Bill Text: NY A04009 | 2011-2012 | General Assembly | Amended

NOTE: There are more recent revisions of this legislation. Read Latest Draft
Bill Title: Relates to Medicare part D; relates to early intervention services; relates to tobacco control and insurance initiatives pool distributions; relates to clinical laboratories; relates to the distribution of HEAL NY capital grants; extends numerous provisions of law; repeals provisions of law relating to elderly pharmaceutical insurance; relates to rates of payment and medical assistance; relates to the distribution of pool allocations and graduate medical education; relates to health care initiative pool distributions; extends payment provisions for general hospitals; extends access to community health care services in rural areas; continues the priority restoration adjustment; relates to medical and professional malpractice insurance; relates to the liquidation of domestic insurers; relates to rates of payment for personal care service providers, residential health care facilities and diagnostic and treatment centers; relates to payments to residential health care facilities and other reimbursements; authorizes bad debt and charity care allowances for certified home health agencies; relates to capital related inpatient expenses; relates to rates of payment for long term home health care programs; relates to the effectiveness of the child health insurance plan; relates to the suspension of eligibility for medical assistance; foregoes certain adjustments during the 2011-2012 state fiscal year; relates to the closure and the reduction in size of certain facilities serving persons with mental illness; relates to general hospital inpatient reimbursement for annual rates; establishes ceiling limitations for certain rates of payment; repeals certain provisions of the social services law relating to prescription drug payments; initiates a study to determine costs incurred by public school districts for certain medical care, services and supplies; relates to the calculation of capital costs; relates to the HIV special needs plan; relates to the pharmacy and therapeutics committee and the preferred drug program; relates to covered part D drugs, limited coverage for formula therapy, prescription footwear, speech therapy, physical therapy and occupational therapy, payment for home health care nursing services, and coverage for smoking cessation counseling services, the furnishing of medical assistance to applicants with responsible relatives, and mail order prescriptions; relates to the commissioner of health's authority to negotiate agreements resolving multiple pending rate appeals; relates to diagnostic care centers; relates to temporary operator certificates for general hospitals or diagnostic and treatment centers; relates to health home services; relates to managed long term care plans and residential health care facilities; relates to insurance co-payments; provides palliative care support for patients with advanced life limiting conditions and illnesses; relates to the provision of home health care services; establishes a workgroup to develop a plan and draft legislation for the purpose of operating and managing public nursing homes; encourages cooperative, collaborative and integrative arrangements between health care providers, payers, and others; relates to the definition of estate; relates to the New York state medical indemnity fund and the New York state hospital quality initiative; requires compliance with operational standards by hospitals and providers of services in hospitals; creates an accountable care organization demonstration program; limits the reporting of death by the operator of an adult home or residence; requires preclaim review for participating providers of medical assistance program items and services; relates to seeking federal approvals to establish payment methodologies with accountable care organizations; relates to medical assistance for needy persons; relates to the character and adequacy of assistance; relates to residential health care facility supplemental payments, non-capital components of rates, and temporary nursing home stability contributions; authorizes the commissioner of health to enter into contracts for purposes of the Early Innovator federal grant award; and relates to applications for orders of rehabilitation or liquidation.

Spectrum: Committee Bill

Status: (Introduced - Dead) 2011-03-30 - substituted by s2809d [A04009 Detail]

Download: New_York-2011-A04009-Amended.html
                           S T A T E   O F   N E W   Y O R K
       ________________________________________________________________________
           S. 2809--B                                            A. 4009--B
                             S E N A T E - A S S E M B L Y
                                   February 1, 2011
                                      ___________
       IN  SENATE -- A BUDGET BILL, submitted by the Governor pursuant to arti-
         cle seven of the Constitution -- read twice and ordered  printed,  and
         when  printed to be committed to the Committee on Finance -- committee
         discharged, bill amended, ordered reprinted as amended and recommitted
         to said committee  --  committee  discharged,  bill  amended,  ordered
         reprinted as amended and recommitted to said committee
       IN  ASSEMBLY  --  A  BUDGET  BILL, submitted by the Governor pursuant to
         article seven of the Constitution -- read once  and  referred  to  the
         Committee  on  Ways  and  Means -- committee discharged, bill amended,
         ordered reprinted as amended and  recommitted  to  said  committee  --
         again  reported from said committee with amendments, ordered reprinted
         as amended and recommitted to said committee
       AN ACT to amend the elder law, in relation to Medicare part D; to  amend
         the  public  health  law  and  the insurance law, in relation to early
         intervention services; to amend the public health law  and  the  elder
         law,  in  relation  to  creating  local  competitive performance grant
         programs for priority health initiatives and initiatives in aging;  to
         amend the public health law, in relation to tobacco control and insur-
         ance  initiatives  pool distributions; to amend the public health law,
         in relation to clinical laboratories; to amend the public health  law,
         in  relation  to  distribution  of  HEAL  NY  capital grants; to amend
         section 32 of part A of chapter 58 of the laws of 2008,  amending  the
         elder  law  and  other  laws  relating  to reimbursement to particular
         provider pharmacies and prescription drug coverage, in relation to the
         effectiveness thereof; to amend section 4 of part X2 of chapter 62  of
         the  laws of 2003, amending the public health law relating to allowing
         for the use of funds of the office of professional medical conduct for
         activities of the patient health information and  quality  improvement
         act  of 2000, in relation to the effectiveness thereof; to amend para-
         graph b of subdivision 1 of section 76 of chapter 731 of the  laws  of
         1993,  amending  the  public  health  law  and  other laws relating to
         reimbursement, delivery and capital costs of  ambulatory  health  care
         services  and  inpatient  hospital services, in relation to the effec-
         tiveness thereof; to amend section 4 of chapter 505  of  the  laws  of
         1995,  amending  the  public  health  law relating to the operation of
         department of health facilities,  in  relation  to  the  effectiveness
        EXPLANATION--Matter in ITALICS (underscored) is new; matter in brackets
                             [ ] is old law to be omitted.
                                                                  LBD12571-03-1
       S. 2809--B                          2                         A. 4009--B
         thereof; to amend section 3 of chapter 303 of the laws of 1999, amend-
         ing  the  New  York  state  medical care facilities finance agency act
         relating to financing health facilities, in relation to the effective-
         ness thereof; to repeal subdivision 2, and paragraphs (c), (d) and (g)
         of  subdivision  3 of section 242 of the elder law, relating to eligi-
         bility for comprehensive coverage for  elderly  pharmaceutical  insur-
         ance;  to repeal section 244 of the elder law, relating to the elderly
         pharmaceutical insurance coverage panel; to repeal subdivisions  1,  2
         and  4  of  section  247  of  the  elder law, relating to cost-sharing
         responsibilities of participants in the elderly pharmaceutical  insur-
         ance  coverage  program;  and  to repeal section 248 of the elder law,
         relating to  cost-sharing  responsibilities  of  participants  in  the
         elderly  catastrophic  insurance program (Part A); to amend the public
         health law, in relation to rates of payment  and  medical  assistance;
         and  to  amend  chapter  58  of  the laws of 2009, amending the public
         health law and other laws relating to Medicaid reimbursements to resi-
         dential health care facilities, in relation to adjustments to Medicaid
         ratio of payment for inpatient services (Part B);  to  amend  the  New
         York  Health Care Reform Act of 1996, in relation to extending certain
         provisions relating thereto; to amend the New York Health Care  Reform
         Act  of 2000, in relation to extending the effectiveness of provisions
         thereof; to amend the public health law, in relation to  the  distrib-
         ution  of  pool  allocations  and graduate medical education; to amend
         chapter 62 of the laws of 2003 amending the general business  law  and
         other  laws  relating to enacting major components necessary to imple-
         ment the state fiscal plan for  the  2003-04  state  fiscal  year,  in
         relation  to  the deposit of certain funds; to amend the public health
         law, in relation to health  care  initiative  pool  distributions;  to
         amend  the  public  authorities  law,  in  relation to the transfer of
         certain funds; to amend  the  social  services  law,  in  relation  to
         extending  payment  provisions for general hospitals; to amend chapter
         600 of the laws of 1986 amending the public health law relating to the
         development  of  pilot  reimbursement  programs  for  ambulatory  care
         services,  in  relation to the effectiveness of such chapter; to amend
         chapter 520 of the laws of 1978 relating to providing for a comprehen-
         sive survey of health care financing, education and illness prevention
         and creating councils for the conduct thereof, in relation to  extend-
         ing  the effectiveness of portions thereof; to amend the public health
         law, in relation to extending access to community health care services
         in rural areas; to amend the public health law, in relation to contin-
         uing the priority restoration adjustment; to amend chapter 266 of  the
         laws  of 1986 amending the civil practice law and rules and other laws
         relating to malpractice and professional medical conduct, in  relation
         to extending the applicability of certain provisions thereof; to amend
         the insurance law, in relation to liquidation of domestic insurers; to
         amend  chapter  63 of the laws of 2001 amending chapter 20 of the laws
         of 2001 amending the military law and other laws  relating  to  making
         appropriations for the support of government, in relation to extending
         the  applicability of certain provisions thereof; to amend chapter 904
         of the laws of 1984, amending the public health  law  and  the  social
         services law relating to encouraging comprehensive health services, in
         relation  to  the  effectiveness thereof; to amend the social services
         law and the public health law, in relation to  rates  of  payment  for
         personal  care  service  providers, residential health care facilities
         and diagnostic and treatment centers; and to amend chapter 495 of  the
         laws  of  2004  amending  the  insurance law and the public health law
       S. 2809--B                          3                         A. 4009--B
         relating to the New York state health insurance  continuation  assist-
         ance  demonstration  project, in relation to the effectiveness of such
         provisions (Part C); to amend the public health law,  in  relation  to
         payments  to  residential health care facilities; to amend chapter 474
         of the laws of 1996, amending the education law and other laws  relat-
         ing  to  rates  for  residential healthcare facilities, in relation to
         reimbursements; to amend chapter 884 of the laws of 1990, amending the
         public health law relating to authorizing bad debt  and  charity  care
         allowances  for  certified  home  health  agencies, in relation to the
         effectiveness thereof; to amend chapter 81 of the laws of 1995, amend-
         ing  the  public  health  law  and  other  laws  relating  to  medical
         reimbursement  and  welfare  reform, in relation to reimbursements and
         the effectiveness thereof; to amend the public health law, in relation
         to capital related inpatient expenses; to amend part C of  chapter  58
         of  the  laws of 2007, amending the social services law and other laws
         relating to enacting the major components of legislation necessary  to
         implement the health and mental hygiene budget for the 2007-2008 state
         fiscal  year,  in  relation  to rates of payment by state governmental
         agencies; to amend chapter 451 of  the  laws  of  2007,  amending  the
         public  health  law,  the  social  services law and the insurance law,
         relating to providing enhanced consumer and provider  protections,  in
         relation to extending the effectiveness of certain provisions thereof;
         to  amend  the  public health law, in relation to rates of payment for
         long term home health care programs; to amend chapter 2 of the laws of
         1998, amending the public  health  law  and  other  laws  relating  to
         expanding  the  child health insurance plan, in relation to the effec-
         tiveness of certain provisions thereof; to amend chapter  649  of  the
         laws  of  1996, amending the public health law, the mental hygiene law
         and the social services law relating to authorizing the  establishment
         of  special  needs plans, in relation to the effectiveness thereof; to
         amend chapter 58 of the laws of 2008, amending the social services law
         and the public  health  law  relating  to  adjustments  of  rates,  in
         relation  to the effectiveness of certain provisions thereof; to amend
         chapter 535 of the laws of 1983,  amending  the  social  services  law
         relating  to  eligibility of certain enrollees for medical assistance,
         in relation to the effectiveness thereof; to amend chapter 19  of  the
         laws  of  1998,  amending the social services law relating to limiting
         the method of payment for prescription drugs under the medical assist-
         ance program, in relation to the effectiveness thereof; to amend chap-
         ter 710 of the laws of 1988, amending the social services law and  the
         education  law  relating  to medical assistance eligibility of certain
         persons and providing for managed medical care demonstration programs,
         in relation to the effectiveness thereof; to amend chapter 165 of  the
         laws  of  1991, amending the public health law and other laws relating
         to establishing payments for medical assistance, in  relation  to  the
         effectiveness  thereof;  to  repeal  certain  provisions of the public
         health law relating to capital  related  inpatient  expenses;  and  to
         repeal  certain provisions of chapter 41 of the laws of 1992, amending
         the public health law and other laws relating to health care providers
         relating to the effectiveness of certain provisions thereof (Part  D);
         to  amend the social services law, in relation to suspension of eligi-
         bility for medical assistance (Part E); to amend  chapter  57  of  the
         laws of 2006, relating to establishing a cost of living adjustment for
         designated  human  services  programs,  in  relation to foregoing such
         adjustment during the 2011-2012 state fiscal year (Part F);  to  amend
         the  mental  hygiene law, in relation to the closure and the reduction
       S. 2809--B                          4                         A. 4009--B
         in size of certain facilities serving persons with mental illness; and
         to repeal certain provisions of such law relating thereto (Part G)  to
         amend the public health law, in relation to general hospital inpatient
         reimbursement for annual rates; to amend chapter 1 of the laws of 1999
         amending the public health law and other laws relating to enacting the
         New  York  Health  Care  Reform  Act  of 2000, in relation to rates of
         payment for residential health care facilities; to  amend  the  public
         health  law,  in  relation  to  establishing  ceiling  limitations for
         certain rates of payment; to repeal certain provisions of  the  social
         services  law  relating  to  prescription  drug payments; to amend the
         social services law,  in  relation  to  a  study  to  determine  costs
         incurred by public school districts for certain medical care, services
         and  supplies;  to  amend the public health law, in relation to calcu-
         lation of capital costs and to repeal certain provisions of  such  law
         relating thereto; to amend the education law, in relation to immuniza-
         tions; to amend the public health law, in relation to the pharmacy and
         therapeutics  committee  and the preferred drug program; and to repeal
         certain provisions of such law relating thereto; to amend  the  social
         services  law and the public health law, in relation to covered part D
         drugs, limited coverage for formula  therapy,  prescription  footwear,
         speech therapy, physical therapy and occupational therapy, payment for
         home  health care nursing services, and coverage for smoking cessation
         counseling services, the furnishing of medical  assistance  to  appli-
         cants  with  responsible  relatives,  and the commissioner of health's
         authority to negotiate  agreements  resolving  multiple  pending  rate
         appeals;  to repeal subdivision 12 of section 272 of the public health
         law relating to authorization under the  preferred  drug  program  for
         anti-psychotics,  anti-depressants,  anti-rejection  drugs  for trans-
         plants and anti-retrovirals used in the treatment of HIV and AIDS;  to
         amend the public health law, in relation to temporary operator certif-
         icates  for  general hospitals or diagnostic and treatment centers; to
         amend the social services law, in relation to health home services; to
         amend the public health law, in relation to  managed  long  term  care
         plans;  to  amend  the  social  services law, in relation to insurance
         co-payments; to amend the public health law, in relation to  providing
         palliative  care  support  for  patients  with  advanced life limiting
         conditions and  illnesses;  to  amend  the  social  services  law,  in
         relation  to  provisions  of home health care services, to establish a
         workgroup to develop a plan and draft legislation for the  purpose  of
         operating  and  managing  public  nursing  homes;  to amend the public
         health law, in relation to encouraging cooperative, collaborative  and
         integrative  arrangements  between  health care providers, payers, and
         others; to amend the social services law, in relation to definition of
         estate; to amend the civil practice law  and  rules,  in  relation  to
         damage  awards  and  to repeal certain provisions of such law relating
         thereto; to amend the mental hygiene law, in  relation  to  compliance
         with  operational  standards by hospitals and providers of services in
         hospitals; to amend the public health  law,  in  relation  to  serious
         event  reporting;  to  amend the general municipal law, in relation to
         including a hospital and continuing care retirement  community  within
         the  definition  of project and defining hospital; to amend chapter 66
         of the laws of 1994, amending  the  public  health  law,  the  general
         municipal  law and the insurance law relating to the financing of life
         care communities, in relation to repealing  the  application  deadline
         for  eligibility for assistance from an industrial development agency;
         to amend the social services law, in relation to limiting the  report-
       S. 2809--B                          5                         A. 4009--B
         ing  of death by the operator of an adult home or residence, to define
         certain terms as used in the  social  services  law,  and  to  require
         preclaim  review  for  participating  providers  of medical assistance
         program items and services; to amend the public health law, and part B
         of chapter 58 of the laws of 2010, amending chapter 474 of the laws of
         1996  amending  the education law and other laws relating to rates for
         residential healthcare facilities and other laws relating to  Medicaid
         payments,  in  relation  to  seeking  federal  approvals  to establish
         payment methodologies with  accountable  care  organizations,  and  to
         amend  the  mental hygiene law, in relation to entities subject to the
         visitation, examination, inspection, and investigation; to  amend  the
         social  services  law,  in  relation  to  medical assistance for needy
         persons and to repeal certain provisions of such law relating thereto;
         to amend the tax law, in relation to increasing credits for  long-term
         care  insurance;  to amend the social services law, in relation to the
         character and adequacy of assistance; and providing for the repeal  of
         certain provisions upon expiration thereof (Part H)
         THE  PEOPLE OF THE STATE OF NEW YORK, REPRESENTED IN SENATE AND ASSEM-
       BLY, DO ENACT AS FOLLOWS:
    1    Section 1. This act enacts into law major  components  of  legislation
    2  which are necessary to implement the state fiscal plan for the 2011-2012
    3  state  fiscal  year.  Each  component  is wholly contained within a Part
    4  identified as Parts A through H. The effective date for each  particular
    5  provision contained within such Part is set forth in the last section of
    6  such Part. Any provision in any section contained within a Part, includ-
    7  ing the effective date of the Part, which makes a reference to a section
    8  "of  this  act", when used in connection with that particular component,
    9  shall be deemed to mean and refer to the corresponding  section  of  the
   10  Part  in  which  it  is  found. Section three of this act sets forth the
   11  general effective date of this act.
   12                                   PART A
   13    Section 1. Paragraph (f) of subdivision 3 of section 242 of the  elder
   14  law,  as added by section 3 of part B of chapter 58 of the laws of 2007,
   15  is amended to read as follows:
   16    (f) As a condition of continued eligibility for  benefits  under  this
   17  title,  if  a  program  participant is eligible for Medicare part D drug
   18  coverage under section 1860D of the federal  social  security  act,  the
   19  participant is required to enroll in Medicare part D at the first avail-
   20  able enrollment period and to maintain such enrollment. This requirement
   21  shall  be  waived  if  such enrollment would result in significant addi-
   22  tional financial liability by the participant, including, but not limit-
   23  ed to, individuals in a Medicare advantage plan whose cost sharing would
   24  be increased, or if such enrollment would result  in  the  loss  of  any
   25  health  coverage  through  a union or employer plan for the participant,
   26  the participant's spouse or other dependent.   [The  elderly  pharmaceu-
   27  tical  insurance  coverage  program shall provide premium assistance for
   28  all participants enrolled in Medicare part D as follows:
   29    (i) for participants with comprehensive  coverage  under  section  two
   30  hundred  forty-seven of this title, the elderly pharmaceutical insurance
   31  coverage program shall pay for the portion of the part D monthly premium
   32  that is the responsibility of the participant.  Such  payment  shall  be
       S. 2809--B                          6                         A. 4009--B
    1  limited  to  the  low-income benchmark premium amount established by the
    2  federal centers for Medicare and Medicaid services and any other  amount
    3  which  such  agency  establishes  under  its  de minimus premium policy,
    4  except  that  such payments made on behalf of participants enrolled in a
    5  Medicare advantage plan may  exceed  the  low-income  benchmark  premium
    6  amount if determined to be cost effective to the program.
    7    (ii)  for  participants  with  catastrophic coverage under section two
    8  hundred forty-eight of this title, the elderly pharmaceutical  insurance
    9  coverage  program shall credit the participant's annual personal covered
   10  drug expenditure amount required under this title by an amount equal  to
   11  the  annual  low-income  benchmark  premium  amount  established  by the
   12  centers for Medicare and Medicaid services, prorated for  the  remaining
   13  portion  of  the participant's elderly pharmaceutical insurance coverage
   14  program coverage period. The elderly pharmaceutical  insurance  coverage
   15  program   shall,   at   appropriate   times,  notify  participants  with
   16  catastrophic coverage under section  two  hundred  forty-seven  of  this
   17  title  of their right to coordinate the annual coverage period with that
   18  of Medicare part D, along with the possible advantages and disadvantages
   19  of doing so.]
   20    S 2. Subdivision 6 of section 241 of the elder law is amended and  two
   21  new subdivisions 8 and 9 are added to read as follows:
   22    6.  "Annual  coverage  period" shall mean the period of twelve consec-
   23  utive calendar months for which an eligible program participant has  met
   24  the  [application fee or deductible requirements, as the case may be, of
   25  sections two hundred forty-seven and two hundred  forty-eight]  REQUIRE-
   26  MENTS OF SECTION TWO HUNDRED FORTY-TWO of this title.
   27    8.  "COVERAGE GAP PERIOD" SHALL MEAN THE PERIOD BETWEEN THE END OF THE
   28  MEDICARE  PART D INITIAL COVERAGE PHASE AND THE START OF MEDICARE PART D
   29  CATASTROPHIC COVERAGE.
   30    9. "MEDICARE PART D EXCLUDED DRUG CLASSES" SHALL  MEAN  ANY  DRUGS  OR
   31  CLASSES  OF DRUGS, OR THEIR MEDICAL USES, WHICH ARE DESCRIBED IN SECTION
   32  1927(D)(2) OR 1927(D)(3) OF THE FEDERAL SOCIAL SECURITY  ACT,  WITH  THE
   33  EXCEPTION OF SMOKING CESSATION AGENTS.
   34    S  3.  Subdivision 1 of section 242 of the elder law, paragraph (b) as
   35  amended by section 14 of part B of chapter 57 of the laws  of  2006,  is
   36  amended to read as follows:
   37    1.  Persons  eligible  for [comprehensive] coverage under [section two
   38  hundred forty-seven of] this title shall include:
   39    (a) any unmarried resident who is at least sixty-five  years  of  age,
   40  WHO  IS  ENROLLED  IN MEDICARE PART D, and whose income for the calendar
   41  year immediately preceding the effective date  of  the  annual  coverage
   42  period  beginning  on or after January first, two thousand five, is less
   43  than or equal to [twenty]  THIRTY-FIVE  thousand  dollars.    After  the
   44  initial  determination  of eligibility, each eligible individual must be
   45  redetermined eligible at least every twenty-four months; and
   46    (b) any married resident who is at least sixty-five years of age,  WHO
   47  IS  ENROLLED  IN MEDICARE PART D, and whose income for the calendar year
   48  immediately preceding the effective date of the annual  coverage  period
   49  when  combined with the income in the same calendar year of such married
   50  person's spouse beginning on or after January first, two  thousand  one,
   51  is  less than or equal to [twenty-six] FIFTY thousand dollars. After the
   52  initial determination of eligibility, each eligible individual  must  be
   53  redetermined eligible at least every twenty-four months.
   54    S 3-a. Subdivision 2 of section 242 of the elder law is REPEALED.
   55    S  3-b. Paragraph (c) of subdivision 3 of section 242 of the elder law
   56  is REPEALED and a new paragraph (c) is added to read as follows:
       S. 2809--B                          7                         A. 4009--B
    1    (C) FOR PERSONS WHO MEET THE ELIGIBILITY REQUIREMENTS  TO  PARTICIPATE
    2  IN  THE  ELDERLY  PHARMACEUTICAL INSURANCE COVERAGE PROGRAM, THE PROGRAM
    3  WILL PAY FOR A DRUG COVERED BY THE PERSON'S MEDICARE PART D  PLAN  OR  A
    4  DRUG IN A MEDICARE PART D EXCLUDED DRUG CLASS, AS DEFINED IN SUBDIVISION
    5  NINE OF SECTION TWO HUNDRED FORTY-ONE OF THIS TITLE, DURING THE COVERAGE
    6  GAP, AS DEFINED IN SUBDIVISION EIGHT OF SECTION TWO HUNDRED FORTY-ONE OF
    7  THIS  TITLE,  PROVIDED  THAT  SUCH DRUG IS A COVERED DRUG, AS DEFINED IN
    8  SUBDIVISION ONE OF SECTION TWO HUNDRED FORTY-ONE OF THIS TITLE, AND THAT
    9  THE PARTICIPANT COMPLIES WITH THE POINT OF SALE CO-PAYMENT  REQUIREMENTS
   10  SET FORTH IN SECTION TWO HUNDRED FORTY-SEVEN OF THIS TITLE.
   11    S  3-c. Paragraph (d) of subdivision 3 of section 242 of the elder law
   12  is REPEALED.
