousand three through December thir- 42 ty-first, two thousand three; 43 (v) five hundred four million one hundred fifty thousand dollars for 44 the period January first, two thousand four through December thirty- 45 first, two thousand four; 46 (vi) five hundred sixty-six million eight hundred thousand dollars for 47 the period January first, two thousand five through December thirty- 48 first, two thousand five; 49 (vii) six hundred three million one hundred fifty thousand dollars for 50 the period January first, two thousand six through December thirty- 51 first, two thousand six; 52 (viii) six hundred sixty million eight hundred thousand dollars for 53 the period January first, two thousand seven through December thirty- 54 first, two thousand seven; S. 2809--B 53 A. 4009--B 1 (ix) three hundred sixty-seven million four hundred sixty-three thou- 2 sand dollars for the period January first, two thousand eight through 3 December thirty-first, two thousand eight; 4 (x) three hundred thirty-four million eight hundred twenty-five thou- 5 sand dollars for the period January first, two thousand nine through 6 December thirty-first, two thousand nine; 7 (xi) three hundred forty-four million nine hundred thousand dollars 8 for the period January first, two thousand ten through December thirty- 9 first, two thousand ten; [and] 10 (xii) eighty-seven million seven hundred eighty-eight thousand dollars 11 for the period January first, two thousand eleven through March thirty- 12 first, two thousand eleven[.]; 13 (XIII) ONE HUNDRED FORTY-THREE MILLION ONE HUNDRED FIFTY THOUSAND 14 DOLLARS FOR THE PERIOD APRIL FIRST, TWO THOUSAND ELEVEN THROUGH MARCH 15 THIRTY-FIRST, TWO THOUSAND TWELVE; 16 (XIV) ONE HUNDRED TWENTY MILLION NINE HUNDRED FIFTY THOUSAND DOLLARS 17 FOR THE PERIOD APRIL FIRST, TWO THOUSAND TWELVE THROUGH MARCH 18 THIRTY-FIRST, TWO THOUSAND THIRTEEN; AND 19 (XV) ONE HUNDRED TWENTY-EIGHT MILLION EIGHT HUNDRED FIFTY THOUSAND 20 DOLLARS FOR THE PERIOD APRIL FIRST, TWO THOUSAND THIRTEEN THROUGH MARCH 21 THIRTY-FIRST, TWO THOUSAND FOURTEEN. 22 (o) Funds shall be reserved and accumulated and shall be transferred 23 to the Roswell Park Cancer Institute Corporation, from the tobacco 24 control and insurance initiatives pool established for the following 25 periods in the following amounts: 26 (i) up to ninety million dollars for the period January first, two 27 thousand through December thirty-first, two thousand; 28 (ii) up to sixty million dollars for the period January first, two 29 thousand one through December thirty-first, two thousand one; 30 (iii) up to eighty-five million dollars for the period January first, 31 two thousand two through December thirty-first, two thousand two; 32 (iv) eighty-five million two hundred fifty thousand dollars for the 33 period January first, two thousand three through December thirty-first, 34 two thousand three; 35 (v) seventy-eight million dollars for the period January first, two 36 thousand four through December thirty-first, two thousand four; 37 (vi) seventy-eight million dollars for the period January first, two 38 thousand five through December thirty-first, two thousand five; 39 (vii) ninety-one million dollars for the period January first, two 40 thousand six through December thirty-first, two thousand six; 41 (viii) seventy-eight million dollars for the period January first, two 42 thousand seven through December thirty-first, two thousand seven; 43 (ix) seventy-eight million dollars for the period January first, two 44 thousand eight through December thirty-first, two thousand eight; 45 (x) seventy-eight million dollars for the period January first, two 46 thousand nine through December thirty-first, two thousand nine; 47 (xi) seventy-eight million dollars for the period January first, two 48 thousand ten through December thirty-first, two thousand ten; [and] 49 (xii) nineteen million five hundred thousand dollars for the period 50 January first, two thousand eleven through March thirty-first, two thou- 51 sand eleven[.]; AND 52 (XIII) SIXTY-NINE MILLION EIGHT HUNDRED FORTY THOUSAND DOLLARS EACH 53 STATE FISCAL YEAR FOR THE PERIOD APRIL FIRST, TWO THOUSAND ELEVEN 54 THROUGH MARCH THIRTY-FIRST, TWO THOUSAND FOURTEEN. 55 (p) Funds shall be deposited by the commissioner, within amounts 56 appropriated, and the state comptroller is hereby authorized and S. 2809--B 54 A. 4009--B 1 directed to receive for deposit to the credit of the state special 2 revenue funds - other, indigent care fund - 068, indigent care account, 3 or any successor fund or account, for purposes of providing a medicaid 4 disproportionate share payment from the high need indigent care adjust- 5 ment pool established pursuant to section twenty-eight hundred seven-w 6 of this article, from the tobacco control and insurance initiatives pool 7 established for the following periods in the following amounts: 8 (i) eighty-two million dollars annually for the periods January first, 9 two thousand through December thirty-first, two thousand two; 10 (ii) up to eighty-two million dollars for the period January first, 11 two thousand three through December thirty-first, two thousand three; 12 (iii) up to eighty-two million dollars for the period January first, 13 two thousand four through December thirty-first, two thousand four; 14 (iv) up to eighty-two million dollars for the period January first, 15 two thousand five through December thirty-first, two thousand five; 16 (v) up to eighty-two million dollars for the period January first, two 17 thousand six through December thirty-first, two thousand six; 18 (vi) up to eighty-two million dollars for the period January first, 19 two thousand seven through December thirty-first, two thousand seven; 20 (vii) up to eighty-two million dollars for the period January first, 21 two thousand eight through December thirty-first, two thousand eight; 22 (viii) up to eighty-two million dollars for the period January first, 23 two thousand nine through December thirty-first, two thousand nine; 24 (ix) up to eighty-two million dollars for the period January first, 25 two thousand ten through December thirty-first, two thousand ten; [and] 26 (x) up to twenty million five hundred thousand dollars for the period 27 January first, two thousand eleven through March thirty-first, two thou- 28 sand eleven; AND 29 (XI) UP TO EIGHTY-TWO MILLION DOLLARS EACH STATE FISCAL YEAR FOR THE 30 PERIOD APRIL FIRST, TWO THOUSAND ELEVEN THROUGH MARCH THIRTY-FIRST, TWO 31 THOUSAND FOURTEEN. 32 (q) Funds shall be reserved and accumulated from year to year and 33 shall be available, including income from invested funds, for purposes 34 of providing distributions to eligible school based health centers 35 established pursuant to section eighty-eight of chapter one of the laws 36 of nineteen hundred ninety-nine, from the tobacco control and insurance 37 initiatives pool established for the following periods in the following 38 amounts: 39 (i) seven million dollars annually for the period January first, two 40 thousand through December thirty-first, two thousand two; 41 (ii) up to seven million dollars for the period January first, two 42 thousand three through December thirty-first, two thousand three; 43 (iii) up to seven million dollars for the period January first, two 44 thousand four through December thirty-first, two thousand four; 45 (iv) up to seven million dollars for the period January first, two 46 thousand five through December thirty-first, two thousand five; 47 (v) up to seven million dollars for the period January first, two 48 thousand six through December thirty-first, two thousand six; 49 (vi) up to seven million dollars for the period January first, two 50 thousand seven through December thirty-first, two thousand seven; 51 (vii) up to seven million dollars for the period January first, two 52 thousand eight through December thirty-first, two thousand eight; 53 (viii) up to seven million dollars for the period January first, two 54 thousand nine through December thirty-first, two thousand nine; 55 (ix) up to seven million dollars for the period January first, two 56 thousand ten through December thirty-first, two thousand ten; [and] S. 2809--B 55 A. 4009--B 1 (x) up to one million seven hundred fifty thousand dollars for the 2 period January first, two thousand eleven through March thirty-first, 3 two thousand eleven; AND 4 (XI) UP TO FIVE MILLION SIX HUNDRED THOUSAND DOLLARS EACH STATE FISCAL 5 YEAR FOR THE PERIOD APRIL FIRST, TWO THOUSAND ELEVEN THROUGH MARCH THIR- 6 TY-FIRST, TWO THOUSAND FOURTEEN. 7 (r) Funds shall be deposited by the commissioner within amounts appro- 8 priated, and the state comptroller is hereby authorized and directed to 9 receive for deposit to the credit of the state special revenue funds - 10 other, HCRA transfer fund, medical assistance account, or any successor 11 fund or account, for purposes of providing distributions for supplemen- 12 tary medical insurance for Medicare part B premiums, physicians 13 services, outpatient services, medical equipment, supplies and other 14 health services, from the tobacco control and insurance initiatives pool 15 established for the following periods in the following amounts: 16 (i) forty-three million dollars for the period January first, two 17 thousand through December thirty-first, two thousand; 18 (ii) sixty-one million dollars for the period January first, two thou- 19 sand one through December thirty-first, two thousand one; 20 (iii) sixty-five million dollars for the period January first, two 21 thousand two through December thirty-first, two thousand two; 22 (iv) sixty-seven million five hundred thousand dollars for the period 23 January first, two thousand three through December thirty-first, two 24 thousand three; 25 (v) sixty-eight million dollars for the period January first, two 26 thousand four through December thirty-first, two thousand four; 27 (vi) sixty-eight million dollars for the period January first, two 28 thousand five through December thirty-first, two thousand five; 29 (vii) sixty-eight million dollars for the period January first, two 30 thousand six through December thirty-first, two thousand six; 31 (viii) seventeen million five hundred thousand dollars for the period 32 January first, two thousand seven through December thirty-first, two 33 thousand seven; 34 (ix) sixty-eight million dollars for the period January first, two 35 thousand eight through December thirty-first, two thousand eight; 36 (x) sixty-eight million dollars for the period January first, two 37 thousand nine through December thirty-first, two thousand nine; 38 (xi) sixty-eight million dollars for the period January first, two 39 thousand ten through December thirty-first, two thousand ten; [and] 40 (xii) seventeen million dollars for the period January first, two 41 thousand eleven through March thirty-first, two thousand eleven[.]; AND 42 (XIII) SIXTY-EIGHT MILLION DOLLARS EACH STATE FISCAL YEAR FOR THE 43 PERIOD APRIL FIRST, TWO THOUSAND ELEVEN THROUGH MARCH THIRTY-FIRST, TWO 44 THOUSAND FOURTEEN. 45 (s) Funds shall be deposited by the commissioner within amounts appro- 46 priated, and the state comptroller is hereby authorized and directed to 47 receive for deposit to the credit of the state special revenue funds - 48 other, HCRA transfer fund, medical assistance account, or any successor 49 fund or account, for purposes of providing distributions pursuant to 50 paragraphs (s-5), (s-6), (s-7) and (s-8) of subdivision eleven of 51 section twenty-eight hundred seven-c of this article from the tobacco 52 control and insurance initiatives pool established for the following 53 periods in the following amounts: 54 (i) eighteen million dollars for the period January first, two thou- 55 sand through December thirty-first, two thousand; S. 2809--B 56 A. 4009--B 1 (ii) twenty-four million dollars annually for the periods January 2 first, two thousand one through December thirty-first, two thousand two; 3 (iii) up to twenty-four million dollars for the period January first, 4 two thousand three through December thirty-first, two thousand three; 5 (iv) up to twenty-four million dollars for the period January first, 6 two thousand four through December thirty-first, two thousand four; 7 (v) up to twenty-four million dollars for the period January first, 8 two thousand five through December thirty-first, two thousand five; 9 (vi) up to twenty-four million dollars for the period January first, 10 two thousand six through December thirty-first, two thousand six; 11 (vii) up to twenty-four million dollars for the period January first, 12 two thousand seven through December thirty-first, two thousand seven; 13 (viii) up to twenty-four million dollars for the period January first, 14 two thousand eight through December thirty-first, two thousand eight; 15 and 16 (ix) up to twenty-two million dollars for the period January first, 17 two thousand nine through November thirtieth, two thousand nine. 18 (t) Funds shall be reserved and accumulated from year to year by the 19 commissioner and shall be made available, including income from invested 20 funds: 21 (i) For the purpose of making grants to a state owned and operated 22 medical school which does not have a state owned and operated hospital 23 on site and available for teaching purposes. Notwithstanding sections 24 one hundred twelve and one hundred sixty-three of the state finance law, 25 such grants shall be made in the amount of up to five hundred thousand 26 dollars for the period January first, two thousand through December 27 thirty-first, two thousand; 28 (ii) For the purpose of making grants to medical schools pursuant to 29 section eighty-six-a of chapter one of the laws of nineteen hundred 30 ninety-nine in the sum of up to four million dollars for the period 31 January first, two thousand through December thirty-first, two thousand; 32 and 33 (iii) The funds disbursed pursuant to subparagraphs (i) and (ii) of 34 this paragraph from the tobacco control and insurance initiatives pool 35 are contingent upon meeting all funding amounts established pursuant to 36 paragraphs (a), (b), (c), (d), (e), (f), (l), (m), (n), (p), (q), (r) 37 and (s) of this subdivision, paragraph (a) of subdivision nine of 38 section twenty-eight hundred seven-j of this article, and paragraphs 39 (a), (i) and (k) of subdivision one of section twenty-eight hundred 40 seven-l of this article. 41 (u) Funds shall be deposited by the commissioner, within amounts 42 appropriated, and the state comptroller is hereby authorized and 43 directed to receive for deposit to the credit of the state special 44 revenue funds - other, HCRA transfer fund, medical assistance account, 45 or any successor fund or account, for purposes of funding the state 46 share of services and expenses related to the nursing home quality 47 improvement demonstration program established pursuant to section twen- 48 ty-eight hundred eight-d of this article from the tobacco control and 49 insurance initiatives pool established for the following periods in the 50 following amounts: 51 (i) up to twenty-five million dollars for the period beginning April 52 first, two thousand two and ending December thirty-first, two thousand 53 two, and on an annualized basis, for each annual period thereafter 54 beginning January first, two thousand three and ending December thirty- 55 first, two thousand four; S. 2809--B 57 A. 4009--B 1 (ii) up to eighteen million seven hundred fifty thousand dollars for 2 the period January first, two thousand five through December thirty- 3 first, two thousand five; and 4 (iii) up to fifty-six million five hundred thousand dollars for the 5 period January first, two thousand six through December thirty-first, 6 two thousand six. 7 (v) Funds shall be transferred by the commissioner and shall be depos- 8 ited to the credit of the hospital excess liability pool created pursu- 9 ant to section eighteen of chapter two hundred sixty-six of the laws of 10 nineteen hundred eighty-six, or any successor fund or account, for 11 purposes of expenses related to the purchase of excess medical malprac- 12 tice insurance and the cost of administrating the pool, including costs 13 associated with the risk management program established pursuant to 14 section forty-two of part A of chapter one of the laws of two thousand 15 two required by paragraph (a) of subdivision one of section eighteen of 16 chapter two hundred sixty-six of the laws of nineteen hundred eighty-six 17 as may be amended from time to time, from the tobacco control and insur- 18 ance initiatives pool established for the following periods in the 19 following amounts: 20 (i) up to fifty million dollars or so much as is needed for the period 21 January first, two thousand two through December thirty-first, two thou- 22 sand two; 23 (ii) up to seventy-six million seven hundred thousand dollars for the 24 period January first, two thousand three through December thirty-first, 25 two thousand three; 26 (iii) up to sixty-five million dollars for the period January first, 27 two thousand four through December thirty-first, two thousand four; 28 (iv) up to sixty-five million dollars for the period January first, 29 two thousand five through December thirty-first, two thousand five; 30 (v) up to one hundred thirteen million eight hundred thousand dollars 31 for the period January first, two thousand six through December thirty- 32 first, two thousand six; 33 (vi) up to one hundred thirty million dollars for the period January 34 first, two thousand seven through December thirty-first, two thousand 35 seven; 36 (vii) up to one hundred thirty million dollars for the period January 37 first, two thousand eight through December thirty-first, two thousand 38 eight; 39 (viii) up to one hundred thirty million dollars for the period January 40 first, two thousand nine through December thirty-first, two thousand 41 nine; 42 (ix) up to one hundred thirty million dollars for the period January 43 first, two thousand ten through December thirty-first, two thousand ten; 44 [and] 45 (x) up to thirty-two million five hundred thousand dollars for the 46 period January first, two thousand eleven through March thirty-first, 47 two thousand eleven[.]; AND 48 (XI) UP TO ONE HUNDRED TWENTY-SEVEN MILLION FOUR HUNDRED THOUSAND 49 DOLLARS EACH STATE FISCAL YEAR FOR THE PERIOD APRIL FIRST, TWO THOUSAND 50 ELEVEN THROUGH MARCH THIRTY-FIRST, TWO THOUSAND FOURTEEN. 51 (w) Funds shall be deposited by the commissioner, within amounts 52 appropriated, and the state comptroller is hereby authorized and 53 directed to receive for deposit to the credit of the state special 54 revenue funds - other, HCRA transfer fund, medical assistance account, 55 or any successor fund or account, for purposes of funding the state 56 share of the treatment of breast and cervical cancer pursuant to para- S. 2809--B 58 A. 4009--B 1 graph (v) of subdivision four of section three hundred sixty-six of the 2 social services law, from the tobacco control and insurance initiatives 3 pool established for the following periods in the following amounts: 4 (i) up to four hundred fifty thousand dollars for the period January 5 first, two thousand two through December thirty-first, two thousand two; 6 (ii) up to two million one hundred thousand dollars for the period 7 January first, two thousand three through December thirty-first, two 8 thousand three; 9 (iii) up to two million one hundred thousand dollars for the period 10 January first, two thousand four through December thirty-first, two 11 thousand four; 12 (iv) up to two million one hundred thousand dollars for the period 13 January first, two thousand five through December thirty-first, two 14 thousand five; 15 (v) up to two million one hundred thousand dollars for the period 16 January first, two thousand six through December thirty-first, two thou- 17 sand six; 18 (vi) up to two million one hundred thousand dollars for the period 19 January first, two thousand seven through December thirty-first, two 20 thousand seven; 21 (vii) up to two million one hundred thousand dollars for the period 22 January first, two thousand eight through December thirty-first, two 23 thousand eight; 24 (viii) up to two million one hundred thousand dollars for the period 25 January first, two thousand nine through December thirty-first, two 26 thousand nine; 27 (ix) up to two million one hundred thousand dollars for the period 28 January first, two thousand ten through December thirty-first, two thou- 29 sand ten; [and] 30 (x) up to five hundred twenty-five thousand dollars for the period 31 January first, two thousand eleven through March thirty-first, two thou- 32 sand eleven[.]; AND 33 (XI) UP TO TWO MILLION ONE HUNDRED THOUSAND DOLLARS EACH STATE FISCAL 34 YEAR FOR THE PERIOD APRIL FIRST, TWO THOUSAND ELEVEN THROUGH MARCH THIR- 35 TY-FIRST, TWO THOUSAND FOURTEEN. 36 (x) Funds shall be deposited by the commissioner, within amounts 37 appropriated, and the state comptroller is hereby authorized and 38 directed to receive for deposit to the credit of the state special 39 revenue funds - other, HCRA transfer fund, medical assistance account, 40 or any successor fund or account, for purposes of funding the state 41 share of the non-public general hospital rates increases for recruitment 42 and retention of health care workers from the tobacco control and insur- 43 ance initiatives pool established for the following periods in the 44 following amounts: 45 (i) twenty-seven million one hundred thousand dollars on an annualized 46 basis for the period January first, two thousand two through December 47 thirty-first, two thousand two; 48 (ii) fifty million eight hundred thousand dollars on an annualized 49 basis for the period January first, two thousand three through December 50 thirty-first, two thousand three; 51 (iii) sixty-nine million three hundred thousand dollars on an annual- 52 ized basis for the period January first, two thousand four through 53 December thirty-first, two thousand four; 54 (iv) sixty-nine million three hundred thousand dollars for the period 55 January first, two thousand five through December thirty-first, two 56 thousand five; S. 2809--B 59 A. 4009--B 1 (v) sixty-nine million three hundred thousand dollars for the period 2 January first, two thousand six through December thirty-first, two thou- 3 sand six; 4 (vi) sixty-five million three hundred thousand dollars for the period 5 January first, two thousand seven through December thirty-first, two 6 thousand seven; 7 (vii) sixty-one million one hundred fifty thousand dollars for the 8 period January first, two thousand eight through December thirty-first, 9 two thousand eight; and 10 (viii) forty-eight million seven hundred twenty-one thousand dollars 11 for the period January first, two thousand nine through November thirti- 12 eth, two thousand nine. 13 (y) Funds shall be reserved and accumulated from year to year and 14 shall be available, including income from invested funds, for purposes 15 of grants to public general hospitals for recruitment and retention of 16 health care workers pursuant to paragraph (b) of subdivision thirty of 17 section twenty-eight hundred seven-c of this article from the tobacco 18 control and insurance initiatives pool established for the following 19 periods in the following amounts: 20 (i) eighteen million five hundred thousand dollars on an annualized 21 basis for the period January first, two thousand two through December 22 thirty-first, two thousand two; 23 (ii) thirty-seven million four hundred thousand dollars on an annual- 24 ized basis for the period January first, two thousand three through 25 December thirty-first, two thousand three; 26 (iii) fifty-two million two hundred thousand dollars on an annualized 27 basis for the period January first, two thousand four through December 28 thirty-first, two thousand four; 29 (iv) fifty-two million two hundred thousand dollars for the period 30 January first, two thousand five through December thirty-first, two 31 thousand five; 32 (v) fifty-two million two hundred thousand dollars for the period 33 January first, two thousand six through December thirty-first, two thou- 34 sand six; 35 (vi) forty-nine million dollars for the period January first, two 36 thousand seven through December thirty-first, two thousand seven; 37 (vii) forty-nine million dollars for the period January first, two 38 thousand eight through December thirty-first, two thousand eight; and 39 (viii) twelve million two hundred fifty thousand dollars for the peri- 40 od January first, two thousand nine through March thirty-first, two 41 thousand nine. 42 Provided, however, amounts pursuant to this paragraph may be reduced 43 in an amount to be approved by the director of the budget to reflect 44 amounts received from the federal government under the state's 1115 45 waiver which are directed under its terms and conditions to the health 46 workforce recruitment and retention program. 47 (z) Funds shall be deposited by the commissioner, within amounts 48 appropriated, and the state comptroller is hereby authorized and 49 directed to receive for deposit to the credit of the state special 50 revenue funds - other, HCRA transfer fund, medical assistance account, 51 or any successor fund or account, for purposes of funding the state 52 share of the non-public residential health care facility rate increases 53 for recruitment and retention of health care workers pursuant to para- 54 graph (a) of subdivision eighteen of section twenty-eight hundred eight 55 of this article from the tobacco control and insurance initiatives pool 56 established for the following periods in the following amounts: S. 2809--B 60 A. 4009--B 1 (i) twenty-one million five hundred thousand dollars on an annualized 2 basis for the period January first, two thousand two through December 3 thirty-first, two thousand two; 4 (ii) thirty-three million three hundred thousand dollars on an annual- 5 ized basis for the period January first, two thousand three through 6 December thirty-first, two thousand three; 7 (iii) forty-six million three hundred thousand dollars on an annual- 8 ized basis for the period January first, two thousand four through 9 December thirty-first, two thousand four; 10 (iv) forty-six million three hundred thousand dollars for the period 11 January first, two thousand five through December thirty-first, two 12 thousand five; 13 (v) forty-six million three hundred thousand dollars for the period 14 January first, two thousand six through December thirty-first, two thou- 15 sand six; 16 (vi) thirty million nine hundred thousand dollars for the period Janu- 17 ary first, two thousand seven through December thirty-first, two thou- 18 sand seven; 19 (vii) twenty-four million seven hundred thousand dollars for the peri- 20 od January first, two thousand eight through December thirty-first, two 21 thousand eight; 22 (viii) twelve million three hundred seventy-five thousand dollars for 23 the period January first, two thousand nine through December thirty- 24 first, two thousand nine; 25 (ix) nine million three hundred thousand dollars for the period Janu- 26 ary first, two thousand ten through December thirty-first, two thousand 27 ten; and 28 (x) two million three hundred twenty-five thousand dollars for the 29 period January first, two thousand eleven through March thirty-first, 30 two thousand eleven. 31 (aa) Funds shall be reserved and accumulated from year to year and 32 shall be available, including income from invested funds, for purposes 33 of grants to public residential health care facilities for recruitment 34 and retention of health care workers pursuant to paragraph (b) of subdi- 35 vision eighteen of section twenty-eight hundred eight of this article 36 from the tobacco control and insurance initiatives pool established for 37 the following periods in the following amounts: 38 (i) seven million five hundred thousand dollars on an annualized basis 39 for the period January first, two thousand two through December thirty- 40 first, two thousand two; 41 (ii) eleven million seven hundred thousand dollars on an annualized 42 basis for the period January first, two thousand three through December 43 thirty-first, two thousand three; 44 (iii) sixteen million two hundred thousand dollars on an annualized 45 basis for the period January first, two thousand four through December 46 thirty-first, two thousand four; 47 (iv) sixteen million two hundred thousand dollars for the period Janu- 48 ary first, two thousand five through December thirty-first, two thousand 49 five; 50 (v) sixteen million two hundred thousand dollars for the period Janu- 51 ary first, two thousand six through December thirty-first, two thousand 52 six; 53 (vi) ten million eight hundred thousand dollars for the period January 54 first, two thousand seven through December thirty-first, two thousand 55 seven; S. 2809--B 61 A. 4009--B 1 (vii) six million seven hundred fifty thousand dollars for the period 2 January first, two thousand eight through December thirty-first, two 3 thousand eight; and 4 (viii) one million three hundred fifty thousand dollars for the period 5 January first, two thousand nine through December thirty-first, two 6 thousand nine. 7 (bb)(i) Funds shall be deposited by the commissioner, within amounts 8 appropriated, and subject to the availability of federal financial 9 participation, and the state comptroller is hereby authorized and 10 directed to receive for deposit to the credit of the state special 11 revenue funds - other, HCRA transfer fund, medical assistance account, 12 or any successor fund or account, for the purpose of supporting the 13 state share of adjustments to Medicaid rates of payment for personal 14 care services provided pursuant to paragraph (e) of subdivision two of 15 section three hundred sixty-five-a of the social services law, for local 16 social service districts which include a city with a population of over 17 one million persons and computed and distributed in accordance with 18 memorandums of understanding to be entered into between the state of New 19 York and such local social service districts for the purpose of support- 20 ing the recruitment and retention of personal care service workers or 21 any worker with direct patient care responsibility, from the tobacco 22 control and insurance initiatives pool established for the following 23 periods and the following amounts: 24 (A) forty-four million dollars, on an annualized basis, for the period 25 April first, two thousand two through December thirty-first, two thou- 26 sand two; 27 (B) seventy-four million dollars, on an annualized basis, for the 28 period January first, two thousand three through December thirty-first, 29 two thousand three; 30 (C) one hundred four million dollars, on an annualized basis, for the 31 period January first, two thousand four through December thirty-first, 32 two thousand four; 33 (D) one hundred thirty-six million dollars, on an annualized basis, 34 for the period January first, two thousand five through December thir- 35 ty-first, two thousand five; 36 (E) one hundred thirty-six million dollars, on an annualized basis, 37 for the period January first, two thousand six through December thirty- 38 first, two thousand six; 39 (F) one hundred thirty-six million dollars for the period January 40 first, two thousand seven through December thirty-first, two thousand 41 seven; 42 (G) one hundred thirty-six million dollars for the period January 43 first, two thousand eight through December thirty-first, two thousand 44 eight; 45 (H) one hundred thirty-six million dollars for the period January 46 first, two thousand nine through December thirty-first, two thousand 47 nine; 48 (I) one hundred thirty-six million dollars for the period January 49 first, two thousand ten through December thirty-first, two thousand ten; 50 [and] 51 (J) thirty-four million dollars for the period January first, two 52 thousand eleven through March thirty-first, two thousand eleven[.]; AND 53 (K) ONE HUNDRED THIRTY-SIX MILLION DOLLARS EACH STATE FISCAL YEAR FOR 54 THE PERIOD APRIL FIRST, TWO THOUSAND ELEVEN THROUGH MARCH THIRTY-FIRST, 55 TWO THOUSAND FOURTEEN. S. 2809--B 62 A. 4009--B 1 (ii) Adjustments to Medicaid rates made pursuant to this paragraph 2 shall not, in aggregate, exceed the following amounts for the following 3 periods: 4 (A) for the period April first, two thousand two through December 5 thirty-first, two thousand two, one hundred ten million dollars; 6 (B) for the period January first, two thousand three through December 7 thirty-first, two thousand three, one hundred eighty-five million 8 dollars; 9 (C) for the period January first, two thousand four through December 10 thirty-first, two thousand four, two hundred sixty million dollars; 11 (D) for the period January first, two thousand five through December 12 thirty-first, two thousand five, three hundred forty million dollars; 13 (E) for the period January first, two thousand six through December 14 thirty-first, two thousand six, three hundred forty million dollars; 15 (F) for the period January first, two thousand seven through December 16 thirty-first, two thousand seven, three hundred forty million dollars; 17 (G) for the period January first, two thousand eight through December 18 thirty-first, two thousand eight, three hundred forty million dollars; 19 (H) for the period January first, two thousand nine through December 20 thirty-first, two thousand nine, three hundred forty million dollars; 21 (I) for the period January first, two thousand ten through December 22 thirty-first, two thousand ten, three hundred forty million dollars; 23 [and] 24 (J) for the period January first, two thousand eleven through March 25 thirty-first, two thousand eleven, eighty-five million dollars[.]; AND 26 (K) FOR EACH STATE FISCAL YEAR WITHIN THE PERIOD APRIL FIRST, TWO 27 THOUSAND ELEVEN THROUGH MARCH THIRTY-FIRST, TWO THOUSAND FOURTEEN, THREE 28 HUNDRED FORTY MILLION DOLLARS. 29 (iii) Personal care service providers which have their rates adjusted 30 pursuant to this paragraph shall use such funds for the purpose of 31 recruitment and retention of non-supervisory personal care services 32 workers or any worker with direct patient care responsibility only and 33 are prohibited from using such funds for any other purpose. Each such 34 personal care services provider shall submit, at a time and in a manner 35 to be determined by the commissioner, a written certification attesting 36 that such funds will be used solely for the purpose of recruitment and 37 retention of non-supervisory personal care services workers or any work- 38 er with direct patient care responsibility. The commissioner is author- 39 ized to audit each such provider to ensure compliance with the written 40 certification required by this subdivision and shall recoup any funds 41 determined to have been used for purposes other than recruitment and 42 retention of non-supervisory personal care services workers or any work- 43 er with direct patient care responsibility. Such recoupment shall be in 44 addition to any other penalties provided by law. 45 (cc) Funds shall be deposited by the commissioner, within amounts 46 appropriated, and the state comptroller is hereby authorized and 47 directed to receive for deposit to the credit of the state special 48 revenue funds - other, HCRA transfer fund, medical assistance account, 49 or any successor fund or account, for the purpose of supporting the 50 state share of adjustments to Medicaid rates of payment for personal 51 care services provided pursuant to paragraph (e) of subdivision two of 52 section three hundred sixty-five-a of the social services law, for local 53 social service districts which shall not include a city with a popu- 54 lation of over one million persons for the purpose of supporting the 55 personal care services worker recruitment and retention program as 56 established pursuant to section three hundred sixty-seven-q of the S. 2809--B 63 A. 4009--B 1 social services law, from the tobacco control and insurance initiatives 2 pool established for the following periods and the following amounts: 3 (i) two million eight hundred thousand dollars for the period April 4 first, two thousand two through December thirty-first, two thousand two; 5 (ii) five million six hundred thousand dollars, on an annualized 6 basis, for the period January first, two thousand three through December 7 thirty-first, two thousand three; 8 (iii) eight million four hundred thousand dollars, on an annualized 9 basis, for the period January first, two thousand four through December 10 thirty-first, two thousand four; 11 (iv) ten million eight hundred thousand dollars, on an annualized 12 basis, for the period January first, two thousand five through December 13 thirty-first, two thousand five; 14 (v) ten million eight hundred thousand dollars, on an annualized 15 basis, for the period January first, two thousand six through December 16 thirty-first, two thousand six; 17 (vi) eleven million two hundred thousand dollars for the period Janu- 18 ary first, two thousand seven through December thirty-first, two thou- 19 sand seven; 20 (vii) eleven million two hundred thousand dollars for the period Janu- 21 ary first, two thousand eight through December thirty-first, two thou- 22 sand eight; 23 (viii) eleven million two hundred thousand dollars for the period 24 January first, two thousand nine through December thirty-first, two 25 thousand nine; 26 (ix) eleven million two hundred thousand dollars for the period Janu- 27 ary first, two thousand ten through December thirty-first, two thousand 28 ten; [and] 29 (x) two million eight hundred thousand dollars for the period January 30 first, two thousand eleven through March thirty-first, two thousand 31 eleven[.]; AND 32 (XI) ELEVEN MILLION TWO HUNDRED THOUSAND DOLLARS EACH STATE FISCAL 33 YEAR FOR THE PERIOD APRIL FIRST, TWO THOUSAND ELEVEN THROUGH MARCH THIR- 34 TY-FIRST, TWO THOUSAND FOURTEEN. 35 (dd) Funds shall be deposited by the commissioner, within amounts 36 appropriated, and the state comptroller is hereby authorized and 37 directed to receive for deposit to the credit of the state special 38 revenue fund - other, HCRA transfer fund, medical assistance account, or 39 any successor fund or account, for purposes of funding the state share 40 of Medicaid expenditures for physician services from the tobacco control 41 and insurance initiatives pool established for the following periods in 42 the following amounts: 43 (i) up to fifty-two million dollars for the period January first, two 44 thousand two through December thirty-first, two thousand two; 45 (ii) eighty-one million two hundred thousand dollars for the period 46 January first, two thousand three through December thirty-first, two 47 thousand three; 48 (iii) eighty-five million two hundred thousand dollars for the period 49 January first, two thousand four through December thirty-first, two 50 thousand four; 51 (iv) eighty-five million two hundred thousand dollars for the period 52 January first, two thousand five through December thirty-first, two 53 thousand five; 54 (v) eighty-five million two hundred thousand dollars for the period 55 January first, two thousand six through December thirty-first, two thou- 56 sand six; S. 2809--B 64 A. 4009--B 1 (vi) [eight-five] EIGHTY-FIVE million two hundred thousand dollars for 2 the period January first, two thousand seven through December thirty- 3 first, two thousand seven; 4 (vii) eighty-five million two hundred thousand dollars for the period 5 January first, two thousand eight through December thirty-first, two 6 thousand eight; 7 (viii) eighty-five million two hundred thousand dollars for the period 8 January first, two thousand nine through December thirty-first, two 9 thousand nine; 10 (ix) eighty-five million two hundred thousand dollars for the period 11 January first, two thousand ten through December thirty-first, two thou- 12 sand ten; [and] 13 (x) twenty-one million three hundred thousand dollars for the period 14 January first, two thousand eleven through March thirty-first, two thou- 15 sand eleven[.]; AND 16 (XI) EIGHTY-FIVE MILLION TWO HUNDRED THOUSAND DOLLARS EACH STATE 17 FISCAL YEAR FOR THE PERIOD APRIL FIRST, TWO THOUSAND ELEVEN THROUGH 18 MARCH THIRTY-FIRST, TWO THOUSAND FOURTEEN. 19 (ee) Funds shall be deposited by the commissioner, within amounts 20 appropriated, and the state comptroller is hereby authorized and 21 directed to receive for deposit to the credit of the state special 22 revenue fund - other, HCRA transfer fund, medical assistance account, or 23 any successor fund or account, for purposes of funding the state share 24 of the free-standing diagnostic and treatment center rate increases for 25 recruitment and retention of health care workers pursuant to subdivision 26 seventeen of section twenty-eight hundred seven of this article from the 27 tobacco control and insurance initiatives pool established for the 28 following periods in the following amounts: 29 (i) three million two hundred fifty thousand dollars for the period 30 April first, two thousand two through December thirty-first, two thou- 31 sand two; 32 (ii) three million two hundred fifty thousand dollars on an annualized 33 basis for the period January first, two thousand three through December 34 thirty-first, two thousand three; 35 (iii) three million two hundred fifty thousand dollars on an annual- 36 ized basis for the period January first, two thousand four through 37 December thirty-first, two thousand four; 38 (iv) three million two hundred fifty thousand dollars for the period 39 January first, two thousand five through December thirty-first, two 40 thousand five; 41 (v) three million two hundred fifty thousand dollars for the period 42 January first, two thousand six through December thirty-first, two thou- 43 sand six; 44 (vi) three million two hundred fifty thousand dollars for the period 45 January first, two thousand seven through December thirty-first, two 46 thousand seven; 47 (vii) three million four hundred thirty-eight thousand dollars for the 48 period January first, two thousand eight through December thirty-first, 49 two thousand eight; 50 (viii) two million four hundred fifty thousand dollars for the period 51 January first, two thousand nine through December thirty-first, two 52 thousand nine; 53 (ix) one million five hundred thousand dollars for the period January 54 first, two thousand ten through December thirty-first, two thousand ten; 55 and S. 2809--B 65 A. 4009--B 1 (x) three hundred twenty-five thousand dollars for the period January 2 first, two thousand eleven through March thirty-first, two thousand 3 eleven. 4 (ff) Funds shall be deposited by the commissioner, within amounts 5 appropriated, and the state comptroller is hereby authorized and 6 directed to receive for deposit to the credit of the state special 7 revenue fund - other, HCRA transfer fund, medical assistance account, or 8 any successor fund or account, for purposes of funding the state share 9 of Medicaid expenditures for disabled persons as authorized pursuant to 10 subparagraphs twelve and thirteen of paragraph (a) of subdivision one of 11 section three hundred sixty-six of the social services law from the 12 tobacco control and insurance initiatives pool established for the 13 following periods in the following amounts: 14 (i) one million eight hundred thousand dollars for the period April 15 first, two thousand two through December thirty-first, two thousand two; 16 (ii) sixteen million four hundred thousand dollars on an annualized 17 basis for the period January first, two thousand three through December 18 thirty-first, two thousand three; 19 (iii) eighteen million seven hundred thousand dollars on an annualized 20 basis for the period January first, two thousand four through December 21 thirty-first, two thousand four; 22 (iv) thirty million six hundred thousand dollars for the period Janu- 23 ary first, two thousand five through December thirty-first, two thousand 24 five; 25 (v) thirty million six hundred thousand dollars for the period January 26 first, two thousand six through December thirty-first, two thousand six; 27 (vi) thirty million six hundred thousand dollars for the period Janu- 28 ary first, two thousand seven through December thirty-first, two thou- 29 sand seven; 30 (vii) fifteen million dollars for the period January first, two thou- 31 sand eight through December thirty-first, two thousand eight; 32 (viii) fifteen million dollars for the period January first, two thou- 33 sand nine through December thirty-first, two thousand nine; 34 (ix) fifteen million dollars for the period January first, two thou- 35 sand ten through December thirty-first, two thousand ten; [and] 36 (x) three million seven hundred fifty thousand dollars for the period 37 January first, two thousand eleven through March thirty-first, two thou- 38 sand eleven[.]; AND 39 (XI) FIFTEEN MILLION DOLLARS EACH STATE FISCAL YEAR FOR THE PERIOD 40 APRIL FIRST, TWO THOUSAND ELEVEN THROUGH MARCH THIRTY-FIRST, TWO THOU- 41 SAND FOURTEEN. 42 (gg) Funds shall be reserved and accumulated from year to year and 43 shall be available, including income from invested funds, for purposes 44 of grants to non-public general hospitals pursuant to paragraph (c) of 45 subdivision thirty of section twenty-eight hundred seven-c of this arti- 46 cle from the tobacco control and insurance initiatives pool established 47 for the following periods in the following amounts: 48 (i) up to one million three hundred thousand dollars on an annualized 49 basis for the period January first, two thousand two through December 50 thirty-first, two thousand two; 51 (ii) up to three million two hundred thousand dollars on an annualized 52 basis for the period January first, two thousand three through December 53 thirty-first, two thousand three; 54 (iii) up to five million six hundred thousand dollars on an annualized 55 basis for the period January first, two thousand four through December 56 thirty-first, two thousand four; S. 2809--B 66 A. 4009--B 1 (iv) up to eight million six hundred thousand dollars for the period 2 January first, two thousand five through December thirty-first, two 3 thousand five; 4 (v) up to eight million six hundred thousand dollars on an annualized 5 basis for the period January first, two thousand six through December 6 thirty-first, two thousand six; 7 (vi) up to two million six hundred thousand dollars for the period 8 January first, two thousand seven through December thirty-first, two 9 thousand seven; 10 (vii) up to two million six hundred thousand dollars for the period 11 January first, two thousand eight through December thirty-first, two 12 thousand eight; 13 (viii) up to two million six hundred thousand dollars for the period 14 January first, two thousand nine through December thirty-first, two 15 thousand nine; 16 (ix) up to two million six hundred thousand dollars for the period 17 January first, two thousand ten through December thirty-first, two thou- 18 sand ten; and 19 (x) up to six hundred fifty thousand dollars for the period January 20 first, two thousand eleven through March thirty-first, two thousand 21 eleven. 22 (hh) Funds shall be deposited by the commissioner, within amounts 23 appropriated, and the state comptroller is hereby authorized and 24 directed to receive for deposit to the credit of the special revenue 25 fund - other, HCRA transfer fund, medical assistance account for 26 purposes of providing financial assistance to residential health care 27 facilities pursuant to subdivisions nineteen and twenty-one of section 28 twenty-eight hundred eight of this article, from the tobacco control and 29 insurance initiatives pool established for the following periods in the 30 following amounts: 31 (i) for the period April first, two thousand two through December 32 thirty-first, two thousand two, ten million dollars; 33 (ii) for the period January first, two thousand three through December 34 thirty-first, two thousand three, nine million four hundred fifty thou- 35 sand dollars; 36 (iii) for the period January first, two thousand four through December 37 thirty-first, two thousand four, nine million three hundred fifty thou- 38 sand dollars; 39 (iv) up to fifteen million dollars for the period January first, two 40 thousand five through December thirty-first, two thousand five; 41 (v) up to fifteen million dollars for the period January first, two 42 thousand six through December thirty-first, two thousand six; 43 (vi) up to fifteen million dollars for the period January first, two 44 thousand seven through December thirty-first, two thousand seven; 45 (vii) up to fifteen million dollars for the period January first, two 46 thousand eight through December thirty-first, two thousand eight; 47 (viii) up to fifteen million dollars for the period January first, two 48 thousand nine through December thirty-first, two thousand nine; 49 (ix) up to fifteen million dollars for the period January first, two 50 thousand ten through December thirty-first, two thousand ten; [and] 51 (x) up to three million seven hundred fifty thousand dollars for the 52 period January first, two thousand eleven through March thirty-first, 53 two thousand eleven[.]; AND 54 (XI) FIFTEEN MILLION DOLLARS EACH STATE FISCAL YEAR FOR THE PERIOD 55 APRIL FIRST, TWO THOUSAND ELEVEN THROUGH MARCH THIRTY-FIRST, TWO THOU- 56 SAND FOURTEEN. S. 2809--B 67 A. 4009--B 1 (ii) Funds shall be deposited by the commissioner, within amounts 2 appropriated, and the state comptroller is hereby authorized and 3 directed to receive for deposit to the credit of the state special 4 revenue funds - other, HCRA transfer fund, medical assistance account, 5 or any successor fund or account, for the purpose of supporting the 6 state share of Medicaid expenditures for disabled persons as authorized 7 by sections 1619 (a) and (b) of the federal social security act pursuant 8 to the tobacco control and insurance initiatives pool established for 9 the following periods in the following amounts: 10 (i) six million four hundred thousand dollars for the period April 11 first, two thousand two through December thirty-first, two thousand two; 12 (ii) eight million five hundred thousand dollars, for the period Janu- 13 ary first, two thousand three through December thirty-first, two thou- 14 sand three; 15 (iii) eight million five hundred thousand dollars for the period Janu- 16 ary first, two thousand four through December thirty-first, two thousand 17 four; 18 (iv) eight million five hundred thousand dollars for the period Janu- 19 ary first, two thousand five through December thirty-first, two thousand 20 five; 21 (v) eight million five hundred thousand dollars for the period January 22 first, two thousand six through December thirty-first, two thousand six; 23 (vi) eight million six hundred thousand dollars for the period January 24 first, two thousand seven through December thirty-first, two thousand 25 seven; 26 (vii) eight million five hundred thousand dollars for the period Janu- 27 ary first, two thousand eight through December thirty-first, two thou- 28 sand eight; 29 (viii) eight million five hundred thousand dollars for the period 30 January first, two thousand nine through December thirty-first, two 31 thousand nine; 32 (ix) eight million five hundred thousand dollars for the period Janu- 33 ary first, two thousand ten through December thirty-first, two thousand 34 ten; [and] 35 (x) two million one hundred twenty-five thousand dollars for the peri- 36 od January first, two thousand eleven through March thirty-first, two 37 thousand eleven; AND 38 (XI) EIGHT MILLION FIVE HUNDRED THOUSAND DOLLARS EACH STATE FISCAL 39 YEAR FOR THE PERIOD APRIL FIRST, TWO THOUSAND ELEVEN THROUGH MARCH THIR- 40 TY-FIRST, TWO THOUSAND FOURTEEN. 41 (jj) Funds shall be reserved and accumulated from year to year and 42 shall be available, including income from invested funds, for the 43 purposes of a grant program to improve access to infertility services, 44 treatments and procedures, from the tobacco control and insurance initi- 45 atives pool established for the period January first, two thousand two 46 through December thirty-first, two thousand two in the amount of nine 47 million one hundred seventy-five thousand dollars, for the period April 48 first, two thousand six through March thirty-first, two thousand seven 49 in the amount of five million dollars, for the period April first, two 50 thousand seven through March thirty-first, two thousand eight in the 51 amount of five million dollars, for the period April first, two thousand 52 eight through March thirty-first, two thousand nine in the amount of 53 five million dollars, and for the period April first, two thousand nine 54 through March thirty-first, two thousand ten in the amount of five 55 million dollars, [and] for the period April first, two thousand ten 56 through March thirty-first, two thousand eleven in the amount of two S. 2809--B 68 A. 4009--B 1 million two hundred thousand dollars, AND FOR THE PERIOD APRIL FIRST, 2 TWO THOUSAND ELEVEN THROUGH MARCH THIRTY-FIRST, TWO THOUSAND TWELVE UP 3 TO ONE MILLION ONE HUNDRED THOUSAND DOLLARS. 4 (kk) Funds shall be deposited by the commissioner, within amounts 5 appropriated, and the state comptroller is hereby authorized and 6 directed to receive for deposit to the credit of the state special 7 revenue funds -- other, HCRA transfer fund, medical assistance account, 8 or any successor fund or account, for purposes of funding the state 9 share of Medical Assistance Program expenditures from the tobacco 10 control and insurance initiatives pool established for the following 11 periods in the following amounts: 12 (i) thirty-eight million eight hundred thousand dollars for the period 13 January first, two thousand two through December thirty-first, two thou- 14 sand two; 15 (ii) up to two hundred ninety-five million dollars for the period 16 January first, two thousand three through December thirty-first, two 17 thousand three; 18 (iii) up to four hundred seventy-two million dollars for the period 19 January first, two thousand four through December thirty-first, two 20 thousand four; 21 (iv) up to nine hundred million dollars for the period January first, 22 two thousand five through December thirty-first, two thousand five; 23 (v) up to eight hundred sixty-six million three hundred thousand 24 dollars for the period January first, two thousand six through December 25 thirty-first, two thousand six; 26 (vi) up to six hundred sixteen million seven hundred thousand dollars 27 for the period January first, two thousand seven through December thir- 28 ty-first, two thousand seven; 29 (vii) up to five hundred seventy-eight million nine hundred twenty- 30 five thousand dollars for the period January first, two thousand eight 31 through December thirty-first, two thousand eight; and 32 (viii) within amounts appropriated on and after January first, two 33 thousand nine. 34 (ll) Funds shall be deposited by the commissioner, within amounts 35 appropriated, and the state comptroller is hereby authorized and 36 directed to receive for deposit to the credit of the state special 37 revenue funds -- other, HCRA transfer fund, medical assistance account, 38 or any successor fund or account, for purposes of funding the state 39 share of Medicaid expenditures related to the city of New York from the 40 tobacco control and insurance initiatives pool established for the 41 following periods in the following amounts: 42 (i) eighty-two million seven hundred thousand dollars for the period 43 January first, two thousand two through December thirty-first, two thou- 44 sand two; 45 (ii) one hundred twenty-four million six hundred thousand dollars for 46 the period January first, two thousand three through December thirty- 47 first, two thousand three; 48 (iii) one hundred twenty-four million seven hundred thousand dollars 49 for the period January first, two thousand four through December thir- 50 ty-first, two thousand four; 51 (iv) one hundred twenty-four million seven hundred thousand dollars 52 for the period January first, two thousand five through December thir- 53 ty-first, two thousand five; 54 (v) one hundred twenty-four million seven hundred thousand dollars for 55 the period January first, two thousand six through December thirty- 56 first, two thousand six; S. 2809--B 69 A. 4009--B 1 (vi) one hundred twenty-four million seven hundred thousand dollars 2 for the period January first, two thousand seven through December thir- 3 ty-first, two thousand seven; 4 (vii) one hundred twenty-four million seven hundred thousand dollars 5 for the period January first, two thousand eight through December thir- 6 ty-first, two thousand eight; 7 (viii) one hundred twenty-four million seven hundred thousand dollars 8 for the period January first, two thousand nine through December thir- 9 ty-first, two thousand nine; 10 (ix) one hundred twenty-four million seven hundred thousand dollars 11 for the period January first, two thousand ten through December thirty- 12 first, two thousand ten; [and] 13 (x) thirty-one million one hundred seventy-five thousand dollars for 14 the period January first, two thousand eleven through March thirty- 15 first, two thousand eleven[.]; AND 16 (XI) ONE HUNDRED TWENTY-FOUR MILLION SEVEN HUNDRED THOUSAND DOLLARS 17 EACH STATE FISCAL YEAR FOR THE PERIOD APRIL FIRST, TWO THOUSAND ELEVEN 18 THROUGH MARCH THIRTY-FIRST, TWO THOUSAND FOURTEEN. 19 (mm) Funds shall be deposited by the commissioner, within amounts 20 appropriated, and the state comptroller is hereby authorized and 21 directed to receive for deposit to the credit of the state special 22 revenue funds - other, HCRA transfer fund, medical assistance account, 23 or any successor fund or account, for purposes of funding specified 24 percentages of the state share of services and expenses related to the 25 family health plus program in accordance with the following schedule: 26 (i) (A) for the period January first, two thousand three through 27 December thirty-first, two thousand four, one hundred percent of the 28 state share; 29 (B) for the period January first, two thousand five through December 30 thirty-first, two thousand five, seventy-five percent of the state 31 share; and, 32 (C) for periods beginning on and after January first, two thousand 33 six, fifty percent of the state share. 