   13    S 3-d. Paragraphs (e) and (f) of subdivision 3 of section 242  of  the
   14  elder  law, paragraph (e) as amended by section 112 of part C of chapter
   15  58 of the laws of 2009, paragraph (f) as amended by section one of  this
   16  act, are amended to read as follows:
   17    (e)  As a condition of [continued] eligibility for benefits under this
   18  title, if a program participant's income indicates that the  participant
   19  could  be  eligible for an income-related subsidy under section 1860D-14
   20  of the federal social security act by either applying for  such  subsidy
   21  or  by  enrolling  in a medicare savings program as a qualified medicare
   22  beneficiary (QMB), a specified low-income medicare  beneficiary  (SLMB),
   23  or  a  qualifying  individual (QI), a program participant is required to
   24  provide, and to authorize the elderly pharmaceutical insurance  coverage
   25  program  to  obtain, any information or documentation required to estab-
   26  lish the participant's eligibility for such subsidy,  and  to  authorize
   27  the elderly pharmaceutical insurance coverage program to apply on behalf
   28  of  the participant for the subsidy or the medicare savings program. The
   29  elderly pharmaceutical insurance coverage program shall make  a  reason-
   30  able  effort  to  notify  the  program participant of his or her need to
   31  provide any of the above required information. After a reasonable effort
   32  has been made to contact the participant, a participant shall  be  noti-
   33  fied  in  writing that he or she has sixty days to provide such required
   34  information. If such information is not provided within  the  sixty  day
   35  period, the participant's coverage may be terminated.
   36    (f)  As a condition of [continued] eligibility for benefits under this
   37  title, [if] a program participant is [eligible for Medicare part D  drug
   38  coverage  under  section  1860D  of the federal social security act, the
   39  participant is] required to [enroll] BE ENROLLED in Medicare part D  [at
   40  the  first available enrollment period] and to maintain such enrollment.
   41  [This requirement shall be waived if such  enrollment  would  result  in
   42  significant  additional  financial liability by the participant, includ-
   43  ing, but not limited to, individuals in a Medicare advantage plan  whose
   44  cost  sharing  would be increased, or if such enrollment would result in
   45  the loss of any health coverage through a union or employer plan for the
   46  participant, the participant's spouse or other dependent.]
   47    S 3-e. Paragraph (g) of subdivision 3 of section 242 of the elder  law
   48  is REPEALED.
   49    S 3-f. Paragraph (h) of subdivision 3 of section 242 of the elder law,
   50  as  added  by  section 3 of part B of chapter 58 of the laws of 2007, is
   51  amended to read as follows:
   52    (h) [In order to maximize prescription drug  coverage  under  Medicare
   53  part  D,  the]  THE elderly pharmaceutical insurance coverage program is
   54  authorized to represent program participants under this  title  [in  the
   55  pursuit  of  such] WITH RESPECT TO THEIR MEDICARE PART D coverage. [Such
   56  representation shall not result in any additional financial liability on
       S. 2809--B                          8                         A. 4009--B
    1  behalf of such program participants and shall include, but not be limit-
    2  ed to, the following actions:
    3    (i)  application  for the premium and cost-sharing subsidies on behalf
    4  of eligible program participants;
    5    (ii) enrollment in a prescription drug plan or MA-PD plan; the elderly
    6  pharmaceutical insurance coverage program shall provide program  partic-
    7  ipants with prior written notice of, and the opportunity to decline such
    8  facilitated  enrollment subject, however, to the provisions of paragraph
    9  (f) of this subdivision;
   10    (iii) pursuit of appeals, grievances, or coverage determinations.]
   11    S 3-g. Section 243 of the elder law is amended to read as follows:
   12    S 243. Pharmaceutical insurance contract. 1. The  [elderly  pharmaceu-
   13  tical  insurance  coverage  panel,  established  pursuant to section two
   14  hundred forty-four of this title] COMMISSIONER OF HEALTH shall,  subject
   15  to  the  approval  of  the director of the budget, enter into a contract
   16  with one or more contractors to assist in carrying out the provisions of
   17  this title. Such contractual arrangements shall be  made  subject  to  a
   18  competitive  process  pursuant to the state finance law and shall ensure
   19  that state  payments  for  the  contractor's  necessary  and  legitimate
   20  expenses  for  the  administration  of  this  program are limited to the
   21  amount specified in advance, and that such payments shall not exceed the
   22  amount appropriated therefor in any fiscal year. The [panel] COMMISSION-
   23  ER shall[, at each of its  regularly  scheduled  meetings,]  review  the
   24  contract  pricing  provisions  to  assure  that  the  level  of contract
   25  payments are in the best interest of the state, giving consideration  to
   26  the total level of participant enrollment achieved, the volume of claims
   27  processed, and such other factors as may be relevant in order to contain
   28  state  expenditures.  In  the event that the [panel] COMMISSIONER deter-
   29  mines that the contract payment provisions do not protect  the  interest
   30  of  the  state,  the  [executive  director]  COMMISSIONER shall initiate
   31  contract negotiations for the purpose  of  modifying  contract  payments
   32  and/or scope requirements.
   33    2.  The  responsibilities  of  the  contractor  or  contractors  shall
   34  include, but need not be limited to:
   35    (a) providing for a method of determining, on an annual basis and upon
   36  their application therefor,  the  eligibility  of  persons  pursuant  to
   37  section  two  hundred forty-two of this title within a reasonable period
   38  of time, including alternative methods for such determination of  eligi-
   39  bility, such as through the mail or home visits, where reasonable and/or
   40  necessary,  and  for  notifying  applicants of such eligibility determi-
   41  nations;
   42    (b) notifying each eligible program participant in  writing  upon  the
   43  commencement  of  the annual coverage period of such participant's cost-
   44  sharing responsibilities pursuant  to  [sections]  SECTION  two  hundred
   45  forty-seven  [and two hundred forty-eight] of this title. The contractor
   46  shall also notify each eligible program participant of any adjustment of
   47  the co-payment schedule by mail no less than thirty days  prior  to  the
   48  effective  date  of  such  adjustments  and  shall  inform such eligible
   49  program participants of the date such adjustments shall take effect;
   50    (c) issuing an identification card to each  ELIGIBLE  program  partic-
   51  ipant  [who  is  eligible  to  purchase  prescribed covered drugs for an
   52  amount specified pursuant to subdivision three of  section  two  hundred
   53  forty-seven  or  subdivision three of section two hundred forty-eight of
   54  this title. The dates of the annual coverage period shall  be  imprinted
   55  on  the  card.  When  an  eligible  program participant meets the annual
   56  limits on point of sale co-payments set forth  in  subdivision  four  of
       S. 2809--B                          9                         A. 4009--B
    1  section  two  hundred  forty-seven  or  subdivision  four of section two
    2  hundred forty-eight of this title, either new identification cards shall
    3  be issued to such  participant  indicating  waiver  of  such  co-payment
    4  requirements  for  the  remainder  of  the annual coverage period or the
    5  contractor shall develop and implement an alternative method  to  permit
    6  the purchase of covered drugs without a co-payment requirement];
    7    (d)  [developing  and  implementing  the  system for those individuals
    8  electing the deductible option to record  their  personal  covered  drug
    9  expenditures in accordance with subdivision three of section two hundred
   10  forty-eight  of  this title. Such recordkeeping system shall be provided
   11  to each such participant at a nominal charge which shall be  subject  to
   12  the  approval  of the panel. The contractor shall also reimburse partic-
   13  ipants for personal covered drug expenditures made in  excess  of  their
   14  deductible  requirements,  less  the co-payments required by subdivision
   15  four of section two hundred forty-eight of this  title,  made  prior  to
   16  their  receipt of an identification card issued in accordance with para-
   17  graph (c) of this subdivision;
   18    (e)] processing of claims for reimbursement to participating  provider
   19  pharmacies pursuant to section two hundred fifty of this title;
   20    [(f)]  (E)  performing  or causing to be performed utilization reviews
   21  for such purposes as may be  required  by  the  [elderly  pharmaceutical
   22  insurance coverage panel] COMMISSIONER OF HEALTH;
   23    [(g)]  (F)  conducting  audits  and  surveys of participating provider
   24  pharmacies as specified pursuant to the  terms  and  conditions  of  the
   25  contract; and
   26    [(h)]  (G)  coordinating  coverage  with insurance companies and other
   27  public and private organizations offering such coverage for those eligi-
   28  ble program participants  having  partial  coverage  for  covered  drugs
   29  through  third-party sources, and providing for recoupment of any dupli-
   30  cate reimbursement paid by the state on behalf of such eligible  program
   31  participants.
   32    3.  The  contractor  or  contractors shall be required to provide such
   33  reports as may be deemed necessary by the [elderly pharmaceutical insur-
   34  ance coverage panel] COMMISSIONER OF HEALTH and shall maintain files  in
   35  a manner and format approved by the [executive director] COMMISSIONER.
   36    4.  The  contractor  or contractors may contract with private not-for-
   37  profit or proprietary corporations, or with entities of local government
   38  within the state of  New  York,  to  perform  such  obligations  of  the
   39  contractor  or  contractors  as  the  [elderly  pharmaceutical insurance
   40  coverage panel] COMMISSIONER OF HEALTH shall permit.
   41    S 3-h. Section 244 of the elder law is REPEALED and a new section  244
   42  is added to read as follows:
   43    S  244.  POWERS  OF  THE  COMMISSIONER  OF HEALTH.   THE POWERS OF THE
   44  COMMISSIONER OF  HEALTH  IN  ADMINISTERING  THE  ELDERLY  PHARMACEUTICAL
   45  INSURANCE  COVERAGE  PROGRAM  SHALL  INCLUDE  BUT  NOT BE LIMITED TO THE
   46  FOLLOWING:
   47    1. SUBJECT TO THE APPROVAL OF THE DIRECTOR OF THE BUDGET, PROMULGATING
   48  PROGRAM REGULATIONS PURSUANT TO SECTION TWO HUNDRED  FORTY-SIX  OF  THIS
   49  TITLE;
   50    2. DETERMINING THE ANNUAL SCHEDULE OF COST-SHARING RESPONSIBILITIES OF
   51  ELIGIBLE PROGRAM PARTICIPANTS PURSUANT TO SECTION TWO HUNDRED FORTY-SEV-
   52  EN OF THIS TITLE;
   53    3. ENTERING INTO CONTRACTS PURSUANT TO SECTION TWO HUNDRED FORTY-THREE
   54  OF THIS TITLE;
       S. 2809--B                         10                         A. 4009--B
    1    4. IMPLEMENTING ALTERNATIVE PROGRAM IMPROVEMENTS FOR THE EFFICIENT AND
    2  EFFECTIVE  OPERATION OF THE PROGRAM IN ACCORDANCE WITH THE PROVISIONS OF
    3  THIS TITLE;
    4    5.  ESTABLISHING  OR  CONTRACTING  FOR  A  THERAPEUTIC DRUG MONITORING
    5  PROGRAM, FOR THE PURPOSE OF MONITORING THERAPEUTIC DRUG USE BY  ELIGIBLE
    6  PROGRAM  PARTICIPANTS  IN AN EFFORT TO PREVENT THE INCORRECT OR UNNECES-
    7  SARY CONSUMPTION OF SUCH THERAPEUTIC DRUGS.
    8    S 3-i. The section heading of section 247 of the elder law is  amended
    9  to read as follows:
   10    Cost-sharing  responsibilities  of  eligible program participants [for
   11  comprehensive coverage].
   12    S 3-j. Subdivision 1 of section 247 of the elder law is REPEALED and a
   13  new subdivision 1 is added to read as follows:
   14    1. AS A CONDITION  OF  ELIGIBILITY  FOR  BENEFITS  UNDER  THIS  TITLE,
   15  PARTICIPANTS  MUST  MAINTAIN  MEDICARE  PART  D COVERAGE AND PAY MONTHLY
   16  PREMIUMS TO THEIR MEDICARE PART D DRUG PLAN.
   17    S 3-k. Subdivisions 2 and 4 of  section  247  of  the  elder  law  are
   18  REPEALED and subdivision 3 is renumbered subdivision 2 and paragraph (a)
   19  is amended to read as follows:
   20    (a)  [Upon  satisfaction  of  the  registration  fee  pursuant to this
   21  section an eligible] A program participant must  pay  a  point  of  sale
   22  co-payment as set forth in paragraph (b) of this subdivision at the time
   23  of each purchase of a [covered] drug prescribed for such individual THAT
   24  IS  DESCRIBED  IN  PARAGRAPH  (C)  OF  SUBDIVISION  THREE OF SECTION TWO
   25  HUNDRED FORTY-TWO OF THIS TITLE.  [Such co-payment shall not  be  waived
   26  or reduced in whole or in part, subject to the limits provided by subdi-
   27  vision four of this section.]
   28    S 3-l. Section 248 of the elder law is REPEALED.
   29    S 3-m. Section 250 of the elder law, paragraph (a) of subdivision 1 as
   30  amended  by  section 6-a and subparagraph l of paragraph (b) of subdivi-
   31  sion 1 as amended by section 1 of part A of chapter 58 of  the  laws  of
   32  2008,  paragraph (b) of subdivision 1 as amended by section 17 of part A
   33  of chapter 58 of the laws of 2004, subparagraph 1 of  paragraph  (a)  of
   34  subdivision  3  and  subdivision 5 as amended by section 19 of part B of
   35  chapter 57 of the laws of 2006, subdivision 6 as amended by section 19-a
   36  of part A of chapter 109 of the laws of 2010,  is  amended  to  read  as
   37  follows:
   38    S  250.  Reimbursement  to  participating  provider pharmacies. 1. The
   39  amount of reimbursement which shall be paid by the state  to  a  partic-
   40  ipating  provider  pharmacy [for any covered drug filled or refilled for
   41  any eligible program participant] FILLING OR  REFILLING  A  PRESCRIPTION
   42  FOR  A  DRUG  THAT IS DESCRIBED IN PARAGRAPH (C) OF SUBDIVISION THREE OF
   43  SECTION TWO HUNDRED FORTY-TWO OF  THIS  TITLE  shall  be  equal  to  the
   44  allowed amount defined as follows, minus the point of sale co-payment as
   45  required  by [sections] SECTION two hundred forty-seven [and two hundred
   46  forty-eight] of this title:
   47    (a) Multiple source covered drugs. Except for brand  name  drugs  that
   48  are  required  by the prescriber to be dispensed as written, the allowed
   49  amount for a multiple source covered drug shall equal the lower of:
   50    (1) The pharmacy's usual and customary charge to the  general  public,
   51  taking  into consideration any quantity and promotional discounts to the
   52  general public at the time of purchase, or
   53    (2) The upper limit, if any, set by the centers for medicare and medi-
   54  caid services for such multiple source drug, or
   55    (3) Average wholesale price discounted by twenty-five percent, or
       S. 2809--B                         11                         A. 4009--B
    1    (4) The maximum allowable cost, if any, established by the commission-
    2  er of health pursuant to paragraph (e) of subdivision  nine  of  section
    3  three hundred sixty-seven-a of the social services law.
    4    Plus  a  dispensing fee for drugs reimbursed pursuant to subparagraphs
    5  two, three, and four of this paragraph, as defined in paragraph  (c)  of
    6  this subdivision.
    7    (b)  Other  covered  drugs.  The  allowed  amount for brand name drugs
    8  required by the prescriber to be dispensed as written  and  for  covered
    9  drugs  other  than multiple source drugs shall be determined by applying
   10  the lower of:
   11    (1) Average wholesale price discounted by sixteen and twenty-five  one
   12  hundredths percent, plus a dispensing fee as defined in paragraph (c) of
   13  this subdivision, or
   14    (2)  The  pharmacy's usual and customary charge to the general public,
   15  taking into consideration any quantity and promotional discounts to  the
   16  general public at the time of purchase.
   17    (c)  As  required  by  paragraphs  (a)  and (b) of this subdivision, a
   18  dispensing fee of four dollars fifty cents will apply to  generic  drugs
   19  and  a  dispensing  fee of three dollars fifty cents will apply to brand
   20  name drugs.
   21    2. For purposes of determining the amount of reimbursement which shall
   22  be paid to a participating provider pharmacy, the  [panel]  COMMISSIONER
   23  OF  HEALTH  shall determine or cause to be determined, through a statis-
   24  tically valid survey, the quantities of each covered drug  that  partic-
   25  ipating  provider  pharmacies  buy  most frequently. Using the result of
   26  this survey, the contractor shall update every thirty days the  list  of
   27  average  wholesale  prices  upon  which such reimbursement is determined
   28  using nationally recognized and  most  recently  revised  sources.  Such
   29  price  revisions  shall  be made available to all participating provider
   30  pharmacies. The pharmacist shall be reimbursed based  on  the  price  in
   31  effect at the time the covered drug is dispensed.
   32    3. [(a) Notwithstanding any inconsistent provision of law, the program
   33  for  elderly  pharmaceutical  insurance  coverage  shall  reimburse  for
   34  covered drugs which are dispensed under the program by a provider  phar-
   35  macy  only  pursuant  to  the  terms  of  a rebate agreement between the
   36  program and the manufacturer (as  defined  under  section  1927  of  the
   37  federal  social  security act) of such covered drugs; provided, however,
   38  that:
   39    (1) any agreement between the program and a manufacturer entered  into
   40  before  August  first,  nineteen  hundred ninety-one, shall be deemed to
   41  have been entered into on April first, nineteen hundred ninety-one;  and
   42  provided  further, that if a manufacturer has not entered into an agree-
   43  ment with the department before August first, nineteen  hundred  ninety-
   44  one,  such  agreement shall not be effective until April first, nineteen
   45  hundred ninety-two, unless such agreement provides that rebates will  be
   46  retroactively calculated as if the agreement had been in effect on April
   47  first, nineteen hundred ninety-one; and
   48    (2) the program may reimburse for any covered drugs pursuant to subdi-
   49  visions  one  and two of this section, for which a rebate agreement does
   50  not exist and which are determined by the elderly pharmaceutical  insur-
   51  ance coverage panel to be essential to the health of persons participat-
   52  ing in the program; and likely to provide effective therapy or diagnosis
   53  for  a  disease not adequately treated or diagnosed by any other covered
   54  drug; and which are recommended  for  reimbursement  by  the  panel  and
   55  approved by the commissioner of health.
       S. 2809--B                         12                         A. 4009--B
    1    (b) The rebate agreement between such manufacturer and the program for
    2  elderly  pharmaceutical  insurance  coverage  shall  utilize for covered
    3  drugs the identical formula used to determine  the  rebate  for  federal
    4  financial  participation  for  drugs, pursuant to section 1927(c) of the
    5  federal  social  security  act,  to  determine  the amount of the rebate
    6  pursuant to this subdivision.
    7    (c) The amount of rebate pursuant to paragraph (b) of this subdivision
    8  shall be calculated by multiplying the required rebate formulas  by  the
    9  total  number  of  units of each dosage form and strength dispensed. The
   10  rebate agreement shall also provide for periodic payment of the  rebate,
   11  provision  of  information to the program, audits, verification of data,
   12  damages to the program for any delay or non-production of necessary data
   13  by the manufacturer and for the confidentiality of information.
   14    (d) The program in providing utilization data to  a  manufacturer  (as
   15  provided  for under section 1927 (b) of the federal social security act)
   16  shall provide such data by zip code, if requested,  for  the  top  three
   17  hundred most commonly used drugs by volume covered under a rebate agree-
   18  ment.
   19    (e) Any funds collected pursuant to any rebate agreements entered into
   20  with  a  manufacturer  pursuant  to this subdivision, shall be deposited
   21  into the  elderly  pharmaceutical  insurance  coverage  program  premium
   22  account.
   23    4.]  Notwithstanding  any other provision of law, entities which offer
   24  insurance coverage for provision of and/or reimbursement for  pharmaceu-
   25  tical    expenses,    including    but    not   limited   to,   entities
   26  licensed/certified pursuant to  article  thirty-two,  forty-two,  forty-
   27  three  or  forty-four  of the insurance law (employees welfare funds) or
   28  article forty-four of the public health  law,  shall  participate  in  a
   29  benefit  recovery  program  with  the  elderly  pharmaceutical insurance
   30  coverage (EPIC) program which includes, but is not limited to,  a  semi-
   31  annual  match  of  EPIC's file of enrollees against the entity's file of
   32  insured to identify individuals enrolled in both plans with claims  paid
   33  within the twenty-four months preceding the date the entity receives the
   34  match request information from EPIC. Such entity shall indicate if phar-
   35  maceutical  coverage  is  available  from  the  entity  for  the insured
   36  persons, list the copayment or other payment obligations of the  insured
   37  persons  applicable to the pharmaceutical coverage, and (after receiving
   38  necessary claim information from EPIC) list the amounts which the entity
   39  would have paid for the pharmaceutical claims for those identified indi-
   40  viduals and the entity shall reimburse EPIC for pharmaceutical  expenses
   41  paid  by EPIC that are covered under the contract between the entity and
   42  its insured in only those instances where the  entity  has  not  already
   43  made  payment  of  the  claim.  Reimbursement  of the net amount payable
   44  (after rebates and discounts) that would have been paid under the cover-
   45  age issued by the entity will be made by the entity to EPIC within sixty
   46  days of receipt from EPIC of the  standard  data  in  electronic  format
   47  necessary  for  the  entity  to adjudicate the claim and if the standard
   48  data is provided to the entity by EPIC in paper format  payment  by  the
   49  entity  shall  be made within one hundred eighty days.  After completing
   50  at least one match process with EPIC in  electronic  format,  an  entity
   51  shall  be entitled to elect a monthly or bi-monthly match process rather
   52  than a semi-annual match process.
   53    [5.] 4. Notwithstanding  any  other  provision  of  law,  the  [panel]
   54  COMMISSIONER  OF  HEALTH shall maximize the coordination of benefits for
   55  persons enrolled under Title XVIII of the federal  social  security  act
   56  (medicare) and enrolled under this title in order to facilitate medicare
       S. 2809--B                         13                         A. 4009--B
    1  payment  of  claims.  The  [panel]  COMMISSIONER OF HEALTH may select an
    2  independent  contractor,  through  a  request-for-proposal  process,  to
    3  implement  a  centralized  coordination  of  benefits  system under this
    4  subdivision for individuals qualified in both the elderly pharmaceutical
    5  insurance  coverage  (EPIC)  program  and  medicare programs who receive
    6  medications or other covered products from a pharmacy provider currently
    7  enrolled  in  the  elderly  pharmaceutical  insurance  coverage   (EPIC)
    8  program.
    9    [6.  (a)]  5.  The  EPIC program shall be the payor of last resort for
   10  individuals qualified in both the EPIC program and title  XVIII  of  the
   11  federal  social  security  act  (Medicare).  [For  such  individuals, no
   12  reimbursement shall be available under EPIC for  covered  drug  expenses
   13  except:
   14    (i) where a prescription drug plan authorized by Part D of the federal
   15  social  security act (referred to in this subdivision as a Medicare Part
   16  D plan) has approved coverage and EPIC  has  an  obligation  under  this
   17  title  to pay a portion of the participant's cost-sharing responsibility
   18  under Medicare Part D; or
   19    (ii) where the provider pharmacy has certified that a Medicare Part  D
   20  plan has denied coverage.
   21    (b)  If  the  provider pharmacy certifies as set forth in subparagraph
   22  (ii) of paragraph (a) of this subdivision, the EPIC  program  shall  pay
   23  for  the drug as the primary payor upon a showing of compliance with the
   24  notification and appeal provisions of subparagraph two of paragraph  (c)
   25  of subdivision three of section two hundred forty-two of this title.]
   26    S 3-n. Section 254 of the elder law is amended to read as follows:
   27    S  254.  Cost  of living adjustment. [1.] Within amounts appropriated,
   28  the [panel] COMMISSIONER OF HEALTH shall adjust the program  eligibility
   29  standards  set  forth  in  subdivision  [two] ONE of section two hundred
   30  forty-two of this title to account for increases in the cost of living.
   31    [2. The panel shall further adjust individual and joint income catego-
   32  ries set forth in subdivisions two  and  four  of  section  two  hundred
   33  forty-eight of this title to conform to the adjustments made pursuant to
   34  subdivision one of this section.]
   35    S  4. Notwithstanding any contrary provision of law, rates established
   36  pursuant to section 69-4.30 of Title 10 of the New York Codes, Rules and
   37  Regulations for approved services rendered on and after  April  1,  2011
   38  shall be reduced by ten percent.
   39    S  5.  Paragraph  (a)  of  subdivision 3 of section 2559 of the public
   40  health law, as amended by chapter 231 of the laws of 1993, is amended to
   41  read as follows:
   42    (a) [Providers] EXCEPT AS PROVIDED IN SUBPARAGRAPH (I) OF  THIS  PARA-
   43  GRAPH,  PROVIDERS  of  early  intervention  services  and transportation
   44  services shall in the first instance and where applicable, seek  payment
   45  from  all  third  party  payors including governmental agencies prior to
   46  claiming payment from a given  municipality  for  services  rendered  to
   47  eligible  children,  provided  that,  for the purpose of seeking payment
   48  from the medical assistance program or from other  third  party  payors,
   49  the municipality shall be deemed the provider of such early intervention
   50  services  to  the extent that the provider has promptly furnished to the
   51  municipality adequate and complete information necessary to support  the
   52  municipality  billing,  and provided further that the obligation to seek
   53  payment shall not apply to a payment from a third party payor who is not
   54  prohibited from applying such payment, and will apply such  payment,  to
   55  an annual or lifetime limit specified in the insured's policy.
       S. 2809--B                         14                         A. 4009--B
    1    (I)  EARLY INTERVENTION PROGRAM PROVIDERS WHO RECEIVED PAYMENT OF FIVE
    2  HUNDRED THOUSAND DOLLARS OR MORE AS DETERMINED PURSUANT TO  SUBPARAGRAPH
    3  (II)  OF  THIS  PARAGRAPH  FOR  EARLY  INTERVENTION SERVICES PROVIDED TO
    4  ELIGIBLE CHILDREN THAT WERE COVERED SERVICES UNDER THE  MEDICAL  ASSIST-
    5  ANCE  PROGRAM,  SHALL  IN  THE  FIRST INSTANCE AND WHERE AVAILABLE, SEEK
    6  PAYMENT FROM THE MEDICAL ASSISTANCE PROGRAM OR AN  INSURANCE  POLICY  OR
    7  HEALTH  BENEFIT  PLAN  FOR THOSE CHILDREN COVERED UNDER BOTH THE MEDICAL
    8  ASSISTANCE PROGRAM AND AN INSURANCE POLICY OR HEALTH BENEFIT PLAN, PRIOR
    9  TO CLAIMING PAYMENT FROM A MUNICIPALITY FOR SERVICES  RENDERED  TO  SUCH
   10  CHILDREN;
   11    (II) THE COMMISSIONER SHALL DETERMINE WHICH PROVIDERS RECEIVED PAYMENT
   12  OF FIVE HUNDRED THOUSAND DOLLARS OR MORE FOR EARLY INTERVENTION SERVICES
   13  THAT  WERE  COVERED  UNDER THE MEDICAL ASSISTANCE PROGRAM BASED UPON THE
   14  MOST RECENT YEAR FOR WHICH COMPLETE INFORMATION EXISTS. THE COMMISSIONER
   15  SHALL NOTIFY A PROVIDER AT LEAST THIRTY  DAYS  PRIOR  TO  THE  DATE  THE
   16  PROVIDER  SHALL  BE  REQUIRED  TO  BILL  FOR SERVICES IN ACCORDANCE WITH
   17  SUBPARAGRAPH (I) OF THIS PARAGRAPH.
   18    (III) PARENTS SHALL PROVIDE AND THE MUNICIPALITY SHALL OBTAIN INFORMA-
   19  TION ON ANY PLAN OF INSURANCE UNDER WHICH AN ELIGIBLE CHILD  HAS  COVER-
   20  AGE.
   21    S 6. Intentionally omitted.
   22    S 7. Intentionally omitted.
   23    S 8. Intentionally omitted.
   24    S 9. Intentionally omitted.
   25    S 10. Intentionally omitted.
   26    S  11.  Section  3235-a of the insurance law, as added by section 3 of
   27  part C of chapter 1 of the laws of 2002, is amended to read as follows:
   28    S 3235-a. Payment for early intervention services. (a)  No  policy  of
   29  accident  and  health  insurance, including contracts issued pursuant to
   30  article forty-three of this chapter, shall exclude coverage  for  other-
   31  wise  covered  services solely on the basis that the services constitute
   32  early intervention program services under title two-A of  article  twen-
   33  ty-five of the public health law.
   34    (b)  Where  a  policy  of  accident  and health insurance, including a
   35  contract  issued  pursuant  to  article  forty-three  of  this  chapter,
   36  provides  coverage  for  [an]  A  SERVICE THAT IS PROVIDED TO AN INSURED
   37  UNDER THE early intervention program service, such coverage shall not be
   38  applied against any maximum annual or lifetime monetary limits set forth
   39  in such policy or contract. Visit limitations and other terms and condi-
   40  tions of the policy will continue to apply to COVERED SERVICES  PROVIDED
   41  UNDER  THE  early  intervention  [services] PROGRAM. However, any visits
   42  used for early intervention program services shall not reduce the number
   43  of visits otherwise available under the  policy  or  contract  for  such
   44  services.  WHERE A SERVICE PROVIDED TO AN INSURED UNDER THE EARLY INTER-
   45  VENTION  PROGRAM  IS  A  COVERED  SERVICE  UNDER THE INSURER'S POLICY OR
   46  CONTRACT, THE INDIVIDUALIZED FAMILY SERVICES PLAN AS DEFINED IN  SECTION
   47  TWENTY-FIVE  HUNDRED FORTY-ONE OF THE PUBLIC HEALTH LAW AND CERTIFIED BY
   48  THE EARLY INTERVENTION OFFICIAL OR SUCH OFFICIAL'S  DESIGNEE,  SHALL  BE
   49  DEEMED TO MEET ANY PRECERTIFICATION, PREAUTHORIZATION AND MEDICAL NECES-
   50  SITY  REQUIREMENTS  IMPOSED  ON  BENEFITS  UNDER THE POLICY OR CONTRACT,
   51  PROVIDED, HOWEVER, THAT THE EARLY INTERVENTION OFFICIAL SHALL REMOVE  OR
   52  REDACT  ANY INFORMATION CONTAINED ON THE INSURED'S INDIVIDUALIZED FAMILY
   53  SERVICE PLAN THAT IS NOT REQUIRED BY THE INSURER FOR  PAYMENT  PURPOSES.
   54  PAYMENT  FOR  A  SERVICE  COVERED  UNDER  THE POLICY OR CONTRACT THAT IS
   55  PROVIDED UNDER THE EARLY INTERVENTION PROGRAM SHALL BE AT  RATES  ESTAB-
       S. 2809--B                         15                         A. 4009--B
    1  LISHED  BY THE COMMISSIONER OF HEALTH FOR SUCH SERVICE PURSUANT TO REGU-
    2  LATIONS.
    3    (c)  NO  INSURER, INCLUDING A HEALTH MAINTENANCE ORGANIZATION ISSUED A
    4  CERTIFICATE OF AUTHORITY UNDER ARTICLE FORTY-FOUR OF THE  PUBLIC  HEALTH
    5  LAW  AND A CORPORATION ORGANIZED UNDER ARTICLE FORTY-THREE OF THIS CHAP-
    6  TER SHALL DENY PAYMENT OF A CLAIM SUBMITTED FOR A SERVICE COVERED  UNDER
    7  THE  INSURER'S  POLICY  OR  CONTRACT AND PROVIDED UNDER THE EARLY INTER-
    8  VENTION PROGRAM BASED UPON THE FOLLOWING:
    9    (I) THE LOCATION WHERE SERVICES ARE PROVIDED;
   10    (II) THE DURATION OF THE INSURED'S CONDITION  OR  THAT  THE  INSURED'S
   11  CONDITION  IS  NOT  AMENABLE TO SIGNIFICANT IMPROVEMENT WITHIN A CERTAIN
   12  PERIOD OF TIME AS SPECIFIED IN THE POLICY OR CONTRACT;
   13    (III) THAT THE PROVIDER OF SERVICES IS NOT A PARTICIPATING PROVIDER IN
   14  THE INSURER'S NETWORK; OR
   15    (IV) THE ABSENCE OF A PRIMARY CARE REFERRAL.
   16    (D) Any right of subrogation to benefits which a municipality is enti-
   17  tled in accordance with paragraph (d) of subdivision  three  of  section
   18  twenty-five  hundred  fifty-nine of the public health law shall be valid
   19  and enforceable to the extent benefits are available under any  accident
   20  and health insurance policy. The right of subrogation does not attach to
   21  insurance benefits paid or provided under any accident and health insur-
   22  ance  policy  prior to receipt by the insurer of written notice from the
   23  municipality.  UPON THE INSURER'S RECEIPT OF  WRITTEN  NOTICE  FROM  THE
   24  MUNICIPALITY THE INSURER SHALL PROVIDE THE MUNICIPALITY WITH INFORMATION
   25  ON THE EXTENT OF BENEFITS AVAILABLE TO AN INSURED UNDER THE POLICY.
   26    [(d)]  (E)  No  insurer,  including  a health maintenance organization
   27  issued a certificate of authority under article forty-four of the public
   28  health law and a corporation organized under article forty-three of this
   29  chapter, shall refuse to issue an accident and health  insurance  policy
   30  or  contract  or refuse to renew an accident and health insurance policy
   31  or contract  solely  because  the  applicant  or  insured  is  receiving
   32  services under the early intervention program.
   33    S  12.  Subdivisions 4 and 5 of section 2545 of the public health law,
   34  as added by section 2 of chapter 428 of the laws of 1992, are amended to
   35  read as follows:
   36    4. If the IFSP TEAM MEMBERS, INCLUDING THE early intervention official
   37  and the parent agree on the IFSP, the IFSP shall be deemed final and the
   38  service coordinator shall be authorized to implement the plan.
   39    5. If the IFSP TEAM MEMBERS, INCLUDING THE early intervention official
   40  and the parent do not agree on an IFSP, the  service  coordinator  shall
   41  implement the sections of the proposed IFSP that are not in dispute, and
   42  the  parent shall have the due process rights set forth in section twen-
   43  ty-five hundred forty-nine of this title.
   44    S 13. Subdivision 2 of section  605  of  the  public  health  law,  as
   45  amended  by  section  7  of part B of chapter 57 of the laws of 2006, is
   46  amended to read as follows:
   47    2. State aid reimbursement for public health services  provided  by  a
   48  municipality under this title, shall be made [as follows:
   49    (a)]  if the municipality is providing some or all of the basic public
   50  health services identified in paragraph  (b)  of  subdivision  three  of
   51  section  six hundred two of this title, pursuant to an approved plan, at
   52  a rate of no less than thirty-six per centum of the  difference  between
   53  the  amount  of  moneys  expended  by the municipality for public health
   54  services required by paragraph (b) of subdivision three of  section  six
   55  hundred  two  of  this  title  during the fiscal year and the base grant
   56  provided pursuant to subdivision one of this section. No such reimburse-
       S. 2809--B                         16                         A. 4009--B
    1  ment shall be provided for services if they are not approved in  a  plan
    2  or if no plan is submitted for such services.
    3    [(b)  if  the  municipality  is providing other public health services
    4  within limits to be prescribed by  regulation  by  the  commissioner  in
    5  addition  to some or all of the public health services required in para-
    6  graph (b) of subdivision three of section six hundred two of this title,
    7  pursuant to an approved plan, at a rate of not less than thirty-six  per
    8  centum  of  the  moneys  expended  by  the  municipality  for such other
    9  services. No such reimbursement shall be provided for services  if  they
   10  are  not  approved  in  a  plan  or  if  no  plan  is submitted for such
   11  services.]
   12    S 14. The public health law is amended by adding a new section 212  to
   13  read as follows:
   14    S 212. LOCAL COMPETITIVE PERFORMANCE GRANT PROGRAM FOR PRIORITY HEALTH
   15  INITIATIVES.  1.  THERE  IS HEREBY ESTABLISHED WITHIN THE DEPARTMENT THE
   16  LOCAL COMPETITIVE PERFORMANCE GRANT PROGRAM FOR PRIORITY  HEALTH  INITI-
   17  ATIVES  TO  ADDRESS EMERGING OR ONGOING PUBLIC HEALTH MATTERS AND PURSUE
   18  INNOVATIONS IN PUBLIC HEALTH.
   19    2. WITHIN AMOUNTS APPROPRIATED THEREFOR, THE COMMISSIONER  IS  AUTHOR-
   20  IZED  TO MAKE GRANTS TO AND ENTER INTO CONTRACTS WITH PUBLIC, NON-PROFIT
   21  OR PRIVATE ENTITIES FOR PURPOSES WHICH MAY INCLUDE, BUT ARE NOT  LIMITED
   22  TO,  MINORITY  HEALTH-RELATED INITIATIVES, REPRODUCTIVE HEALTH SERVICES,
   23  DISEASE-SPECIFIC PURPOSES, AND OTHER HEALTH-RELATED  RESEARCH,  OUTREACH
   24  AND  EDUCATION PURPOSES. SUCH GRANTS SHALL BE AWARDED UNDER THIS SECTION
   25  ON A COMPETITIVE BASIS PURSUANT TO A  REQUEST  FOR  APPLICATION/PROPOSAL
   26  PROCESS, IN THE NUMBER, AMOUNTS AND MANNER DETERMINED BY THE COMMISSION-
   27  ER, PURSUANT TO CRITERIA DETERMINED BY THE COMMISSIONER.
   28    3.  THE COMMISSIONER MAY PROMULGATE REGULATIONS, INCLUDING ON AN EMER-
   29  GENCY BASIS, AS NECESSARY TO IMPLEMENT THE PROVISIONS OF THIS SECTION.
   30    S 15. The elder law is amended by adding a new section 224 to read  as
   31  follows:
   32    S 224. LOCAL COMPETITIVE PERFORMANCE GRANT PROGRAM FOR PRIORITY INITI-
   33  ATIVES  IN  AGING.  1. THERE IS HEREBY ESTABLISHED WITHIN THE OFFICE THE
   34  LOCAL COMPETITIVE PERFORMANCE GRANT PROGRAM FOR PRIORITY INITIATIVES  IN
   35  AGING  TO  ADDRESS  EMERGING OR ONGOING MATTERS THAT AFFECT OLDER ADULTS
   36  AND PURSUING INNOVATIONS IN ASSISTING OLDER ADULTS.
   37    2. WITHIN AMOUNTS APPROPRIATED THEREFOR, THE DIRECTOR IS AUTHORIZED TO
   38  MAKE GRANTS TO AND ENTER  INTO  CONTRACTS  WITH  PUBLIC,  NON-PROFIT  OR
   39  PRIVATE  ENTITIES.  SUCH GRANTS SHALL BE AWARDED UNDER THIS SECTION ON A
   40  COMPETITIVE BASIS PURSUANT TO A REQUEST FOR  APPLICATION/PROPOSAL  PROC-
   41  ESS,  IN  THE  NUMBER,  AMOUNTS  AND  MANNER DETERMINED BY THE DIRECTOR,
   42  PURSUANT TO CRITERIA DETERMINED BY THE DIRECTOR.
   43    3. THE DIRECTOR MAY PROMULGATE REGULATIONS, INCLUDING ON AN  EMERGENCY
   44  BASIS, AS NECESSARY TO IMPLEMENT THE PROVISIONS OF THIS SECTION.
   45    S 16. Paragraph (fff) of subdivision 1 of section 2807-v of the public
   46  health  law, as amended by section 5 of part B of chapter 58 of the laws
   47  of 2008, is amended to read as follows:
   48    (fff) Funds shall be made available to the empire state stem cell fund
   49  established by section ninety-nine-p of the state finance law [from  the
   50  public  asset  as  defined in section four thousand three hundred one of
   51  the insurance law and accumulated from the conversion  of  one  or  more
   52  article forty-three corporations and its or their not-for-profit subsid-
   53  iaries  occurring  on  or after January first, two thousand seven.  Such
   54  funds shall be made available] within amounts appropriated up  to  fifty
   55  million  dollars  annually  and  shall  not  exceed five hundred million
   56  dollars in total.
       S. 2809--B                         17                         A. 4009--B
    1    S 17.  Intentionally Omitted.
    2    S  18.  Subdivision  3  of  section  571  of the public health law, as
    3  amended by chapter 436 of the laws  of  1993,  is  amended  to  read  as
    4  follows:
    5    3.  "Reference system" means a system of [periodic testing] ASSESSMENT
    6  of methods, procedures and materials of clinical laboratories and  blood
    7  banks,  including,  but  not  limited  to,  ONGOING VALIDATION WHICH MAY
    8  INCLUDE DIRECT TESTING AND EXPERIMENTATION BY  THE  DEPARTMENT  OF  SUCH
    9  METHODS,  PROCEDURES  AND  MATERIALS,  the  distribution  of [manuals of
   10  approved methods] STANDARDS AND GUIDELINES,  inspection  of  facilities,
   11  [cooperative  research,  and]  periodic submission of test specimens for
   12  examination, AND RESEARCH CONDUCTED BY THE DEPARTMENT THAT INVOLVES  THE
   13  STUDY  OF NEW OR EXISTING METHODS, PROCEDURES AND MATERIALS IN THE FIELD
   14  OF CLINICAL LABORATORY MEDICINE, AND SUCH OTHER ACTIVITIES AS MAY BE SET
   15  FORTH IN REGULATION.
   16    S 19. Subdivisions 1, 2 and 6 of section 575 of the public health law,
   17  as amended by chapter 436 of the laws of 1993, are amended  to  read  as
   18  follows:
   19    1.  Application for a permit shall be made by the owner and the direc-
   20  tor of the clinical laboratory or blood bank [upon forms provided by the
   21  department] IN A MANNER AND FORMAT PRESCRIBED  BY  THE  DEPARTMENT.  The
   22  application  shall contain the name of the owner, the name of the direc-
   23  tor, the procedures or categories of procedures or  services  for  which
   24  the permit is sought, the location or locations and physical description
   25  of  the  facility  or  location  or  locations  at which tests are to be
   26  performed or at which a blood bank is to be  operated,  and  such  other
   27  information as the department may require.
   28    2.  A  permit  OR  PERMIT  CATEGORY shall not be issued unless a valid
   29  certificate of qualification in the category of procedures for which the
   30  permit is sought has  been  issued  to  the  director  pursuant  to  the
   31  provisions  of  section  five hundred seventy-three of this title, [and]
   32  unless ALL FEES AND OUTSTANDING PENALTIES, IF ANY, HAVE BEEN  PAID,  AND
   33  the  department  finds  that  the  clinical  laboratory or blood bank is
   34  competently staffed and properly equipped, and will be operated  in  the
   35  manner required by this title.
   36    6.  A  permit shall become void by a change in the director, owner, or
   37  location. A CATEGORY ON A PERMIT SHALL BECOME VOID BY A  CHANGE  IN  THE
   38  DIRECTOR  FOR THAT CATEGORY. The department may, pursuant to regulations
   39  adopted under this title, extend the date on which a permit OR  CATEGORY
   40  ON A PERMIT shall become void for a period not to exceed sixty days from
   41  the date of a change of the director, owner or location.  An application
   42  for  a  NEW  permit  [may]  MUST  be  made  [at any time,] in the manner
   43  provided by this section.
   44    S 20. Subdivision 3 and paragraphs (a), (b), (c) and (e)  of  subdivi-
   45  sion  4  of  section 576 of the public health law, as amended by chapter
   46  436 of the laws of 1993, are amended to read as follows:
   47    3. The department shall operate a reference system and shall prescribe
   48  standards for the PROPER OPERATION OF CLINICAL  LABORATORIES  AND  BLOOD
   49  BANKS  AND  FOR  THE examination of specimens. As part of such reference
   50  system, the department may REVIEW AND APPROVE TESTING METHODS  DEVELOPED
   51  OR  MODIFIED BY CLINICAL LABORATORIES AND BLOOD BANKS PRIOR TO THE TEST-
   52  ING METHODS BEING OFFERED IN THIS STATE, AND MAY require clinical  labo-
   53  ratories  and  blood  banks  to  analyze  test  samples submitted by the
   54  department and to report on the results of such analyses. The rules  and
   55  regulations  of  the department shall prescribe the REQUIREMENTS FOR THE
   56  PROPER OPERATION OF  A  CLINICAL  LABORATORY  OR  BLOOD  BANK,  FOR  THE
       S. 2809--B                         18                         A. 4009--B
    1  APPROVAL  OF  METHODS  AND  THE  manner  in which proficiency testing or
    2  analyses of samples shall be performed and reports submitted. Failure to
    3  meet department standards FOR THE PROPER OPERATION OF A CLINICAL LABORA-
    4  TORY  OR  BLOOD BANK, INCLUDING THE CRITERIA FOR APPROVAL OF METHODS, OR
    5  FAILURE TO MAINTAIN  SATISFACTORY  PERFORMANCE  in  proficiency  testing
    6  shall  result in termination of the permit in the category or categories
    7  of testing established by the department in regulation until remediation
    8  is achieved. Such standards shall be at least as  stringent  as  federal
    9  standards  promulgated under the federal clinical laboratory improvement
   10  [act] AMENDMENTS of nineteen  hundred  eighty-eight.  Such  failure  and
   11  termination  shall  be  subject to review in accordance with regulations
   12  adopted by the department.
   13    (a) The department may adopt and amend rules and regulations to effec-
   14  tuate the provisions and purposes of this title. Such  rules  and  regu-
   15  lations  shall  establish  [inspection  and reference] fees for clinical
   16  laboratories and blood banks in amounts not exceeding the  cost  of  the
   17  [inspection  and]  reference  [program] SYSTEM for clinical laboratories
   18  and blood banks and shall be subject to the approval of the director  of
   19  the budget.  THE COMMISSIONER SHALL DETERMINE THE PROPER COST ALLOCATION
   20  METHOD TO UTILIZE TO DETERMINE THE COST OF THE REFERENCE SYSTEM. THE FEE
   21  PAID  BY  THE DEPARTMENT TO MAINTAIN AN EXEMPTION FOR CLINICAL LABORATO-
   22  RIES AND BLOOD BANKS FROM THE REQUIREMENTS OF THE FEDERAL CLINICAL LABO-
   23  RATORY IMPROVEMENT AMENDMENTS OF NINETEEN HUNDRED EIGHTY-EIGHT SHALL  BE
   24  DEEMED A COST OF THE REFERENCE SYSTEM.
   25    (b)  In  determining  the  fee  charges to be assessed, the department
   26  shall, on or before May first of each year, compute the  [total  actual]
   27  costs for the preceding state fiscal year which were expended to operate
   28  and  administer the duties of the department pursuant to this title. The
   29  department shall, at such time or times and pursuant to  such  procedure
   30  as it shall determine by regulation, bill and collect from each clinical
   31  laboratory  and  blood bank an amount computed by multiplying such total
   32  computed operating expenses of the department by a fraction the  numera-
   33  tor of which is the gross annual receipts of such clinical laboratory or
   34  blood  bank during such twelve month period preceding the date of compu-
   35  tation as the department shall designate by regulation, and the  denomi-
   36  nator  of which is the total gross annual receipts of all clinical labo-
   37  ratories or blood banks operating in the state during such period.
   38    (c) Each such clinical laboratory and blood bank shall submit  to  the
   39  department,  in  such  form  and  at  such  times  as the department may
   40  require, a report containing  information  regarding  its  gross  annual
   41  receipts [from the performance of tests or examination of specimens] FOR
   42  ALL  ACTIVITIES  PERFORMED pursuant to a permit issued by the department
   43  in accordance with the provisions of section five  hundred  seventy-five
   44  of  this  title.  The  department may require additional information and
   45  audit and review such information to verify its accuracy.
   46    (e) On or before September fifteenth  of  each  year,  the  department
   47  shall  [recompute  the  actual] RECONCILE ITS costs and expenses [of the
   48  department] FOR THE REFERENCE SYSTEM for the preceding state fiscal year
   49  and shall, on or before October fifteenth send to each clinical  labora-
   50  tory  and blood bank, a statement setting forth the amount due and paya-
   51  ble by, or the amount computed to the credit of, such clinical laborato-
   52  ry or blood bank, computed on the basis of  the  above  stated  formula,
   53  except  that  for the purposes of such computation the fraction shall be
   54  multiplied against the total recomputed [actual] expenses of the depart-
   55  ment for such fiscal year. Any amount due shall  be  payable  not  later
       S. 2809--B                         19                         A. 4009--B
    1  than  thirty days following the date of such statement. Any credit shall
    2  be applied against any succeeding payment due.