34 (ii) Funding for the family health plus program will include up to 35 five million dollars annually for the period January first, two thousand 36 three through December thirty-first, two thousand six, up to five 37 million dollars for the period January first, two thousand seven through 38 December thirty-first, two thousand seven, up to seven million two 39 hundred thousand dollars for the period January first, two thousand 40 eight through December thirty-first, two thousand eight, up to seven 41 million two hundred thousand dollars for the period January first, two 42 thousand nine through December thirty-first, two thousand nine, up to 43 seven million two hundred thousand dollars for the period January first, 44 two thousand ten through December thirty-first, two thousand ten, [and] 45 up to one million eight hundred thousand dollars for the period January 46 first, two thousand eleven through March thirty-first, two thousand 47 eleven, UP TO SIX MILLION FORTY-NINE THOUSAND DOLLARS FOR THE PERIOD 48 APRIL FIRST, TWO THOUSAND ELEVEN THROUGH MARCH THIRTY-FIRST, TWO THOU- 49 SAND TWELVE, UP TO SIX MILLION TWO HUNDRED EIGHTY-NINE THOUSAND DOLLARS 50 FOR THE PERIOD APRIL FIRST, TWO THOUSAND TWELVE THROUGH MARCH 51 THIRTY-FIRST, TWO THOUSAND THIRTEEN, AND UP TO SIX MILLION FOUR HUNDRED 52 SIXTY-ONE THOUSAND DOLLARS FOR THE PERIOD APRIL FIRST, TWO THOUSAND 53 THIRTEEN THROUGH MARCH THIRTY-FIRST, TWO THOUSAND FOURTEEN, for adminis- 54 tration and marketing costs associated with such program established 55 pursuant to clauses (A) and (B) of subparagraph (v) of paragraph (a) of 56 subdivision two of section three hundred sixty-nine-ee of the social S. 2809--B 70 A. 4009--B 1 services law from the tobacco control and insurance initiatives pool 2 established for the following periods in the following amounts: 3 (A) one hundred ninety million six hundred thousand dollars for the 4 period January first, two thousand three through December thirty-first, 5 two thousand three; 6 (B) three hundred seventy-four million dollars for the period January 7 first, two thousand four through December thirty-first, two thousand 8 four; 9 (C) five hundred thirty-eight million four hundred thousand dollars 10 for the period January first, two thousand five through December thir- 11 ty-first, two thousand five; 12 (D) three hundred eighteen million seven hundred seventy-five thousand 13 dollars for the period January first, two thousand six through December 14 thirty-first, two thousand six; 15 (E) four hundred eighty-two million eight hundred thousand dollars for 16 the period January first, two thousand seven through December thirty- 17 first, two thousand seven; 18 (F) five hundred seventy million twenty-five thousand dollars for the 19 period January first, two thousand eight through December thirty-first, 20 two thousand eight; 21 (G) six hundred ten million seven hundred twenty-five thousand dollars 22 for the period January first, two thousand nine through December thir- 23 ty-first, two thousand nine; 24 (H) six hundred twenty-seven million two hundred seventy-five thousand 25 dollars for the period January first, two thousand ten through December 26 thirty-first, two thousand ten; [and] 27 (I) one hundred fifty-seven million eight hundred seventy-five thou- 28 sand dollars for the period January first, two thousand eleven through 29 March thirty-first, two thousand eleven[.]; 30 (J) SIX HUNDRED TWENTY-EIGHT MILLION FOUR HUNDRED THOUSAND DOLLARS FOR 31 THE PERIOD APRIL FIRST, TWO THOUSAND ELEVEN THROUGH MARCH THIRTY-FIRST, 32 TWO THOUSAND TWELVE; 33 (K) SIX HUNDRED FIFTY MILLION FOUR HUNDRED THOUSAND DOLLARS FOR THE 34 PERIOD APRIL FIRST, TWO THOUSAND TWELVE THROUGH MARCH THIRTY-FIRST, TWO 35 THOUSAND THIRTEEN; AND 36 (L) SIX HUNDRED FIFTY MILLION FOUR HUNDRED THOUSAND DOLLARS FOR THE 37 PERIOD APRIL FIRST, TWO THOUSAND THIRTEEN THROUGH MARCH THIRTY-FIRST, 38 TWO THOUSAND FOURTEEN. 39 (nn) Funds shall be deposited by the commissioner, within amounts 40 appropriated, and the state comptroller is hereby authorized and 41 directed to receive for deposit to the credit of the state special 42 revenue fund - other, HCRA transfer fund, health care services account, 43 or any successor fund or account, for purposes related to adult home 44 initiatives for medicaid eligible residents of residential facilities 45 licensed pursuant to section four hundred sixty-b of the social services 46 law from the tobacco control and insurance initiatives pool established 47 for the following periods in the following amounts: 48 (i) up to four million dollars for the period January first, two thou- 49 sand three through December thirty-first, two thousand three; 50 (ii) up to six million dollars for the period January first, two thou- 51 sand four through December thirty-first, two thousand four; 52 (iii) up to eight million dollars for the period January first, two 53 thousand five through December thirty-first, two thousand five, 54 provided, however, that up to five million two hundred fifty thousand 55 dollars of such funds shall be received by the comptroller and deposited 56 to the credit of the special revenue fund - other / aid to localities, S. 2809--B 71 A. 4009--B 1 HCRA transfer fund - 061, enhanced community services account - 05, or 2 any successor fund or account, for the purposes set forth in this para- 3 graph; 4 (iv) up to eight million dollars for the period January first, two 5 thousand six through December thirty-first, two thousand six, provided, 6 however, that up to five million two hundred fifty thousand dollars of 7 such funds shall be received by the comptroller and deposited to the 8 credit of the special revenue fund - other / aid to localities, HCRA 9 transfer fund - 061, enhanced community services account - 05, or any 10 successor fund or account, for the purposes set forth in this paragraph; 11 (v) up to eight million dollars for the period January first, two 12 thousand seven through December thirty-first, two thousand seven, 13 provided, however, that up to five million two hundred fifty thousand 14 dollars of such funds shall be received by the comptroller and deposited 15 to the credit of the special revenue fund - other / aid to localities, 16 HCRA transfer fund - 061, enhanced community services account - 05, or 17 any successor fund or account, for the purposes set forth in this para- 18 graph; 19 (vi) up to two million seven hundred fifty thousand dollars for the 20 period January first, two thousand eight through December thirty-first, 21 two thousand eight; 22 (vii) up to two million seven hundred fifty thousand dollars for the 23 period January first, two thousand nine through December thirty-first, 24 two thousand nine; 25 (viii) up to two million seven hundred fifty thousand dollars for the 26 period January first, two thousand ten through December thirty-first, 27 two thousand ten; and 28 (ix) up to six hundred eighty-eight thousand dollars for the period 29 January first, two thousand eleven through March thirty-first, two thou- 30 sand eleven. 31 (oo) Funds shall be reserved and accumulated from year to year and 32 shall be available, including income from invested funds, for purposes 33 of grants to non-public general hospitals pursuant to paragraph (e) of 34 subdivision twenty-five of section twenty-eight hundred seven-c of this 35 article from the tobacco control and insurance initiatives pool estab- 36 lished for the following periods in the following amounts: 37 (i) up to five million dollars on an annualized basis for the period 38 January first, two thousand four through December thirty-first, two 39 thousand four; 40 (ii) up to five million dollars for the period January first, two 41 thousand five through December thirty-first, two thousand five; 42 (iii) up to five million dollars for the period January first, two 43 thousand six through December thirty-first, two thousand six; 44 (iv) up to five million dollars for the period January first, two 45 thousand seven through December thirty-first, two thousand seven; and 46 (v) up to five million dollars for the period January first, two thou- 47 sand eight through December thirty-first, two thousand eight; 48 (vi) up to five million dollars for the period January first, two 49 thousand nine through December thirty-first, two thousand nine; 50 (vii) up to five million dollars for the period January first, two 51 thousand ten through December thirty-first, two thousand ten; and 52 (viii) up to one million two hundred fifty thousand dollars for the 53 period January first, two thousand eleven through March thirty-first, 54 two thousand eleven. 55 (pp) Funds shall be reserved and accumulated from year to year and 56 shall be available, including income from invested funds, for the S. 2809--B 72 A. 4009--B 1 purpose of supporting the provision of tax credits for long term care 2 insurance pursuant to subdivision one of section one hundred ninety of 3 the tax law, paragraph (a) of subdivision twenty-five-a of section two 4 hundred ten of such law, subsection (aa) of section six hundred six of 5 such law, paragraph one of subsection (k) of section fourteen hundred 6 fifty-six of such law and paragraph one of subdivision (m) of section 7 fifteen hundred eleven of such law, in the following amounts: 8 (i) ten million dollars for the period January first, two thousand 9 four through December thirty-first, two thousand four; 10 (ii) ten million dollars for the period January first, two thousand 11 five through December thirty-first, two thousand five; 12 (iii) ten million dollars for the period January first, two thousand 13 six through December thirty-first, two thousand six; and 14 (iv) five million dollars for the period January first, two thousand 15 seven through June thirtieth, two thousand seven. 16 (qq) Funds shall be reserved and accumulated from year to year and 17 shall be available, including income from invested funds, for the 18 purpose of supporting the long-term care insurance education and 19 outreach program established pursuant to section two hundred seventeen-a 20 of the elder law for the following periods in the following amounts: 21 (i) up to five million dollars for the period January first, two thou- 22 sand four through December thirty-first, two thousand four; of such 23 funds one million nine hundred fifty thousand dollars shall be made 24 available to the department for the purpose of developing, implementing 25 and administering the long-term care insurance education and outreach 26 program and three million fifty thousand dollars shall be deposited by 27 the commissioner, within amounts appropriated, and the comptroller is 28 hereby authorized and directed to receive for deposit to the credit of 29 the special revenue funds - other, HCRA transfer fund, long term care 30 insurance resource center account of the state office for the aging or 31 any future account designated for the purpose of implementing the long 32 term care insurance education and outreach program and providing the 33 long term care insurance resource centers with the necessary resources 34 to carry out their operations; 35 (ii) up to five million dollars for the period January first, two 36 thousand five through December thirty-first, two thousand five; of such 37 funds one million nine hundred fifty thousand dollars shall be made 38 available to the department for the purpose of developing, implementing 39 and administering the long-term care insurance education and outreach 40 program and three million fifty thousand dollars shall be deposited by 41 the commissioner, within amounts appropriated, and the comptroller is 42 hereby authorized and directed to receive for deposit to the credit of 43 the special revenue funds - other, HCRA transfer fund, long term care 44 insurance resource center account of the state office for the aging or 45 any future account designated for the purpose of implementing the long 46 term care insurance education and outreach program and providing the 47 long term care insurance resource centers with the necessary resources 48 to carry out their operations; 49 (iii) up to five million dollars for the period January first, two 50 thousand six through December thirty-first, two thousand six; of such 51 funds one million nine hundred fifty thousand dollars shall be made 52 available to the department for the purpose of developing, implementing 53 and administering the long-term care insurance education and outreach 54 program and three million fifty thousand dollars shall be made available 55 to the office for the aging for the purpose of providing the long term S. 2809--B 73 A. 4009--B 1 care insurance resource centers with the necessary resources to carry 2 out their operations; 3 (iv) up to five million dollars for the period January first, two 4 thousand seven through December thirty-first, two thousand seven; of 5 such funds one million nine hundred fifty thousand dollars shall be made 6 available to the department for the purpose of developing, implementing 7 and administering the long-term care insurance education and outreach 8 program and three million fifty thousand dollars shall be made available 9 to the office for the aging for the purpose of providing the long term 10 care insurance resource centers with the necessary resources to carry 11 out their operations; 12 (v) up to five million dollars for the period January first, two thou- 13 sand eight through December thirty-first, two thousand eight; of such 14 funds one million nine hundred fifty thousand dollars shall be made 15 available to the department for the purpose of developing, implementing 16 and administering the long term care insurance education and outreach 17 program and three million fifty thousand dollars shall be made available 18 to the office for the aging for the purpose of providing the long term 19 care insurance resource centers with the necessary resources to carry 20 out their operations; 21 (vi) up to five million dollars for the period January first, two 22 thousand nine through December thirty-first, two thousand nine; of such 23 funds one million nine hundred fifty thousand dollars shall be made 24 available to the department for the purpose of developing, implementing 25 and administering the long-term care insurance education and outreach 26 program and three million fifty thousand dollars shall be made available 27 to the office for the aging for the purpose of providing the long-term 28 care insurance resource centers with the necessary resources to carry 29 out their operations; 30 (vii) up to four hundred eighty-eight thousand dollars for the period 31 January first, two thousand ten through March thirty-first, two thousand 32 ten; of such funds four hundred eighty-eight thousand dollars shall be 33 made available to the department for the purpose of developing, imple- 34 menting and administering the long-term care insurance education and 35 outreach program. 36 (rr) Funds shall be reserved and accumulated from the tobacco control 37 and insurance initiatives pool and shall be available, including income 38 from invested funds, for the purpose of supporting expenses related to 39 implementation of the provisions of title III of article twenty-nine-D 40 of this chapter, for the following periods and in the following amounts: 41 (i) up to ten million dollars for the period January first, two thou- 42 sand six through December thirty-first, two thousand six; 43 (ii) up to ten million dollars for the period January first, two thou- 44 sand seven through December thirty-first, two thousand seven; 45 (iii) up to ten million dollars for the period January first, two 46 thousand eight through December thirty-first, two thousand eight; 47 (iv) up to ten million dollars for the period January first, two thou- 48 sand nine through December thirty-first, two thousand nine; 49 (v) up to ten million dollars for the period January first, two thou- 50 sand ten through December thirty-first, two thousand ten; and 51 (vi) up to two million five hundred thousand dollars for the period 52 January first, two thousand eleven through March thirty-first, two thou- 53 sand eleven. 54 (ss) Funds shall be reserved and accumulated from the tobacco control 55 and insurance initiatives pool and used for a health care stabilization 56 program established by the commissioner for the purposes of stabilizing S. 2809--B 74 A. 4009--B 1 critical health care providers and health care programs whose ability to 2 continue to provide appropriate services are threatened by financial or 3 other challenges, in the amount of up to twenty-eight million dollars 4 for the period July first, two thousand four through June thirtieth, two 5 thousand five. Notwithstanding the provisions of section one hundred 6 twelve of the state finance law or any other inconsistent provision of 7 the state finance law or any other law, funds available for distribution 8 pursuant to this paragraph may be allocated and distributed by the 9 commissioner, or the state comptroller as applicable without a compet- 10 itive bid or request for proposal process. Considerations relied upon by 11 the commissioner in determining the allocation and distribution of these 12 funds shall include, but not be limited to, the following: (i) the 13 importance of the provider or program in meeting critical health care 14 needs in the community in which it operates; (ii) the provider or 15 program provision of care to under-served populations; (iii) the quality 16 of the care or services the provider or program delivers; (iv) the abil- 17 ity of the provider or program to continue to deliver an appropriate 18 level of care or services if additional funding is made available; (v) 19 the ability of the provider or program to access, in a timely manner, 20 alternative sources of funding, including other sources of government 21 funding; (vi) the ability of other providers or programs in the communi- 22 ty to meet the community health care needs; (vii) whether the provider 23 or program has an appropriate plan to improve its financial condition; 24 and (viii) whether additional funding would permit the provider or 25 program to consolidate, relocate, or close programs or services where 26 such actions would result in greater stability and efficiency in the 27 delivery of needed health care services or programs. 28 (tt) Funds shall be reserved and accumulated from year to year and 29 shall be available, including income from invested funds, for purposes 30 of providing grants for two long term care demonstration projects 31 designed to test new models for the delivery of long term care services 32 established pursuant to section twenty-eight hundred seven-x of this 33 chapter, for the following periods and in the following amounts: 34 (i) up to five hundred thousand dollars for the period January first, 35 two thousand four through December thirty-first, two thousand four; 36 (ii) up to five hundred thousand dollars for the period January first, 37 two thousand five through December thirty-first, two thousand five; 38 (iii) up to five hundred thousand dollars for the period January 39 first, two thousand six through December thirty-first, two thousand six; 40 (iv) up to one million dollars for the period January first, two thou- 41 sand seven through December thirty-first, two thousand seven; and 42 (v) up to two hundred fifty thousand dollars for the period January 43 first, two thousand eight through March thirty-first, two thousand 44 eight. 45 (uu) Funds shall be reserved and accumulated from year to year and 46 shall be available, including income from invested funds, for the 47 purpose of supporting disease management and telemedicine demonstration 48 programs authorized pursuant to [sections] SECTION twenty-one hundred 49 eleven [and thirty-six hundred twenty-one] of this chapter[, respective- 50 ly,] for the following periods in the following amounts: 51 (i) five million dollars for the period January first, two thousand 52 four through December thirty-first, two thousand four, of which three 53 million dollars shall be available for disease management demonstration 54 programs and two million dollars shall be available for telemedicine 55 demonstration programs; S. 2809--B 75 A. 4009--B 1 (ii) five million dollars for the period January first, two thousand 2 five through December thirty-first, two thousand five, of which three 3 million dollars shall be available for disease management demonstration 4 programs and two million dollars shall be available for telemedicine 5 demonstration programs; 6 (iii) nine million five hundred thousand dollars for the period Janu- 7 ary first, two thousand six through December thirty-first, two thousand 8 six, of which seven million five hundred thousand dollars shall be 9 available for disease management demonstration programs and two million 10 dollars shall be available for telemedicine demonstration programs; 11 (iv) nine million five hundred thousand dollars for the period January 12 first, two thousand seven through December thirty-first, two thousand 13 seven, of which seven million five hundred thousand dollars shall be 14 available for disease management demonstration programs and one million 15 dollars shall be available for telemedicine demonstration programs; 16 (v) nine million five hundred thousand dollars for the period January 17 first, two thousand eight through December thirty-first, two thousand 18 eight, of which seven million five hundred thousand dollars shall be 19 available for disease management demonstration programs and two million 20 dollars shall be available for telemedicine demonstration programs; 21 (vi) seven million eight hundred thirty-three thousand three hundred 22 thirty-three dollars for the period January first, two thousand nine 23 through December thirty-first, two thousand nine, of which seven million 24 five hundred thousand dollars shall be available for disease management 25 demonstration programs and three hundred thirty-three thousand three 26 hundred thirty-three dollars shall be available for telemedicine demon- 27 stration programs for the period January first, two thousand nine 28 through March first, two thousand nine; 29 (vii) one million eight hundred seventy-five thousand dollars for the 30 period January first, two thousand ten through March thirty-first, two 31 thousand ten shall be available for disease management demonstration 32 programs. 33 (ww) Funds shall be deposited by the commissioner, within amounts 34 appropriated, and the state comptroller is hereby authorized and 35 directed to receive for the deposit to the credit of the state special 36 revenue funds - other, HCRA transfer fund, medical assistance account, 37 or any successor fund or account, for purposes of funding the state 38 share of the general hospital rates increases for recruitment and 39 retention of health care workers pursuant to paragraph (e) of subdivi- 40 sion thirty of section twenty-eight hundred seven-c of this article from 41 the tobacco control and insurance initiatives pool established for the 42 following periods in the following amounts: 43 (i) sixty million five hundred thousand dollars for the period January 44 first, two thousand five through December thirty-first, two thousand 45 five; and 46 (ii) sixty million five hundred thousand dollars for the period Janu- 47 ary first, two thousand six through December thirty-first, two thousand 48 six. 49 (xx) Funds shall be deposited by the commissioner, within amounts 50 appropriated, and the state comptroller is hereby authorized and 51 directed to receive for the deposit to the credit of the state special 52 revenue funds - other, HCRA transfer fund, medical assistance account, 53 or any successor fund or account, for purposes of funding the state 54 share of the general hospital rates increases for rural hospitals pursu- 55 ant to subdivision thirty-two of section twenty-eight hundred seven-c of S. 2809--B 76 A. 4009--B 1 this article from the tobacco control and insurance initiatives pool 2 established for the following periods in the following amounts: 3 (i) three million five hundred thousand dollars for the period January 4 first, two thousand five through December thirty-first, two thousand 5 five; 6 (ii) three million five hundred thousand dollars for the period Janu- 7 ary first, two thousand six through December thirty-first, two thousand 8 six; 9 (iii) three million five hundred thousand dollars for the period Janu- 10 ary first, two thousand seven through December thirty-first, two thou- 11 sand seven; 12 (iv) three million five hundred thousand dollars for the period Janu- 13 ary first, two thousand eight through December thirty-first, two thou- 14 sand eight; and 15 (v) three million two hundred eight thousand dollars for the period 16 January first, two thousand nine through November thirtieth, two thou- 17 sand nine. 18 (yy) Funds shall be reserved and accumulated from year to year and 19 shall be available, within amounts appropriated and notwithstanding 20 section one hundred twelve of the state finance law and any other 21 contrary provision of law, for the purpose of supporting grants not to 22 exceed five million dollars to be made by the commissioner without a 23 competitive bid or request for proposal process, in support of the 24 delivery of critically needed health care services, to health care 25 providers located in the counties of Erie and Niagara which executed a 26 memorandum of closing and conducted a merger closing in escrow on Novem- 27 ber twenty-fourth, nineteen hundred ninety-seven and which entered into 28 a settlement dated December thirtieth, two thousand four for a loss on 29 disposal of assets under the provisions of title XVIII of the federal 30 social security act applicable to mergers occurring prior to December 31 first, nineteen hundred ninety-seven. 32 (zz) Funds shall be reserved and accumulated from year to year and 33 shall be available, within amounts appropriated, for the purpose of 34 supporting expenditures authorized pursuant to section twenty-eight 35 hundred eighteen of this article from the tobacco control and insurance 36 initiatives pool established for the following periods in the following 37 amounts: 38 (i) six million five hundred thousand dollars for the period January 39 first, two thousand five through December thirty-first, two thousand 40 five; 41 (ii) one hundred eight million three hundred thousand dollars for the 42 period January first, two thousand six through December thirty-first, 43 two thousand six, provided, however, that within amounts appropriated in 44 the two thousand six through two thousand seven state fiscal year, a 45 portion of such funds may be transferred to the Roswell Park Cancer 46 Institute Corporation to fund capital costs; 47 (iii) one hundred seventy-one million dollars for the period January 48 first, two thousand seven through December thirty-first, two thousand 49 seven, provided, however, that within amounts appropriated in the two 50 thousand six through two thousand seven state fiscal year, a portion of 51 such funds may be transferred to the Roswell Park Cancer Institute 52 Corporation to fund capital costs; 53 (iv) one hundred seventy-one million five hundred thousand dollars for 54 the period January first, two thousand eight through December thirty- 55 first, two thousand eight; S. 2809--B 77 A. 4009--B 1 (v) one hundred twenty-eight million seven hundred fifty thousand 2 dollars for the period January first, two thousand nine through December 3 thirty-first, two thousand nine; 4 (vi) one hundred thirty-one million three hundred seventy-five thou- 5 sand dollars for the period January first, two thousand ten through 6 December thirty-first, two thousand ten; [and] 7 (vii) thirty-four million two hundred fifty thousand dollars for the 8 period January first, two thousand eleven through March thirty-first, 9 two thousand eleven[.]; 10 (VIII) FOUR HUNDRED THIRTY-THREE MILLION THREE HUNDRED SIXTY-SIX THOU- 11 SAND DOLLARS FOR THE PERIOD APRIL FIRST, TWO THOUSAND ELEVEN THROUGH 12 MARCH THIRTY-FIRST, TWO THOUSAND TWELVE; 13 (IX) ONE HUNDRED FIFTY MILLION EIGHT HUNDRED SIX THOUSAND DOLLARS FOR 14 THE PERIOD APRIL FIRST, TWO THOUSAND TWELVE THROUGH MARCH THIRTY-FIRST, 15 TWO THOUSAND THIRTEEN; AND 16 (X) SEVENTY-EIGHT MILLION SEVENTY-ONE THOUSAND DOLLARS FOR THE PERIOD 17 APRIL FIRST, TWO THOUSAND THIRTEEN THROUGH MARCH THIRTY-FIRST, TWO THOU- 18 SAND FOURTEEN. 19 (aaa) Funds shall be reserved and accumulated from year to year and 20 shall be available, including income from invested funds, for services 21 and expenses related to school based health centers, in an amount up to 22 three million five hundred thousand dollars for the period April first, 23 two thousand six through March thirty-first, two thousand seven, up to 24 three million five hundred thousand dollars for the period April first, 25 two thousand seven through March thirty-first, two thousand eight, up to 26 three million five hundred thousand dollars for the period April first, 27 two thousand eight through March thirty-first, two thousand nine, up to 28 three million five hundred thousand dollars for the period April first, 29 two thousand nine through March thirty-first, two thousand ten, [and] up 30 to three million five hundred thousand dollars for the period April 31 first, two thousand ten through March thirty-first, two thousand eleven, 32 AND UP TO TWO MILLION EIGHT HUNDRED THOUSAND DOLLARS EACH STATE FISCAL 33 YEAR FOR THE PERIOD APRIL FIRST, TWO THOUSAND ELEVEN THROUGH MARCH THIR- 34 TY-FIRST, TWO THOUSAND FOURTEEN. The total amount of funds provided 35 herein shall be distributed as grants based on the ratio of each provid- 36 er's total enrollment for all sites to the total enrollment of all 37 providers. This formula shall be applied to the total amount provided 38 herein. 39 (bbb) Funds shall be reserved and accumulated from year to year and 40 shall be available, including income from invested funds, for purposes 41 of awarding grants to operators of adult homes, enriched housing 42 programs and residences through the enhancing abilities and life experi- 43 ence (EnAbLe) program to provide for the installation, operation and 44 maintenance of air conditioning in resident rooms, consistent with this 45 paragraph, in an amount up to two million dollars for the period April 46 first, two thousand six through March thirty-first, two thousand seven, 47 up to three million eight hundred thousand dollars for the period April 48 first, two thousand seven through March thirty-first, two thousand 49 eight, up to three million eight hundred thousand dollars for the period 50 April first, two thousand eight through March thirty-first, two thousand 51 nine, up to three million eight hundred thousand dollars for the period 52 April first, two thousand nine through March thirty-first, two thousand 53 ten, and up to three million eight hundred thousand dollars for the 54 period April first, two thousand ten through March thirty-first, two 55 thousand eleven. Residents shall not be charged utility cost for the use 56 of air conditioners supplied under the EnAbLe program. All such air S. 2809--B 78 A. 4009--B 1 conditioners must be operated in occupied resident rooms consistent with 2 requirements applicable to common areas. 3 (ccc) Funds shall be deposited by the commissioner, within amounts 4 appropriated, and the state comptroller is hereby authorized and 5 directed to receive for the deposit to the credit of the state special 6 revenue funds - other, HCRA transfer fund, medical assistance account, 7 or any successor fund or account, for purposes of funding the state 8 share of increases in the rates for certified home health agencies, long 9 term home health care programs, AIDS home care programs, hospice 10 programs and managed long term care plans and approved managed long term 11 care operating demonstrations as defined in section forty-four hundred 12 three-f of this chapter for recruitment and retention of health care 13 workers pursuant to subdivisions nine and ten of section thirty-six 14 hundred fourteen of this chapter from the tobacco control and insurance 15 initiatives pool established for the following periods in the following 16 amounts: 17 (i) twenty-five million dollars for the period June first, two thou- 18 sand six through December thirty-first, two thousand six; 19 (ii) fifty million dollars for the period January first, two thousand 20 seven through December thirty-first, two thousand seven; 21 (iii) fifty million dollars for the period January first, two thousand 22 eight through December thirty-first, two thousand eight; 23 (iv) fifty million dollars for the period January first, two thousand 24 nine through December thirty-first, two thousand nine; 25 (v) fifty million dollars for the period January first, two thousand 26 ten through December thirty-first, two thousand ten; [and] 27 (vi) twelve million five hundred thousand dollars for the period Janu- 28 ary first, two thousand eleven through March thirty-first, two thousand 29 eleven[.]; AND 30 (VII) FIFTY MILLION DOLLARS EACH STATE FISCAL YEAR FOR THE PERIOD 31 APRIL FIRST, TWO THOUSAND ELEVEN THROUGH MARCH THIRTY-FIRST, TWO THOU- 32 SAND FOURTEEN. 33 (ddd) Funds shall be deposited by the commissioner, within amounts 34 appropriated, and the state comptroller is hereby authorized and 35 directed to receive for the deposit to the credit of the state special 36 revenue funds - other, HCRA transfer fund, medical assistance account, 37 or any successor fund or account, for purposes of funding the state 38 share of increases in the medical assistance rates for providers for 39 purposes of enhancing the provision, quality and/or efficiency of home 40 care services pursuant to subdivision eleven of section thirty-six 41 hundred fourteen of this chapter from the tobacco control and insurance 42 initiatives pool established for the following period in the amount of 43 eight million dollars for the period April first, two thousand six 44 through December thirty-first, two thousand six. 45 (eee) Funds shall be reserved and accumulated from year to year and 46 shall be available, including income from invested funds, to the Center 47 for Functional Genomics at the State University of New York at Albany, 48 for the purposes of the Adirondack network for cancer education and 49 research in rural communities grant program to improve access to health 50 care and shall be made available from the tobacco control and insurance 51 initiatives pool established for the following period in the amount of 52 up to five million dollars for the period January first, two thousand 53 six through December thirty-first, two thousand six. 54 (fff) Funds shall be made available to the empire state stem cell fund 55 established by section ninety-nine-p of the state finance law from the 56 public asset as defined in section four thousand three hundred one of S. 2809--B 79 A. 4009--B 1 the insurance law and accumulated from the conversion of one or more 2 article forty-three corporations and its or their not-for-profit subsid- 3 iaries occurring on or after January first, two thousand seven. Such 4 funds shall be made available within amounts appropriated up to fifty 5 million dollars annually and shall not exceed five hundred million 6 dollars in total. 7 (ggg) Funds shall be deposited by the commissioner, within amounts 8 appropriated, and the state comptroller is hereby authorized and 9 directed to receive for deposit to the credit of the state special 10 revenue fund - other, HCRA transfer fund, medical assistance account, or 11 any successor fund or account, for the purpose of supporting the state 12 share of Medicaid expenditures for hospital translation services as 13 authorized pursuant to paragraph (k) of subdivision one of section twen- 14 ty-eight hundred seven-c of this article from the tobacco control and 15 initiatives pool established for the following periods in the following 16 amounts: 17 (i) sixteen million dollars for the period July first, two thousand 18 eight through December thirty-first, two thousand eight; and 19 (ii) fourteen million seven hundred thousand dollars for the period 20 January first, two thousand nine through November thirtieth, two thou- 21 sand nine. 22 (hhh) Funds shall be deposited by the commissioner, within amounts 23 appropriated, and the state comptroller is hereby authorized and 24 directed to receive for deposit to the credit of the state special 25 revenue fund - other, HCRA transfer fund, medical assistance account, or 26 any successor fund or account, for the purpose of supporting the state 27 share of Medicaid expenditures for adjustments to inpatient rates of 28 payment for general hospitals located in the counties of Nassau and 29 Suffolk as authorized pursuant to paragraph (l) of subdivision one of 30 section twenty-eight hundred seven-c of this article from the tobacco 31 control and initiatives pool established for the following periods in 32 the following amounts: 33 (i) two million five hundred thousand dollars for the period April 34 first, two thousand eight through December thirty-first, two thousand 35 eight; and 36 (ii) two million two hundred ninety-two thousand dollars for the peri- 37 od January first, two thousand nine through November thirtieth, two 38 thousand nine. 39 S 9. Subdivision 3 of section 1680-j of the public authorities law, as 40 amended by section 34 of part C of chapter 58 of the laws of 2009, is 41 amended to read as follows: 42 3. Notwithstanding any law to the contrary, and in accordance with 43 section four of the state finance law, the comptroller is hereby author- 44 ized and directed to transfer from the health care reform act (HCRA) 45 resources fund (061) to the general fund, upon the request of the direc- 46 tor of the budget, up to $6,500,000 on or before March 31, 2006, and the 47 comptroller is further hereby authorized and directed to transfer from 48 the healthcare reform act (HCRA); Resources fund (061) to the Capital 49 Projects Fund, upon the request of the director of budget, up to 50 $139,000,000 for the period April 1, 2006 through March 31, 2007, up to 51 $171,100,000 for the period April 1, 2007 through March 31, 2008, up to 52 $208,100,000 for the period April 1, 2008 through March 31, 2009, up to 53 $151,600,000 for the period April 1, 2009 through March 31, 2010, [and] 54 up to [$238,000,000] $215,743,000 for the period April 1, 2010 through 55 March 31, 2011, UP TO $433,366,000 FOR THE PERIOD APRIL 1, 2011 THROUGH 56 MARCH 31, 2012, UP TO $150,806,000 FOR THE PERIOD APRIL 1, 2012 THROUGH S. 2809--B 80 A. 4009--B 1 MARCH 31, 2013, UP TO $78,071,000 FOR THE PERIOD APRIL 1, 2013 THROUGH 2 MARCH 31, 2014, AND UP TO $86,005,000 FOR THE PERIOD APRIL 1, 2014 3 THROUGH MARCH 31, 2015. 4 S 10. Paragraph (a) of subdivision 12 of section 367-b of the social 5 services law, as amended by section 8 of part B of chapter 58 of the 6 laws of 2008, is amended to read as follows: 7 (a) For the purpose of regulating cash flow for general hospitals, the 8 department shall develop and implement a payment methodology to provide 9 for timely payments for inpatient hospital services eligible for case 10 based payments per discharge based on diagnosis-related groups provided 11 during the period January first, nineteen hundred eighty-eight through 12 March thirty-first two thousand [eleven] FOURTEEN, by such hospitals 13 which elect to participate in the system. 14 S 11. Section 2 of chapter 600 of the laws of 1986, amending the 15 public health law relating to the development of pilot reimbursement 16 programs for ambulatory care services, as amended by section 9 of part B 17 of chapter 58 of the laws of 2008, is amended to read as follows: 18 S 2. This act shall take effect immediately, except that this act 19 shall expire and be of no further force and effect on and after April 1, 20 [2011] 2014; provided, however, that the commissioner of health shall 21 submit a report to the governor and the legislature detailing the objec- 22 tive, impact, design and computation of any pilot reimbursement program 23 established pursuant to this act, on or before March 31, 1994 and annu- 24 ally thereafter. Such report shall include an assessment of the finan- 25 cial impact of such payment system on providers, as well as the impact 26 of such system on access to care. 27 S 12. Paragraph (i) of subdivision (b) of section 1 of chapter 520 of 28 the laws of 1978, relating to providing for a comprehensive survey of 29 health care financing, education and illness prevention and creating 30 councils for the conduct thereof, as amended by section 11 of part B of 31 chapter 58 of the laws of 2008, is amended to read as follows: 32 (i) oversight and evaluation of the inpatient financing system in 33 place for 1988 through March 31, [2011] 2014, and the appropriateness 34 and effectiveness of the bad debt and charity care financing provisions; 35 S 13. The opening paragraph of section 2952 of the public health law, 36 as amended by section 21 of part B of chapter 58 of the laws of 2008, is 37 amended to read as follows: 38 To the extent of funds available therefor, the sum of seven million 39 dollars shall annually be available for periods prior to January first, 40 two thousand three, and up to six million five hundred thirty thousand 41 dollars annually for the period January first, two thousand three 42 through December thirty-first, two thousand four, up to seven million 43 sixty-two thousand dollars for the period January first, two thousand 44 five through December thirty-first, two thousand six annually, up to 45 seven million sixty-two thousand dollars annually for the period January 46 first, two thousand seven through December thirty-first, two thousand 47 ten, [and] up to one million seven hundred sixty-six thousand dollars 48 for the period January first, two thousand eleven through March thirty- 49 first, two thousand eleven, AND WITHIN AMOUNTS APPROPRIATED FOR EACH 50 STATE FISCAL YEAR ON AND AFTER APRIL FIRST, TWO THOUSAND ELEVEN, shall 51 be available to the commissioner from funds made available pursuant to 52 section twenty-eight hundred seven-l of this chapter for grants pursuant 53 to this section. 54 S 14. Subdivision 1 of section 2958 of the public health law, as 55 amended by section 22 of part B of chapter 58 of the laws of 2008, is 56 amended to read as follows: S. 2809--B 81 A. 4009--B 1 1. To the extent of funds available therefor, the sum of ten million 2 dollars shall annually be made available for periods prior to January 3 first, two thousand three, and up to nine million three hundred twenty 4 thousand dollars for the period January first, two thousand three 5 through December thirty-first, two thousand three, up to nine million 6 three hundred twenty thousand dollars for the period January first, two 7 thousand four through December thirty-first, two thousand four, up to 8 twelve million eighty-eight thousand dollars for the period January 9 first, two thousand five through December thirty-first, two thousand 10 five, up to twelve million eighty-eight thousand dollars for the period 11 January first, two thousand six through December thirty-first, two thou- 12 sand six, up to eleven million eighty-eight thousand dollars annually 13 for the period January first, two thousand seven through December thir- 14 ty-first, two thousand ten, [and] up to two million seven hundred seven- 15 ty-two thousand dollars for the period January first, two thousand elev- 16 en through March thirty-first, two thousand eleven, AND WITHIN AMOUNTS 17 APPROPRIATED FOR EACH STATE FISCAL YEAR ON AND AFTER APRIL FIRST, TWO 18 THOUSAND ELEVEN, shall be available to the commissioner from funds 19 pursuant to section twenty-eight hundred seven-l of this chapter to 20 provide assistance to general hospitals classified as a rural hospital 21 for purposes of determining payment for inpatient services provided to 22 beneficiaries of title XVIII of the federal social security act (Medi- 23 care) or under state regulations, in recognition of the unique costs 24 incurred by these facilities to provide hospital services in remote or 25 sparsely populated areas pursuant to subdivision two of this section. 26 S 15. Paragraph (a) of subdivision 1 of section 18 of chapter 266 of 27 the laws of 1986, amending the civil practice law and rules and other 28 laws relating to malpractice and professional medical conduct, as 29 amended by section 23 of part B of chapter 58 of the laws of 2008, is 30 amended to read as follows: 31 (a) The superintendent of insurance and the commissioner of health or 32 their designee shall, from funds available in the hospital excess 33 liability pool created pursuant to subdivision [(5)] 5 of this section, 34 purchase a policy or policies for excess insurance coverage, as author- 35 ized by paragraph [(1)] 1 of subsection (e) of section 5502 of the 36 insurance law; or from an insurer, other than an insurer described in 37 section 5502 of the insurance law, duly authorized to write such cover- 38 age and actually writing medical malpractice insurance in this state; or 39 shall purchase equivalent excess coverage in a form previously approved 40 by the superintendent of insurance for purposes of providing equivalent 41 excess coverage in accordance with section 19 of chapter 294 of the laws 42 of 1985, for medical or dental malpractice occurrences between July 1, 43 1986 and June 30, 1987, between July 1, 1987 and June 30, 1988, between 44 July 1, 1988 and June 30, 1989, between July 1, 1989 and June 30, 1990, 45 between July 1, 1990 and June 30, 1991, between July 1, 1991 and June 46 30, 1992, between July 1, 1992 and June 30, 1993, between July 1, 1993 47 and June 30, 1994, between July 1, 1994 and June 30, 1995, between July 48 1, 1995 and June 30, 1996, between July 1, 1996 and June 30, 1997, 49 between July 1, 1997 and June 30, 1998, between July 1, 1998 and June 50 30, 1999, between July 1, 1999 and June 30, 2000, between July 1, 2000 51 and June 30, 2001, between July 1, 2001 and June 30, 2002, between July 52 1, 2002 and June 30, 2003, between July 1, 2003 and June 30, 2004, 53 between July 1, 2004 and June 30, 2005, between July 1, 2005 and June 54 30, 2006, between July 1, 2006 and June 30, 2007, between July 1, 2007 55 and June 30, 2008, between July 1, 2008 and June 30, 2009, between July 56 1, 2009 and June 30, 2010, [and] between July 1, 2010 and June 30, 2011, S. 2809--B 82 A. 4009--B 1 BETWEEN JULY 1, 2011 AND JUNE 30, 2012, BETWEEN JULY 1, 2012 AND JUNE 2 30, 2013 AND BETWEEN JULY 1, 2013 AND JUNE 30, 2014 or reimburse the 3 hospital where the hospital purchases equivalent excess coverage as 4 defined in subparagraph (i) of paragraph (a) of subdivision [(1-a)] 1-A 5 of this section for medical or dental malpractice occurrences between 6 July 1, 1987 and June 30, 1988, between July 1, 1988 and June 30, 1989, 7 between July 1, 1989 and June 30, 1990, between July 1, 1990 and June 8 30, 1991, between July 1, 1991 and June 30, 1992, between July 1, 1992 9 and June 30, 1993, between July 1, 1993 and June 30, 1994, between July 10 1, 1994 and June 30, 1995, between July 1, 1995 and June 30, 1996, 11 between July 1, 1996 and June 30, 1997, between July 1, 1997 and June 12 30, 1998, between July 1, 1998 and June 30, 1999, between July 1, 1999 13 and June 30, 2000, between July 1, 2000 and June 30, 2001, between July 14 1, 2001 and June 30, 2002, between July 1, 2002 and June 30, 2003, 15 between July 1, 2003 and June 30, 2004, between July 1, 2004 and June 16 30, 2005, between July 1, 2005 and June 30, 2006, between July 1, 2006 17 and June 30, 2007, between July 1, 2007 and June 30, 2008, between July 18 1, 2008 and June 30, 2009, between July 1, 2009 and June 30, 2010, [and] 19 between July 1, 2010 and June 30, 2011, BETWEEN JULY 1, 2011 AND JUNE 20 30, 2012, BETWEEN JULY 1, 2012 AND JUNE 30, 2013 AND BETWEEN JULY 1, 21 2013 AND JUNE 30, 2014 for physicians or dentists certified as eligible 22 for each such period or periods pursuant to subdivision [(2)] 2 of this 23 section by a general hospital licensed pursuant to article 28 of the 24 public health law; provided that no single insurer shall write more than 25 fifty percent of the total excess premium for a given policy year; and 26 provided, however, that such eligible physicians or dentists must have 27 in force an individual policy, from an insurer licensed in this state of 28 primary malpractice insurance coverage in amounts of no less than one 29 million three hundred thousand dollars for each claimant and three 30 million nine hundred thousand dollars for all claimants under that poli- 31 cy during the period of such excess coverage for such occurrences or be 32 endorsed as additional insureds under a hospital professional liability 33 policy which is offered through a voluntary attending physician ("chan- 34 neling") program previously permitted by the superintendent of insurance 35 during the period of such excess coverage for such occurrences. During 36 such period, such policy for excess coverage or such equivalent excess 37 coverage shall, when combined with the physician's or dentist's primary 38 malpractice insurance coverage or coverage provided through a voluntary 39 attending physician ("channeling") program, total an aggregate level of 40 two million three hundred thousand dollars for each claimant and six 41 million nine hundred thousand dollars for all claimants from all such 42 policies with respect to occurrences in each of such years provided, 43 however, if the cost of primary malpractice insurance coverage in excess 44 of one million dollars, but below the excess medical malpractice insur- 45 ance coverage provided pursuant to this act, exceeds the rate of nine 46 percent per annum, then the required level of primary malpractice insur- 47 ance coverage in excess of one million dollars for each claimant shall 48 be in an amount of not less than the dollar amount of such coverage 49 available at nine percent per annum; the required level of such coverage 50 for all claimants under that policy shall be in an amount not less than 51 three times the dollar amount of coverage for each claimant; and excess 52 coverage, when combined with such primary malpractice insurance cover- 53 age, shall increase the aggregate level for each claimant by one million 54 dollars and three million dollars for all claimants; and provided 55 further, that, with respect to policies of primary medical malpractice 56 coverage that include occurrences between April 1, 2002 and June 30, S. 2809--B 83 A. 4009--B 1 2002, such requirement that coverage be in amounts no less than one 2 million three hundred thousand dollars for each claimant and three 3 million nine hundred thousand dollars for all claimants for such occur- 4 rences shall be effective April 1, 2002. 5 S 16. Subdivision 3 of section 18 of chapter 266 of the laws of 1986, 6 amending the civil practice law and rules and other laws relating to 7 malpractice and professional medical conduct, as amended by section 24 8 of part B of chapter 58 of the laws of 2008, is amended to read as 9 follows: 10 (3)(a) The superintendent of insurance shall determine and certify to 11 each general hospital and to the commissioner of health the cost of 12 excess malpractice insurance for medical or dental malpractice occur- 13 rences between July 1, 1986 and June 30, 1987, between July 1, 1988 and 14 June 30, 1989, between July 1, 1989 and June 30, 1990, between July 1, 15 1990 and June 30, 1991, between July 1, 1991 and June 30, 1992, between 16 July 1, 1992 and June 30, 1993, between July 1, 1993 and June 30, 1994, 17 between July 1, 1994 and June 30, 1995, between July 1, 1995 and June 18 30, 1996, between July 1, 1996 and June 30, 1997, between July 1, 1997 19 and June 30, 1998, between July 1, 1998 and June 30, 1999, between July 20 1, 1999 and June 30, 2000, between July 1, 2000 and June 30, 2001, 21 between July 1, 2001 and June 30, 2002, between July 1, 2002 and June 22 30, 2003, between July 1, 2003 and June 30, 2004, between July 1, 2004 23 and June 30, 2005, between July 1, 2005 and June 30, 2006, between July 24 1, 2006 and June 30, 2007, between July 1, 2007 and June 30, 2008, 25 between July 1, 2008 and June 30, 2009, between July 1, 2009 and June 26 30, 2010, [and] between July 1, 2010 and June 30, 2011, BETWEEN JULY 1, 27 2011 AND JUNE 30, 2012, BETWEEN JULY 1, 2012 AND JUNE 30, 2013, AND 28 BETWEEN JULY 1, 2013 AND JUNE 30, 2014 allocable to each general hospi- 29 tal for physicians or dentists certified as eligible for purchase of a 30 policy for excess insurance coverage by such general hospital in accord- 31 ance with subdivision [(2)] 2 of this section, and may amend such deter- 32 mination and certification as necessary. 33 (b) The superintendent of insurance shall determine and certify to 34 each general hospital and to the commissioner of health the cost of 35 excess malpractice insurance or equivalent excess coverage for medical 36 or dental malpractice occurrences between July 1, 1987 and June 30, 37 1988, between July 1, 1988 and June 30, 1989, between July 1, 1989 and 38 June 30, 1990, between July 1, 1990 and June 30, 1991, between July 1, 39 1991 and June 30, 1992, between July 1, 1992 and June 30, 1993, between 40 July 1, 1993 and June 30, 1994, between July 1, 1994 and June 30, 1995, 41 between July 1, 1995 and June 30, 1996, between July 1, 1996 and June 42 30, 1997, between July 1, 1997 and June 30, 1998, between July 1, 1998 43 and June 30, 1999, between July 1, 1999 and June 30, 2000, between July 44 1, 2000 and June 30, 2001, between July 1, 2001 and June 30, 2002, 45 between July 1, 2002 and June 30, 2003, between July 1, 2003 and June 46 30, 2004, between July 1, 2004 and June 30, 2005, between July 1, 2005 47 and June 30, 2006, between July 1, 2006 and June 30, 2007, between July 48 1, 2007 and June 30, 2008, between July 1, 2008 and June 30, 2009, 49 between July 1, 2009 and June 30, 2010, [and] between July 1, 2010 and 50 June 30, 2011, BETWEEN JULY 1, 2011 AND JUNE 30, 2012, BETWEEN JULY 1, 51 2012 AND JUNE 30, 2013, AND BETWEEN JULY 1, 2013 AND JUNE 30, 2014 allo- 52 cable to each general hospital for physicians or dentists certified as 53 eligible for purchase of a policy for excess insurance coverage or 54 equivalent excess coverage by such general hospital in accordance with 55 subdivision [(2)] 2 of this section, and may amend such determination 56 and certification as necessary. The superintendent of insurance shall S. 2809--B 84 A. 4009--B 1 determine and certify to each general hospital and to the commissioner 2 of health the ratable share of such cost allocable to the period July 1, 3 1987 to December 31, 1987, to the period January 1, 1988 to June 30, 4 1988, to the period July 1, 1988 to December 31, 1988, to the period 5 January 1, 1989 to June 30, 1989, to the period July 1, 1989 to December 6 31, 1989, to the period January 1, 1990 to June 30, 1990, to the period 7 July 1, 1990 to December 31, 1990, to the period January 1, 1991 to June 8 30, 1991, to the period July 1, 1991 to December 31, 1991, to the period 9 January 1, 1992 to June 30, 1992, to the period July 1, 1992 to December 10 31, 1992, to the period January 1, 1993 to June 30, 1993, to the period 11 July 1, 1993 to December 31, 1993, to the period January 1, 1994 to June 12 30, 1994, to the period July 1, 1994 to December 31, 1994, to the period 13 January 1, 1995 to June 30, 1995, to the period July 1, 1995 to December 14 31, 1995, to the period January 1, 1996 to June 30, 1996, to the period 15 July 1, 1996 to December 31, 1996, to the period January 1, 1997 to June 16 30, 1997, to the period July 1, 1997 to December 31, 1997, to the period 17 January 1, 1998 to June 30, 1998, to the period July 1, 1998 to December 18 31, 1998, to the period January 1, 1999 to June 30, 1999, to the period 19 July 1, 1999 to December 31, 1999, to the period January 1, 2000 to June 20 30, 2000, to the period July 1, 2000 to December 31, 2000, to the period 21 January 1, 2001 to June 30, 2001, to the period July 1, 2001 to June 30, 22 2002, to the period July 1, 2002 to June 30, 2003, to the period July 1, 23 2003 to June 30, 2004, to the period July 1, 2004 to June 30, 2005, to 24 the period July 1, 2005 and June 30, 2006, to the period July 1, 2006 25 and June 30, 2007, to the period July 1, 2007 and June 30, 2008, to the 26 period July 1, 2008 and June 30, 2009, to the period July 1, 2009 and 27 June 30, 2010, [and] to the period July 1, 2010 and June 30, 2011, TO 28 THE PERIOD JULY 1, 2011 AND JUNE 30, 2012, TO THE PERIOD JULY 1, 2012 29 AND JUNE 30, 2013, AND TO THE PERIOD JULY 1, 2013 AND JUNE 30, 2014. 30 S 17. Paragraphs (a), (b), (c), (d) and (e) of subdivision 8 of 31 section 18 of chapter 266 of the laws of 1986, amending the civil prac- 32 tice law and rules and other laws relating to malpractice and profes- 33 sional medical conduct, as amended by section 25 of part B of chapter 58 34 of the laws of 2008, are amended to read as follows: 35 (a) To the extent funds available to the hospital excess liability 36 pool pursuant to subdivision [(5)] 5 of this section as amended, and 37 pursuant to section 6 of part J of chapter 63 of the laws of 2001, as 38 may from time to time be amended, which amended this subdivision, are 39 insufficient to meet the costs of excess insurance coverage or equiv- 40 alent excess coverage for coverage periods during the period July 1, 41 1992 to June 30, 1993, during the period July 1, 1993 to June 30, 1994, 42 during the period July 1, 1994 to June 30, 1995, during the period July 43 1, 1995 to June 30, 1996, during the period July 1, 1996 to June 30, 44 1997, during the period July 1, 1997 to June 30, 1998, during the period 45 July 1, 1998 to June 30, 1999, during the period July 1, 1999 to June 46 30, 2000, during the period July 1, 2000 to June 30, 2001, during the 47 period July 1, 2001 to October 29, 2001, during the period April 1, 2002 48 to June 30, 2002, during the period July 1, 2002 to June 30, 2003, 49 during the period July 1, 2003 to June 30, 2004, during the period July 50 1, 2004 to June 30, 2005, during the period July 1, 2005 to June 30, 51 2006, during the period July 1, 2006 to June 30, 2007, during the period 52 July 1, 2007 to June 30, 2008, during the period July 1, 2008 to June 53 30, 2009, during the period July 1, 2009 to June 30, 2010 [and], during 54 the period July 1, 2010 to June 30, 2011, DURING THE PERIOD JULY 1, 2011 55 TO JUNE 30, 2012, DURING THE PERIOD JULY 1, 2012 TO JUNE 30, 2013, AND 56 DURING THE PERIOD JULY 1, 2013 TO JUNE 30, 2014 allocated or reallocated S. 2809--B 85 A. 4009--B 1 in accordance with paragraph (a) of subdivision [(4-a)] 4-A of this 2 section to rates of payment applicable to state governmental agencies, 3 each physician or dentist for whom a policy for excess insurance cover- 4 age or equivalent excess coverage is purchased for such period shall be 5 responsible for payment to the provider of excess insurance coverage or 6 equivalent excess coverage of an allocable share of such insufficiency, 7 based on the ratio of the total cost of such coverage for such physician 8 to the sum of the total cost of such coverage for all physicians applied 9 to such insufficiency. 