    3    S 21. Subdivision 1 of section 577 of the public health law is amended
    4  by adding a new paragraph (i) to read as follows:
    5    (I)  HAS BEEN FOUND UPON INSPECTION BY THE DEPARTMENT TO BE IN NONCOM-
    6  PLIANCE WITH A PROVISION OR PROVISIONS OF THIS TITLE OR  THE  RULES  AND
    7  REGULATIONS  PROMULGATED HEREUNDER, AND HAS FAILED TO ADDRESS SUCH FIND-
    8  INGS AS REQUIRED BY THE DEPARTMENT.
    9    S 22.  Intentionally Omitted.
   10    S 23.  Intentionally Omitted.
   11    S 24.  Intentionally Omitted.
   12    S 25.  Intentionally Omitted.
   13    S 25-a. Section 2818 of the public health law is amended by  adding  a
   14  new subdivision 6 to read as follows:
   15    6.  NOTWITHSTANDING  ANY  CONTRARY PROVISION OF THIS SECTION, SECTIONS
   16  ONE HUNDRED TWELVE AND ONE HUNDRED SIXTY-THREE OF THE STATE FINANCE LAW,
   17  OR ANY OTHER CONTRARY PROVISION OF LAW, SUBJECT TO  AVAILABLE  APPROPRI-
   18  ATIONS,  FUNDS AVAILABLE FOR EXPENDITURE PURSUANT TO THIS SECTION MAY BE
   19  DISTRIBUTED BY THE COMMISSIONER WITHOUT A COMPETITIVE BID OR REQUEST FOR
   20  PROPOSAL PROCESS FOR GRANTS TO GENERAL HOSPITALS AND RESIDENTIAL  HEALTH
   21  CARE  FACILITIES  FOR  THE PURPOSE OF FACILITATING CLOSURES, MERGERS AND
   22  RESTRUCTURING OF SUCH FACILITIES IN  ORDER  TO  STRENGTHEN  AND  PROTECT
   23  CONTINUED ACCESS TO ESSENTIAL HEALTH CARE RESOURCES.
   24    S 26. Section 32 of part A of chapter 58 of the laws of 2008, amending
   25  the  elder  law  and  other laws relating to reimbursement to particular
   26  provider pharmacies  and  prescription  drug  coverage,  as  amended  by
   27  section  20  of part OO of chapter 57 of the laws of 2008, is amended to
   28  read as follows:
   29    S 32. This act shall take effect immediately and shall  be  deemed  to
   30  have  been in full force and effect on and after April 1, 2008; provided
   31  however, that sections one, six-a, nineteen,  twenty,  twenty-four,  and
   32  twenty-five of this act shall take effect July 1, 2008; [provided howev-
   33  er  that  sections  sixteen,  seventeen  and  eighteen of this act shall
   34  expire April 1, 2011;] provided, however, that the  amendments  made  by
   35  section  twenty-eight  of this act shall take effect on the same date as
   36  section 1 of chapter 281 of the laws  of  2007  takes  effect;  provided
   37  further,  that  sections twenty-nine, thirty, and thirty-one of this act
   38  shall take effect October 1, 2008; provided further, that section  twen-
   39  ty-seven  of  this  act  shall take effect January 1, 2009; and provided
   40  further, that section twenty-seven of  this  act  shall  expire  and  be
   41  deemed repealed March 31, 2011; and provided, further, however, that the
   42  amendments  to subdivision 1 of section 241 of the education law made by
   43  section twenty-nine of this act shall not affect the expiration of  such
   44  subdivision  and  shall  be deemed to expire therewith and provided that
   45  the amendments to section 272 of the public health law made  by  section
   46  thirty of this act shall not affect the repeal of such section and shall
   47  be deemed repealed therewith.
   48    S 27. Section 4 of part X2 of chapter 62 of the laws of 2003, amending
   49  the  public  health law relating to allowing for the use of funds of the
   50  office of professional medical conduct for  activities  of  the  patient
   51  health  information  and  quality improvement act of 2000, as amended by
   52  chapter 21 of the laws of 2010, is amended to read as follows:
   53    S 4. This  act  shall  take  effect  immediately;  provided  that  the
   54  provisions  of  section  one of this act shall be deemed to have been in
   55  full force and effect on and after April 1, 2003, and shall expire March
       S. 2809--B                         20                         A. 4009--B
    1  31, [2011] 2013 when upon such date the provisions of such section shall
    2  be deemed repealed.
    3    S  28.  Paragraph (b) of subdivision 1 of section 76 of chapter 731 of
    4  the laws of 1993, amending the public health law and other laws relating
    5  to reimbursement, delivery and capital cost of  ambulatory  health  care
    6  services  and  inpatient  hospital services, as amended by section 14 of
    7  part A of chapter 58 of the laws of 2007, is amended to read as follows:
    8    (b) sections fifteen through nineteen and  subdivision  3  of  section
    9  2807-e  of  the public health law as added by section twenty of this act
   10  shall expire on [July 1, 2011] JULY 1, 2014, and section seventy-four of
   11  this act shall expire on July 1, 2007;
   12    S 29. Section 4 of chapter 505 of  the  laws  of  1995,  amending  the
   13  public  health  law  relating  to  the operation of department of health
   14  facilities, as amended by chapter 609 of the laws of 2007, is amended to
   15  read as follows:
   16    S 4. This act shall take effect immediately[; provided, however,  that
   17  the provisions of paragraph (b) of subdivision 4 of section 409-c of the
   18  public  health  law,  as  added by section three of this act, shall take
   19  effect January 1, 1996 and shall expire and be deemed  repealed  sixteen
   20  years from the effective date thereof].
   21    S  30.  Section 3 of chapter 303 of the laws of 1999, amending the New
   22  York state medical  care  facilities  finance  agency  act  relating  to
   23  financing  health  facilities,  as amended by chapter 607 of the laws of
   24  2007, is amended to read as follows:
   25    S 3. This act shall take effect immediately[, provided, however,  that
   26  subdivision 15-a of section 5 of section 1 of chapter 392 of the laws of
   27  1973,  as  added  by section one of this act, shall expire and be deemed
   28  repealed June 30, 2011; and provided further, however, that the  expira-
   29  tion  and  repeal of such subdivision 15-a shall not affect or impair in
   30  any manner any health facilities bonds issued, or any lease or  purchase
   31  of  a  health facility executed, pursuant to such subdivision 15-a prior
   32  to its expiration and repeal and that, with respect to  any  such  bonds
   33  issued  and  outstanding  as  of  June  30, 2011, the provisions of such
   34  subdivision 15-a as they existed immediately prior  to  such  expiration
   35  and  repeal  shall continue to apply through the latest maturity date of
   36  any such bonds, or their earlier retirement or redemption, for the  sole
   37  purpose  of  authorizing the issuance of refunding bonds to refund bonds
   38  previously issued pursuant thereto].
   39    S 31. This act shall take effect  April  1,  2011,  provided,  however
   40  that:
   41    (a) section one of this act shall take effect July 1, 2011;
   42    (b) sections two through three-n of this act shall take effect January
   43  1, 2012;
   44    (c) section thirteen of this act shall take effect July 1, 2011; and
   45    (d)  related  to sections eighteen, nineteen, twenty and twenty-one of
   46  this act, the commissioner of health is authorized to promulgate, on  an
   47  emergency basis, any regulations necessary to implement any provision of
   48  such sections upon their effective date.
   49                                   PART B
   50    Section  1.    (a)  Notwithstanding any inconsistent provision of law,
   51  rule or regulation to the contrary, and subject to the  availability  of
   52  federal  financial participation, effective for the period April 1, 2011
   53  through March 31, 2012, and  each  state  fiscal  year  thereafter,  the
   54  department  of  health  is  authorized  to  make  supplemental  Medicaid
       S. 2809--B                         21                         A. 4009--B
    1  payments for professional services provided by physicians, nurse practi-
    2  tioners and physician assistants who are participating in a plan for the
    3  management of clinical practice at the State University of New York,  in
    4  accordance  with  title  11  of article 5 of the social services law for
    5  patients eligible for federal financial participation under title XIX of
    6  the federal social security act, in amounts that will increase fees  for
    7  such  professional services to an amount equal to the average commercial
    8  rate that would otherwise be received for such services rendered by such
    9  physicians, nurse practitioners and  physician  assistants.  The  calcu-
   10  lation  of  such  supplemental  fee payments shall be made in accordance
   11  with applicable federal law and regulation and subject to  the  approval
   12  of  the  division of the budget. Such supplemental Medicaid fee payments
   13  may be added to the professional fees paid under  the  fee  schedule  or
   14  made  as aggregate lump sum payments to eligible clinical practice plans
   15  authorized to receive professional fees.
   16    (b) The affiliated State University of New York health science centers
   17  shall be responsible for payment of one hundred percent of the  non-fed-
   18  eral  share  of  such  supplemental  Medicaid  payments for all services
   19  provided by physicians, nurse practitioners and physician assistants who
   20  are participating in a plan for the management of clinical practice,  in
   21  accordance  with section 365-a of the social services law, regardless of
   22  whether another social services district or the department of health may
   23  otherwise be responsible for furnishing medical assistance to the eligi-
   24  ble persons receiving such services.
   25    S 2.  Subdivision 21 of section 2807-c of the  public  health  law  is
   26  amended by adding a new paragraph (e-1) to read as follows:
   27    (E-1) FOR PERIODS ON AND AFTER JANUARY FIRST, TWO THOUSAND ELEVEN, FOR
   28  PURPOSES  OF  CALCULATIONS  PURSUANT  TO  PARAGRAPHS (B) AND (C) OF THIS
   29  SUBDIVISION OF MAXIMUM DISPROPORTIONATE SHARE PAYMENT DISTRIBUTIONS  FOR
   30  A  RATE  YEAR  OR  PART  THEREOF,  COSTS INCURRED OF FURNISHING HOSPITAL
   31  SERVICES NET OF MEDICAL ASSISTANCE PAYMENTS, OTHER THAN DISPROPORTIONATE
   32  SHARE PAYMENTS, AND PAYMENTS BY UNINSURED PATIENTS  SHALL  FOR  THE  TWO
   33  THOUSAND  ELEVEN  CALENDAR  YEAR, SHALL BE DETERMINED INITIALLY BASED ON
   34  EACH HOSPITAL'S SUBMISSION OF  A  FULLY  COMPLETED  TWO  THOUSAND  EIGHT
   35  DISPROPORTIONATE  SHARE HOSPITAL DATA COLLECTION TOOL, WHICH IS REQUIRED
   36  TO BE SUBMITTED TO THE DEPARTMENT BY MARCH  THIRTY-FIRST,  TWO  THOUSAND
   37  ELEVEN,  AND  SHALL  BE  SUBSEQUENTLY REVISED TO REFLECT EACH HOSPITAL'S
   38  SUBMISSION OF A FULLY COMPLETED TWO THOUSAND NINE DISPROPORTIONATE SHARE
   39  HOSPITAL DATA COLLECTION TOOL, WHICH IS REQUIRED TO BE SUBMITTED TO  THE
   40  DEPARTMENT BY OCTOBER FIRST, TWO THOUSAND ELEVEN.
   41    FOR  CALENDAR  YEARS  ON  AND  AFTER TWO THOUSAND TWELVE, SUCH INITIAL
   42  DETERMINATIONS SHALL REFLECT SUBMISSION  OF  DATA  AS  REQUIRED  BY  THE
   43  COMMISSIONER ON A SPECIFIED DATE.  ALL SUCH INITIAL DETERMINATIONS SHALL
   44  SUBSEQUENTLY  BE  REVISED TO REFLECT ANNUAL RATE PERIOD DATA AND STATIS-
   45  TICS. INDIGENT CARE PAYMENTS WILL BE WITHHELD IN INSTANCES WHEN A HOSPI-
   46  TAL HAS NOT SUBMITTED REQUIRED INFORMATION BY THE DUE  DATES  PRESCRIBED
   47  IN  THIS  PARAGRAPH, PROVIDED, HOWEVER, THAT SUCH PAYMENTS SHALL BE MADE
   48  UPON SUBMISSION OF SUCH REQUIRED  DATA.  FOR  PURPOSES  OF  CALCULATIONS
   49  PURSUANT  TO PARAGRAPH (D) OF THIS SUBDIVISION OF ELIGIBILITY TO RECEIVE
   50  DISPROPORTIONATE SHARE PAYMENTS FOR A RATE YEAR  OR  PART  THEREOF,  THE
   51  HOSPITAL  INPATIENT  UTILIZATION  RATE  SHALL BE DETERMINED BASED ON THE
   52  BASE YEAR STATISTICS IN ACCORDANCE WITH THE METHODOLOGY  ESTABLISHED  BY
   53  THE  COMMISSIONER,  AND  COSTS  INCURRED OF FURNISHING HOSPITAL SERVICES
   54  SHALL BE DETERMINED IN ACCORDANCE WITH A METHODOLOGY ESTABLISHED BY  THE
   55  COMMISSIONER  CONSISTENT  WITH  REQUIREMENTS  OF  THE  SECRETARY  OF THE
   56  DEPARTMENT OF HEALTH AND HUMAN SERVICES FOR PURPOSES OF  FEDERAL  FINAN-
       S. 2809--B                         22                         A. 4009--B
    1  CIAL PARTICIPATION PURSUANT TO THE TITLE XIX OF THE FEDERAL SOCIAL SECU-
    2  RITY ACT IN DISPROPORTIONATE SHARE PAYMENTS.
    3    S  3.  Subparagraph (i) of paragraph (b) of subdivision 2-b of section
    4  2808 of the public health law, as amended by section  1  of  part  D  of
    5  chapter 58 of the laws of 2010, is amended to read as follows:
    6    (i)  Subject  to the provisions of subparagraphs (ii) through (xiv) of
    7  this paragraph, for periods on and after April first, two thousand  nine
    8  through June thirtieth, two thousand eleven the operating cost component
    9  of  rates of payment shall reflect allowable operating costs as reported
   10  in each facility's cost report for the two thousand two  calendar  year,
   11  as  adjusted  for  inflation  on  an annual basis in accordance with the
   12  methodology set forth in paragraph (c) of  subdivision  ten  of  section
   13  twenty-eight  hundred  seven-c  of this article, provided, however, that
   14  for those facilities which do not receive a per diem  add-on  adjustment
   15  pursuant  to  subparagraph  (ii)  of  paragraph (a) of this subdivision,
   16  rates shall be further adjusted to include the proportionate benefit, as
   17  determined by the commissioner, of the expiration of the  opening  para-
   18  graph  and  paragraph  (a) of subdivision sixteen of this section and of
   19  paragraph (a) of subdivision fourteen  of  this  section,  and  provided
   20  further  that the operating cost component of rates of payment for those
   21  facilities which did not receive a per  diem  adjustment  in  accordance
   22  with subparagraph (ii) of paragraph (a) of this subdivision shall not be
   23  less  than  the  operating component such facilities received in the two
   24  thousand eight rate period, as adjusted for inflation on an annual basis
   25  in accordance with the methodology set forth in paragraph (c) of  subdi-
   26  vision  ten  of section twenty-eight hundred seven-c of this article and
   27  further provided, however, that rates  for  facilities  whose  operating
   28  cost component reflects base year costs subsequent to January first, two
   29  thousand  two  shall  have  rates computed in accordance with this para-
   30  graph, utilizing allowable operating costs as reported  in  such  subse-
   31  quent  base year period, and trended forward to the rate year in accord-
   32  ance with applicable inflation factors, AND PROVIDED  FURTHER,  HOWEVER,
   33  THAT  NOTWITHSTANDING  ANY  INCONSISTENT  PROVISION OF THIS SUBDIVISION,
   34  RATE ADJUSTMENTS AS DESCRIBED IN THIS SUBPARAGRAPH AND AS EFFECTIVE  FOR
   35  RATE  PERIODS  ON  AND AFTER APRIL FIRST, TWO THOUSAND NINE THROUGH JUNE
   36  THIRTIETH, TWO THOUSAND ELEVEN, SHALL NOT BE IMPLEMENTED AND PAID  PRIOR
   37  TO JULY FIRST, TWO THOUSAND ELEVEN.
   38    S  4.  Section 2 of part D of chapter 58 of the laws of 2009, amending
   39  the public health law and other laws relating to Medicaid reimbursements
   40  to residential health care facilities, as amended by section 3 of Part D
   41  of chapter 58 of the laws of 2010, is amended to read as follows:
   42    S 2. Notwithstanding paragraph (b) of subdivision 2-b of section  2808
   43  of  the  public  health law or any other contrary provision of law, with
   44  regard to  adjustments  to  medicaid  rates  of  payment  for  inpatient
   45  services  provided  by residential health care facilities for the period
   46  April 1, 2009 through March 31, 2010, made pursuant to paragraph (b)  of
   47  subdivision  2-b  of  section 2808 of the public health law, the commis-
   48  sioner of health and the director of the budget shall, upon  a  determi-
   49  nation  that  such adjustments, including the application of adjustments
   50  authorized by the provisions of paragraph  (g)  of  subdivision  2-b  of
   51  section  2808  of  the  public  health law, shall result in an aggregate
   52  increase in total Medicaid rates of payment for such services  for  such
   53  period  that  is  less than or more than two hundred ten million dollars
   54  ($210,000,000), make such proportional adjustments to such rates as  are
   55  necessary to result in an increase of such aggregate expenditures of two
   56  hundred ten million dollars ($210,000,000), and provided further, howev-
       S. 2809--B                         23                         A. 4009--B
    1  er,  that  notwithstanding  section 2808 of the public health law or any
    2  other contrary provision of law, with regard to adjustments to inpatient
    3  rates of payment made pursuant to section 2808 of the public health  law
    4  for  inpatient  services  provided by residential health care facilities
    5  for the period April 1, 2010 through [June 30, 2011] MARCH 31, 2012, the
    6  commissioner of health and the director of  the  budget  shall,  upon  a
    7  determination  by  such  commissioner  and  such director that such rate
    8  adjustments shall, prior to the application of any applicable adjustment
    9  for inflation, result in an aggregate increase in total  Medicaid  rates
   10  of  payment  for  such  services,  including  payments  made pursuant to
   11  subparagraph (i) of paragraph (d) of subdivision 2-c of section 2808  of
   12  the  public health law, make such proportional adjustments to such rates
   13  as are necessary to reduce such total aggregate  rate  adjustments  such
   14  that  the  aggregate  total  reflects  no such increase or decrease, and
   15  provided further, however, the case mix adjustments as otherwise author-
   16  ized by subparagraph (ii) of paragraph (b) of subdivision 2-b of section
   17  2808 of the public health law and as scheduled for January of 2011 shall
   18  not be made.  Adjustments made pursuant to this  section  shall  not  be
   19  subject to subsequent correction or reconciliation.
   20    S4-a.  Subdivision  2-c  of  section  2808 of the public health law is
   21  REPEALED and a new subdivision 2-c is added, to read as follows:
   22    2-C. (A) NOTWITHSTANDING ANY INCONSISTENT PROVISION OF THIS SECTION OR
   23  ANY OTHER CONTRARY PROVISION OF LAW AND SUBJECT TO THE  AVAILABILITY  OF
   24  FEDERAL  FINANCIAL  PARTICIPATION, THE NON-CAPITAL COMPONENT OF RATES OF
   25  PAYMENT BY GOVERNMENTAL AGENCIES  FOR  INPATIENT  SERVICES  PROVIDED  BY
   26  RESIDENTIAL HEALTH CARE FACILITIES ON AND AFTER JULY FIRST, TWO THOUSAND
   27  ELEVEN  SHALL  REFLECT  A DIRECT STATEWIDE PRICE COMPONENT, AND INDIRECT
   28  STATEWIDE PRICE COMPONENT, AND A FACILITY SPECIFIC NON-COMPARABLE COMPO-
   29  NENT, UTILIZING ALLOWABLE OPERATING COSTS FOR A BASE YEAR AS  DETERMINED
   30  BY THE COMMISSIONER BY REGULATION.
   31    (B)  THE  DIRECT  AND  INDIRECT  STATEWIDE  PRICE  COMPONENTS SHALL BE
   32  ADJUSTED BY A WAGE EQUALIZATION FACTOR AND THE  DIRECT  STATEWIDE  PRICE
   33  COMPONENT  SHALL  BE  SUBJECT  TO  A  CASE  MIX ADJUSTMENT UTILIZING THE
   34  PATIENTS THAT ARE ELIGIBLE FOR MEDICAL ASSISTANCE PURSUANT TO TILE ELEV-
   35  EN OF ARTICLE FIVE OF THE SOCIAL SERVICES LAW.
   36    (C) THE NON-CAPITAL COMPONENT OF THE RATES FOR (I) AIDS FACILITIES  OR
   37  DISCRETE AIDS UNITS WITHIN FACILITIES, (II) DISCRETE UNITS FOR RESIDENTS
   38  RECEIVING CARE IN A LONG-TERM INPATIENT REHABILITATION PROGRAM FOR TRAU-
   39  MATIC  BRAIN INJURED PERSONS, (III) DISCRETE UNITS PROVIDING SPECIALIZED
   40  PROGRAMS FOR RESIDENTS REQUIRING BEHAVIORAL INTERVENTIONS, (IV) DISCRETE
   41  UNITS FOR LONG-TERM VENTILATOR DEPENDENT RESIDENTS, AND  (V)  FACILITIES
   42  OR  DISCRETE  UNITS  WITHIN  FACILITIES  THAT PROVIDE EXTENSIVE NURSING,
   43  MEDICAL, PSYCHOLOGICAL AND COUNSELING SUPPORT SERVICES SOLELY  TO  CHIL-
   44  DREN  SHALL  BE ESTABLISHED PURSUANT TO REGULATIONS PROMULGATED PURSUANT
   45  TO THIS SUBDIVISION.
   46    (D) THE COMMISSIONER SHALL PROMULGATE REGULATIONS, AND MAY  PROMULGATE
   47  EMERGENCY  REGULATIONS,  TO IMPLEMENT THE PROVISIONS OF THIS SUBDIVISION
   48  AND SUCH REGULATIONS MAY ALSO INCLUDE, BUT NOT BE LIMITED TO, PROVISIONS
   49  FOR RATE ADJUSTMENTS OR PAYMENT ENHANCEMENTS TO FACILITATE  THE  TRANSI-
   50  TION  OF  FACILITIES TO THE RATE-SETTING METHODOLOGY ESTABLISHED BY THIS
   51  SUBDIVISION AND FOR FACILITATING  QUALITY  IMPROVEMENTS  IN  RESIDENTIAL
   52  HEALTH CARE FACILITIES.
   53    S  5. Notwithstanding any contrary provision of law and subject to the
   54  availability of federal financial  participation,  for  periods  on  and
   55  after  July  1,  2011, Medicaid rates of payments for inpatient services
   56  provided by residential health care facilities which, as of  the  effec-
       S. 2809--B                         24                         A. 4009--B
    1  tive date of this section, operate discrete units for treatment of resi-
    2  dents  with  huntington's  disease,  shall be increased by a rate add-on
    3  amount. The aggregate amount of such rate add-ons for the period July 1,
    4  2011  through  December  31,  2011 shall be eight hundred fifty thousand
    5  dollars ($850,000), and shall be  one  million  seven  hundred  thousand
    6  dollars ($1,700,000) for the 2012 calendar year and each year thereafter
    7  and  such amounts shall be allocated to each eligible residential health
    8  care facility proportionally, based on the number of beds in each facil-
    9  ity's discrete unit for treatment of huntington's  disease  relative  to
   10  the total number of such beds in all such units. Such rate add-ons shall
   11  be computed utilizing reported Medicaid days from certified cost reports
   12  as  submitted  to  the department of health for the calendar year period
   13  two years prior to the applicable rate  year  and,  further,  such  rate
   14  add-ons shall not be subject to subsequent adjustment or reconciliation.
   15    S  6.  Notwithstanding  section 448 of chapter 170 of the laws of 1994
   16  and section 4 of chapter 81 of the laws of 1995,  as  amended,  and  any
   17  other  inconsistent  provision  of  law or regulation and subject to the
   18  availability of federal financial participation, for the period April 1,
   19  2011 through June 30, 2011, medical assistance rates of payment to resi-
   20  dential health care facilities and diagnostic treatment centers licensed
   21  under article 28 of the public health law  for  adult  day  health  care
   22  services provided to registrants with acquired immunodeficiency syndrome
   23  (AIDS)  or  other  human immunodeficiency virus (HIV) related illnesses,
   24  shall be increased by an aggregate amount of one million  eight  hundred
   25  sixty-seven  thousand  dollars  ($1,867,000). Such amount shall be allo-
   26  cated proportionally among such providers based on the  medical  assist-
   27  ance  visits  reported  by  each provider in the most recently available
   28  cost report, as submitted to the department  of  health  by  January  1,
   29  2011, and shall be included as adjustments to each provider's daily rate
   30  of  payment  for such services. Such adjustments shall not be subject to
   31  subsequent adjustment or reconciliation.