10 (b) Each provider of excess insurance coverage or equivalent excess 11 coverage covering the period July 1, 1992 to June 30, 1993, or covering 12 the period July 1, 1993 to June 30, 1994, or covering the period July 1, 13 1994 to June 30, 1995, or covering the period July 1, 1995 to June 30, 14 1996, or covering the period July 1, 1996 to June 30, 1997, or covering 15 the period July 1, 1997 to June 30, 1998, or covering the period July 1, 16 1998 to June 30, 1999, or covering the period July 1, 1999 to June 30, 17 2000, or covering the period July 1, 2000 to June 30, 2001, or covering 18 the period July 1, 2001 to October 29, 2001, or covering the period 19 April 1, 2002 to June 30, 2002, or covering the period July 1, 2002 to 20 June 30, 2003, or covering the period July 1, 2003 to June 30, 2004, or 21 covering the period July 1, 2004 to June 30, 2005, or covering the peri- 22 od July 1, 2005 to June 30, 2006, or covering the period July 1, 2006 to 23 June 30, 2007, or covering the period July 1, 2007 to June 30, 2008, or 24 covering the period July 1, 2008 to June 30, 2009, or covering the peri- 25 od July 1, 2009 to June 30, 2010, or covering the period July 1, 2010 to 26 June 30, 2011, OR COVERING THE PERIOD JULY 1, 2011 TO JUNE 30, 2012, OR 27 COVERING THE PERIOD JULY 1, 2012 TO JUNE 30, 2013, OR COVERING THE PERI- 28 OD JULY 1, 2013 TO JUNE 30, 2014 shall notify a covered physician or 29 dentist by mail, mailed to the address shown on the last application for 30 excess insurance coverage or equivalent excess coverage, of the amount 31 due to such provider from such physician or dentist for such coverage 32 period determined in accordance with paragraph (a) of this subdivision. 33 Such amount shall be due from such physician or dentist to such provider 34 of excess insurance coverage or equivalent excess coverage in a time and 35 manner determined by the superintendent of insurance. 36 (c) If a physician or dentist liable for payment of a portion of the 37 costs of excess insurance coverage or equivalent excess coverage cover- 38 ing the period July 1, 1992 to June 30, 1993, or covering the period 39 July 1, 1993 to June 30, 1994, or covering the period July 1, 1994 to 40 June 30, 1995, or covering the period July 1, 1995 to June 30, 1996, or 41 covering the period July 1, 1996 to June 30, 1997, or covering the peri- 42 od July 1, 1997 to June 30, 1998, or covering the period July 1, 1998 to 43 June 30, 1999, or covering the period July 1, 1999 to June 30, 2000, or 44 covering the period July 1, 2000 to June 30, 2001, or covering the peri- 45 od July 1, 2001 to October 29, 2001, or covering the period April 1, 46 2002 to June 30, 2002, or covering the period July 1, 2002 to June 30, 47 2003, or covering the period July 1, 2003 to June 30, 2004, or covering 48 the period July 1, 2004 to June 30, 2005, or covering the period July 1, 49 2005 to June 30, 2006, or covering the period July 1, 2006 to June 30, 50 2007, or covering the period July 1, 2007 to June 30, 2008, or covering 51 the period July 1, 2008 to June 30, 2009, or covering the period July 1, 52 2009 to June 30, 2010, or covering the period July 1, 2010 to June 30, 53 2011, OR COVERING THE PERIOD JULY 1, 2011 TO JUNE 30, 2012, OR COVERING 54 THE PERIOD JULY 1, 2012 TO JUNE 30, 2013, OR COVERING THE PERIOD JULY 1, 55 2013 TO JUNE 30, 2014 determined in accordance with paragraph (a) of 56 this subdivision fails, refuses or neglects to make payment to the S. 2809--B 86 A. 4009--B 1 provider of excess insurance coverage or equivalent excess coverage in 2 such time and manner as determined by the superintendent of insurance 3 pursuant to paragraph (b) of this subdivision, excess insurance coverage 4 or equivalent excess coverage purchased for such physician or dentist in 5 accordance with this section for such coverage period shall be cancelled 6 and shall be null and void as of the first day on or after the commence- 7 ment of a policy period where the liability for payment pursuant to this 8 subdivision has not been met. 9 (d) Each provider of excess insurance coverage or equivalent excess 10 coverage shall notify the superintendent of insurance and the commis- 11 sioner of health or their designee of each physician and dentist eligi- 12 ble for purchase of a policy for excess insurance coverage or equivalent 13 excess coverage covering the period July 1, 1992 to June 30, 1993, or 14 covering the period July 1, 1993 to June 30, 1994, or covering the peri- 15 od July 1, 1994 to June 30, 1995, or covering the period July 1, 1995 to 16 June 30, 1996, or covering the period July 1, 1996 to June 30, 1997, or 17 covering the period July 1, 1997 to June 30, 1998, or covering the peri- 18 od July 1, 1998 to June 30, 1999, or covering the period July 1, 1999 to 19 June 30, 2000, or covering the period July 1, 2000 to June 30, 2001, or 20 covering the period July 1, 2001 to October 29, 2001, or covering the 21 period April 1, 2002 to June 30, 2002, or covering the period July 1, 22 2002 to June 30, 2003, or covering the period July 1, 2003 to June 30, 23 2004, or covering the period July 1, 2004 to June 30, 2005, or covering 24 the period July 1, 2005 to June 30, 2006, or covering the period July 1, 25 2006 to June 30, 2007, or covering the period July 1, 2007 to June 30, 26 2008, or covering the period July 1, 2008 to June 30, 2009, or covering 27 the period July 1, 2009 to June 30, 2010, or covering the period July 1, 28 2010 to June 30, 2011, OR COVERING THE PERIOD JULY 1, 2011 TO JUNE 30, 29 2012, OR COVERING THE PERIOD JULY 1, 2012 TO JUNE 30, 2013, OR COVERING 30 THE PERIOD JULY 1, 2013 TO JUNE 30, 2014 that has made payment to such 31 provider of excess insurance coverage or equivalent excess coverage in 32 accordance with paragraph (b) of this subdivision and of each physician 33 and dentist who has failed, refused or neglected to make such payment. 34 (e) A provider of excess insurance coverage or equivalent excess 35 coverage shall refund to the hospital excess liability pool any amount 36 allocable to the period July 1, 1992 to June 30, 1993, and to the period 37 July 1, 1993 to June 30, 1994, and to the period July 1, 1994 to June 38 30, 1995, and to the period July 1, 1995 to June 30, 1996, and to the 39 period July 1, 1996 to June 30, 1997, and to the period July 1, 1997 to 40 June 30, 1998, and to the period July 1, 1998 to June 30, 1999, and to 41 the period July 1, 1999 to June 30, 2000, and to the period July 1, 2000 42 to June 30, 2001, and to the period July 1, 2001 to October 29, 2001, 43 and to the period April 1, 2002 to June 30, 2002, and to the period July 44 1, 2002 to June 30, 2003, and to the period July 1, 2003 to June 30, 45 2004, and to the period July 1, 2004 to June 30, 2005, and to the period 46 July 1, 2005 to June 30, 2006, and to the period July 1, 2006 to June 47 30, 2007, and to the period July 1, 2007 to June 30, 2008, and to the 48 period July 1, 2008 to June 30, 2009, and to the period July 1, 2009 to 49 June 30, 2010, and to the period July 1, 2010 to June 30, 2011, AND TO 50 THE PERIOD JULY 1, 2011 TO JUNE 30, 2012, AND TO THE PERIOD JULY 1, 2012 51 TO JUNE 30, 2013, AND TO THE PERIOD JULY 1, 2013 TO JUNE 30, 2014 52 received from the hospital excess liability pool for purchase of excess 53 insurance coverage or equivalent excess coverage covering the period 54 July 1, 1992 to June 30, 1993, and covering the period July 1, 1993 to 55 June 30, 1994, and covering the period July 1, 1994 to June 30, 1995, 56 and covering the period July 1, 1995 to June 30, 1996, and covering the S. 2809--B 87 A. 4009--B 1 period July 1, 1996 to June 30, 1997, and covering the period July 1, 2 1997 to June 30, 1998, and covering the period July 1, 1998 to June 30, 3 1999, and covering the period July 1, 1999 to June 30, 2000, and cover- 4 ing the period July 1, 2000 to June 30, 2001, and covering the period 5 July 1, 2001 to October 29, 2001, and covering the period April 1, 2002 6 to June 30, 2002, and covering the period July 1, 2002 to June 30, 2003, 7 and covering the period July 1, 2003 to June 30, 2004, and covering the 8 period July 1, 2004 to June 30, 2005, and covering the period July 1, 9 2005 to June 30, 2006, and covering the period July 1, 2006 to June 30, 10 2007, and covering the period July 1, 2007 to June 30, 2008, and cover- 11 ing the period July 1, 2008 to June 30, 2009, and covering the period 12 July 1, 2009 to June 30, 2010, and covering the period July 1, 2010 to 13 June 30, 2011, AND COVERING THE PERIOD JULY 1, 2011 TO JUNE 30, 2012, 14 AND COVERING THE PERIOD JULY 1, 2012 TO JUNE 30, 2013, AND COVERING THE 15 PERIOD JULY 1, 2013 TO JUNE 30, 2014 for a physician or dentist where 16 such excess insurance coverage or equivalent excess coverage is 17 cancelled in accordance with paragraph (c) of this subdivision. 18 S 18. Section 40 of chapter 266 of the laws of 1986, amending the 19 civil practice law and rules and other laws relating to malpractice and 20 professional medical conduct, as amended by chapter 216 of the laws of 21 2009, is amended to read as follows: 22 S 40. The superintendent of insurance shall establish rates for poli- 23 cies providing coverage for physicians and surgeons medical malpractice 24 for the periods commencing July 1, 1985 and ending June 30, [2011] 2014; 25 provided, however, that notwithstanding any other provision of law, the 26 superintendent shall not establish or approve any increase in rates for 27 the period commencing July 1, 2009 and ending June 30, 2010. The super- 28 intendent shall direct insurers to establish segregated accounts for 29 premiums, payments, reserves and investment income attributable to such 30 premium periods and shall require periodic reports by the insurers 31 regarding claims and expenses attributable to such periods to monitor 32 whether such accounts will be sufficient to meet incurred claims and 33 expenses. On or after July 1, 1989, the superintendent shall impose a 34 surcharge on premiums to satisfy a projected deficiency that is attrib- 35 utable to the premium levels established pursuant to this section for 36 such periods; provided, however, that such annual surcharge shall not 37 exceed eight percent of the established rate until July 1, [2011] 2014, 38 at which time and thereafter such surcharge shall not exceed twenty-five 39 percent of the approved adequate rate, and that such annual surcharges 40 shall continue for such period of time as shall be sufficient to satisfy 41 such deficiency. The superintendent shall not impose such surcharge 42 during the period commencing July 1, 2009 and ending June 30, 2010. On 43 and after July 1, 1989, the surcharge prescribed by this section shall 44 be retained by insurers to the extent that they insured physicians and 45 surgeons during the July 1, 1985 through June 30, [2011] 2014 policy 46 periods; in the event and to the extent physicians and surgeons were 47 insured by another insurer during such periods, all or a pro rata share 48 of the surcharge, as the case may be, shall be remitted to such other 49 insurer in accordance with rules and regulations to be promulgated by 50 the superintendent. Surcharges collected from physicians and surgeons 51 who were not insured during such policy periods shall be apportioned 52 among all insurers in proportion to the premium written by each insurer 53 during such policy periods; if a physician or surgeon was insured by an 54 insurer subject to rates established by the superintendent during such 55 policy periods, and at any time thereafter a hospital, health mainte- 56 nance organization, employer or institution is responsible for respond- S. 2809--B 88 A. 4009--B 1 ing in damages for liability arising out of such physician's or 2 surgeon's practice of medicine, such responsible entity shall also remit 3 to such prior insurer the equivalent amount that would then be collected 4 as a surcharge if the physician or surgeon had continued to remain 5 insured by such prior insurer. In the event any insurer that provided 6 coverage during such policy periods is in liquidation, the 7 property/casualty insurance security fund shall receive the portion of 8 surcharges to which the insurer in liquidation would have been entitled. 9 The surcharges authorized herein shall be deemed to be income earned for 10 the purposes of section 2303 of the insurance law. The superintendent, 11 in establishing adequate rates and in determining any projected defi- 12 ciency pursuant to the requirements of this section and the insurance 13 law, shall give substantial weight, determined in his discretion and 14 judgment, to the prospective anticipated effect of any regulations 15 promulgated and laws enacted and the public benefit of stabilizing 16 malpractice rates and minimizing rate level fluctuation during the peri- 17 od of time necessary for the development of more reliable statistical 18 experience as to the efficacy of such laws and regulations affecting 19 medical, dental or podiatric malpractice enacted or promulgated in 1985, 20 1986, by this act and at any other time. Notwithstanding any provision 21 of the insurance law, rates already established and to be established by 22 the superintendent pursuant to this section are deemed adequate if such 23 rates would be adequate when taken together with the maximum authorized 24 annual surcharges to be imposed for a reasonable period of time whether 25 or not any such annual surcharge has been actually imposed as of the 26 establishment of such rates. 27 S 19. Subsection (c) of section 2343 of the insurance law, as amended 28 by section 27 of part B of chapter 58 of the laws of 2008, is amended to 29 read as follows: 30 (c) Notwithstanding any other provision of this chapter, no applica- 31 tion for an order of rehabilitation or liquidation of a domestic insurer 32 whose primary liability arises from the business of medical malpractice 33 insurance, as that term is defined in subsection (b) of section five 34 thousand five hundred one of this chapter, shall be made on the grounds 35 specified in subsection (a) or (c) of section seven thousand four 36 hundred two of this chapter at any time prior to June thirtieth, two 37 thousand [eleven] FOURTEEN. 38 S 20. Section 5 and subdivisions (a) and (e) of section 6 of part J of 39 chapter 63 of the laws of 2001, amending chapter 20 of the laws of 2001 40 amending the military law and other laws relating to making appropri- 41 ations for the support of government, as amended by section 28 of part B 42 of chapter 58 of the laws of 2008, are amended to read as follows: 43 S 5. The superintendent of insurance and the commissioner of health 44 shall determine, no later than June 15, 2002, June 15, 2003, June 15, 45 2004, June 15, 2005, June 15, 2006, June 15, 2007, June 15, 2008, June 46 15, 2009, June 15, 2010, [and] June 15, 2011, JUNE 15, 2012, JUNE 15, 47 2013, AND JUNE 15, 2014, the amount of funds available in the hospital 48 excess liability pool, created pursuant to section 18 of chapter 266 of 49 the laws of 1986, and whether such funds are sufficient for purposes of 50 purchasing excess insurance coverage for eligible participating physi- 51 cians and dentists during the period July 1, 2001 to June 30, 2002, or 52 July 1, 2002 to June 30, 2003, or July 1, 2003 to June 30, 2004, or July 53 1, 2004 to June 30, 2005, or July 1, 2005 to June 30, 2006, or July 1, 54 2006 to June 30, 2007, or July 1, 2007 to June 30, 2008, or July 1, 2008 55 to June 30, 2009, or July 1, 2009 to June 30, 2010, or July 1, 2010 to S. 2809--B 89 A. 4009--B 1 June 30, 2011, OR JULY 1, 2011 TO JUNE 30, 2012, OR JULY 1, 2012 TO JUNE 2 30, 2013, OR JULY 1, 2013 TO JUNE 30, 2014, as applicable. 3 (a) This section shall be effective only upon a determination, pursu- 4 ant to section five of this act, by the superintendent of insurance and 5 the commissioner of health, and a certification of such determination to 6 the state director of the budget, the chair of the senate committee on 7 finance and the chair of the assembly committee on ways and means, that 8 the amount of funds in the hospital excess liability pool, created 9 pursuant to section 18 of chapter 266 of the laws of 1986, is insuffi- 10 cient for purposes of purchasing excess insurance coverage for eligible 11 participating physicians and dentists during the period July 1, 2001 to 12 June 30, 2002, or July 1, 2002 to June 30, 2003, or July 1, 2003 to June 13 30, 2004, or July 1, 2004 to June 30, 2005, or July 1, 2005 to June 30, 14 2006, or July 1, 2006 to June 30, 2007, or July 1, 2007 to June 30, 15 2008, or July 1, 2008 to June 30, 2009, or July 1, 2009 to June 30, 16 2010, or July 1, 2010 to June 30, 2011, OR JULY 1, 2011 TO JUNE 30, 17 2012, OR JULY 1, 2012 TO JUNE 30, 2013, OR JULY 1, 2013 TO JUNE 30, 18 2014, as applicable. 19 (e) The commissioner of health shall transfer for deposit to the 20 hospital excess liability pool created pursuant to section 18 of chapter 21 266 of the laws of 1986 such amounts as directed by the superintendent 22 of insurance for the purchase of excess liability insurance coverage for 23 eligible participating physicians and dentists for the policy year July 24 1, 2001 to June 30, 2002, or July 1, 2002 to June 30, 2003, or July 1, 25 2003 to June 30, 2004, or July 1, 2004 to June 30, 2005, or July 1, 2005 26 to June 30, 2006, or July 1, 2006 to June 30, 2007, as applicable, and 27 the cost of administering the hospital excess liability pool for such 28 applicable policy year, pursuant to the program established in chapter 29 266 of the laws of 1986, as amended, no later than June 15, 2002, June 30 15, 2003, June 15, 2004, June 15, 2005, June 15, 2006, June 15, 2007, 31 June 15, 2008, June 15, 2009, June 15, 2010, [and] June 15, 2011, JUNE 32 15, 2012, JUNE 15, 2013, AND JUNE 15, 2014, as applicable. 33 S 21. Section 18 of chapter 904 of the laws of 1984, amending the 34 public health law and the social services law relating to encouraging 35 comprehensive health services, as amended by section 64 of part C of 36 chapter 58 of the laws of 2008, is amended to read as follows: 37 S 18. This act shall take effect immediately, except that sections 38 six, nine, ten and eleven of this act shall take effect on the sixtieth 39 day after it shall have become a law, sections two, three, four and nine 40 of this act shall expire and be of no further force or effect on or 41 after March 31, [2012] 2014, section two of this act shall take effect 42 on April 1, 1985 or seventy-five days following the submission of the 43 report required by section one of this act, whichever is later, and 44 sections eleven and thirteen of this act shall expire and be of no 45 further force or effect on or after March 31, 1988. 46 S 22. Paragraphs (i) and (j) of subdivision 1 of section 367-q of the 47 social services law, as added by section 22-d of part B of chapter 58 of 48 the laws of 2008, are amended and three new paragraphs (k), (l) and (m) 49 are added to read as follows: 50 (i) for the period April first, two thousand nine through March thir- 51 ty-first, two thousand ten, twenty-eight million five hundred thousand 52 dollars; [and] 53 (j) for the period April first, two thousand ten through March thir- 54 ty-first, two thousand eleven, twenty-eight million five hundred thou- 55 sand dollars[.]; S. 2809--B 90 A. 4009--B 1 (K) FOR THE PERIOD APRIL FIRST, TWO THOUSAND ELEVEN THROUGH MARCH 2 THIRTY-FIRST, TWO THOUSAND TWELVE, TWENTY-EIGHT MILLION FIVE HUNDRED 3 THOUSAND DOLLARS; 4 (L) FOR THE PERIOD APRIL FIRST, TWO THOUSAND TWELVE THROUGH MARCH 5 THIRTY-FIRST, TWO THOUSAND THIRTEEN, TWENTY-EIGHT MILLION FIVE HUNDRED 6 THOUSAND DOLLARS; AND 7 (M) FOR THE PERIOD APRIL FIRST, TWO THOUSAND THIRTEEN THROUGH MARCH 8 THIRTY-FIRST, TWO THOUSAND FOURTEEN, TWENTY-EIGHT MILLION FIVE HUNDRED 9 THOUSAND DOLLARS. 10 S 23. Paragraph (f) of subdivision 9 of section 3614 of the public 11 health law, as added by section 22-e of part B of chapter 58 of the laws 12 of 2008, is amended and three new paragraphs (g), (h) and (i) are added 13 to read as follows: 14 (f) for the period April first, two thousand ten through March thir- 15 ty-first, two thousand eleven, up to one hundred million dollars[.]; 16 (G) FOR THE PERIOD APRIL FIRST, TWO THOUSAND ELEVEN THROUGH MARCH 17 THIRTY-FIRST, TWO THOUSAND TWELVE, UP TO ONE HUNDRED MILLION DOLLARS; 18 (H) FOR THE PERIOD APRIL FIRST, TWO THOUSAND TWELVE THROUGH MARCH 19 THIRTY-FIRST, TWO THOUSAND THIRTEEN, UP TO ONE HUNDRED MILLION DOLLARS; 20 (I) FOR THE PERIOD APRIL FIRST, TWO THOUSAND THIRTEEN THROUGH MARCH 21 THIRTY-FIRST, TWO THOUSAND FOURTEEN, UP TO ONE HUNDRED MILLION DOLLARS. 22 S 24. Paragraph (a) of subdivision 10 of section 3614 of the public 23 health law, as amended by section 5 of part C of chapter 109 of the laws 24 of 2006, is amended to read as follows: 25 (a) Such adjustments to rates of payments shall be allocated propor- 26 tionally based on each certified home health agency's, long term home 27 health care program, AIDS home care and hospice program's home health 28 aide or other direct care services total annual hours of service 29 provided to medicaid patients, as reported in each such agency's most 30 [recent] RECENTLY AVAILABLE cost report as submitted to the department 31 [prior to November first, two thousand five] or for the purpose of the 32 managed long term care program a suitable proxy developed by the depart- 33 ment in consultation with the interested parties. Payments made pursuant 34 to this section shall not be subject to subsequent adjustment or recon- 35 ciliation. 36 S 25. Section 4 of chapter 495 of the laws of 2004, amending the 37 insurance law and the public health law relating to the New York state 38 health insurance continuation assistance demonstration project, as 39 amended by section 29 of part B of chapter 58 of the laws of 2008, is 40 amended to read as follows: 41 S 4. This act shall take effect on the sixtieth day after it shall 42 have become a law; provided, however, that this act shall remain in 43 effect until July 1, [2011] 2014 when upon such date the provisions of 44 this act shall expire and be deemed repealed; provided, further, that a 45 displaced worker shall be eligible for continuation assistance retroac- 46 tive to July 1, 2004. 47 S 26. The opening paragraph of paragraph (b) and paragraphs (c), (d), 48 (e), (f) and (g) of subdivision 5-a of section 2807-m of the public 49 health law, the opening paragraph of paragraph (b) as amended by section 50 4 of part B of chapter 109 of the laws of 2010, paragraphs (c), (f) and 51 (g) and the opening paragraphs of paragraphs (d) and (e) as amended by 52 section 98 of part C of chapter 58 of the laws of 2009 and paragraphs 53 (d) and (e) as added by section 75-c of part C of chapter 58 of the laws 54 of 2008, are amended to read as follows: 55 Nine million one hundred twenty thousand dollars annually for the 56 period January first, two thousand nine through December thirty-first, S. 2809--B 91 A. 4009--B 1 two thousand ten, and two million two hundred eighty thousand dollars 2 for the period January first, two thousand eleven, AND NINE MILLION ONE 3 HUNDRED TWENTY THOUSAND DOLLARS EACH STATE FISCAL YEAR FOR THE PERIOD 4 APRIL FIRST, TWO THOUSAND ELEVEN THROUGH MARCH THIRTY-FIRST, TWO THOU- 5 SAND FOURTEEN, through March thirty-first, two thousand eleven, shall be 6 set aside and reserved by the commissioner from the regional pools 7 established pursuant to subdivision two of this section to be allocated 8 regionally with two-thirds of the available funding going to New York 9 city and one-third of the available funding going to the rest of the 10 state and shall be available for distribution as follows: 11 (c) Ambulatory care training. Four million nine hundred thousand 12 dollars for the period January first, two thousand eight through Decem- 13 ber thirty-first, two thousand eight, four million nine hundred thousand 14 dollars for the period January first, two thousand nine through December 15 thirty-first, two thousand nine, four million nine hundred thousand 16 dollars for the period January first, two thousand ten through December 17 thirty-first, two thousand ten, [and] one million two hundred twenty- 18 five thousand dollars for the period January first, two thousand eleven 19 through March thirty-first, two thousand eleven, AND FOUR MILLION THREE 20 HUNDRED THOUSAND DOLLARS EACH STATE FISCAL YEAR FOR THE PERIOD APRIL 21 FIRST, TWO THOUSAND ELEVEN THROUGH MARCH THIRTY-FIRST, TWO THOUSAND 22 FOURTEEN, shall be set aside and reserved by the commissioner from the 23 regional pools established pursuant to subdivision two of this section 24 and shall be available for distributions to sponsoring institutions to 25 be directed to support clinical training of medical students and resi- 26 dents in free-standing ambulatory care settings, including community 27 health centers and private practices. Such funding shall be allocated 28 regionally with two-thirds of the available funding going to New York 29 city and one-third of the available funding going to the rest of the 30 state and shall be distributed to sponsoring institutions in each region 31 pursuant to a request for application or request for proposal process 32 with preference being given to sponsoring institutions which provide 33 training in sites located in underserved rural or inner-city areas and 34 those that include medical students in such training. 35 (d) Physician loan repayment program. One million nine hundred sixty 36 thousand dollars for the period January first, two thousand eight 37 through December thirty-first, two thousand eight, one million nine 38 hundred sixty thousand dollars for the period January first, two thou- 39 sand nine through December thirty-first, two thousand nine, one million 40 nine hundred sixty thousand dollars for the period January first, two 41 thousand ten through December thirty-first, two thousand ten, [and] four 42 hundred ninety thousand dollars for the period January first, two thou- 43 sand eleven through March thirty-first, two thousand eleven, AND ONE 44 MILLION SEVEN HUNDRED THOUSAND DOLLARS EACH STATE FISCAL YEAR FOR THE 45 PERIOD APRIL FIRST, TWO THOUSAND ELEVEN THROUGH MARCH THIRTY-FIRST, TWO 46 THOUSAND FOURTEEN, shall be set aside and reserved by the commissioner 47 from the regional pools established pursuant to subdivision two of this 48 section and shall be available for purposes of physician loan repayment 49 in accordance with subdivision ten of this section. Such funding shall 50 be allocated regionally with one-third of available funds going to New 51 York city and two-thirds of available funds going to the rest of the 52 state and shall be distributed in a manner to be determined by the 53 commissioner as follows: 54 (i) Funding shall first be awarded to repay loans of up to twenty-five 55 physicians who train in primary care or specialty tracks in teaching S. 2809--B 92 A. 4009--B 1 general hospitals, and who enter and remain in primary care or specialty 2 practices in underserved communities, as determined by the commissioner. 3 (ii) After distributions in accordance with subparagraph (i) of this 4 paragraph, all remaining funds shall be awarded to repay loans of physi- 5 cians who enter and remain in primary care or specialty practices in 6 underserved communities, as determined by the commissioner, including 7 but not limited to physicians working in general hospitals, or other 8 health care facilities. 9 (iii) In no case shall less than fifty percent of the funds available 10 pursuant to this paragraph be distributed in accordance with subpara- 11 graphs (i) and (ii) of this paragraph to physicians identified by gener- 12 al hospitals. 13 (e) Physician practice support. Four million nine hundred thousand 14 dollars for the period January first, two thousand eight through Decem- 15 ber thirty-first, two thousand eight, four million nine hundred thousand 16 dollars annually for the period January first, two thousand nine through 17 December thirty-first, two thousand ten, [and] one million two hundred 18 twenty-five thousand dollars for the period January first, two thousand 19 eleven through March thirty-first, two thousand eleven, AND FOUR MILLION 20 THREE HUNDRED THOUSAND DOLLARS EACH STATE FISCAL YEAR FOR THE PERIOD 21 APRIL FIRST, TWO THOUSAND ELEVEN THROUGH MARCH THIRTY-FIRST, TWO THOU- 22 SAND FOURTEEN, shall be set aside and reserved by the commissioner from 23 the regional pools established pursuant to subdivision two of this 24 section and shall be available for purposes of physician practice 25 support. Such funding shall be allocated regionally with one-third of 26 available funds going to New York city and two-thirds of available funds 27 going to the rest of the state and shall be distributed in a manner to 28 be determined by the commissioner as follows: 29 (i) Preference in funding shall first be accorded to teaching general 30 hospitals for up to twenty-five awards, to support costs incurred by 31 physicians trained in primary or specialty tracks who thereafter estab- 32 lish or join practices in underserved communities, as determined by the 33 commissioner. 34 (ii) After distributions in accordance with subparagraph (i) of this 35 paragraph, all remaining funds shall be awarded to physicians to support 36 the cost of establishing or joining practices in underserved communi- 37 ties, as determined by the commissioner, and to hospitals and other 38 health care providers to recruit new physicians to provide services in 39 underserved communities, as determined by the commissioner. 40 (iii) In no case shall less than fifty percent of the funds available 41 pursuant to this paragraph be distributed to general hospitals in 42 accordance with subparagraphs (i) and (ii) of this paragraph. 43 (f) Study on physician workforce. Five hundred ninety thousand dollars 44 annually for the period January first, two thousand eight through Decem- 45 ber thirty-first, two thousand ten, [and] one hundred forty-eight thou- 46 sand dollars for the period January first, two thousand eleven through 47 March thirty-first, two thousand eleven, AND FIVE HUNDRED SIXTEEN THOU- 48 SAND DOLLARS EACH STATE FISCAL YEAR FOR THE PERIOD APRIL FIRST, TWO 49 THOUSAND ELEVEN THROUGH MARCH THIRTY-FIRST, TWO THOUSAND FOURTEEN, shall 50 be set aside and reserved by the commissioner from the regional pools 51 established pursuant to subdivision two of this section and shall be 52 available to fund a study of physician workforce needs and solutions 53 including, but not limited to, an analysis of residency programs and 54 projected physician workforce and community needs. The commissioner 55 shall enter into agreements with one or more organizations to conduct 56 such study based on a request for proposal process. S. 2809--B 93 A. 4009--B 1 (g) Diversity in medicine/post-baccalaureate program. Notwithstanding 2 any inconsistent provision of section one hundred twelve or one hundred 3 sixty-three of the state finance law or any other law, one million nine 4 hundred sixty thousand dollars annually for the period January first, 5 two thousand eight through December thirty-first, two thousand ten, 6 [and] four hundred ninety thousand dollars for the period January first, 7 two thousand eleven through March thirty-first, two thousand eleven, AND 8 ONE MILLION SEVEN HUNDRED THOUSAND DOLLARS EACH STATE FISCAL YEAR FOR 9 THE PERIOD APRIL FIRST, TWO THOUSAND ELEVEN THROUGH MARCH THIRTY-FIRST, 10 TWO THOUSAND FOURTEEN, shall be set aside and reserved by the commis- 11 sioner from the regional pools established pursuant to subdivision two 12 of this section and shall be available for distributions to the Associ- 13 ated Medical Schools of New York to fund its diversity program including 14 existing and new post-baccalaureate programs for minority and econom- 15 ically disadvantaged students and encourage participation from all 16 medical schools in New York. The associated medical schools of New York 17 shall report to the commissioner on an annual basis regarding the use of 18 funds for such purpose in such form and manner as specified by the 19 commissioner. 20 S 26-a. Subdivision 7 of section 2807-m of the public health law, as 21 amended by section 99 of part C of chapter 58 of the laws of 2009, is 22 amended to read as follows: 23 7. Notwithstanding any inconsistent provision of section one hundred 24 twelve or one hundred sixty-three of the state finance law or any other 25 law, up to one million dollars for the period January first, two thou- 26 sand through December thirty-first, two thousand, one million six 27 hundred thousand dollars annually for the periods January first, two 28 thousand one through December thirty-first, two thousand eight, one 29 million five hundred thousand dollars annually for the periods January 30 first, two thousand nine through December thirty-first, two thousand 31 ten, [and] three hundred seventy-five thousand dollars for the period 32 January first, two thousand eleven through March thirty-first, two thou- 33 sand eleven, AND ONE MILLION THREE HUNDRED TWENTY THOUSAND DOLLARS EACH 34 STATE FISCAL YEAR FOR THE PERIOD APRIL FIRST, TWO THOUSAND ELEVEN 35 THROUGH MARCH THIRTY-FIRST, TWO THOUSAND FOURTEEN, shall be set aside 36 and reserved by the commissioner from the regional pools established 37 pursuant to subdivision two of this section and shall be available for 38 distributions to the New York state area health education center program 39 for the purpose of expanding community-based training of medical 40 students. In addition, one million dollars annually for the period Janu- 41 ary first, two thousand eight through December thirty-first, two thou- 42 sand ten, [and] two hundred fifty thousand dollars for the period Janu- 43 ary first, two thousand eleven through March thirty-first, two thousand 44 eleven, AND EIGHT HUNDRED EIGHTY THOUSAND DOLLARS EACH STATE FISCAL YEAR 45 FOR THE PERIOD APRIL FIRST, TWO THOUSAND ELEVEN THROUGH MARCH 46 THIRTY-FIRST, TWO THOUSAND FOURTEEN, shall be set aside and reserved by 47 the commissioner from the regional pools established pursuant to subdi- 48 vision two of this section and shall be available for distributions to 49 the New York state area health education center program for the purpose 50 of post-secondary training of health care professionals who will achieve 51 specific program outcomes within the New York state area health educa- 52 tion center program. The New York state area health education center 53 program shall report to the commissioner on an annual basis regarding 54 the use of funds for each purpose in such form and manner as specified 55 by the commissioner. S. 2809--B 94 A. 4009--B 1 S 27. Subdivision 4-c of section 2807-p of the public health law, as 2 amended by section 13-c of Part C of chapter 58 of the laws of 2009, is 3 amended to read as follows: 4 4-c. Notwithstanding any provision of law to the contrary, the commis- 5 sioner shall make additional payments for uncompensated care to volun- 6 tary non-profit diagnostic and treatment centers that are eligible for 7 distributions under subdivision four of this section in the following 8 amounts: for the period June first, two thousand six through December 9 thirty-first, two thousand six, in the amount of seven million five 10 hundred thousand dollars, for the period January first, two thousand 11 seven through December thirty-first, two thousand seven, seven million 12 five hundred thousand dollars, for the period January first, two thou- 13 sand eight through December thirty-first, two thousand eight, seven 14 million five hundred thousand dollars, for the period January first, two 15 thousand nine through December thirty-first, two thousand nine, fifteen 16 million five hundred thousand dollars, for the period January first, two 17 thousand ten through December thirty-first, two thousand ten, seven 18 million five hundred thousand dollars, FOR THE PERIOD JANUARY FIRST, TWO 19 THOUSAND ELEVEN THOUGH DECEMBER THIRTY-FIRST, TWO THOUSAND ELEVEN, SEVEN 20 MILLION FIVE HUNDRED THOUSAND DOLLARS, FOR THE PERIOD JANUARY FIRST, TWO 21 THOUSAND TWELVE THROUGH DECEMBER THIRTY-FIRST, TWO THOUSAND TWELVE, 22 SEVEN MILLION FIVE HUNDRED THOUSAND DOLLARS, FOR THE PERIOD JANUARY 23 FIRST, TWO THOUSAND THIRTEEN THROUGH DECEMBER THIRTY-FIRST, TWO THOUSAND 24 THIRTEEN, SEVEN MILLION FIVE HUNDRED THOUSAND DOLLARS, and for the peri- 25 od January first, two thousand [eleven] FOURTEEN through March thirty- 26 first, two thousand [eleven] FOURTEEN, in the amount of one million 27 eight hundred seventy-five thousand dollars, provided, however, that for 28 periods on and after January first, two thousand eight, such additional 29 payments shall be distributed to voluntary, non-profit diagnostic and 30 treatment centers and to public diagnostic and treatment centers in 31 accordance with paragraph (g) of subdivision four of this section. In 32 the event that federal financial participation is available for rate 33 adjustments pursuant to this section, the commissioner shall make such 34 payments as additional adjustments to rates of payment for voluntary 35 non-profit diagnostic and treatment centers that are eligible for 36 distributions under subdivision four-a of this section in the following 37 amounts: for the period June first, two thousand six through December 38 thirty-first, two thousand six, fifteen million dollars in the aggre- 39 gate, and for the period January first, two thousand seven through June 40 thirtieth, two thousand seven, seven million five hundred thousand 41 dollars in the aggregate. The amounts allocated pursuant to this para- 42 graph shall be aggregated with and distributed pursuant to the same 43 methodology applicable to the amounts allocated to such diagnostic and 44 treatment centers for such periods pursuant to subdivision four of this 45 section if federal financial participation is not available, or pursuant 46 to subdivision four-a of this section if federal financial participation 47 is available. Notwithstanding section three hundred sixty-eight-a of 48 the social services law, there shall be no local share in a medical 49 assistance payment adjustment under this subdivision. 50 S 28. Subdivision 3 and paragraph (a) of subdivision 4 of section 51 2807-k of the public health law, as amended by section 15 of part C of 52 chapter 58 of the laws of 2010, are amended to read as follows: 53 3. Each major public general hospital shall be allocated for distrib- 54 ution from the pools established pursuant to this section for each year 55 through December thirty-first, two thousand [eleven] FOURTEEN, an amount 56 equal to the amount allocated to such major public general hospital from S. 2809--B 95 A. 4009--B 1 the regional pool established pursuant to subdivision seventeen of 2 section twenty-eight hundred seven-c of this article for the period 3 January first, nineteen hundred ninety-six through December thirty- 4 first, nineteen hundred ninety-six, provided, however, that payments on 5 and after January first, two thousand nine shall be subject to the 6 provisions of subdivision five-a of this section. 7 (a) From funds in the pool for each year, thirty-six million dollars 8 shall be reserved on an annual basis through December thirty-first, two 9 thousand [eleven] FOURTEEN, for distribution as high need adjustments in 10 accordance with subdivision six of this section, provided, however, that 11 payments on and after January first, two thousand nine shall be subject 12 to the provisions of subdivision five-a of this section. 13 S 29. The opening paragraph, paragraph (a) of subdivision 1 and subdi- 14 vision 2 of section 2807-w of the public health law, as amended by 15 section 14 of part C of chapter 58 of the laws of 2010, are amended to 16 read as follows: 17 Funds allocated pursuant to paragraph (p) of subdivision one of 18 section twenty-eight hundred seven-v of this article, shall be deposited 19 as authorized and used for the purpose of making medicaid dispropor- 20 tionate share payments of up to eighty-two million dollars on an annual- 21 ized basis pursuant to subdivision twenty-one of section twenty-eight 22 hundred seven-c of this article, for the period January first, two thou- 23 sand through March thirty-first, two thousand [eleven] FOURTEEN, in 24 accordance with the following: 25 (a) Each eligible rural hospital shall receive one hundred forty thou- 26 sand dollars on an annualized basis for the periods January first, two 27 thousand through December thirty-first, two thousand [eleven] FOURTEEN, 28 provided as a disproportionate share payment; provided, however, that if 29 such payment pursuant to this paragraph exceeds a hospital's applicable 30 disproportionate share limit, then the total amount in excess of such 31 limit shall be provided as a nondisproportionate share payment in the 32 form of a grant directly from this pool without allocation to the 33 special revenue funds - other, indigent care fund - 068, or any succes- 34 sor fund or account, and provided further that payments for periods on 35 and after January first, two thousand nine shall be subject to the 36 provisions of subdivision five-a of section twenty-eight hundred seven-k 37 of this article; 38 2. From the funds in the pool each year, thirty-six million dollars on 39 an annualized basis for the periods January first, two thousand through 40 December thirty-first, two thousand [eleven] FOURTEEN, of the funds not 41 distributed in accordance with subdivision one of this section, shall be 42 distributed in accordance with the formula set forth in subdivision six 43 of section twenty-eight hundred seven-k of this article, provided, 44 however, that payments for periods on and after January first, two thou- 45 sand nine shall be subject to the provisions of subdivision five-a of 46 section twenty-eight hundred seven-k of this article. 47 S 30. Subparagraph (v) of paragraph (a) of subdivision 3 of section 48 2807-j of the public health law, as added by chapter 639 of the laws of 49 1996, is amended to read as follows: 50 (v) revenue received from physician practice or faculty practice plan 51 discrete billings for [private practicing] physician services; 52 S 31. Clause (D) of subparagraph (ii) of paragraph (b) of subdivision 53 3 of section 2807-j of the public health law, as added by chapter 639 of 54 the laws of 1996, is amended to read as follows: 55 (D) revenue received from physician practice or faculty practice plan 56 discrete billings for [private practicing] physician services; S. 2809--B 96 A. 4009--B 1 S 32. Notwithstanding any inconsistent provision of law, rule or regu- 2 lation, for purposes of implementing the provisions of the public health 3 law and the social services law, references to titles XIX and XXI of the 4 federal social security act in the public health law and the social 5 services law shall be deemed to include and also to mean any successor 6 titles thereto under the federal social security act. 7 S 33. Notwithstanding any inconsistent provision of law, rule or regu- 8 lation, the effectiveness of the provisions of sections 2807 and 3614 of 9 the public health law, section 18 of chapter 2 of the laws of 1988, and 10 18 NYCRR 505.14(h), as they relate to time frames for notice, approval 11 or certification of rates of payment, are hereby suspended and without 12 force or effect for purposes of implementing the provisions of this act. 13 S 34. Severability clause. If any clause, sentence, paragraph, subdi- 14 vision, section or part of this act shall be adjudged by any court of 15 competent jurisdiction to be invalid, such judgement shall not affect, 16 impair or invalidate the remainder thereof, but shall be confined in its 17 operation to the clause, sentence, paragraph, subdivision, section or 18 part thereof directly involved in the controversy in which such judge- 19 ment shall have been rendered. It is hereby declared to be the intent of 20 the legislature that this act would have been enacted even if such 21 invalid provisions had not been included herein. 22 S 35. This act shall take effect immediately and shall be deemed to 23 have been in full force and effect on and after April 1, 2011, provided 24 that: 25 (a) any rules or regulations necessary to implement the provisions of 26 this act may be promulgated and any procedures, forms, or instructions 27 necessary for such implementation may be adopted and issued on or after 28 the date this act shall have become a law; 29 (b) this act shall not be construed to alter, change, affect, impair 30 or defeat any rights, obligations, duties or interests accrued, incurred 31 or conferred prior to the effective date of this act; 32 (c) the commissioner of health and the superintendent of insurance and 33 any appropriate council may take any steps necessary to implement this 34 act prior to its effective date; 35 (d) notwithstanding any inconsistent provision of the state adminis- 36 trative procedure act or any other provision of law, rule or regulation, 37 the commissioner of health and the superintendent of insurance and any 38 appropriate council is authorized to adopt or amend or promulgate on an 39 emergency basis any regulation he or she or such council determines 40 necessary to implement any provision of this act on its effective date; 41 (e) the provisions of this act shall become effective notwithstanding 42 the failure of the commissioner of health or the superintendent of 43 insurance or any council to adopt or amend or promulgate regulations 44 implementing this act; 45 (f) the amendments to sections 2807-j and 2807-s of the public health 46 law made by sections three, five, five-a, five-b, six, thirty and thir- 47 ty-one, respectively, of this act shall not affect the expiration of 48 such sections and shall expire therewith; and 49 (g) the amendments to paragraph (i-l) of subdivision 1 of section 50 2807-v of the public health law made by section eight of this act shall 51 not affect the repeal of such paragraph and shall be deemed repealed 52 therewith. 53 PART D S. 2809--B 97 A. 4009--B 1 Section 1. Paragraph (e-1) of subdivision 12 of section 2808 of the 2 public health law, as separately amended by section 11 of part B and 3 section 21 of part D of chapter 58 of the laws of 2009, is amended to 4 read as follows: 5 (e-1) Notwithstanding any inconsistent provision of law or regulation, 6 the commissioner shall provide, in addition to payments established 7 pursuant to this article prior to application of this section, addi- 8 tional payments under the medical assistance program pursuant to title 9 eleven of article five of the social services law for non-state operated 10 public residential health care facilities, including public residential 11 health care facilities located in the county of Nassau, the county of 12 Westchester and the county of Erie, but excluding public residential 13 health care facilities operated by a town or city within a county, in 14 aggregate annual amounts of up to one hundred fifty million dollars in 15 additional payments for the state fiscal year beginning April first, two 16 thousand six and for the state fiscal year beginning April first, two 17 thousand seven and for the state fiscal year beginning April first, two 18 thousand eight and of up to three hundred million dollars in such aggre- 19 gate annual additional payments for the state fiscal year beginning 20 April first, two thousand nine, and for the state fiscal year beginning 21 April first, two thousand ten and for the state fiscal year beginning 22 April first, two thousand eleven, AND EACH STATE FISCAL YEAR THEREAFTER. 23 The amount allocated to each eligible public residential health care 24 facility for this period shall be computed in accordance with the 25 provisions of paragraph (f) of this subdivision, provided, however, that 26 patient days shall be utilized for such computation reflecting actual 27 reported data for two thousand three and each representative succeeding 28 year as applicable. 29 S 2. Paragraph (a) of subdivision 1 of section 212 of chapter 474 of 30 the laws of 1996, amending the education law and other laws relating to 31 rates for residential healthcare facilities, as amended by section 2 of 32 part B of chapter 58 of the laws of 2010, is amended to read as follows: 33 (a) Notwithstanding any inconsistent provision of law or regulation to 34 the contrary, effective beginning August 1, 1996, for the period April 35 1, 1997 through March 31, 1998, April 1, 1998 for the period April 1, 36 1998 through March 31, 1999, August 1, 1999, for the period April 1, 37 1999 through March 31, 2000, April 1, 2000, for the period April 1, 2000 38 through March 31, 2001, April 1, 2001, for the period April 1, 2001 39 through March 31, 2002, April 1, 2002, for the period April 1, 2002 40 through March 31, 2003, and for the state fiscal year beginning April 1, 41 2005 through March 31, 2006, and for the state fiscal year beginning 42 April 1, 2006 through March 31, 2007, and for the state fiscal year 43 beginning April 1, 2007 through March 31, 2008, and for the state fiscal 44 year beginning April 1, 2008 through March 31, 2009, and for the state 45 fiscal year beginning April 1, 2009 through March 31, 2010, and for the 46 state fiscal year beginning April 1, 2010 through March 31, 2011, AND 47 FOR EACH STATE FISCAL YEAR THEREAFTER, the department of health is 48 authorized to pay public general hospitals, as defined in subdivision 10 49 of section 2801 of the public health law, operated by the state of New 50 York or by the state university of New York or by a county, which shall 51 not include a city with a population of over one million, of the state 52 of New York, and those public general hospitals located in the county of 53 Westchester, the county of Erie or the county of Nassau, additional 54 payments for inpatient hospital services as medical assistance payments 55 pursuant to title 11 of article 5 of the social services law for 56 patients eligible for federal financial participation under title XIX of S. 2809--B 98 A. 4009--B 1 the federal social security act in medical assistance pursuant to the 2 federal laws and regulations governing disproportionate share payments 3 to hospitals up to one hundred percent of each such public general 4 hospital's medical assistance and uninsured patient losses after all 5 other medical assistance, including disproportionate share payments to 6 such public general hospital for 1996, 1997, 1998, and 1999, based 7 initially for 1996 on reported 1994 reconciled data as further recon- 8 ciled to actual reported 1996 reconciled data, and for 1997 based 9 initially on reported 1995 reconciled data as further reconciled to 10 actual reported 1997 reconciled data, for 1998 based initially on 11 reported 1995 reconciled data as further reconciled to actual reported 12 1998 reconciled data, for 1999 based initially on reported 1995 recon- 13 ciled data as further reconciled to actual reported 1999 reconciled 14 data, for 2000 based initially on reported 1995 reconciled data as 15 further reconciled to actual reported 2000 data, for 2001 based initial- 16 ly on reported 1995 reconciled data as further reconciled to actual 17 reported 2001 data, for 2002 based initially on reported 2000 reconciled 18 data as further reconciled to actual reported 2002 data, and for state 19 fiscal years beginning on April 1, 2005, based initially on reported 20 2000 reconciled data as further reconciled to actual reported data for 21 2005, and for state fiscal years beginning on April 1, 2006, based 22 initially on reported 2000 reconciled data as further reconciled to 23 actual reported data for 2006, for state fiscal years beginning on and 24 after April 1, 2007 through March 31, 2009, based initially on reported 25 2000 reconciled data as further reconciled to actual reported data for 26 2007 and 2008, respectively, for state fiscal years beginning on and 27 after April 1, 2009, based initially on reported 2007 reconciled data, 28 adjusted for authorized Medicaid rate changes applicable to the state 29 fiscal year, and as further reconciled to actual reported data for 2009, 30 for state fiscal years beginning on and after April 1, 2010, based 31 initially on reported reconciled data from the base year two years prior 32 to the payment year, adjusted for authorized Medicaid rate changes 33 applicable to the state fiscal year, and further reconciled to actual 34 reported data from such payment year, and to actual reported data for 35 each respective succeeding year. The payments may be added to rates of 36 payment or made as aggregate payments to an eligible public general 37 hospital. 38 S 3. Section 11 of chapter 884 of the laws of 1990, amending the 39 public health law relating to authorizing bad debt and charity care 40 allowances for certified home health agencies, as amended by section 14 41 of part B of chapter 58 of the laws of 2009, is amended to read as 42 follows: 43 S 11. This act shall take effect immediately and: 44 (a) sections one and three shall expire on December 31, 1996, 45 (b) sections four through ten shall expire on June 30, [2011] 2013, 46 and 47 (c) provided that the amendment to section 2807-b of the public health 48 law by section two of this act shall not affect the expiration of such 49 section 2807-b as otherwise provided by law and shall be deemed to 50 expire therewith. 51 S 4. Subdivision 2 of section 246 of chapter 81 of the laws of 1995, 52 amending the public health law and other laws relating to medical 53 reimbursement and welfare reform, as amended by section 15 of part B of 54 chapter 58 of the laws of 2009, is amended to read as follows: 55 2. Sections five, seven through nine, twelve through fourteen, and 56 eighteen of this act shall be deemed to have been in full force and S. 2809--B 99 A. 4009--B 1 effect on and after April 1, 1995 through March 31, 1999 and on and 2 after July 1, 1999 through March 31, 2000 and on and after April 1, 2000 3 through March 31, 2003 and on and after April 1, 2003 through March 31, 4 2006 and on and after April 1, 2006 through March 31, 2007 and on and 5 after April 1, 2007 through March 31, 2009 and on and after April 1, 6 2009 through March 31, 2011 AND SECTIONS TWELVE, THIRTEEN AND FOURTEEN 7 OF THIS ACT SHALL BE DEEMED TO BE IN FULL FORCE AND EFFECT ON AND AFTER 8 APRIL 1, 2011; 9 S 5. Intentionally omitted. 10 S 6. Intentionally omitted. 11 S 7. Paragraphs (a) and (e) of subdivision 8 of section 2807-c of the 12 public health law, paragraph (a) as amended by chapter 731 of the laws 13 of 1993 and paragraph (e) as added by chapter 81 of the laws of 1995, 14 are amended to read as follows: 15 (a) Capital related inpatient expenses including but not limited to 16 straight line depreciation on buildings and non-movable equipment, 17 accelerated depreciation on major movable equipment if requested by the 18 hospital, rentals and interest on capital debt (or for hospitals 19 financed pursuant to article twenty-eight-B of this chapter, such 20 expenses, including amortization in lieu of depreciation, as determined 21 pursuant to the reimbursement regulations promulgated pursuant to such 22 article and article twenty-eight of this chapter), [and excluding costs 23 related to services provided to beneficiaries of title XVIII of the 24 federal social security act (medicare),] shall be included in rates of 25 payment determined pursuant to this section based on a budget for capi- 26 tal related inpatient expenses and subsequently reconciled to actual 27 expenses and statistics through appropriate audit procedures. General 28 hospitals shall submit to the commissioner, at least one hundred twenty 29 days prior to the commencement of each year, a schedule of capital 30 related inpatient expenses for the forthcoming year. Any capital expend- 31 iture which requires or required approval pursuant to this article must 32 have received such approval for any capital related expense generated by 33 such capital expenditure to be included in rates of payment. The basis 34 for determining capital related inpatient expenses shall be the lesser 35 of actual cost or the final amount specifically approved for the 36 construction of the capital asset. The submitted budget may include the 37 capital related inpatient expenses for all existing capital assets as 38 well as estimates of capital related inpatient expenses for capital 39 assets to be acquired or placed in use prior to the commencement of the 40 rate year or during the rate year provided all required approvals have 41 been obtained. 42 The council shall adopt, with the approval of the commissioner, regu- 43 lations to: 44 (i) identify by type the eligible capital related inpatient expenses; 45 (ii) safeguard the future financial viability of voluntary, non-profit 46 general hospitals by requiring funding of inpatient depreciation on 47 building and fixed and movable equipment; 48 (iii) provide authorization to adjust inpatient rates by advancing 49 payment of depreciation as needed, in instances of capital debt related 50 financial distress of voluntary, non-profit general hospitals; and 51 (iv) provide a methodology for the reimbursement treatment of sales. 52 (e) Notwithstanding any inconsistent provision of this subdivision, 53 commencing April first, nineteen hundred ninety-five, when a factor for 54 reconciliation of budgeted capital related inpatient expenses to actual 55 capital related inpatient expenses [excluding costs related to services 56 provided to beneficiaries of title XVIII of the federal social security S. 2809--B 100 A. 4009--B 1 act (medicare)] for a prior year is included in the capital related 2 inpatient expenses component of rates of payment, such capital related 3 inpatient expenses component of rates of payment shall be reduced by the 4 commissioner by the difference between the reconciled capital related 5 inpatient expenses included in rates of payment determined in accordance 6 with paragraphs (a), (b) and (c) of this subdivision for such prior year 7 and capital related inpatient expenses for such prior year calculated 8 [based on a determination of costs related to services provided to bene- 9 ficiaries of title XVIII of the federal social security act (medicare)] 10 based on the hospital's average capital related inpatient expenses 11 computed on a per diem basis. 12 S 8. Paragraph (d) of subdivision 8 of section 2807-c of the public 13 health law is REPEALED. 14 S 9. Section 194 of chapter 474 of the laws of 1996, amending the 15 education law and other laws relating to rates for residential health 16 care facilities, as amended by section 24 of part B of chapter 58 of the 17 laws of 2009, is amended to read as follows: 18 S 194. 1. Notwithstanding any inconsistent provision of law or regu- 19 lation, the trend factors used to project reimbursable operating costs 20 to the rate period for purposes of determining rates of payment pursuant 21 to article 28 of the public health law for residential health care 22 facilities for reimbursement of inpatient services provided to patients 23 eligible for payments made by state governmental agencies on and after 24 April 1, 1996 through March 31, 1999 and for payments made on and after 25 July 1, 1999 through March 31, 2000 and on and after April 1, 2000 26 through March 31, 2003 and on and after April 1, 2003 through March 31, 27 2007 and on and after April 1, 2007 through March 31, 2009 and on and 28 after April 1, 2009 through March 31, 2011 AND ON AND AFTER APRIL 1, 29 2011 shall reflect no trend factor projections or adjustments for the 30 period April 1, 1996, through March 31, 1997. 