   32    S 7. Notwithstanding any contrary provision of law or  regulation  and
   33  subject  to  availability  of  federal  financial participation, for the
   34  period April 1, 2011 through June 30, 2011, rates of payment by  govern-
   35  mental agencies to residential health care facilities and diagnostic and
   36  treatment centers licensed under article 28 of the public health law for
   37  adult  day  health  care  services provided to registrants with acquired
   38  immunodeficiency syndrome (AIDS) or other human  immunodeficiency  virus
   39  (HIV)  related  illnesses,  shall reflect an adjustment to such rates of
   40  payments in an aggregate  amount  of  two  hundred  thirty-six  thousand
   41  dollars ($236,000) and distributed proportionally as rate add-ons, based
   42  on  each eligible providers' Medicaid visits as reported in such provid-
   43  er's most recently available cost report as submitted to the  department
   44  of  health prior to January 1, 2011, and provided further, however, that
   45  such adjustments shall not be subject to subsequent adjustment or recon-
   46  ciliation.
   47    S 8. Subparagraph (vi) of paragraph (b) of subdivision  2  of  section
   48  2807-d  of  the public health law, as amended by section 37 of part C of
   49  chapter 58 of the laws of 2007, is amended to read as follows:
   50    (vi) Notwithstanding any contrary provision of this paragraph  or  any
   51  other  provision  of  law or regulation to the contrary, for residential
   52  health care facilities the assessment shall be six percent of each resi-
   53  dential health care facility's gross receipts received from all  patient
   54  care  services and other operating income on a cash basis for the period
   55  April first, two thousand two through March thirty-first,  two  thousand
   56  three  for  hospital  or  health-related  services,  including adult day
       S. 2809--B                         25                         A. 4009--B
    1  services; provided, however, that residential  health  care  facilities'
    2  gross receipts attributable to payments received pursuant to title XVIII
    3  of the federal social security act (medicare) shall be excluded from the
    4  assessment; provided, however, that for all such gross receipts received
    5  on  or after April first, two thousand three through March thirty-first,
    6  two thousand five, such assessment shall be five  percent,  and  further
    7  provided  that  for  all  such gross receipts received on or after April
    8  first, two thousand five through March thirty-first, two thousand  nine,
    9  and  on  or  after  April first, two thousand nine through March thirty-
   10  first, two thousand eleven such assessment shall  be  six  percent,  AND
   11  FURTHER  PROVIDED  THAT FOR ALL SUCH GROSS RECEIPTS RECEIVED ON OR AFTER
   12  APRIL FIRST, TWO THOUSAND ELEVEN SUCH ASSESSMENT SHALL BE SIX PERCENT.
   13    S 9. Intentionally omitted.
   14    S 10. Notwithstanding any inconsistent provision of law, rule or regu-
   15  lation, for purposes of implementing the provisions of the public health
   16  law and the social services law, references to titles XIX and XXI of the
   17  federal social security act in the public  health  law  and  the  social
   18  services  law  shall be deemed to include and also to mean any successor
   19  titles thereto under the federal social security act.
   20    S 11. Notwithstanding any inconsistent provision of law, rule or regu-
   21  lation, the effectiveness of the provisions of sections 2807 and 3614 of
   22  the public health law, section 18 of chapter 2 of the laws of 1988,  and
   23  18  NYCRR  505.14(h), as they relate to time frames for notice, approval
   24  or certification of rates of payment, are hereby suspended  and  without
   25  force or effect for purposes of implementing the provisions of this act.
   26    S  12. Severability clause. If any clause, sentence, paragraph, subdi-
   27  vision, section or part of this act shall be adjudged by  any  court  of
   28  competent  jurisdiction  to  be invalid, such judgment shall not affect,
   29  impair or invalidate the remainder thereof, but shall be confined in its
   30  operation to the clause, sentence, paragraph,  subdivision,  section  or
   31  part  thereof  directly  involved in the controversy in which such judg-
   32  ment shall have been rendered. It is hereby declared to be the intent of
   33  the legislature that this act would  have  been  enacted  even  if  such
   34  invalid provisions had not been included herein.
   35    S  13.  This  act shall take effect immediately and shall be deemed to
   36  have been in full force and effect on and after April 1, 2011; provided,
   37  however, that:
   38    (a) any rules or regulations necessary to implement the provisions  of
   39  this  act  may be promulgated and any procedures, forms, or instructions
   40  necessary for such implementation may be adopted and issued on or  after
   41  the date this act shall have become a law;
   42    (b)  this  act shall not be construed to alter, change, affect, impair
   43  or defeat any rights, obligations, duties or interests accrued, incurred
   44  or conferred prior to the effective date of this act;
   45    (c) the commissioner of health and the superintendent of insurance and
   46  any appropriate council may take any steps necessary to  implement  this
   47  act prior to its effective date;
   48    (d)  notwithstanding  any inconsistent provision of the state adminis-
   49  trative procedure act or any other provision of law, rule or regulation,
   50  the commissioner of health and the superintendent of insurance  and  any
   51  appropriate  council is authorized to adopt or amend or promulgate on an
   52  emergency basis any regulation he or  she  or  such  council  determines
   53  necessary  to implement any provision of this act on its effective date;
   54  and
   55    (e) the provisions of this act shall become effective  notwithstanding
   56  the  failure  of  the  commissioner  of  health or the superintendent of
       S. 2809--B                         26                         A. 4009--B
    1  insurance or any council to adopt or  amend  or  promulgate  regulations
    2  implementing this act.
    3                                   PART C
    4    Section  1. Subdivision 5 of section 168 of chapter 639 of the laws of
    5  1996, constituting the New York Health  Care  Reform  Act  of  1996,  as
    6  amended  by  section  1  of part B of chapter 58 of the laws of 2008, is
    7  amended to read as follows:
    8    5. sections 2807-c, 2807-j, 2807-s and 2807-t  of  the  public  health
    9  law,  as  amended  or as added by this act, shall expire on December 31,
   10  [2011] 2014, and shall be thereafter effective only in  respect  to  any
   11  act  done  on or before such date or action or proceeding arising out of
   12  such act including continued collections of funds from  assessments  and
   13  allowances  and  surcharges  established  pursuant  to  sections 2807-c,
   14  2807-j, 2807-s and 2807-t of the public health law,  and  administration
   15  and  distributions  of funds from pools established pursuant to sections
   16  2807-c, 2807-j, 2807-k, 2807-l, 2807-m, 2807-s and 2807-t of the  public
   17  health  law  related  to  patient  services provided before December 31,
   18  [2011] 2014, and continued expenditure of funds authorized for  programs
   19  and grants until the exhaustion of funds therefor;
   20    S  2.  Subdivision  1 of section 138 of chapter 1 of the laws of 1999,
   21  constituting the New York Health Care Reform Act of 2000, as amended  by
   22  section  1-a  of part B of chapter 58 of the laws of 2008, is amended to
   23  read as follows:
   24    1. sections 2807-c, 2807-j, 2807-s, and 2807-t of  the  public  health
   25  law,  as  amended by this act, shall expire on December 31, [2011] 2014,
   26  and shall be thereafter effective only in respect to any act done before
   27  such date or action or proceeding arising  out  of  such  act  including
   28  continued  collections  of  funds  from  assessments  and allowances and
   29  surcharges established pursuant to sections 2807-c, 2807-j,  2807-s  and
   30  2807-t of the public health law, and administration and distributions of
   31  funds  from  pools  established  pursuant  to  sections  2807-c, 2807-j,
   32  2807-k, 2807-l, 2807-m, 2807-s, 2807-t, 2807-v and 2807-w of the  public
   33  health law, as amended or added by this act, related to patient services
   34  provided  before  December 31, [2011] 2014, and continued expenditure of
   35  funds authorized for programs and grants until the exhaustion  of  funds
   36  therefor;
   37    S  3.  Paragraph  (a) of subdivision 9 of section 2807-j of the public
   38  health law, as amended by section 2 of part B of chapter 58 of the  laws
   39  of 2008, is amended to read as follows:
   40    (a)  funds  shall be deposited and credited to a special revenue-other
   41  fund to be established by the comptroller or to the health  care  reform
   42  act  (HCRA) resources fund established pursuant to section ninety-two-dd
   43  of the state finance law, whichever is  applicable.  To  the  extent  of
   44  funds  appropriated  therefore,  the commissioner shall make payments to
   45  general hospitals related to bad  debt  and  charity  care  pursuant  to
   46  section  twenty-eight  hundred  seven-k  of this article. Funds shall be
   47  deposited in the following amounts:
   48    (i) fifty-seven and thirty-three-hundredths percent of the funds accu-
   49  mulated for the period  January  first,  nineteen  hundred  ninety-seven
   50  through December thirty-first, nineteen hundred ninety-seven,
   51    (ii)  fifty-seven  and one-hundredths percent of the funds accumulated
   52  for the period January  first,  nineteen  hundred  ninety-eight  through
   53  December thirty-first, nineteen hundred ninety-eight,
       S. 2809--B                         27                         A. 4009--B
    1    (iii)  fifty-five and thirty-two-hundredths percent of the funds accu-
    2  mulated for the  period  January  first,  nineteen  hundred  ninety-nine
    3  through December thirty-first, nineteen hundred ninety-nine, and
    4    (iv)  seven  hundred  sixty-five million dollars annually of the funds
    5  accumulated for the periods January first, two thousand through December
    6  thirty-first, two thousand [ten] THIRTEEN, and
    7    (v) one hundred ninety-one million two hundred fifty thousand  dollars
    8  of  the  funds  accumulated  for  the period January first, two thousand
    9  [eleven] FOURTEEN through  March  thirty-first,  two  thousand  [eleven]
   10  FOURTEEN.
   11    S 4. Section 34 of part A3 of chapter 62 of the laws of 2003, amending
   12  the  general  business  law  and  other  laws relating to enacting major
   13  components necessary to implement the state fiscal plan for the  2003-04
   14  state  fiscal  year,  as amended by section 3 of part B of chapter 58 of
   15  the laws of 2008, is amended to read as follows:
   16    S 34. (1) Notwithstanding any inconsistent provision of law,  rule  or
   17  regulation  and  effective  April 1, 2008 through March 31, [2011] 2014,
   18  the commissioner of health is authorized to transfer and the state comp-
   19  troller is authorized and directed to receive for deposit to the  credit
   20  of  the department of health's special revenue fund - other, health care
   21  reform act (HCRA) resources fund - 061, provider  collection  monitoring
   22  account,  within  amounts  appropriated each year, those funds collected
   23  and accumulated pursuant to section 2807-v of  the  public  health  law,
   24  including  income  from  invested  funds, for the purpose of payment for
   25  administrative costs of the department of  health  related  to  adminis-
   26  tration  of  statutory  duties  for  the  collections  and distributions
   27  authorized by section 2807-v of the public health law.
   28    (2) Notwithstanding any inconsistent provision of law, rule  or  regu-
   29  lation  and  effective  April 1, 2008 through March 31, [2011] 2014, the
   30  commissioner of health is authorized to transfer  and  the  state  comp-
   31  troller  is authorized and directed to receive for deposit to the credit
   32  of the department of health's special revenue fund - other, health  care
   33  reform  act  (HCRA) resources fund - 061, provider collection monitoring
   34  account, within amounts appropriated each year,  those  funds  collected
   35  and  accumulated  and interest earned through surcharges on payments for
   36  health care services pursuant to section 2807-s of the public health law
   37  and from assessments pursuant to section 2807-t of the public health law
   38  for the purpose of payment for administrative costs of the department of
   39  health related to administration of statutory duties for the collections
   40  and distributions authorized by sections 2807-s, 2807-t, and  2807-m  of
   41  the public health law.
   42    (3)  Notwithstanding  any inconsistent provision of law, rule or regu-
   43  lation and effective April 1, 2008 through March 31,  [2011]  2014,  the
   44  commissioner  of health is authorized to transfer and the comptroller is
   45  authorized to deposit, within  amounts  appropriated  each  year,  those
   46  funds  authorized  for distribution in accordance with the provisions of
   47  paragraph (a) of subdivision 1 of section 2807-l of  the  public  health
   48  law  for the purposes of payment for administrative costs of the depart-
   49  ment of health related  to  the  child  health  insurance  plan  program
   50  authorized  pursuant to title 1-A of article 25 of the public health law
   51  into the special revenue funds - other, health care  reform  act  (HCRA)
   52  resources fund - 061, child health insurance account, established within
   53  the department of health.
   54    (4)  Notwithstanding  any inconsistent provision of law, rule or regu-
   55  lation and effective April 1, 2008 through March 31,  [2011]  2014,  the
   56  commissioner  of health is authorized to transfer and the comptroller is
       S. 2809--B                         28                         A. 4009--B
    1  authorized to deposit, within  amounts  appropriated  each  year,  those
    2  funds  authorized  for distribution in accordance with the provisions of
    3  paragraph (e) of subdivision 1 of section 2807-l of  the  public  health
    4  law  for  the purpose of payment for administrative costs of the depart-
    5  ment of health related to the health occupation  development  and  work-
    6  place  demonstration  program established pursuant to section 2807-h and
    7  the health workforce retraining program established pursuant to  section
    8  2807-g  of the public health law into the special revenue funds - other,
    9  health care reform act (HCRA) resources fund -  061,  health  occupation
   10  development  and  workplace  demonstration  program account, established
   11  within the department of health.
   12    (5) Notwithstanding any inconsistent provision of law, rule  or  regu-
   13  lation  and  effective  April 1, 2008 through March 31, [2011] 2014, the
   14  commissioner of health is authorized to transfer and the comptroller  is
   15  authorized  to  deposit,  within  amounts  appropriated each year, those
   16  funds allocated pursuant to paragraph (j) of subdivision  1  of  section
   17  2807-v  of the public health law for the purpose of payment for adminis-
   18  trative costs of the department of health related to  administration  of
   19  the state's tobacco control programs and cancer services provided pursu-
   20  ant  to  sections  2807-r and 1399-ii of the public health law into such
   21  accounts established within the department of health for such purposes.
   22    (6) Notwithstanding any inconsistent provision of law, rule  or  regu-
   23  lation  and  effective  April 1, 2008 through March 31, [2011] 2014, the
   24  commissioner of health is authorized to transfer and the comptroller  is
   25  authorized  to deposit, within amounts appropriated each year, the funds
   26  authorized for distribution in accordance with the provisions of section
   27  2807-l of the public health law for the purposes of payment for adminis-
   28  trative costs of the department of health related to the programs funded
   29  pursuant to section 2807-l of the public health  law  into  the  special
   30  revenue  funds  -  other, health care reform act (HCRA) resources fund -
   31  061, pilot health insurance account, established within  the  department
   32  of health.
   33    (7)  Notwithstanding  any inconsistent provision of law, rule or regu-
   34  lation and effective April 1, 2008 through March 31,  [2011]  2014,  the
   35  commissioner  of health is authorized to transfer and the comptroller is
   36  authorized to deposit, within  amounts  appropriated  each  year,  those
   37  funds  authorized  for distribution in accordance with the provisions of
   38  subparagraph (ii) of paragraph (f) of subdivision 19 of  section  2807-c
   39  of  the public health law from monies accumulated and interest earned in
   40  the bad debt and charity care and capital  statewide  pools  through  an
   41  assessment  charged  to  general hospitals pursuant to the provisions of
   42  subdivision 18 of section 2807-c of the  public  health  law  and  those
   43  funds  authorized  for distribution in accordance with the provisions of
   44  section 2807-l of the public health law for the purposes of payment  for
   45  administrative  costs  of  the  department of health related to programs
   46  funded under section 2807-l of the public health law  into  the  special
   47  revenue  funds  -  other, health care reform act (HCRA) resources fund -
   48  061, primary care initiatives account, established within the department
   49  of health.
   50    (8) Notwithstanding any inconsistent provision of law, rule  or  regu-
   51  lation  and  effective  April 1, 2008 through March 31, [2011] 2014, the
   52  commissioner of health is authorized to transfer and the comptroller  is
   53  authorized  to  deposit,  within  amounts  appropriated each year, those
   54  funds authorized for distribution in accordance with section  2807-l  of
   55  the  public  health  law  for the purposes of payment for administrative
   56  costs of the department of  health  related  to  programs  funded  under
       S. 2809--B                         29                         A. 4009--B
    1  section 2807-l of the public health law into the special revenue funds -
    2  other,  health  care reform act (HCRA) resources fund - 061, health care
    3  delivery administration account, established within  the  department  of
    4  health.
    5    (9)  Notwithstanding  any inconsistent provision of law, rule or regu-
    6  lation and effective April 1, 2008 through March 31,  [2011]  2014,  the
    7  commissioner  of health is authorized to transfer and the comptroller is
    8  authorized to deposit, within  amounts  appropriated  each  year,  those
    9  funds  authorized  pursuant to sections 2807-d, 3614-a and 3614-b of the
   10  public health law and section 367-i of the social services law  and  for
   11  distribution  in  accordance  with  the  provisions  of subdivision 9 of
   12  section 2807-j of the public health law for the purpose of  payment  for
   13  administration of statutory duties for the collections and distributions
   14  authorized  by  sections  2807-c, 2807-d, 2807-j, 2807-k, 2807-l, 3614-a
   15  and 3614-b of the public health law and  section  367-i  of  the  social
   16  services  law into the special revenue funds - other, health care reform
   17  act (HCRA) resources fund - 061, provider collection monitoring account,
   18  established within the department of health.
   19    S 5. Subparagraphs (xiv) and (xv) of paragraph (a) of subdivision 6 of
   20  section 2807-s of the public health law, as amended by section 4 of part
   21  I of chapter 2 of the laws of 2009, are amended to read as follows:
   22    (xiv) A gross annual statewide amount for the  period  January  first,
   23  two  thousand  nine  through  December  thirty-first, two thousand [ten]
   24  THIRTEEN,  shall  be  nine  hundred  [thirty-nine]  FORTY-FOUR   million
   25  dollars.
   26    (xv)  A gross statewide amount for the period January first, two thou-
   27  sand [eleven] FOURTEEN through March thirty-first, two thousand [eleven]
   28  FOURTEEN, shall be two hundred [thirty-four] THIRTY-SIX  million  [seven
   29  hundred fifty thousand] dollars.
   30    S 5-a. Subparagraphs (iv) and (v) of paragraph (c) of subdivision 6 of
   31  section  2807-s  of  the  public health law, as amended by section 12 of
   32  part B of chapter 58 of the  laws  of  2008,  are  amended  to  read  as
   33  follows:
   34    (iv)  A  further  gross  annual statewide amount for two thousand, two
   35  thousand one, two thousand two, two thousand three, two  thousand  four,
   36  two  thousand  five,  two thousand six, two thousand seven, two thousand
   37  eight, two thousand nine [and], two thousand ten, TWO  THOUSAND  ELEVEN,
   38  TWO  THOUSAND  TWELVE  AND  TWO  THOUSAND  THIRTEEN shall be eighty-nine
   39  million dollars.
   40    (v) A further gross statewide amount for the period January first, two
   41  thousand [eleven] FOURTEEN  through  March  thirty-first,  two  thousand
   42  [eleven]  FOURTEEN,  shall be twenty-two million two hundred fifty thou-
   43  sand dollars.
   44    S 5-b. Subparagraphs (i) and (ii) of paragraph (e) of subdivision 6 of
   45  section 2807-s of the public health law, as amended  by  section  13  of
   46  part  B  of  chapter  58  of  the  laws  of 2008, are amended to read as
   47  follows:
   48    (i) A further gross annual statewide amount shall  be  twelve  million
   49  dollars  for  each  period prior to January first, two thousand [eleven]
   50  FOURTEEN.
   51    (ii) A further gross statewide amount for the  period  January  first,
   52  two  thousand [eleven] FOURTEEN through March thirty-first, two thousand
   53  [eleven] FOURTEEN shall be three million dollars.
   54    S 6. Intentionally omitted.
   55    S 7. Section 2807-l of the public health law, as amended by section  4
   56  of  part B of chapter 58 of the laws of 2008, clause (A) of subparagraph
       S. 2809--B                         30                         A. 4009--B
    1  (i) of paragraph (b) of subdivision 1 as amended by section 51 of part B
    2  and paragraph (n) of subdivision 1 as amended by section 9 of part C  of
    3  chapter  58  of  the laws of 2009, subparagraph (iv) of paragraph (c) of
    4  subdivision  1  as amended by section 13 of part B of chapter 109 of the
    5  laws of 2010, is amended to read as follows:
    6    S 2807-l. Health care initiatives pool distributions. 1. Funds accumu-
    7  lated in the health care initiatives pools pursuant to paragraph (b)  of
    8  subdivision  nine  of section twenty-eight hundred seven-j of this arti-
    9  cle, or the health care reform act  (HCRA)  resources  fund  established
   10  pursuant to section ninety-two-dd of the state finance law, whichever is
   11  applicable,  including  income from invested funds, shall be distributed
   12  or retained by the commissioner or by the state comptroller, as applica-
   13  ble, in accordance with the following.
   14    (a) Funds shall be reserved and accumulated  from  year  to  year  and
   15  shall  be  available, including income from invested funds, for purposes
   16  of distributions to programs to provide health care coverage  for  unin-
   17  sured  or underinsured children pursuant to sections twenty-five hundred
   18  ten and twenty-five hundred eleven of this chapter from  the  respective
   19  health  care  initiatives pools established for the following periods in
   20  the following amounts:
   21    (i) from the pool for the period January first, nineteen hundred nine-
   22  ty-seven through December thirty-first, nineteen  hundred  ninety-seven,
   23  up to one hundred twenty million six hundred thousand dollars;
   24    (ii)  from  the  pool  for  the period January first, nineteen hundred
   25  ninety-eight through December  thirty-first,  nineteen  hundred  ninety-
   26  eight,  up  to  one  hundred  sixty-four  million  five hundred thousand
   27  dollars;
   28    (iii) from the pool for the period  January  first,  nineteen  hundred
   29  ninety-nine through December thirty-first, nineteen hundred ninety-nine,
   30  up to one hundred eighty-one million dollars;
   31    (iv)  from the pool for the period January first, two thousand through
   32  December thirty-first, two thousand, two hundred seven million dollars;
   33    (v) from the pool for the  period  January  first,  two  thousand  one
   34  through December thirty-first, two thousand one, two hundred thirty-five
   35  million dollars;
   36    (vi)  from  the  pool  for  the period January first, two thousand two
   37  through December thirty-first, two thousand two, three  hundred  twenty-
   38  four million dollars;
   39    (vii)  from  the pool for the period January first, two thousand three
   40  through December thirty-first, two thousand three, up  to  four  hundred
   41  fifty million three hundred thousand dollars;
   42    (viii)  from  the pool for the period January first, two thousand four
   43  through December thirty-first, two thousand four,  up  to  four  hundred
   44  sixty million nine hundred thousand dollars;
   45    (ix)  from  the  pool  or  the health care reform act (HCRA) resources
   46  fund, whichever is applicable, for the period January first,  two  thou-
   47  sand  five  through  December thirty-first, two thousand five, up to one
   48  hundred fifty-three million eight hundred thousand dollars;
   49    (x) from the health care reform act  (HCRA)  resources  fund  for  the
   50  period  January  first,  two thousand six through December thirty-first,
   51  two thousand six, up to three hundred twenty-five million  four  hundred
   52  thousand dollars;
   53    (xi)  from  the  health  care reform act (HCRA) resources fund for the
   54  period January first, two thousand seven through December  thirty-first,
   55  two  thousand  seven, up to four hundred twenty-eight million fifty-nine
   56  thousand dollars;
       S. 2809--B                         31                         A. 4009--B
    1    (xii) from the health care reform act (HCRA) resources  fund  for  the
    2  period  January first, two thousand eight through December thirty-first,
    3  two thousand ten, up to four hundred  fifty-three  million  six  hundred
    4  seventy-four thousand dollars annually; [and]
    5    (xiii)  from  the health care reform act (HCRA) resources fund for the
    6  period January first, two thousand eleven, through  March  thirty-first,
    7  two  thousand  eleven,  up  to one hundred thirteen million four hundred
    8  eighteen thousand dollars[.];
    9    (XIV) FROM THE HEALTH CARE REFORM ACT (HCRA) RESOURCES  FUND  FOR  THE
   10  PERIOD APRIL FIRST, TWO THOUSAND ELEVEN, THROUGH MARCH THIRTY-FIRST, TWO
   11  THOUSAND  TWELVE,  UP TO THREE HUNDRED TWENTY-FOUR MILLION SEVEN HUNDRED
   12  FORTY-FOUR THOUSAND DOLLARS;
   13    (XV) FROM THE HEALTH CARE REFORM ACT (HCRA)  RESOURCES  FUND  FOR  THE
   14  PERIOD APRIL FIRST, TWO THOUSAND TWELVE, THROUGH MARCH THIRTY-FIRST, TWO
   15  THOUSAND  THIRTEEN,  UP  TO THREE HUNDRED FORTY-SIX MILLION FOUR HUNDRED
   16  FORTY-FOUR THOUSAND DOLLARS; AND
   17    (XVI) FROM THE HEALTH CARE REFORM ACT (HCRA) RESOURCES  FUND  FOR  THE
   18  PERIOD  APRIL  FIRST, TWO THOUSAND THIRTEEN, THROUGH MARCH THIRTY-FIRST,
   19  TWO THOUSAND FOURTEEN, UP TO THREE HUNDRED SEVENTY MILLION  SIX  HUNDRED
   20  NINETY-FIVE THOUSAND DOLLARS.
   21    (b)  Funds  shall  be  reserved  and accumulated from year to year and
   22  shall be available, including income from invested funds,  for  purposes
   23  of  distributions  for  health  insurance  programs under the individual
   24  subsidy programs established pursuant to the expanded health care cover-
   25  age act of nineteen hundred eighty-eight as amended, and for  evaluation
   26  of  such  programs  from the respective health care initiatives pools or
   27  the health care reform act (HCRA) resources fund, whichever is  applica-
   28  ble, established for the following periods in the following amounts:
   29    (i)  (A)  an amount not to exceed six million dollars on an annualized
   30  basis for the  periods  January  first,  nineteen  hundred  ninety-seven
   31  through  December  thirty-first, nineteen hundred ninety-nine; up to six
   32  million dollars for the  period  January  first,  two  thousand  through
   33  December  thirty-first, two thousand; up to five million dollars for the
   34  period January first, two thousand one  through  December  thirty-first,
   35  two  thousand  one;  up  to  four million dollars for the period January
   36  first, two thousand two through December thirty-first, two thousand two;
   37  up to two million six hundred thousand dollars for  the  period  January
   38  first,  two  thousand  three through December thirty-first, two thousand
   39  three; up to one million three hundred thousand dollars for  the  period
   40  January  first,  two  thousand  four  through December thirty-first, two
   41  thousand four; up to six hundred seventy thousand dollars for the period
   42  January first, two thousand five through June  thirtieth,  two  thousand
   43  five;  up  to  one million three hundred thousand dollars for the period
   44  April first, two thousand six through March thirty-first,  two  thousand
   45  seven; and up to one million three hundred thousand dollars annually for
   46  the  period  April first, two thousand seven through March thirty-first,
   47  two thousand nine, shall be allocated to  individual  subsidy  programs;
   48  and
   49    (B)  an  amount  not  to exceed seven million dollars on an annualized
   50  basis for the periods during the period January first, nineteen  hundred
   51  ninety-seven through December thirty-first, nineteen hundred ninety-nine
   52  and  four  million  dollars  annually for the periods January first, two
   53  thousand through December thirty-first,  two  thousand  two,  and  three
   54  million dollars for the period January first, two thousand three through
   55  December  thirty-first,  two thousand three, and two million dollars for
   56  the period January first, two thousand  four  through  December  thirty-
       S. 2809--B                         32                         A. 4009--B
    1  first, two thousand four, and two million dollars for the period January
    2  first, two thousand five through June thirtieth, two thousand five shall
    3  be allocated to the catastrophic health care expense program.