31 2. The commissioner of health shall adjust such rates of payment to 32 reflect the exclusion pursuant to this section of such specified trend 33 factor projections or adjustments. 34 S 10. Subdivision 1 of section 89-a of part C of chapter 58 of the 35 laws of 2007, amending the social services law and other laws relating 36 to enacting the major components of legislation necessary to implement 37 the health and mental hygiene budget for the 2007-2008 state fiscal 38 year, as amended by section 25 of part B of chapter 58 of the laws of 39 2009, is amended to read as follows: 40 1. Notwithstanding paragraph (c) of subdivision 10 of section 2807-c 41 of the public health law and section 21 of chapter 1 of the laws of 42 1999, as amended, and any other inconsistent provision of law or regu- 43 lation to the contrary, in determining rates of payments by state 44 governmental agencies effective for services provided beginning April 1, 45 2006, through March 31, 2009, and on and after April 1, 2009 through 46 March 31, 2011, AND ON AND AFTER APRIL 1, 2011 for inpatient and outpa- 47 tient services provided by general hospitals and for inpatient services 48 and outpatient adult day health care services provided by residential 49 health care facilities pursuant to article 28 of the public health law, 50 the commissioner of health shall apply a trend factor projection of two 51 and twenty-five hundredths percent attributable to the period January 1, 52 2006 through December 31, 2006, and on and after January 1, 2007, 53 provided, however, that on reconciliation of such trend factor for the 54 period January 1, 2006 through December 31, 2006 pursuant to paragraph 55 (c) of subdivision 10 of section 2807-c of the public health law, such 56 trend factor shall be the final US Consumer Price Index (CPI) for all S. 2809--B 101 A. 4009--B 1 urban consumers, as published by the US Department of Labor, Bureau of 2 Labor Statistics less twenty-five hundredths of a percentage point. 3 S 11. Paragraph (f) of subdivision 1 of section 64 of chapter 81 of 4 the laws of 1995, amending the public health law and other laws relating 5 to medical reimbursement and welfare reform, as amended by section 26 of 6 part B of chapter 58 of the laws of 2009, is amended to read as follows: 7 (f) Prior to February 1, 2001, February 1, 2002, February 1, 2003, 8 February 1, 2004, February 1, 2005, February 1, 2006, February 1, 2007, 9 February 1, 2008, February 1, 2009, February 1, 2010, [and] February 1, 10 2011, FEBRUARY 1, 2012, AND FEBRUARY 1, 2013 the commissioner of health 11 shall calculate the result of the statewide total of residential health 12 care facility days of care provided to beneficiaries of title XVIII of 13 the federal social security act (medicare), divided by the sum of such 14 days of care plus days of care provided to residents eligible for 15 payments pursuant to title 11 of article 5 of the social services law 16 minus the number of days provided to residents receiving hospice care, 17 expressed as a percentage, for the period commencing January 1, through 18 November 30, of the prior year respectively, based on such data for such 19 period. This value shall be called the 2000, 2001, 2002, 2003, 2004, 20 2005, 2006, 2007, 2008, 2009, 2010 [and], 2011, 2012, AND 2013 statewide 21 target percentage respectively. 22 S 12. Subparagraph (ii) of paragraph (b) of subdivision 3 of section 23 64 of chapter 81 of the laws of 1995, amending the public health law and 24 other laws relating to medical reimbursement and welfare reform, as 25 amended by section 27 of part B of chapter 58 of the laws of 2009, is 26 amended to read as follows: 27 (ii) If the 1997, 1998, 2000, 2001, 2002, 2003, 2004, 2005, 2006, 28 2007, 2008, 2009, 2010 [and], 2011, 2012, AND 2013 statewide target 29 percentages are not for each year at least three percentage points high- 30 er than the statewide base percentage, the commissioner of health shall 31 determine the percentage by which the statewide target percentage for 32 each year is not at least three percentage points higher than the state- 33 wide base percentage. The percentage calculated pursuant to this para- 34 graph shall be called the 1997, 1998, 2000, 2001, 2002, 2003, 2004, 35 2005, 2006, 2007, 2008, 2009, 2010 [and], 2011, 2012, AND 2013 statewide 36 reduction percentage respectively. If the 1997, 1998, 2000, 2001, 2002, 37 2003, 2004, 2005, 2006, 2007, 2008, 2009, 2010 [and], 2011, 2012, AND 38 2013 statewide target percentage for the respective year is at least 39 three percentage points higher than the statewide base percentage, the 40 statewide reduction percentage for the respective year shall be zero. 41 S 13. Subparagraph (iii) of paragraph (b) of subdivision 4 of section 42 64 of chapter 81 of the laws of 1995, amending the public health law and 43 other laws relating to medical reimbursement and welfare reform, as 44 amended by section 28 of part B of chapter 58 of the laws of 2009, is 45 amended to read as follows: 46 (iii) The 1998, 2000, 2001, 2002, 2003, 2004, 2005, 2006, 2007, 2008, 47 2009, 2010 [and], 2011, 2012, AND 2013 statewide reduction percentage 48 shall be multiplied by one hundred two million dollars respectively to 49 determine the 1998, 2000, 2001, 2002, 2003, 2004, 2005, 2006, 2007, 50 2008, 2009, 2010 [and], 2011, 2012, AND 2013 statewide aggregate 51 reduction amount. If the 1998 and the 2000, 2001, 2002, 2003, 2004, 52 2005, 2006, 2007, 2008, 2009, 2010 [and], 2011, 2012, AND 2013 statewide 53 reduction percentage shall be zero respectively, there shall be no 1998, 54 2000, 2001, 2002, 2003, 2004, 2005, 2006, 2007, 2008, 2009, 2010 [and], 55 2011, 2012, AND 2013 reduction amount. S. 2809--B 102 A. 4009--B 1 S 14. Paragraph (b) of subdivision 5 of section 64 of chapter 81 of 2 the laws of 1995, amending the public health law and other laws relating 3 to medical reimbursement and welfare reform, as amended by section 29 of 4 part B of chapter 58 of the laws of 2009, is amended to read as follows: 5 (b) The 1996, 1997, 1998, 1999, 2000, 2001, 2002, 2003, 2004, 2005, 6 2006, 2007, 2008, 2009, 2010 [and], 2011, 2012, AND 2013 statewide 7 aggregate reduction amounts shall for each year be allocated by the 8 commissioner of health among residential health care facilities that are 9 eligible to provide services to beneficiaries of title XVIII of the 10 federal social security act (medicare) and residents eligible for 11 payments pursuant to title 11 of article 5 of the social services law on 12 the basis of the extent of each facility's failure to achieve a two 13 percentage points increase in the 1996 target percentage, a three 14 percentage point increase in the 1997, 1998, 2000, 2001, 2002, 2003, 15 2004, 2005, 2006, 2007, 2008, 2009, 2010 [and], 2011, 2012, AND 2013 16 target percentage and a two and one-quarter percentage point increase in 17 the 1999 target percentage for each year, compared to the base percent- 18 age, calculated on a facility specific basis for this purpose, compared 19 to the statewide total of the extent of each facility's failure to 20 achieve a two percentage points increase in the 1996 and a three 21 percentage point increase in the 1997 and a three percentage point 22 increase in the 1998 and a two and one-quarter percentage point increase 23 in the 1999 target percentage and a three percentage point increase in 24 the 2000, 2001, 2002, 2003, 2004, 2005, 2006, 2007, 2008, 2009, 2010 25 [and], 2011, 2012, AND 2013 target percentage compared to the base 26 percentage. These amounts shall be called the 1996, 1997, 1998, 1999, 27 2000, 2001, 2002, 2003, 2004, 2005, 2006, 2007, 2008, 2009, 2010 [and], 28 2011, 2012, AND 2013 facility specific reduction amounts respectively. 29 S 14-a. Section 228 of chapter 474 of the laws of 1996, amending the 30 education law and other laws relating to rates for residential health 31 care facilities, as amended by section 30 of part B of chapter 58 of the 32 laws of 2009, is amended to read as follows: 33 S 228. 1. Definitions. (a) Regions, for purposes of this section, 34 shall mean a downstate region to consist of Kings, New York, Richmond, 35 Queens, Bronx, Nassau and Suffolk counties and an upstate region to 36 consist of all other New York state counties. A certified home health 37 agency or long term home health care program shall be located in the 38 same county utilized by the commissioner of health for the establishment 39 of rates pursuant to article 36 of the public health law. 40 (b) Certified home health agency (CHHA) shall mean such term as 41 defined in section 3602 of the public health law. 42 (c) Long term home health care program (LTHHCP) shall mean such term 43 as defined in subdivision 8 of section 3602 of the public health law. 44 (d) Regional group shall mean all those CHHAs and LTHHCPs, respective- 45 ly, located within a region. 46 (e) Medicaid revenue percentage, for purposes of this section, shall 47 mean CHHA and LTHHCP revenues attributable to services provided to 48 persons eligible for payments pursuant to title 11 of article 5 of the 49 social services law divided by such revenues plus CHHA and LTHHCP reven- 50 ues attributable to services provided to beneficiaries of Title XVIII of 51 the federal social security act (medicare). 52 (f) Base period, for purposes of this section, shall mean calendar 53 year 1995. 54 (g) Target period. For purposes of this section, the 1996 target peri- 55 od shall mean August 1, 1996 through March 31, 1997, the 1997 target 56 period shall mean January 1, 1997 through November 30, 1997, the 1998 S. 2809--B 103 A. 4009--B 1 target period shall mean January 1, 1998 through November 30, 1998, the 2 1999 target period shall mean January 1, 1999 through November 30, 1999, 3 the 2000 target period shall mean January 1, 2000 through November 30, 4 2000, the 2001 target period shall mean January 1, 2001 through November 5 30, 2001, the 2002 target period shall mean January 1, 2002 through 6 November 30, 2002, the 2003 target period shall mean January 1, 2003 7 through November 30, 2003, the 2004 target period shall mean January 1, 8 2004 through November 30, 2004, and the 2005 target period shall mean 9 January 1, 2005 through November 30, 2005, the 2006 target period shall 10 mean January 1, 2006 through November 30, 2006, and the 2007 target 11 period shall mean January 1, 2007 through November 30, 2007 and the 2008 12 target period shall mean January 1, 2008 through November 30, 2008, and 13 the 2009 target period shall mean January 1, 2009 through November 30, 14 2009 and the 2010 target period shall mean January 1, 2010 through 15 November 30, 2010 and the 2011 target period shall mean January 1, 2011 16 through November 30, 2011 AND THE 2012 TARGET PERIOD SHALL MEAN JANUARY 17 1, 2012 THROUGH NOVEMBER 30, 2012 AND THE 2013 TARGET PERIOD SHALL MEAN 18 JANUARY 1, 2013 THROUGH NOVEMBER 30, 2013. 19 2. (a) Prior to February 1, 1997, for each regional group the commis- 20 sioner of health shall calculate the 1996 medicaid revenue percentages 21 for the period commencing August 1, 1996 to the last date for which such 22 data is available and reasonably accurate. 23 (b) Prior to February 1, 1998, prior to February 1, 1999, prior to 24 February 1, 2000, prior to February 1, 2001, prior to February 1, 2002, 25 prior to February 1, 2003, prior to February 1, 2004, prior to February 26 1, 2005, prior to February 1, 2006, prior to February 1, 2007, prior to 27 February 1, 2008, prior to February 1, 2009, prior to February 1, 2010 28 [and], prior to February 1, 2011, PRIOR TO FEBRUARY 1, 2012 AND PRIOR TO 29 FEBRUARY 1, 2013 for each regional group the commissioner of health 30 shall calculate the prior year's medicaid revenue percentages for the 31 period commencing January 1 through November 30 of such prior year. 32 3. By September 15, 1996, for each regional group the commissioner of 33 health shall calculate the base period medicaid revenue percentage. 34 4. (a) For each regional group, the 1996 target medicaid revenue 35 percentage shall be calculated by subtracting the 1996 medicaid revenue 36 reduction percentages from the base period medicaid revenue percentages. 37 The 1996 medicaid revenue reduction percentage, taking into account 38 regional and program differences in utilization of medicaid and medicare 39 services, for the following regional groups shall be equal to: 40 (i) one and one-tenth percentage points for CHHAs located within the 41 downstate region; 42 (ii) six-tenths of one percentage point for CHHAs located within the 43 upstate region; 44 (iii) one and eight-tenths percentage points for LTHHCPs located with- 45 in the downstate region; and 46 (iv) one and seven-tenths percentage points for LTHHCPs located within 47 the upstate region. 48 (b) For 1997, 1998, 2000, 2001, 2002, 2003, 2004, 2005, 2006, 2007, 49 2008, 2009, 2010 [and], 2011, 2012, AND 2013 for each regional group, 50 the target medicaid revenue percentage for the respective year shall be 51 calculated by subtracting the respective year's medicaid revenue 52 reduction percentage from the base period medicaid revenue percentage. 53 The medicaid revenue reduction percentages for 1997, 1998, 2000, 2001, 54 2002, 2003, 2004, 2005, 2006, 2007, 2008, 2009, 2010 [and], 2011, 2012, 55 AND 2013 taking into account regional and program differences in utili- S. 2809--B 104 A. 4009--B 1 zation of medicaid and medicare services, for the following regional 2 groups shall be equal to for each such year: 3 (i) one and one-tenth percentage points for CHHAs located within the 4 downstate region; 5 (ii) six-tenths of one percentage point for CHHAs located within the 6 upstate region; 7 (iii) one and eight-tenths percentage points for LTHHCPs located with- 8 in the downstate region; and 9 (iv) one and seven-tenths percentage points for LTHHCPs located within 10 the upstate region. 11 (c) For each regional group, the 1999 target medicaid revenue percent- 12 age shall be calculated by subtracting the 1999 medicaid revenue 13 reduction percentage from the base period medicaid revenue percentage. 14 The 1999 medicaid revenue reduction percentages, taking into account 15 regional and program differences in utilization of medicaid and medicare 16 services, for the following regional groups shall be equal to: 17 (i) eight hundred twenty-five thousandths (.825) of one percentage 18 point for CHHAs located within the downstate region; 19 (ii) forty-five hundredths (.45) of one percentage point for CHHAs 20 located within the upstate region; 21 (iii) one and thirty-five hundredths percentage points (1.35) for 22 LTHHCPs located within the downstate region; and 23 (iv) one and two hundred seventy-five thousandths percentage points 24 (1.275) for LTHHCPs located within the upstate region. 25 5. (a) For each regional group, if the 1996 medicaid revenue percent- 26 age is not equal to or less than the 1996 target medicaid revenue 27 percentage, the commissioner of health shall compare the 1996 medicaid 28 revenue percentage to the 1996 target medicaid revenue percentage to 29 determine the amount of the shortfall which, when divided by the 1996 30 medicaid revenue reduction percentage, shall be called the 1996 31 reduction factor. These amounts, expressed as a percentage, shall not 32 exceed one hundred percent. If the 1996 medicaid revenue percentage is 33 equal to or less than the 1996 target medicaid revenue percentage, the 34 1996 reduction factor shall be zero. 35 (b) For 1997, 1998, 1999, 2000, 2001, 2002, 2003, 2004, 2005, 2006, 36 2007, 2008, 2009, 2010 [and], 2011, 2012, AND 2013 for each regional 37 group, if the medicaid revenue percentage for the respective year is not 38 equal to or less than the target medicaid revenue percentage for such 39 respective year, the commissioner of health shall compare such respec- 40 tive year's medicaid revenue percentage to such respective year's target 41 medicaid revenue percentage to determine the amount of the shortfall 42 which, when divided by the respective year's medicaid revenue reduction 43 percentage, shall be called the reduction factor for such respective 44 year. These amounts, expressed as a percentage, shall not exceed one 45 hundred percent. If the medicaid revenue percentage for a particular 46 year is equal to or less than the target medicaid revenue percentage for 47 that year, the reduction factor for that year shall be zero. 48 6. (a) For each regional group, the 1996 reduction factor shall be 49 multiplied by the following amounts to determine each regional group's 50 applicable 1996 state share reduction amount: 51 (i) two million three hundred ninety thousand dollars ($2,390,000) for 52 CHHAs located within the downstate region; 53 (ii) seven hundred fifty thousand dollars ($750,000) for CHHAs located 54 within the upstate region; 55 (iii) one million two hundred seventy thousand dollars ($1,270,000) 56 for LTHHCPs located within the downstate region; and S. 2809--B 105 A. 4009--B 1 (iv) five hundred ninety thousand dollars ($590,000) for LTHHCPs 2 located within the upstate region. 3 For each regional group reduction, if the 1996 reduction factor shall 4 be zero, there shall be no 1996 state share reduction amount. 5 (b) For 1997, 1998, 2000, 2001, 2002, 2003, 2004, 2005, 2006, 2007, 6 2008, 2009, 2010 [and], 2011, 2012, AND 2013 for each regional group, 7 the reduction factor for the respective year shall be multiplied by the 8 following amounts to determine each regional group's applicable state 9 share reduction amount for such respective year: 10 (i) two million three hundred ninety thousand dollars ($2,390,000) for 11 CHHAs located within the downstate region; 12 (ii) seven hundred fifty thousand dollars ($750,000) for CHHAs located 13 within the upstate region; 14 (iii) one million two hundred seventy thousand dollars ($1,270,000) 15 for LTHHCPs located within the downstate region; and 16 (iv) five hundred ninety thousand dollars ($590,000) for LTHHCPs 17 located within the upstate region. 18 For each regional group reduction, if the reduction factor for a 19 particular year shall be zero, there shall be no state share reduction 20 amount for such year. 21 (c) For each regional group, the 1999 reduction factor shall be multi- 22 plied by the following amounts to determine each regional group's appli- 23 cable 1999 state share reduction amount: 24 (i) one million seven hundred ninety-two thousand five hundred dollars 25 ($1,792,500) for CHHAs located within the downstate region; 26 (ii) five hundred sixty-two thousand five hundred dollars ($562,500) 27 for CHHAs located within the upstate region; 28 (iii) nine hundred fifty-two thousand five hundred dollars ($952,500) 29 for LTHHCPs located within the downstate region; and 30 (iv) four hundred forty-two thousand five hundred dollars ($442,500) 31 for LTHHCPs located within the upstate region. 32 For each regional group reduction, if the 1999 reduction factor shall 33 be zero, there shall be no 1999 state share reduction amount. 34 7. (a) For each regional group, the 1996 state share reduction amount 35 shall be allocated by the commissioner of health among CHHAs and LTHHCPs 36 on the basis of the extent of each CHHA's and LTHHCP's failure to 37 achieve the 1996 target medicaid revenue percentage, calculated on a 38 provider specific basis utilizing revenues for this purpose, expressed 39 as a proportion of the total of each CHHA's and LTHHCP's failure to 40 achieve the 1996 target medicaid revenue percentage within the applica- 41 ble regional group. This proportion shall be multiplied by the applica- 42 ble 1996 state share reduction amount calculation pursuant to paragraph 43 (a) of subdivision 6 of this section. This amount shall be called the 44 1996 provider specific state share reduction amount. 45 (b) For 1997, 1998, 1999, 2000, 2001, 2002, 2003, 2004, 2005, 2006, 46 2007, 2008, 2009, 2010 [and], 2011, 2012, AND 2013 for each regional 47 group, the state share reduction amount for the respective year shall be 48 allocated by the commissioner of health among CHHAs and LTHHCPs on the 49 basis of the extent of each CHHA's and LTHHCP's failure to achieve the 50 target medicaid revenue percentage for the applicable year, calculated 51 on a provider specific basis utilizing revenues for this purpose, 52 expressed as a proportion of the total of each CHHA's and LTHHCP's fail- 53 ure to achieve the target medicaid revenue percentage for the applicable 54 year within the applicable regional group. This proportion shall be 55 multiplied by the applicable year's state share reduction amount calcu- 56 lation pursuant to paragraph (b) or (c) of subdivision 6 of this S. 2809--B 106 A. 4009--B 1 section. This amount shall be called the provider specific state share 2 reduction amount for the applicable year. 3 8. (a) The 1996 provider specific state share reduction amount shall 4 be due to the state from each CHHA and LTHHCP and may be recouped by the 5 state by March 31, 1997 in a lump sum amount or amounts from payments 6 due to the CHHA and LTHHCP pursuant to title 11 of article 5 of the 7 social services law. 8 (b) The provider specific state share reduction amount for 1997, 1998, 9 1999, 2000, 2001, 2002, 2003, 2004, 2005, 2006, 2007, 2008, 2009, 2010 10 [and], 2011, 2012, AND 2013 respectively, shall be due to the state from 11 each CHHA and LTHHCP and each year the amount due for such year may be 12 recouped by the state by March 31 of the following year in a lump sum 13 amount or amounts from payments due to the CHHA and LTHHCP pursuant to 14 title 11 of article 5 of the social services law. 15 9. CHHAs and LTHHCPs shall submit such data and information at such 16 times as the commissioner of health may require for purposes of this 17 section. The commissioner of health may use data available from third- 18 party payors. 19 10. On or about June 1, 1997, for each regional group the commissioner 20 of health shall calculate for the period August 1, 1996 through March 21 31, 1997 a medicaid revenue percentage, a reduction factor, a state 22 share reduction amount, and a provider specific state share reduction 23 amount in accordance with the methodology provided in paragraph (a) of 24 subdivision 2, paragraph (a) of subdivision 5, paragraph (a) of subdivi- 25 sion 6 and paragraph (a) of subdivision 7 of this section. The provider 26 specific state share reduction amount calculated in accordance with this 27 subdivision shall be compared to the 1996 provider specific state share 28 reduction amount calculated in accordance with paragraph (a) of subdivi- 29 sion 7 of this section. Any amount in excess of the amount determined in 30 accordance with paragraph (a) of subdivision 7 of this section shall be 31 due to the state from each CHHA and LTHHCP and may be recouped in 32 accordance with paragraph (a) of subdivision 8 of this section. If the 33 amount is less than the amount determined in accordance with paragraph 34 (a) of subdivision 7 of this section, the difference shall be refunded 35 to the CHHA and LTHHCP by the state no later than July 15, 1997. CHHAs 36 and LTHHCPs shall submit data for the period August 1, 1996 through 37 March 31, 1997 to the commissioner of health by April 15, 1997. 38 11. If a CHHA or LTHHCP fails to submit data and information as 39 required for purposes of this section: 40 (a) such CHHA or LTHHCP shall be presumed to have no decrease in medi- 41 caid revenue percentage between the applicable base period and the 42 applicable target period for purposes of the calculations pursuant to 43 this section; and 44 (b) the commissioner of health shall reduce the current rate paid to 45 such CHHA and such LTHHCP by state governmental agencies pursuant to 46 article 36 of the public health law by one percent for a period begin- 47 ning on the first day of the calendar month following the applicable due 48 date as established by the commissioner of health and continuing until 49 the last day of the calendar month in which the required data and infor- 50 mation are submitted. 51 12. The commissioner of health shall inform in writing the director of 52 the budget and the chair of the senate finance committee and the chair 53 of the assembly ways and means committee of the results of the calcu- 54 lations pursuant to this section. 55 S 15. Subdivision 5-a of section 246 of chapter 81 of the laws of 56 1995, amending the public health law and other laws relating to medical S. 2809--B 107 A. 4009--B 1 reimbursement and welfare reform, as amended by section 32 of part B of 2 chapter 58 of the laws of 2009, is amended to read as follows: 3 5-a. Section sixty-four-a of this act shall be deemed to have been in 4 full force and effect on and after April 1, 1995 through March 31, 1999 5 and on and after July 1, 1999 through March 31, 2000 and on and after 6 April 1, 2000 through March 31, 2003 and on and after April 1, 2003 7 through March 31, 2007, and on and after April 1, 2007 through March 31, 8 2009, and on and after April 1, 2009 through March 31, 2011, AND ON AND 9 AFTER APRIL 1, 2011; 10 S 16. Section 64-b of chapter 81 of the laws of 1995, amending the 11 public health law and other laws relating to medical reimbursement and 12 welfare reform, as amended by section 33 of part B of chapter 58 of the 13 laws of 2009, is amended to read as follows: 14 S 64-b. Notwithstanding any inconsistent provision of law, the 15 provisions of subdivision 7 of section 3614 of the public health law, as 16 amended, shall remain and be in full force and effect on April 1, 1995 17 through March 31, 1999 and on July 1, 1999 through March 31, 2000 and on 18 and after April 1, 2000 through March 31, 2003 and on and after April 1, 19 2003 through March 31, 2007, and on and after April 1, 2007 through 20 March 31, 2009, and on and after April 1, 2009 through March 31, 2011, 21 AND ON AND AFTER APRIL 1, 2011. 22 S 17. Subdivision 1 of section 20 of chapter 451 of the laws of 2007, 23 amending the public health law, the social services law and the insur- 24 ance law, relating to providing enhanced consumer and provider 25 protections, as amended by section 38 of part B of chapter 58 of the 26 laws of 2009, is amended to read as follows: 27 1. sections four, eleven and thirteen of this act shall take effect 28 immediately and shall expire and be deemed repealed June 30, [2011] 29 2013; 30 S 18. The opening paragraph of subdivision 7-a of section 3614 of the 31 public health law, as amended by section 46 of part B of chapter 58 of 32 the laws of 2009, is amended to read as follows: 33 Notwithstanding any inconsistent provision of law or regulation, for 34 the purposes of establishing rates of payment by governmental agencies 35 for long term home health care programs for the period April first, two 36 thousand five, through December thirty-first, two thousand five, and for 37 the period January first, two thousand six through March thirty-first, 38 two thousand seven, and on and after April first, two thousand seven 39 through March thirty-first, two thousand nine, and on and after April 40 first, two thousand nine through March thirty-first, two thousand elev- 41 en, AND ON AND AFTER APRIL FIRST, TWO THOUSAND ELEVEN, the reimbursable 42 base year administrative and general costs of a provider of services 43 shall not exceed the statewide average of total reimbursable base year 44 administrative and general costs of such providers of services. 45 S 19. Subdivisions 3, 4 and 5 of section 47 of chapter 2 of the laws 46 of 1998, amending the public health law and other laws relating to 47 expanding the child health insurance plan, as amended by section 24 of 48 part A of chapter 58 of the laws of 2007, are amended to read as 49 follows: 50 3. section six of this act shall take effect January 1, 1999; 51 [provided, however, that subparagraph (iii) of paragraph (c) of subdivi- 52 sion 9 of section 2510 of the public health law, as added by this act, 53 shall expire on July 1, 2011;] 54 4. sections two, three, four, seven, eight, nine, fourteen, fifteen, 55 sixteen, eighteen, eighteen-a, twenty-three, twenty-four, and twenty- 56 nine of this act shall take effect January 1, 1999 [and shall expire on S. 2809--B 108 A. 4009--B 1 July 1, 2011]; section twenty-five of this act shall take effect on 2 January 1, 1999 and shall expire on April 1, 2005; 3 5. section twelve of this act shall take effect January 1, 1999; 4 [provided, however, paragraphs (g) and (h) of subdivision 2 of section 5 2511 of the public health law, as added by such section, shall expire on 6 July 1, 2011;] 7 S 20. Section 10 of chapter 649 of the laws of 1996, amending the 8 public health law, the mental hygiene law and the social services law 9 relating to authorizing the establishment of special needs plans, as 10 amended by section 63 of part C of chapter 58 of the laws of 2008, is 11 amended to read as follows: 12 S 10. This act shall take effect immediately and shall be deemed to 13 have been in full force and effect on and after July 1, 1996; [provided, 14 however, that sections one, two and three of this act shall expire and 15 be deemed repealed on March 31, 2012] provided, however that the amend- 16 ments to section 364-j of the social services law made by section four 17 of this act shall not affect the expiration of such section and shall be 18 deemed to expire therewith and provided, further, that the provisions of 19 subdivisions 8, 9 and 10 of section 4401 of the public health law, as 20 added by section one of this act; section 4403-d of the public health 21 law as added by section two of this act and the provisions of section 22 seven of this act, except for the provisions relating to the establish- 23 ment of no more than twelve comprehensive HIV special needs plans, shall 24 expire and be deemed repealed on July 1, 2000. 25 S 21. Subdivision (i-1) of section 79 of part C of chapter 58 of the 26 laws of 2008, amending the social services law and the public health law 27 relating to adjustments of rates, is amended to read as follows: 28 (i-1) section thirty-one-a of this act shall be deemed repealed July 29 1, [2011] 2014; 30 S 22. Section 2 of chapter 535 of the laws of 1983, amending the 31 social services law relating to eligibility of certain enrollees for 32 medical assistance, as amended by section 69 of part C of chapter 58 of 33 the laws of 2008, is amended to read as follows: 34 S 2. This act shall take effect immediately [and shall remain in full 35 force and effect through March 31, 2012]. 36 S 23. Subdivision 12 of section 246 of chapter 81 of the laws of 1995, 37 amending the public health law and other laws relating to medical 38 reimbursement and welfare reform, as amended by section 56 of part C of 39 chapter 58 of the laws of 2008, is amended to read as follows: 40 12. Sections one hundred five-b through one hundred five-f of this act 41 shall expire March 31, [2011] 2013. 42 S 24. Intentionally omitted. 43 S 25. Section 11 of chapter 710 of the laws of 1988, amending the 44 social services law and the education law relating to medical assistance 45 eligibility of certain persons and providing for managed medical care 46 demonstration programs, as amended by section 66 of part C of chapter 58 47 of the laws of 2008, is amended to read as follows: 48 S 11. This act shall take effect immediately; except that the 49 provisions of sections one, two, three, four, eight and ten of this act 50 shall take effect on the ninetieth day after it shall have become a law; 51 and except that the provisions of sections five, six and seven of this 52 act shall take effect January 1, 1989; and except that effective imme- 53 diately, the addition, amendment and/or repeal of any rule or regulation 54 necessary for the implementation of this act on its effective date are 55 authorized and directed to be made and completed on or before such 56 effective date; provided, however, that [the provisions of section 364-j S. 2809--B 109 A. 4009--B 1 of the social services law, as added by section one of this act shall 2 expire and be deemed repealed on and after March 31, 2012,] the 3 provisions of section 364-k of the social services law, as added by 4 section two of this act, except subdivision 10 of such section, shall 5 expire and be deemed repealed on and after January 1, 1994, and the 6 provisions of subdivision 10 of section 364-k of the social services 7 law, as added by section two of this act, shall expire and be deemed 8 repealed on January 1, 1995. 9 S 26. Subdivision (c) of section 62 of chapter 165 of the laws of 10 1991, amending the public health law and other laws relating to estab- 11 lishing payments for medical assistance, as amended by section 67 of 12 part C of chapter 58 of the laws of 2008, is amended to read as follows: 13 (c) [section 364-j of the social services law, as amended by section 14 eight of this act and subdivision 6 of section 367-a of the social 15 services law as added by section twelve of this act shall expire and be 16 deemed repealed on March 31, 2012 and provided further, that] the amend- 17 ments to the provisions of section 364-j of the social services law MADE 18 BY SECTION EIGHT OF THIS ACT shall only apply to managed care programs 19 approved on or after the effective date of this act; 20 S 26-a. Subdivision (x) of section 165 of chapter 41 of the laws of 21 1992, amending the public health law and other laws relating to health 22 care providers, is REPEALED. 23 S 27. Notwithstanding any inconsistent provision of law, rule or regu- 24 lation, for purposes of implementing the provisions of the public health 25 law and the social services law, references to titles XIX and XXI of the 26 federal social security act in the public health law and the social 27 services law shall be deemed to include and also to mean any successor 28 titles thereto under the federal social security act. 29 S 28. Notwithstanding any inconsistent provision of law, rule or regu- 30 lation, the effectiveness of the provisions of sections 2807 and 3614 of 31 the public health law, section 18 of chapter 2 of the laws of 1988, and 32 18 NYCRR 505.14(h), as they relate to time frames for notice, approval 33 or certification of rates of payment, are hereby suspended and without 34 force or effect for purposes of implementing the provisions of this act. 35 S 29. Severability clause. If any clause, sentence, paragraph, subdi- 36 vision, section or part of this act shall be adjudged by any court of 37 competent jurisdiction to be invalid, such judgment shall not affect, 38 impair or invalidate the remainder thereof, but shall be confined in its 39 operation to the clause, sentence, paragraph, subdivision, section or 40 part thereof directly involved in the controversy in which such judge- 41 ment shall have been rendered. It is hereby declared to be the intent of 42 the legislature that this act would have been enacted even if such 43 invalid provisions had not been included herein. 44 S 30. This act shall take effect immediately and shall be deemed to 45 have been in full force and effect on and after April 1, 2011. 46 PART E 47 Section 1. Section 366 of the social services law is amended by adding 48 a new subdivision 1-b to read as follows: 49 1-B. NOTWITHSTANDING ANY OTHER PROVISION OF LAW, IN THE EVENT THAT A 50 PERSON WHO IS AN INPATIENT IN AN INSTITUTION FOR MENTAL DISEASES, AS 51 DEFINED BY FEDERAL LAW AND REGULATIONS, AND WHO WAS IN RECEIPT OF 52 MEDICAL ASSISTANCE PURSUANT TO THIS TITLE IMMEDIATELY PRIOR TO BEING 53 ADMITTED TO SUCH FACILITY, OR WHO WAS DIRECTLY ADMITTED TO SUCH FACILITY 54 AFTER BEING AN INPATIENT IN ANOTHER INSTITUTION FOR MENTAL DISEASES AND S. 2809--B 110 A. 4009--B 1 WHO WAS IN RECEIPT OF MEDICAL ASSISTANCE PRIOR TO ADMISSION TO SUCH 2 TRANSFERRING INSTITUTION, SUCH PERSON SHALL REMAIN ELIGIBLE FOR MEDICAL 3 ASSISTANCE WHILE AN INPATIENT IN SUCH FACILITY; PROVIDED, HOWEVER, THAT 4 NO MEDICAL ASSISTANCE SHALL BE FURNISHED PURSUANT TO THIS TITLE FOR ANY 5 CARE, SERVICES, OR SUPPLIES PROVIDED DURING THE TIME THAT SUCH PERSON IS 6 AN INPATIENT, EXCEPT TO THE EXTENT THAT FEDERAL FINANCIAL PARTICIPATION 7 IS AVAILABLE FOR THE COSTS OF SUCH CARE, SERVICES, OR SUPPLIES. UPON 8 RELEASE FROM SUCH FACILITY, SUCH PERSON SHALL CONTINUE TO BE ELIGIBLE 9 FOR RECEIPT OF MEDICAL ASSISTANCE FURNISHED PURSUANT TO THIS TITLE UNTIL 10 SUCH TIME AS THE PERSON IS DETERMINED TO NO LONGER BE ELIGIBLE FOR 11 RECEIPT OF SUCH ASSISTANCE. TO THE EXTENT PERMITTED BY FEDERAL LAW, THE 12 TIME DURING WHICH SUCH PERSON IS AN INPATIENT IN AN INSTITUTION FOR 13 MENTAL DISEASES SHALL NOT BE INCLUDED IN ANY CALCULATION OF WHEN THE 14 PERSON MUST RECERTIFY HIS OR HER ELIGIBILITY FOR MEDICAL ASSISTANCE IN 15 ACCORDANCE WITH THIS ARTICLE. 16 S 2. Paragraph (c) of subdivision 1 of section 366 of the social 17 services law, as amended by chapter 355 of the laws of 2007, is amended 18 to read as follows: 19 (c) except as provided in subparagraph six of paragraph (a) of this 20 subdivision or subdivision one-a OR SUBDIVISION ONE-B of this section, 21 is not an inmate or patient in an institution or facility wherein 22 medical assistance for needy persons may not be provided in accordance 23 with applicable federal or state requirements; and 24 S 3. This act shall take effect April 1, 2011; provided that all 25 actions necessary for the timely implementation of this act, including 26 revisions to information, eligibility and benefit computer systems 27 utilized by social services districts and administered by the department 28 of health of the state of New York, shall be taken prior to such effec- 29 tive date so that the provisions of this act may be implemented on such 30 date. 31 PART F 32 Section 1. Subdivisions 3-b and 3-c of section 1 of part C of chapter 33 57 of the laws of 2006, relating to establishing a cost of living 34 adjustment for designated human services programs, as amended by section 35 1 of part F of chapter 111 of the laws of 2010, are amended to read as 36 follows: 37 3-b. Notwithstanding any inconsistent provision of law, beginning 38 April 1, 2009 and ending March 31, [2011] 2012, the commissioners shall 39 not include a COLA for the purpose of establishing rates of payments, 40 contracts or any other form of reimbursement. 41 3-c. Notwithstanding any inconsistent provision of law, beginning 42 April 1, [2011] 2012 and ending March 31, [2014] 2015, the commissioners 43 shall develop the COLA under this section using the actual U.S. consumer 44 price index for all urban consumers (CPI-U) published by the United 45 States department of labor, bureau of labor statistics for the twelve 46 month period ending in July of the budget year prior to such state 47 fiscal year, for the purpose of establishing rates of payments, 48 contracts or any other form of reimbursement. 49 S 2. Section 4 of part C of chapter 57 of the laws of 2006, relating 50 to establishing a cost of living adjustment for designated human 51 services programs, as amended by section 2 of part F of chapter 111 of 52 the laws of 2010, is amended to read as follows: 53 S 4. This act shall take effect immediately and shall be deemed to 54 have been in full force and effect on and after April 1, 2006; provided S. 2809--B 111 A. 4009--B 1 section one of this act shall expire and be deemed repealed April 1, 2 [2014] 2015; provided, further, that sections two and three of this act 3 shall expire and be deemed repealed December 31, 2009. 4 S 3. This act shall take effect immediately and shall be deemed to 5 have been in full force and effect on and after April 1, 2011; provided, 6 however, that the amendments to section 1 of part C of chapter 57 of the 7 laws of 2006 made by section one of this act shall not affect the repeal 8 of such section and shall be deemed repealed therewith. 9 PART G 10 Section 1. Subdivision (b) of section 7.17 of the mental hygiene law, 11 as amended by section 1 of part J of chapter 58 of the laws of 2005, is 12 amended to read as follows: 13 (b) There shall be in the office the hospitals named below for the 14 care, treatment and rehabilitation of [the mentally disabled] PERSONS 15 WITH MENTAL ILLNESS and for research and teaching in the science and 16 skills required for the care, treatment and rehabilitation of such 17 [mentally disabled] PERSONS WITH MENTAL ILLNESS. 18 Greater Binghamton Health Center 19 Bronx Psychiatric Center 20 Buffalo Psychiatric Center 21 Capital District Psychiatric Center 22 Central New York Psychiatric Center 23 Creedmoor Psychiatric Center 24 Elmira Psychiatric Center 25 Hudson River Psychiatric Center 26 Kingsboro Psychiatric Center 27 Kirby Forensic Psychiatric Center 28 Manhattan Psychiatric Center 29 Mid-Hudson Forensic Psychiatric Center 30 Mohawk Valley Psychiatric Center 31 Nathan S. Kline Institute for Psychiatric Research 32 New York State Psychiatric Institute 33 Pilgrim Psychiatric Center 34 Richard H. Hutchings Psychiatric Center 35 Rochester Psychiatric Center 36 Rockland Psychiatric Center 37 St. Lawrence Psychiatric Center 38 South Beach Psychiatric Center 39 Bronx Children's Psychiatric Center 40 Brooklyn Children's [Psychiatric] Center 41 Queens Children's Psychiatric Center 42 Rockland Children's Psychiatric Center 43 Sagamore Children's Psychiatric Center 44 Western New York Children's Psychiatric Center 45 The New York State Psychiatric Institute and The Nathan S. Kline 46 Institute for Psychiatric Research are designated as institutes for the 47 conduct of medical research and other scientific investigation directed 48 towards furthering knowledge of the etiology, diagnosis, treatment and 49 prevention of mental illness. THE BROOKLYN CHILDREN'S CENTER IS A 50 FACILITY OPERATED BY THE OFFICE TO PROVIDE COMMUNITY-BASED MENTAL HEALTH 51 SERVICES FOR CHILDREN WITH SERIOUS EMOTIONAL DISTURBANCES. 52 S 2. Subdivision (e) of section 7.17 of the mental hygiene law is 53 REPEALED and subdivision (f) is relettered subdivision (e). S. 2809--B 112 A. 4009--B 1 S 3. (a) Notwithstanding the provisions of subdivision (b) of section 2 7.17 of the mental hygiene law, section 41.55 of the mental hygiene law, 3 or any other law to the contrary, the office of mental health is author- 4 ized in state fiscal year 2011-12 to close, consolidate, reduce, trans- 5 fer or otherwise redesign services of hospitals, other facilities and 6 programs operated by the office of mental health, and to implement 7 significant service reductions and reconfigurations as shall be deter- 8 mined by the commissioner of mental health to be necessary for the cost- 9 effective and efficient operation of such hospitals, other facilities 10 and programs. 11 (b) The office of mental health shall provide notice upon its public 12 website and to the legislature as soon as possible, but no later than 13 two weeks prior to the anticipated closure, consolidation, or transfer 14 of inpatient wards. 15 (c) Any transfers of inpatient capacity or any resulting transfer of 16 functions shall be authorized to be made by the commissioner of mental 17 health and any transfer of personnel upon such transfer of capacity or 18 transfer of functions shall be accomplished in accordance with the 19 provisions of section 70 of the civil service law. 20 S 4. Severability clause. If any clause, sentence, paragraph, subdivi- 21 sion, section or part of this act shall be adjudged by any court of 22 competent jurisdiction to be invalid, such judgment shall not affect, 23 impair, or invalidate the remainder thereof, but shall be confined in 24 its operation to the clause, sentence, paragraph, subdivision, section 25 or part thereof directly involved in the controversy in which such judg- 26 ment shall have been rendered. It is hereby declared to be the intent of 27 the legislature that this act would have been enacted even if such 28 invalid provisions had not been included herein. 29 S 5. This act shall take effect April 1, 2011; provided that the 30 amendments to subdivision (f) of section 7.17 of the mental hygiene law 31 made by section two of this act shall not affect the repeal of such 32 subdivision and shall be deemed repealed therewith. 33 PART H 34 Section 1. Subparagraph 1 of paragraph (c) of subdivision 10 of 35 section 2807-c of the public health law, as amended by chapter 419 of 36 the laws of 2000, is amended to read as follows: 37 (1) For rate periods on and after April first, two thousand THROUGH 38 MARCH THIRTY-FIRST, TWO THOUSAND ELEVEN, the commissioner shall estab- 39 lish trend factors for rates of payment for state governmental agencies 40 to project for the effects of inflation except that such trend factors 41 shall not be applied to services for which rates of payment are estab- 42 lished by the commissioners of the department of mental hygiene. The 43 factors shall be applied to the appropriate portion of reimbursable 44 costs. 45 S 2. Section 21 of chapter 1 of the laws of 1999 amending the public 46 health law and other laws relating to enacting the New York Health Care 47 Reform Act of 2000, as amended by section 18 of part D of chapter 58 of 48 the laws of 2009, is amended to read as follows: 49 S 21. Notwithstanding any inconsistent provision of law, effective FOR 50 RATE PERIODS April 1, 2000 THROUGH MARCH 31, 2011, in determining rates 51 of payment for residential health care facilities pursuant to section 52 2808 of the public health law, hospital outpatient services and diagnos- 53 tic and treatment centers pursuant to section 2807 of the public health 54 law, unless otherwise subject to the limits set forth in section 4 of S. 2809--B 113 A. 4009--B 1 chapter 81 of the laws of 1995, as amended by this act, certified home 2 health agencies and long term home health care programs pursuant to 3 section 3614-a of the public health law and personal care services 4 pursuant to section 367-i of the social services law, and for periods on 5 and after April 1, 2009, adult day health care services provided to 6 patients diagnosed with AIDS as defined by applicable regulations, the 7 commissioner of health shall apply trend factors using the methodology 8 described in paragraph (c) of subdivision 10 of section 2807-c of the 9 public health law, except that such trend factors shall not be applied 10 to services for which rates of payment are established by the commis- 11 sioners of the department of mental hygiene. Nothing in this section is 12 intended to reduce a change in any existing provision of law establish- 13 ing maximum reimbursement rates. 14 S 2-a. Notwithstanding any contrary provision of law, rule or regu- 15 lation, for Medicaid rates of payment for services provided on and after 16 April 1, 2011 the commissioner of health is authorized to promulgate 17 regulations, including emergency regulations, with regard to trend 18 factor adjustments for inflation which may be applied to such rates of 19 payment with regard to hospice services provided pursuant to article 40 20 of the public health law, assisted living program services provided 21 pursuant to section 461-1 of the social services law, foster care 22 services provided pursuant to article 6 of the social services law, 23 adult day health care services provided pursuant to article 28 of the 24 public health law or personal care services provided in those local 25 social services districts, including New York city, whose rates of 26 payment for such services is established by such social services 27 districts pursuant to a rate-setting exemption issued by the commission- 28 er of health to such local social services districts in accordance with 29 applicable regulations. 30 S 3. Section 3614 of the public health law is amended by adding a new 31 subdivision 12 to read as follows: 32 12. (A) NOTWITHSTANDING ANY INCONSISTENT PROVISION OF LAW OR REGU- 33 LATION AND SUBJECT TO THE AVAILABILITY OF FEDERAL FINANCIAL PARTIC- 34 IPATION, EFFECTIVE ON AND AFTER APRIL FIRST, TWO THOUSAND ELEVEN THROUGH 35 MARCH THIRTY-FIRST, TWO THOUSAND TWELVE, RATES OF PAYMENT BY GOVERNMENT 36 AGENCIES FOR SERVICES PROVIDED BY CERTIFIED HOME HEALTH AGENCIES, EXCEPT 37 FOR SUCH SERVICES PROVIDED TO CHILDREN UNDER EIGHTEEN YEARS OF AGE AND 38 OTHER DISCRETE GROUPS AS MAY BE DETERMINED BY THE COMMISSIONER PURSUANT 39 TO REGULATIONS, SHALL REFLECT CEILING LIMITATIONS DETERMINED IN ACCORD- 40 ANCE WITH THIS SUBDIVISION, PROVIDED, HOWEVER, THAT AT THE DISCRETION OF 41 THE COMMISSIONER SUCH CEILINGS MAY, AS AN ALTERNATIVE, BE APPLIED TO 42 PAYMENTS FOR SERVICES PROVIDED ON AND AFTER APRIL FIRST, TWO THOUSAND 43 ELEVEN, EXCEPT FOR SUCH SERVICES PROVIDED TO CHILDREN AND OTHER DISCRETE 44 GROUPS AS MAY BE DETERMINED BY THE COMMISSIONER PURSUANT TO REGULATIONS. 45 IN DETERMINING SUCH PAYMENTS OR RATES OF PAYMENT, AGENCY CEILINGS SHALL 46 BE ESTABLISHED. SUCH CEILINGS SHALL BE APPLIED TO PAYMENTS OR RATES OF 47 PAYMENT FOR CERTIFIED HOME HEALTH AGENCY SERVICES AS ESTABLISHED PURSU- 48 ANT TO THIS SECTION AND APPLICABLE REGULATIONS. CEILINGS SHALL BE BASED 49 ON A BLEND OF: (I) AN AGENCY'S TWO THOUSAND NINE AVERAGE PER PATIENT 50 MEDICAID CLAIMS, WEIGHTED AT A PERCENTAGE AS DETERMINED BY THE COMMIS- 51 SIONER; AND (II) THE TWO THOUSAND NINE STATEWIDE AVERAGE PER PATIENT 52 MEDICAID CLAIMS ADJUSTED BY A REGIONAL WAGE INDEX FACTOR AND AN AGENCY 53 PATIENT CASE MIX INDEX, WEIGHTED AT A PERCENTAGE AS DETERMINED BY THE 54 COMMISSIONER. SUCH CEILINGS WILL BE EFFECTIVE APRIL FIRST, TWO THOUSAND 55 ELEVEN THROUGH MARCH THIRTY-FIRST, TWO THOUSAND TWELVE. AN INTERIM 56 PAYMENT OR RATE OF PAYMENT ADJUSTMENT EFFECTIVE APRIL FIRST, TWO THOU- S. 2809--B 114 A. 4009--B 1 SAND ELEVEN, SHALL BE APPLIED TO AGENCIES WITH PROJECTED AVERAGE PER 2 PATIENT MEDICAID CLAIMS, AS DETERMINED BY THE COMMISSIONER, TO BE OVER 3 THEIR CEILINGS. SUCH AGENCIES SHALL HAVE THEIR PAYMENTS OR RATES OF 4 PAYMENT REDUCED TO REFLECT THE AMOUNT BY WHICH SUCH CLAIMS EXCEED THEIR 5 CEILINGS. 6 (B) CEILING LIMITATIONS DETERMINED PURSUANT TO PARAGRAPH (A) OF THIS 7 SUBDIVISION SHALL BE SUBJECT TO RECONCILIATION. IN DETERMINING PAYMENT 8 OR RATE OF PAYMENT ADJUSTMENTS BASED ON SUCH RECONCILIATION, ADJUSTED 9 AGENCY CEILINGS SHALL BE ESTABLISHED. SUCH ADJUSTED CEILINGS SHALL BE 10 BASED ON A BLEND OF: (I) AN AGENCY'S TWO THOUSAND NINE AVERAGE PER 11 PATIENT MEDICAID CLAIMS ADJUSTED BY THE PERCENTAGE OF INCREASE OR 12 DECREASE IN SUCH AGENCY'S PATIENT CASE MIX FROM THE TWO THOUSAND NINE 13 CALENDAR YEAR TO THE ANNUAL PERIOD APRIL FIRST, TWO THOUSAND ELEVEN 14 THROUGH MARCH THIRTY-FIRST, TWO THOUSAND TWELVE, WEIGHTED AT A PERCENT- 15 AGE AS DETERMINED BY THE COMMISSIONER; AND (II) THE TWO THOUSAND NINE 16 STATEWIDE AVERAGE PER PATIENT MEDICAID CLAIMS ADJUSTED BY A REGIONAL 17 WAGE INDEX FACTOR AND THE AGENCY'S PATIENT CASE MIX INDEX FOR THE ANNUAL 18 PERIOD APRIL FIRST, TWO THOUSAND ELEVEN THROUGH MARCH THIRTY-FIRST, TWO 19 THOUSAND TWELVE, WEIGHTED AT A PERCENTAGE AS DETERMINED BY THE COMMIS- 20 SIONER. SUCH ADJUSTED AGENCY CEILING SHALL BE COMPARED TO ACTUAL MEDI- 21 CAID PAID CLAIMS FOR THE PERIOD APRIL FIRST, TWO THOUSAND ELEVEN THROUGH 22 MARCH THIRTY-FIRST, TWO THOUSAND TWELVE. IN THOSE INSTANCES WHEN AN 23 AGENCY'S ACTUAL PER PATIENT MEDICAID CLAIMS ARE DETERMINED TO EXCEED THE 24 AGENCY'S ADJUSTED CEILING, THE AMOUNT OF SUCH EXCESS SHALL BE DUE FROM 25 EACH SUCH AGENCY TO THE STATE AND MAY BE RECOUPED BY THE DEPARTMENT IN A 26 LUMP SUM AMOUNT OR THROUGH REDUCTIONS IN THE MEDICAID PAYMENTS DUE TO 27 THE AGENCY. IN THOSE INSTANCES WHERE AN INTERIM PAYMENT OR RATE OF 28 PAYMENT ADJUSTMENT WAS APPLIED TO AN AGENCY IN ACCORDANCE WITH PARAGRAPH 29 (A) OF THIS SUBDIVISION, AND SUCH AGENCY'S ACTUAL PER PATIENT MEDICAID 30 CLAIMS ARE DETERMINED TO BE LESS THAN THE AGENCY'S ADJUSTED CEILING, THE 31 AMOUNT BY WHICH SUCH MEDICAID CLAIMS ARE LESS THAN THE AGENCY'S ADJUSTED 32 CEILING SHALL BE REMITTED TO EACH SUCH AGENCY BY THE DEPARTMENT IN A 33 LUMP SUM AMOUNT OR THROUGH AN INCREASE IN THE MEDICAID PAYMENTS DUE TO 34 THE AGENCY. 35 (C) INTERIM PAYMENT OR RATE OF PAYMENT ADJUSTMENTS PURSUANT TO THIS 36 SUBDIVISION SHALL BE BASED ON MEDICAID PAID CLAIMS, AS DETERMINED BY THE 37 COMMISSIONER, FOR SERVICES PROVIDED BY AGENCIES IN THE BASE YEAR TWO 38 THOUSAND NINE. AMOUNTS DUE FROM RECONCILING RATE ADJUSTMENTS SHALL BE 39 BASED ON MEDICAID PAID CLAIMS, AS DETERMINED BY THE COMMISSIONER, FOR 40 SERVICES PROVIDED BY AGENCIES IN THE BASE YEAR TWO THOUSAND NINE AND 41 MEDICAID PAID CLAIMS, AS DETERMINED BY THE COMMISSIONER, FOR SERVICES 42 PROVIDED BY AGENCIES IN THE RECONCILIATION PERIOD APRIL FIRST, TWO THOU- 43 SAND ELEVEN THROUGH MARCH THIRTY-FIRST, TWO THOUSAND TWELVE. IN DETER- 44 MINING CASE MIX, EACH PATIENT SHALL BE CLASSIFIED USING A SYSTEM BASED 45 ON MEASURES WHICH MAY INCLUDE, BUT NOT BE LIMITED TO, CLINICAL AND FUNC- 46 TIONAL MEASURES, AS REPORTED ON THE FEDERAL OUTCOME AND ASSESSMENT 47 INFORMATION SET (OASIS), AS MAY BE AMENDED. 48 (D) THE COMMISSIONER MAY REQUIRE AGENCIES TO COLLECT AND SUBMIT ANY 49 DATA REQUIRED TO IMPLEMENT THE PROVISIONS OF THIS SUBDIVISION. THE 50 COMMISSIONER MAY PROMULGATE REGULATIONS, INCLUDING EMERGENCY REGU- 51 LATIONS, TO IMPLEMENT THE PROVISIONS OF THIS SUBDIVISION. 52 (E) PAYMENTS OR RATE OF PAYMENT ADJUSTMENTS DETERMINED PURSUANT TO 53 THIS SUBDIVISION SHALL, FOR THE PERIOD APRIL FIRST, TWO THOUSAND ELEVEN 54 THROUGH MARCH THIRTY-FIRST, TWO THOUSAND TWELVE, BE RETROACTIVELY RECON- 55 CILED UTILIZING THE METHODOLOGY IN PARAGRAPH (B) OF THIS SUBDIVISION AND 56 UTILIZING ACTUAL PAID CLAIMS FROM SUCH PERIOD. S. 2809--B 115 A. 4009--B 1 (F) NOTWITHSTANDING ANY INCONSISTENT PROVISION OF THIS SUBDIVISION, 2 PAYMENTS OR RATE OF PAYMENT ADJUSTMENTS MADE PURSUANT TO THIS SUBDIVI- 3 SION SHALL NOT RESULT IN AN AGGREGATE ANNUAL DECREASE IN MEDICAID 4 PAYMENTS TO PROVIDERS SUBJECT TO THIS SUBDIVISION THAT IS IN EXCESS OF 5 TWO HUNDRED MILLION DOLLARS, AS DETERMINED BY THE COMMISSIONER AND NOT 6 SUBJECT TO SUBSEQUENT ADJUSTMENT, AND THE COMMISSIONER SHALL MAKE SUCH 7 ADJUSTMENTS TO SUCH PAYMENTS OR RATES OF PAYMENT AS ARE NECESSARY TO 8 ENSURE THAT SUCH AGGREGATE LIMITS ON PAYMENT DECREASES ARE NOT EXCEEDED. 9 S 4. Section 3614 of the public health law is amended by adding a new 10 subdivision 13 to read as follows: 11 13. (A) NOTWITHSTANDING ANY INCONSISTENT PROVISION OF LAW OR REGU- 12 LATION AND SUBJECT TO THE AVAILABILITY OF FEDERAL FINANCIAL PARTIC- 13 IPATION, EFFECTIVE APRIL FIRST, TWO THOUSAND TWELVE, PAYMENTS BY GOVERN- 14 MENT AGENCIES FOR SERVICES PROVIDED BY CERTIFIED HOME HEALTH AGENCIES, 15 EXCEPT FOR SUCH SERVICES PROVIDED TO CHILDREN UNDER EIGHTEEN YEARS OF 16 AGE AND OTHER DISCREET GROUPS AS MAY BE DETERMINED BY THE COMMISSIONER 17 PURSUANT TO REGULATIONS, SHALL BE BASED ON EPISODIC PAYMENTS. IN ESTAB- 18 LISHING SUCH PAYMENTS, A STATEWIDE BASE PRICE SHALL BE ESTABLISHED FOR 19 EACH SIXTY DAY EPISODE OF CARE AND ADJUSTED BY A REGIONAL WAGE INDEX 20 FACTOR AND AN INDIVIDUAL PATIENT CASE MIX INDEX. SUCH EPISODIC PAYMENTS 21 MAY BE FURTHER ADJUSTED FOR LOW UTILIZATION CASES AND TO REFLECT A 22 PERCENTAGE LIMITATION OF THE COST FOR HIGH-UTILIZATION CASES THAT EXCEED 23 OUTLIER THRESHOLDS OF SUCH PAYMENTS. 24 (B) INITIAL BASE YEAR EPISODIC PAYMENTS SHALL BE BASED ON MEDICAID 25 PAID CLAIMS, AS DETERMINED AND ADJUSTED BY THE COMMISSIONER TO ACHIEVE 26 SAVINGS COMPARABLE TO THE PRIOR STATE FISCAL YEAR, FOR SERVICES PROVIDED 27 BY ALL CERTIFIED HOME HEALTH AGENCIES IN THE BASE YEAR TWO THOUSAND 28 NINE. SUBSEQUENT BASE YEAR EPISODIC PAYMENTS MAY BE BASED ON MEDICAID 29 PAID CLAIMS FOR SERVICES PROVIDED BY ALL CERTIFIED HOME HEALTH AGENCIES 30 IN A BASE YEAR SUBSEQUENT TO TWO THOUSAND NINE, AS DETERMINED BY THE 31 COMMISSIONER, PROVIDED, HOWEVER, THAT SUCH BASE YEAR ADJUSTMENT SHALL BE 32 MADE NOT LESS FREQUENTLY THAN EVERY THREE YEARS. IN DETERMINING CASE 33 MIX, EACH PATIENT SHALL BE CLASSIFIED USING A SYSTEM BASED ON MEASURES 34 WHICH MAY INCLUDE, BUT NOT LIMITED TO, CLINICAL AND FUNCTIONAL MEASURES, 35 AS REPORTED ON THE FEDERAL OUTCOME AND ASSESSMENT INFORMATION SET 36 (OASIS), AS MAY BE AMENDED. 37 (C) THE COMMISSIONER MAY REQUIRE AGENCIES TO COLLECT AND SUBMIT ANY 38 DATA REQUIRED TO IMPLEMENT THIS SUBDIVISION. THE COMMISSIONER MAY 39 PROMULGATE REGULATIONS, INCLUDING EMERGENCY REGULATIONS, TO IMPLEMENT 40 THE PROVISIONS OF THIS SUBDIVISION. 41 S 5. Sections 365-i and 369-dd of the social services law are 42 REPEALED. 43 S 5-a. Subparagraph (v) of paragraph (e) of subdivision 1 and subdivi- 44 sion 2-b of section 369-ee of the social services law, subparagraph (v) 45 of paragraph (e) of subdivision 1 as amended by section 1 of part C and 46 subdivision 2-b as added by section 2 of part C of chapter 58 of the 47 laws of 2008, are amended to read as follows: 48 (v) prescription drugs [as defined in section two hundred seventy of 49 the public health law, which shall be provided pursuant to subdivision 50 two-b of this section,] and non-prescription smoking cessation products 51 or devices; 52 2-b. Prescription drug payments. [(a) Subject to paragraph (b) of this 53 subdivision, payment for drugs, except for such drugs provided by 54 medical practitioners, and for which payment is authorized pursuant to 55 paragraph (e) of subdivision one of this section, shall be made pursuant 56 to subdivision nine of section three hundred sixty-seven-a of this arti- S. 2809--B 116 A. 4009--B 1 cle and article two-A of the public health law and subdivision four of 2 section three hundred sixty-five-a of this article. Payment for such 3 drugs provided by medical practitioners shall be included in the capita- 4 tion payment for services or supplies provided to persons eligible for 5 health care services under this title. 6 (b)] Payment for drugs for which payment is authorized pursuant to 7 paragraph (e) of subdivision one of this section[, and that are provided 8 by an employer partnership for family health plus plan authorized by 9 section three hundred sixty-nine-ff of this title,] shall be included in 10 the capitation payment for services or supplies provided to persons 11 eligible for health care services under [such] A FAMILY HEALTH INSURANCE 12 plan. 13 S 6. Section 368-d of the social services law is amended by adding 14 three new subdivisions 4, 5 and 6 to read as follows: 15 4. THE COMMISSIONER OF HEALTH IS AUTHORIZED TO CONTRACT WITH ONE OR 16 MORE ENTITIES TO CONDUCT A STUDY TO DETERMINE ACTUAL DIRECT AND INDIRECT 17 COSTS INCURRED BY PUBLIC SCHOOL DISTRICTS AND STATE OPERATED/STATE 18 SUPPORTED SCHOOLS WHICH OPERATE PURSUANT TO ARTICLE EIGHTY-FIVE, EIGHT- 19 Y-SEVEN OR EIGHTY-EIGHT OF THE EDUCATION LAW FOR MEDICAL CARE, SERVICES 20 AND SUPPLIES, INCLUDING RELATED SPECIAL EDUCATION SERVICES AND SPECIAL 21 TRANSPORTATION, FURNISHED TO CHILDREN WITH HANDICAPPING CONDITIONS. 22 5. NOTWITHSTANDING ANY INCONSISTENT PROVISION OF SECTIONS ONE HUNDRED 23 TWELVE AND ONE HUNDRED SIXTY-THREE OF THE STATE FINANCE LAW, OR SECTION 24 ONE HUNDRED FORTY-TWO OF THE ECONOMIC DEVELOPMENT LAW, OR ANY OTHER LAW, 25 THE COMMISSIONER OF HEALTH IS AUTHORIZED TO ENTER INTO A CONTRACT OR 26 CONTRACTS UNDER SUBDIVISION FOUR OF THIS SECTION WITHOUT A COMPETITIVE 27 BID OR REQUEST FOR PROPOSAL PROCESS, PROVIDED, HOWEVER, THAT: 28 (A) THE DEPARTMENT OF HEALTH SHALL POST ON ITS WEBSITE, FOR A PERIOD 29 OF NO LESS THAN THIRTY DAYS: 30 (I) A DESCRIPTION OF THE PROPOSED SERVICES TO BE PROVIDED PURSUANT TO 31 THE CONTRACT OR CONTRACTS; 32 (II) THE CRITERIA FOR SELECTION OF A CONTRACTOR OR CONTRACTORS; 33 (III) THE PERIOD OF TIME DURING WHICH A PROSPECTIVE CONTRACTOR MAY 34 SEEK SELECTION, WHICH SHALL BE NO LESS THAN THIRTY DAYS AFTER SUCH 35 INFORMATION IS FIRST POSTED ON THE WEBSITE; AND 36 (IV) THE MANNER BY WHICH A PROSPECTIVE CONTRACTOR MAY SEEK SUCH 37 SELECTION, WHICH MAY INCLUDE SUBMISSION BY ELECTRONIC MEANS; 38 (B) ALL REASONABLE AND RESPONSIVE SUBMISSIONS THAT ARE RECEIVED FROM 39 PROSPECTIVE CONTRACTORS IN TIMELY FASHION SHALL BE REVIEWED BY THE 40 COMMISSIONER OF HEALTH; AND 41 (C) THE COMMISSIONER OF HEALTH SHALL SELECT SUCH CONTRACTOR OR 42 CONTRACTORS THAT, IN HIS OR HER DISCRETION, ARE BEST SUITED TO SERVE THE 43 PURPOSES OF THIS SECTION. 44 6. THE COMMISSIONER SHALL EVALUATE THE RESULTS OF THE STUDY CONDUCTED 45 PURSUANT TO SUBDIVISION FOUR OF THIS SECTION TO DETERMINE, AFTER IDEN- 46 TIFICATION OF ACTUAL DIRECT AND INDIRECT COSTS INCURRED BY PUBLIC SCHOOL 47 DISTRICTS AND STATE OPERATED/STATE SUPPORTED SCHOOLS, WHETHER IT IS 48 ADVISABLE TO CLAIM FEDERAL REIMBURSEMENT FOR EXPENDITURES UNDER THIS 49 SECTION AS CERTIFIED PUBLIC EXPENDITURES. IN THE EVENT SUCH CLAIMS ARE 50 SUBMITTED, IF FEDERAL REIMBURSEMENT RECEIVED FOR CERTIFIED PUBLIC 51 EXPENDITURES ON BEHALF OF MEDICAL ASSISTANCE RECIPIENTS WHOSE ASSISTANCE 52 AND CARE ARE THE RESPONSIBILITY OF A SOCIAL SERVICES DISTRICT IN A CITY 53 WITH A POPULATION OF OVER TWO MILLION, RESULTS IN A DECREASE IN THE 54 STATE SHARE OF ANNUAL EXPENDITURES PURSUANT TO THIS SECTION FOR SUCH 55 RECIPIENTS, THEN TO THE EXTENT THAT THE AMOUNT OF ANY SUCH DECREASE WHEN 56 COMBINED WITH ANY DECREASE IN THE STATE SHARE OF ANNUAL EXPENDITURES S. 2809--B 117 A. 4009--B 1 DESCRIBED IN SUBDIVISION FIVE OF SECTION THREE HUNDRED SIXTY-EIGHT-E OF 2 THIS TITLE EXCEEDS FIFTY MILLION DOLLARS, THE EXCESS AMOUNT SHALL BE 3 TRANSFERRED TO SUCH CITY. ANY SUCH EXCESS AMOUNT TRANSFERRED SHALL NOT 4 BE CONSIDERED A REVENUE RECEIVED BY SUCH SOCIAL SERVICES DISTRICT IN 5 DETERMINING THE DISTRICT'S ACTUAL MEDICAL ASSISTANCE EXPENDITURES FOR 6 PURPOSES OF PARAGRAPH (B) OF SECTION ONE OF PART C OF CHAPTER 7 FIFTY-EIGHT OF THE LAWS OF TWO THOUSAND FIVE. 8 S 7. Section 368-e of the social services law is amended by adding 9 three new subdivisions 3, 4 and 5 to read as follows: 10 3. THE COMMISSIONER OF HEALTH IS AUTHORIZED TO CONTRACT WITH ONE OR 11 MORE ENTITIES TO CONDUCT A STUDY TO DETERMINE ACTUAL DIRECT AND INDIRECT 12 COSTS INCURRED BY COUNTIES FOR MEDICAL CARE, SERVICES AND SUPPLIES, 13 INCLUDING RELATED SPECIAL EDUCATION SERVICES AND SPECIAL TRANSPORTATION, 14 FURNISHED TO PRE-SCHOOL CHILDREN WITH HANDICAPPING CONDITIONS. 15 4. NOTWITHSTANDING ANY INCONSISTENT PROVISION OF SECTIONS ONE HUNDRED 16 TWELVE AND ONE HUNDRED SIXTY-THREE OF THE STATE FINANCE LAW, OR SECTION 17 ONE HUNDRED FORTY-TWO OF THE ECONOMIC DEVELOPMENT LAW, OR ANY OTHER LAW, 18 THE COMMISSIONER OF HEALTH IS AUTHORIZED TO ENTER INTO A CONTRACT OR 19 CONTRACTS UNDER SUBDIVISION THREE OF THIS SECTION WITHOUT A COMPETITIVE 20 BID OR REQUEST FOR PROPOSAL PROCESS, PROVIDED, HOWEVER, THAT: 21 (A) THE DEPARTMENT OF HEALTH SHALL POST ON ITS WEBSITE, FOR A PERIOD 22 OF NO LESS THAN THIRTY DAYS: 23 (I) A DESCRIPTION OF THE PROPOSED SERVICES TO BE PROVIDED PURSUANT TO 24 THE CONTRACT OR CONTRACTS; 25 (II) THE CRITERIA FOR SELECTION OF A CONTRACTOR OR CONTRACTORS; 26 (III) THE PERIOD OF TIME DURING WHICH A PROSPECTIVE CONTRACTOR MAY 27 SEEK SELECTION, WHICH SHALL BE NO LESS THAN THIRTY DAYS AFTER SUCH 28 INFORMATION IS FIRST POSTED ON THE WEBSITE; AND 29 (IV) THE MANNER BY WHICH A PROSPECTIVE CONTRACTOR MAY SEEK SUCH 30 SELECTION, WHICH MAY INCLUDE SUBMISSION BY ELECTRONIC MEANS; 31 (B) ALL REASONABLE AND RESPONSIVE SUBMISSIONS THAT ARE RECEIVED FROM 32 PROSPECTIVE CONTRACTORS IN TIMELY FASHION SHALL BE REVIEWED BY THE 33 COMMISSIONER OF HEALTH; AND 34 (C) THE COMMISSIONER OF HEALTH SHALL SELECT SUCH CONTRACTOR OR 35 CONTRACTORS THAT, IN HIS OR HER DISCRETION, ARE BEST SUITED TO SERVE THE 36 PURPOSES OF THIS SECTION. 37 5. THE COMMISSIONER SHALL EVALUATE THE RESULTS OF THE STUDY CONDUCTED 38 PURSUANT TO SUBDIVISION THREE OF THIS SECTION TO DETERMINE, AFTER IDEN- 39 TIFICATION OF ACTUAL DIRECT AND INDIRECT COSTS INCURRED BY COUNTIES FOR 40 MEDICAL CARE, SERVICES, AND SUPPLIES FURNISHED TO PRE-SCHOOL CHILDREN 41 WITH HANDICAPPING CONDITIONS, WHETHER IT IS ADVISABLE TO CLAIM FEDERAL 42 REIMBURSEMENT FOR EXPENDITURES UNDER THIS SECTION AS CERTIFIED PUBLIC 43 EXPENDITURES. IN THE EVENT SUCH CLAIMS ARE SUBMITTED, IF FEDERAL 44 REIMBURSEMENT RECEIVED FOR CERTIFIED PUBLIC EXPENDITURES ON BEHALF OF 45 MEDICAL ASSISTANCE RECIPIENTS WHOSE ASSISTANCE AND CARE ARE THE RESPON- 46 SIBILITY OF A SOCIAL SERVICES DISTRICT IN A CITY WITH A POPULATION OF 47 OVER TWO MILLION, RESULTS IN A DECREASE IN THE STATE SHARE OF ANNUAL 48 EXPENDITURES PURSUANT TO THIS SECTION FOR SUCH RECIPIENTS, THEN TO THE 49 EXTENT THAT THE AMOUNT OF ANY SUCH DECREASE WHEN COMBINED WITH ANY 50 DECREASE IN THE STATE SHARE OF ANNUAL EXPENDITURES DESCRIBED IN SUBDIVI- 51 SION SIX OF SECTION THREE HUNDRED SIXTY-EIGHT-D OF THIS TITLE EXCEEDS 52 FIFTY MILLION DOLLARS, THE EXCESS AMOUNT SHALL BE TRANSFERRED TO SUCH 53 CITY. ANY SUCH EXCESS AMOUNT TRANSFERRED SHALL NOT BE CONSIDERED A 54 REVENUE RECEIVED BY SUCH SOCIAL SERVICES DISTRICT IN DETERMINING THE 55 DISTRICT'S ACTUAL MEDICAL ASSISTANCE EXPENDITURES FOR PURPOSES OF PARA- S. 2809--B 118 A. 4009--B 1 GRAPH (B) OF SECTION ONE OF PART C OF CHAPTER FIFTY-EIGHT OF THE LAWS OF 2 TWO THOUSAND FIVE. 3 S 8. Paragraph d of subdivision 20 of section 2808 of the public 4 health law is REPEALED and a new paragraph d is added to read as 5 follows: 6 D. NOTWITHSTANDING ANY CONTRARY PROVISION OF LAW, RULE OR REGULATION, 7 FOR RATE PERIODS ON AND AFTER APRIL FIRST, TWO THOUSAND ELEVEN, THE 8 CAPITAL COST COMPONENT OF MEDICAID RATES OF PAYMENT FOR SERVICES 9 PROVIDED BY RESIDENTIAL HEALTH CARE FACILITIES SHALL NOT INCLUDE ANY 10 PAYMENT FACTOR FOR RETURN ON OR RETURN OF EQUITY. 11 S 9. Paragraph (b) of subdivision 11 of section 272 of the public 12 health law, as added by section 36 of part C of chapter 58 of the laws 13 of 2009, is amended to read as follows: 14 (b) The commissioner may designate a pharmaceutical manufacturer as 15 one with whom the commissioner is negotiating or has negotiated a 16 manufacturer agreement, and all of the drugs it manufactures or markets 17 shall be included in the preferred drug program. The commissioner may 18 negotiate directly with a pharmaceutical manufacturer for rebates relat- 19 ing to any or all of the drugs it manufactures or markets. A manufactur- 20 er agreement shall designate any or all of the drugs manufactured or 21 marketed by the pharmaceutical manufacturer as being preferred or non 22 preferred drugs. When a pharmaceutical manufacturer has been designated 23 by the commissioner under this paragraph but THE COMMISSIONER has not 24 reached a manufacturer agreement with the pharmaceutical manufacturer, 25 then THE COMMISSIONER MAY DESIGNATE SOME OR all of the drugs manufac- 26 tured or marketed by the pharmaceutical manufacturer [shall be] AS non 27 preferred drugs. However, notwithstanding this paragraph, any drug that 28 is selected to be on the preferred drug list under paragraph (b) of 29 subdivision ten of this section on grounds that it is significantly more 30 clinically effective and safer than other drugs in its therapeutic class 31 shall be a preferred drug. 32 S 10. Paragraphs (a), (b), (c), (d), (e) and (f) of subdivision 9 of 33 section 367-a of the social services law are REPEALED, paragraphs (g), 34 (h) and (i) are relettered paragraphs (b), (c) and (d) and the opening 35 paragraph of subdivision 9, as amended by chapter 19 of the laws of 36 1998, is amended to read as follows: 37 (A) Notwithstanding any inconsistent provision of law or regulation to 38 the contrary, for those drugs which may not be dispensed without a 39 prescription as required by section sixty-eight hundred ten of the 40 education law and for which payment is authorized pursuant to paragraph 41 (g) of subdivision two of section three hundred sixty-five-a of this 42 title, payments FOR SUCH DRUGS AND DISPENSING FEES under this title 43 shall be made at [the following] amounts[:] ESTABLISHED BY THE COMMIS- 44 SIONER. 45 S 11. Intentionally Omitted. 46 S 12. Subdivision 22 of section 6802 of the education law, as added by 47 chapter 563 of the laws of 2008, is amended to read as follows: 48 22. "Administer", for the purpose of section sixty-eight hundred one 49 of this article, means the direct application of an immunizing agent to 50 [adults] PERSONS ELEVEN YEARS OF AGE OR OLDER, whether by injection, 51 ingestion or any other means, pursuant to a patient specific order or 52 non-patient specific regimen prescribed or ordered issued by a physician 53 or certified nurse practitioner who has a practice site in the county in 54 which the immunization is administered. However if the county where the 55 immunization is to be administered has a population of seventy-five 56 thousand or less, then the licensed physician or certified nurse practi- S. 2809--B 119 A. 4009--B 1 tioner may be in an adjoining county. Such administration shall be 2 limited to immunizing agents [to prevent influenza or pneumococcal 3 disease] RECOMMENDED BY THE FEDERAL CENTERS FOR DISEASE CONTROL AND 4 PREVENTION FOR PERSONS WHO ARE ELEVEN YEARS OF AGE OR OLDER, and medica- 5 tions required for emergency treatment of anaphylaxis. 6 S 13. Subdivision 1 of section 271 of the public health law, as added 7 by section 10 of part C of chapter 58 of the laws of 2005, is amended to 8 read as follows: 9 1. There is hereby established in the department a pharmacy and thera- 10 peutics committee. The committee shall consist of [seventeen] EIGHTEEN 11 members, who shall be appointed by the commissioner and who shall serve 12 three year terms; except that for the initial appointments to the 13 committee, five members shall serve one year terms, seven shall serve 14 two year terms, and five shall serve three year terms. Committee members 15 may be reappointed upon the completion of their terms. [No] WITH THE 16 EXCEPTION OF THE CHAIRPERSON, NO member of the committee shall be an 17 employee of the state or any subdivision of the state, other than for 18 his or her membership on the committee, except for employees of health 19 care facilities or universities operated by the state, a public benefit 20 corporation, the State University of New York or municipalities. 21 S 14. Paragraphs (d) and (e) of subdivision 2 of section 271 of the 22 public health law, as added by section 10 of part C of chapter 58 of the 23 laws of 2005, are amended, and a new paragraph (f) is added to read as 24 follows: 25 (d) one person with expertise in drug utilization review who is either 26 a health care professional licensed under title eight of the education 27 law, is a pharmacologist or has a doctorate in pharmacology; [and] 28 (e) three persons who shall be consumers or representatives of organ- 29 izations with a regional or statewide constituency and who have been 30 involved in activities related to health care consumer advocacy, includ- 31 ing issues affecting Medicaid or EPIC recipients[.]; AND 32 (F) A CHAIRPERSON DESIGNATED PURSUANT TO SUBDIVISION FOUR OF THIS 33 SECTION. 34 S 15. Subdivision 4 of section 271 of the public health law is 35 REPEALED and a new subdivision 4 is added to read as follows: 36 4. THE COMMISSIONER SHALL DESIGNATE A MEMBER OF THE DEPARTMENT TO 37 SERVE AS CHAIRPERSON OF THE COMMITTEE. 38 S 16. Subdivision 3 of section 272 of the public health law, as added 39 by section 10 of part C of chapter 58 of the laws of 2005, is amended to 40 read as follows: 41 3. The commissioner shall establish performance standards for the 42 program that, at a minimum, ensure that the preferred drug program and 43 the clinical drug review program provide sufficient technical support 44 and timely responses to consumers, prescribers and pharmacists. THE 45 COMMISSIONER MAY DESIGNATE A MEMBER OF THE DEPARTMENT TO PERFORM ANY 46 ACTIONS OF THE COMMISSIONER AUTHORIZED OR REQUIRED BY THIS SECTION. 47 S 17. Subdivision 10 of section 272 of the public health law is 48 amended by adding a new paragraph (d) to read as follows: 49 (D) NOTWITHSTANDING ANY PROVISION OF THIS SECTION TO THE CONTRARY, THE 50 COMMISSIONER MAY DESIGNATE THERAPEUTIC CLASSES OF DRUGS OR INDIVIDUAL 51 DRUGS AS PREFERRED PRIOR TO ANY REVIEW THAT MAY BE CONDUCTED BY THE 52 COMMITTEE PURSUANT TO THIS SECTION. 53 S 18. Paragraphs (b) and (c) of subdivision 3 of section 273 of the 54 public health law, as added by section 10 of part C of chapter 58 of the 55 laws of 2005, are amended to read as follows: S. 2809--B 120 A. 4009--B 1 (b) In the event that the patient does not meet the criteria in para- 2 graph (a) of this subdivision, the prescriber may provide additional 3 information to the program to justify the use of a prescription drug 4 that is not on the preferred drug list. The program shall provide a 5 reasonable opportunity for a prescriber to reasonably present his or her 6 justification of prior authorization. [If, after consultation with the 7 program, the prescriber, in his or her reasonable professional judgment, 8 determines that the use of a prescription drug that is not on the 9 preferred drug list is warranted, the prescriber's determination shall 10 be final.] 11 (c) [If a prescriber meets the requirements of paragraph (a) or (b) of 12 this subdivision, the prescriber shall be granted prior authorization 13 under this section] PRIOR AUTHORIZATION FOR THE NON-PREFERRED DRUG SHALL 14 BE DENIED IF THE PRESCRIBER FAILS TO MEET THE REQUIREMENTS OF PARAGRAPH 15 (A) OF THIS SUBDIVISION OR, IF AFTER CONSULTATION WITH THE PROGRAM AS 16 DESCRIBED IN PARAGRAPH (B) OF THIS SUBDIVISION, THE PROGRAM DETERMINES 17 THAT THE USE OF THE PRESCRIBED DRUG THAT IS NOT ON THE PREFERRED DRUG 18 LIST IS NOT WARRANTED. 19 S 19. Intentionally Omitted. 20 S 20. Paragraph (g) of subdivision 4 of section 365-a of the social 21 services law, as amended by section 61 of part C of chapter 58 of the 22 laws of 2007, is amended to read as follows: 23 (g) for eligible persons who are also beneficiaries under part D of 24 title XVIII of the federal social security act, drugs which are denomi- 25 nated as "covered part D drugs" under section 1860D-2(e) of such act[; 26 provided however that, for purposes of this paragraph, "covered part D 27 drugs" shall not mean atypical anti-psychotics, anti-depressants, anti- 28 retrovirals used in the treatment of HIV/AIDS, or anti-rejection drugs 29 used for the treatment of organ and tissue transplants]. 30 S 21. Subdivision 12 of section 272 of the public health law is 31 REPEALED. 32 S 22. Intentionally Omitted. 33 S 23. Paragraph (g) of subdivision 2 of section 365-a of the social 34 services law, as amended by section 1 of part F of chapter 497 of the 35 laws of 2008, is amended to read as follows: 36 (g) sickroom supplies, eyeglasses, prosthetic appliances and dental 37 prosthetic appliances furnished in accordance with the regulations of 38 the department[,]; provided FURTHER that: (I) the commissioner of health 39 is authorized to implement a preferred diabetic supply program wherein 40 the department of health will receive enhanced rebates from preferred 41 manufacturers of glucometers and test strips, and may subject non-pre- 42 ferred manufacturers' glucometers and test strips to prior authorization 43 under section two hundred seventy-three of the public health law; (II) 44 ENTERAL FORMULA THERAPY IS LIMITED TO COVERAGE ONLY FOR NASOGASTRIC, 45 JEJUNOSTOMY, OR GASTROSTOMY TUBE FEEDING OR FOR TREATMENT OF AN INBORN 46 ERROR OF METABOLISM; OTHER NUTRITIONAL OR DIETARY SUPPLEMENTS ARE NOT 47 COVERED; (III) PRESCRIPTION FOOTWEAR AND INSERTS ARE LIMITED TO COVERAGE 48 ONLY WHEN USED AS AN INTEGRAL PART OF A LOWER LIMB ORTHOTIC APPLIANCE, 49 AS PART OF A DIABETIC TREATMENT PLAN, OR TO ADDRESS GROWTH AND DEVELOP- 50 MENT PROBLEMS IN CHILDREN; AND (IV) COMPRESSION AND SUPPORT STOCKINGS 51 ARE LIMITED TO COVERAGE ONLY FOR PREGNANCY OR TREATMENT OF VENOUS STASIS 52 ULCERS; 53 (G-1) drugs provided on an in-patient basis, those drugs contained on 54 the list established by regulation of the commissioner of health pursu- 55 ant to subdivision four of this section, and those drugs which may not 56 be dispensed without a prescription as required by section sixty-eight S. 2809--B 121 A. 4009--B 1 hundred ten of the education law and which the commissioner of health 2 shall determine to be reimbursable based upon such factors as the avail- 3 ability of such drugs or alternatives at low cost if purchased by a 4 medicaid recipient, or the essential nature of such drugs as described 5 by such commissioner in regulations, provided, however, that such drugs, 6 exclusive of long-term maintenance drugs, shall be dispensed in quanti- 7 ties no greater than a thirty day supply or one hundred doses, whichever 8 is greater; provided further that the commissioner of health is author- 9 ized to require prior authorization for any refill of a prescription 10 when less than seventy-five percent of the previously dispensed amount 11 per fill should have been used were the product used as normally indi- 12 cated; PROVIDED FURTHER THAT THE COMMISSIONER OF HEALTH IS AUTHORIZED TO 13 REQUIRE PRIOR AUTHORIZATION OF PRESCRIPTIONS OF OPIOID ANALGESICS IN 14 EXCESS OF FOUR PRESCRIPTIONS IN A THIRTY-DAY PERIOD; medical assistance 15 shall not include any drug provided on other than an in-patient basis 16 for which a recipient is charged or a claim is made in the case of a 17 prescription drug, in excess of the maximum reimbursable amounts to be 18 established by department regulations in accordance with standards 19 established by the secretary of the United States department of health 20 and human services, or, in the case of a drug not requiring a 21 prescription, in excess of the maximum reimbursable amount established 22 by the commissioner of health pursuant to paragraph (a) of subdivision 23 four of this section; 24 S 24. Paragraph (a) of subdivision 3 of section 366 of the social 25 services law, as amended by chapter 110 of the laws of 1971, is amended 26 to read as follows: 27 (a) Medical assistance shall be furnished to applicants in cases 28 where, although such applicant has a responsible relative with suffi- 29 cient income and resources to provide medical assistance as determined 30 by the regulations of the department, the income and resources of the 31 responsible relative are not available to such applicant because of the 32 absence of such relative [or] AND the refusal or failure of such ABSENT 33 relative to provide the necessary care and assistance. In such cases, 34 however, the furnishing of such assistance shall create an implied 35 contract with such relative, and the cost thereof may be recovered from 36 such relative in accordance with title six of article three OF THIS 37 CHAPTER and other applicable provisions of law. 38 S 25. Paragraph (b) of subdivision 17 of section 2808 of the public 39 health law, as added by section 30 of part B of chapter 109 of the laws 40 of 2010, is amended and a new paragraph (c) is added to read as follows: 41 (b) Notwithstanding any inconsistent provision of law or regulation to 42 the contrary, for the state fiscal year beginning April first, two thou- 43 sand ten and ending March thirty-first, two thousand [eleven] FIFTEEN, 44 the commissioner shall not be required to revise certified rates of 45 payment established pursuant to this article for rate periods prior to 46 April first, two thousand [eleven] FIFTEEN, based on consideration of 47 rate appeals filed by residential health care facilities or based upon 48 adjustments to capital cost reimbursement as a result of approval by the 49 commissioner of an application for construction under section twenty- 50 eight hundred two of this article, in excess of an aggregate annual 51 amount of eighty million dollars for EACH such state fiscal year. In 52 revising such rates within such fiscal limit, the commissioner shall, in 53 prioritizing such rate appeals, include consideration of which facili- 54 ties the commissioner determines are facing significant financial hard- 55 ship as well as such other considerations as the commissioner deems 56 appropriate and, further, the commissioner is authorized to enter into S. 2809--B 122 A. 4009--B 1 agreements with such facilities or any other facility to resolve multi- 2 ple pending rate appeals based upon a negotiated aggregate amount and 3 may offset such negotiated aggregate amounts against any amounts owed by 4 the facility to the department, including, but not limited to, amounts 5 owed pursuant to section twenty-eight hundred seven-d of this article; 6 PROVIDED, HOWEVER, THAT THE COMMISSIONER'S AUTHORITY TO NEGOTIATE SUCH 7 AGREEMENTS RESOLVING MULTIPLE PENDING RATE APPEALS AS HEREINBEFORE 8 DESCRIBED SHALL CONTINUE ON AND AFTER APRIL FIRST, TWO THOUSAND FIFTEEN. 9 Rate adjustments made pursuant to this paragraph remain fully subject to 10 approval by the director of the budget in accordance with the provisions 11 of subdivision two of section twenty-eight hundred seven of this arti- 12 cle. 13 (C) NOTWITHSTANDING ANY OTHER CONTRARY PROVISION OF LAW, RULE OR REGU- 14 LATION, FOR PERIODS ON AND AFTER APRIL FIRST, TWO THOUSAND ELEVEN THE 15 COMMISSIONER SHALL PROMULGATE REGULATIONS, AND MAY PROMULGATE EMERGENCY 16 REGULATIONS, ESTABLISHING PRIORITIES AND TIME FRAMES FOR PROCESSING RATE 17 APPEALS, INCLUDING RATE APPEALS FILED PRIOR TO APRIL FIRST, TWO THOUSAND 18 ELEVEN, WITHIN AVAILABLE ADMINISTRATIVE RESOURCES; PROVIDED, HOWEVER, 19 THAT SUCH REGULATIONS SHALL NOT BE INCONSISTENT WITH THE PROVISIONS OF 20 PARAGRAPH (B) OF THIS SUBDIVISION. 21 S 26. Notwithstanding any provision of law to the contrary and subject 22 to the availability of federal financial participation, for periods on 23 and after April 1, 2011, clinics certified pursuant to articles 16, 31 24 or 32 of the mental hygiene law shall be subject to targeted Medicaid 25 reimbursement rate reductions in accordance with the provisions of this 26 section. Such reductions shall be based on utilization thresholds which 27 may be established either as provider-specific or patient-specific 28 thresholds. Provider-specific thresholds shall be based on average 29 patient utilization for a given provider in comparison to a peer based 30 standard to be determined for each service. When applying a provider- 31 specific threshold, rates will be reduced on a prospective basis based 32 on the amount any provider is over the determined threshold level. 33 Patient-specific thresholds will be based on annual thresholds deter- 34 mined for each service over which the per visit payment for each visit 35 in excess of the standard during a twelve month period shall be reduced 36 by a pre-determined amount. The thresholds, peer based standards and the 37 payment reductions shall be determined by the department of health, with 38 the approval of the division of the budget, and in consultation with the 39 office of mental health, the office for people with developmental disa- 40 bilities and the office of alcoholism and substance abuse services, and 41 any such resulting rates shall be subject to certification by the appro- 42 priate commissioners pursuant to subdivision (a) of section 43.02 of the 43 mental hygiene law. The base period used to establish the thresholds 44 shall be the 2009 calendar year. The total annualized reduction in 45 payments shall be no less than $10,900,000 for Article 31 clinics, no 46 less than $2,400,000 for Article 16 clinics, and no less than 47 $13,250,000 for Article 32 clinics. The commissioner of health may 48 promulgate regulations, including emergency regulations, to implement 49 the provisions of this section. 50 S 27. Paragraph (h) of subdivision 2 of section 365-a of the social 51 services law, as amended by chapter 444 of the laws of 1979 and as 52 relettered by chapter 478 of the laws of 1980, is amended to read as 53 follows: 54 (h) SPEECH THERAPY, AND WHEN PROVIDED AT THE DIRECTION OF A PHYSICIAN 55 OR NURSE PRACTITIONER, physical therapy [and relative] INCLUDING RELATED 56 rehabilitative services [when provided at the direction of a physician] S. 2809--B 123 A. 4009--B 1 AND OCCUPATIONAL THERAPY; PROVIDED, HOWEVER, THAT SPEECH THERAPY, PHYS- 2 ICAL THERAPY AND OCCUPATIONAL THERAPY EACH SHALL BE LIMITED TO COVERAGE 3 OF TWENTY VISITS PER YEAR; SUCH LIMITATION SHALL NOT APPLY TO PERSONS 4 WITH DEVELOPMENTAL DISABILITIES; 5 S 28. Section 3614 of the public health law is amended by adding a new 6 subdivision 2-a to read as follows: 7 2-A. NOTWITHSTANDING ANY CONTRARY LAW, RULE OR REGULATION, FOR RATE 8 PERIODS ON AND AFTER APRIL FIRST, TWO THOUSAND ELEVEN, MEDICAID RATES OF 9 PAYMENTS FOR SERVICES PROVIDED BY CERTIFIED HOME HEALTH AGENCIES, BY 10 LONG TERM HOME HEALTH CARE PROGRAMS OR BY AN AIDS HOME CARE PROGRAM 11 SHALL NOT REFLECT A SEPARATE PAYMENT FOR HOME CARE NURSING SERVICES 12 PROVIDED TO PATIENTS DIAGNOSED WITH ACQUIRED IMMUNE DEFICIENCY SYNDROME 13 (AIDS). 14 S 29. Paragraph (h) of subdivision 5-a of section 2807-m of the public 15 health law is relettered paragraph (i) and a new paragraph (h) is added 16 to read as follows: 17 (H) PUBLIC HEALTH SERVICES CORPS (PHSC). ONE MILLION DOLLARS FOR THE 18 PERIOD APRIL FIRST, TWO THOUSAND ELEVEN THROUGH MARCH THIRTY-FIRST, TWO 19 THOUSAND TWELVE, AND TWO MILLION DOLLARS EACH STATE FISCAL YEAR FOR THE 20 PERIOD APRIL FIRST, TWO THOUSAND TWELVE THROUGH MARCH THIRTY-FIRST, TWO 21 THOUSAND FOURTEEN SHALL BE SET ASIDE AND RESERVED BY THE COMMISSIONER 22 FROM THE REGIONAL POOLS ESTABLISHED PURSUANT TO SUBDIVISION TWO OF THIS 23 SECTION AND SHALL BE AVAILABLE TO FUND AWARDS MADE PURSUANT TO A COMPET- 24 ITIVE REQUEST FOR PROPOSAL OR REQUEST FOR APPLICATION PROCESS TO SUPPORT 25 WELL-TRAINED, HIGHLY QUALIFIED NON-PHYSICIAN HEALTH PROFESSIONALS DEDI- 26 CATED TO DELIVERING PUBLIC HEALTH AND HEALTH CARE SERVICES TO UNDER- 27 SERVED COMMUNITIES OUTSIDE THEIR REGULARLY SCHEDULED EMPLOYMENT IN 28 ACCORDANCE WITH THE FOLLOWING: 29 (I) PHSC MEMBERS SHALL BE NON-PHYSICIAN CLINICAL SERVICE PROVIDERS WHO 30 MAY INCLUDE, BUT NOT BE LIMITED TO, THE FOLLOWING HEALTH CARE PROFES- 31 SIONALS: MENTAL HEALTH SPECIALISTS, INCLUDING CLINICAL PSYCHOLOGISTS AND 32 CLINICAL SOCIAL WORKERS, DENTISTS AND DENTAL HYGIENISTS, NURSE PRACTI- 33 TIONERS AND PHYSICIAN ASSISTANTS, DIETICIANS, PUBLIC HEALTH NURSES AND 34 OTHER REGISTERED NURSES, BACHELOR OF SCIENCE NURSES, LICENSED PRACTICAL 35 NURSES, EPIDEMIOLOGISTS, PUBLIC HEALTH EDUCATORS AND GRADUATE STUDENTS 36 IN PUBLIC HEALTH WHO WANT TO PROVIDE SERVICE TO STATE AND LOCAL HEALTH 37 DEPARTMENTS VIA AN INTERNSHIP. 38 (II) PHSC MEMBERS GRANTED AWARDS PURSUANT TO THIS PARAGRAPH SHALL 39 RECEIVE UP TO FIFTEEN THOUSAND DOLLARS ANNUALLY ON AN INDIVIDUAL BASIS 40 TO PROVIDE CLINICAL, HEALTH PROMOTION AND DISEASE PREVENTION INVESTI- 41 GATION, ANALYSIS AND SERVICES TO MEDICALLY INDIGENT POPULATIONS AND 42 COMMUNITIES IN NEW YORK STATE AS DETERMINED BY THE COMMISSIONER AND MAY 43 INCLUDE, BUT NOT BE LIMITED TO, ANY NUMBER OF THE FOLLOWING ACTIVITIES: 44 (A) CLINICAL TREATMENT IN UNDERSERVED AREAS INCLUDING VACCINATIONS, 45 PHYSICALS AND DENTAL CHECKUPS; 46 (B) PUBLIC HEALTH EMERGENCY RESPONSE AS DIRECTED BY THE GOVERNOR; 47 (C) PUBLIC HEALTH EDUCATION WORKSHOPS INCLUDING CLASSES ON NUTRITION, 48 FAMILY PLANNING, ALCOHOL AND DRUG ABUSE AND ELDER CARE; 49 (D) COMMUNITY HEALTH EVALUATION STUDIES INCLUDING ASSISTANCE WITH 50 EPIDEMIOLOGIC STUDIES IN A PARTICULAR COMMUNITY; 51 (E) DISEASE OUTBREAK INVESTIGATIONS; AND 52 (F) CAREER DEVELOPMENT INSTRUCTION IN DESIGNATED SCHOOLS. 53 (III) PHSC MEMBERS SHALL: PROVIDE UP TO THREE HUNDRED HOURS OF 54 SERVICES; DELIVER SERVICES IN EXISTING VENUES SUCH AS HOSPITALS, 55 FREE-STANDING CLINICS, COUNTY HEALTH DEPARTMENTS, SCHOOLS, NURSING 56 HOMES, TOWN HALLS AND ANY OTHER VENUE IN A RURAL OR INNER-CITY AREA; AND S. 2809--B 124 A. 4009--B 1 ATTEND ANNUAL TRAINING PROVIDED IN DESIGNATED LOCATIONS IN NEW YORK 2 STATE WHICH SHALL ADDRESS HEALTH SYSTEM CONCERNS SUCH AS PREVENTABLE 3 EVENTS, PATIENT WITH MULTIPLE DIAGNOSES AND MEDICAL HOME MODELS. 4 (IV) UP TO FIFTEEN PERCENT OF FUNDING AVAILABLE PURSUANT TO THIS PARA- 5 GRAPH SHALL BE USED FOR ADMINISTRATION OF THE PHSC PROGRAM, INCLUDING 6 PHSC MEMBER TRAINING, TRAVEL AND PLACEMENT. 7 S 30. Subparagraphs (x), (xi), (xii), (xiii) and (xiv) of paragraph 8 (a) of subdivision 7 of section 2807-s of the public health law, as 9 amended by section 100 of part C of chapter 58 of the laws of 2009, are 10 amended to read as follows: 11 (x) forty-seven million two hundred ten thousand dollars on an annual 12 basis for the periods January first, two thousand nine through December 13 thirty-first, two thousand ten; [and] 14 (xi) eleven million eight hundred thousand dollars for the period 15 January first, two thousand eleven through March thirty-first, two thou- 16 sand eleven; 17 (xii) TWENTY-FOUR MILLION EIGHT HUNDRED THIRTY-SIX THOUSAND DOLLARS 18 FOR THE PERIOD APRIL FIRST, TWO THOUSAND ELEVEN THROUGH MARCH 19 THIRTY-FIRST, TWO THOUSAND TWELVE; 20 (XIII) TWENTY-FIVE MILLION EIGHT HUNDRED THIRTY-SIX THOUSAND DOLLARS 21 EACH STATE FISCAL YEAR FOR THE PERIOD APRIL FIRST, TWO THOUSAND TWELVE 22 THROUGH MARCH THIRTY-FIRST, TWO THOUSAND FOURTEEN; 23 (XIV) provided, however, for periods prior to January first, two thou- 24 sand nine, amounts set forth in this paragraph may be reduced by the 25 commissioner in an amount to be approved by the director of the budget 26 to reflect the amount received from the federal government under the 27 state's 1115 waiver which is directed under its terms and conditions to 28 the graduate medical education program established pursuant to section 29 twenty-eight hundred seven-m of this article; 30 [(xiii)] (XV) provided further, however, for periods prior to July 31 first, two thousand nine, amounts set forth in this paragraph shall be 32 reduced by an amount equal to the total actual distribution reductions 33 for all facilities pursuant to paragraph (e) of subdivision three of 34 section twenty-eight hundred seven-m of this article; and 35 [(xiv)] (XVI) provided further, however, for periods prior to July 36 first, two thousand nine, amounts set forth in this paragraph shall be 37 reduced by an amount equal to the actual distribution reductions for all 38 facilities pursuant to paragraph (s) of subdivision one of section twen- 39 ty-eight hundred seven-m of this article. 40 S 31. Paragraph (s) of subdivision 2 of section 365-a of the social 41 services law, as amended by section 46 of part B of chapter 58 of the 42 laws of 2010, is amended to read as follows: 43 (s) smoking cessation counseling services [for pregnant women on any 44 day of pregnancy through the end of the month in which the one hundred 45 eightieth day following the end of the pregnancy occurs, and children 46 and adolescents ten to twenty years of age, during a medical visit when 47 provided by a general hospital outpatient department or a free-standing 48 clinic, or by a physician, registered physician's assistant, registered 49 nurse practitioner or licensed midwife in office-based settings]; 50 provided, however, that the provisions of this paragraph [relating to 51 smoking cessation counseling services] shall not take effect unless all 52 necessary approvals under federal law and regulation have been obtained 53 to receive federal financial participation in the costs of such 54 services. S. 2809--B 125 A. 4009--B 1 S 32. Subparagraph (i) of paragraph (b-1) of subdivision 1 of section 2 2807-c of the public health law, as amended by section 10 of part C of 3 chapter 58 of the laws of 2010, is amended to read as follows: 4 (i) For patients discharged on and after January first, nineteen 5 hundred ninety-seven and prior to January first, two thousand and on and 6 after January first, two thousand, payments to general hospitals for 7 reimbursement of inpatient hospital services provided to patients eligi- 8 ble for payments pursuant to the workers' compensation law, the volun- 9 teer firefighters' benefit law, the volunteer ambulance workers' benefit 10 law, and the comprehensive motor vehicle insurance reparations act shall 11 be at the rates of payment determined pursuant to this section for state 12 governmental agencies, excluding adjustments pursuant to subdivision 13 fourteen-f of this section and subdivision thirty-three of this section 14 [and], excluding such further reductions to such payments as are enacted 15 as part of the state budget for the state fiscal year commencing April 16 first, two thousand ten AND EXCLUDING SUCH FURTHER REDUCTIONS TO SUCH 17 PAYMENTS AS ARE ENACTED AS PART OF THE STATE BUDGET FOR STATE FISCAL 18 YEARS COMMENCING ON AND AFTER APRIL FIRST, TWO THOUSAND ELEVEN. 19 S 33. The public health law is amended by adding a new section 3614-c 20 to read as follows: 21 S 3614-C. HOME CARE WORKER WAGE PARITY. 1. AS USED IN THIS SECTION, 22 THE FOLLOWING TERMS SHALL HAVE THE FOLLOWING MEANING: 23 (A) "LIVING WAGE LAW" MEANS ANY LAW ENACTED BY A MUNICIPAL GOVERNMENT 24 IN THE STATE OF NEW YORK WHICH ESTABLISHES A MINIMUM WAGE FOR SOME OR 25 ALL EMPLOYEES WHO PERFORM WORK ON MUNICIPAL GOVERNMENT CONTRACTS. 26 (B) "SOCIAL SERVICES DISTRICT" MEANS ANY SOCIAL SERVICES DISTRICT 27 RECOGNIZED BY THE DEPARTMENT ON JANUARY FIRST, TWO THOUSAND ELEVEN. 28 (C) "MUNICIPAL GOVERNMENT" MEANS ANY CITY OR COUNTY GOVERNMENT. 29 (D) "TOTAL COMPENSATION" MEANS ALL WAGES AND OTHER DIRECT COMPENSATION 30 PAID TO OR PROVIDED ON BEHALF OF THE EMPLOYEE INCLUDING, BUT NOT LIMITED 31 TO, WAGES, HEALTH, EDUCATION OR PENSION BENEFITS, SUPPLEMENTS IN LIEU OF 32 BENEFITS AND COMPENSATED TIME OFF, EXCEPT THAT IT DOES NOT INCLUDE 33 EMPLOYER TAXES OR EMPLOYER PORTION OF PAYMENTS FOR STATUTORY BENEFITS, 34 INCLUDING BUT NOT LIMITED TO FICA, DISABILITY INSURANCE, UNEMPLOYMENT 35 INSURANCE AND WORKERS' COMPENSATION. 36 (E) "PREVAILING RATE OF TOTAL COMPENSATION" MEANS THE AVERAGE HOURLY 37 AMOUNT OF TOTAL COMPENSATION PAID TO ALL HOME CARE AIDES COVERED BY 38 WHATEVER COLLECTIVELY BARGAINED AGREEMENT COVERS THE GREATEST NUMBER OF 39 HOME CARE AIDES IN A SOCIAL SERVICES DISTRICT. THE PREVAILING RATE SHALL 40 BE CALCULATED SEPARATELY FOR EACH SOCIAL SERVICES DISTRICT, PROVIDED 41 THAT THE SOCIAL SERVICES DISTRICT IS COTERMINOUS WITH THE GEOGRAPHIC 42 BOUNDARIES OF A MUNICIPAL GOVERNMENT WHICH HAS ENACTED A LIVING WAGE 43 LAW. FOR PURPOSES OF THIS DEFINITION, ANY SET OF COLLECTIVELY BARGAINED 44 AGREEMENTS IN A SOCIAL SERVICES DISTRICT WITH SUBSTANTIALLY THE SAME 45 TERMS AND CONDITIONS RELATING TO TOTAL COMPENSATION SHALL BE CONSIDERED 46 AS A SINGLE COLLECTIVELY BARGAINED AGREEMENT. 47 (F) "HOME CARE AIDE" MEANS A HOME HEALTH AIDE, PERSONAL CARE AIDE, 48 HOME ATTENDANT OR OTHER LICENSED OR UNLICENSED PERSON WHOSE PRIMARY 49 RESPONSIBILITY INCLUDES THE PROVISION OF IN-HOME ASSISTANCE WITH ACTIV- 50 ITIES OF DAILY LIVING INSTRUMENTAL ACTIVITIES OF DAILY LIVING OR 51 HEALTH-RELATED TASKS. 52 (G) "MANAGED CARE PLAN" MEANS ANY MANAGED CARE PROGRAM, ORGANIZATION 53 OR DEMONSTRATION COVERING PERSONAL CARE OR HOME HEALTH AIDE SERVICES, 54 AND WHICH RECEIVES PREMIUMS FUNDED, IN WHOLE OR IN PART, BY THE NEW YORK 55 STATE MEDICAL ASSISTANCE PROGRAM, INCLUDING BUT NOT LIMITED TO ALL MEDI- 56 CAID MANAGED CARE, MEDICAID MANAGED LONG TERM CARE, MEDICAID ADVANTAGE, S. 2809--B 126 A. 4009--B 1 AND MEDICAID ADVANTAGE PLUS PLANS AND ALL PROGRAMS OF ALL-INCLUSIVE CARE 2 FOR THE ELDERLY. 3 (H) "EPISODE OF CARE" MEANS ANY SERVICE UNIT REIMBURSED, IN WHOLE OR 4 IN PART, BY THE NEW YORK STATE MEDICAL ASSISTANCE PROGRAM, WHETHER 5 THROUGH DIRECT REIMBURSEMENT OR COVERED BY A PREMIUM PAYMENT, AND WHICH 6 COVERS, IN WHOLE OR IN PART, ANY SERVICE PROVIDED BY A HOME CARE AIDE, 7 INCLUDING BUT NOT LIMITED TO ALL SERVICE UNITS DEFINED AS VISITS, HOURS, 8 DAYS, MONTHS OR EPISODES. 9 2. NOTWITHSTANDING ANY INCONSISTENT PROVISION OF LAW, RULE OR REGU- 10 LATION, EFFECTIVE JANUARY FIRST, TWO THOUSAND TWELVE, NO PAYMENTS BY 11 GOVERNMENT AGENCIES SHALL BE MADE TO CERTIFIED HOME HEALTH AGENCIES, 12 LONG TERM HOME HEALTH CARE PROGRAMS OR MANAGED CARE PLANS FOR ANY 13 EPISODE OF CARE FURNISHED, IN WHOLE OR IN PART, BY ANY HOME CARE AIDE 14 WHO IS COMPENSATED AT AMOUNTS LESS THAN THE APPLICABLE MINIMUM RATE OF 15 HOME CARE AIDE TOTAL COMPENSATION ESTABLISHED PURSUANT TO THIS SECTION, 16 PROVIDED THAT THE EPISODE OF CARE IS PROVIDED IN A SOCIAL SERVICES 17 DISTRICT COTERMINOUS WITH THE GEOGRAPHIC BOUNDARIES OF ANY MUNICIPAL 18 GOVERNMENT WHICH HAS ENACTED A LIVING WAGE LAW. 19 3. THE MINIMUM RATE OF HOME CARE AIDE TOTAL COMPENSATION SHALL BE: 20 (A) FOR THE PERIOD MARCH FIRST, TWO THOUSAND TWELVE THROUGH FEBRUARY 21 TWENTY-EIGHTH, TWO THOUSAND THIRTEEN, NINETY PERCENT OF THE TOTAL 22 COMPENSATION MANDATED BY THE LIVING WAGE LAW OF THE MUNICIPAL GOVERNMENT 23 WHOSE GEOGRAPHIC BOUNDARIES ARE COTERMINOUS WITH THE SOCIAL SERVICES 24 DISTRICT IN WHICH THE EPISODE OF CARE IS PROVIDED; 25 (B) FOR THE PERIOD MARCH FIRST, TWO THOUSAND THIRTEEN THROUGH FEBRUARY 26 TWENTY-EIGHTH, TWO THOUSAND FOURTEEN, NINETY-FIVE PERCENT OF THE TOTAL 27 COMPENSATION MANDATED BY THE LIVING WAGE LAW OF THE MUNICIPAL GOVERNMENT 28 WHOSE GEOGRAPHIC BOUNDARIES ARE COTERMINOUS WITH THE SOCIAL SERVICES 29 DISTRICT IN WHICH THE EPISODE OF CARE IS PROVIDED; 30 (C) FOR ALL PERIODS ON AND AFTER MARCH FIRST, TWO THOUSAND FOURTEEN, 31 NO LESS THAN THE PREVAILING RATE OF TOTAL COMPENSATION AS OF JANUARY 32 FIRST, TWO THOUSAND ELEVEN, OR THE TOTAL COMPENSATION MANDATED BY THE 33 LIVING WAGE LAW OF THE MUNICIPAL GOVERNMENT WHOSE GEOGRAPHIC BOUNDARIES 34 ARE COTERMINOUS WITH THE SOCIAL SERVICES DISTRICT IN WHICH THE EPISODE 35 OF CARE IS PROVIDED, WHICHEVER IS GREATER. 36 4. ANY PORTION OF THE MINIMUM RATE OF HOME CARE AIDE TOTAL COMPEN- 37 SATION ATTRIBUTABLE TO HEALTH BENEFIT COSTS OR PAYMENTS IN LIEU OF 38 HEALTH BENEFITS, AND PAID TIME OFF, AS ESTABLISHED PURSUANT TO SUBDIVI- 39 SION THREE OF THIS SECTION SHALL BE SUPERSEDED BY THE TERMS OF ANY 40 EMPLOYER BONA FIDE COLLECTIVE BARGAINING AGREEMENT IN EFFECT AS OF JANU- 41 ARY FIRST, TWO THOUSAND ELEVEN, OR A SUCCESSOR TO SUCH AGREEMENT, WHICH 42 PROVIDES FOR HOME CARE AIDES' HEALTH BENEFITS THROUGH PAYMENTS TO JOINT- 43 LY ADMINISTERED LABOR-MANAGEMENT FUNDS. 44 5. THE TERMS OF THIS SECTION SHALL APPLY EQUALLY TO SERVICES PROVIDED 45 BY HOME CARE AIDES WHO WORK ON EPISODES OF CARE AS DIRECT EMPLOYEES OF 46 CERTIFIED HOME HEALTH AGENCIES, LONG TERM HOME HEALTH CARE PROGRAMS, OR 47 MANAGED CARE PLANS, OR AS EMPLOYEES OF LICENSED HOME CARE SERVICES AGEN- 48 CIES, LIMITED LICENSED HOME CARE SERVICES AGENCIES, OR UNDER ANY OTHER 49 ARRANGEMENT. 50 6. NO PAYMENTS BY GOVERNMENT AGENCIES SHALL BE MADE TO CERTIFIED HOME 51 HEALTH AGENCIES, LONG TERM HOME HEALTH CARE PROGRAMS, OR MANAGED CARE 52 PLANS FOR ANY EPISODE OF CARE WITHOUT THE CERTIFIED HOME HEALTH AGENCY, 53 LONG TERM HOME HEALTH CARE PROGRAM, OR MANAGED CARE PLAN HAVING DELIV- 54 ERED PRIOR WRITTEN CERTIFICATION TO THE COMMISSIONER, ON FORMS PREPARED 55 BY THE DEPARTMENT IN CONSULTATION WITH THE DEPARTMENT OF LABOR, THAT ALL 56 SERVICES PROVIDED UNDER EACH EPISODE OF CARE ARE IN FULL COMPLIANCE WITH S. 2809--B 127 A. 4009--B 1 THE TERMS OF THIS SECTION AND ANY REGULATIONS PROMULGATED PURSUANT TO 2 THIS SECTION. 3 7. IF A CERTIFIED HOME HEALTH AGENCY OR LONG TERM HOME HEALTH CARE 4 PROGRAM ELECTS TO PROVIDE HOME CARE AIDE SERVICES THROUGH CONTRACTS WITH 5 LICENSED HOME CARE SERVICES AGENCIES OR THROUGH OTHER THIRD PARTIES, 6 PROVIDED THAT THE EPISODE OF CARE ON WHICH THE HOME CARE AIDE WORKS IS 7 COVERED UNDER THE TERMS OF THIS SECTION, THE CERTIFIED HOME HEALTH AGEN- 8 CY, LONG TERM HOME HEALTH CARE PROGRAM, OR MANAGED CARE PLAN MUST OBTAIN 9 A WRITTEN CERTIFICATION FROM THE LICENSED HOME CARE SERVICES AGENCY OR 10 OTHER THIRD PARTY, ON FORMS PREPARED BY THE DEPARTMENT IN CONSULTATION 11 WITH THE DEPARTMENT OF LABOR, WHICH ATTESTS TO THE LICENSED HOME CARE 12 SERVICES AGENCY'S OR OTHER THIRD PARTY'S COMPLIANCE WITH THE TERMS OF 13 THIS SECTION. SUCH CERTIFICATIONS SHALL ALSO OBLIGATE THE CERTIFIED HOME 14 HEALTH AGENCY, LONG TERM HOME HEALTH CARE PROGRAM, OR MANAGED CARE PLAN 15 TO OBTAIN, ON NO LESS THAN A QUARTERLY BASIS, ALL INFORMATION FROM THE 16 LICENSED HOME CARE SERVICES AGENCY OR OTHER THIRD PARTIES NECESSARY TO 17 VERIFY COMPLIANCE WITH THE TERMS OF THIS SECTION. SUCH CERTIFICATIONS 18 AND THE INFORMATION EXCHANGED PURSUANT TO THEM SHALL BE RETAINED BY ALL 19 CERTIFIED HOME HEALTH AGENCIES, LONG TERM HOME HEALTH CARE PROGRAMS, OR 20 MANAGED CARE PLANS, AND ALL LICENSED HOME CARE SERVICES AGENCIES, OR 21 OTHER THIRD PARTIES FOR A PERIOD OF NO LESS THAN TEN YEARS, AND MADE 22 AVAILABLE TO THE DEPARTMENT UPON REQUEST. 23 8. THE COMMISSIONER SHALL DISTRIBUTE TO ALL CERTIFIED HOME HEALTH 24 AGENCIES, LONG TERM HOME HEALTH CARE PROGRAMS, AND MANAGED CARE PLANS 25 OFFICIAL NOTICE OF THE MINIMUM RATES OF HOME CARE AIDE COMPENSATION AT 26 LEAST ONE HUNDRED TWENTY DAYS PRIOR TO THE EFFECTIVE DATE OF EACH MINI- 27 MUM RATE FOR EACH SOCIAL SERVICES DISTRICT COVERED BY THE TERMS OF THIS 28 SECTION. 29 9. THE COMMISSIONER IS AUTHORIZED TO PROMULGATE REGULATIONS, AND MAY 30 PROMULGATE EMERGENCY REGULATIONS, TO IMPLEMENT THE PROVISIONS OF THIS 31 SECTION. 32 10. NOTHING IN THIS SECTION SHOULD BE CONSTRUED AS APPLICABLE TO ANY 33 SERVICE PROVIDED BY CERTIFIED HOME HEALTH AGENCIES, LONG TERM HOME 34 HEALTH CARE PROGRAMS, OR MANAGED CARE PLANS EXCEPT FOR ALL EPISODES OF 35 CARE REIMBURSED IN WHOLE OR IN PART BY THE NEW YORK MEDICAID PROGRAM. 36 11. NO CERTIFIED HOME HEALTH AGENCY, MANAGED CARE PLAN OR LONG TERM 37 HOME HEALTH CARE PROGRAM SHALL BE LIABLE FOR RECOUPMENT OF PAYMENTS FOR 38 SERVICES PROVIDED THROUGH A LICENSED HOME CARE SERVICES AGENCY OR OTHER 39 THIRD PARTY WITH WHICH THE CERTIFIED HOME HEALTH AGENCY, LONG TERM HOME 40 HEALTH CARE PROGRAM, OR MANAGED CARE PLAN HAS A CONTRACT BECAUSE THE 41 LICENSED AGENCY OR OTHER THIRD PARTY FAILED TO COMPLY WITH THE 42 PROVISIONS OF THIS SECTION IF THE CERTIFIED HOME HEALTH AGENCY, LONG 43 TERM HOME HEALTH CARE PROGRAM, OR MANAGED CARE PLAN HAS REASONABLY AND 44 IN GOOD FAITH COLLECTED CERTIFICATIONS AND ALL INFORMATION REQUIRED 45 PURSUANT TO SUBDIVISIONS SIX AND SEVEN OF THIS SECTION. 46 S 33-a. The social services law is amended by adding a new section 47 364-J-3 to read as follows: 48 S 364-J-3. PROVISION OF HOME CARE SERVICES TO MANAGED CARE ENROLLEES. 49 1. FOR ALL BENEFICIARIES NEWLY ENROLLING IN MANAGED CARE PLANS IN NEW 50 YORK CITY ON OR AFTER APRIL FIRST, TWO THOUSAND TWELVE, AND FOR ALL 51 BENEFICIARIES ENROLLED IN MANAGED CARE PLANS IN NEW YORK CITY ON OR 52 AFTER APRIL FIRST, TWO THOUSAND FOURTEEN, AND FOR ALL BENEFICIARIES 53 MANDATED TO ENROLL IN MANAGED CARE PLANS, MANAGED CARE PLANS SHALL ONLY 54 COVER HOME CARE SERVICES IF DELIVERED UNDER CONTRACT TO PROVIDERS THAT 55 HAVE BEEN EXPRESSLY APPROVED BY THE DEPARTMENT OF HEALTH OR ITS DESIGNEE 56 TO PROVIDE HOME CARE SERVICES TO MANAGED CARE BENEFICIARIES IN THE S. 2809--B 128 A. 4009--B 1 SOCIAL SERVICES DISTRICT WHERE THE BENEFICIARY RESIDES. THIS REQUIREMENT 2 SHALL APPLY TO ALL BENEFICIARIES WHOSE MANAGED CARE IS FINANCED, IN 3 WHOLE OR IN PART, BY THE MEDICAL ASSISTANCE PROGRAM OF NEW YORK STATE. 4 2. APPROVAL FOR ELIGIBILITY TO PROVIDE HOME CARE SERVICES TO MANAGED 5 CARE BENEFICIARIES SHALL TAKE THE FORM OF A CERTIFIED PROVIDER AGREEMENT 6 ENTERED INTO BETWEEN THE PROVIDER OF HOME CARE SERVICES AND THE DEPART- 7 MENT OF HEALTH OR ITS DESIGNEE, SPECIFYING THE TERMS OF THE PROVIDER'S 8 ELIGIBILITY TO PROVIDE HOME CARE SERVICES TO MANAGED CARE BENEFICIARIES, 9 ITS RIGHTS AND OBLIGATIONS IN RELATION TO THE MANAGED CARE PLAN AUTHOR- 10 IZING SUCH SERVICES, AND ANY CONTINGENCIES NECESSARY TO ENSURE THAT THE 11 PROVIDER OF HOME CARE SERVICES DELIVERS SATISFACTORY PERFORMANCE 12 THROUGHOUT THE DURATION OF THE AGREEMENT. THE DEPARTMENT OF HEALTH OR 13 ITS DESIGNEE SHALL HAVE RESPONSIBILITY FOR OVERSEEING ALL APPROVED AGEN- 14 CIES' COMPLIANCE WITH THE TERMS AND CONDITIONS OF THEIR PROVIDER AGREE- 15 MENTS ON AN ONGOING BASIS. 16 3. NO PROVIDER AGREEMENT SHALL BE VALID FOR PERIODS GREATER THAN THREE 17 YEARS. NO LIMIT SHALL BE PLACED ON THE NUMBER OF TIMES A PROVIDER MAY BE 18 REAPPROVED FOR ELIGIBILITY TO SERVE MANAGED CARE BENEFICIARIES. THE 19 DEPARTMENT OF HEALTH OR ITS DESIGNEE SHALL RESERVE THE RIGHT TO REVOKE 20 ANY APPROVAL TO PROVIDE HOME CARE SERVICES TO MANAGED CARE BENEFICIARIES 21 AT ANY TIME IN INSTANCES WHERE THE APPROVED AGENCY HAS BEEN IN MATERIAL 22 NON-COMPLIANCE WITH THE TERMS OF THE CERTIFIED PROVIDER AGREEMENT. 23 4. NO PROVIDER OF HOME CARE SERVICES SHALL BE APPROVED FOR ELIGIBILITY 24 TO SERVE MANAGED CARE BENEFICIARIES UNLESS THE PROVIDER OF HOME CARE 25 SERVICES MEETS AT LEAST ONE OF THE FOLLOWING MINIMUM CRITERIA: 26 (A) THE PROVIDER, OR AN AFFILIATE OF THE PROVIDER, HAS AN ESTABLISHED 27 RECORD OF PROVIDING HOME CARE SERVICES TO THE MEDICAID PERSONAL CARE 28 PROGRAM AND UNDER CONTRACT WITH THE HUMAN RESOURCES ADMINISTRATION IN 29 NEW YORK CITY; 30 (B) THE PROVIDER IS AFFILIATED WITH A LONG TERM HOME HEALTH CARE 31 PROGRAM OR MANAGED LONG TERM CARE PLAN; OR 32 (C) THE PROVIDER OR ITS AFFILIATE HAS AN EXCEPTIONAL PRIOR RECORD OF 33 INVESTING IN THE QUALITY AND SUSTAINABILITY OF THE LONG TERM CARE WORK- 34 FORCE, INCLUDING, BUT NOT LIMITED TO, THE PROVISION OF TRAINING THROUGH 35 A DEPARTMENT OF HEALTH APPROVED TRAINING PROGRAM AND THE PROVISION OF 36 HEALTH AND EDUCATION BENEFITS TO EMPLOYEES. 37 5. EXCEPT FOR MATERIAL INSTANCES OF NON-COMPLIANCE WITH PROGRAM 38 REQUIREMENTS, ALL PROVIDERS OF HOME CARE SERVICES TO THE MEDICAID 39 PERSONAL CARE PROGRAM UNDER CONTRACT WITH THE HUMAN RESOURCES ADMINIS- 40 TRATION AS OF JANUARY FIRST, TWO THOUSAND ELEVEN, SHALL BE APPROVED FOR 41 ELIGIBILITY TO SUBCONTRACT WITH MANAGED CARE PLANS IN NEW YORK CITY 42 THROUGH MARCH THIRTY-FIRST, TWO THOUSAND FIFTEEN. 43 6. NO PROVIDER SHALL BE APPROVED AS ELIGIBLE TO PROVIDE HOME CARE 44 SERVICES TO MANAGED CARE BENEFICIARIES UNLESS IT COMPENSATES ALL ITS 45 HOME CARE EMPLOYEES IN COMPLIANCE WITH THE PROVISIONS OF SECTION THIR- 46 TY-SIX HUNDRED FOURTEEN-C OF THE PUBLIC HEALTH LAW. 47 7. FOR THE NEW YORK CITY SOCIAL SERVICES DISTRICT, NO PROVIDER SHALL 48 BE APPROVED UNLESS THE TOTAL DOLLAR VALUE OF ALL EMPLOYEE COMPENSATION 49 PAID BY THE PROVIDER TO ITS HOME CARE EMPLOYEES WHO WERE EMPLOYEES IN 50 THE MEDICAID PERSONAL CARE PROGRAM AS OF JANUARY FIRST, TWO THOUSAND 51 ELEVEN, INCLUSIVE OF WAGES, BENEFITS, PAYMENTS IN LIEU OF BENEFITS, AND 52 PAID TIME OFF, CALCULATED ON AN AVERAGE HOURLY BASIS, IS NO LESS THAN 53 THE MOST COMMON PREVAILING LEVEL OF TOTAL COMPENSATION PAID TO EMPLOYEES 54 BY AGENCIES PROVIDING MEDICAID PERSONAL CARE PROGRAM SERVICES UNDER 55 CONTRACT WITH THE HUMAN RESOURCES ADMINISTRATION AS OF JANUARY FIRST, S. 2809--B 129 A. 4009--B 1 TWO THOUSAND ELEVEN, AS DETERMINED BY THE HUMAN RESOURCES ADMINIS- 2 TRATION. 3 8. PROVIDERS OF HOME CARE SERVICES TO MORE THAN THREE HUNDRED FIFTY 4 MANAGED LONG TERM CARE OR LONG TERM HOME HEALTH CARE BENEFICIARIES AS OF 5 JANUARY FIRST, TWO THOUSAND ELEVEN, MUST BE AFFORDED AN OPPORTUNITY TO 6 APPLY FOR APPROVAL TO PROVIDE HOME CARE SERVICES TO MANAGED LONG TERM 7 CARE BENEFICIARIES FOR PERIODS BEGINNING NO LATER THAN APRIL FIRST, TWO 8 THOUSAND TWELVE, PROVIDED THAT ALL SUCH APPLICANTS SHALL STILL BE 9 CONSIDERED FOR APPROVAL IN ACCORDANCE WITH ALL OTHERWISE APPLICABLE 10 PROVISIONS OF THIS SECTION. 11 9. ALL APPROVED PROVIDERS, AS WELL AS ALL PROVIDERS SEEKING APPROVAL 12 TO PROVIDE HOME CARE SERVICES TO MANAGED CARE BENEFICIARIES SHALL 13 FURNISH TO THE DEPARTMENT OF HEALTH OR ITS DESIGNEE, UPON THEIR REQUEST, 14 ALL INFORMATION NECESSARY TO IMPLEMENT ANY PROVISION OF THIS SECTION. 15 10. FOR PURPOSES OF THIS SECTION: 16 (A) HOME CARE SERVICES SHALL MEAN ALL SERVICES PROVIDED BY HOME HEALTH 17 AIDES, PERSONAL CARE AIDES, HOME ATTENDANTS OR OTHER LICENSED OR UNLI- 18 CENSED PERSONNEL WHOSE PRIMARY RESPONSIBILITIES INCLUDE THE PROVISION OF 19 IN HOME ASSISTANCE WITH ACTIVITIES OF DAILY LIVING, INSTRUMENTAL ACTIV- 20 ITIES OF DAILY LIVING, OR HEALTH RELATED TASKS. 21 (B) PROVIDERS OF HOME CARE SERVICES SHALL MEAN LICENSED HOME CARE 22 SERVICES AGENCIES, CONSUMER DIRECTED PERSONAL ASSISTANCE PROGRAMS OR 23 ENTITIES PROVIDING HOME CARE SERVICES TO THE MEDICAID PERSONAL CARE 24 PROGRAM UNDER CONTRACT WITH THE HUMAN RESOURCES ADMINISTRATION IN NEW 25 YORK CITY AS OF JANUARY FIRST, TWO THOUSAND ELEVEN. 26 (C) THE MEDICAID PERSONAL CARE PROGRAM SHALL INCLUDE ALL SERVICES 27 PROVIDED UNDER NEW YORK STATE'S MEDICAL ASSISTANCE PROGRAM IN NEW YORK 28 CITY, INCLUDING BOTH THE HOME ATTENDANT PROGRAM AND THE CONSUMER 29 DIRECTED PERSONAL ASSISTANCE PROGRAM. 30 (D) "MANAGED CARE PLAN" MEANS ANY MANAGED CARE PROGRAM OR DEMON- 31 STRATION COVERING PERSONAL CARE OR HOME HEALTH AIDE SERVICES, AND WHICH 32 RECEIVES PREMIUMS FUNDED, IN WHOLE OR IN PART, BY THE NEW YORK STATE 33 MEDICAL ASSISTANCE PROGRAM, INCLUDING BUT NOT LIMITED TO ALL MEDICAID 34 MANAGED CARE, MEDICAID MANAGED LONG TERM CARE, MEDICAID ADVANTAGE, AND 35 MEDICAID ADVANTAGE PLUS PLANS, AND ALL PROGRAMS OF ALL INCLUSIVE CARE 36 FOR THE ELDERLY. 37 S 34. The public health law is amended by adding a new section 2806-a 38 to read as follows: 39 S 2806-A. TEMPORARY OPERATOR. 1. FOR THE PURPOSES OF THIS SECTION: 40 (A) THE TERM "ESTABLISHED OPERATOR" SHALL MEAN THE OPERATOR OF A GENERAL 41 HOSPITAL OR A DIAGNOSTIC AND TREATMENT CENTER THAT HAS BEEN ESTABLISHED 42 AND ISSUED AN OPERATING CERTIFICATE AS SUCH PURSUANT TO THIS ARTICLE; 43 AND (B) THE TERM "TEMPORARY OPERATOR" SHALL MEAN ANY PERSON OR ENTITY 44 THAT: 45 (I) AGREES TO OPERATE THE GENERAL HOSPITAL OR A DIAGNOSTIC AND TREAT- 46 MENT CENTER ON A TEMPORARY BASIS IN THE BEST INTERESTS OF THE PATIENTS 47 AND THE COMMUNITY SERVED BY THE GENERAL HOSPITAL OR BY THE DIAGNOSTIC 48 AND TREATMENT CENTER; AND 49 (II) HAS DEMONSTRATED THAT HE OR SHE HAS THE CHARACTER, COMPETENCE AND 50 FINANCIAL ABILITY TO OPERATE THE GENERAL HOSPITAL OR THE DIAGNOSTIC AND 51 TREATMENT CENTER IN COMPLIANCE WITH APPLICABLE STANDARDS. 52 2. (A) WHEN A STATEMENT OF DEFICIENCIES HAS BEEN ISSUED BY THE DEPART- 53 MENT AND UPON A DETERMINATION BY THE COMMISSIONER THAT THERE EXIST 54 SIGNIFICANT MANAGEMENT FAILURES, INCLUDING BUT NOT LIMITED TO ADMINIS- 55 TRATIVE, OPERATIONAL OR CLINICAL DEFICIENCIES OR FINANCIAL INSTABILITY, 56 IN A GENERAL HOSPITAL OR IN A DIAGNOSTIC AND TREATMENT CENTER THAT (I) S. 2809--B 130 A. 4009--B 1 SERIOUSLY ENDANGER THE LIFE, HEALTH OR SAFETY OF PATIENTS OR (II) JEOP- 2 ARDIZE EXISTING OR CONTINUED ACCESS TO NECESSARY SERVICES WITHIN THE 3 COMMUNITY, HE OR SHE SHALL APPOINT A TEMPORARY OPERATOR TO ASSUME SOLE 4 CONTROL OVER AND SOLE RESPONSIBILITY FOR THE OPERATIONS OF THAT GENERAL 5 HOSPITAL OR DIAGNOSTIC AND TREATMENT CENTER. THE APPOINTMENT OF A TEMPO- 6 RARY OPERATOR SHALL BE IN ADDITION TO ANY OTHER REMEDIES PROVIDED BY 7 LAW. 8 (B) THE ESTABLISHED OPERATOR OF A GENERAL HOSPITAL OR A DIAGNOSTIC AND 9 TREATMENT CENTER MAY AT ANY TIME REQUEST THE COMMISSIONER TO APPOINT A 10 TEMPORARY OPERATOR. UPON RECEIVING SUCH A REQUEST, THE COMMISSIONER MAY, 11 IF HE OR SHE DETERMINES THAT SUCH AN ACTION IS NECESSARY TO RESTORE OR 12 ENSURE THE PROVISION OF QUALITY CARE TO THE PATIENTS, ENTER INTO AN 13 AGREEMENT WITH THE ESTABLISHED OPERATOR FOR THE APPOINTMENT OF A TEMPO- 14 RARY OPERATOR TO ASSUME SOLE CONTROL OVER AND SOLE RESPONSIBILITY FOR 15 THE OPERATIONS OF THAT GENERAL HOSPITAL OR DIAGNOSTIC AND TREATMENT 16 CENTER. 17 3. A TEMPORARY OPERATOR APPOINTED PURSUANT TO THIS SECTION SHALL USE 18 HIS OR HER BEST EFFORTS TO CORRECT OR ELIMINATE ANY DEFICIENCIES, 19 MANAGEMENT FAILURES OR FINANCIAL INSTABILITY IN THE GENERAL HOSPITAL OR 20 DIAGNOSTIC AND TREATMENT CENTER. SUCH CORRECTION OR ELIMINATION OF DEFI- 21 CIENCIES, MANAGEMENT FAILURES OR FINANCIAL INSTABILITY SHALL NOT INCLUDE 22 MAJOR ALTERATIONS OF THE PHYSICAL STRUCTURE OF THE FACILITY. DURING THE 23 TERM OF HIS OR HER APPOINTMENT, THE TEMPORARY OPERATOR SHALL HAVE THE 24 AUTHORITY TO DIRECT THE MANAGEMENT OF THE GENERAL HOSPITAL OR DIAGNOSTIC 25 AND TREATMENT CENTER IN ALL ASPECTS OF OPERATION AND SHALL BE AFFORDED 26 FULL ACCESS TO THE ACCOUNTS AND RECORDS OF THE FACILITY. THE TEMPORARY 27 OPERATOR SHALL, DURING THIS PERIOD, OPERATE THE GENERAL HOSPITAL OR 28 DIAGNOSTIC AND TREATMENT CENTER IN SUCH A MANNER AS TO ENSURE SAFETY AND 29 THE QUALITY OF HEALTH CARE FOR THE PATIENTS. THE TEMPORARY OPERATOR 30 SHALL HAVE THE POWER TO LET CONTRACTS THEREFOR OR INCUR EXPENSES ON 31 BEHALF OF THE GENERAL HOSPITAL OR DIAGNOSTIC AND TREATMENT CENTER, 32 PROVIDED THAT WHERE INDIVIDUAL ITEMS OF REPAIRS, IMPROVEMENTS OR 33 SUPPLIES EXCEED TEN THOUSAND DOLLARS, THE TEMPORARY OPERATOR SHALL 34 OBTAIN PRICE QUOTATIONS FROM AT LEAST THREE REPUTABLE SOURCES. THE 35 TEMPORARY OPERATOR SHALL NOT BE REQUIRED TO FILE ANY BOND. NO SECURITY 36 INTEREST IN ANY REAL OR PERSONAL PROPERTY COMPRISING THE FACILITY OR 37 CONTAINED WITHIN THE FACILITY, OR IN ANY FIXTURE OF THE FACILITY, SHALL 38 BE IMPAIRED OR DIMINISHED IN PRIORITY BY THE TEMPORARY OPERATOR. NEITHER 39 THE TEMPORARY OPERATOR NOR THE DEPARTMENT SHALL ENGAGE IN ANY ACTIVITY 40 THAT CONSTITUTES A CONFISCATION OF PROPERTY WITHOUT THE PAYMENT OF FAIR 41 COMPENSATION. 42 4. THE TEMPORARY OPERATOR SHALL BE ENTITLED TO A REASONABLE FEE, AS 43 DETERMINED BY THE COMMISSIONER, AND NECESSARY EXPENSES INCURRED DURING 44 HIS OR HER PERFORMANCE AS TEMPORARY OPERATOR, TO BE PAID FROM THE REVEN- 45 UE OF THE GENERAL HOSPITAL OR DIAGNOSTIC AND TREATMENT CENTER. THE 46 TEMPORARY OPERATOR SHALL COLLECT INCOMING PAYMENTS FROM ALL SOURCES AND 47 APPLY THEM FIRST TO THE REASONABLE FEE AND TO COSTS INCURRED IN THE 48 PERFORMANCE OF HIS OR HER FUNCTIONS AS TEMPORARY OPERATOR. THE TEMPORARY 49 OPERATOR SHALL BE LIABLE ONLY IN HIS OR HER CAPACITY AS TEMPORARY OPERA- 50 TOR FOR INJURY TO PERSON AND PROPERTY BY REASON OF CONDITIONS OF THE 51 GENERAL HOSPITAL OR DIAGNOSTIC AND TREATMENT CENTER IN A CASE WHERE AN 52 ESTABLISHED OPERATOR WOULD HAVE BEEN LIABLE; HE OR SHE SHALL NOT HAVE 53 ANY LIABILITY IN HIS OR HER PERSONAL CAPACITY, EXCEPT FOR GROSS NEGLI- 54 GENCE AND INTENTIONAL ACTS. 55 5. THE INITIAL TERM OF THE APPOINTMENT OF THE TEMPORARY OPERATOR SHALL 56 NOT EXCEED ONE HUNDRED TWENTY DAYS. ADDITIONAL APPOINTMENTS OF UP TO S. 2809--B 131 A. 4009--B 1 NINETY DAYS MAY BE MADE WHEN THE COMMISSIONER DETERMINES THAT ADDITIONAL 2 TERMS ARE NECESSARY TO CORRECT THE DEFICIENCIES, MANAGEMENT FAILURES OR 3 FINANCIAL INSTABILITY THAT REQUIRED THE APPOINTMENT OF THE TEMPORARY 4 OPERATOR. WITHIN FOURTEEN DAYS PRIOR TO THE TERMINATION OF EACH TERM OF 5 THE APPOINTMENT OF THE TEMPORARY OPERATOR, THE TEMPORARY OPERATOR SHALL 6 SUBMIT TO THE COMMISSIONER A REPORT DESCRIBING THE ACTIONS TAKEN DURING 7 THE APPOINTMENT TO ADDRESS SUCH DEFICIENCIES, MANAGEMENT FAILURES AND/OR 8 FINANCIAL INSTABILITY. THE REPORT SHALL REFLECT BEST EFFORTS TO PRODUCE 9 A FULL AND COMPLETE ACCOUNTING. 10 6. THE COMMISSIONER SHALL, UPON MAKING A DETERMINATION TO APPOINT A 11 TEMPORARY OPERATOR PURSUANT TO PARAGRAPH (A) OF SUBDIVISION TWO OF THIS 12 SECTION, CAUSE THE ESTABLISHED OPERATOR OF THE GENERAL HOSPITAL OR DIAG- 13 NOSTIC AND TREATMENT CENTER TO BE NOTIFIED OF THE DETERMINATION BY 14 REGISTERED OR CERTIFIED MAIL ADDRESSED TO THE PRINCIPAL OFFICE OF THE 15 ESTABLISHED OPERATOR. UPON RECEIPT OF SUCH NOTIFICATION AT THE PRINCIPAL 16 OFFICE OF THE ESTABLISHED OPERATOR AND BEFORE THE EXPIRATION OF TEN DAYS 17 THEREAFTER, THE ESTABLISHED OPERATOR MAY REQUEST AN ADMINISTRATIVE HEAR- 18 ING ON THE DETERMINATION TO BE HELD NO LATER THAN SIXTY DAYS FROM THE 19 DATE OF THE APPOINTMENT OF THE TEMPORARY OPERATOR. ANY SUCH HEARING 20 SHALL BE STRICTLY LIMITED TO THE ISSUE OF WHETHER THE DETERMINATION OF 21 THE COMMISSIONER IS SUPPORTED BY SUBSTANTIAL EVIDENCE. 22 7. NO PROVISION CONTAINED IN THIS SECTION SHALL BE DEEMED TO RELIEVE 23 THE ESTABLISHED OPERATOR OR ANY OTHER PERSON OF ANY CIVIL OR CRIMINAL 24 LIABILITY INCURRED, OR ANY DUTY IMPOSED BY LAW, BY REASON OF ACTS OR 25 OMISSIONS OF THE ESTABLISHED OPERATOR OR ANY OTHER PERSON PRIOR TO THE 26 APPOINTMENT OF ANY TEMPORARY OPERATOR HEREUNDER; NOR SHALL ANYTHING 27 CONTAINED IN THIS SECTION BE CONSTRUED TO SUSPEND DURING THE TERM OF THE 28 APPOINTMENT OF THE TEMPORARY OPERATOR ANY OBLIGATION OF THE ESTABLISHED 29 OPERATOR OR ANY OTHER PERSON FOR THE PAYMENT OF TAXES OR OTHER OPERATING 30 AND MAINTENANCE EXPENSES OF THE FACILITY NOR OF THE ESTABLISHED OPERATOR 31 OR ANY OTHER PERSON FOR THE PAYMENT OF MORTGAGES OR LIENS. 32 S 35. The public health law is amended by adding a new article 29-AA 33 to read as follows: 34 ARTICLE 29-AA 35 PATIENT CENTERED MEDICAL HOMES 36 SECTION 2959-A. MULTIPAYOR PATIENT CENTERED MEDICAL HOME PROGRAM. 37 S 2959-A. MULTIPAYOR PATIENT CENTERED MEDICAL HOME PROGRAM. 1. 38 NOTWITHSTANDING ANY INCONSISTENT PROVISION OF LAW, THE COMMISSIONER IS 39 AUTHORIZED TO ESTABLISH A PROGRAM WHEREBY ENHANCED PAYMENTS ARE MADE TO 40 CLINICIANS AND CLINICS STATEWIDE THAT ARE CERTIFIED AS MEDICAL HOMES FOR 41 THE PURPOSE OF IMPROVING HEALTH CARE OUTCOMES AND EFFICIENCY THROUGH 42 PATIENT CARE CONTINUITY AND COORDINATION OF HEALTH SERVICES. 43 2. MEDICAL HOMES CERTIFIED PURSUANT TO THIS SECTION MAY PROVIDE 44 SERVICES TO: RECIPIENTS ELIGIBLE FOR MEDICAL ASSISTANCE PURSUANT TO 45 TITLE ELEVEN OF ARTICLE FIVE OF THE SOCIAL SERVICES LAW ("MEDICAID FEE- 46 FOR-SERVICE"); ENROLLEES ELIGIBLE FOR MEDICAL ASSISTANCE PURSUANT TO 47 SUCH TITLE AND ENROLLED IN APPROVED MANAGED CARE ORGANIZATIONS PURSUANT 48 TO SECTION THREE HUNDRED SIXTY-FOUR-J OF SUCH TITLE ("MEDICAID MANAGED 49 CARE"); ENROLLEES ELIGIBLE FOR FAMILY HEALTH PLUS AND ENROLLED IN 50 APPROVED ORGANIZATIONS PURSUANT TO TITLE ELEVEN-D OF ARTICLE FIVE OF THE 51 SOCIAL SERVICES LAW ("FAMILY HEALTH PLUS"); ENROLLEES ELIGIBLE FOR THE 52 CHILD HEALTH INSURANCE PROGRAM AND ENROLLED IN APPROVED ORGANIZATIONS 53 PURSUANT TO TITLE ONE-A OF ARTICLE TWENTY-FIVE OF THIS CHAPTER ("CHILD 54 HEALTH PLUS PROGRAM"); ENROLLEES AND SUBSCRIBERS OF COMMERCIAL MANAGED 55 CARE PLANS OPERATING IN ACCORDANCE WITH THE PROVISIONS OF ARTICLE 56 FORTY-FOUR OF THIS CHAPTER OR BY HEALTH MAINTENANCE ORGANIZATIONS ORGAN- S. 2809--B 132 A. 4009--B 1 IZED AND OPERATING IN ACCORDANCE WITH ARTICLE FORTY-THREE OF THE INSUR- 2 ANCE LAW; ENROLLEES AND SUBSCRIBERS OF OTHER COMMERCIAL INSURANCE 3 PRODUCTS; AND EMPLOYEES OF EMPLOYER-SPONSORED SELF-INSURED PLANS. 