    4    (ii) Notwithstanding any law to the contrary, the characterizations of
    5  the  New  York state small business health insurance partnership program
    6  as in effect prior  to  June  thirtieth,  two  thousand  three,  voucher
    7  program  as  in effect prior to December thirty-first, two thousand one,
    8  individual subsidy program as in effect prior  to  June  thirtieth,  two
    9  thousand  five,  and  catastrophic  health  care  expense program, as in
   10  effect prior to June thirtieth, two thousand five, may, for the purposes
   11  of identifying matching funds for the community health  care  conversion
   12  demonstration  project  described in a waiver of the provisions of title
   13  XIX of the federal social security act granted to the state of New  York
   14  and dated July fifteenth, nineteen hundred ninety-seven, may continue to
   15  be used to characterize the insurance programs in sections four thousand
   16  three  hundred  twenty-one-a,  four thousand three hundred twenty-two-a,
   17  four thousand three hundred twenty-six and four thousand  three  hundred
   18  twenty-seven of the insurance law, which are successor programs to these
   19  programs.
   20    (c)  Up to seventy-eight million dollars shall be reserved and accumu-
   21  lated from year to year from the pool  for  the  period  January  first,
   22  nineteen  hundred  ninety-seven  through December thirty-first, nineteen
   23  hundred ninety-seven, for purposes of  public  health  programs,  up  to
   24  seventy-six  million dollars shall be reserved and accumulated from year
   25  to year from the pools for the periods January first,  nineteen  hundred
   26  ninety-eight  through  December  thirty-first,  nineteen hundred ninety-
   27  eight and January first, nineteen hundred ninety-nine  through  December
   28  thirty-first,  nineteen  hundred  ninety-nine, up to eighty-four million
   29  dollars shall be reserved and accumulated from year  to  year  from  the
   30  pools  for the period January first, two thousand through December thir-
   31  ty-first, two thousand, up  to  eighty-five  million  dollars  shall  be
   32  reserved and accumulated from year to year from the pools for the period
   33  January first, two thousand one through December thirty-first, two thou-
   34  sand one, up to eighty-six million dollars shall be reserved and accumu-
   35  lated from year to year from the pools for the period January first, two
   36  thousand  two  through  December  thirty-first,  two thousand two, up to
   37  eighty-six million one hundred fifty thousand dollars shall be  reserved
   38  and  accumulated from year to year from the pools for the period January
   39  first, two thousand three through December  thirty-first,  two  thousand
   40  three,  up  to fifty-eight million seven hundred eighty thousand dollars
   41  shall be reserved and accumulated from year to year from the  pools  for
   42  the  period  January  first,  two thousand four through December thirty-
   43  first, two thousand four, up to sixty-eight million seven hundred thirty
   44  thousand dollars shall be reserved and accumulated  from  year  to  year
   45  from  the  pools  or  the  health care reform act (HCRA) resources fund,
   46  whichever is applicable, for the period January first, two thousand five
   47  through December thirty-first, two  thousand  five,  up  to  ninety-four
   48  million three hundred fifty thousand dollars shall be reserved and accu-
   49  mulated  from  year  to  year  from  the  health  care reform act (HCRA)
   50  resources fund for the period January first, two  thousand  six  through
   51  December  thirty-first,  two  thousand  six,  up to seventy million nine
   52  hundred thirty-nine thousand dollars shall be reserved  and  accumulated
   53  from  year to year from the health care reform act (HCRA) resources fund
   54  for the period January first, two thousand seven through December  thir-
   55  ty-first,  two  thousand  seven,  up  to  fifty-five million six hundred
   56  eighty-nine thousand dollars annually shall be reserved and  accumulated
       S. 2809--B                         33                         A. 4009--B
    1  from  year to year from the health care reform act (HCRA) resources fund
    2  for the period January first, two thousand eight through December  thir-
    3  ty-first,  two  thousand  ten, [and] up to thirteen million nine hundred
    4  twenty-two  thousand dollars shall be reserved and accumulated from year
    5  to year from the health care reform act (HCRA) resources  fund  for  the
    6  period  January  first,  two thousand eleven through March thirty-first,
    7  two thousand eleven, AND FOR PERIODS ON AND AFTER APRIL FIRST, TWO THOU-
    8  SAND ELEVEN, UP TO FUNDING AMOUNTS SPECIFIED BELOW and shall  be  avail-
    9  able, including income from invested funds, for:
   10    (i)  deposit by the commissioner, within amounts appropriated, and the
   11  state comptroller is hereby  authorized  and  directed  to  receive  for
   12  deposit  to, to the credit of the department of health's special revenue
   13  fund - other, hospital based grants program account or the  health  care
   14  reform  act (HCRA) resources fund, whichever is applicable, for purposes
   15  of services  and  expenses  related  to  general  hospital  based  grant
   16  programs,  up  to  twenty-two million dollars annually from the nineteen
   17  hundred ninety-seven pool, nineteen hundred ninety-eight pool,  nineteen
   18  hundred  ninety-nine  pool, two thousand pool, two thousand one pool and
   19  two thousand two pool, respectively, up to  twenty-two  million  dollars
   20  from  the  two  thousand  three  pool, up to ten million dollars for the
   21  period January first, two thousand four through  December  thirty-first,
   22  two  thousand  four, up to eleven million dollars for the period January
   23  first, two thousand five through  December  thirty-first,  two  thousand
   24  five, up to twenty-two million dollars for the period January first, two
   25  thousand  six  through  December  thirty-first,  two thousand six, up to
   26  twenty-two million ninety-seven thousand dollars annually for the period
   27  January first, two thousand seven  through  December  thirty-first,  two
   28  thousand ten, [and] up to five million five hundred twenty-four thousand
   29  dollars  for the period January first, two thousand eleven through March
   30  thirty-first, two thousand eleven, UP TO THIRTEEN MILLION  FOUR  HUNDRED
   31  FORTY-FIVE  THOUSAND  DOLLARS  FOR  THE PERIOD APRIL FIRST, TWO THOUSAND
   32  ELEVEN THROUGH MARCH THIRTY-FIRST, TWO THOUSAND TWELVE, AND UP TO  THIR-
   33  TEEN  MILLION  THREE  HUNDRED  SEVENTY-FIVE  THOUSAND DOLLARS EACH STATE
   34  FISCAL YEAR FOR THE PERIOD APRIL  FIRST,  TWO  THOUSAND  TWELVE  THROUGH
   35  MARCH THIRTY-FIRST, TWO THOUSAND FOURTEEN;
   36    (ii) deposit by the commissioner, within amounts appropriated, and the
   37  state  comptroller  is  hereby  authorized  and  directed to receive for
   38  deposit to, to the credit of the  emergency  medical  services  training
   39  account  established  in section ninety-seven-q of the state finance law
   40  or the health care reform act (HCRA) resources fund, whichever is appli-
   41  cable, up to sixteen million dollars on  an  annualized  basis  for  the
   42  periods  January  first,  nineteen hundred ninety-seven through December
   43  thirty-first, nineteen hundred ninety-nine, up to twenty million dollars
   44  for the period January first,  two  thousand  through  December  thirty-
   45  first,  two  thousand,  up  to twenty-one million dollars for the period
   46  January first, two thousand one through December thirty-first, two thou-
   47  sand one, up to twenty-two million dollars for the period January first,
   48  two thousand two through December thirty-first, two thousand two, up  to
   49  twenty-two  million  five  hundred fifty thousand dollars for the period
   50  January first, two thousand three  through  December  thirty-first,  two
   51  thousand  three,  up to nine million six hundred eighty thousand dollars
   52  for the period January first, two thousand four through  December  thir-
   53  ty-first,  two  thousand  four,  up to twelve million one hundred thirty
   54  thousand dollars for the period January first, two thousand five through
   55  December thirty-first, two thousand five, up to twenty-four million  two
   56  hundred  fifty  thousand dollars for the period January first, two thou-
       S. 2809--B                         34                         A. 4009--B
    1  sand six through December thirty-first, two thousand six, up  to  twenty
    2  million four hundred ninety-two thousand dollars annually for the period
    3  January  first,  two  thousand  seven through December thirty-first, two
    4  thousand ten, [and] up to five million one hundred twenty-three thousand
    5  dollars  for the period January first, two thousand eleven through March
    6  thirty-first, two thousand eleven, UP TO EIGHTEEN MILLION THREE  HUNDRED
    7  FIFTY  THOUSAND  DOLLARS FOR THE PERIOD APRIL FIRST, TWO THOUSAND ELEVEN
    8  THROUGH MARCH THIRTY-FIRST, TWO THOUSAND TWELVE, UP TO EIGHTEEN  MILLION
    9  NINE  HUNDRED  FIFTY  THOUSAND  DOLLARS  FOR THE PERIOD APRIL FIRST, TWO
   10  THOUSAND TWELVE THROUGH MARCH THIRTY-FIRST, TWO THOUSAND  THIRTEEN,  AND
   11  UP  TO  NINETEEN  MILLION FOUR HUNDRED NINETEEN THOUSAND DOLLARS FOR THE
   12  PERIOD APRIL FIRST, TWO THOUSAND THIRTEEN  THROUGH  MARCH  THIRTY-FIRST,
   13  TWO THOUSAND FOURTEEN;
   14    (iii)  priority  distributions  by  the  commissioner up to thirty-two
   15  million dollars on an annualized basis for the period January first, two
   16  thousand through December thirty-first, two thousand four, up  to  thir-
   17  ty-eight  million  dollars on an annualized basis for the period January
   18  first, two thousand five through  December  thirty-first,  two  thousand
   19  six,  up  to eighteen million two hundred fifty thousand dollars for the
   20  period January first, two thousand seven through December  thirty-first,
   21  two  thousand seven, up to three million dollars annually for the period
   22  January first, two thousand eight  through  December  thirty-first,  two
   23  thousand  ten,  [and] up to seven hundred fifty thousand dollars for the
   24  period January first, two thousand eleven  through  March  thirty-first,
   25  two thousand eleven, AND UP TO TWO MILLION NINE HUNDRED THOUSAND DOLLARS
   26  EACH  STATE  FISCAL YEAR FOR THE PERIOD APRIL FIRST, TWO THOUSAND ELEVEN
   27  THROUGH MARCH THIRTY-FIRST, TWO THOUSAND FOURTEEN to  be  allocated  (A)
   28  for  the purposes established pursuant to subparagraph (ii) of paragraph
   29  (f) of subdivision nineteen of section twenty-eight hundred  seven-c  of
   30  this  article  as  in  effect on December thirty-first, nineteen hundred
   31  ninety-six and as may thereafter  be  amended,  up  to  fifteen  million
   32  dollars  annually  for  the  periods January first, two thousand through
   33  December thirty-first, two  thousand  four,  up  to  twenty-one  million
   34  dollars annually for the period January first, two thousand five through
   35  December  thirty-first,  two  thousand six, and up to seven million five
   36  hundred thousand dollars for the  period  January  first,  two  thousand
   37  seven through March thirty-first, two thousand seven;
   38    (B)  pursuant  to  a  memorandum  of understanding entered into by the
   39  commissioner, the majority leader of the senate and the speaker  of  the
   40  assembly,  for  the purposes outlined in such memorandum upon the recom-
   41  mendation of the majority leader  of the senate,  up  to  eight  million
   42  five hundred thousand dollars annually for the period January first, two
   43  thousand through December thirty-first, two thousand six, and up to four
   44  million two hundred fifty thousand dollars for the period January first,
   45  two  thousand  seven through June thirtieth, two thousand seven, and for
   46  the purposes outlined in such memorandum upon the recommendation of  the
   47  speaker  of  the  assembly,  up  to  eight million five hundred thousand
   48  dollars annually for the periods January  first,  two  thousand  through
   49  December  thirty-first,  two  thousand  six,  and up to four million two
   50  hundred fifty thousand dollars for the period January first,  two  thou-
   51  sand seven through June thirtieth, two thousand seven; and
   52    (C)  for services and expenses, including grants, related to emergency
   53  assistance distributions as designated by the  commissioner.    Notwith-
   54  standing  section  one  hundred twelve or one hundred sixty-three of the
   55  state finance law or any other contrary provision of law, such  distrib-
   56  utions shall be limited to providers or programs where, as determined by
       S. 2809--B                         35                         A. 4009--B
    1  the  commissioner,  emergency assistance is vital to protect the life or
    2  safety of patients, to ensure the retention of  facility  caregivers  or
    3  other  staff, or in instances where health facility operations are jeop-
    4  ardized,  or  where  the public health is jeopardized or other emergency
    5  situations exist, up to three million dollars annually  for  the  period
    6  April first, two thousand seven through March thirty-first, two thousand
    7  eleven,  AND  UP TO TWO MILLION NINE HUNDRED THOUSAND DOLLARS EACH STATE
    8  FISCAL YEAR FOR THE PERIOD APRIL  FIRST,  TWO  THOUSAND  ELEVEN  THROUGH
    9  MARCH  THIRTY-FIRST,  TWO  THOUSAND FOURTEEN.   Upon any distribution of
   10  such funds, the commissioner shall  immediately  notify  the  chair  and
   11  ranking  minority  member  of the senate finance committee, the assembly
   12  ways and means committee, the senate committee on health, and the assem-
   13  bly committee on health;
   14    (iv) distributions by  the  commissioner  related  to  poison  control
   15  centers  pursuant  to subdivision seven of section twenty-five hundred-d
   16  of this chapter, up to five  million  dollars  for  the  period  January
   17  first,  nineteen  hundred  ninety-seven  through  December thirty-first,
   18  nineteen hundred ninety-seven, up to three million dollars on an annual-
   19  ized basis for the periods during the  period  January  first,  nineteen
   20  hundred  ninety-eight  through  December  thirty-first, nineteen hundred
   21  ninety-nine, up to five million dollars annually for the periods January
   22  first, two thousand through December thirty-first, two thousand two,  up
   23  to  four  million  six hundred thousand dollars annually for the periods
   24  January first, two thousand three  through  December  thirty-first,  two
   25  thousand  four,  up to five million one hundred thousand dollars for the
   26  period January first, two thousand five through  December  thirty-first,
   27  two  thousand  six  annually,  up  to  five million one hundred thousand
   28  dollars annually for  the  period  January  first,  two  thousand  seven
   29  through  December  thirty-first,  two thousand nine, up to three million
   30  six hundred thousand dollars for the period January first, two  thousand
   31  ten  through  December thirty-first, two thousand ten, [and] up to seven
   32  hundred seventy-five thousand dollars for the period January first,  two
   33  thousand  eleven through March thirty-first, two thousand eleven, AND UP
   34  TO TWO MILLION FIVE HUNDRED THOUSAND DOLLARS EACH STATE FISCAL YEAR  FOR
   35  THE  PERIOD APRIL FIRST, TWO THOUSAND ELEVEN THROUGH MARCH THIRTY-FIRST,
   36  TWO THOUSAND FOURTEEN; and
   37    (v) deposit by the commissioner, within amounts appropriated, and  the
   38  state  comptroller  is  hereby  authorized  and  directed to receive for
   39  deposit to, to the credit of the department of health's special  revenue
   40  fund  -  other,  miscellaneous  special  revenue fund - 339 maternal and
   41  child HIV  services  account  or  the  health  care  reform  act  (HCRA)
   42  resources  fund,  whichever  is  applicable,  for  purposes of a special
   43  program for HIV services for [infants and pregnant] women AND  CHILDREN,
   44  INCLUDING  ADOLESCENTS pursuant to section [seventy-one of chapter seven
   45  hundred thirty-one of the laws of nineteen hundred ninety-three,  amend-
   46  ing]  TWENTY-FIVE HUNDRED-F-ONE OF the public health law [and other laws
   47  relating to reimbursement, delivery  and  capital  costs  of  ambulatory
   48  health  care  services  and  inpatient  hospital  services],  up to five
   49  million dollars annually for the periods  January  first,  two  thousand
   50  through  December  thirty-first,  two  thousand  two, up to five million
   51  dollars for the period January first, two thousand three through  Decem-
   52  ber  thirty-first,  two  thousand  three, up to two million five hundred
   53  thousand dollars for the period January first, two thousand four through
   54  December thirty-first, two thousand four, up to two million five hundred
   55  thousand dollars for the period January first, two thousand five through
   56  December thirty-first, two thousand five, up to five million dollars for
       S. 2809--B                         36                         A. 4009--B
    1  the period January first, two  thousand  six  through  December  thirty-
    2  first,  two  thousand  six,  up to five million dollars annually for the
    3  period January first, two thousand seven through December  thirty-first,
    4  two  thousand  ten,  [and]  up to one million two hundred fifty thousand
    5  dollars for the period January first, two thousand eleven through  March
    6  thirty-first,  two  thousand eleven, AND UP TO FIVE MILLION DOLLARS EACH
    7  STATE FISCAL YEAR FOR  THE  PERIOD  APRIL  FIRST,  TWO  THOUSAND  ELEVEN
    8  THROUGH MARCH THIRTY-FIRST, TWO THOUSAND FOURTEEN;
    9    (d)  (i)  An  amount  of up to twenty million dollars annually for the
   10  period January first, two thousand through  December  thirty-first,  two
   11  thousand  six,  up  to ten million dollars for the period January first,
   12  two thousand seven through June thirtieth, two  thousand  seven,  up  to
   13  twenty  million dollars annually for the period January first, two thou-
   14  sand eight through December thirty-first, two thousand ten, [and] up  to
   15  five  million  dollars for the period January first, two thousand eleven
   16  through March thirty-first, two thousand  eleven,  AND  UP  TO  NINETEEN
   17  MILLION  SIX  HUNDRED  THOUSAND  DOLLARS  EACH STATE FISCAL YEAR FOR THE
   18  PERIOD APRIL FIRST, TWO THOUSAND ELEVEN THROUGH MARCH THIRTY-FIRST,  TWO
   19  THOUSAND  FOURTEEN, shall be transferred to the health facility restruc-
   20  turing pool established pursuant to section twenty-eight hundred fifteen
   21  of this article;
   22    (ii) provided, however, amounts transferred pursuant  to  subparagraph
   23  (i)  of this paragraph may be reduced in an amount to be approved by the
   24  director of the budget to reflect the amount received from  the  federal
   25  government  under  the  state's  1115 waiver which is directed under its
   26  terms and conditions to the health facility restructuring program.
   27    (e) Funds shall be reserved and accumulated  from  year  to  year  and
   28  shall  be available,  including income from invested funds, for purposes
   29  of distributions  to  organizations  to  support  the  health  workforce
   30  retraining  program established pursuant to section twenty-eight hundred
   31  seven-g of this  article from the  respective  health  care  initiatives
   32  pools  established  for  the  following periods in the following amounts
   33  from the pools or the health care  reform  act  (HCRA)  resources  fund,
   34  whichever  is  applicable,  during  the  period  January first, nineteen
   35  hundred ninety-seven through  December  thirty-first,  nineteen  hundred
   36  ninety-nine,  up  to fifty million dollars on an annualized basis, up to
   37  thirty million dollars  for  the  period  January  first,  two  thousand
   38  through December thirty-first, two thousand, up to forty million dollars
   39  for  the period January first, two thousand one through December thirty-
   40  first, two thousand one, up to fifty  million  dollars  for  the  period
   41  January first, two thousand two through December thirty-first, two thou-
   42  sand two, up to forty-one million one hundred fifty thousand dollars for
   43  the  period  January  first, two thousand three through December thirty-
   44  first, two thousand three, up to forty-one  million  one  hundred  fifty
   45  thousand dollars for the period January first, two thousand four through
   46  December  thirty-first,  two  thousand  four,  up to fifty-eight million
   47  three hundred sixty thousand dollars for the period January  first,  two
   48  thousand  five  through  December thirty-first, two thousand five, up to
   49  fifty-two million three hundred sixty thousand dollars  for  the  period
   50  January first, two thousand six through December thirty-first, two thou-
   51  sand  six, up to thirty-five million four hundred thousand dollars annu-
   52  ally for the period January first, two thousand seven  through  December
   53  thirty-first,  two thousand ten [and], up to eight million eight hundred
   54  fifty thousand dollars for the period January first, two thousand eleven
   55  through March thirty-first, two thousand eleven, AND UP TO  TWENTY-EIGHT
   56  MILLION  FOUR  HUNDRED  THOUSAND  DOLLARS EACH STATE FISCAL YEAR FOR THE
       S. 2809--B                         37                         A. 4009--B
    1  PERIOD APRIL FIRST, TWO THOUSAND ELEVEN THROUGH MARCH THIRTY-FIRST,  TWO
    2  THOUSAND  FOURTEEN,  less  the amount of funds available for allocations
    3  for rate adjustments for workforce training  programs  for  payments  by
    4  state governmental agencies for inpatient hospital services.