4 3. (A) IN ORDER TO PROMOTE IMPROVED QUALITY OF, AND ACCESS TO, HEALTH 5 CARE SERVICES AND PROMOTE IMPROVED CLINICAL OUTCOMES, IT IS THE POLICY 6 OF THE STATE TO ENCOURAGE COOPERATIVE, COLLABORATIVE AND INTEGRATIVE 7 ARRANGEMENTS AMONG PAYORS OF HEALTH CARE SERVICES AND HEALTH CARE 8 SERVICES PROVIDERS WHO MIGHT OTHERWISE BE COMPETITORS, UNDER THE ACTIVE 9 SUPERVISION OF THE COMMISSIONER. IT IS THE INTENT OF THE STATE TO 10 SUPPLANT COMPETITION WITH SUCH ARRANGEMENTS ONLY TO THE EXTENT NECESSARY 11 TO ACCOMPLISH THE PURPOSES OF THIS ARTICLE, AND TO PROVIDE STATE ACTION 12 IMMUNITY UNDER THE STATE AND FEDERAL ANTITRUST LAWS TO PAYORS OF HEALTH 13 CARE SERVICES AND HEALTH CARE SERVICES PROVIDERS WITH RESPECT TO THE 14 PLANNING, IMPLEMENTATION AND OPERATION OF THE MULTIPAYOR PATIENT 15 CENTERED MEDICAL HOME PROGRAM. 16 (B) THE COMMISSIONER OR HIS OR HER DULY AUTHORIZED REPRESENTATIVE MAY 17 ENGAGE IN APPROPRIATE STATE SUPERVISION NECESSARY TO PROMOTE STATE 18 ACTION IMMUNITY UNDER THE STATE AND FEDERAL ANTITRUST LAWS, AND MAY 19 INSPECT OR REQUEST ADDITIONAL DOCUMENTATION FROM PAYORS OF HEALTH CARE 20 SERVICES AND HEALTH CARE SERVICES PROVIDERS TO VERIFY THAT MEDICAL HOMES 21 CERTIFIED PURSUANT TO THIS SECTION OPERATE IN ACCORDANCE WITH ITS INTENT 22 AND PURPOSE. 23 4. THE COMMISSIONER IS AUTHORIZED TO PARTICIPATE IN, ACTIVELY SUPER- 24 VISE, FACILITATE AND APPROVE MULTIPLE PRIMARY CARE MEDICAL HOME COLLABO- 25 RATIVES AROUND THE STATE WITH HEALTH CARE SERVICES PROVIDERS, WHICH MAY 26 INCLUDE HOSPITALS, DIAGNOSTIC AND TREATMENT CENTERS, AND PRIVATE PRAC- 27 TICES, AND PAYORS OF HEALTH CARE SERVICES, INCLUDING EMPLOYERS, HEALTH 28 PLANS AND INSURERS, TO ESTABLISH: (A) THE BOUNDARIES OF EACH PROGRAM AND 29 THE PROVIDERS ELIGIBLE TO PARTICIPATE; (B) PRACTICE STANDARDS FOR EACH 30 MEDICAL HOME PROGRAM CONSISTENT WITH EXISTING STANDARDS DEVELOPED BY 31 NATIONAL ACCREDITING AND PROFESSIONAL ORGANIZATIONS, INCLUDING BUT NOT 32 LIMITED TO THE JOINT PRINCIPLES OF THE AMERICAN COLLEGE OF PHYSICIANS 33 ("ACP"), THE AMERICAN ACADEMY OF FAMILY PHYSICIANS ("AAFP"), THE AMERI- 34 CAN ACADEMY OF PEDIATRICS ("AAP"), AND THE AMERICAN OSTEOPATHIC ASSOCI- 35 ATION ("AOA"), AND STANDARDS DEVELOPED BY THE NATIONAL COMMITTEE FOR 36 QUALITY ASSURANCE ("NCQA"); (C) METHODOLOGIES BY WHICH PAYORS WILL 37 PROVIDE ENHANCED RATES OF PAYMENT TO CERTIFIED MEDICAL HOMES; AND (D) 38 METHODOLOGIES TO PAY ADDITIONAL AMOUNTS FOR MEDICAL HOMES THAT MEET 39 SPECIFIC PROCESS OR OUTCOME STANDARDS ESTABLISHED BY EACH MULTIPAYOR 40 PATIENT CENTERED MEDICAL HOME COLLABORATIVE. 41 5. THE COMMISSIONER IS AUTHORIZED TO ESTABLISH AN ADVISORY GROUP OF 42 STATE AGENCIES AND STAKEHOLDERS, SUCH AS PROFESSIONAL ORGANIZATIONS AND 43 ASSOCIATIONS, TO IDENTIFY LEGAL AND/OR ADMINISTRATIVE BARRIERS TO THE 44 SHARING OF CARE MANAGEMENT AND CARE COORDINATION SERVICES AMONG PARTIC- 45 IPATING HEALTH CARE SERVICES PROVIDERS AND TO MAKE RECOMMENDATIONS FOR 46 STATUTORY AND/OR REGULATORY CHANGES TO ADDRESS SUCH BARRIERS. 47 6. PATIENT, PAYOR AND HEALTH CARE SERVICES PROVIDER PARTICIPATION IN 48 THE MULTIPAYOR PATIENT CENTERED MEDICAL HOME PROGRAM SHALL BE ON A 49 VOLUNTARY BASIS. 50 7. CLINICS AND CLINICIANS PARTICIPATING UNDER THE ADIRONDACK MEDICAL 51 HOME MULTIPAYOR DEMONSTRATION PROGRAM ESTABLISHED PURSUANT TO SECTION 52 TWENTY-NINE HUNDRED FIFTY-NINE OF THIS CHAPTER, OR THE STATEWIDE PATIENT 53 CENTERED MEDICAL HOME PROGRAM ESTABLISHED PURSUANT TO SECTION THREE 54 HUNDRED SIXTY-FOUR-M OF THE SOCIAL SERVICES LAW, ARE NOT ELIGIBLE FOR 55 ENHANCED PAYMENTS PURSUANT TO THIS SECTION. S. 2809--B 133 A. 4009--B 1 8. SUBJECT TO THE AVAILABILITY OF FUNDING AND FEDERAL FINANCIAL 2 PARTICIPATION, THE COMMISSIONER IS AUTHORIZED: 3 (A) TO PAY ENHANCED RATES OF PAYMENT UNDER MEDICAID FEE-FOR-SERVICE, 4 MEDICAID MANAGED CARE, FAMILY HEALTH PLUS AND CHILD HEALTH PLUS TO CLIN- 5 ICS AND CLINICIANS THAT ARE CERTIFIED AS PATIENT CENTERED MEDICAL HOMES 6 UNDER THIS TITLE; 7 (B) TO PAY ADDITIONAL AMOUNTS FOR MEDICAL HOMES THAT MEET SPECIFIC 8 PROCESS OR OUTCOME STANDARDS SPECIFIED BY THE COMMISSIONER IN CONSULTA- 9 TION WITH EACH MULTIPAYOR PATIENT CENTERED MEDICAL HOME COLLABORATIVE; 10 AND 11 (C) TO TEST NEW MODELS OF PAYMENT TO HIGH VOLUME MEDICAID PRIMARY CARE 12 MEDICAL HOME PRACTICES THAT INCORPORATE RISK ADJUSTED GLOBAL PAYMENTS 13 COMBINED WITH CARE MANAGEMENT AND PAY FOR PERFORMANCE ADJUSTMENTS. 14 9. (A) THE COMMISSIONER IS AUTHORIZED TO CONTRACT WITH ONE OR MORE 15 ENTITIES TO ASSIST THE STATE IN IMPLEMENTING THE PROVISIONS OF THIS 16 SECTION. SUCH ENTITY OR ENTITIES SHALL BE THE SAME ENTITY OR ENTITIES 17 CHOSEN TO ASSIST IN THE IMPLEMENTATION OF THE HEALTH HOME PROVISIONS OF 18 SECTION THREE HUNDRED SIXTY-FIVE-L OF THE SOCIAL SERVICES LAW. RESPON- 19 SIBILITIES OF THE CONTRACTOR SHALL INCLUDE BUT NOT BE LIMITED TO: DEVEL- 20 OPING RECOMMENDATIONS WITH RESPECT TO PROGRAM POLICY, REIMBURSEMENT, 21 SYSTEM REQUIREMENTS, REPORTING REQUIREMENTS, EVALUATION PROTOCOLS, AND 22 PROVIDER AND PATIENT ENROLLMENT; PROVIDING TECHNICAL ASSISTANCE TO 23 POTENTIAL MEDICAL HOME AND HEALTH HOME PROVIDERS; DATA COLLECTION; DATA 24 SHARING; PROGRAM EVALUATION, AND PREPARATION OF REPORTS. 25 (B) NOTWITHSTANDING ANY INCONSISTENT PROVISION OF SECTIONS ONE HUNDRED 26 TWELVE AND ONE HUNDRED SIXTY-THREE OF THE STATE FINANCE LAW, OR SECTION 27 ONE HUNDRED FORTY-TWO OF THE ECONOMIC DEVELOPMENT LAW, OR ANY OTHER LAW, 28 THE COMMISSIONER IS AUTHORIZED TO ENTER INTO A CONTRACT OR CONTRACTS 29 UNDER PARAGRAPH (A) OF THIS SUBDIVISION WITHOUT A COMPETITIVE BID OR 30 REQUEST FOR PROPOSAL PROCESS, PROVIDED, HOWEVER, THAT: 31 (I) THE DEPARTMENT SHALL POST ON ITS WEBSITE, FOR A PERIOD OF NO LESS 32 THAN THIRTY DAYS: 33 (1) A DESCRIPTION OF THE PROPOSED SERVICES TO BE PROVIDED PURSUANT TO 34 THE CONTRACT OR CONTRACTS; 35 (2) THE CRITERIA FOR SELECTION OF A CONTRACTOR OR CONTRACTORS; 36 (3) THE PERIOD OF TIME DURING WHICH A PROSPECTIVE CONTRACTOR MAY SEEK 37 SELECTION, WHICH SHALL BE NO LESS THAN THIRTY DAYS AFTER SUCH INFORMA- 38 TION IS FIRST POSTED ON THE WEBSITE; AND 39 (4) THE MANNER BY WHICH A PROSPECTIVE CONTRACTOR MAY SEEK SUCH 40 SELECTION, WHICH MAY INCLUDE SUBMISSION BY ELECTRONIC MEANS; 41 (II) ALL REASONABLE AND RESPONSIVE SUBMISSIONS THAT ARE RECEIVED FROM 42 PROSPECTIVE CONTRACTORS IN TIMELY FASHION SHALL BE REVIEWED BY THE 43 COMMISSIONER; AND 44 (III) THE COMMISSIONER SHALL SELECT SUCH CONTRACTOR OR CONTRACTORS 45 THAT, IN HIS OR HER DISCRETION, ARE BEST SUITED TO SERVE THE PURPOSES OF 46 THIS SECTION. 47 S 36. Subparagraph (xi) of paragraph (b) of subdivision 35 of section 48 2807-c of the public health law, as added by section 2 of part C of 49 chapter 58 of the laws of 2009, is amended and three new subparagraphs 50 (xii), (xiii) and (xiv) are added to read as follows: 51 (xi) Rates for teaching general hospitals shall include reimbursement 52 for direct and indirect graduate medical education as defined and calcu- 53 lated pursuant to such regulations. In addition, such regulations shall 54 specify the reports and information required by the commissioner to 55 assess the cost, quality and health system needs for medical education 56 provided[.]; S. 2809--B 134 A. 4009--B 1 (XII) SUCH REGULATIONS MAY INCORPORATE QUALITY RELATED MEASURES 2 PERTAINING TO POTENTIALLY PREVENTABLE CONDITIONS AND COMPLICATIONS, 3 INCLUDING, BUT NOT LIMITED TO, DISEASES OR COMPLICATIONS OF CARE 4 ACQUIRED IN THE HOSPITAL AND INJURIES SUSTAINED IN THE HOSPITAL; 5 (XIII) SUCH REGULATIONS MAY INCORPORATE QUALITY RELATED MEASURES 6 PERTAINING TO THE INAPPROPRIATE USE OF CERTAIN MEDICAL PROCEDURES, 7 INCLUDING, BUT NOT LIMITED TO, CESAREAN DELIVERIES, CORONARY ARTERY 8 BYPASS GRAFTS AND PERCUTANEOUS CORONARY INTERVENTIONS; 9 (XIV) SUCH REGULATIONS MAY IMPOSE A FEE ON GENERAL HOSPITAL SUFFICIENT 10 TO COVER THE COSTS OF AUDITING THE INSTITUTIONAL COST REPORTS SUBMITTED 11 BY GENERAL HOSPITALS. 12 S 37. The social services law is amended by adding a new section 365-l 13 to read as follows: 14 S 365-L. HEALTH HOMES. 1. NOTWITHSTANDING ANY LAW, RULE OR REGULATION 15 TO THE CONTRARY, THE COMMISSIONER OF HEALTH IS AUTHORIZED, IN CONSULTA- 16 TION WITH THE COMMISSIONERS OF THE OFFICE OF MENTAL HEALTH, OFFICE OF 17 ALCOHOLISM AND SUBSTANCE ABUSE SERVICES, AND OFFICE FOR PEOPLE WITH 18 DEVELOPMENTAL DISABILITIES, TO (A) ESTABLISH, IN ACCORDANCE WITH APPLI- 19 CABLE FEDERAL LAW AND REGULATIONS, STANDARDS FOR THE PROVISION OF HEALTH 20 HOME SERVICES TO MEDICAID ENROLLEES WITH CHRONIC CONDITIONS, (B) ESTAB- 21 LISH PAYMENT METHODOLOGIES FOR HEALTH HOME SERVICES BASED ON FACTORS 22 INCLUDING BUT NOT LIMITED TO THE COMPLEXITY OF THE CONDITIONS PROVIDERS 23 WILL BE MANAGING, THE ANTICIPATED AMOUNT OF PATIENT CONTACT NEEDED TO 24 MANAGE SUCH CONDITIONS, AND THE HEALTH CARE COST SAVINGS REALIZED BY 25 PROVISION OF HEALTH HOME SERVICES, (C) ESTABLISH THE CRITERIA UNDER 26 WHICH A MEDICAID ENROLLEE WILL BE DESIGNATED AS BEING AN ELIGIBLE INDI- 27 VIDUAL WITH CHRONIC CONDITIONS FOR PURPOSES OF THIS PROGRAM, (D) ASSIGN 28 ANY MEDICAID ENROLLEE DESIGNATED AS AN ELIGIBLE INDIVIDUAL WITH CHRONIC 29 CONDITIONS TO A PROVIDER OF HEALTH HOME SERVICES. 30 2. IN ADDITION TO PAYMENTS MADE FOR HEALTH HOME SERVICES PURSUANT TO 31 SUBDIVISION ONE OF THIS SECTION, THE COMMISSIONER IS AUTHORIZED TO PAY 32 ADDITIONAL AMOUNTS TO PROVIDERS OF HEALTH HOME SERVICES THAT MEET PROC- 33 ESS OR OUTCOME STANDARDS SPECIFIED BY THE COMMISSIONER. 34 3. UNTIL SUCH TIME AS THE COMMISSIONER OBTAINS NECESSARY WAIVERS OF 35 THE FEDERAL SOCIAL SECURITY ACT, MEDICAID ENROLLEES ASSIGNED TO PROVID- 36 ERS OF HEALTH HOME SERVICES WILL BE ALLOWED TO OPT OUT OF SUCH SERVICES. 37 4. PAYMENTS AUTHORIZED PURSUANT TO THIS SECTION WILL BE MADE WITH 38 STATE FUNDS ONLY, TO THE EXTENT THAT SUCH FUNDS ARE APPROPRIATED THERE- 39 FORE, UNTIL SUCH TIME AS FEDERAL FINANCIAL PARTICIPATION IN THE COSTS OF 40 SUCH SERVICES IS AVAILABLE. 41 5. THE COMMISSIONER IS AUTHORIZED TO SUBMIT AMENDMENTS TO THE STATE 42 PLAN FOR MEDICAL ASSISTANCE AND/OR SUBMIT ONE OR MORE APPLICATIONS FOR 43 WAIVERS OF THE FEDERAL SOCIAL SECURITY ACT, TO OBTAIN FEDERAL FINANCIAL 44 PARTICIPATION IN THE COSTS OF HEALTH HOME SERVICES PROVIDED PURSUANT TO 45 THIS SECTION, AND AS PROVIDED IN SUBDIVISION THREE OF THIS SECTION. 46 6. NOTWITHSTANDING ANY LIMITATIONS IMPOSED BY SECTION THREE HUNDRED 47 SIXTY-FOUR-L OF THIS TITLE ON ENTITIES PARTICIPATING IN DEMONSTRATION 48 PROJECTS ESTABLISHED PURSUANT TO SUCH SECTION, THE COMMISSIONER IS 49 AUTHORIZED TO ALLOW SUCH ENTITIES WHICH MEET THE REQUIREMENTS OF THIS 50 SECTION TO PROVIDE HEALTH HOME SERVICES. 51 7. NOTWITHSTANDING ANY LAW, RULE, OR REGULATION TO THE CONTRARY, THE 52 COMMISSIONERS OF THE DEPARTMENT OF HEALTH, THE OFFICE OF MENTAL HEALTH, 53 THE OFFICE FOR PEOPLE WITH DEVELOPMENTAL DISABILITIES, AND THE OFFICE OF 54 ALCOHOLISM AND SUBSTANCE ABUSE SERVICES ARE AUTHORIZED TO JOINTLY ESTAB- 55 LISH A SINGLE SET OF OPERATING AND REPORTING REQUIREMENTS AND A SINGLE 56 SET OF CONSTRUCTION AND SURVEY REQUIREMENTS FOR ENTITIES THAT: S. 2809--B 135 A. 4009--B 1 (A) CAN DEMONSTRATE EXPERIENCE IN THE DELIVERY OF HEALTH, AND MENTAL 2 HEALTH AND/OR ALCOHOL AND SUBSTANCE ABUSE SERVICES AND/OR SERVICES TO 3 PERSONS WITH DEVELOPMENTAL DISABILITIES, AND THE CAPACITY TO OFFER INTE- 4 GRATED DELIVERY OF SUCH SERVICES IN EACH LOCATION APPROVED BY THE 5 COMMISSIONER; AND 6 (B) MEET THE STANDARDS ESTABLISHED PURSUANT TO SUBDIVISION ONE OF THIS 7 SECTION FOR PROVIDING AND RECEIVING PAYMENT FOR HEALTH HOME SERVICES; 8 PROVIDED, HOWEVER, THAT AN ENTITY MEETING THE STANDARDS ESTABLISHED 9 PURSUANT TO SUBDIVISION ONE OF THIS SECTION SHALL NOT BE REQUIRED TO BE 10 AN INTEGRATED SERVICE PROVIDER PURSUANT TO THIS SUBDIVISION. 11 IN ESTABLISHING A SINGLE SET OF OPERATING AND REPORTING REQUIREMENTS 12 AND A SINGLE SET OF CONSTRUCTION AND SURVEY REQUIREMENTS FOR ENTITIES 13 DESCRIBED IN THIS SUBDIVISION, THE COMMISSIONERS OF THE DEPARTMENT OF 14 HEALTH, THE OFFICE OF MENTAL HEALTH, THE OFFICE FOR PEOPLE WITH DEVELOP- 15 MENTAL DISABILITIES, AND THE OFFICE OF ALCOHOLISM AND SUBSTANCE ABUSE 16 SERVICES ARE AUTHORIZED TO WAIVE ANY REGULATORY REQUIREMENTS AS ARE 17 NECESSARY TO AVOID DUPLICATION OF REQUIREMENTS AND TO ALLOW THE INTE- 18 GRATED DELIVERY OF SERVICES IN A RATIONAL AND EFFICIENT MANNER. 19 8. (A) THE COMMISSIONER OF HEALTH IS AUTHORIZED TO CONTRACT WITH ONE 20 OR MORE ENTITIES TO ASSIST THE STATE IN IMPLEMENTING THE PROVISIONS OF 21 THIS SECTION. SUCH ENTITY OR ENTITIES SHALL BE THE SAME ENTITY OR ENTI- 22 TIES CHOSEN TO ASSIST IN THE IMPLEMENTATION OF THE MULTIPAYOR PATIENT 23 CENTERED MEDICAL HOME PROGRAM PURSUANT TO SECTION TWENTY-NINE HUNDRED 24 FIFTY-NINE-A OF THE PUBLIC HEALTH LAW. RESPONSIBILITIES OF THE CONTRAC- 25 TOR SHALL INCLUDE BUT NOT BE LIMITED TO: DEVELOPING RECOMMENDATIONS WITH 26 RESPECT TO PROGRAM POLICY, REIMBURSEMENT, SYSTEM REQUIREMENTS, REPORTING 27 REQUIREMENTS, EVALUATION PROTOCOLS, AND PROVIDER AND PATIENT ENROLLMENT; 28 PROVIDING TECHNICAL ASSISTANCE TO POTENTIAL MEDICAL HOME AND HEALTH HOME 29 PROVIDERS; DATA COLLECTION; DATA SHARING; PROGRAM EVALUATION, AND PREPA- 30 RATION OF REPORTS. 31 (B) NOTWITHSTANDING ANY INCONSISTENT PROVISION OF SECTIONS ONE HUNDRED 32 TWELVE AND ONE HUNDRED SIXTY-THREE OF THE STATE FINANCE LAW, OR SECTION 33 ONE HUNDRED FORTY-TWO OF THE ECONOMIC DEVELOPMENT LAW, OR ANY OTHER LAW, 34 THE COMMISSIONER OF HEALTH IS AUTHORIZED TO ENTER INTO A CONTRACT OR 35 CONTRACTS UNDER PARAGRAPH (A) OF THIS SUBDIVISION WITHOUT A COMPETITIVE 36 BID OR REQUEST FOR PROPOSAL PROCESS, PROVIDED, HOWEVER, THAT: 37 (I) THE DEPARTMENT OF HEALTH SHALL POST ON ITS WEBSITE, FOR A PERIOD 38 OF NO LESS THAN THIRTY DAYS: 39 (1) A DESCRIPTION OF THE PROPOSED SERVICES TO BE PROVIDED PURSUANT TO 40 THE CONTRACT OR CONTRACTS; 41 (2) THE CRITERIA FOR SELECTION OF A CONTRACTOR OR CONTRACTORS; 42 (3) THE PERIOD OF TIME DURING WHICH A PROSPECTIVE CONTRACTOR MAY SEEK 43 SELECTION, WHICH SHALL BE NO LESS THAN THIRTY DAYS AFTER SUCH INFORMA- 44 TION IS FIRST POSTED ON THE WEBSITE; AND 45 (4) THE MANNER BY WHICH A PROSPECTIVE CONTRACTOR MAY SEEK SUCH 46 SELECTION, WHICH MAY INCLUDE SUBMISSION BY ELECTRONIC MEANS; 47 (II) ALL REASONABLE AND RESPONSIVE SUBMISSIONS THAT ARE RECEIVED FROM 48 PROSPECTIVE CONTRACTORS IN TIMELY FASHION SHALL BE REVIEWED BY THE 49 COMMISSIONER OF HEALTH; AND 50 (III) THE COMMISSIONER OF HEALTH SHALL SELECT SUCH CONTRACTOR OR 51 CONTRACTORS THAT, IN HIS OR HER DISCRETION, ARE BEST SUITED TO SERVE THE 52 PURPOSES OF THIS SECTION. 53 S 38. Intentionally Omitted. 54 S 39. Intentionally Omitted. S. 2809--B 136 A. 4009--B 1 S 40. Paragraph (u) of subdivision 2 of section 365-a of the social 2 services law, as amended by section 42 of part B of chapter 58 of the 3 laws of 2010, is amended to read as follows: 4 (u) screening, brief intervention, and referral to treatment [in 5 hospital outpatient and emergency departments and free-standing diagnos- 6 tic and treatment centers] of individuals at risk for substance abuse 7 including referral to the appropriate level of intervention and treat- 8 ment in a community setting; provided, however, that the provisions of 9 this paragraph relating to screening, brief intervention, and referral 10 to treatment services shall not take effect unless all necessary 11 approvals under federal law and regulation have been obtained to receive 12 federal financial participation in such costs. 13 S 41. Paragraphs (d) and (e) of subdivision 1 and paragraphs (c) and 14 (d) of subdivision 2 of section 4403-f of the public health law, para- 15 graph (d) of subdivision 1 as amended by section 6 of part C of chapter 16 58 of the laws of 2007, paragraph (e) of subdivision 1 as amended by 17 section 65-d of part A of chapter 57 of the laws of 2006, paragraph (c) 18 of subdivision 2 as added by chapter 659 of the laws of 1997 and para- 19 graph (d) of subdivision 2 as amended by section 9 of part C of chapter 20 58 of the laws of 2007, and paragraphs (d) and (e) of subdivision 1 as 21 relettered by section 7 of part C of chapter 58 of the laws of 2007, are 22 amended to read as follows: 23 (d) ["Approved managed long term care demonstration" means the sites 24 approved by the commissioner to participate in the "Evaluated Medicaid 25 Long Term Care Capitation Program". 26 (e)] "Health and long term care services" means services including, 27 but not limited to [primary care, acute care,] home and community-based 28 and institution-based long term care and ancillary services (that shall 29 include medical supplies and nutritional supplements) that are necessary 30 to meet the needs of persons whom the plan is authorized to enroll. THE 31 MANAGED LONG TERM CARE PLAN MAY ALSO COVER PRIMARY CARE AND ACUTE CARE 32 IF SO AUTHORIZED. 33 (c) [a description that demonstrates the cost-effectiveness of the 34 program as compared to the cost of services clients would otherwise have 35 received; 36 (d)] adequate documentation of the appropriate licenses, certif- 37 ications or approvals to provide care as planned, including contracts 38 with such providers as may be necessary to provide the full complement 39 of services required to be provided under this section. 40 S 41-a. Subdivision 3 of section 4403-f of the public health law, as 41 amended by chapter 627 of the laws of 2008, is amended to read as 42 follows: 43 3. Certificate of authority; approval. The commissioner shall not 44 approve an application for a certificate of authority unless the appli- 45 cant demonstrates to the commissioner's satisfaction: 46 (a) [the relative cost effectiveness to the medical assistance program 47 when compared to other managed long term care plans proposing to serve, 48 or serving, comparable populations; 49 (b)] that it will have in place acceptable quality-assurance mech- 50 anisms, grievance procedures, mechanisms to protect the rights of enrol- 51 lees and case management services to ensure continuity, quality, appro- 52 priateness and coordination of care; 53 [(c)] (B) that it will include an enrollment process which shall 54 ensure that enrollment in the plan is informed [and voluntary by enrol- 55 lees or their representatives and a voluntary disenrollment process]. 56 The application shall [include the specific grounds that would warrant S. 2809--B 137 A. 4009--B 1 involuntary disenrollment provided, however,] DESCRIBE THE DISENROLLMENT 2 PROCESS, WHICH SHALL PROVIDE THAT an otherwise eligible enrollee shall 3 not be involuntarily disenrolled on the basis of health status; 4 [(d)] (C) satisfactory evidence of the character and competence of the 5 proposed operators and reasonable assurance that the applicant will 6 provide high quality services to an enrolled population; 7 [(e)] (D) sufficient management systems capacity to meet the require- 8 ments of this section and the ability to efficiently process payment for 9 covered services; 10 [(f)] (E) readiness and capability to [achieve full capitation for 11 services reimbursed pursuant to title XVIII of the federal social secu- 12 rity act or, for an applicant designated as an eligible applicant prior 13 to April first, two thousand seven pursuant to paragraph (d) of subdivi- 14 sion six of this section that has its principal place of business in 15 Bronx county and is unable to achieve such full capitation, readiness 16 and capability to achieve full capitation on a scheduled basis for] 17 MAXIMIZE REIMBURSEMENT OF AND COORDINATE services reimbursed pursuant to 18 title XVIII of the federal social security act [or capability and proto- 19 cols for benefit coordination for services reimbursed pursuant to such 20 title] and all other applicable benefits, with such benefit coordination 21 including, but not limited to, measures to support sound clinical deci- 22 sions, reduce administrative complexity, coordinate access to services, 23 maximize benefits available pursuant to such title and ensure that 24 necessary care is provided; 25 [(g)] (F) readiness and capability to [achieve full capitation for] 26 ARRANGE AND MANAGE COVERED SERVICES AND COORDINATE OTHER services reim- 27 bursed pursuant to title XIX of the federal social security act; 28 [(h)] (G) willingness and capability of taking, or cooperating in, all 29 steps necessary to secure and integrate any potential sources of funding 30 for services provided by the managed long term care plan, including, but 31 not limited to, funding available under titles XVI, XVIII, XIX and XX of 32 the federal social security act, the federal older Americans act of 33 nineteen hundred sixty-five, as amended, or any successor provisions 34 subject to approval of the director of the state office for aging, and 35 through financing options such as those authorized pursuant to section 36 three hundred sixty-seven-f of the social services law; 37 [(i)] (H) that the CONTRACTUAL arrangements for PROVIDERS OF health 38 and long term care services IN THE BENEFIT PACKAGE ARE SUFFICIENT TO 39 ensure the availability and accessibility of such services to the 40 proposed enrolled population CONSISTENT WITH GUIDELINES ESTABLISHED BY 41 THE COMMISSIONER; WITH RESPECT TO INDIVIDUALS IN RECEIPT OF SUCH 42 SERVICES PRIOR TO ENROLLMENT, SUCH GUIDELINES SHALL REQUIRE THE MANAGED 43 LONG TERM CARE PLAN TO CONTRACT WITH AGENCIES CURRENTLY PROVIDING SUCH 44 SERVICES, IN ORDER TO PROMOTE CONTINUITY OF CARE; and 45 [(j)] (I) that the applicant is financially responsible and may be 46 expected to meet its obligations to its enrolled members. 47 S 41-b. Subdivisions 5, 6, 7 and 10 of section 4403-f of the public 48 health law, subdivision 5 as amended by section 15 of part C of chapter 49 58 of the laws of 2007, subdivisions 6 and 7 as added by chapter 659 of 50 the laws of 1997, paragraphs (a), (b) and (c) of subdivision 6 as 51 amended by section 6 of part C of chapter 58 of the laws of 2010, para- 52 graph (d) of subdivision 6 as amended by section 17 of part C of chapter 53 58 of the laws of 2007, paragraphs (c) and (d) of subdivision 7 as 54 amended by section 18 of part C of chapter 58 of the laws of 2007, para- 55 graphs (e) and (g) of subdivision 7 as relettered by section 20 of part 56 C of chapter 58 of the laws of 2007, paragraph (h) of subdivision 7 as S. 2809--B 138 A. 4009--B 1 added by section 65-c of part A of chapter 57 of the laws of 2006, para- 2 graph (i) as added by section 65-f of part A of chapter 57 of the laws 3 of 2006, and such paragraphs (h) and (i) as relettered by section 20 of 4 part C of chapter 58 of the laws of 2007, paragraph (f) of subdivision 7 5 as amended by section 7 of part C of chapter 58 of the laws of 2010, 6 subparagraph (iii) of paragraph (h) of subdivision 7 as amended by 7 section 19 of part C of chapter 58 of the laws of 2007, subdivision 10 8 as amended by chapter 192 of the laws of 2006 and renumbered by section 9 22 of part C of chapter 58 of the laws of 2007, are amended to read as 10 follows: 11 5. Applicability of other laws. A managed long term care plan [or 12 approved managed long term care demonstration] shall be subject to the 13 provisions of the insurance law and regulations applicable to health 14 maintenance organizations, this article and regulations promulgated 15 pursuant thereto. To the extent that the provisions of this section are 16 inconsistent with the provisions of this chapter or the provisions of 17 the insurance law, the provisions of this section shall prevail. 18 6. Approval authority. (a) An applicant shall be issued a certificate 19 of authority as a managed long term care plan upon a determination by 20 the commissioner that the applicant complies with the operating require- 21 ments for a managed long term care plan under this section. The commis- 22 sioner shall issue no more than [fifty] SEVENTY-FIVE certificates of 23 authority to managed long term care plans pursuant to this section. [For 24 purposes of issuance of no more than fifty certificates of authority, 25 such certificates shall include those certificates issued pursuant to 26 paragraphs (b) and (c) of this subdivision.] 27 (b) An operating demonstration shall be issued a certificate of 28 authority as a managed long term care plan upon a determination by the 29 commissioner that such demonstration complies with the operating 30 requirements for a managed long term care plan under this section. 31 [Except as otherwise expressly provided in paragraphs (d) and (e) of 32 subdivision seven of this section, nothing] NOTHING in this section 33 shall be construed to affect the continued legal authority of an operat- 34 ing demonstration to operate its previously approved program. 35 [(c) An approved managed long term care demonstration shall be issued 36 a certificate of authority as a managed long term care plan upon a 37 determination by the commissioner that such demonstration complies with 38 the operating requirements for a managed long term care plan under this 39 section. Notwithstanding any inconsistent provision of law to the 40 contrary, all authority for the operation of approved managed long term 41 care demonstrations which have not been issued a certificate of authori- 42 ty as a managed long term care plan, shall expire one year after the 43 adoption of regulations implementing managed long term care plans. 44 (d) The majority leader of the senate and the speaker of the assembly 45 may each designate in writing up to fifteen eligible applicants to apply 46 to be approved managed long term care demonstrations or plans. The 47 commissioner may designate in writing up to eleven eligible applicants 48 to apply to be approved managed long term care demonstrations or plans.] 49 7. Program oversight and administration. (a)(i) The commissioner shall 50 promulgate regulations to implement this section and to ensure the qual- 51 ity, appropriateness and cost-effectiveness of the services provided by 52 managed long term care plans. The commissioner may waive rules and regu- 53 lations of the department, including but not limited to, those pertain- 54 ing to duplicative requirements concerning record keeping, boards of 55 directors, staffing and reporting, when such waiver will promote the 56 efficient delivery of appropriate, quality, cost-effective services and S. 2809--B 139 A. 4009--B 1 when the health, safety and general welfare of enrollees will not be 2 impaired as a result of such waiver. In order to achieve managed long 3 term care plan system efficiencies and coordination and to promote the 4 objectives of high quality, integrated and cost effective care, the 5 commissioner may establish a single coordinated surveillance process, 6 allow for a comprehensive quality improvement and review process to meet 7 component quality requirements, and require a uniform cost report. The 8 commissioner shall require managed long term care plans to utilize qual- 9 ity improvement measures, based on health outcomes data, for internal 10 quality assessment processes and may utilize such measures as part of 11 the single coordinated surveillance process. 12 (ii) Notwithstanding any inconsistent provision of the social services 13 law to the contrary, the commissioner shall, pursuant to regulation, 14 determine whether and the extent to which the applicable provisions of 15 the social services law or regulations relating to approvals and author- 16 izations of, and utilization limitations on, health and long term care 17 services reimbursed pursuant to title XIX of the federal social security 18 act, including, but not limited to, fiscal assessment requirements, are 19 inconsistent with the flexibility necessary for the efficient adminis- 20 tration of managed long term care plans and such regulations shall 21 provide that such provisions shall not be applicable to enrollees or 22 managed long term care plans, provided that such determinations are 23 consistent with applicable federal law and regulation. 24 (b) The commissioner shall, to the extent necessary, submit the appro- 25 priate waivers, including, but not limited to, those authorized pursuant 26 to sections eleven hundred fifteen and nineteen hundred fifteen of the 27 federal social security act, or successor provisions, and any other 28 waivers necessary to achieve the purposes of high quality, integrated, 29 and cost effective care and integrated financial eligibility policies 30 under the medical assistance program or pursuant to title XVIII of the 31 federal social security act. IN ADDITION, THE COMMISSIONER IS AUTHORIZED 32 TO SUBMIT THE APPROPRIATE WAIVERS, INCLUDING BUT NOT LIMITED TO THOSE 33 AUTHORIZED PURSUANT TO SECTIONS ELEVEN HUNDRED FIFTEEN AND NINETEEN 34 HUNDRED FIFTEEN OF THE FEDERAL SOCIAL SECURITY ACT OR SUCCESSOR 35 PROVISIONS, AND ANY OTHER WAIVERS NECESSARY TO REQUIRE MEDICAL ASSIST- 36 ANCE RECIPIENTS WHO ARE TWENTY-ONE YEARS OF AGE OR OLDER AND WHO REQUIRE 37 COMMUNITY-BASED LONG TERM CARE SERVICES, AS SPECIFIED BY THE COMMISSION- 38 ER, FOR MORE THAN ONE HUNDRED AND TWENTY DAYS, TO RECEIVE SUCH SERVICES 39 THROUGH AN AVAILABLE PLAN CERTIFIED PURSUANT TO THIS SECTION OR OTHER 40 CARE COORDINATION PROGRAM SPECIFIED BY THE COMMISSIONER. Copies of such 41 original waiver applications shall be provided to the chairman of the 42 senate finance committee and the chairman of the assembly ways and means 43 committee simultaneously with their submission to the federal govern- 44 ment. THE COMMISSIONER SHALL DEVELOP A WORKGROUP TO FURTHER EVALUATE 45 AND PROMOTE THE TRANSITION OF PERSONS IN RECEIPT OF HOME AND COMMUNITY- 46 BASED LONG TERM CARE SERVICES INTO MANAGED LONG TERM CARE PLANS AND 47 OTHER CARE COORDINATION MODELS. 48 (c)(i) A managed long term care plan shall not use deceptive or coer- 49 cive marketing methods to encourage participants to enroll. A managed 50 long term care plan shall not distribute marketing materials to poten- 51 tial enrollees before such materials have been approved by the commis- 52 sioner. 53 (ii) The commissioner shall ensure, through periodic reviews of 54 managed long term care plans, that enrollment was [a voluntary and] AN 55 informed choice; such plan has only enrolled persons whom it is author- 56 ized to enroll, and plan services are promptly available to enrollees S. 2809--B 140 A. 4009--B 1 when appropriate. Such periodic reviews shall be made according to stan- 2 dards as determined by the commissioner in regulations. 3 (d) Notwithstanding any provision of law, rule or regulation to the 4 contrary, the commissioner may issue a request for proposals to carry 5 out reviews of enrollment and assessment activities in managed long term 6 care plans and operating demonstrations with respect to enrollees eligi- 7 ble to receive services under title XIX of the federal social security 8 act to determine if enrollment meets the requirements of subparagraph 9 (ii) of paragraph (c) of this subdivision; and that assessments of such 10 enrollees' health, functional and other status, for the purpose of 11 adjusting premiums, were accurate. [Evaluations shall address each 12 bidder's ability to ensure that enrollments in such plans are promptly 13 reviewed and that medical assistance required to be furnished pursuant 14 to title eleven of article five of the social services law will be 15 appropriately furnished to the recipients for whom the local commission- 16 ers are responsible pursuant to section three hundred sixty-five of such 17 title and that plan implementation will be consistent with the proper 18 and efficient administration of the medical assistance program and 19 managed long term care plans.] 20 (e) The commissioner may, in his or her discretion for the purpose of 21 protection of enrollees, impose measures including, but not limited to, 22 bans on further enrollments and requirements for use of enrollment 23 brokers until any identified problems are resolved to the satisfaction 24 of the commissioner. 25 (f) Continuation of a certificate of authority issued under this 26 section shall be contingent upon satisfactory performance by the managed 27 long term care plan in the delivery, continuity, accessibility, cost 28 effectiveness and quality of the services to enrolled members; compli- 29 ance with applicable provisions of this section and rules and regu- 30 lations promulgated thereunder; the continuing fiscal solvency of the 31 organization; and, federal financial participation in payments on behalf 32 of enrollees who are eligible to receive services under title XIX of the 33 federal social security act. 34 (g) [The commissioner shall ensure that (i) a process exists for the 35 resolution of disputes concerning the accuracy of assessments performed 36 pursuant to paragraphs (d) and (e) of this subdivision; and (ii) the 37 tasks described in paragraphs (d) and (e) of this subdivision are 38 consistently administered. 39 (h)] (i) Managed long term care plans and demonstrations may enroll 40 eligible persons in the plan or demonstration upon the completion of a 41 comprehensive assessment that shall include, but not be limited to, an 42 evaluation of the medical, social and environmental needs of each 43 prospective enrollee in such program. This assessment shall also serve 44 as the basis for the development and provision of an appropriate plan of 45 care for the [prospective] enrollee. UPON APPROVAL OF FEDERAL WAIVERS 46 PURSUANT TO PARAGRAPH (B) OF THIS SUBDIVISION WHICH REQUIRE MEDICAL 47 ASSISTANCE RECIPIENTS WHO REQUIRE COMMUNITY-BASED LONG TERM CARE 48 SERVICES TO ENROLL IN A PLAN, AND UPON APPROVAL OF THE COMMISSIONER, A 49 PLAN MAY ENROLL AN APPLICANT WHO IS CURRENTLY RECEIVING HOME AND COMMU- 50 NITY-BASED SERVICES AND COMPLETE THE COMPREHENSIVE ASSESSMENT WITHIN 51 THIRTY DAYS OF ENROLLMENT PROVIDED THAT THE PLAN CONTINUES TO COVER 52 TRANSITIONAL CARE UNTIL SUCH TIME AS THE ASSESSMENT IS COMPLETED. 53 (ii) The assessment shall be completed by a representative of the 54 managed long term care plan or demonstration, in consultation with the 55 prospective enrollee's health care practitioner AS NECESSARY. The S. 2809--B 141 A. 4009--B 1 commissioner shall prescribe the forms on which the assessment shall be 2 made. 3 (iii) The [completed assessment and documentation of the] enrollment 4 APPLICATION shall be submitted by the managed long term care plan or 5 demonstration to the [local department of social services, or to a 6 contractor selected pursuant to paragraph (d) of this subdivision,] 7 ENTITY DESIGNATED BY THE DEPARTMENT prior to the commencement of 8 services under the managed long term care plan or demonstration. For 9 purposes of reimbursement of the managed long term care plan or demon- 10 stration, if the [completed assessment and documentation are] ENROLLMENT 11 APPLICATION IS submitted on or before the twentieth day of the month, 12 the enrollment shall commence on the first day of the month following 13 the completion and submission and if the [completed assessment and 14 documentation are] ENROLLMENT APPLICATION IS submitted after the twenti- 15 eth day of the month, the enrollment shall commence on the first day of 16 the second month following submission. Enrollments conducted by a plan 17 or demonstration shall be subject to review and audit by the department 18 [and by the local social services district] or a contractor selected 19 pursuant to paragraph (d) of this subdivision. 20 (iv) Continued enrollment in a managed long term care plan or demon- 21 stration paid for by government funds shall be based upon a comprehen- 22 sive assessment of the medical, social and environmental needs of the 23 recipient of the services. Such assessment shall be performed at least 24 [annually] EVERY SIX MONTHS by the managed long term care plan serving 25 the enrollee. The commissioner shall prescribe the forms on which the 26 assessment will be made. 27 [(i)] (H) The commissioner shall, upon request by a managed long term 28 care plan[, approved managed long term care demonstration,] or operating 29 demonstration, and consistent with federal regulations promulgated 30 pursuant to the Health Insurance Portability and Accountability Act, 31 share with such plan or demonstration the following data if it is avail- 32 able: 33 (i) information concerning utilization of services and providers by 34 each of its enrollees prior to and during enrollment, including but not 35 limited to utilization of emergency department services, prescription 36 drugs, and hospital and nursing facility admissions. 37 (ii) aggregate data concerning utilization and costs for enrollees and 38 for comparable cohorts served through the Medicaid fee-for-service 39 program. 40 10. [The] NOTWITHSTANDING ANY INCONSISTENT PROVISION TO THE CONTRARY, 41 THE ENROLLMENT AND DISENROLLMENT PROCESS AND services provided or 42 arranged by all operating demonstrations or any program that receives 43 designation as a Program of All-Inclusive Care for the Elderly (PACE) as 44 authorized by federal public law 105-33, subtitle I of title IV of the 45 Balanced Budget Act of 1997, MUST MEET ALL APPLICABLE FEDERAL REQUIRE- 46 MENTS. SERVICES may include, but need not be limited to, housing, inpa- 47 tient and outpatient hospital services, nursing home care, home health 48 care, adult day care, assisted living services provided in accordance 49 with article forty-six-B of this chapter, adult care facility services, 50 enriched housing program services, hospice care, respite care, personal 51 care, homemaker services, diagnostic laboratory services, therapeutic 52 and diagnostic radiologic services, emergency services, emergency alarm 53 systems, home delivered meals, physical adaptations to the client's 54 home, physician care (including consultant and referral services), 55 ancillary services, case management services, transportation, and 56 related medical services. S. 2809--B 142 A. 4009--B 1 S 42. The social services law is amended by adding a new section 365-m 2 to read as follows: 3 S 365-M. ADMINISTRATION AND MANAGEMENT OF BEHAVIORAL HEALTH SERVICES. 4 1. THE COMMISSIONERS OF THE OFFICE OF MENTAL HEALTH AND THE OFFICE OF 5 ALCOHOLISM AND SUBSTANCE ABUSE SERVICES, IN CONSULTATION WITH THE 6 COMMISSIONER OF HEALTH AND WITH THE APPROVAL OF THE DIVISION OF THE 7 BUDGET, SHALL HAVE RESPONSIBILITY FOR JOINTLY DESIGNATING REGIONAL ENTI- 8 TIES TO PROVIDE ADMINISTRATIVE AND MANAGEMENT SERVICES FOR THE PURPOSES 9 OF PRIOR APPROVING AND COORDINATING THE PROVISION OF BEHAVIORAL HEALTH 10 SERVICES, AND INTEGRATING SUCH BEHAVIORAL HEALTH SERVICES WITH OTHER 11 SERVICES AVAILABLE UNDER THIS TITLE, FOR RECIPIENTS OF MEDICAL ASSIST- 12 ANCE WHO ARE NOT ENROLLED IN MANAGED CARE, AND FOR SUCH APPROVAL, COOR- 13 DINATION, AND INTEGRATION OF BEHAVIORAL HEALTH SERVICES THAT ARE NOT 14 PROVIDED THROUGH MANAGED CARE PROGRAMS UNDER THIS TITLE FOR INDIVIDUALS 15 REGARDLESS OF WHETHER OR NOT SUCH INDIVIDUALS ARE ENROLLED IN MANAGED 16 CARE PROGRAMS. SUCH REGIONAL ENTITIES SHALL ALSO BE RESPONSIBLE FOR 17 SAFEGUARDING AGAINST UNNECESSARY UTILIZATION OF SUCH CARE AND SERVICES 18 AND ASSURING THAT PAYMENTS ARE CONSISTENT WITH THE EFFICIENT AND ECONOM- 19 ICAL DELIVERY OF QUALITY CARE. 20 2. IN EXERCISING THIS RESPONSIBILITY, THE COMMISSIONERS OF THE OFFICE 21 OF MENTAL HEALTH AND THE OFFICE OF ALCOHOLISM AND SUBSTANCE ABUSE 22 SERVICES ARE AUTHORIZED TO CONTRACT, AFTER CONSULTATION WITH THE COMMIS- 23 SIONER OF HEALTH, WITH REGIONAL BEHAVIORAL HEALTH ORGANIZATIONS OR OTHER 24 ENTITIES. SUCH CONTRACTS MAY INCLUDE RESPONSIBILITY FOR RECEIPT, REVIEW, 25 AND DETERMINATION OF PRIOR AUTHORIZATION REQUESTS FOR BEHAVIORAL HEALTH 26 CARE AND SERVICES, CONSISTENT WITH CRITERIA ESTABLISHED OR APPROVED BY 27 THE COMMISSIONERS OF MENTAL HEALTH AND ALCOHOLISM AND SUBSTANCE ABUSE 28 SERVICES, AND AUTHORIZATION OF APPROPRIATE CARE AND SERVICES BASED ON 29 DOCUMENTED PATIENT MEDICAL NEED. 30 3. NOTWITHSTANDING ANY INCONSISTENT PROVISION OF SECTIONS ONE HUNDRED 31 TWELVE AND ONE HUNDRED SIXTY-THREE OF THE STATE FINANCE LAW, OR SECTION 32 ONE HUNDRED FORTY-TWO OF THE ECONOMIC DEVELOPMENT LAW, OR ANY OTHER LAW 33 TO THE CONTRARY, THE COMMISSIONERS OF THE OFFICE OF MENTAL HEALTH AND 34 THE OFFICE OF ALCOHOLISM AND SUBSTANCE ABUSE SERVICES ARE AUTHORIZED TO 35 ENTER INTO A CONTRACT OR CONTRACTS UNDER SUBDIVISIONS ONE AND TWO OF 36 THIS SECTION WITHOUT A COMPETITIVE BID OR REQUEST FOR PROPOSAL PROCESS, 37 PROVIDED, HOWEVER, THAT: 38 (A) THE OFFICE OF MENTAL HEALTH AND THE OFFICE OF ALCOHOLISM AND 39 SUBSTANCE ABUSE SERVICES SHALL POST ON THEIR WEBSITES, FOR A PERIOD OF 40 NO LESS THAN THIRTY DAYS: 41 (I) A DESCRIPTION OF THE PROPOSED SERVICES TO BE PROVIDED PURSUANT TO 42 THE CONTRACTOR CONTRACTS; 43 (II) THE CRITERIA FOR SELECTION OF A CONTRACTOR OR CONTRACTORS; 44 (III) THE PERIOD OF TIME DURING WHICH A PROSPECTIVE CONTRACTOR MAY 45 SEEK SELECTION, WHICH SHALL BE NO LESS THAN THIRTY DAYS AFTER SUCH 46 INFORMATION IS FIRST POSTED ON THE WEBSITE; AND 47 (IV) THE MANNER BY WHICH A PROSPECTIVE CONTRACTOR MAY SEEK SUCH 48 SELECTION, WHICH MAY INCLUDE SUBMISSION BY ELECTRONIC MEANS; 49 (B) ALL REASONABLE AND RESPONSIVE SUBMISSIONS THAT ARE RECEIVED FROM 50 PROSPECTIVE CONTRACTORS IN TIMELY FASHION SHALL BE REVIEWED BY THE 51 COMMISSIONERS; AND 52 (C) THE COMMISSIONERS OF THE OFFICE OF MENTAL HEALTH AND THE OFFICE OF 53 ALCOHOLISM AND SUBSTANCE ABUSE SERVICES, IN CONSULTATION WITH THE 54 COMMISSIONER OF HEALTH, SHALL SELECT SUCH CONTRACTOR OR CONTRACTORS 55 THAT, IN THEIR DISCRETION, HAVE DEMONSTRATED THE ABILITY TO EFFECTIVELY, 56 EFFICIENTLY, AND ECONOMICALLY INTEGRATE BEHAVIORAL HEALTH AND HEALTH S. 2809--B 143 A. 4009--B 1 SERVICES; HAVE THE REQUISITE EXPERTISE AND FINANCIAL RESOURCES; HAVE 2 DEMONSTRATED THAT THEIR DIRECTORS, SPONSORS, MEMBERS, MANAGERS, PARTNERS 3 OR OPERATORS HAVE THE REQUISITE CHARACTER, COMPETENCE AND STANDING IN 4 THE COMMUNITY, AND ARE BEST SUITED TO SERVE THE PURPOSES OF THIS 5 SECTION. 6 4. THE COMMISSIONERS OF THE OFFICE OF MENTAL HEALTH, THE OFFICE OF 7 ALCOHOLISM AND SUBSTANCE ABUSE SERVICES AND THE DEPARTMENT OF HEALTH, 8 SHALL HAVE THE RESPONSIBILITY FOR JOINTLY DESIGNATING ON A REGIONAL 9 BASIS, AFTER CONSULTATION WITH THE CITY OF NEW YORK'S LOCAL SOCIAL 10 SERVICES DISTRICT AND LOCAL GOVERNMENTAL UNIT, AS SUCH TERM IS DEFINED 11 IN THE MENTAL HYGIENE LAW, AND AFTER CONSULTATION OF OTHER AFFECTED 12 COUNTIES, A LIMITED NUMBER OF SPECIALIZED MANAGED CARE PLANS, SPECIAL 13 NEED MANAGED CARE PLANS, AND/OR INTEGRATED PHYSICAL AND BEHAVIORAL 14 HEALTH PROVIDER SYSTEMS CAPABLE OF MANAGING THE BEHAVIORAL AND PHYSICAL 15 HEALTH NEEDS OF MEDICAL ASSISTANCE ENROLLEES WITH SIGNIFICANT BEHAVIORAL 16 HEALTH NEEDS. INITIAL DESIGNATIONS OF SUCH PLANS OR PROVIDER SYSTEMS 17 SHOULD BE MADE NO LATER THAN APRIL FIRST, TWO THOUSAND THIRTEEN, 18 PROVIDED, HOWEVER, SUCH DESIGNATIONS SHALL BE CONTINGENT UPON A DETERMI- 19 NATION BY SUCH STATE COMMISSIONERS THAT THE ENTITIES TO BE DESIGNATED 20 HAVE THE CAPACITY AND FINANCIAL ABILITY TO PROVIDE SERVICES IN SUCH 21 PLANS OR PROVIDER SYSTEMS, AND THAT THE REGION HAS A SUFFICIENT POPU- 22 LATION AND SERVICE BASE TO SUPPORT SUCH PLANS AND SYSTEMS. ONCE DESIG- 23 NATED, THE COMMISSIONER OF HEALTH SHALL MAKE ARRANGEMENTS TO ENROLL SUCH 24 ENROLLEES IN SUCH PLANS OR INTEGRATED PROVIDER SYSTEMS AND TO PAY SUCH 25 PLANS OR PROVIDER SYSTEMS ON A CAPITATED OR OTHER BASIS TO MANAGE, COOR- 26 DINATE, AND PAY FOR BEHAVIORAL AND PHYSICAL HEALTH MEDICAL ASSISTANCE 27 SERVICES FOR SUCH ENROLLEES. NOTWITHSTANDING ANY INCONSISTENT PROVISION 28 OF SECTION ONE HUNDRED TWELVE AND ONE HUNDRED SIXTY-THREE OF THE STATE 29 FINANCE LAW, AND SECTION ONE HUNDRED FORTY-TWO OF THE ECONOMIC DEVELOP- 30 MENT LAW, OR ANY OTHER LAW TO THE CONTRARY, THE DESIGNATIONS OF SUCH 31 PLANS AND PROVIDER SYSTEMS, AND ANY RESULTING CONTRACTS WITH SUCH PLANS, 32 PROVIDERS OR PROVIDER SYSTEMS ARE AUTHORIZED TO BE ENTERED INTO BY SUCH 33 STATE COMMISSIONERS WITHOUT A COMPETITIVE BID OR REQUEST FOR PROPOSAL 34 PROCESS. OVERSIGHT OF SUCH CONTRACTS WITH SUCH PLANS, PROVIDERS OR 35 PROVIDER SYSTEMS SHALL BE THE JOINT RESPONSIBILITY OF SUCH STATE COMMIS- 36 SIONERS, AND FOR CONTRACTS AFFECTING THE CITY OF NEW YORK, ALSO WITH THE 37 CITY'S LOCAL SOCIAL SERVICES DISTRICT AND LOCAL GOVERNMENTAL UNIT, AS 38 SUCH TERM IS DEFINED IN THE MENTAL HYGIENE LAW. 39 S 43. Paragraph (c) of subdivision 6 of section 367-a of the social 40 services law, as amended by chapter 41 of the laws of 1992 and subpara- 41 graph (iii) as amended by section 47 of part C of chapter 58 of the laws 42 of 2009, is amended to read as follows: 43 (c) (i) Co-payments charged pursuant to this subdivision for non-in- 44 stitutional services shall not exceed the following table, provided, 45 however, that the department may establish standard co-payments for 46 services based upon the average or typical payment for that service: 47 State's payment Maximum co-payment 48 for the services chargeable to recipient 49 $10 or less $[.50] .60 50 $10.01 to $25 $[1.00] 1.15 51 $25.01 to $50 $[2.00] 2.30 52 $50.01 or more $[3.00] 3.40 53 (ii) co-payments charged pursuant to this subdivision for each 54 discharge for inpatient care shall be [twenty-five] THIRTY dollars. S. 2809--B 144 A. 4009--B 1 (iii) Notwithstanding any other provision of this paragraph, co- 2 payments charged for each generic prescription drug dispensed shall be 3 one dollar AND FIFTEEN CENTS and for each brand name prescription drug 4 dispensed shall be three dollars AND FORTY CENTS; provided, however, 5 that the co-payments charged for each brand name prescription drug on 6 the preferred drug list established pursuant to section two hundred 7 seventy-two of the public health law and the co-payments charged for 8 each brand name prescription drug reimbursed pursuant to subparagraph 9 (ii) of paragraph (a-1) of subdivision four of section three hundred 10 sixty-five-a of this title shall be one dollar AND FIFTEEN CENTS. 11 (IV) THE CO-PAYMENT FOR EMERGENCY ROOM SERVICES PROVIDED FOR NON-UR- 12 GENT OR NON-EMERGENCY MEDICAL CARE SHALL BE SIX DOLLARS AND FORTY CENTS; 13 PROVIDED HOWEVER THAT CO-PAYMENTS PURSUANT TO THIS SUBPARAGRAPH SHALL 14 NOT BE REQUIRED WITH RESPECT TO EMERGENCY SERVICES OR FAMILY PLANNING 15 SERVICES AND SUPPLIES. 16 S 44. Paragraph (d) of subdivision 6 of section 367-a of the social 17 services law is amended by adding six new subparagraphs (ix), (x), (xi), 18 (xii), (xiii), and (xiv) to read as follows: 19 (IX) VISION CARE; 20 (X) DENTAL SERVICES; 21 (XI) AUDIOLOGY SERVICES; 22 (XII) PHYSICIAN SERVICES; 23 (XIII) NURSE PRACTITIONER SERVICES; 24 (XIV) REHABILITATION SERVICES INCLUDING OCCUPATIONAL THERAPY; PHYSICAL 25 THERAPY AND SPEECH THERAPY; 26 S 45. Subparagraph (ii) of paragraph (f) of subdivision 6 of section 27 367-a of the social services law, as amended by section 42 of part C of 28 chapter 58 of the laws of 2005, is amended and a new subparagraph (iii) 29 is added to read as follows: 30 (ii) In the year commencing April first, two thousand five and for 31 each year thereafter, AND ENDING IN THE YEAR CONCLUDING ON MARCH THIR- 32 TY-FIRST, TWO THOUSAND ELEVEN, no recipient shall be required to pay 33 more than a total of two hundred dollars in co-payments required by this 34 subdivision, nor shall reductions in payments as a result of such 35 co-payments exceed two hundred dollars for any recipient. 36 (III) IN THE YEAR COMMENCING APRIL FIRST, TWO THOUSAND ELEVEN AND FOR 37 EACH YEAR THEREAFTER, NO RECIPIENT SHALL BE REQUIRED TO PAY MORE THAN A 38 TOTAL OF THREE HUNDRED DOLLARS IN CO-PAYMENTS REQUIRED BY THIS SUBDIVI- 39 SION, NOR SHALL REDUCTIONS IN PAYMENTS AS A RESULT OF SUCH CO-PAYMENTS 40 EXCEED THREE HUNDRED DOLLARS FOR ANY RECIPIENT. 41 S 46. Subdivision 2-a of section 369-ee of the social services law, as 42 amended by section 26 of part E of chapter 63 of the laws of 2005, is 43 amended to read as follows: 44 2-a. Co-payments. Subject to federal approval pursuant to subdivision 45 six of this section, persons receiving family health plus coverage under 46 this section shall be responsible to make co-payments in accordance with 47 the terms of subdivision six of section three hundred sixty-seven-a of 48 this article, including those individuals who are otherwise exempted 49 under the provisions of subparagraph (iv) of paragraph (b) of subdivi- 50 sion six of section three hundred sixty-seven-a of this article, 51 provided however, that notwithstanding the provisions of paragraphs (c) 52 and (d) of such subdivision: 53 (i) co-payments charged for each generic prescription drug dispensed 54 shall be three dollars and for each brand name prescription drug 55 dispensed shall be six dollars; S. 2809--B 145 A. 4009--B 1 (ii) the co-payment charged for each dental service visit shall be 2 five dollars, provided that no enrollee shall be required to pay more 3 than twenty-five dollars per year in co-payments for dental services; 4 [and] 5 (iii) the co-payment for clinic services [and], physician services, 6 AND NURSE PRACTITIONER SERVICES shall be five dollars; AND 7 (IV) THE CO-PAYMENT FOR EMERGENCY ROOM SERVICES PROVIDED FOR NON-UR- 8 GENT OR NON-EMERGENCY MEDICAL CARE SHALL BE SIX DOLLARS AND FORTY CENTS; 9 PROVIDED HOWEVER THAT CO-PAYMENTS PURSUANT TO THIS PARAGRAPH SHALL NOT 10 BE REQUIRED WITH RESPECT TO EMERGENCY SERVICES OR FAMILY PLANNING 11 SERVICES AND SUPPLIES; 12 and provided further that the limitations in paragraph (f) of such 13 subdivision shall not apply. 14 S 47. Section 2510 of the public health law is amended by adding a new 15 subdivision 13 to read as follows: 16 13. "CO-PAYMENT" MEANS A PAYMENT MADE ON BEHALF OF AN ELIGIBLE CHILD 17 TO A HEALTH CARE PROVIDER FOR A COVERED HEALTH CARE SERVICE PROVIDED TO 18 SUCH CHILD IN AN AMOUNT TO BE DETERMINED BY THE COMMISSIONER CONSISTENT 19 WITH FEDERAL STANDARDS AND SPECIFIED IN APPLICABLE CONTRACTS. AGGREGATE 20 CO-PAYMENT AMOUNTS COLLECTED BY HEALTH CARE PROVIDERS PURSUANT TO THIS 21 SUBDIVISION SHALL NOT EXCEED THREE HUNDRED DOLLARS PER YEAR PER ELIGIBLE 22 CHILD. 23 S 47-a. Subdivision 8 of section 2511 of the public health law is 24 amended by adding three new paragraphs (f), (g) and (h) to read as 25 follows: 26 (F) THE COMMISSIONER SHALL ADJUST SUBSIDY PAYMENTS MADE TO APPROVED 27 ORGANIZATIONS ON AND AFTER APRIL FIRST, TWO THOUSAND ELEVEN THROUGH 28 MARCH THIRTY-FIRST, TWO THOUSAND TWELVE, SO THAT THE AMOUNT OF EACH SUCH 29 PAYMENT IS REDUCED BY ONE AND SEVEN-TENTHS PERCENT. 30 (G) EFFECTIVE OCTOBER FIRST, TWO THOUSAND ELEVEN, THE COMMISSIONER 31 SHALL REDUCE SUBSIDY PAYMENTS MADE TO APPROVED ORGANIZATIONS TO REFLECT 32 ESTIMATED COLLECTIONS OF CO-PAYMENT AMOUNTS IMPOSED PURSUANT TO SUBDIVI- 33 SION THIRTEEN OF SECTION TWENTY-FIVE HUNDRED TEN OF THIS TITLE AND AS 34 SPECIFIED IN APPLICABLE CONTRACTS BASED ON THE NUMBER OF COVERED HEALTH 35 CARE SERVICE VISITS REPORTED BY AN APPROVED ORGANIZATION ON THE MEDICAID 36 MANAGED CARE OPERATING REPORT SUBMITTED TO THE DEPARTMENT FOR THE CALEN- 37 DAR YEAR ENDING DECEMBER THIRTY-FIRST, TWO THOUSAND TEN AND ADJUSTED 38 ANNUALLY ON JULY FIRST TO REFLECT THE VISITS REPORTED FOR THE PRECEDING 39 CALENDAR YEAR. 40 (H) THE COMMISSIONER MAY INCREASE SUBSIDY PAYMENTS MADE TO APPROVED 41 ORGANIZATIONS THAT VOLUNTARILY PARTICIPATE IN THE MULTI-PAYOR PATIENT 42 CENTERED MEDICAL HOME PROGRAM TO REFLECT ADDITIONAL COSTS ASSOCIATED 43 WITH ENHANCED PAYMENTS MADE TO CERTIFIED MEDICAL HOMES BY APPROVED 44 ORGANIZATIONS AS REQUIRED BY ARTICLE TWENTY-NINE-AA OF THIS CHAPTER. 45 S 48. The public health law is amended by adding a new section 2997-d 46 to read as follows: 47 S 2997-D. HOSPITAL, NURSING HOME, HOME CARE, SPECIAL NEEDS ASSISTED 48 LIVING RESIDENCES AND ENHANCED ASSISTED LIVING RESIDENCES PALLIATIVE 49 CARE SUPPORT. 1. (A) "PALLIATIVE CARE" MEANS HEALTH CARE TREATMENT, 50 INCLUDING INTERDISCIPLINARY END-OF-LIFE CARE, AND CONSULTATION WITH 51 PATIENTS AND FAMILY MEMBERS, TO PREVENT OR RELIEVE PAIN AND SUFFERING 52 AND TO ENHANCE THE PATIENT'S QUALITY OF LIFE, INCLUDING HOSPICE CARE 53 UNDER ARTICLE FORTY OF THIS CHAPTER. 54 (B) "APPROPRIATE" HAS THE SAME MEANING AS PARAGRAPH (A) OF SUBDIVISION 55 ONE OF SECTION TWENTY-NINE HUNDRED NINETY-SEVEN-C OF THIS TITLE. S. 2809--B 146 A. 4009--B 1 2. GENERAL HOSPITALS, NURSING HOMES, ORGANIZATIONS LICENSED OR CERTI- 2 FIED PURSUANT TO ARTICLE THIRTY-SIX OF THIS CHAPTER, AND ORGANIZATIONS 3 LICENSED AS SPECIAL NEEDS ASSISTED LIVING RESIDENCES OR ENHANCED 4 ASSISTED LIVING RESIDENCES PURSUANT TO ARTICLE FORTY-SIX-B OF THIS CHAP- 5 TER SHALL ESTABLISH POLICIES AND PROCEDURES TO PROVIDE PATIENTS WITH 6 ADVANCED LIFE LIMITING CONDITIONS AND ILLNESSES WHO MIGHT BENEFIT FROM 7 PALLIATIVE CARE AND PAIN MANAGEMENT SERVICES WITH ACCESS TO INFORMATION 8 AND COUNSELING REGARDING PALLIATIVE CARE AND PAIN MANAGEMENT OPTIONS 9 APPROPRIATE TO THE PATIENT. POLICIES MUST INCLUDE PROVISION FOR 10 PATIENTS WHO LACK CAPACITY TO MAKE MEDICAL DECISIONS, SO THAT ACCESS TO 11 SUCH INFORMATION AND COUNSELING SHALL BE PROVIDED TO THE PERSONS WHO ARE 12 LEGALLY AUTHORIZED TO MAKE MEDICAL DECISIONS ON BEHALF OF SUCH PATIENTS. 13 3. GENERAL HOSPITALS, NURSING HOMES, ORGANIZATIONS LICENSED OR CERTI- 14 FIED PURSUANT TO ARTICLE THIRTY-SIX OF THIS CHAPTER, AND ORGANIZATIONS 15 LICENSED AS SPECIAL NEEDS ASSISTED LIVING RESIDENCES OR ENHANCED 16 ASSISTED LIVING RESIDENCES PURSUANT TO ARTICLE FORTY-SIX-B OF THIS CHAP- 17 TER SHALL FACILITATE ACCESS TO APPROPRIATE PALLIATIVE CARE AND PAIN 18 MANAGEMENT CONSULTATIONS AND SERVICES INCLUDING BUT NOT LIMITED TO 19 REFERRALS CONSISTENT WITH PATIENT NEEDS AND PREFERENCES. 20 S 49. The commissioner of health shall establish a workgroup 21 comprised of county officials, representatives of the nursing home 22 industry, representatives of organized labor unions, representatives 23 from the department of health and the division of budget, and any other 24 interested individuals or representatives to develop a plan and the 25 necessary legislation to establish a public benefit corporation for the 26 purpose of operating and managing public nursing homes. 27 The workgroup shall prepare and submit a report and draft legislation 28 to the governor and the legislature no later than November 1, 2011. 29 S 50. Legislative findings. Legislative intent. The legislature finds 30 that integration and coordination of health care services is essential 31 to the improvement of health care quality, efficiency, access and 32 outcomes. The federal Patient Protection and Affordable Care Act creates 33 several health system demonstration and pilot programs, intended to 34 promote and assess delivery system and payment reforms, that require 35 integration of services, coordination among providers, or a combination 36 of the two. Expanding these programs to include non-governmental payers 37 may strengthen their impact, but will require collaboration among 38 competing payers. In addition, collaborative arrangements among, or 39 consolidation of, providers may be necessary to preserve access to 40 essential services in some communities, while improving the quality of 41 the services they provide and the efficiency of their operations, as 42 well as minimizing unnecessary increases in the cost of care. 43 Federal and state antitrust laws may prohibit or discourage such 44 collaboration or consolidation beneficial to residents of New York 45 state, given their potential for, or actual, reduction in competition. 46 The legislature finds that such agreements should be permitted and 47 encouraged. Under these circumstances, competition as currently mandated 48 by federal and state antitrust laws should be supplanted by a regulatory 49 program to permit and encourage cooperative, collaborative and integra- 50 tive agreements between health care providers, payers, and others, that 51 are beneficial to New York residents when the benefits of such agree- 52 ments outweigh any disadvantages caused by their potential or actual 53 adverse effects on competition. Regulatory oversight of such arrange- 54 ments should be provided to ensure that the benefits of such agreements 55 outweigh any disadvantages attributable to any reduction in competition 56 that may result from the agreements. Accordingly, the legislature S. 2809--B 147 A. 4009--B 1 intends to authorize a regulatory program to permit and oversee inte- 2 gration, consolidation, collaboration, and coordination among and 3 between providers and payers, where necessary to assure access to essen- 4 tial health care services, to improve health care quality and outcomes, 5 to enhance efficiency, or to minimize the cost of health care. 6 S 51. The public health law is amended by adding a new article 29-E to 7 read as follows: 8 ARTICLE 29-E 9 IMPROVED INTEGRATION OF HEALTH CARE AND FINANCING 10 SECTION 2999-AA. ANTITRUST PROVISIONS, STATE OVERSIGHT. 11 2999-BB. DEPARTMENT AUTHORITY. 12 S 2999-AA. ANTITRUST PROVISIONS, STATE OVERSIGHT. 1. IN ORDER TO 13 PROMOTE IMPROVED QUALITY AND EFFICIENCY OF, AND ACCESS TO, HEALTH CARE 14 SERVICES AND TO PROMOTE IMPROVED CLINICAL OUTCOMES TO THE RESIDENTS OF 15 NEW YORK, IT SHALL BE THE POLICY OF THE STATE TO ENCOURAGE COOPERATIVE, 16 COLLABORATIVE AND INTEGRATIVE ARRANGEMENTS BETWEEN HEALTH CARE PROVID- 17 ERS, PAYERS AND OTHERS WHO MIGHT OTHERWISE BE COMPETITORS, UNDER THE 18 ACTIVE SUPERVISION OF THE COMMISSIONER. TO THE EXTENT SUCH ARRANGEMENTS 19 MIGHT BE ANTI-COMPETITIVE WITHIN THE MEANING AND INTENT OF THE STATE AND 20 FEDERAL ANTITRUST LAWS, THE INTENT OF THE STATE IS TO SUPPLANT COMPETI- 21 TION WITH SUCH ARRANGEMENTS AS NECESSARY TO ACCOMPLISH THE PURPOSES OF 22 THIS ARTICLE, AND TO PROVIDE STATE ACTION IMMUNITY UNDER THE STATE AND 23 FEDERAL ANTITRUST LAWS WITH RESPECT TO ACTIVITIES UNDERTAKEN BY HEALTH 24 CARE PROVIDERS AND OTHERS PURSUANT TO THIS ARTICLE, WHERE THE BENEFITS 25 OF SUCH ARRANGEMENTS OUTWEIGH ANY DISADVANTAGES LIKELY TO RESULT FROM A 26 REDUCTION OF COMPETITION. 27 2. THE COMMISSIONER OR HIS OR HER DULY AUTHORIZED REPRESENTATIVE MAY 28 ALSO ENGAGE IN APPROPRIATE STATE SUPERVISION NECESSARY TO PROMOTE STATE 29 ACTION IMMUNITY UNDER THE STATE AND FEDERAL ANTITRUST LAWS. 30 S 2999-BB. DEPARTMENT AUTHORITY. THE DEPARTMENT SHALL PROMULGATE 31 REGULATIONS TO IMPLEMENT THIS ARTICLE. THE DEPARTMENT SHALL FURTHER BE 32 AUTHORIZED TO IMPOSE FEES AS APPROPRIATE TO FACILITATE THE IMPLEMENTA- 33 TION OF THIS ARTICLE. THIS ARTICLE IS NOT INTENDED TO LIMIT THE AUTHORI- 34 TY OF THE ATTORNEY GENERAL OF THE STATE OF NEW YORK. 35 S 52. Article 29-D of the public health law is amended by adding a new 36 title 4 to read as follows: 37 TITLE 4 38 NEW YORK STATE MEDICAL INDEMNITY FUND 39 SECTION 2999-G. PURPOSE OF THIS ARTICLE. 40 2999-H. DEFINITIONS. 41 2999-I. CUSTODY AND ADMINISTRATION OF THE FUND. 42 2999-J. PAYMENTS FROM THE FUND. 43 2999-L. RULES AND REGULATIONS. 44 S 2999-G. PURPOSE OF THIS ARTICLE. CREATION OF THE NEW YORK STATE 45 MEDICAL INDEMNITY FUND. THERE IS HEREBY CREATED THE NEW YORK STATE 46 MEDICAL INDEMNITY FUND (THE "FUND"). THE PURPOSE OF THE FUND IS TO 47 PROVIDE A FUNDING SOURCE FOR CERTAIN COSTS ASSOCIATED WITH BIRTH RELATED 48 NEUROLOGICAL INJURIES, IN ORDER TO REDUCE PREMIUM COSTS FOR MEDICAL 49 MALPRACTICE INSURANCE COVERAGE. 50 S 2999-H. DEFINITIONS. AS USED IN THIS TITLE, UNLESS THE CONTEXT OR 51 SUBJECT MATTER REQUIRES OTHERWISE: 52 (A) "BIRTH RELATED NEUROLOGICAL INJURY" MEANS AN INJURY TO THE BRAIN 53 OR SPINAL CORD OF A LIVE INFANT CAUSED BY THE DEPRIVATION OF OXYGEN OR 54 MECHANICAL INJURY OCCURRING IN THE COURSE OF LABOR, DELIVERY OR RESUSCI- 55 TATION OR BY OTHER MEDICAL SERVICES PROVIDED OR NOT PROVIDED DURING 56 DELIVERY ADMISSION THAT RENDERED THE INFANT WITH A PERMANENT AND S. 2809--B 148 A. 4009--B 1 SUBSTANTIAL MOTOR IMPAIRMENT OR WITH A DEVELOPMENTAL DISABILITY AS THAT 2 TERM IS DEFINED BY SECTION 1.03 OF THE MENTAL HYGIENE LAW. THIS DEFI- 3 NITION SHALL APPLY TO LIVE BIRTHS ONLY. 4 (B) "FUND" MEANS THE NEW YORK STATE MEDICAL INDEMNITY FUND. 5 (C) "MEDICALLY NECESSARY HEALTH CARE COSTS" MEANS THE FUTURE MEDICAL, 6 DENTAL, REHABILITATION, CUSTODIAL, DURABLE MEDICAL EQUIPMENT, HOME 7 MODIFICATIONS, ASSISTIVE TECHNOLOGY, VEHICLE MODIFICATIONS, PRESCRIPTION 8 AND NON-PRESCRIPTION MEDICATIONS, AND OTHER HEALTH CARE COSTS ACTUALLY 9 INCURRED FOR SERVICES RENDERED TO AND SUPPLIES UTILIZED BY QUALIFIED 10 PLAINTIFFS, WHICH ARE MEDICALLY NECESSARY AS THAT TERM IS DEFINED BY THE 11 COMMISSIONER IN REGULATION. 12 (D) "QUALIFIED PLAINTIFFS" MEANS THOSE PLAINTIFFS WHO (I) HAVE BEEN 13 FOUND BY A JURY OR COURT TO HAVE SUSTAINED A BIRTH-RELATED NEUROLOGICAL 14 INJURY AS THE RESULT OF MEDICAL MALPRACTICE, OR (II) HAVE SUSTAINED A 15 BIRTH-RELATED NEUROLOGICAL INJURY AS THE RESULT OF ALLEGED MEDICAL MALP- 16 RACTICE, AND HAVE SETTLED THEIR LAWSUITS THEREFOR. 17 S 2999-I. CUSTODY AND ADMINISTRATION OF THE FUND. (A) THE COMMISSION- 18 ER OF TAXATION AND FINANCE SHALL BE THE CUSTODIAN OF THE FUND. ALL 19 PAYMENTS FROM THE FUND SHALL BE MADE BY THE COMMISSIONER OF TAXATION AND 20 FINANCE UPON CERTIFICATES SIGNED BY THE SUPERINTENDENT OF FINANCIAL 21 REGULATION, OR HIS OR HER DESIGNEE, AS HEREINAFTER PROVIDED. THE FUND 22 SHALL BE SEPARATE AND APART FROM ANY OTHER FUND AND FROM ALL OTHER STATE 23 MONIES. NO MONIES FROM THE FUND SHALL BE TRANSFERRED TO ANY OTHER FUND, 24 NOR SHALL ANY SUCH MONIES BE APPLIED TO THE MAKING OF ANY PAYMENT FOR 25 ANY PURPOSE OTHER THAN THE PURPOSE SET FORTH IN THIS TITLE. 26 (B) THE FUND SHALL BE ADMINISTERED BY THE SUPERINTENDENT OF FINANCIAL 27 REGULATION OR HIS OR HER DESIGNEE IN ACCORDANCE WITH THE PROVISIONS OF 28 THIS ARTICLE. 29 (C) THE EXPENSE OF ADMINISTERING THE FUND, INCLUDING THE EXPENSES 30 INCURRED BY THE DEPARTMENT, SHALL BE PAID FROM THE FUND. 31 (D) MONIES FOR THE FUND WILL BE PROVIDED PURSUANT TO THIS CHAPTER. 32 (E) BEGINNING APRIL FIRST, TWO THOUSAND TWELVE AND ANNUALLY THEREAFT- 33 ER, THE SUPERINTENDENT OF FINANCIAL REGULATION SHALL CAUSE TO BE DEPOS- 34 ITED INTO THE FUND, SUBJECT TO AVAILABLE APPROPRIATIONS, AN AMOUNT EQUAL 35 TO THE DIFFERENCE BETWEEN THE AMOUNT APPROPRIATED TO THE FUND IN THE 36 PRECEDING YEAR, AS INCREASED BY THE ADJUSTMENT FACTOR DEFINED IN SUBDI- 37 VISION (G) OF THIS SECTION, AND THE ASSETS OF THE FUND AT THE CONCLUSION 38 OF THAT FISCAL YEAR. 39 (F) FOLLOWING THE DEPOSIT REFERENCED IN SUBDIVISION (E) OF THIS 40 SECTION, THE SUPERINTENDENT OF FINANCIAL REGULATION SHALL CONDUCT AN 41 ACTUARIAL CALCULATION OF THE ESTIMATED LIABILITIES OF THE FUND FOR THE 42 COMING YEAR RESULTING FROM THE QUALIFIED PLAINTIFFS ENROLLED IN THE 43 FUND. THE ADMINISTRATOR SHALL FROM TIME TO TIME ADJUST SUCH CALCULATION. 44 IF THE TOTAL OF ALL CURRENT ESTIMATES OF LIABILITIES EQUALS EIGHTY 45 PERCENT OF THE FUND'S ASSETS, THEN THE FUND SHALL NOT ACCEPT ANY NEW 46 ENROLLMENTS UNTIL A NEW DEPOSIT HAS BEEN MADE PURSUANT TO SUBDIVISION 47 (E) OF THIS SECTION. WHEN, AS A RESULT OF SUCH NEW DEPOSIT, THE FUND'S 48 LIABILITIES NO LONGER EXCEED THE FUND'S ASSETS, THE FUND ADMINISTRATOR 49 SHALL ENROLL NEW QUALIFIED PLAINTIFFS IN THE ORDER THAT AN APPLICATION 50 FOR ENROLLMENT HAS BEEN SUBMITTED IN ACCORDANCE WITH SUBDIVISION SIX OF 51 SECTION TWENTY-NINE HUNDRED NINETY-NINE-J OF THIS TITLE. 52 (G) FOR PURPOSES OF THIS SECTION, THE ADJUSTMENT FACTOR REFERENCED IN 53 THIS SECTION SHALL BE THE TEN YEAR ROLLING AVERAGE MEDICAL COMPONENT OF 54 THE CONSUMER PRICE INDEX AS PUBLISHED BY THE UNITED STATES DEPARTMENT OF 55 LABOR, BUREAU OF LABOR STATISTICS, FOR THE PRECEDING TEN YEARS. S. 2809--B 149 A. 4009--B 1 S 2999-J. PAYMENTS FROM THE FUND. 1. THE FUND SHALL BE USED TO PAY 2 THE (I) MEDICALLY NECESSARY HEALTH CARE COSTS OF QUALIFIED PLAINTIFFS, 3 (II) EXISTING MEDICAID LIENS ASSERTED AGAINST THE PROCEEDS OF ANY RECOV- 4 ERY FOR THE BIRTH RELATED NEUROLOGICAL INJURIES SUSTAINED BY SUCH QUALI- 5 FIED PLAINTIFFS, AND (III) THE PORTION OF THE FEES OF THE QUALIFIED 6 PLAINTIFFS' ATTORNEYS DEEMED TO BE ATTRIBUTABLE TO SUCH LIEN AMOUNT OR 7 AMOUNTS. 8 2. IN DETERMINING THE AMOUNT OF MEDICALLY NECESSARY HEALTH CARE COSTS 9 TO BE PAID FROM THE FUND, ANY SUCH COST OR EXPENSE THAT WAS OR WILL, 10 WITH REASONABLE CERTAINTY, BE PAID, REPLACED OR INDEMNIFIED FROM ANY 11 COLLATERAL SOURCE AS PROVIDED BY SUBDIVISION (A) OF SECTION FORTY-FIVE 12 HUNDRED FORTY-FIVE OF THE CIVIL PRACTICE LAW AND RULES SHALL NOT CONSTI- 13 TUTE A MEDICALLY NECESSARY HEALTH CARE COST AND SHALL NOT BE PAID FROM 14 THE FUND. FOR PURPOSES OF THIS TITLE, "COLLATERAL SOURCE" SHALL NOT 15 INCLUDE MEDICARE OR MEDICAID. 16 3. IN DETERMINING THE AMOUNT OF MEDICALLY NECESSARY HEALTH CARE COSTS 17 TO BE PAID FROM THE FUND, THERE SHALL BE PROPORTIONATELY DEDUCTED FROM 18 EACH CLAIM SUBMITTED TO THE FUND THE AMOUNTS NECESSARY FOR PAYMENT OF 19 THE SET-OFFS, ADJUSTMENTS AND DEDUCTIONS AS SET FORTH IN SUBDIVISION (E) 20 OF SECTION FIVE THOUSAND THIRTY-ONE OF THE CIVIL PRACTICE LAW AND RULES. 21 4. THE AMOUNT OF MEDICALLY NECESSARY HEALTH CARE COSTS TO BE PAID FROM 22 THE FUND SHALL BE CALCULATED ON THE BASIS OF MEDICAID RATES OF 23 REIMBURSEMENT OR, WHERE NO SUCH RATES ARE AVAILABLE, AS DEFINED BY THE 24 COMMISSIONER IN REGULATION. ANY DISPUTE AS TO WHETHER ANY COST IS 25 MEDICALLY NECESSARY SHALL BE DETERMINED BY THE COMMISSIONER. 26 5. ON A FORM TO BE PRESCRIBED AND FURNISHED BY THE FUND, THE QUALIFIED 27 PLAINTIFF SHALL FILE WITH THE FUND CLAIMS FOR THE PAYMENT FROM THE FUND 28 OF MEDICALLY NECESSARY HEALTH CARE COSTS, ANY EXISTING MEDICAID LIENS, 29 AND THE PORTION OF THE FEE OF THE QUALIFIED PLAINTIFF'S ATTORNEY DEEMED 30 TO BE ATTRIBUTABLE TO SUCH LIEN AMOUNT OR AMOUNTS. 31 6. A QUALIFIED PLAINTIFF SHALL BE ENROLLED WHEN (A) SUCH PLAINTIFF, OR 32 ANY OF THE DEFENDANTS IN REGARD TO THE PLAINTIFF'S CLAIM, MAKES AN 33 APPLICATION FOR ENROLLMENT BY PROVIDING THE FUND ADMINISTRATOR WITH A 34 CERTIFIED COPY OF THE JUDGMENT OR OF THE COURT APPROVED SETTLEMENT 35 AGREEMENT; AND (B) THE FUND ADMINISTRATOR DETERMINES UPON THE BASIS OF 36 SUCH JUDGMENT OR SETTLEMENT AGREEMENT AND ANY ADDITIONAL INFORMATION THE 37 FUND ADMINISTRATOR SHALL REQUEST THAT THE PLAINTIFF IS A QUALIFIED 38 PLAINTIFF; PROVIDED THAT NO ENROLLMENT SHALL OCCUR WHEN THE FUND IS 39 CLOSED TO ENROLLMENT PURSUANT TO SUBDIVISION (F) OF SECTION TWENTY-NINE 40 HUNDRED NINETY-NINE-I OF THIS TITLE. 41 6-A. AS TO ALL CLAIMS, THE FUND ADMINISTRATOR SHALL: 42 (A) DETERMINE WHICH OF SUCH COSTS ARE MEDICALLY NECESSARY HEALTH CARE 43 COSTS TO BE PAID FROM THE FUND; AND 44 (B) THEREUPON CERTIFY TO THE COMMISSIONER OF TAXATION AND FINANCE 45 THOSE COSTS THAT HAVE BEEN DETERMINED TO BE MEDICALLY NECESSARY HEALTH 46 CARE COSTS TO BE PAID FROM THE FUND. 47 7. THE QUALIFIED PLAINTIFF'S CLAIM FOR THE PAYMENT OF ANY EXISTING 48 MEDICAID LIENS SHALL BE ACCOMPANIED BY EVIDENCE OF ANY SUCH LIENS AND, 49 AS TO SUCH CLAIM, THE FUND ADMINISTRATOR SHALL: 50 (A) CONFIRM THE EXISTENCE AND AMOUNT OF SUCH LIENS; AND 51 (B) ACCEPT AND PROCESS CLAIMS FOR PAYMENT OF SUCH LIENS; AND 52 (C) THEREUPON CERTIFY TO THE COMMISSIONER OF TAXATION AND FINANCE 53 THOSE LIENS THAT HAVE BEEN DETERMINED TO BE EXISTING VALID MEDICAID 54 LIENS TO BE PAID FROM THE FUND. 55 WITH REGARD TO THE QUALIFIED PLAINTIFF'S CLAIM FOR THE PAYMENT OF THE 56 PORTION OF THE FEE OF THE QUALIFIED PLAINTIFF'S ATTORNEY DEEMED TO BE S. 2809--B 150 A. 4009--B 1 ATTRIBUTABLE TO THE EXISTING MEDICAID LIENS, THE FUND ADMINISTRATOR 2 SHALL ACCEPT AND PROCESS CLAIMS FOR PAYMENT OF SUCH FEE, ASSUMING THAT 3 THE EXISTING MEDICAID LIEN IS THE LAST COMPONENT OF THE JUDGMENT OR 4 SETTLEMENT SUM TO BE PAID. 5 8. ANY DISPUTE CONCERNING ANY DETERMINATION BY THE FUND ADMINISTRATOR 6 WITH REGARD TO THAT PORTION OF THE ATTORNEY'S FEE SHALL BE REFERRED TO 7 THE COMMISSIONER. 8 9. PAYMENTS FROM THE FUND SHALL BE MADE BY THE COMMISSIONER OF TAXA- 9 TION AND FINANCE ON THE SAID CERTIFICATE OF THE SUPERINTENDENT OF FINAN- 10 CIAL REGULATION. NO PAYMENT SHALL BE MADE BY THE COMMISSIONER OF TAXA- 11 TION AND FINANCE IN EXCESS OF THE AMOUNT CERTIFIED. PROMPTLY UPON 12 RECEIPT OF THE SAID CERTIFICATE OF THE SUPERINTENDENT OF FINANCIAL REGU- 13 LATION, THE COMMISSIONER OF TAXATION AND FINANCE SHALL PAY (I) THE QUAL- 14 IFIED PLAINTIFF'S HEALTH CARE PROVIDER OR REIMBURSE THE QUALIFIED PLAIN- 15 TIFF THE AMOUNT SO CERTIFIED FOR PAYMENT, (II) THE LIEN AMOUNT OR 16 AMOUNTS SO CERTIFIED FOR PAYMENT, AND (III) THE QUALIFIED PLAINTIFF'S 17 ATTORNEY THE PORTION OF THE FEE SO CERTIFIED FOR PAYMENT. 18 10. PAYMENT FROM THE FUND SHALL NOT GIVE THE FUND ANY RIGHT OF RECOV- 19 ERY AGAINST ANY QUALIFIED PLAINTIFF OR SUCH QUALIFIED PLAINTIFF'S ATTOR- 20 NEY EXCEPT IN THE CASE OF FRAUD OR MISTAKE. 21 11. ALL HEALTH CARE PROVIDERS SHALL ACCEPT FROM QUALIFIED PLAINTIFFS 22 ASSIGNMENTS OF THE RIGHT TO RECEIVE PAYMENTS FROM THE FUND FOR MEDICALLY 23 NECESSARY HEALTH CARE COSTS. 24 12. HEALTH INSURERS (OTHER THAN MEDICARE AND MEDICAID) SHALL BE THE 25 PRIMARY PAYERS OF MEDICALLY NECESSARY HEALTH CARE COSTS OF QUALIFIED 26 PLAINTIFFS. SUCH COSTS SHALL BE PAID FROM THE FUND ONLY TO THE EXTENT 27 THAT HEALTH INSURERS OR OTHER COLLATERAL SOURCES ARE NOT OTHERWISE OBLI- 28 GATED TO MAKE PAYMENTS THEREFOR. HEALTH INSURERS THAT MAKE PAYMENTS FOR 29 MEDICALLY NECESSARY HEALTH CARE COSTS TO OR ON BEHALF OF QUALIFIED 30 PLAINTIFFS SHALL HAVE NO RIGHT OF RECOVERY AGAINST AND SHALL HAVE NO 31 LIEN UPON THE FUND OR ANY PERSON OR ENTITY NOR SHALL THE FUND CONSTITUTE 32 AN ADDITIONAL PAYMENT SOURCE TO OFFSET THE PAYMENTS OTHERWISE CONTRACTU- 33 ALLY REQUIRED TO BE MADE BY SUCH HEALTH INSURERS. 34 13. EXCEPT AS PROVIDED FOR BY THIS TITLE, NO PAYMENT SHALL BE REQUIRED 35 TO BE MADE BY ANY DEFENDANT OR SUCH DEFENDANT'S INSURER FOR MEDICALLY 36 NECESSARY HEALTH CARE COSTS, OR FOR THE EXISTING MEDICAID LIEN AMOUNTS, 37 OR FOR THE PORTION OF THE FEE OF THE QUALIFIED PLAINTIFF'S ATTORNEY 38 DEEMED TO BE ATTRIBUTABLE TO SUCH LIEN AMOUNTS, AND NO JUDGMENT SHALL BE 39 MADE OR ENTERED REQUIRING THAT ANY SUCH PAYMENT BE MADE BY ANY DEFENDANT 40 OR SUCH DEFENDANT'S INSURER. 41 14. THE DETERMINATION OF THE QUALIFIED PLAINTIFF'S ATTORNEY'S FEE 42 SHALL BE BASED UPON THE ENTIRE SUM AWARDED BY THE JURY OR THE COURT OR 43 THE FULL SUM OF THE SETTLEMENT, AS THE CASE MAY BE. THE PORTION OF THE 44 QUALIFIED PLAINTIFF'S ATTORNEY'S FEE DEEMED TO BE ATTRIBUTABLE TO THE 45 EXISTING MEDICAID LIEN SHALL BE PAID IN ACCORDANCE WITH SUBDIVISION 46 SEVEN OF THIS SECTION AND SHALL NOT BE PAID OUT OF THE MEDICAID LIEN 47 AMOUNT. THE PORTION OF THE QUALIFIED PLAINTIFF'S ATTORNEY'S FEE THAT IS 48 ALLOCATED TO ALL OTHER ELEMENTS OF DAMAGES SHALL BE PAID IN A LUMP SUM 49 BY THE DEFENDANTS AND THEIR INSURERS PURSUANT TO SECTION FOUR HUNDRED 50 SEVENTY-FOUR-A OF THE JUDICIARY LAW; PROVIDED HOWEVER THAT THE PORTION 51 OF THE ATTORNEY FEE THAT IS ALLOCATED TO THE NON-FUND ELEMENTS OF 52 DAMAGES SHALL BE DEDUCTED FROM THE NON-FUND PORTION OF THE AWARD IN A 53 PROPORTIONAL MANNER. 54 15. THE COMMISSIONER OF HEALTH AND THE SUPERINTENDENT OF FINANCIAL 55 REGULATION SHALL PROMULGATE, AMEND AND ENFORCE ALL REASONABLE RULES AND 56 REGULATIONS NECESSARY FOR THE PROPER ADMINISTRATION OF THE FUND IN S. 2809--B 151 A. 4009--B 1 ACCORDANCE WITH THE PROVISIONS OF THIS SECTION, INCLUDING, BUT NOT 2 LIMITED TO, THOSE CONCERNING THE PAYMENT OF CLAIMS AND CONCERNING THE 3 ACTUARIAL CALCULATIONS NECESSARY TO DETERMINE, ANNUALLY, THE TOTAL 4 AMOUNT TO BE PAID INTO THE FUND AS PROVIDED HEREIN, AND AS OTHERWISE 5 NEEDED TO IMPLEMENT THIS TITLE. 6 S 52-a. Article 29-D of the public health law is amended by adding a 7 new title 5 to read as follows: 8 TITLE 5 9 NEW YORK STATE HOSPITAL QUALITY INITIATIVE 10 SECTION 2999-M. NEW YORK STATE HOSPITAL QUALITY INITIATIVE. 11 S 2999-M. NEW YORK STATE HOSPITAL QUALITY INITIATIVE. THE NEW YORK 12 STATE HOSPITAL QUALITY INITIATIVE, INCLUDING THE NEW YORK STATE OBSTET- 13 RICAL PATIENT SAFETY WORKGROUP, WILL BE CREATED IN THE DEPARTMENT OF 14 HEALTH TO BE COMPRISED OF MEDICAL, HOSPITAL AND ACADEMIC EXPERTS AND 15 OTHER STAKEHOLDERS CHOSEN BY THE COMMISSIONER. 16 THE NEW YORK STATE QUALITY INITIATIVE WILL OVERSEE THE GENERAL DISSEM- 17 INATION OF INITIATIVES, GUIDANCE, AND BEST PRACTICES TO GENERAL HOSPI- 18 TALS. ACTIVITIES WILL INCLUDE BUT NOT BE LIMITED TO: BUILDING CULTURES 19 OF PATIENT SAFETY AND IMPLEMENTING EVIDENCE BASED CARE IN TARGET AREAS. 20 THE WORKGROUP WILL UNDERTAKE COLLABORATIVE WORK TO IMPROVE OBSTETRICAL 21 CARE OUTCOMES AND QUALITY OF CARE, BASED ON IDENTIFYING AND IMPLEMENTING 22 EVIDENCE BASED PRACTICES, AND CLINICAL PROTOCOLS THAT CAN BE STANDARD- 23 IZED AND ADOPTED BY HOSPITALS INCLUDING BUT NOT LIMITED TO: 24 (A) SURVEYING, REVIEWING AND ANALYZING CURRENT "BEST" PRACTICES 25 EMPLOYED IN OBSTETRICAL CASES, INCLUDING EXPLORING THE USE OF "VIRTUAL 26 GRAND ROUNDS"; 27 (B) UNDERTAKING A REVIEW OF "CLOSED CLAIMS" IN AN EFFORT TO DEVELOP A 28 SET OF "STANDARD BEST PRACTICES" FOR DELIVERIES IN NEW YORK STATE; 29 (C) FORMULATING AND RECOMMENDING TO THE COMMISSIONER BEST PRACTICE 30 STANDARDS AND DESIGNING NEW PROGRAMS FOR IMPLEMENTATION AND IMPROVED 31 OUTCOMES, INCLUDING BUT NOT LIMITED TO, CLINICAL BUNDLES FOR HIGH PRIOR- 32 ITY CONDITIONS, ELECTRONIC FETAL MONITORING TRAINING AND CERTIFICATION, 33 AND TEAM TRAINING; AND 34 (D) ENGAGING THE EXISTING REGIONAL PERINATAL CENTER NETWORK IN 35 DIALOGUES REGARDING THE ABOVE TOPICS AND MAKING RECOMMENDATIONS TO 36 IMPROVE AND/OR UPGRADE ASSISTANCE AND COMMUNICATION TO SMALLER HOSPI- 37 TALS. 38 S 52-b. Subdivision 1 of section 2807-v of the public health law is 39 amended by adding a new paragraph (iii) to read as follows: 40 (III) FUNDS SHALL BE RESERVED AND SET ASIDE AND ACCUMULATED FROM YEAR 41 TO YEAR AND SHALL BE MADE AVAILABLE, INCLUDING INCOME FROM INVESTMENT 42 FUNDS, FOR THE PURPOSE OF SUPPORTING THE NEW YORK STATE MEDICAL INDEM- 43 NITY FUND AS AUTHORIZED PURSUANT TO TITLE FOUR OF ARTICLE TWENTY-NINE-D 44 OF THIS CHAPTER, FOR THE FOLLOWING PERIODS AND IN THE FOLLOWING AMOUNTS, 45 PROVIDED, HOWEVER, THAT THE COMMISSIONER IS AUTHORIZED TO SEEK WAIVER 46 AUTHORITY FROM THE FEDERAL CENTERS FOR MEDICARE AND MEDICAID FOR THE 47 PURPOSE OF SECURING MEDICAID FEDERAL FINANCIAL PARTICIPATION FOR SUCH 48 PROGRAM, IN WHICH CASE THE FUNDING AUTHORIZED PURSUANT TO THIS PARAGRAPH 49 SHALL BE UTILIZED AS THE NON-FEDERAL SHARE FOR SUCH PAYMENTS: 50 ONE HUNDRED MILLION DOLLARS FOR THE PERIOD APRIL FIRST, TWO THOUSAND 51 ELEVEN THROUGH MARCH THIRTY-FIRST, TWO THOUSAND TWELVE. 52 S 52-c. The public health law is amended by adding a new section 53 2807-d-1 to read as follows: 54 S 2807-D-1. HOSPITAL QUALITY CONTRIBUTIONS. 1. NOTWITHSTANDING ANY 55 CONTRARY PROVISION OF LAW AND SUBJECT TO THE RECEIPT OF ALL NECESSARY 56 FEDERAL APPROVALS OR WAIVERS, FOR PERIODS ON AND AFTER JULY FIRST, TWO S. 2809--B 152 A. 4009--B 1 THOUSAND ELEVEN, A QUALITY CONTRIBUTION SHALL BE IMPOSED ON THE INPA- 2 TIENT REVENUE OF EACH GENERAL HOSPITAL EQUAL TO THREE TENTHS OF ONE 3 PERCENT OF SUCH REVENUE, AS DEFINED IN ACCORDANCE WITH PARAGRAPH (A) OF 4 SUBDIVISION THREE OF SECTION TWENTY-EIGHT HUNDRED SEVEN-D OF THIS ARTI- 5 CLE, AND PROVIDED FURTHER, HOWEVER, THAT ON AND AFTER JULY FIRST, TWO 6 THOUSAND ELEVEN, AN ADDITIONAL QUALITY CONTRIBUTION EQUAL TO FOUR 7 PERCENT OF SUCH INPATIENT REVENUE SHALL BE IMPOSED WITH REGARD TO ALL 8 SUCH INPATIENT REVENUE THAT IS RECEIVED FOR THE PROVISION OF INPATIENT 9 OBSTETRICAL PATIENT CARE SERVICES, PROVIDED, HOWEVER, THAT SUCH ADDI- 10 TIONAL QUALITY CONTRIBUTION IS SUBJECT TO RECEIPT OF ALL NECESSARY 11 FEDERAL APPROVALS OR WAIVERS, AS DETERMINED AS NECESSARY BY THE COMMIS- 12 SIONER, AND PROVIDED FURTHER, HOWEVER, THAT IN THE EVENT THE COMMISSION- 13 ER, IN CONSULTATION WITH THE DIRECTOR OF THE BUDGET, DETERMINES THAT 14 SUCH QUALITY CONTRIBUTION AND SUCH ADDITIONAL QUALITY CONTRIBUTION SHALL 15 RAISE LESS THAN OR MORE THAN THE TOTAL QUALITY COLLECTION AMOUNT SET 16 FORTH IN SUBDIVISION TWO OF THIS SECTION, THEN IN THAT EVENT THE COMMIS- 17 SIONER, IN CONSULTATION WITH THE DIRECTOR OF THE BUDGET, MAY PROMULGATE 18 REGULATIONS, AND MAY PROMULGATE EMERGENCY REGULATIONS, INCREASING OR 19 DECREASING SUCH QUALITY CONTRIBUTIONS BY AMOUNTS SUFFICIENT TO ENSURE 20 THE COLLECTION OF SUCH ANNUAL QUALITY CONTRIBUTION AMOUNT AND TO ENSURE 21 THAT FIFTY-FIVE PERCENT OF SUCH AGGREGATE AMOUNT IS RAISED BY SUCH QUAL- 22 ITY CONTRIBUTION AND FORTY-FIVE PERCENT IS RAISED BY SUCH ADDITIONAL 23 QUALITY CONTRIBUTION. 24 2. THE ANNUAL QUALITY CONTRIBUTION AMOUNT REFERENCED IN SUBDIVISION 25 ONE OF THIS SECTION SHALL BE ONE HUNDRED SEVENTY MILLION DOLLARS FOR THE 26 STATE FISCAL YEAR BEGINNING APRIL FIRST, TWO THOUSAND ELEVEN, AND FOR 27 EACH SUBSEQUENT STATE FISCAL YEAR THEREAFTER IT SHALL BE THE AMOUNT OF 28 THE PRECEDING YEAR AS INCREASED BY THE TEN YEAR ROLLING AVERAGE OF THE 29 MEDICAL COMPONENT OF THE CONSUMER PRICE INDEX AS PUBLISHED BY THE UNITED 30 STATES DEPARTMENT OF LABOR, BUREAU OF LABOR STATISTICS, FOR THE PRECED- 31 ING TEN YEARS. 32 3. THE QUALITY CONTRIBUTIONS DESCRIBED IN THIS SECTION SHALL BE ADMIN- 33 ISTERED IN ACCORDANCE WITH AND SUBJECT TO THE PROVISIONS OF SUBDIVISIONS 34 FOUR, FIVE, SIX, SEVEN, EIGHT AND TWELVE OF SECTION TWENTY-EIGHT HUNDRED 35 SEVEN-D OF THIS ARTICLE, PROVIDED, HOWEVER, THAT SUCH QUALITY CONTRIB- 36 UTIONS SHALL BE DEPOSITED IN THE HCRA RESOURCES FUND AS ESTABLISHED 37 PURSUANT TO SECTION NINETY-TWO-DD OF THE STATE FINANCE LAW; AND PROVIDED 38 FURTHER, HOWEVER, THAT SUCH CONTRIBUTIONS SHALL NOT BE AN ALLOWABLE COST 39 IN THE DETERMINATION OF REIMBURSEMENT RATES OF PAYMENT COMPUTED PURSUANT 40 TO THIS ARTICLE. 41 4. THE COLLECTION OF THE QUALITY CONTRIBUTIONS DESCRIBED IN THIS 42 SECTION SHALL BE SUSPENDED AND THE AMOUNTS ALREADY PAID FOR THAT FISCAL 43 YEAR SHALL BE REFUNDED PROPORTIONATELY TO EACH CONTRIBUTOR IF A TWO 44 HUNDRED FIFTY THOUSAND DOLLAR LIMITATION FOR NON-ECONOMIC DAMAGES PURSU- 45 ANT TO ARTICLE FIFTY-C OF THE CIVIL PRACTICE LAW AND RULES IS NOT IN 46 PLACE. 47 S 52-d. Section 3012-a of the civil practice law and rules, as amended 48 by chapter 507 of the laws of 1987, is amended to read as follows: 49 S 3012-a. Certificate of merit in medical, dental and podiatric malp- 50 ractice actions. (a) In any action for medical, dental or podiatric 51 malpractice, the complaint shall be accompanied by a certificate, 52 executed by the attorney for the plaintiff, declaring that: 53 (1) the attorney has reviewed the facts of the case and has consulted 54 AS TO EACH NAMED DEFENDANT, with at least one physician in medical malp- 55 ractice actions, at least one dentist in dental malpractice actions or 56 at least one podiatrist in podiatric malpractice actions who is licensed S. 2809--B 153 A. 4009--B 1 to practice in this state or any other state, WHO IS CURRENTLY IN ACTIVE 2 PRACTICE IN THE SAME SPECIALTY AS THE DEFENDANT, and who the attorney 3 reasonably believes is knowledgeable in the relevant issues involved in 4 the particular action, and that the attorney has concluded on the basis 5 of such review and consultation that there is a reasonable basis for the 6 commencement of such action AGAINST EACH DEFENDANT NAMED IN THE 7 COMPLAINT; or 8 (2) the attorney was unable to obtain the consultation required by 9 paragraph one of this subdivision because a limitation of time, estab- 10 lished by article two of this chapter, would bar the action and that the 11 certificate required by paragraph one of this subdivision could not 12 reasonably be obtained before such time expired. If a certificate is 13 executed pursuant to this subdivision, the certificate required by this 14 section shall be filed within ninety days after service of the 15 complaint[; or 16 (3) the attorney was unable to obtain the consultation required by 17 paragraph one of this subdivision because the attorney had made three 18 separate good faith attempts with three separate physicians, dentists or 19 podiatrists, in accordance with the provisions of paragraph one of this 20 subdivision to obtain such consultation and none of those contacted 21 would agree to such a consultation]. 22 (b) Where a certificate is required pursuant to this section, a single 23 certificate shall be filed for each DEFENDANT NAMED IN THE action[, even 24 if more than one defendant has been named in the complaint or is] AND 25 FOR EACH DEFENDANT WHO IS subsequently named. 26 (c) Where the attorney intends to rely solely on the doctrine of "res 27 ipsa loquitur", this section shall be inapplicable. In such cases, the 28 complaint shall be accompanied by a certificate, executed by the attor- 29 ney, declaring that the attorney is solely relying on such doctrine and, 30 for that reason, is not filing a certificate required by this section. 31 (d) If a request by the plaintiff for the records of the plaintiff's 32 medical or dental treatment by the defendants has been made and such 33 records have not been produced, the plaintiff shall not be required to 34 serve the certificate required by this section until ninety days after 35 such records have been produced. 36 (e) For purposes of this section, and subject to the provisions of 37 section thirty-one hundred one of this chapter, an attorney who submits 38 a certificate as required by paragraph one or two of subdivision (a) of 39 this section and the physician, dentist or podiatrist with whom the 40 attorney consulted shall not be required to disclose the identity of the 41 physician, dentist or podiatrist consulted and the contents of such 42 consultation; provided, however, that when the attorney makes a claim 43 under paragraph three of subdivision (a) of this section that he was 44 unable to obtain the required consultation with the physician, dentist 45 or podiatrist, the court may, upon the request of a defendant made prior 46 to compliance by the plaintiff with the provisions of section thirty-one 47 hundred of this chapter, require the attorney to divulge to the court 48 the names of physicians, dentists or podiatrists refusing such consulta- 49 tion. 50 (f) The provisions of this section shall not be applicable to a plain- 51 tiff who is not represented by an attorney. 52 (g) The plaintiff may, in lieu of serving the certificate required by 53 this section, provide the defendant or defendants with the information 54 required by paragraph one of subdivision (d) of section thirty-one 55 hundred one of this chapter within the period of time prescribed by this 56 section. S. 2809--B 154 A. 4009--B 1 S 52-e. Subparagraphs (i) and (ii) of paragraph 1 of subdivision (d) 2 of section 3101 of the civil practice law and rules, subparagraph (i) as 3 amended by chapter 184 of the laws of 1988, and subparagraph (ii) as 4 amended by chapter 165 of the laws of 1991, are amended to read as 5 follows: 6 (i) Upon request, each party shall identify each person whom the party 7 expects to call as an expert witness at trial and shall disclose in 8 reasonable detail the subject matter on which each expert is expected to 9 testify, the substance of the facts and opinions on which each expert is 10 expected to testify, the qualifications of each expert witness and a 11 summary of the grounds for each expert's opinion. However, where a party 12 for good cause shown retains an expert an insufficient period of time 13 before the commencement of trial to give appropriate notice thereof, the 14 party shall not thereupon be precluded from introducing the expert's 15 testimony at the trial solely on grounds of noncompliance with this 16 paragraph. In that instance, upon motion of any party, made before or at 17 trial, or on its own initiative, the court may make whatever order may 18 be just. [In an action for medical, dental or podiatric malpractice, a 19 party, in responding to a request, may omit the names of medical, dental 20 or podiatric experts but shall be required to disclose all other infor- 21 mation concerning such experts otherwise required by this paragraph.] 22 (ii) In an action for medical, dental or podiatric malpractice, [any 23 party may, by written offer made to and served upon all other parties 24 and filed with the court, offer to disclose the name of, and to make 25 available for examination upon oral deposition, any person the party 26 making the offer expects to call as an expert witness at trial. Within 27 twenty days of service of the offer, a party shall accept or reject the 28 offer by serving a written reply upon all parties and filing a copy 29 thereof with the court. Failure to serve a reply within twenty days of 30 service of the offer shall be deemed a rejection of the offer. If all 31 parties accept the offer, each party shall be required to produce his or 32 her expert witness for examination upon oral deposition upon receipt of 33 a notice to take oral deposition in accordance with rule thirty-one 34 hundred seven of this chapter. If any party, having made or accepted the 35 offer, fails to make that party's expert available for oral deposition, 36 that party shall be precluded from offering expert testimony at the 37 trial of the action] A PARTY SHALL BE REQUIRED TO PRODUCE EACH PERSON SO 38 IDENTIFIED BY SUCH PARTY AS AN EXPERT WITNESS FOR EXAMINATION UPON ORAL 39 DEPOSITION UPON RECEIPT OF A NOTICE TO TAKE ORAL DEPOSITION AFTER SUCH 40 TIME AS THE PRODUCING PARTY COMPLIES WITH SUBPARAGRAPH (I) OF THIS PARA- 41 GRAPH. 42 S 52-f. The civil practice law and rules is amended by adding a new 43 rule 3409 to read as follows: 44 RULE 3409. SETTLEMENT CONFERENCE IN DENTAL, PODIATRIC AND MEDICAL 45 MALPRACTICE ACTIONS. IN EVERY DENTAL, PODIATRIC OR MEDICAL MALPRACTICE 46 ACTION, THE COURT SHALL HOLD A MANDATORY SETTLEMENT CONFERENCE WITHIN 47 FORTY-FIVE DAYS AFTER THE FILING OF THE NOTE OF ISSUE AND CERTIFICATE OF 48 READINESS OR, IF A PARTY MOVES TO VACATE THE NOTE OF ISSUE AND CERTIF- 49 ICATE OF READINESS, WITHIN FORTY-FIVE DAYS AFTER THE DENIAL OF SUCH 50 MOTION. WHERE PARTIES ARE REPRESENTED BY COUNSEL, ONLY ATTORNEYS FULLY 51 FAMILIAR WITH THE ACTION AND AUTHORIZED TO DISPOSE OF THE CASE, OR 52 ACCOMPANIED BY A PERSON EMPOWERED TO ACT ON BEHALF OF THE PARTY REPRES- 53 ENTED, WILL BE PERMITTED TO APPEAR AT THE CONFERENCE. WHERE APPROPRIATE, 54 THE COURT MAY ORDER PARTIES, REPRESENTATIVES OF PARTIES, REPRESENTATIVES 55 OF INSURANCE CARRIERS OR PERSONS HAVING AN INTEREST IN ANY SETTLEMENT TO 56 ALSO ATTEND IN PERSON OR TELEPHONICALLY AT THE SETTLEMENT CONFERENCE. S. 2809--B 155 A. 4009--B 1 THE CHIEF ADMINISTRATIVE JUDGE SHALL BY RULE ADOPT PROCEDURES TO IMPLE- 2 MENT SUCH SETTLEMENT CONFERENCE. 3 S 52-g. Intentionally omitted. 4 S 52-h. Subdivision 2 of section 2805-m of the public health law, as 5 amended by chapter 808 of the laws of 1987, is amended to read as 6 follows: 7 2. Notwithstanding any other provisions of law, none of the records, 8 documentation or committee actions or records required pursuant to 9 sections twenty-eight hundred five-j and twenty-eight hundred five-k of 10 this article, the reports required pursuant to section twenty-eight 11 hundred five-l of this article nor any incident reporting requirements 12 imposed upon diagnostic and treatment centers pursuant to the provisions 13 of this chapter shall be subject to disclosure under article six of the 14 public officers law or article thirty-one of the civil practice law and 15 rules, except [as hereinafter provided or] as provided by any other 16 provision of law. No person in attendance at a meeting of any such 17 committee shall be required to testify as to what transpired thereat. 18 [The prohibition relating to discovery of testimony shall not apply to 19 the statements made by any person in attendance at such a meeting who is 20 a party to an action or proceeding the subject matter of which was 21 reviewed at such meeting.] 22 S 52-i. The civil practice law and rules is amended by adding a new 23 article 50-C to read as follows: 24 ARTICLE 50-C 25 DAMAGE AWARDS 26 SECTION 5051. DEFINITION. 27 5052. DAMAGE AWARDS. 28 S 5051. DEFINITION. AS USED IN THIS ARTICLE, "NONECONOMIC DAMAGES" 29 MEANS NONPECUNIARY DAMAGES ARISING FROM PAIN AND SUFFERING, LOSS OF 30 SERVICES, LOSS OF CONSORTIUM, OR OTHER NONPECUNIARY DAMAGES. 31 S 5052. DAMAGE AWARDS. IN ANY MEDICAL, DENTAL, OR PODIATRIC MALPRAC- 32 TICE ACTION, THE PREVAILING PLAINTIFF MAY BE AWARDED: 33 (A) ECONOMIC AND PECUNIARY DAMAGES; AND 34 (B) NONECONOMIC DAMAGES SUFFERED BY THE INJURED PLAINTIFF, NOT TO 35 EXCEED TWO HUNDRED FIFTY THOUSAND DOLLARS, PROVIDED, HOWEVER, THAT SUCH 36 LIMITATION SHALL BE ADJUSTED IN ACCORDANCE WITH THE CONSUMER PRICE INDEX 37 FOR ALL URBAN CONSUMERS (CPI-U), AS PUBLISHED ANNUALLY BY THE UNITED 38 STATES DEPARTMENT OF LABOR, BUREAU OF LABOR STATISTICS. 39 S 52-j. Subdivision (c) of section 5031 of the civil practice law and 40 rules is REPEALED and subdivisions (d), (e), (f), (g) and (h) are relet- 41 tered subdivisions (c), (d), (e), (f) and (g). 42 S 52-k. Subdivisions (c), (d), (e) and (f) of section 5031 of the 43 civil practice law and rules, as added by chapter 86 of the laws of 2003 44 and as relettered by section fifty-two-j of this act, are amended to 45 read as follows: 46 (c) The findings of future economic and pecuniary damages except in 47 wrongful death actions AND IN ACTIONS SUBJECT TO TITLE 4 OF ARTICLE 29-D 48 OF THE PUBLIC HEALTH LAW, shall be used to determine a stream of 49 payments for each such item of damages by applying (i) the growth rate, 50 to the (ii) annual amount in current dollars, for the (iii) period of 51 years, all of such items as determined by the finder of fact for each 52 such item of damages. The court shall determine the present value of the 53 stream of payments for each such item of damages by applying a discount 54 rate to the stream of payments. After determining the present value of 55 the stream of payments for future economic and pecuniary damages, thir- 56 ty-five percent of that present value shall be paid in a lump sum, and S. 2809--B 156 A. 4009--B 1 the stream of payments for future economic and pecuniary damages shall 2 be adjusted accordingly by proportionately reducing each item of the 3 remaining stream of payments for future economic and pecuniary damages 4 and paying those amounts over time in the form of an annuity in accord- 5 ance with the provisions set forth in subdivision [(g)] (F) of this 6 section, subject to the adjustments and deductions specified in subdivi- 7 sion [(f)](E) of this section. 8 (d) The discount rate to be used in determining the present value of 9 all streams of payments for periods of up to twenty years shall be the 10 rate in effect for the ten-year United States Treasury Bond on the date 11 of the verdict. As to any streams of payments for which the period of 12 years exceeds twenty years, the discount rate to be used in determining 13 the present value shall be calculated by averaging, on an annual basis, 14 the rate in effect for the ten-year United States Treasury Bond on the 15 date of the verdict for the first twenty years and two percentage points 16 above the rate in effect for the ten-year United States Treasury Bond on 17 the date of the verdict for the years after twenty years. 18 (e) After making the applicable calculations set forth above: 19 (1) The court shall apply any set-offs for comparative negligence and 20 settlements by deducting them proportionately from each item of the 21 damages awards, including the lump sum payments specified in subdivi- 22 sions (b)[, (c),] and [(d)] (C) of this section, and the present value 23 of the streams of payments specified in [such subdivisions] SUBDIVISION 24 (c) [and (d)]. After such deductions, the streams of payments specified 25 in [such subdivisions] SUBDIVISION (c) [and (d)] and their present value 26 shall be adjusted accordingly. 27 (2) The court shall then deduct the litigation expenses of the 28 plaintiff's attorney proportionately from each remaining item of the 29 damages awards, including the remaining lump sum payments specified in 30 such subdivisions (b)[, (c),] and [(d)] (C), and the present value of 31 the remaining streams of payments specified in [such subdivisions] 32 SUBDIVISION (c) [and (d)], and such expenses shall be paid in a lump 33 sum. After said deductions, the streams of payments specified in [such 34 subdivisions] SUBDIVISION (c) [and (d)] and their present value shall be 35 adjusted accordingly. 36 (3) The court shall then determine the attorney's fees based upon the 37 remaining damages awards, including the remaining lump sum payments 38 specified in such subdivisions (b)[, (c),] and [(d)] (C), and the pres- 39 ent value of the remaining streams of payments specified in [such subdi- 40 visions] SUBDIVISION (c) [and (d)]. The attorney's fees shall be 41 deducted proportionately from each item of the remaining damages awards, 42 including the remaining lump sum payments specified in such subdivisions 43 (B) AND (c)[, and (d),] and the present value of the remaining streams 44 of payments specified in [such subdivisions] SUBDIVISION (c) [and (d)], 45 and such fees shall be paid in a lump sum. After said deductions, the 46 stream of payments specified in [such subdivisions] SUBDIVISION (c) [and 47 (d)] and their present value shall be adjusted accordingly. 48 (4) Any liens which are not the subject of a separate award by the 49 finder of fact shall then be deducted proportionately from each item of 50 the remaining damages awards, including the remaining lump sum payments 51 specified in such subdivisions (b)[, (c),] and [(d)] (C), and the pres- 52 ent value of the remaining streams of payments specified in [such subdi- 53 visions] SUBDIVISION (c) [and (d)], and such liens shall be paid in a 54 lump sum. After said deductions, the stream of payments specified in 55 [such subdivisions] SUBDIVISION (c) [and (d)] and their present value 56 shall be adjusted accordingly. S. 2809--B 157 A. 4009--B 1 (f) The defendants and their insurance carriers shall be required to 2 offer and to guarantee the purchase and payment of an annuity contract 3 to make annual payments in equal monthly installments of the remaining 4 streams of payments specified in [such subdivisions] SUBDIVISION (c) 5 [and (d)], after making the deductions and adjustments prescribed in 6 subdivision [(f)] (E) of this section. The annuity contract shall 7 provide that the payments shall run from the date of the verdict (unless 8 some other date is specified in the verdict) for the period of years 9 determined by the finder of fact (except the stream of payments for 10 future pain and suffering, which shall not exceed eight years) or the 11 life of the plaintiff, whichever is shorter, except that: 12 (1) awards for lost earnings shall be paid for the full term of the 13 award determined by the finder of fact; and 14 (2) awards for any item of economic or pecuniary damages as to which 15 the finder of fact found that the loss or item of damage is permanent, 16 the payments for that item shall continue to run for the entire life of 17 the plaintiff, increasing each year beyond the period of years deter- 18 mined by the finder of fact at the same growth rate as determined by the 19 finder of fact. 20 S 52-l. Section 5034 of the civil practice law and rules, as amended 21 by chapter 446 of the laws of 1999, is amended to read as follows: 22 S 5034. Failure to make payment. If at any time following entry of 23 judgment, a judgment debtor fails for any reason to make a payment in a 24 timely fashion according to the terms of this article, the judgment 25 creditor may petition the court which rendered the original judgment for 26 an order requiring payment by the judgment debtor of the outstanding 27 payments in a lump sum. In calculating the amount of the lump sum judg- 28 ment, the court shall total the remaining periodic payments due and 29 owing to the judgment creditor, as calculated pursuant to subdivision 30 [(e)] (D) of section five thousand thirty-one of this article, and shall 31 not convert these amounts to their present value. The court may also 32 require the payment of interest on the outstanding judgment. 33 S 52-m. The creation and continuation of the New York State Medical 34 Indemnity Fund established pursuant to title 4 of article 29-D of the 35 public health law, as added by section fifty-two of this act, is contin- 36 gent upon the application of a two hundred fifty thousand dollar limita- 37 tion for non-economic damages, defined in article 50-C of the civil 38 practice law and rules, as added by section fifty-two of this act; 39 provided, however, that payments pursuant to section 2999-j of the 40 public health law, as added by section fifty-two of this act shall 41 continue to be made as set forth in such section with respect to any 42 qualified plaintiff enrolled in such fund prior to any suspension of 43 such limitation for non-economic damages. 44 S 53. Subdivision 6 of section 369 of the social services law, as 45 added by chapter 170 of the laws of 1994, is amended to read as follows: 46 6. For purposes of this section, [the term] AN INDIVIDUAL'S "estate" 47 [means] INCLUDES all OF THE INDIVIDUAL'S real and personal property and 48 other assets [included within the individual's estate and] passing under 49 the terms of a valid will or by intestacy. AN INDIVIDUAL'S ESTATE ALSO 50 INCLUDES ANY OTHER PROPERTY IN WHICH THE INDIVIDUAL HAS ANY LEGAL TITLE 51 OR INTEREST AT THE TIME OF DEATH, INCLUDING JOINTLY HELD PROPERTY, 52 RETAINED LIFE ESTATES, AND INTERESTS IN TRUSTS, TO THE EXTENT OF SUCH 53 INTERESTS; PROVIDED, HOWEVER, THAT A CLAIM AGAINST A RECIPIENT OF SUCH 54 PROPERTY BY DISTRIBUTION OR SURVIVAL SHALL BE LIMITED TO THE VALUE OF 55 THE PROPERTY RECEIVED OR THE AMOUNT OF MEDICAL ASSISTANCE BENEFITS 56 OTHERWISE RECOVERABLE PURSUANT TO THIS SECTION, WHICHEVER IS LESS. S. 2809--B 158 A. 4009--B 1 S 54. Subparagraph 12 of paragraph (a) of subdivision 1 of section 2 366 of the social services law, as amended by section 42-a of part C of 3 chapter 58 of the laws of 2008, is amended to read as follows: 4 (12) is a disabled person at least sixteen years of age, but under the 5 age of sixty-five, who: would be eligible for benefits under the supple- 6 mental security income program but for earnings in excess of the allow- 7 able limit; has net available income that does not exceed two hundred 8 fifty percent of the applicable federal income official poverty line, as 9 defined and updated by the United States department of health and human 10 services, for a one-person or two-person household, as defined by the 11 commissioner in regulation; has household resources, as defined in para- 12 graph (e) of subdivision two of section three hundred sixty-six-c of 13 this title, OTHER THAN RETIREMENT ACCOUNTS, that do not exceed [the 14 amount described in subparagraph four of paragraph (a) of subdivision 15 two of this section] TWENTY THOUSAND DOLLARS for a one-person HOUSEHOLD 16 or THIRTY THOUSAND DOLLARS FOR A two-person household, as defined by the 17 commissioner in regulation; and contributes to the cost of medical 18 assistance provided pursuant to this subparagraph in accordance with 19 subdivision twelve of section three hundred sixty-seven-a of this title; 20 for purposes of this subparagraph, disabled means having a medically 21 determinable impairment of sufficient severity and duration to qualify 22 for benefits under section 1902(a)(10)(A)(ii)(xv) of the social security 23 act; or 24 S 55. The mental hygiene law is amended by adding a new section 31.08 25 to read as follows: 26 S 31.08 COMPLIANCE WITH OPERATIONAL STANDARDS BY HOSPITALS. 27 (A) NOTWITHSTANDING THE PROVISIONS OF SECTION 31.07 OF THIS ARTICLE, A 28 HOSPITAL AS DEFINED IN SECTION 1.03 OF THIS CHAPTER, WHICH IS A WARD, 29 WING, UNIT, OR OTHER PART OF A HOSPITAL, AS DEFINED IN ARTICLE 30 TWENTY-EIGHT OF THE PUBLIC HEALTH LAW, WHICH PROVIDES SERVICES FOR 31 PERSONS WITH MENTAL ILLNESS PURSUANT TO AN OPERATING CERTIFICATE ISSUED 32 BY THE COMMISSIONER OF MENTAL HEALTH, MAY BE DEEMED TO BE IN COMPLIANCE 33 WITH APPLICABLE PROVISIONS OF THIS CHAPTER AND OTHER APPLICABLE LAWS, 34 RULES AND REGULATIONS, PROVIDED THAT SUCH HOSPITAL HAS BEEN ACCREDITED 35 BY THE JOINT COMMISSION, OR ANY OTHER HOSPITAL ACCREDITING ORGANIZATION 36 TO WHICH THE CENTERS FOR MEDICARE AND MEDICAID SERVICES HAS GRANTED 37 DEEMING STATUS, AND WHICH THE COMMISSIONER OF MENTAL HEALTH SHALL HAVE 38 DETERMINED HAS ACCREDITING STANDARDS SUFFICIENT TO ASSURE THE COMMIS- 39 SIONER THAT HOSPITALS SO ACCREDITED ARE IN COMPLIANCE WITH SUCH 40 PROVISIONS OF LAW, RULES AND REGULATIONS. THE COMMISSIONER MAY EXEMPT 41 ANY SUCH HOSPITAL FROM THE ANNUAL INSPECTION AND VISITATION REQUIREMENTS 42 ESTABLISHED IN SECTION 31.07 OF THIS ARTICLE, PROVIDED THAT: 43 1. SUCH HOSPITAL HAS A HISTORY OF COMPLIANCE WITH SUCH PROVISIONS OF 44 LAW, RULES AND REGULATIONS AND A RECORD OF PROVIDING GOOD QUALITY CARE, 45 AS DETERMINED BY THE COMMISSIONER; 46 2. A COPY OF THE SURVEY REPORT AND THE CERTIFICATE OF ACCREDITATION OF 47 THE JOINT COMMISSION OR OTHER APPROVED ACCREDITING ORGANIZATION IS 48 SUBMITTED BY THE ACCREDITING BODY OR THE HOSPITAL TO THE COMMISSIONER, 49 WITHIN SEVEN DAYS OF ISSUANCE TO THE HOSPITAL; 50 3. THE JOINT COMMISSION OR OTHER ACCREDITING ORGANIZATION HAS AGREED 51 TO AND DOES EVALUATE, AS PART OF ITS ACCREDITATION SURVEY, ANY MINIMAL 52 OPERATIONAL STANDARDS ESTABLISHED BY THE COMMISSIONER WHICH ARE IN ADDI- 53 TION TO THE MINIMAL OPERATIONAL STANDARDS OF ACCREDITATION OF THE JOINT 54 COMMISSION OR OTHER ACCREDITING ORGANIZATION; AND 55 4. THERE ARE NO CONSTRAINTS PLACED UPON ACCESS BY THE COMMISSIONER TO 56 THE JOINT COMMISSION OR OTHER APPROVED ACCREDITING ORGANIZATION SURVEY S. 2809--B 159 A. 4009--B 1 REPORTS, PLANS OF CORRECTION, INTERIM SELF-EVALUATION REPORTS, NOTICES 2 OF NONCOMPLIANCE, PROGRESS REPORTS ON CORRECTION OF AREAS OF NONCOMPLI- 3 ANCE, OR ANY OTHER RELATED REPORTS, INFORMATION, COMMUNICATIONS OR MATE- 4 RIALS REGARDING SUCH HOSPITAL. 5 (B) ANY HOSPITAL GOVERNED BY THE PROVISIONS OF SUBDIVISION (A) OF THIS 6 SECTION SHALL AT ALL TIMES BE SUBJECT TO INSPECTION OR VISITATION BY THE 7 COMMISSIONER TO DETERMINE COMPLIANCE WITH APPLICABLE LAW, REGULATIONS, 8 STANDARDS OR CONDITIONS AS DEEMED NECESSARY BY THE COMMISSIONER. ANY 9 SUCH HOSPITAL SHALL BE SUBJECT TO THE FULL RANGE OF LICENSING ENFORCE- 10 MENT AUTHORITY OF THE COMMISSIONER. 11 (C) ANY HOSPITAL GOVERNED BY THE PROVISIONS OF SUBDIVISION (A) OF THIS 12 SECTION SHALL NOTIFY THE COMMISSIONER IMMEDIATELY UPON RECEIPT OF NOTICE 13 BY THE JOINT COMMISSION OR OTHER APPROVED ACCREDITING ORGANIZATION, OR 14 ANY COMMUNICATION THE HOSPITAL MAY RECEIVE THAT SUCH ORGANIZATION WILL 15 BE RECOMMENDING THAT SUCH HOSPITAL NOT BE ACCREDITED, NOT HAVE ITS 16 ACCREDITATION RENEWED, OR HAVE ITS ACCREDITATION TERMINATED, OR UPON 17 RECEIPT OF NOTICE OR OTHER COMMUNICATION FROM THE CENTERS FOR MEDICARE 18 AND MEDICAID SERVICES REGARDING A DETERMINATION THAT THE HOSPITAL WILL 19 BE TERMINATED FROM PARTICIPATION IN THE MEDICARE PROGRAM BECAUSE IT IS 20 NOT IN COMPLIANCE WITH ONE OR MORE CONDITIONS OF PARTICIPATION IN SUCH 21 PROGRAM, OR HAS DEFICIENCIES THAT EITHER INDIVIDUALLY OR IN COMBINATION 22 JEOPARDIZE THE HEALTH AND SAFETY OF PATIENTS OR ARE OF SUCH CHARACTER AS 23 TO SERIOUSLY LIMIT THE PROVIDER'S CAPACITY TO RENDER ADEQUATE CARE. 24 S 56. The mental hygiene law is amended by adding a new section 32.14 25 to read as follows: 26 S 32.14 COMPLIANCE WITH OPERATIONAL STANDARDS BY PROVIDERS OF SERVICES 27 IN HOSPITALS. 28 (A) NOTWITHSTANDING THE PROVISIONS OF SECTION 32.13 OF THIS ARTICLE, A 29 PROVIDER OF SERVICES AS DEFINED IN SECTION 1.03 OF THIS CHAPTER THAT 30 OCCUPIES A WARD, WING, UNIT, OR OTHER PART OF A HOSPITAL, AS DEFINED IN 31 ARTICLE TWENTY-EIGHT OF THE PUBLIC HEALTH LAW, WHICH PROVIDES SERVICES 32 FOR PERSONS WITH MENTAL DISABILITIES PURSUANT TO AN OPERATING CERTIF- 33 ICATE ISSUED BY THE COMMISSIONER, MAY BE DEEMED TO BE IN COMPLIANCE WITH 34 APPLICABLE PROVISIONS OF THIS CHAPTER AND OTHER APPLICABLE LAWS, RULES 35 AND REGULATIONS IN REGARD TO SERVICES PROVIDED AT SUCH WARD, WING, UNIT 36 OR OTHER PART OF A HOSPITAL, PROVIDED THAT SUCH HOSPITAL HAS BEEN 37 ACCREDITED BY THE JOINT COMMISSION, OR ANY OTHER ACCREDITING ORGANIZA- 38 TION TO WHICH THE CENTERS FOR MEDICARE AND MEDICAID SERVICES HAS GRANTED 39 DEEMING STATUS, AND WHICH THE COMMISSIONER SHALL HAVE DETERMINED HAS 40 ACCREDITING STANDARDS SUFFICIENT TO ASSURE THE COMMISSIONER THAT PROVID- 41 ERS OF SERVICES OCCUPYING A WARD, WING, UNIT OR OTHER PART OF SUCH 42 HOSPITAL SO ACCREDITED ARE IN COMPLIANCE WITH SUCH PROVISIONS OF LAW, 43 RULES AND REGULATIONS IN REGARD TO SERVICES PROVIDED AT SUCH WARD, WING, 44 UNIT OR OTHER PART OF A HOSPITAL. THE COMMISSIONER MAY EXEMPT ANY SUCH 45 PROVIDER OF SERVICES, IN REGARD TO SERVICES PROVIDED AT SUCH WARD, WING, 46 UNIT OR OTHER PART OF A HOSPITAL, FROM THE ANNUAL INSPECTION AND VISITA- 47 TION REQUIREMENTS ESTABLISHED IN SECTION 32.13 OF THIS ARTICLE, PROVIDED 48 THAT: 49 1. SUCH PROVIDER OF SERVICES HAS A HISTORY OF COMPLIANCE WITH SUCH 50 PROVISIONS OF LAW, RULES AND REGULATIONS AND A RECORD OF PROVIDING GOOD 51 QUALITY CARE, AS DETERMINED BY THE COMMISSIONER; 52 2. A COPY OF THE SURVEY REPORT AND THE CERTIFICATE OF ACCREDITATION OF 53 THE JOINT COMMISSION OR OTHER APPROVED ACCREDITING ORGANIZATION IS 54 SUBMITTED BY THE ACCREDITING BODY OR THE PROVIDER OF SERVICES TO THE 55 COMMISSIONER, WITHIN SEVEN DAYS OF ISSUANCE TO SUCH PROVIDER OF 56 SERVICES; S. 2809--B 160 A. 4009--B 1 3. THE JOINT COMMISSION OR OTHER APPROVED ACCREDITING ORGANIZATION HAS 2 AGREED TO AND DOES EVALUATE, AS PART OF ITS ACCREDITATION SURVEY, ANY 3 MINIMAL OPERATIONAL STANDARDS ESTABLISHED BY THE COMMISSIONER WHICH ARE 4 IN ADDITION TO THE MINIMAL OPERATIONAL STANDARDS OF ACCREDITATION OF THE 5 JOINT COMMISSION OR OTHER ACCREDITING ORGANIZATION; AND 6 4. THERE ARE NO CONSTRAINTS PLACED UPON ACCESS BY THE COMMISSIONER TO 7 THE JOINT COMMISSION OR OTHER APPROVED ACCREDITING ORGANIZATION SURVEY 8 REPORTS, PLANS OF CORRECTION, INTERIM SELF-EVALUATION REPORTS, NOTICES 9 OF NONCOMPLIANCE, PROGRESS REPORTS ON CORRECTION OF AREAS OF NONCOMPLI- 10 ANCE, OR ANY OTHER RELATED REPORTS, INFORMATION, COMMUNICATIONS OR MATE- 11 RIALS REGARDING SUCH PROVIDER OF SERVICES. 12 (B) ANY PROVIDER OF SERVICES GOVERNED BY THE PROVISIONS OF SUBDIVISION 13 (A) OF THIS SECTION SHALL AT ALL TIMES BE SUBJECT TO INSPECTION OR VISI- 14 TATION BY THE COMMISSIONER TO DETERMINE COMPLIANCE WITH APPLICABLE LAW, 15 REGULATIONS, STANDARDS OR CONDITIONS AS DEEMED NECESSARY BY THE COMMIS- 16 SIONER. ANY SUCH PROVIDER OF SERVICES SHALL BE SUBJECT TO THE FULL RANGE 17 OF CERTIFICATION ENFORCEMENT AUTHORITY OF THE COMMISSIONER. 18 (C) ANY PROVIDER OF SERVICES GOVERNED BY THE PROVISIONS OF SUBDIVISION 19 (A) OF THIS SECTION SHALL NOTIFY THE COMMISSIONER IMMEDIATELY UPON 20 RECEIPT OF NOTICE BY THE JOINT COMMISSION OR OTHER APPROVED ACCREDITING 21 ORGANIZATION, OR ANY COMMUNICATION THE PROVIDER OF SERVICES MAY RECEIVE 22 THAT SUCH ORGANIZATION WILL BE RECOMMENDING THAT SUCH PROVIDER OF 23 SERVICES NOT BE ACCREDITED, NOT HAVE ITS ACCREDITATION RENEWED, OR HAVE 24 ITS ACCREDITATION TERMINATED, OR UPON RECEIPT OF NOTICE OR OTHER COMMU- 25 NICATION FROM THE CENTERS FOR MEDICARE AND MEDICAID SERVICES REGARDING A 26 DETERMINATION THAT THE PROVIDER OF SERVICES WILL BE TERMINATED FROM 27 PARTICIPATION IN THE MEDICARE OR MEDICAID PROGRAM BECAUSE IT IS NOT IN 28 COMPLIANCE WITH ONE OR MORE CONDITIONS OF PARTICIPATION IN SUCH PROGRAM, 29 OR HAS DEFICIENCIES THAT EITHER INDIVIDUALLY OR IN COMBINATION JEOPARD- 30 IZE THE HEALTH AND SAFETY OF PATIENTS OR ARE OF SUCH CHARACTER AS TO 31 SERIOUSLY LIMIT THE PROVIDER'S CAPACITY TO RENDER ADEQUATE CARE. 32 S 57. Notwithstanding any other provision of law to the contrary, the 33 requirements set forth in section 2805-t of the public health law are 34 hereby suspended until October 1, 2012. 35 S 58. Section 2805-l of the public health law, as added by chapter 266 36 of the laws of 1986, subdivision 3 as amended by chapter 542 of the laws 37 of 2000, subdivision 4 as added and subdivision 5 as renumbered by chap- 38 ter 632 of the laws of 2006, is amended to read as follows: 39 S 2805-l. [Incident] SERIOUS EVENT reporting. 1. (A) All hospitals[, 40 as defined in subdivision ten of section twenty-eight hundred one of 41 this article,] shall be required to report [incidents] EVENTS described 42 by subdivision two of this section to the department in a manner and 43 within time periods as may be specified by regulation of the department. 44 (B) FOR PURPOSES OF THIS SECTION, "HOSPITAL" MEANS ANY GENERAL HOSPI- 45 TAL OR DIAGNOSTIC AND TREATMENT CENTER. 46 2. The following [incidents] EVENTS shall be reported to the depart- 47 ment: 48 (a) patients' deaths or impairments of bodily functions in circum- 49 stances other than those related to the natural course of illness, 50 disease or proper treatment in accordance with generally accepted 51 medical standards; 52 (b) fires in the hospital which disrupt the provision of patient care 53 services or cause harm to patients or staff; 54 (c) equipment malfunction during treatment or diagnosis of a patient 55 which did or could have adversely affected a patient or hospital person- 56 nel; S. 2809--B 161 A. 4009--B 1 (d) poisoning occurring within the hospital; 2 (e) strikes by hospital staff; 3 (f) disasters or other emergency situations external to the hospital 4 environment which affect hospital operations; and 5 (g) termination of any services vital to the continued safe operation 6 of the hospital or to the health and safety of its patients and person- 7 nel, including but not limited to the anticipated or actual termination 8 of telephone, electric, gas, fuel, water, heat, air conditioning, rodent 9 or pest control, laundry services, food or contract services. 10 3. NOTWITHSTANDING ANY PROVISION OF THIS SECTION TO THE CONTRARY, THE 11 COMMISSIONER IS AUTHORIZED TO MODIFY, BY REGULATION, THE REPORTABLE 12 EVENTS REQUIRED BY THIS SECTION, CONSISTENT WITH NATIONAL CONSENSUS 13 STANDARDS. 14 4. The hospital shall conduct an investigation of [incidents] EVENTS 15 described in paragraphs (a) through (d) of subdivision two of this 16 section within thirty days of obtaining knowledge of any information 17 which reasonably appears to show that such an [incident] EVENT has 18 occurred, provided that, if the hospital reasonably expects such inves- 19 tigation to extend beyond such thirty day period, the hospital shall 20 notify the department of such expectation and the reason therefor, and 21 shall inform the department of the expected completion date of the 22 investigation. The hospital shall provide to the department a copy of 23 the investigation report within twenty-four hours of completion. Nothing 24 herein shall limit the authority of the department to conduct an inves- 25 tigation of [incidents] EVENTS occurring in [general] hospitals. 26 5. THE DEPARTMENT SHALL: 27 (A) ANALYZE EVENT REPORTS, FINDINGS OF THE INVESTIGATIONS, THEIR ROOT 28 CAUSE ANALYSES, AND CORRECTIVE ACTION PLANS TO DETERMINE PATTERNS OF 29 SYSTEMIC FAILURE IN THE HEALTH CARE SYSTEM AND IDENTIFY SUCCESSFUL METH- 30 ODS TO CORRECT THESE FAILURES; AND 31 (B) COMMUNICATE TO FACILITIES THE DEPARTMENT'S CONCLUSIONS, IF ANY, 32 REGARDING EVENT REPORTS, PATTERNS OF SYSTEMIC FAILURE, AND RECOMMENDA- 33 TIONS FOR CORRECTIVE ACTION RESULTING FROM THE ANALYSIS OF SUBMISSIONS 34 FROM FACILITIES. 35 [4] 6. The commissioner shall establish protocols for hospital 36 personnel where a patient under the age of eighteen years dies during 37 transportation to the hospital or while at the hospital, under circum- 38 stances other than those related to the natural course of illness, 39 disease or proper treatment in accordance with generally accepted 40 medical standards. Such protocols shall address matters including, but 41 not limited to, the following: 42 (a) medical and social history, and examination of the patient; 43 (b) preservation of evidence and chain of custody; 44 (c) questioning of the patient's family, guardian or person in 45 parental authority; 46 (d) circumstances surrounding the injury resulting in death; 47 (e) determination of the cause of death; 48 (f) notification of law enforcement personnel; and 49 (g) reporting requirements under title six of article six of the 50 social services law. 51 In developing such protocols, the commissioner shall consult with the 52 office of children and family services, local departments of social 53 services, coordinators of child fatality review teams established pursu- 54 ant to section four hundred twenty-two-b of the social services law, law 55 enforcement agencies, pediatricians preferably with expertise in the S. 2809--B 162 A. 4009--B 1 area of child abuse and maltreatment or forensic pediatrics, and such 2 other persons as the commissioner deems necessary. 3 [5] 7. The commissioner shall make, adopt, promulgate and enforce 4 such rules and regulations as he may deem appropriate to effectuate the 5 purposes of this section. 6 S 59. Subdivision 4 of section 854 of the general municipal law, as 7 amended by chapter 541 of the laws of 1982, is amended to read as 8 follows: 9 (4) "Project" - shall mean any land, any building or other improve- 10 ment, and all real and personal properties located within the state of 11 New York and within or outside or partially within and partially outside 12 the municipality for whose benefit the agency was created, including, 13 but not limited to, machinery, equipment and other facilities deemed 14 necessary or desirable in connection therewith, or incidental thereto, 15 whether or not now in existence or under construction, which shall be 16 suitable for manufacturing, warehousing, research, commercial or indus- 17 trial purposes or other economically sound purposes identified and 18 called for to implement a state designated urban cultural park manage- 19 ment plan as provided in title G of the parks, recreation and historic 20 preservation law and which may include or mean an industrial pollution 21 control facility, a recreation facility, educational or cultural facili- 22 ty, A HOSPITAL, A CONTINUING CARE RETIREMENT COMMUNITY, a horse racing 23 facility or a railroad facility, provided, however, no agency shall use 24 its funds in respect of any project wholly or partially outside the 25 municipality for whose benefit the agency was created without the prior 26 consent thereto by the governing body or bodies of all the other munici- 27 palities in which a part or parts of the project is, or is to be, 28 located. 29 S 60. Section 854 of the general municipal law is amended by adding a 30 new subdivision 13 to read as follows: 31 (13) "HOSPITAL" - SHALL MEAN A FACILITY AUTHORIZED TO CONDUCT ACTIV- 32 ITIES IN THIS STATE, PURSUANT TO ARTICLE TWENTY-EIGHT OF THE PUBLIC 33 HEALTH LAW. NOTHING IN THIS ARTICLE SHALL BE DEEMED TO WAIVE ANY APPLI- 34 CABLE REQUIREMENT FOR AN OPERATING FACILITY CERTIFICATE, CONSENT OR ANY 35 OTHER APPROVAL AS PROVIDED BY LAW. 36 S 61. Section 15 of chapter 66 of the laws of 1994 amending the public 37 health law, the general municipal law and the insurance law relating to 38 the financing of life care communities, as amended by chapter 381 of the 39 laws of 2007, is amended to read as follows: 40 S 15. This act shall take effect immediately, provided, however that 41 the amendment made to subdivision 4 of section 854 of the general munic- 42 ipal law by section eight of this act shall not affect the reversion of 43 such subdivision as provided by section 5 of chapter 905 of the laws of 44 1986, as amended and that where the continuing care retirement community 45 council is authorized to promulgate regulations by this act, it is here- 46 by authorized to implement the provisions of this act in advance of such 47 regulations[; and provided further that sections one, three, seven, 48 eight, nine, ten, eleven, twelve and thirteen of this act, and paragraph 49 m of subdivision 2 of section 4602 of the public health law, as added by 50 section two of this act, shall apply only to applicants for a certif- 51 icate of authority pursuant to article 46 of the public health law that 52 have been approved to receive and have received such certificate of 53 authority on or before January 31, 2008]. 54 S 62. Section 461-m of the social services law, as amended by chapter 55 462 of the laws of 1996, is amended to read as follows: S. 2809--B 163 A. 4009--B 1 S 461-m. Death and felony crime reporting. The operator of an adult 2 home or residence for adults shall have an affirmative duty to report 3 any death INVOLVING CIRCUMSTANCES OTHER THAN THOSE RELATED TO THE 4 NATURAL COURSE OF ILLNESS OR DISEASE, or attempted suicide of a 5 resident, to the department within twenty-four hours of [its] occur- 6 rence, and shall also have an affirmative duty to report to an appropri- 7 ate law enforcement authority if it is believed that a felony crime may 8 have been committed against a resident of such facility as soon as 9 possible, or in any event within forty-eight hours. In addition, the 10 operator shall send any reports involving a resident who had at any time 11 received services from a mental hygiene service provider to the state 12 commission on quality of care [for the mentally disabled] AND ADVOCACY 13 FOR PERSONS WITH DISABILITIES. 14 S 63. Subdivision 38 of section 2 of the social services law is 15 amended by adding four new paragraphs (f), (g), (h) and (i) to read as 16 follows: 17 (F) "VERIFICATION ORGANIZATION" MEANS AN ENTITY WHICH USES ELECTRONIC 18 MEANS INCLUDING BUT NOT LIMITED TO CONTEMPORANEOUS TELEPHONE VERIFICA- 19 TION OR CONTEMPORANEOUS VERIFIED ELECTRONIC DATA TO VERIFY WHETHER A 20 SERVICE OR ITEM WAS PROVIDED TO AN ELIGIBLE MEDICAID RECIPIENT. FOR EACH 21 SERVICE OR ITEM THE VERIFICATION ORGANIZATION SHALL CAPTURE: 22 (I) THE IDENTITY OF THE INDIVIDUAL PROVIDING SERVICES OR ITEMS TO THE 23 MEDICAID RECIPIENT; 24 (II) THE IDENTITY OF THE MEDICAID RECIPIENT; AND 25 (III) THE DATE, TIME, DURATION, LOCATION AND TYPE OF SERVICE OR ITEM. 26 A LIST OF VERIFICATION ORGANIZATIONS SHALL BE JOINTLY DEVELOPED BY THE 27 DEPARTMENT OF HEALTH AND THE OFFICE OF THE MEDICAID INSPECTOR GENERAL. 28 (G) "EXCEPTION REPORT" MEANS AN ELECTRONIC REPORT CONTAINING ALL THE 29 DATA FIELDS IN PARAGRAPH (F) OF THIS SUBDIVISION FOR CONFLICTS BETWEEN 30 SERVICES OR ITEMS ON THE BASIS OF THE IDENTITY OF THE PERSON PROVIDING 31 THE SERVICE OR ITEM TO THE MEDICAID RECIPIENT, THE IDENTITY OF THE MEDI- 32 CAID RECIPIENT, AND/OR TIME, DATE, DURATION OR LOCATION OF SERVICE; 33 (H) "CONFLICT REPORT" MEANS AN ELECTRONIC REPORT CONTAINING ALL OF THE 34 DATA FIELDS IN PARAGRAPH (F) OF THIS SUBDIVISION DETAILING INCONGRUITIES 35 IN SERVICES OR ITEMS BETWEEN SCHEDULING AND/OR LOCATION OF SERVICE WHEN 36 COMPARED TO A DUTY ROSTER. 37 (I) "PARTICIPATING PROVIDER" MEANS A CERTIFIED HOME HEALTH AGENCY, 38 LONG TERM HOME HEALTH AGENCY OR PERSONAL CARE PROVIDER WITH TOTAL MEDI- 39 CAID REIMBURSEMENTS EXCEEDING FIFTEEN MILLION DOLLARS PER CALENDAR YEAR. 40 S 64. The social services law is amended by adding a new section 363-e 41 to read as follows: 42 S 363-E. PRECLAIM REVIEW FOR PARTICIPATING PROVIDERS OF MEDICAL 43 ASSISTANCE PROGRAM SERVICES AND ITEMS. EVERY SERVICE OR ITEM WITHIN A 44 CLAIM SUBMITTED BY A PARTICIPATING PROVIDER SHALL BE REVIEWED AND VERI- 45 FIED BY A VERIFICATION ORGANIZATION PRIOR TO SUBMISSION OF A CLAIM TO 46 THE DEPARTMENT OF HEALTH. THE VERIFICATION ORGANIZATION SHALL DECLARE 47 EACH SERVICE OR ITEM TO BE VERIFIED OR UNVERIFIED. EACH PARTICIPATING 48 PROVIDER SHALL RECEIVE AND MAINTAIN REPORTS FROM THE VERIFICATION ORGAN- 49 IZATION WHICH SHALL CONTAIN DATA ON: 50 1. VERIFIED SERVICES OR ITEMS, INCLUDING WHETHER A SERVICE APPEARED ON 51 A CONFLICT OR EXCEPTION REPORT BEFORE VERIFICATION AND HOW THAT CONFLICT 52 OR EXCEPTION WAS RESOLVED; AND 53 2. SERVICES OR ITEMS THAT WERE NOT VERIFIED, INCLUDING CONFLICT AND 54 EXCEPTION REPORT DATA FOR THESE SERVICES. S. 2809--B 164 A. 4009--B 1 S 65. Subparagraph (iii) of paragraph (d) of subdivision 1 of section 2 367-a of the social services law, as amended by section 53 of part C of 3 chapter 58 of the laws of 2008, is amended to read as follows: 4 (iii) When payment under part B of title XVIII of the federal social 5 security act for items and services provided to eligible persons who are 6 also beneficiaries under part B of title XVIII of the federal social 7 security act and for items and services provided to qualified medicare 8 beneficiaries under part B of title XVIII of the federal social security 9 act would exceed the amount that otherwise would be made under this 10 title if provided to an eligible person other than a person who is also 11 a beneficiary under part B or is a qualified medicare beneficiary, the 12 amount payable FOR SERVICES COVERED under this title shall be twenty 13 percent of the amount of any co-insurance liability of such eligible 14 persons pursuant to federal law were they not eligible for medical 15 assistance or were they not qualified medicare beneficiaries with 16 respect to such benefits under such part B; provided, however, amounts 17 payable under this title for items and services provided to eligible 18 persons who are also beneficiaries under part B or to qualified medicare 19 beneficiaries by an ambulance service under the authority of an operat- 20 ing certificate issued pursuant to article thirty of the public health 21 law, a psychologist licensed under article one hundred fifty-three of 22 the education law, or a facility under the authority of an operating 23 certificate issued pursuant to article sixteen, thirty-one or thirty-two 24 of the mental hygiene law [and with respect to outpatient hospital and 25 clinic items and services provided by a facility under the authority of 26 an operating certificate issued pursuant to article twenty-eight of the 27 public health law], shall not be less than the amount of any co-insu- 28 rance liability of such eligible persons or such qualified medicare 29 beneficiaries, or for which such eligible persons or such qualified 30 medicare beneficiaries would be liable under federal law were they not 31 eligible for medical assistance or were they not qualified medicare 32 beneficiaries with respect to such benefits under part B. 33 S 65-a. Subdivision 1 of section 367-a of the social services law is 34 amended by adding a new paragraph (g) to read as follows: 35 (G) NOTWITHSTANDING ANY PROVISION OF THIS SECTION TO THE CONTRARY, 36 AMOUNTS PAYABLE UNDER THIS TITLE FOR MEDICAL ASSISTANCE IN THE FORM OF 37 HOSPITAL OUTPATIENT SERVICES OR DIAGNOSTIC AND TREATMENT CENTER SERVICES 38 PURSUANT TO ARTICLE TWENTY-EIGHT OF THE PUBLIC HEALTH LAW PROVIDED TO 39 ELIGIBLE PERSONS WHO ARE ALSO BENEFICIARIES UNDER PART B OF TITLE XVIII 40 OF THE FEDERAL SOCIAL SECURITY ACT SHALL NOT EXCEED THE APPROVED MEDICAL 41 ASSISTANCE PAYMENT LEVEL LESS THE AMOUNT PAYABLE UNDER PART B. 42 S 66. Section 2807 of the public health law is amended by adding a new 43 subdivision 20 to read as follows: 44 20. FOR PERIODS ON OR AFTER OCTOBER FIRST, TWO THOUSAND ELEVEN, THE 45 COMMISSIONER IS AUTHORIZED TO SEEK ALL NECESSARY FEDERAL APPROVALS TO 46 ESTABLISH PAYMENT METHODOLOGIES WITH "ACCOUNTABLE CARE ORGANIZATIONS" 47 ("ACO") AS DESCRIBED IN SECTION EIGHTEEN HUNDRED NINETY-NINE OF THE 48 FEDERAL SOCIAL SECURITY ACT FOR THE PURPOSE OF IMPROVING THE QUALITY, 49 COORDINATION AND ACCOUNTABILITY OF SERVICES PROVIDED TO MEDICAID 50 FEE-FOR-SERVICE PATIENTS IN NEW YORK. THE COMMISSIONER MAY PROMULGATE 51 REGULATIONS, INCLUDING EMERGENCY REGULATIONS, PERTAINING TO ACOS. SUCH 52 REGULATIONS SHALL INCLUDE, BUT NOT BE LIMITED TO, ESTABLISHING QUALITY 53 STANDARDS FOR ACOS AND ESTABLISHING MECHANISMS FOR RELATING REIMBURSE- 54 MENT TO THE ACHIEVING OF SUCH QUALITY STANDARDS. 55 S 67. Section 18 of part B of chapter 58 of the laws of 2010, amending 56 chapter 474 of the laws of 1996, amending the education law and other S. 2809--B 165 A. 4009--B 1 laws relating to rates for residential healthcare facilities and other 2 laws relating to Medicaid payments, is amended to read as follows: 3 S 18. Notwithstanding any contrary provision of law, surcharges and 4 assessments due and owing pursuant to sections 2807-j, 2807-s and 2807-t 5 of the public health law for any period prior to January 1, [2010] 2011, 6 which are paid and accompanied by all required reports and which are 7 received on or before December 31, [2010] 2011 shall not be subject to 8 interest or penalties as otherwise provided in such sections, provided, 9 however, that such reports may be based on estimates by payors and 10 designated providers of services of the amounts owed, subject to subse- 11 quent audit by the commissioner of health or the commissioner's desig- 12 nee, and provided further, however, with regard to all principal, inter- 13 est and penalty amounts collected by the commissioner of health prior to 14 the effective date of this act, the penalty provisions of sections 15 2807-j, 2807-s and 2807-t of the public health law shall remain in full 16 force and effect and such amounts collected shall not be subject to 17 further adjustment pursuant to this section, and provided further, 18 however, that payments of principal amounts of surcharges and assess- 19 ments which were paid late and received prior to the effective date of 20 this provision, and in regard to which interest and penalty amounts have 21 not been collected, shall not be subject to such interest and penalties, 22 and provided, further, however, that the provisions of this section 23 shall not apply to delinquent amounts which have been referred by the 24 commissioner of health for recoupment or collection proceeding. 25 Furthermore, the provisions of this section shall not apply to any 26 surcharge or assessment payments made in response to a final audit find- 27 ing issued by the commissioner of health or the commissioner's designee. 28 S 68. Section 2807-j of the public health law is amended by adding a 29 new subdivision 13 to read as follows: 30 13. (A) NOTWITHSTANDING ANY INCONSISTENT PROVISIONS OF THIS SECTION OR 31 ANY OTHER CONTRARY PROVISION OF LAW, FOR PERIODS ON OR AFTER JULY FIRST, 32 TWO THOUSAND ELEVEN, EACH THIRD PARTY PAYOR WHICH HAS ENTERED INTO AN 33 ELECTION AGREEMENT WITH THE COMMISSIONER PURSUANT TO SUBDIVISION FIVE OF 34 THIS SECTION MAY, AS A CONDITION OF SUCH ELECTION, BE REQUIRED BY THE 35 COMMISSIONER TO PAY TO THE COMMISSIONER OR THE COMMISSIONER'S DESIGNEE, 36 A PERCENTAGE SURCHARGE EQUAL TO THE SURCHARGE PERCENT SET FORTH IN PARA- 37 GRAPH (C) OF SUBDIVISION TWO OF THIS SECTION FOR THE SAME PERIOD AND 38 APPLIED TO ALL PAYMENTS MADE BY SUCH THIRD PARTY PAYORS FOR PATIENT CARE 39 SERVICES PROVIDED WITHIN THE STATE OF NEW YORK BY PHYSICIANS IN PHYSI- 40 CIAN OFFICES OR IN URGENT CARE FACILITIES THAT ARE NOT OTHERWISE 41 LICENSED PURSUANT TO THIS ARTICLE AND WHICH ARE BILLED AS SURGERY OR 42 RADIOLOGY SERVICES IN ACCORDANCE WITH THE CURRENT PROCEDURE TERMINOLOGY, 43 FOURTH EDITION, AS PUBLISHED BY THE AMERICAN MEDICAL ASSOCIATION. 44 (B) SUCH PAYMENTS SHALL BE MADE AND REPORTED AT THE SAME TIME AND IN 45 THE SAME MANNER AS THE PAYMENTS AND REPORTS WHICH ARE OTHERWISE SUBMIT- 46 TED BY EACH THIRD PARTY PAYOR TO THE COMMISSIONER OR THE COMMISSIONER'S 47 DESIGNEE IN ACCORDANCE WITH THIS SECTION. SUCH PAYMENTS SHALL BE SUBJECT 48 TO AUDIT BY THE COMMISSIONER IN THE SAME MANNER AS THE OTHER PAYMENTS 49 OTHERWISE SUBMITTED AND REPORTED PURSUANT TO THIS SECTION. THE COMMIS- 50 SIONER MAY TAKE ALL MEASURES TO COLLECT DELINQUENT PAYMENTS DUE PURSUANT 51 TO THIS SUBDIVISION AS ARE OTHERWISE PERMITTED WITH REGARD TO DELINQUENT 52 PAYMENTS DUE PURSUANT TO OTHER SUBDIVISIONS OF THIS SECTION. 53 (C) SURCHARGES PURSUANT TO THIS SUBDIVISION SHALL NOT APPLY TO 54 PAYMENTS MADE BY THIRD PARTY PAYORS FOR SERVICES PROVIDED TO PATIENTS 55 INSURED BY MEDICAID OR BY THE CHILD HEALTH PLUS PROGRAM OR TO ANY S. 2809--B 166 A. 4009--B 1 PATIENT IN A CATEGORY THAT IS EXEMPT FROM SURCHARGE OBLIGATIONS ASSESSED 2 PURSUANT TO SUBDIVISIONS ONE THROUGH TWELVE OF THIS SECTION. 3 S 69. Subparagraph (iii) of paragraph (b) of subdivision 25 of section 4 2808 of the public health law, as added by section 31 of part B of chap- 5 ter 109 of the laws of 2010, is amended and a new subparagraph (iv) is 6 added to read as follows: 7 (iii) payment to a facility for reserved bed days provided on behalf 8 of such person for non-hospitalization leaves of absence may not exceed 9 ten days in any twelve month period[.]; AND 10 (IV) PAYMENTS FOR RESERVED BED DAYS FOR TEMPORARY HOSPITALIZATIONS 11 SHALL ONLY BE MADE TO A RESIDENTIAL HEALTH CARE FACILITY IF AT LEAST 12 FIFTY PERCENT OF THE FACILITY'S RESIDENTS ELIGIBLE TO PARTICIPATE IN A 13 MEDICARE MANAGED CARE PLAN ARE ENROLLED IN SUCH A PLAN. 14 S 70. Subdivision 1 of section 2801 of the public health law, as sepa- 15 rately amended by chapters 297 and 416 of the laws of 1983, is amended 16 to read as follows: 17 1. "Hospital" means a facility or institution engaged principally in 18 providing services by or under the supervision of a physician or, in the 19 case of a dental clinic or dental dispensary, of a dentist, for the 20 prevention, diagnosis or treatment of human disease, pain, injury, 21 deformity or physical condition, including, but not limited to, a gener- 22 al hospital, public health center, diagnostic center, treatment center, 23 dental clinic, dental dispensary, rehabilitation center other than a 24 facility used solely for vocational rehabilitation, nursing home, tuber- 25 culosis hospital, chronic disease hospital, maternity hospital, lying- 26 in-asylum, out-patient department, out-patient lodge, dispensary and a 27 laboratory or central service facility serving one or more such insti- 28 tutions, but the term hospital shall not include an institution, sani- 29 tarium or other facility engaged principally in providing services for 30 the prevention, diagnosis or treatment of mental disability and which is 31 subject to [the powers of visitation, examination, inspection and inves- 32 tigation of the department of mental hygiene except for those distinct 33 parts of] LICENSURE UNDER THE MENTAL HYGIENE LAW, ALTHOUGH such a facil- 34 ity which [provide] ALSO PROVIDES hospital service SHALL BE SUBJECT TO 35 THE POWERS OF VISITATION, EXAMINATION, INSPECTION AND INVESTIGATION OF 36 THE DEPARTMENT. The provisions of this article shall not apply to a 37 facility or institution engaged principally in providing services by or 38 under the supervision of the bona fide members and adherents of a recog- 39 nized religious organization whose teachings include reliance on spirit- 40 ual means through prayer alone for healing in the practice of the reli- 41 gion of such organization and where services are provided in accordance 42 with those teachings. 43 S 71. Subdivision (a) of section 16.03 of the mental hygiene law, as 44 added by chapter 786 of the laws of 1983, paragraph 3 as amended by 45 chapter 555 of the laws of 1993, is amended to read as follows: 46 (a) No provider of services shall engage in any of the following 47 activities without an operating certificate issued by the commissioner 48 pursuant to this article: 49 (1) Operation of a residential facility for the care and treatment of 50 the mentally retarded or developmentally disabled including a family 51 care home. 52 (2) [Operation of any distinct part of a general hospital or other 53 facility possessing an operating certificate, pursuant to article twen- 54 ty-eight of the public health law, operated for the primary purpose of 55 providing residential or non-residential services for the mentally 56 retarded or developmentally disabled. S. 2809--B 167 A. 4009--B 1 (3)] Operation of a facility established or maintained by a public 2 agency, board, or commission, or by a corporation or voluntary associ- 3 ation for the rendition of out-patient or non-residential services for 4 the mentally retarded or developmentally disabled; provided, however, 5 that such operation shall not be deemed to include (i) professional 6 practice, within the scope of a professional license or certificate 7 issued by an agency of the state, by an individual practitioner or by a 8 partnership of such individuals or by a professional service corporation 9 duly incorporated pursuant to the business corporation law or by a 10 university faculty practice corporation duly incorporated pursuant to 11 the not-for-profit corporation law or (ii) non-residential services 12 which are licensed, supervised, or operated by another agency of the 13 state, PROVIDED, HOWEVER, THAT SUCH OPERATION SHALL BE SUBJECT TO VISI- 14 TATION, EXAMINATION, INSPECTION AND INVESTIGATION OF THE COMMISSIONER, 15 and non-residential services which are chartered or issued a certificate 16 of incorporation pursuant to the education law or (iii) pastoral coun- 17 seling by a clergyman or minister, including those defined as clergyman 18 or minister by section two of the religious corporations law. 19 S 72. Subdivision (a) of section 31.02 of the mental hygiene law, as 20 amended by chapter 804 of the laws of 1975 and such section as renum- 21 bered by chapter 978 of the laws of 1977, paragraph 3 as amended by 22 chapter 555 of the laws of 1993, paragraph 4 as added by chapter 947 of 23 the laws of 1981, paragraph 5 as added by chapter 351 of the laws of 24 1985, and paragraph 6 as added by chapter 723 of the laws of 1989, is 25 amended to read as follows: 26 (a) Except as provided in subdivision (b) of this section no provider 27 of services shall engage in any of the following activities without an 28 operating certificate issued by the commissioner pursuant to this arti- 29 cle: 30 1. operation of a residential facility or institution, including a 31 community residence, for the care, custody, or treatment of the mentally 32 disabled; provided, however, that giving domestic care and comfort to a 33 person in the home shall not constitute such an operation. 34 2. [operation of any part of a general hospital for the purpose of 35 providing residential or non-residential services for the mentally disa- 36 bled. 37 3.] operation of a facility established or maintained by a public 38 agency, board, or commission, or by a corporation for the rendition of 39 out-patient or non-residential services for the mentally disabled; 40 provided, however, that such operation shall not be deemed to include 41 (i) professional practice, within the scope of a professional license or 42 certificate issued by an agency of the state, by an individual practi- 43 tioner or by a partnership of such individuals or by a professional 44 service corporation duly incorporated pursuant to the business corpo- 45 ration law or by a university faculty practice corporation duly incorpo- 46 rated pursuant to the not-for-profit corporation law or (ii) non-resi- 47 dential services which are licensed, supervised, or operated by another 48 agency of the state, PROVIDED, HOWEVER, THAT SUCH OPERATION SHALL BE 49 SUBJECT TO VISITATION, EXAMINATION, INSPECTION AND INVESTIGATION OF THE 50 COMMISSIONER, and nonresidential services which are chartered or issued 51 a certificate of incorporation pursuant to the education law or (iii) 52 pastoral counseling by a clergyman or minister, including those defined 53 as clergyman or minister by section two of the religious corporations 54 law. 55 [4.] 3. operation of a residential treatment facility for children and 56 youth. S. 2809--B 168 A. 4009--B 1 [5.] 4. operation of a residential care center for adults. 2 [6.] 5. operation of a comprehensive psychiatric emergency program. 3 S 73. Subdivision (a) of section 32.05 of the mental hygiene law, as 4 added by chapter 558 of the laws of 1999, is amended to read as follows: 5 (a) Except as provided in subdivision (b) of this section no provider 6 of services shall engage in any of the following activities without an 7 operating certificate issued by the commissioner pursuant to this arti- 8 cle: 9 1. operation of a residential program, including a community residence 10 for the care, custody, or treatment of persons suffering from chemical 11 abuse or dependence; provided, however, that giving domestic care and 12 comfort to a person in the home shall not constitute such an operation; 13 OR 14 2. [operation of a discrete unit of a hospital or other facility 15 possessing an operating certificate pursuant to article twenty-eight of 16 the public health law for the purpose of providing residential or non- 17 residential chemical dependence services; or 18 3.] operation of a program established or maintained by a provider of 19 services for the rendition of out-patient or non-residential chemical 20 dependence services; provided, however, that such operation shall not be 21 deemed to include (i) professional practice, within the scope of a 22 professional license or certificate issued by an agency of the state, by 23 an appropriately licensed individual or by a partnership of such indi- 24 viduals, or by a professional service corporation duly incorporated 25 pursuant to the business corporation law wherein all professionals bear 26 the same professional license, or a university faculty practice corpo- 27 ration duly incorporated pursuant to the not-for-profit corporation law, 28 unless more than fifty percent of such practice by either such corpo- 29 ration consists of the rendering of chemical dependence services; or 30 (ii) non-residential services which are chartered or issued a certif- 31 icate of incorporation pursuant to the education law; or (iii) pastoral 32 counseling by a clergyman or minister, including those defined as cler- 33 gyman or minister by section two of the religious corporations law; or 34 (iv) services which are exclusively prevention strategies and approaches 35 as defined in section 1.03 of this chapter. 36 S 74. Section 366 of the social services law is amended by adding a 37 new subdivision 14 to read as follows: 38 14. THE COMMISSIONER OF HEALTH MAY MAKE ANY AVAILABLE AMENDMENTS TO 39 THE STATE PLAN FOR MEDICAL ASSISTANCE SUBMITTED PURSUANT TO SECTION 40 THREE HUNDRED SIXTY-THREE-A OF THIS TITLE, OR, IF AN AMENDMENT IS NOT 41 POSSIBLE, DEVELOP AND SUBMIT AN APPLICATION FOR ANY WAIVER OR APPROVAL 42 UNDER THE FEDERAL SOCIAL SECURITY ACT THAT MAY BE NECESSARY TO DISREGARD 43 OR EXEMPT AN AMOUNT OF INCOME, FOR THE PURPOSE OF ASSISTING WITH HOUSING 44 COSTS, FOR INDIVIDUALS RECEIVING COVERAGE OF NURSING FACILITY SERVICES 45 UNDER THIS TITLE WHO ARE: (I) DISCHARGED FROM THE NURSING FACILITY TO 46 THE COMMUNITY; (II) ENROLLED IN A PLAN CERTIFIED PURSUANT TO SECTION 47 FORTY-FOUR HUNDRED THREE-F OF THE PUBLIC HEALTH LAW; AND (III) WHILE SO 48 ENROLLED, NOT CONSIDERED AN "INSTITUTIONALIZED SPOUSE" FOR PURPOSES OF 49 SECTION THREE HUNDRED SIXTY-SIX-C OF THIS TITLE. 50 S 75. Intentionally Omitted. 51 S 76. Subdivision 6 of section 364-i of the social services law is 52 amended by adding a new paragraph (a-2) to read as follows: 53 (A-2) AT THE TIME OF APPLICATION FOR PRESUMPTIVE ELIGIBILITY PURSUANT 54 TO THIS SUBDIVISION, A PREGNANT WOMAN WHO RESIDES IN A SOCIAL SERVICES 55 DISTRICT THAT HAS IMPLEMENTED THE STATE'S MANAGED CARE PROGRAM PURSUANT 56 TO SECTION THREE HUNDRED SIXTY-FOUR-J OF THIS TITLE MUST CHOOSE A S. 2809--B 169 A. 4009--B 1 MANAGED CARE PROVIDER. IF A MANAGED CARE PROVIDER IS NOT CHOSEN AT THE 2 TIME OF APPLICATION, THE PREGNANT WOMAN WILL BE ASSIGNED TO A MANAGED 3 CARE PROVIDER IN ACCORDANCE WITH SUBPARAGRAPHS (II), (III), (IV) AND (V) 4 OF PARAGRAPH (F) OF SUBDIVISION FOUR OF SECTION THREE HUNDRED 5 SIXTY-FOUR-J OF THIS TITLE. 6 S 77. Paragraphs (b), (c), (d) and (f) of subdivision 3 of section 7 364-j of the social services law are REPEALED, paragraph (e) is relet- 8 tered paragraph (d), and two new paragraphs (b) and (c) are added to 9 read as follows: 10 (B) THE FOLLOWING MEDICAL ASSISTANCE RECIPIENTS SHALL NOT BE REQUIRED 11 TO PARTICIPATE IN A MANAGED CARE PROGRAM ESTABLISHED PURSUANT TO THIS 12 SECTION: 13 (I) INDIVIDUALS WITH A CHRONIC MEDICAL CONDITION WHO ARE BEING TREATED 14 BY A SPECIALIST PHYSICIAN THAT IS NOT ASSOCIATED WITH A MANAGED CARE 15 PROVIDER IN THE INDIVIDUAL'S SOCIAL SERVICES DISTRICT MAY DEFER PARTIC- 16 IPATION IN THE MANAGED CARE PROGRAM FOR SIX MONTHS OR UNTIL THE COURSE 17 OF TREATMENT IS COMPLETE, WHICHEVER OCCURS FIRST; AND 18 (II) NATIVE AMERICANS. 19 (C) THE FOLLOWING MEDICAL ASSISTANCE RECIPIENTS SHALL NOT BE ELIGIBLE 20 TO PARTICIPATE IN A MANAGED CARE PROGRAM ESTABLISHED PURSUANT TO THIS 21 SECTION: 22 (I) A PERSON ELIGIBLE FOR MEDICARE PARTICIPATING IN A CAPITATED DEMON- 23 STRATION PROGRAM FOR LONG TERM CARE; 24 (II) AN INFANT LIVING WITH AN INCARCERATED MOTHER IN A STATE OR LOCAL 25 CORRECTIONAL FACILITY AS DEFINED IN SECTION TWO OF THE CORRECTION LAW; 26 (III) A PERSON WHO IS EXPECTED TO BE ELIGIBLE FOR MEDICAL ASSISTANCE 27 FOR LESS THAN SIX MONTHS; 28 (IV) A PERSON WHO IS ELIGIBLE FOR MEDICAL ASSISTANCE BENEFITS ONLY 29 WITH RESPECT TO TUBERCULOSIS-RELATED SERVICES; 30 (V) INDIVIDUALS RECEIVING HOSPICE SERVICES AT TIME OF ENROLLMENT; 31 (VI) A PERSON WHO HAS PRIMARY MEDICAL OR HEALTH CARE COVERAGE AVAIL- 32 ABLE FROM OR UNDER A THIRD-PARTY PAYOR WHICH MAY BE MAINTAINED BY 33 PAYMENT, OR PART PAYMENT, OF THE PREMIUM OR COST SHARING AMOUNTS, WHEN 34 PAYMENT OF SUCH PREMIUM OR COST SHARING AMOUNTS WOULD BE COST-EFFECTIVE, 35 AS DETERMINED BY THE LOCAL SOCIAL SERVICES DISTRICT; 36 (VII) A PERSON RECEIVING FAMILY PLANNING SERVICES PURSUANT TO SUBPARA- 37 GRAPH ELEVEN OF PARAGRAPH (A) OF SUBDIVISION ONE OF SECTION THREE 38 HUNDRED SIXTY-SIX OF THIS TITLE; 39 (VIII) A PERSON WHO IS ELIGIBLE FOR MEDICAL ASSISTANCE PURSUANT TO 40 PARAGRAPH (V) OF SUBDIVISION FOUR OF SECTION THREE HUNDRED SIXTY-SIX OF 41 THIS TITLE; AND 42 (IX) A PERSON WHO IS MEDICARE/MEDICAID DUALLY ELIGIBLE AND WHO IS NOT 43 ENROLLED IN A MEDICARE MANAGED CARE PLAN. 44 S 77-a. Paragraph (g) of subdivision 3 of section 364-j of the social 45 services law, as amended by chapter 649 of the laws of 1996, and subpar- 46 agraph (i) as amended by section 30 of part C of chapter 58 of the laws 47 of 2008, is amended to read as follows: 48 [(g)] (E) The following categories of individuals [will not] MAY be 49 required to enroll with a managed care program [until] WHEN program 50 features and reimbursement rates are approved by the commissioner of 51 health and, as appropriate, the [commissioner] COMMISSIONERS of THE 52 DEPARTMENT OF mental health, THE OFFICE FOR PERSONS WITH DEVELOPMENTAL 53 DISABILITIES, AND THE OFFICE OF ALCOHOL AND SUBSTANCE ABUSE SERVICES: 54 (i) an individual dually eligible for medical assistance and benefits 55 under the federal Medicare program and enrolled in a Medicare managed 56 care plan offered by an entity that is also a managed care provider; S. 2809--B 170 A. 4009--B 1 provided that (notwithstanding paragraph (g) of subdivision four of this 2 section): 3 (a) if the individual changes his or her Medicare managed care plan as 4 authorized by title XVIII of the federal social security act, and 5 enrolls in another Medicare managed care plan that is also a managed 6 care provider, the individual shall be (if required by the commissioner 7 under this paragraph) enrolled in that managed care provider; 8 (b) if the individual changes his or her Medicare managed care plan as 9 authorized by title XVIII of the federal social security act, but 10 enrolls in another Medicare managed care plan that is not also a managed 11 care provider, the individual shall be disenrolled from the managed care 12 provider in which he or she was enrolled and withdraw from the managed 13 care program; 14 (c) if the individual disenrolls from his or her Medicare managed care 15 plan as authorized by title XVIII of the federal social security act, 16 and does not enroll in another Medicare managed care plan, the individ- 17 ual shall be disenrolled from the managed care provider in which he or 18 she was enrolled and withdraw from the managed care program; 19 (d) nothing herein shall require an individual enrolled in a managed 20 long term care plan, pursuant to section forty-four hundred three-f of 21 the public health law, to disenroll from such program. 22 (ii) an individual eligible for supplemental security income; 23 (iii) HIV positive individuals; [and] 24 (iv) persons with serious mental illness and children and adolescents 25 with serious emotional disturbances, as defined in section forty-four 26 hundred one of the public health law[.]; 27 (V) A PERSON RECEIVING SERVICES PROVIDED BY A RESIDENTIAL ALCOHOL OR 28 SUBSTANCE ABUSE PROGRAM OR FACILITY FOR THE MENTALLY RETARDED; 29 (VI) A PERSON RECEIVING SERVICES PROVIDED BY AN INTERMEDIATE CARE 30 FACILITY FOR THE MENTALLY RETARDED OR WHO HAS CHARACTERISTICS AND NEEDS 31 SIMILAR TO SUCH PERSONS; 32 (VII) A PERSON WITH A DEVELOPMENTAL OR PHYSICAL DISABILITY WHO 33 RECEIVES HOME AND COMMUNITY-BASED SERVICES OR CARE-AT-HOME SERVICES 34 THROUGH EXISTING WAIVERS UNDER SECTION NINETEEN HUNDRED FIFTEEN (C) OF 35 THE FEDERAL SOCIAL SECURITY ACT OR WHO HAS CHARACTERISTICS AND NEEDS 36 SIMILAR TO SUCH PERSONS; 37 (VIII) A PERSON WHO IS ELIGIBLE FOR MEDICAL ASSISTANCE PURSUANT TO 38 SUBPARAGRAPH TWELVE OR SUBPARAGRAPH THIRTEEN OF PARAGRAPH (A) OF SUBDI- 39 VISION ONE OF SECTION THREE HUNDRED SIXTY-SIX OF THIS TITLE; 40 (IX) A PERSON RECEIVING SERVICES PROVIDED BY A LONG TERM HOME HEALTH 41 CARE PROGRAM, OR A PERSON RECEIVING INPATIENT SERVICES IN A STATE-OPER- 42 ATED PSYCHIATRIC FACILITY OR A RESIDENTIAL TREATMENT FACILITY FOR CHIL- 43 DREN AND YOUTH; 44 (X) CERTIFIED BLIND OR DISABLED CHILDREN LIVING OR EXPECTED TO BE 45 LIVING SEPARATE AND APART FROM THE PARENT FOR THIRTY DAYS OR MORE; 46 (XI) RESIDENTS OF NURSING FACILITIES; 47 (XII) A FOSTER CHILD IN THE PLACEMENT OF A VOLUNTARY AGENCY OR IN THE 48 DIRECT CARE OF THE LOCAL SOCIAL SERVICES DISTRICT; 49 (XIII) A PERSON OR FAMILY THAT IS HOMELESS; AND 50 (XIV) INDIVIDUALS FOR WHOM A MANAGED CARE PROVIDER IS NOT GEOGRAPH- 51 ICALLY ACCESSIBLE SO AS TO REASONABLY PROVIDE SERVICES TO THE PERSON. A 52 MANAGED CARE PROVIDER IS NOT GEOGRAPHICALLY ACCESSIBLE IF THE PERSON 53 CANNOT ACCESS THE PROVIDER'S SERVICES IN A TIMELY FASHION DUE TO 54 DISTANCE OR TRAVEL TIME. S. 2809--B 171 A. 4009--B 1 S 78. Subparagraph (v) of paragraph (e) of subdivision 4 of section 2 364-j of the social services law, as amended by section 14 of part C of 3 chapter 58 of the laws of 2004, is amended to read as follows: 4 (v) Upon delivery of the pre-enrollment information, the local 5 district or the enrollment organization shall certify the participant's 6 receipt of such information. Upon verification that the participant has 7 received the pre-enrollment education information, a managed care 8 provider, a local district or the enrollment organization may enroll a 9 participant into a managed care provider. Managed care providers must 10 submit enrollment forms to the local department of social services. Upon 11 enrollment, participants will sign an attestation that they have been 12 informed that: participants have a choice of managed care providers; 13 participants have a choice of primary care practitioners; and, except as 14 otherwise provided in this section, including but not limited to the 15 exceptions listed in subparagraph (iii) of paragraph (a) of this subdi- 16 vision, participants must exclusively use their primary care practition- 17 ers and plan providers. The commissioner of health [or with respect to a 18 managed care plan serving participants in a city with a population of 19 over two million, the local department of social services in such city,] 20 may suspend or curtail enrollment or impose sanctions for failure to 21 appropriately notify clients as required in this subparagraph. 22 S 79. Subparagraph (i) of paragraph (f) of subdivision 4 of section 23 364-j of the social services law, as amended by section 14 of part C of 24 chapter 58 of the laws of 2004, is amended to read as follows: 25 (i) Participants SHALL CHOOSE A MANAGED CARE PROVIDER AT THE TIME OF 26 APPLICATION FOR MEDICAL ASSISTANCE; IF THE PARTICIPANT DOES NOT CHOOSE 27 SUCH A PROVIDER THE COMMISSIONER SHALL ASSIGN SUCH PARTICIPANT TO A 28 MANAGED CARE PROVIDER IN ACCORDANCE WITH SUBPARAGRAPHS (II), (III), (IV) 29 AND (V) OF THIS PARAGRAPH. PARTICIPANTS ALREADY IN RECEIPT OF MEDICAL 30 ASSISTANCE shall have no less than [sixty] THIRTY days from the date 31 selected by the district to enroll in the managed care program to select 32 a managed care provider, and as appropriate, a mental health special 33 needs plan, and shall be provided with information to make an informed 34 choice. Where a participant has not selected such a provider or mental 35 health special needs plan, the commissioner of health shall assign such 36 participant to a managed care provider, and as appropriate, to a mental 37 health special needs plan, taking into account capacity and geographic 38 accessibility. The commissioner may after the period of time established 39 in subparagraph (ii) of this paragraph assign participants to a managed 40 care provider taking into account quality performance criteria and cost. 41 Provided however, cost criteria shall not be of greater value than qual- 42 ity criteria in assigning participants. 43 S 80. Paragraphs (d), (e), and (f) of subdivision 5 of section 364-j 44 of the social services law, as added by section 15 of part C of chapter 45 58 of the laws of 2004, are amended to read as follows: 46 (d) Notwithstanding any inconsistent provision of this title and 47 section one hundred sixty-three of the state finance law, the commis- 48 sioner of health [or the local department of social services in a city 49 with a population of over two million] may contract with managed care 50 providers approved under paragraph (b) of this subdivision, without a 51 competitive bid or request for proposal process, to provide coverage for 52 participants pursuant to this title. 53 (e) Notwithstanding any inconsistent provision of this title and 54 section one hundred forty-three of the economic development law, no 55 notice in the procurement opportunities newsletter shall be required for 56 contracts awarded by the commissioner of health [or the local department S. 2809--B 172 A. 4009--B 1 of social services in a city with a population of over two million], to 2 qualified managed care providers pursuant to this section. 3 (f) The care and services described in subdivision four of this 4 section will be furnished by a managed care provider pursuant to the 5 provisions of this section when such services are furnished in accord- 6 ance with an agreement with the department of health [or the local 7 department of social services in a city with a population of over two 8 million], and meet applicable federal law and regulations. 9 S 81. Paragraph (k) of subdivision 2 of section 365-a of the social 10 services law, as amended by chapter 659 of the laws of 1997, is amended 11 to read as follows: 12 (k) care and services furnished by an entity offering a comprehensive 13 health services plan, including an entity that has received a certif- 14 icate of authority pursuant to sections forty-four hundred three, 15 forty-four hundred three-a or forty-four hundred eight-a of the public 16 health law (as added by chapter six hundred thirty-nine of the laws of 17 nineteen hundred ninety-six) or a health maintenance organization 18 authorized under article forty-three of the insurance law, to eligible 19 individuals residing in the geographic area served by such entity, when 20 such services are furnished in accordance with an agreement approved by 21 the department which meets the requirements of federal law and regu- 22 lations [provided, that no such agreement shall allow for medical 23 assistance payments on a capitated basis for nursing facility, home care 24 or other long term care services of a duration and scope defined in 25 regulations of the department of health promulgated pursuant to section 26 forty-four hundred three-f of the public health law, unless such entity 27 has received a certificate of authority as a managed long term care plan 28 or is an operating demonstration or is an approved managed long term 29 care demonstration, pursuant to such section]. 30 S 82. Paragraph (a) of subdivision 1 of section 367-f of the social 31 services law, as amended by section 37 of part D of chapter 58 of the 32 laws of 2009, is amended to read as follows: 33 (a) "Medicaid extended coverage" shall mean eligibility for medical 34 assistance (i) without regard to the resource requirements of section 35 three hundred sixty-six of this title, or in the case of an individual 36 covered under an insurance policy or certificate described in subdivi- 37 sion two of this section that provided a residential health care facili- 38 ty benefit less than [three] TWO years in duration, without consider- 39 ation of an amount of resources equivalent to the value of benefits 40 received by the individual under such policy or certificate, as deter- 41 mined under the rules of the partnership for long-term care program; 42 (ii) without regard to the recovery of medical assistance from the 43 estates of individuals and the imposition of liens on the homes of 44 persons pursuant to section three hundred sixty-nine of this title, with 45 respect to resources exempt from consideration pursuant to subparagraph 46 (i) of this paragraph; provided, however, that nothing in this section 47 shall prevent the imposition of a lien or recovery against property of 48 an individual on account of medical assistance incorrectly paid; and 49 (iii) based on an income eligibility standard for married couples equal 50 to the amount of the minimum monthly maintenance needs allowance defined 51 in paragraph (h) of subdivision two of section three hundred sixty-six-c 52 of this title, and for single individuals equal to one-half of such 53 amount; provided, however, that the commissioner of health shall not be 54 required to implement the provisions of this subparagraph if the use of 55 such income eligibility standards will result in a loss of federal 56 financial participation in the costs of Medicaid extended coverage S. 2809--B 173 A. 4009--B 1 furnished in accordance with subparagraphs (i) and (ii) of this para- 2 graph. 3 S 83. Subdivision 1 of section 190 of the tax law, as amended by 4 section 17 of part B of chapter 58 of the laws of 2004, is amended to 5 read as follows: 6 1. General. A taxpayer shall be allowed a credit against the tax 7 imposed by this article, other than the taxes and fees imposed by 8 sections one hundred eighty and one hundred eighty-one of this article, 9 equal to [twenty] FORTY percent of the premium paid during the taxable 10 year for long-term care insurance. In order to qualify for such credit, 11 the taxpayer's premium payment must be for the purchase of or for 12 continuing coverage under a long-term care insurance policy that quali- 13 fies for such credit pursuant to section one thousand one hundred seven- 14 teen of the insurance law. 15 S 84. Paragraph (a) of subdivision 25-a of section 210 of the tax law, 16 as amended by section 18 of part B of chapter 58 of the laws of 2004, is 17 amended to read as follows: 18 (a) A taxpayer shall be allowed a credit against the tax imposed by 19 this article equal to [twenty] FORTY percent of the premium paid during 20 the taxable year for long-term care insurance. In order to qualify for 21 such credit, the taxpayer's premium payment must be for the purchase of 22 or for continuing coverage under a long-term care insurance policy that 23 qualifies for such credit pursuant to section one thousand one hundred 24 seventeen of the insurance law. 25 S 85. Paragraph 1 of subsection (aa) of section 606 of the tax law, as 26 amended by section 1 of part P of chapter 61 of the laws of 2005, is 27 amended to read as follows: 28 (1) Residents. A taxpayer shall be allowed a credit against the tax 29 imposed by this article equal to [twenty] FORTY percent of the premium 30 paid during the taxable year for long-term care insurance. In order to 31 qualify for such credit, the taxpayer's premium payment must be for the 32 purchase of or for continuing coverage under a long-term care insurance 33 policy that qualifies for such credit pursuant to section one thousand 34 one hundred seventeen of the insurance law. If the amount of the credit 35 allowable under this subsection for any taxable year shall exceed the 36 taxpayer's tax for such year, the excess may be carried over to the 37 following year or years and may be deducted from the taxpayer's tax for 38 such year or years. 39 S 86. Paragraph 1 of subsection (k) of section 1456 of the tax law, as 40 amended by section 20 of part B of chapter 58 of the laws of 2004, is 41 amended to read as follows: 42 (1) A taxpayer shall be allowed a credit against the tax imposed by 43 this article equal to [twenty] FORTY percent of the premium paid during 44 the taxable year for long-term care insurance. In order to qualify for 45 such credit, the taxpayer's premium payment must be for the purchase of 46 or for continuing coverage under a long-term care insurance policy that 47 qualifies for such credit pursuant to section one thousand one hundred 48 seventeen of the insurance law. 49 S 87. Paragraph 1 of subdivision (m) of section 1511 of the tax law, 50 as amended by section 21 of part B of chapter 58 of the laws of 2004, is 51 amended to read as follows: 52 (1) A taxpayer shall be allowed a credit against the tax imposed by 53 this article equal to [twenty] FORTY percent of the premium paid during 54 the taxable year for long-term care insurance. In order to qualify for 55 such credit, the taxpayer's premium payment must be for the purchase of 56 or for continuing coverage under a long-term care insurance policy that S. 2809--B 174 A. 4009--B 1 qualifies for such credit pursuant to section one thousand one hundred 2 seventeen of the insurance law. 3 S 88. Subparagraph 11 of paragraph (a) of subdivision 1 of section 366 4 of the social services law, as amended by section 1-h of part C of chap- 5 ter 58 of the laws of 2007, is amended to read as follows: 6 (11) for purposes of receiving family planning services eligible for 7 reimbursement by the federal government at a rate of ninety percent, is 8 not otherwise eligible for medical assistance and whose income is two 9 hundred percent or less of the comparable federal income official pover- 10 ty line (as defined and annually revised by the United States department 11 of health and human services); provided, however, that such ninety 12 percent limitation shall not apply to those services identified by the 13 commissioner of health as services, including treatment for sexually 14 transmitted diseases, generally performed as part of or as a follow-up 15 to a service eligible for such ninety percent reimbursement; PROVIDED 16 FURTHER THAT THE COMMISSIONER OF HEALTH IS AUTHORIZED TO ESTABLISH 17 CRITERIA FOR PRESUMPTIVE ELIGIBILITY FOR SERVICES PROVIDED PURSUANT TO 18 THIS SUBPARAGRAPH IN ACCORDANCE WITH ALL APPLICABLE REQUIREMENTS OF 19 FEDERAL LAW OR REGULATION PERTAINING TO SUCH ELIGIBILITY. The commis- 20 sioner of health shall submit whatever waiver applications as may be 21 necessary to receive federal financial participation for services 22 provided under this subparagraph and the provisions of this subparagraph 23 shall be effective if and so long as such federal financial partic- 24 ipation shall be available; or 25 S 89. Paragraph (e) of subdivision 2 of section 365-a of the social 26 services law, as amended by chapter 170 of the laws of 1994, is amended 27 to read as follows: 28 (e) (I) personal care services, including personal emergency response 29 services, shared aide and an individual aide, SUBJECT TO THE PROVISIONS 30 OF SUBPARAGRAPHS (II), (III), AND (IV) OF THIS PARAGRAPH, furnished to 31 an individual who is not an inpatient or resident of a hospital, nursing 32 facility, intermediate care facility for the mentally retarded, or 33 institution for mental disease, as determined to meet the recipient's 34 needs for assistance when cost effective and appropriate [in accordance 35 with section three hundred sixty-seven-k and section three hundred 36 sixty-seven-o of this title], and when prescribed by a physician, in 37 accordance with the recipient's plan of treatment and provided by indi- 38 viduals who are qualified to provide such services, who are supervised 39 by a registered nurse and who are not members of the recipient's family, 40 and furnished in the recipient's home or other location; 41 (II) THE COMMISSIONER IS AUTHORIZED TO ADOPT STANDARDS FOR THE 42 PROVISION AND MANAGEMENT OF SERVICES AVAILABLE UNDER THIS PARAGRAPH FOR 43 INDIVIDUALS WHOSE NEED FOR SUCH SERVICES EXCEEDS A SPECIFIED LEVEL TO BE 44 DETERMINED BY THE COMMISSIONER; 45 (III) THE COMMISSIONER IS AUTHORIZED TO PROVIDE ASSISTANCE TO PERSONS 46 RECEIVING SERVICES UNDER THIS PARAGRAPH WHO ARE TRANSITIONING TO RECEIV- 47 ING CARE FROM A MANAGED LONG TERM CARE PLAN CERTIFIED PURSUANT TO 48 SECTION FORTY-FOUR HUNDRED THREE-F OF THE PUBLIC HEALTH LAW; 49 (IV) PERSONAL CARE SERVICES AVAILABLE PURSUANT TO THIS PARAGRAPH SHALL 50 NOT EXCEED EIGHT HOURS PER WEEK FOR INDIVIDUALS WHOSE NEEDS ARE LIMITED 51 TO NUTRITIONAL AND ENVIRONMENTAL SUPPORT FUNCTIONS; 52 S 90. (a) Notwithstanding any other provision of law to the contrary, 53 for the state fiscal year period beginning April 1, 2011 and each state 54 fiscal year thereafter, all Medicaid payments made for services provided 55 on and after April 1, 2011, shall, except as hereinafter provided, be 56 subject to a uniform two percent reduction and such reduction shall be S. 2809--B 175 A. 4009--B 1 applied, to the extent practicable, in equal amounts during the fiscal 2 year, provided, however, that an alternative method may be considered at 3 the discretion of the commissioner of health and the director of the 4 budget based upon consultation with the health care industry including 5 but not limited to, a uniform reduction in Medicaid rates of payments or 6 other reductions provided that any method selected achieves no less than 7 $345,000,000 in Medicaid state share savings annually, except as herein- 8 after provided, for services provided on and after April 1, 2011 through 9 March 31, 2012 and each state fiscal year thereafter. 10 (b) The following types of appropriations shall be exempt from 11 reductions pursuant to this section: 12 (i) any reductions that would violate federal law including, but not 13 limited to, payments required pursuant to the federal Medicare program; 14 (ii) any reductions related to payments pursuant to article 32, arti- 15 cle 31 and article 16 of the mental hygiene law; 16 (iii) payments the state is obligated to make pursuant to court orders 17 or judgments; 18 (iv) payments for which the non-federal share does not reflect any 19 state funding; and 20 (v) at the discretion of the commissioner of health and the director 21 of the budget, payments with regard to which it is determined by the 22 commissioner of health and the director of the budget that application 23 of reductions pursuant to this section would result, by operation of 24 federal law, in a lower federal medical assistance percentage applicable 25 to such payments. 26 (c) Reductions to Medicaid payments or Medicaid rates of payments made 27 pursuant to this section shall be subject to the receipt of all neces- 28 sary federal approvals. 29 S 91. Notwithstanding any inconsistent provision of state law, rule 30 or regulation to the contrary, subject to federal approval, the year to 31 year rate of growth of department of health state funds spending shall 32 not exceed the ten year rolling average of the medical component of the 33 consumer price index as published by the United States department of 34 labor, bureau of labor statistics, for the preceding ten years. 35 S 92. The director of the budget, in consultation with the commis- 36 sioner of health, shall periodically assess known and projected depart- 37 ment of health state funds medicaid expenditures, and if the director of 38 the budget determines that such expenditures are expected to cause medi- 39 caid disbursements for such period to exceed the projected department of 40 health medicaid state funds disbursements in the enacted budget finan- 41 cial plan pursuant to subdivision 3 of section 23 of the state finance 42 law, the commissioner of health, in consultation with the director of 43 the budget, shall develop a medicaid savings allocation plan to limit 44 such spending to the aggregate limit level specified in the enacted 45 budget financial plan, provided, however, such projections may be 46 adjusted by the director of the budget to account for any changes in the 47 New York state federal medical assistance percentage amount established 48 pursuant to the federal social security act, changes in provider reven- 49 ues, and beginning April 1, 2012 the operational costs of the New York 50 state medical indemnity fund. 51 1. Such medicaid savings allocation plan shall be designed, to reduce 52 the disbursements authorized by the appropriations herein in compliance 53 with the following guidelines: (1) reductions shall be made in compli- 54 ance with applicable federal law, including the provisions of the 55 Patient Protection and Affordable Care Act, Public Law No. 111-148, and 56 the Health Care and Education Reconciliation Act of 2010, Public Law No. S. 2809--B 176 A. 4009--B 1 111-152 (collectively "Affordable Care Act") and any subsequent amend- 2 ments thereto or regulations promulgated thereunder; (2) reductions 3 shall be made in a manner that complies with the state Medicaid plan 4 approved by the federal centers for medicare and medicaid services, 5 provided, however, that the commissioner of health is authorized to 6 submit any state plan amendment or seek other federal approval, includ- 7 ing waiver authority, to implement the provisions of the medicaid 8 savings allocation plan that meets the other criteria set forth herein; 9 (3) reductions shall be made in a manner that maximizes federal finan- 10 cial participation, to the extent practicable, including any federal 11 financial participation that is available or is reasonably expected to 12 become available, in the discretion of the commissioner of health, under 13 the Affordable Care Act; (4) reductions shall be made uniformly among 14 categories of services, to the extent practicable, and shall be made 15 uniformly within a category of service, to the extent practicable, 16 except where the commissioner of health determines that there are suffi- 17 cient grounds for non-uniformity, including but not limited to: the 18 extent to which specific categories of services contributed to depart- 19 ment of health medicaid state funds spending in excess of the limits 20 specified herein; the need to maintain safety net services in under- 21 served communities; the need to encourage or discourage certain activ- 22 ities by providers of particular health care services in order to 23 improve quality of and access to care; or the potential benefits of 24 pursuing innovative payment models contemplated by the Affordable Care 25 Act, in which case such grounds shall be set forth in the medicaid 26 savings allocation plan; and (5) reductions shall be made in a manner 27 that does not unnecessarily create administrative burdens to Medicaid 28 applicants and recipients or providers. 29 2. In accordance with the medicaid savings allocation plan, the 30 commissioner of the department of health shall reduce department of 31 health state funds medicaid disbursements by the amount of the projected 32 overspending through, actions including, but not limited to modifying or 33 suspending reimbursement methods, including but not limited to all fees, 34 premium levels and rates of payment, notwithstanding any provision of 35 law that sets a specific amount or methodology for any such payments or 36 rates of payment; modifying or discontinuing Medicaid program benefits; 37 seeking all necessary Federal approvals, including, but not limited to 38 waivers, waiver amendments; and suspending time frames for notice, 39 approval or certification of rate requirements, notwithstanding any 40 provision of law, rule or regulation to the contrary, including but not 41 limited to sections 2807 and 3614 of the public health law, section 18 42 of chapter 2 of the laws of 1988, and 18 NYCRR 505.14(h). 43 S 93. Notwithstanding any inconsistent provision of law, rule or regu- 44 lation, for purposes of implementing the provisions of the public health 45 law and the social services law, references to titles XIX and XXI of the 46 federal social security act in the public health law and the social 47 services law shall be deemed to include and also to mean any successor 48 titles thereto under the federal social security act. 49 S 94. Notwithstanding any inconsistent provision of law, rule or regu- 50 lation, the effectiveness of the provisions of sections 2807 and 3614 of 51 the public health law, section 18 of chapter 2 of the laws of 1988, and 52 18 NYCRR 505.14(h), as they relate to time frames for notice, approval 53 or certification of rates of payment, are hereby suspended and without 54 force or effect for purposes of implementing the provisions of this act. 55 S 95. Severability clause. If any clause, sentence, paragraph, subdi- 56 vision, section or part of this act shall be adjudged by any court of S. 2809--B 177 A. 4009--B 1 competent jurisdiction to be invalid, such judgment shall not affect, 2 impair or invalidate the remainder thereof, but shall be confined in its 3 operation to the clause, sentence, paragraph, subdivision, section or 4 part thereof directly involved in the controversy in which such judgment 5 shall have been rendered. It is hereby declared to be the intent of the 6 legislature that this act would have been enacted even if such invalid 7 provisions had not been included herein. 8 S 96. This act shall take effect immediately and shall be deemed to 9 have been in full force and effect on and after April 1, 2011; provided 10 however, that: 11 (a) the amendment to subparagraph 1 of paragraph (c) of subdivision 10 12 of section 2807-c of the public health law made by section one of this 13 act shall not affect the expiration of such subparagraph and shall 14 expire and be deemed repealed therewith; 15 (b) the amendments to section 272 of the public health law, made by 16 sections nine, sixteen and seventeen of this act shall not affect the 17 repeal of such section and shall expire and be deemed repealed there- 18 with; 19 (b-1) the amendments to subdivision 9 of section 367-a of the social 20 services law made by section ten of this act shall not affect the expi- 21 ration of such subdivision and shall be deemed to expire therewith; 22 (c) the amendments to subdivision 22 of section 6802 of the education 23 law, made by section twelve of this act shall not affect the repeal of 24 such subdivision and shall expire and be deemed repealed therewith; 25 (d) the amendments to section 271 of the public health law, made by 26 sections thirteen, fourteen and fifteen of this act shall not affect the 27 repeal of such section and shall expire and be deemed repealed there- 28 with; 29 (e) the amendments to subparagraph (i) of paragraph (b-1) of subdivi- 30 sion 1 of section 2807-c of the public health law made by section thir- 31 ty-two of this act shall not affect the expiration of such paragraph and 32 shall be deemed to expire therewith; 33 (f) the amendments to section 4403-f of the public health law made by 34 sections forty-one, forty-one-a and forty-one-b of this act shall not 35 affect the repeal of such section and shall be deemed repealed there- 36 with; 37 (g) the amendments to subdivision 6 of section 367-a of the social 38 services law, made by sections forty-three, forty-four and forty-five of 39 this act shall not affect the repeal of such subdivision and shall 40 expire and be deemed repealed therewith; 41 (h) sections thirty-six, fifty, fifty-one and sixty-eight of this act 42 shall take effect on the ninetieth day after it shall have become a law; 43 (i) the amendments to section 2807-j of the public health law made by 44 section sixty-eight of this act shall not affect the expiration of such 45 section and shall be deemed to expire therewith; 46 (j) sections five, twenty, twenty-one, twenty-four, twenty-seven, 47 forty-one, forty-one-a, forty-one-b, forty-three, forty-four, forty- 48 five, forty-six, forty-eight, fifty-four, fifty-eight, seventy, seven- 49 ty-one, seventy-two and seventy-three of this act shall take effect on 50 the one hundred eightieth day after it shall have become a law; 51 (k) section forty-seven of this act shall take effect on October 1, 52 2011; 53 (l) the amendments to paragraph 6 of subdivision (a) of section 31.02 54 of the mental hygiene law made by section seventy-two of this act shall 55 not affect the repeal of such paragraph and shall be deemed to be 56 repealed therewith; S. 2809--B 178 A. 4009--B 1 (m) the amendments to section 364-j of the social services law made by 2 sections seventy-seven, seventy-seven-a, seventy-eight, seventy-nine and 3 eighty of this act shall not affect the repeal of such section and shall 4 be deemed repealed therewith; 5 (n) the amendments to paragraph (k) of subdivision 2 of section 365-a 6 of the social services law made by section eighty-one of this act shall 7 not affect the expiration of such subdivision and shall be deemed to 8 expire therewith; 9 (o) section twelve of this act shall take effect August 1, 2011; 10 (p) sections thirteen, fourteen, fifteen, sixteen, seventeen and eigh- 11 teen shall take effect May 1, 2011; 12 (q) section twenty-three of this act shall take effect December 1, 13 2011; 14 (r) section forty of this act shall take effect September 1, 2011; 15 (s) sections sixty-nine, eighty-two, eighty-three, eighty-four, eight- 16 y-five, eighty-six, and eighty-seven of this act shall take effect on 17 January 1, 2012 and shall apply to taxable years beginning on or after 18 January 1, 2012; 19 (t) section thirty-five of this act shall expire and be deemed 20 repealed April 1, 2015; 21 (u) section ninety-one of this act shall take effect April 1, 2012; 22 (v) any rules or regulations necessary to implement the provisions of 23 this act may be promulgated and any procedures, forms, or instructions 24 necessary for such implementation may be adopted and issued on or after 25 the date this act shall have become a law, provided that the department 26 of health may promulgate regulations including on an emergency basis, 27 necessary to implement this act, prior to its effective date; 28 (w) this act shall not be construed to alter, change, affect, impair 29 or defeat any rights, obligations, duties or interests accrued, incurred 30 or conferred prior to the effective date of this act; 31 (x) the commissioner of health and the superintendent of insurance and 32 any appropriate council may take any steps necessary to implement this 33 act prior to its effective date; 34 (y) notwithstanding any inconsistent provision of the state adminis- 35 trative procedure act or any other provision of law, rule or regulation, 36 the commissioner of health and the superintendent of insurance and any 37 appropriate council is authorized to adopt or amend or promulgate on an 38 emergency basis any regulation he or she or such council determines 39 necessary to implement any provision of this act on its effective date; 40 (z) sections fifty-two through fifty-two-m of this act shall take 41 effect on the ninetieth day after it shall have become law, provided 42 that it shall apply to birth-related neurological injury lawsuits in 43 existence as of the date of enactment and to all birth-related neurolog- 44 ical injury lawsuits commenced subsequently to the date of enactment, 45 and provided further that the commissioner of health and the superinten- 46 dent of financial regulations shall be authorized to promulgate any 47 regulations as necessary to implement such sections prior to such effec- 48 tive date, including on an emergency basis; and 49 (aa) the provisions of this act shall become effective notwithstanding 50 the failure of the commissioner of health or the superintendent of 51 insurance or any council to adopt or amend or promulgate regulations 52 implementing this act. 53 S 2. Severability clause. If any clause, sentence, paragraph, subdivi- 54 sion, section or part of this act shall be adjudged by any court of 55 competent jurisdiction to be invalid, such judgment shall not affect, 56 impair, or invalidate the remainder thereof, but shall be confined in S. 2809--B 179 A. 4009--B 1 its operation to the clause, sentence, paragraph, subdivision, section 2 or part thereof directly involved in the controversy in which such judg- 3 ment shall have been rendered. It is hereby declared to be the intent of 4 the legislature that this act would have been enacted even if such 5 invalid provisions had not been included herein. 6 S 3. This act shall take effect immediately provided, however, that 7 the applicable effective date of Parts A through H of this act shall be 8 as specifically set forth in the last section of such Parts.