    5    (f) Funds shall be accumulated and transferred from as follows:
    6    (i) from the pool for the period January first, nineteen hundred nine-
    7  ty-seven  through  December thirty-first, nineteen hundred ninety-seven,
    8  (A) thirty-four million  six hundred thousand dollars  shall  be  trans-
    9  ferred  to  funds  reserved and accumulated pursuant to paragraph (b) of
   10  subdivision nineteen of section twenty-eight  hundred  seven-c  of  this
   11  article,  and  (B)  eighty-two  million dollars shall be transferred and
   12  deposited and credited to the credit of the state general  fund  medical
   13  assistance local assistance account;
   14    (ii)  from  the  pool  for  the period January first, nineteen hundred
   15  ninety-eight through December  thirty-first,  nineteen  hundred  ninety-
   16  eight, eighty-two million dollars shall be transferred and deposited and
   17  credited  to  the  credit  of  the state general fund medical assistance
   18  local assistance account;
   19    (iii) from the pool for the period  January  first,  nineteen  hundred
   20  ninety-nine through December thirty-first, nineteen hundred ninety-nine,
   21  eighty-two  million dollars shall be transferred and deposited and cred-
   22  ited to the credit of the state general fund  medical  assistance  local
   23  assistance account;
   24    (iv)  from  the  pool  or  the health care reform act (HCRA) resources
   25  fund, whichever is applicable, for the period January first,  two  thou-
   26  sand  through  December  thirty-first,  two  thousand  four,  eighty-two
   27  million dollars annually, and for the period January first, two thousand
   28  five  through  December  thirty-first,  two  thousand  five,  eighty-two
   29  million  dollars,  and  for  the  period January first, two thousand six
   30  through December thirty-first,  two  thousand  six,  eighty-two  million
   31  dollars,  and  for  the period January first, two thousand seven through
   32  December thirty-first, two thousand seven, eighty-two  million  dollars,
   33  and  for  the  period January first, two thousand eight through December
   34  thirty-first, two thousand eight, ninety million seven hundred  thousand
   35  dollars  shall  be  deposited  by  the commissioner, and the state comp-
   36  troller is hereby authorized and directed to receive for deposit to  the
   37  credit  of  the  state special revenue fund - other, HCRA transfer fund,
   38  medical assistance account;
   39    (v) from the health care reform act  (HCRA)  resources  fund  for  the
   40  period  January  first, two thousand nine through December thirty-first,
   41  two thousand nine, one hundred eight million nine  hundred  seventy-five
   42  thousand  dollars,  and  for  the period January first, two thousand ten
   43  through December thirty-first, two thousand ten, one hundred  twenty-six
   44  million  one  hundred  thousand  dollars,  [and]  for the period January
   45  first, two thousand eleven  through  March  thirty-first,  two  thousand
   46  eleven, twenty million five hundred thousand dollars, AND FOR EACH STATE
   47  FISCAL  YEAR  FOR  THE  PERIOD  APRIL FIRST, TWO THOUSAND ELEVEN THROUGH
   48  MARCH THIRTY-FIRST, TWO THOUSAND FOURTEEN, ONE HUNDRED FORTY-SIX MILLION
   49  FOUR HUNDRED THOUSAND DOLLARS, shall be deposited by  the  commissioner,
   50  and  the  state comptroller is hereby authorized and directed to receive
   51  for deposit, to the credit of the state special revenue  fund  -  other,
   52  HCRA transfer fund, medical assistance account.
   53    (g)  Funds  shall be transferred to primary health care services pools
   54  created by the commissioner, and shall be  available,  including  income
   55  from invested funds, for distributions in accordance with former section
   56  twenty-eight hundred seven-bb of this article from the respective health
       S. 2809--B                         38                         A. 4009--B
    1  care  initiatives  pools  for  the  following  periods  in the following
    2  percentage amounts of funds remaining after  allocations  in  accordance
    3  with paragraphs (a) through (f) of this subdivision:
    4    (i) from the pool for the period January first, nineteen hundred nine-
    5  ty-seven  through  December thirty-first, nineteen hundred ninety-seven,
    6  fifteen and eighty-seven-hundredths percent;
    7    (ii) from the pool for the  period  January  first,  nineteen  hundred
    8  ninety-eight  through  December  thirty-first,  nineteen hundred ninety-
    9  eight, fifteen and eighty-seven-hundredths percent; and
   10    (iii) from the pool for the period  January  first,  nineteen  hundred
   11  ninety-nine through December thirty-first, nineteen hundred ninety-nine,
   12  sixteen and thirteen-hundredths percent.
   13    (h)  Funds  shall be reserved and accumulated from year to year by the
   14  commissioner and shall be  available,  including  income  from  invested
   15  funds,  for  purposes of primary care education and training pursuant to
   16  article nine of this chapter from the respective health care initiatives
   17  pools established for the following periods in the following  percentage
   18  amounts  of  funds  remaining after allocations in accordance with para-
   19  graphs (a) through (f) of this subdivision and shall  be  available  for
   20  distributions as follows:
   21    (i) funds shall be reserved and accumulated:
   22    (A) from the pool for the period January first, nineteen hundred nine-
   23  ty-seven  through  December thirty-first, nineteen hundred ninety-seven,
   24  six and thirty-five-hundredths percent;
   25    (B) from the pool for the period January first, nineteen hundred nine-
   26  ty-eight through December thirty-first, nineteen  hundred  ninety-eight,
   27  six and thirty-five-hundredths percent; and
   28    (C) from the pool for the period January first, nineteen hundred nine-
   29  ty-nine through December thirty-first, nineteen hundred ninety-nine, six
   30  and forty-five-hundredths percent;
   31    (ii)  funds shall be available for distributions including income from
   32  invested funds as follows:
   33    (A) for purposes of the primary care physician loan repayment  program
   34  in  accordance  with  section  nine hundred three of this chapter, up to
   35  five million dollars on an annualized basis;
   36    (B) for purposes of the primary care practitioner scholarship  program
   37  in  accordance with section nine hundred four of this chapter, up to two
   38  million dollars on an annualized basis;
   39    (C) for purposes of minority participation in medical education grants
   40  in accordance with section nine hundred six of this chapter, up  to  one
   41  million dollars on an annualized basis; and
   42    (D)  provided, however, that the commissioner may reallocate any funds
   43  remaining or unallocated for distributions for the primary care  practi-
   44  tioner  scholarship program in accordance with section nine hundred four
   45  of this chapter.
   46    (i) Funds shall be reserved and accumulated  from  year  to  year  and
   47  shall  be  available, including income from invested funds, for distrib-
   48  utions in accordance with  section  twenty-nine  hundred  fifty-two  and
   49  section twenty-nine hundred fifty-eight of this chapter for rural health
   50  care  delivery  development  and  rural  health care access development,
   51  respectively, from the respective health care initiatives pools  or  the
   52  health  care  reform act (HCRA) resources fund, whichever is applicable,
   53  for the following periods in the following percentage amounts  of  funds
   54  remaining  after  allocations  in accordance with paragraphs (a) through
   55  (f) of this subdivision, and for periods on and after January first, two
   56  thousand, in the following amounts:
       S. 2809--B                         39                         A. 4009--B
    1    (i) from the pool for the period January first, nineteen hundred nine-
    2  ty-seven through December thirty-first, nineteen  hundred  ninety-seven,
    3  thirteen and forty-nine-hundredths percent;
    4    (ii)  from  the  pool  for  the period January first, nineteen hundred
    5  ninety-eight through December  thirty-first,  nineteen  hundred  ninety-
    6  eight, thirteen and forty-nine-hundredths percent;
    7    (iii)  from  the  pool  for the period January first, nineteen hundred
    8  ninety-nine through December thirty-first, nineteen hundred ninety-nine,
    9  thirteen and seventy-one-hundredths percent;
   10    (iv) from the pool for the periods January first, two thousand through
   11  December thirty-first, two thousand two, seventeen million dollars annu-
   12  ally, and for the period  January  first,  two  thousand  three  through
   13  December  thirty-first,  two thousand three, up to fifteen million eight
   14  hundred fifty thousand dollars;
   15    (v) from the pool or the health care reform act (HCRA) resources fund,
   16  whichever is applicable, for the period January first, two thousand four
   17  through December thirty-first, two thousand four, up to fifteen  million
   18  eight  hundred fifty thousand dollars, and for the period January first,
   19  two thousand five through December thirty-first, two thousand  five,  up
   20  to  nineteen  million  two  hundred thousand dollars, and for the period
   21  January first, two thousand six through December thirty-first, two thou-
   22  sand six, up to nineteen million two hundred thousand dollars,  for  the
   23  period  January first, two thousand seven through December thirty-first,
   24  two thousand ten, up to eighteen  million  one  hundred  fifty  thousand
   25  dollars annually, [and] for the period January first, two thousand elev-
   26  en  through  March thirty-first, two thousand eleven, up to four million
   27  five hundred thirty-eight thousand dollars, AND FOR  EACH  STATE  FISCAL
   28  YEAR FOR THE PERIOD APRIL FIRST, TWO THOUSAND ELEVEN THROUGH MARCH THIR-
   29  TY-FIRST, TWO THOUSAND FOURTEEN, UP TO SIXTEEN MILLION TWO HUNDRED THOU-
   30  SAND DOLLARS.
   31    (j)  Funds  shall  be  reserved  and accumulated from year to year and
   32  shall be available, including income from invested funds,  for  purposes
   33  of  distributions  related to health information and health care quality
   34  improvement pursuant to former section twenty-eight hundred  seven-n  of
   35  this  article  from  the respective health care initiatives pools estab-
   36  lished for the following periods in the following percentage amounts  of
   37  funds  remaining  after  allocations  in  accordance with paragraphs (a)
   38  through (f) of this subdivision:
   39    (i) from the pool for the period January first, nineteen hundred nine-
   40  ty-seven through December thirty-first, nineteen  hundred  ninety-seven,
   41  six and thirty-five-hundredths percent;
   42    (ii)  from  the  pool  for  the period January first, nineteen hundred
   43  ninety-eight through December  thirty-first,  nineteen  hundred  ninety-
   44  eight, six and thirty-five-hundredths percent; and
   45    (iii)  from  the  pool  for the period January first, nineteen hundred
   46  ninety-nine through December thirty-first, nineteen hundred ninety-nine,
   47  six and forty-five-hundredths percent.
   48    (k) Funds shall be reserved and accumulated  from  year  to  year  and
   49  shall  be  available,  including  income  from invested funds, for allo-
   50  cations  and  distributions  in  accordance  with  section  twenty-eight
   51  hundred  seven-p  of  this  article  for diagnostic and treatment center
   52  uncompensated care from the respective health care initiatives pools  or
   53  the  health care reform act (HCRA) resources fund, whichever is applica-
   54  ble, for the following periods in the following percentage   amounts  of
   55  funds  remaining  after  allocations  in  accordance with paragraphs (a)
       S. 2809--B                         40                         A. 4009--B
    1  through (f) of this subdivision, and for periods on  and  after  January
    2  first, two thousand, in the following amounts:
    3    (i) from the pool for the period January first, nineteen hundred nine-
    4  ty-seven  through  December thirty-first, nineteen hundred ninety-seven,
    5  thirty-eight and one-tenth percent;
    6    (ii) from the pool for the  period  January  first,  nineteen  hundred
    7  ninety-eight  through  December  thirty-first,  nineteen hundred ninety-
    8  eight, thirty-eight and one-tenth percent;
    9    (iii) from the pool for the period  January  first,  nineteen  hundred
   10  ninety-nine through December thirty-first, nineteen hundred ninety-nine,
   11  thirty-eight and seventy-one-hundredths percent;
   12    (iv) from the pool for the periods January first, two thousand through
   13  December  thirty-first,  two  thousand  two, forty-eight million dollars
   14  annually, and for the period January first, two thousand  three  through
   15  June thirtieth, two thousand three, twenty-four million dollars;
   16    (v)  (A)  from the pool or the health care reform act (HCRA) resources
   17  fund, whichever is applicable, for the period July first,  two  thousand
   18  three  through  December  thirty-first,  two  thousand  three, up to six
   19  million dollars, for the period January first, two thousand four through
   20  December thirty-first, two thousand six, up to  twelve  million  dollars
   21  annually,  for  the  period  January  first,  two thousand seven through
   22  December thirty-first, two thousand [ten] THIRTEEN,  up  to  forty-eight
   23  million dollars annually, and for the period January first, two thousand
   24  [eleven]  FOURTEEN  through  March  thirty-first,  two thousand [eleven]
   25  FOURTEEN, up to twelve million dollars;
   26    (B) from the health care reform act  (HCRA)  resources  fund  for  the
   27  period  January  first,  two thousand six through December thirty-first,
   28  two thousand six, an additional  seven  million  five  hundred  thousand
   29  dollars, for the period January first, two thousand seven through Decem-
   30  ber  thirty-first,  two  thousand  [ten]  THIRTEEN,  an additional seven
   31  million five hundred thousand dollars annually, and for the period Janu-
   32  ary first, two thousand [eleven] FOURTEEN  through  March  thirty-first,
   33  two  thousand [eleven] FOURTEEN, an additional one million eight hundred
   34  seventy-five thousand dollars, for voluntary non-profit  diagnostic  and
   35  treatment  center  uncompensated  care  in  accordance  with subdivision
   36  four-c of section twenty-eight hundred seven-p of this article; and
   37    (vi) funds reserved and accumulated pursuant  to  this  paragraph  for
   38  periods  on and after July first, two thousand three, shall be deposited
   39  by the commissioner, within amounts appropriated, and  the  state  comp-
   40  troller  is hereby authorized and directed to receive for deposit to the
   41  credit of the state special revenue funds - other, HCRA  transfer  fund,
   42  medical  assistance  account, for purposes of funding the state share of
   43  rate adjustments made pursuant to section twenty-eight  hundred  seven-p
   44  of  this article, provided, however, that in the event federal financial
   45  participation is not available for rate  adjustments  made  pursuant  to
   46  paragraph (b) of subdivision one of section twenty-eight hundred seven-p
   47  of this article, funds shall be distributed pursuant to paragraph (a) of
   48  subdivision  one of section twenty-eight hundred seven-p of this article
   49  from the respective health care initiatives pools  or  the  health  care
   50  reform act (HCRA) resources fund, whichever is applicable.
   51    (l)  Funds  shall be reserved and accumulated from year to year by the
   52  commissioner and shall be  available,  including  income  from  invested
   53  funds, for transfer to and allocation  for services and expenses for the
   54  payment  of benefits to recipients of  drugs under the AIDS drug assist-
   55  ance program (ADAP) - HIV uninsured  care  program  as  administered  by
   56  Health  Research  Incorporated  from  the respective  health care initi-
       S. 2809--B                         41                         A. 4009--B
    1  atives pools or the health care reform act (HCRA) resources fund, which-
    2  ever is applicable, established for the following periods in the follow-
    3  ing  percentage  amounts  of  funds  remaining  after   allocations   in
    4  accordance  with paragraphs (a) through (f) of this subdivision, and for
    5  periods on and after January  first,  two  thousand,  in  the  following
    6  amounts:
    7    (i) from the pool for the period January first, nineteen hundred nine-
    8  ty-seven  through  December thirty-first, nineteen hundred ninety-seven,
    9  nine and fifty-two-hundredths percent;
   10    (ii) from the pool for the  period  January  first,  nineteen  hundred
   11  ninety-eight  through  December  thirty-first,  nineteen hundred ninety-
   12  eight, nine and fifty-two-hundredths percent;
   13    (iii) from the pool for the period  January  first,  nineteen  hundred
   14  ninety-nine  and  December  thirty-first,  nineteen hundred ninety-nine,
   15  nine and sixty-eight-hundredths percent;
   16    (iv) from the pool for the periods January first, two thousand through
   17  December thirty-first, two thousand two, up to  twelve  million  dollars
   18  annually,  and  for the period January first, two thousand three through
   19  December thirty-first, two thousand three, up to forty million  dollars;
   20  and
   21    (v) from the pool or the health care reform act (HCRA) resources fund,
   22  whichever  is  applicable,  for  the periods January first, two thousand
   23  four through December thirty-first, two thousand four, up  to  fifty-six
   24  million dollars, for the period January first, two thousand five through
   25  December  thirty-first,  two  thousand  six, up to sixty million dollars
   26  annually, for the period  January  first,  two  thousand  seven  through
   27  December  thirty-first,  two  thousand  ten, up to sixty million dollars
   28  annually, [and] for  the  period  January  first,  two  thousand  eleven
   29  through  March  thirty-first, two thousand eleven, up to fifteen million
   30  dollars, AND EACH STATE FISCAL YEAR FOR  THE  PERIOD  APRIL  FIRST,  TWO
   31  THOUSAND ELEVEN THROUGH MARCH THIRTY-FIRST, TWO THOUSAND FOURTEEN, UP TO
   32  FORTY-TWO MILLION THREE HUNDRED THOUSAND DOLLARS.
   33    (m)  Funds  shall  be  reserved  and accumulated from year to year and
   34  shall be available, including income from invested funds,  for  purposes
   35  of  distributions  pursuant  to  section twenty-eight hundred seven-r of
   36  this article for cancer related services from the respective health care
   37  initiatives pools or the health care reform act (HCRA)  resources  fund,
   38  whichever  is  applicable,  established for the following periods in the
   39  following percentage amounts of funds  remaining  after  allocations  in
   40  accordance  with paragraphs (a) through (f) of this subdivision, and for
   41  periods on and after January  first,  two  thousand,  in  the  following
   42  amounts:
   43    (i) from the pool for the period January first, nineteen hundred nine-
   44  ty-seven  through  December thirty-first, nineteen hundred ninety-seven,
   45  seven and ninety-four-hundredths percent;
   46    (ii) from the pool for the  period  January  first,  nineteen  hundred
   47  ninety-eight  through  December  thirty-first,  nineteen hundred ninety-
   48  eight, seven and ninety-four-hundredths percent;
   49    (iii) from the pool for the period  January  first,  nineteen  hundred
   50  ninety-nine and December thirty-first, nineteen hundred ninety-nine, six
   51  and forty-five-hundredths percent;
   52    (iv)  from the pool for the period January first, two thousand through
   53  December thirty-first, two thousand two, up to ten million dollars on an
   54  annual basis;
       S. 2809--B                         42                         A. 4009--B
    1    (v) from the pool for the period January  first,  two  thousand  three
    2  through  December  thirty-first,  two thousand four, up to eight million
    3  nine hundred fifty thousand dollars on an annual basis;
    4    (vi)  from  the  pool  or  the health care reform act (HCRA) resources
    5  fund, whichever is applicable, for the period January first,  two  thou-
    6  sand  five  through  December  thirty-first, two thousand six, up to ten
    7  million fifty thousand dollars on an annual basis, for the period  Janu-
    8  ary  first,  two thousand seven through December thirty-first, two thou-
    9  sand ten, up to nineteen million dollars annually, and  for  the  period
   10  January first, two thousand eleven through March thirty-first, two thou-
   11  sand eleven, up to four million seven hundred fifty thousand dollars.
   12    (n)  Funds  shall  be accumulated and transferred from the health care
   13  reform act (HCRA) resources fund as follows: for the period April first,
   14  two thousand seven through March thirty-first, two thousand  eight,  and
   15  on  an  annual  basis  for  the  periods April first, two thousand eight
   16  through November thirtieth, two  thousand  nine,  funds  within  amounts
   17  appropriated  shall  be  transferred  and  deposited and credited to the
   18  credit of the state special revenue funds - other, HCRA  transfer  fund,
   19  medical  assistance  account, for purposes of funding the state share of
   20  rate adjustments made to public and voluntary  hospitals  in  accordance
   21  with  paragraphs  (i) and (j) of subdivision one of section twenty-eight
   22  hundred seven-c of this article.
   23    2. Notwithstanding any inconsistent provision of law,  rule  or  regu-
   24  lation,  any  funds  accumulated  in  the  health care initiatives pools
   25  pursuant to paragraph (b) of subdivision nine  of  section  twenty-eight
   26  hundred  seven-j of this article, as a result of surcharges, assessments
   27  or other obligations during the periods January first, nineteen  hundred
   28  ninety-seven  through  December  thirty-first,  nineteen hundred ninety-
   29  nine, which are unused or uncommitted for distributions pursuant to this
   30  section shall be reserved and accumulated  from  year  to  year  by  the
   31  commissioner and, within amounts appropriated, transferred and deposited
   32  into  the  special  revenue funds - other, miscellaneous special revenue
   33  fund - 339, child health insurance account  or  any  successor  fund  or
   34  account,  for  purposes  of  distributions to implement the child health
   35  insurance program established pursuant to sections  twenty-five  hundred
   36  ten  and  twenty-five  hundred eleven of this chapter for periods on and
   37  after January first, two thousand one; provided, however, funds reserved
   38  and accumulated for  priority  distributions  pursuant  to  subparagraph
   39  (iii)  of  paragraph (c) of subdivision one of this section shall not be
   40  transferred and deposited into such account pursuant  to  this  subdivi-
   41  sion; and provided further, however, that any unused or uncommitted pool
   42  funds accumulated and allocated pursuant to paragraph (j) of subdivision
   43  one  of  this  section  shall  be distributed for purposes of the health
   44  information and quality improvement act of 2000.
   45    3. Revenue from distributions pursuant to this section  shall  not  be
   46  included  in  gross  revenue  received  for  purposes of the assessments
   47  pursuant to subdivision eighteen of section twenty-eight hundred seven-c
   48  of this article, subject to the provisions of paragraph (e) of  subdivi-
   49  sion  eighteen  of section twenty-eight hundred seven-c of this article,
   50  and shall not be included in gross revenue received for purposes of  the
   51  assessments  pursuant  to  section  twenty-eight hundred seven-d of this
   52  article, subject to the provisions  of  subdivision  twelve  of  section
   53  twenty-eight hundred seven-d of this article.
   54    S  8.  Subdivision  1  of  section 2807-v of the public health law, as
   55  amended by section 5 of part B of chapter 58 of the laws of 2008,  para-
   56  graphs  (g),  (h),  (i)  and  (i-1) as amended by section 5 of part I of
       S. 2809--B                         43                         A. 4009--B
    1  chapter 2 of the laws of 2009, subparagraphs (xi) and (xii) of paragraph
    2  (j) as amended by section 12, paragraph (jj) as amended by  section  10,
    3  subparagraph  (vii)  of  paragraph  (qq)  as  amended  by section 11 and
    4  subparagraph  (vii)  of paragraph (uu) as amended by section 9 of part B
    5  of chapter 109 of the laws of 2010, paragraph (s) as amended by  section
    6  8,  paragraphs  (x)  and  (y) as amended by section 6, paragraph (kk) as
    7  amended by section 124, subparagraph (vi) of paragraph (uu)  as  amended
    8  by  section  120, paragraph (xx) as amended by section 10 and paragraphs
    9  (ggg) and (hhh) as amended by section 7 of part C of chapter 58  of  the
   10  laws of 2009, is amended to read as follows:
   11    1.  Funds accumulated in the tobacco control and insurance initiatives
   12  pool or in the health care reform act (HCRA) resources fund  established
   13  pursuant to section ninety-two-dd of the state finance law, whichever is
   14  applicable,  including  income from invested funds, shall be distributed
   15  or retained by the commissioner or by the state comptroller, as applica-
   16  ble, in accordance with the following:
   17    (a) Funds shall be  deposited  by  the  commissioner,  within  amounts
   18  appropriated,  and  the  state  comptroller  is  hereby  authorized  and
   19  directed to receive for deposit to  the  credit  of  the  state  special
   20  revenue  funds  -  other, HCRA transfer fund, medicaid fraud hotline and
   21  medicaid administration account, or any successor fund or  account,  for
   22  purposes  of  services  and  expenses  related to the toll-free medicaid
   23  fraud hotline established pursuant to section one hundred eight of chap-
   24  ter one of the laws of nineteen hundred  ninety-nine  from  the  tobacco
   25  control  and  insurance  initiatives  pool established for the following
   26  periods in the following amounts: four hundred thousand dollars annually
   27  for the periods January first, two  thousand  through  December  thirty-
   28  first,  two  thousand  two,  up to four hundred thousand dollars for the
   29  period January first, two thousand three through December  thirty-first,
   30  two  thousand  three, up to four hundred thousand dollars for the period
   31  January first, two thousand  four  through  December  thirty-first,  two
   32  thousand  four, up to four hundred thousand dollars for the period Janu-
   33  ary first, two thousand five through December thirty-first, two thousand
   34  five, up to four hundred thousand dollars for the period January  first,
   35  two  thousand six through December thirty-first, two thousand six, up to
   36  four hundred thousand dollars for the period January first, two thousand
   37  seven through December thirty-first, two  thousand  seven,  up  to  four
   38  hundred  thousand  dollars  for  the  period January first, two thousand
   39  eight through December thirty-first, two  thousand  eight,  up  to  four
   40  hundred thousand dollars for the period January first, two thousand nine
   41  through  December  thirty-first,  two  thousand nine, up to four hundred
   42  thousand dollars for the period January first, two thousand ten  through
   43  December  thirty-first,  two thousand ten, [and] up to one hundred thou-
   44  sand dollars for the period January first, two thousand  eleven  through
   45  March  thirty-first, two thousand eleven AND WITHIN AMOUNTS APPROPRIATED
   46  ON AND AFTER APRIL FIRST, TWO THOUSAND ELEVEN.
   47    (b) Funds shall be reserved and accumulated  from  year  to  year  and
   48  shall  be  available, including income from invested funds, for purposes
   49  of payment of audits or audit contracts necessary to determine payor and
   50  provider compliance with requirements set forth in sections twenty-eight
   51  hundred seven-j, twenty-eight hundred seven-s and  twenty-eight  hundred
   52  seven-t  of  this article [and hospital compliance with paragraph six of
   53  subdivision (a) of section 405.4 of title 10 of the official compilation
   54  of codes, rules and regulations of the state of New York  in  accordance
   55  with  subdivision  nine  of  section  twenty-eight hundred three of this
   56  article] from the tobacco control and insurance initiatives pool  estab-
       S. 2809--B                         44                         A. 4009--B
    1  lished  for the following periods in the following amounts: five million
    2  six hundred thousand dollars annually for the periods January first, two
    3  thousand through December thirty-first, two thousand  two,  up  to  five
    4  million dollars for the period January first, two thousand three through
    5  December  thirty-first,  two  thousand three, up to five million dollars
    6  for the period January first, two thousand four through  December  thir-
    7  ty-first,  two  thousand four, up to five million dollars for the period
    8  January first, two thousand five  through  December  thirty  first,  two
    9  thousand  five, up to five million dollars for the period January first,
   10  two thousand six through December thirty-first, two thousand six, up  to
   11  seven  million  eight  hundred  thousand  dollars for the period January
   12  first, two thousand seven through December  thirty-first,  two  thousand
   13  seven,  and  up  to  eight  million  three  hundred twenty-five thousand
   14  dollars for the period January first, two thousand eight through  Decem-
   15  ber  thirty-first,  two thousand eight, up to eight million five hundred
   16  thousand dollars for the period January first, two thousand nine through
   17  December thirty-first, two thousand  nine,  up  to  eight  million  five
   18  hundred  thousand dollars for the period January first, two thousand ten
   19  through December thirty-first, two thousand ten, [and] up to two million
   20  one hundred twenty-five thousand dollars for the period  January  first,
   21  two thousand eleven through March thirty-first, two thousand eleven, AND
   22  UP  TO FOURTEEN MILLION SEVEN HUNDRED THOUSAND DOLLARS EACH STATE FISCAL
   23  YEAR FOR THE PERIOD APRIL FIRST, TWO THOUSAND ELEVEN THROUGH MARCH THIR-
   24  TY-FIRST, TWO THOUSAND FOURTEEN.
   25    (c) Funds shall be  deposited  by  the  commissioner,  within  amounts
   26  appropriated,  and  the  state  comptroller  is  hereby  authorized  and
   27  directed to receive for deposit to  the  credit  of  the  state  special
   28  revenue  funds  - other, HCRA transfer fund, enhanced community services
   29  account, or any successor fund or account, for  mental  health  services
   30  programs for case management services for adults and children; supported
   31  housing;  home  and community based waiver services; family based treat-
   32  ment; family support services; mobile mental health teams;  transitional
   33  housing; and community oversight, established pursuant to articles seven
   34  and  forty-one of the mental hygiene law and subdivision nine of section
   35  three hundred sixty-six of the social services law; and  for  comprehen-
   36  sive  care  centers  for eating disorders pursuant to THE FORMER section
   37  twenty-seven hundred ninety-nine-l of  this  chapter,  provided  however
   38  that,  for  such  centers,  funds in the amount of five hundred thousand
   39  dollars on an annualized basis shall be transferred  from  the  enhanced
   40  community services account, or any successor fund or account, and depos-
   41  ited  into  the  fund  established by section ninety-five-e of the state
   42  finance law; from the tobacco control  and  insurance  initiatives  pool
   43  established for the following periods in the following amounts:
   44    (i)  forty-eight million dollars to be reserved, to be retained or for
   45  distribution pursuant to a chapter of the laws of two thousand, for  the
   46  period  January  first,  two thousand through December thirty-first, two
   47  thousand;
   48    (ii) eighty-seven million dollars to be reserved, to  be  retained  or
   49  for  distribution pursuant to a chapter of the laws of two thousand one,
   50  for the period January first, two thousand one through December  thirty-
   51  first, two thousand one;
   52    (iii)  eighty-seven  million dollars to be reserved, to be retained or
   53  for distribution pursuant to a chapter of the laws of two thousand  two,
   54  for  the period January first, two thousand two through December thirty-
   55  first, two thousand two;
       S. 2809--B                         45                         A. 4009--B
    1    (iv) eighty-eight million dollars to be reserved, to  be  retained  or
    2  for  distribution  pursuant  to  a  chapter  of the laws of two thousand
    3  three, for the period January first, two thousand three through December
    4  thirty-first, two thousand three;
    5    (v)  eighty-eight million dollars, plus five hundred thousand dollars,
    6  to be reserved, to be retained or for distribution pursuant to a chapter
    7  of the laws of two thousand four, and pursuant  to  THE  FORMER  section
    8  twenty-seven hundred ninety-nine-l of this chapter, for the period Janu-
    9  ary first, two thousand four through December thirty-first, two thousand
   10  four;
   11    (vi) eighty-eight million dollars, plus five hundred thousand dollars,
   12  to be reserved, to be retained or for distribution pursuant to a chapter
   13  of  the  laws  of  two thousand five, and pursuant to THE FORMER section
   14  twenty-seven hundred ninety-nine-l of this chapter, for the period Janu-
   15  ary first, two thousand five through December thirty-first, two thousand
   16  five;
   17    (vii)  eighty-eight  million  dollars,  plus  five  hundred   thousand
   18  dollars,  to be reserved, to be retained or for distribution pursuant to
   19  a chapter of the laws of two thousand six, and pursuant to section twen-
   20  ty-seven hundred ninety-nine-l of this chapter, for the  period  January
   21  first, two thousand six through December thirty-first, two thousand six;
   22    (viii)  eighty-six  million  four  hundred thousand dollars, plus five
   23  hundred thousand dollars, to be reserved, to be retained or for distrib-
   24  ution pursuant to a chapter of the laws of two thousand seven and pursu-
   25  ant to THE FORMER section twenty-seven  hundred  ninety-nine-l  of  this
   26  chapter, for the period January first, two thousand seven through Decem-
   27  ber thirty-first, two thousand seven; and
   28    (ix)  twenty-two  million nine hundred thirteen thousand dollars, plus
   29  one hundred twenty-five thousand dollars, to be reserved, to be retained
   30  or for distribution pursuant to a chapter of the laws  of  two  thousand
   31  eight  and  pursuant  to THE FORMER section twenty-seven hundred ninety-
   32  nine-l of this chapter, for the period January first, two thousand eight
   33  through March thirty-first, two thousand eight.
   34    (d) Funds shall be  deposited  by  the  commissioner,  within  amounts
   35  appropriated,  and  the  state  comptroller  is  hereby  authorized  and
   36  directed to receive for deposit to  the  credit  of  the  state  special
   37  revenue  funds  - other, HCRA transfer fund, medical assistance account,
   38  or any successor fund or account, for  purposes  of  funding  the  state
   39  share of services and expenses related to the family health plus program
   40  including up to two and one-half million dollars annually for the period
   41  January  first, two thousand through December thirty-first, two thousand
   42  two, for administration and marketing costs associated with such program
   43  established pursuant to clause (A) of subparagraph (v) of paragraph  (a)
   44  of  subdivision two of section three hundred sixty-nine-ee of the social
   45  services law from the tobacco control  and  insurance  initiatives  pool
   46  established for the following periods in the following amounts:
   47    (i) three million five hundred thousand dollars for the period January
   48  first, two thousand through December thirty-first, two thousand;
   49    (ii)  twenty-seven  million  dollars for the period January first, two
   50  thousand one through December thirty-first, two thousand one; and
   51    (iii) fifty-seven million dollars for the period  January  first,  two
   52  thousand two through December thirty-first, two thousand two.
   53    (e)  Funds  shall  be  deposited  by  the commissioner, within amounts
   54  appropriated,  and  the  state  comptroller  is  hereby  authorized  and
   55  directed  to  receive  for  deposit  to  the credit of the state special
   56  revenue funds - other, HCRA transfer fund, medical  assistance  account,
       S. 2809--B                         46                         A. 4009--B
    1  or  any  successor  fund  or  account, for purposes of funding the state
    2  share of services and expenses related to the family health plus program
    3  including up to two and one-half million dollars annually for the period
    4  January  first, two thousand through December thirty-first, two thousand
    5  two for administration and marketing costs associated with such  program
    6  established  pursuant to clause (B) of subparagraph (v) of paragraph (a)
    7  of subdivision two of section three hundred sixty-nine-ee of the  social
    8  services  law  from  the  tobacco control and insurance initiatives pool
    9  established for the following periods in the following amounts:
   10    (i) two million five hundred thousand dollars for the  period  January
   11  first, two thousand through December thirty-first, two thousand;
   12    (ii) thirty million five hundred thousand dollars for the period Janu-
   13  ary  first, two thousand one through December thirty-first, two thousand
   14  one; and
   15    (iii) sixty-six million dollars for  the  period  January  first,  two
   16  thousand two through December thirty-first, two thousand two.
   17    (f)  Funds  shall  be  deposited  by  the commissioner, within amounts
   18  appropriated,  and  the  state  comptroller  is  hereby  authorized  and
   19  directed  to  receive  for  deposit  to  the credit of the state special
   20  revenue funds - other, HCRA transfer fund, medicaid  fraud  hotline  and
   21  medicaid  administration  account, or any successor fund or account, for
   22  purposes of payment of administrative expenses of the department related
   23  to the family health plus program established pursuant to section  three
   24  hundred  sixty-nine-ee  of  the  social  services  law  from the tobacco
   25  control and insurance initiatives pool  established  for  the  following
   26  periods  in  the  following amounts: five hundred thousand dollars on an
   27  annual basis for the periods January first, two thousand through  Decem-
   28  ber  thirty-first,  two  thousand six, five hundred thousand dollars for
   29  the period January first, two thousand seven  through  December  thirty-
   30  first,  two  thousand  seven,  and five hundred thousand dollars for the
   31  period January first, two thousand eight through December  thirty-first,
   32  two thousand eight, five hundred thousand dollars for the period January
   33  first,  two  thousand  nine  through December thirty-first, two thousand
   34  nine, five hundred thousand dollars for the period  January  first,  two
   35  thousand  ten through December thirty-first, two thousand ten, [and] one
   36  hundred twenty-five thousand dollars for the period January  first,  two
   37  thousand  eleven  through  March  thirty-first,  two thousand eleven AND
   38  WITHIN AMOUNTS APPROPRIATED ON AND AFTER APRIL FIRST, TWO THOUSAND ELEV-
   39  EN.
   40    (g) Funds shall be reserved and accumulated  from  year  to  year  and
   41  shall  be  available, including income from invested funds, for purposes
   42  of services and expenses related to the health maintenance  organization
   43  direct  pay  market program established pursuant to sections forty-three
   44  hundred twenty-one-a and forty-three hundred twenty-two-a of the  insur-
   45  ance  law from the tobacco control and insurance initiatives pool estab-
   46  lished for the following periods in the following amounts:
   47    (i) up to thirty-five million dollars for the  period  January  first,
   48  two  thousand through December thirty-first, two thousand of which fifty
   49  percentum shall be allocated to the program  pursuant  to  section  four
   50  thousand  three  hundred  twenty-one-a  of  the  insurance law and fifty
   51  percentum to the program pursuant to section four thousand three hundred
   52  twenty-two-a of the insurance law;
   53    (ii) up to thirty-six million dollars for the  period  January  first,
   54  two  thousand  one  through  December  thirty-first, two thousand one of
   55  which fifty percentum shall be allocated  to  the  program  pursuant  to
   56  section  four  thousand  three hundred twenty-one-a of the insurance law
       S. 2809--B                         47                         A. 4009--B
    1  and fifty percentum to the program pursuant  to  section  four  thousand
    2  three hundred twenty-two-a of the insurance law;
    3    (iii)  up to thirty-nine million dollars for the period January first,
    4  two thousand two through December  thirty-first,  two  thousand  two  of
    5  which  fifty  percentum  shall  be  allocated to the program pursuant to
    6  section four thousand three hundred twenty-one-a of  the  insurance  law
    7  and  fifty  percentum  to  the program pursuant to section four thousand
    8  three hundred twenty-two-a of the insurance law;
    9    (iv) up to forty million dollars for the  period  January  first,  two
   10  thousand  three  through  December  thirty-first,  two thousand three of
   11  which fifty percentum shall be allocated  to  the  program  pursuant  to
   12  section  four  thousand  three hundred twenty-one-a of the insurance law
   13  and fifty percentum to the program pursuant  to  section  four  thousand
   14  three hundred twenty-two-a of the insurance law;
   15    (v)  up  to  forty  million  dollars for the period January first, two
   16  thousand four through December thirty-first, two thousand four of  which
   17  fifty  percentum  shall  be allocated to the program pursuant to section
   18  four thousand three hundred twenty-one-a of the insurance law and  fifty
   19  percentum to the program pursuant to section four thousand three hundred
   20  twenty-two-a of the insurance law;
   21    (vi)  up  to  forty  million dollars for the period January first, two
   22  thousand five through December thirty-first, two thousand five of  which
   23  fifty  percentum  shall  be allocated to the program pursuant to section
   24  four thousand three hundred twenty-one-a of the insurance law and  fifty
   25  percentum to the program pursuant to section four thousand three hundred
   26  twenty-two-a of the insurance law;
   27    (vii)  up  to  forty million dollars for the period January first, two
   28  thousand six through December thirty-first, two thousand  six  of  which
   29  fifty  percentum  shall  be allocated to the program pursuant to section
   30  four thousand three hundred twenty-one-a of the insurance law and  fifty
   31  percentum  shall  be  allocated  to the program pursuant to section four
   32  thousand three hundred twenty-two-a of the insurance law;
   33    (viii) up to forty million dollars for the period January  first,  two
   34  thousand  seven  through  December  thirty-first,  two thousand seven of
   35  which fifty percentum shall be allocated  to  the  program  pursuant  to
   36  section  four  thousand  three hundred twenty-one-a of the insurance law
   37  and fifty percentum shall  be  allocated  to  the  program  pursuant  to
   38  section  four  thousand three hundred twenty-two-a of the insurance law;
   39  and
   40    (ix) up to forty million dollars for the  period  January  first,  two
   41  thousand  eight  through  December  thirty-first,  two thousand eight of
   42  which fifty per centum shall be allocated to  the  program  pursuant  to
   43  section  four  thousand  three hundred twenty-one-a of the insurance law
   44  and fifty per centum shall be  allocated  to  the  program  pursuant  to
   45  section four thousand three hundred twenty-two-a of the insurance law.
   46    (h)  Funds  shall  be  reserved  and accumulated from year to year and
   47  shall be available, including income from invested funds,  for  purposes
   48  of  services  and  expenses  related  to the healthy New York individual
   49  program established pursuant to sections  four  thousand  three  hundred
   50  twenty-six and four thousand three hundred twenty-seven of the insurance
   51  law  from the tobacco control and insurance initiatives pool established
   52  for the following periods in the following amounts:
   53    (i) up to six million dollars for the period January first, two  thou-
   54  sand one through December thirty-first, two thousand one;
   55    (ii)  up  to twenty-nine million dollars for the period January first,
   56  two thousand two through December thirty-first, two thousand two;
       S. 2809--B                         48                         A. 4009--B
    1    (iii) up to five million one hundred thousand dollars for  the  period
    2  January  first,  two  thousand  three through December thirty-first, two
    3  thousand three;
    4    (iv)  up  to  twenty-four million six hundred thousand dollars for the
    5  period January first, two thousand four through  December  thirty-first,
    6  two thousand four;
    7    (v)  up  to  thirty-four  million six hundred thousand dollars for the
    8  period January first, two thousand five through  December  thirty-first,
    9  two thousand five;
   10    (vi)  up  to fifty-four million eight hundred thousand dollars for the
   11  period January first, two thousand six  through  December  thirty-first,
   12  two thousand six;
   13    (vii)  up  to sixty-one million seven hundred thousand dollars for the
   14  period January first, two thousand seven through December  thirty-first,
   15  two thousand seven; and
   16    (viii)  up  to  one hundred three million seven hundred fifty thousand
   17  dollars for the period January first, two thousand eight through  Decem-
   18  ber thirty-first, two thousand eight.
   19    (i)  Funds  shall  be  reserved  and accumulated from year to year and
   20  shall be available, including income from invested funds,  for  purposes
   21  of  services  and expenses related to the healthy New York group program
   22  established pursuant to sections four thousand three hundred  twenty-six
   23  and  four  thousand three hundred twenty-seven of the insurance law from
   24  the tobacco control and insurance initiatives pool established  for  the
   25  following periods in the following amounts:
   26    (i)  up  to  thirty-four million dollars for the period January first,
   27  two thousand one through December thirty-first, two thousand one;
   28    (ii) up to seventy-seven million dollars for the period January first,
   29  two thousand two through December thirty-first, two thousand two;
   30    (iii) up to ten million five hundred thousand dollars for  the  period
   31  January  first,  two  thousand  three through December thirty-first, two
   32  thousand three;
   33    (iv) up to twenty-four million six hundred thousand  dollars  for  the
   34  period  January  first, two thousand four through December thirty-first,
   35  two thousand four;
   36    (v) up to thirty-four million six hundred  thousand  dollars  for  the
   37  period  January  first, two thousand five through December thirty-first,
   38  two thousand five;
   39    (vi) up to fifty-four million eight hundred thousand dollars  for  the
   40  period  January  first,  two thousand six through December thirty-first,
   41  two thousand six;
   42    (vii) up to sixty-one million seven hundred thousand dollars  for  the
   43  period  January first, two thousand seven through December thirty-first,
   44  two thousand seven; and
   45    (viii) up to one hundred three million seven  hundred  fifty  thousand
   46  dollars  for the period January first, two thousand eight through Decem-
   47  ber thirty-first, two thousand eight.
   48    (i-1) Notwithstanding the provisions of paragraphs (h) and (i) of this
   49  subdivision, the commissioner shall reserve and  accumulate  up  to  two
   50  million  five  hundred thousand dollars annually for the periods January
   51  first, two thousand four through  December  thirty-first,  two  thousand
   52  six,  one  million  four hundred thousand dollars for the period January
   53  first, two thousand seven through December  thirty-first,  two  thousand
   54  seven,  two  million  dollars for the period January first, two thousand
   55  eight through December thirty-first,  two  thousand  eight,  from  funds
   56  otherwise  available  for  distribution  under  such  paragraphs for the
       S. 2809--B                         49                         A. 4009--B
    1  services and expenses related to the  pilot  program  for  entertainment
    2  industry  employees  included  in subsection (b) of section one thousand
    3  one hundred twenty-two of the insurance law,  and  an  additional  seven
    4  hundred  thousand  dollars  annually  for the periods January first, two
    5  thousand four through December thirty-first, two thousand six, an  addi-
    6  tional  three hundred thousand dollars for the period January first, two
    7  thousand seven through June thirtieth, two thousand seven  for  services
    8  and expenses related to the pilot program for displaced workers included
    9  in  subsection (c) of section one thousand one hundred twenty-two of the
   10  insurance law.
   11    (j) Funds shall be reserved and accumulated  from  year  to  year  and
   12  shall  be  available, including income from invested funds, for purposes
   13  of services and expenses related  to  the  tobacco  use  prevention  and
   14  control  program established pursuant to sections thirteen hundred nine-
   15  ty-nine-ii and thirteen hundred ninety-nine-jj of this chapter, from the
   16  tobacco control and  insurance  initiatives  pool  established  for  the
   17  following periods in the following amounts:
   18    (i)  up  to  thirty  million dollars for the period January first, two
   19  thousand through December thirty-first, two thousand;
   20    (ii) up to forty million dollars for the  period  January  first,  two
   21  thousand one through December thirty-first, two thousand one;
   22    (iii)  up  to  forty million dollars for the period January first, two
   23  thousand two through December thirty-first, two thousand two;
   24    (iv) up to thirty-six million nine hundred fifty thousand dollars  for
   25  the  period  January  first, two thousand three through December thirty-
   26  first, two thousand three;
   27    (v) up to thirty-six million nine hundred fifty thousand  dollars  for
   28  the  period  January  first,  two thousand four through December thirty-
   29  first, two thousand four;
   30    (vi) up to forty million six hundred thousand dollars for  the  period
   31  January  first,  two  thousand  five  through December thirty-first, two
   32  thousand five;
   33    (vii) up to eighty-one million nine hundred thousand dollars  for  the
   34  period  January  first,  two thousand six through December thirty-first,
   35  two thousand six, provided, however, that within amounts appropriated, a
   36  portion of such funds may be transferred  to  the  Roswell  Park  Cancer
   37  Institute Corporation to support costs associated with cancer research;
   38    (viii)  up  to  ninety-four million one hundred fifty thousand dollars
   39  for the period January first, two thousand seven through December  thir-
   40  ty-first,  two  thousand  seven,  provided, however, that within amounts
   41  appropriated, a portion of such funds may be transferred to the  Roswell
   42  Park  Cancer  Institute  Corporation  to  support  costs associated with
   43  cancer research;
   44    (ix) up to ninety-four million one hundred fifty thousand dollars  for
   45  the  period  January  first, two thousand eight through December thirty-
   46  first, two thousand eight;
   47    (x) up to ninety-four million one hundred fifty thousand  dollars  for
   48  the  period  January  first,  two thousand nine through December thirty-
   49  first, two thousand nine;
   50    (xi) up to eighty-seven million seven  hundred  seventy-five  thousand
   51  dollars  for the period January first, two thousand ten through December
   52  thirty-first, two thousand ten; [and]
   53    (xii) up to twenty-one million four hundred  twelve  thousand  dollars
   54  for  the period January first, two thousand eleven through March thirty-
   55  first, two thousand eleven[.]; AND
       S. 2809--B                         50                         A. 4009--B
    1    (XIII) UP TO FIFTY-TWO MILLION ONE HUNDRED THOUSAND DOLLARS EACH STATE
    2  FISCAL YEAR FOR THE PERIOD APRIL  FIRST,  TWO  THOUSAND  ELEVEN  THROUGH
    3  MARCH THIRTY-FIRST, TWO THOUSAND FOURTEEN.
    4    (k)  Funds  shall  be  deposited  by  the commissioner, within amounts
    5  appropriated,  and  the  state  comptroller  is  hereby  authorized  and
    6  directed  to  receive  for  deposit  to  the credit of the state special
    7  revenue fund - other, HCRA transfer fund, health care services  account,
    8  or  any successor fund or account, for purposes of services and expenses
    9  related to public health programs, including comprehensive care  centers
   10  for eating disorders pursuant to THE FORMER section twenty-seven hundred
   11  ninety-nine-l  of this chapter, provided however that, for such centers,
   12  funds in the amount of five hundred thousand dollars  on  an  annualized
   13  basis shall be transferred from the health care services account, or any
   14  successor  fund  or  account, and deposited into the fund established by
   15  section ninety-five-e of the state finance  law  FOR  PERIODS  PRIOR  TO
   16  MARCH  THIRTY-FIRST,  TWO  THOUSAND ELEVEN, from the tobacco control and
   17  insurance initiatives pool established for the following periods in  the
   18  following amounts:
   19    (i) up to thirty-one million dollars for the period January first, two
   20  thousand through December thirty-first, two thousand;
   21    (ii) up to forty-one million dollars for the period January first, two
   22  thousand one through December thirty-first, two thousand one;
   23    (iii)  up  to eighty-one million dollars for the period January first,
   24  two thousand two through December thirty-first, two thousand two;
   25    (iv) one hundred twenty-two million five hundred thousand dollars  for
   26  the  period  January  first, two thousand three through December thirty-
   27  first, two thousand three;
   28    (v) one hundred  eight  million  five  hundred  seventy-five  thousand
   29  dollars, plus an additional five hundred thousand dollars, for the peri-
   30  od  January  first, two thousand four through December thirty-first, two
   31  thousand four;
   32    (vi) ninety-one million eight hundred thousand dollars, plus an  addi-
   33  tional  five hundred thousand dollars, for the period January first, two
   34  thousand five through December thirty-first, two thousand five;
   35    (vii) one hundred fifty-six million six hundred thousand dollars, plus
   36  an additional five hundred thousand  dollars,  for  the  period  January
   37  first, two thousand six through December thirty-first, two thousand six;
   38    (viii)  one  hundred  fifty-one million four hundred thousand dollars,
   39  plus an additional five hundred thousand dollars, for the period January
   40  first, two thousand seven through December  thirty-first,  two  thousand
   41  seven;
   42    (ix)  one  hundred  sixteen  million  nine hundred forty-nine thousand
   43  dollars, plus an additional five hundred thousand dollars, for the peri-
   44  od January first, two thousand eight through December thirty-first,  two
   45  thousand eight;
   46    (x)  one  hundred  sixteen  million  nine  hundred forty-nine thousand
   47  dollars, plus an additional five hundred thousand dollars, for the peri-
   48  od January first, two thousand nine through December  thirty-first,  two
   49  thousand nine;
   50    (xi)  one  hundred  sixteen  million  nine hundred forty-nine thousand
   51  dollars, plus an additional five hundred thousand dollars, for the peri-
   52  od January first, two thousand ten through  December  thirty-first,  two
   53  thousand ten; [and]
   54    (xii)  twenty-nine  million  two  hundred  thirty-seven  thousand  two
   55  hundred fifty dollars, plus an additional one hundred twenty-five  thou-
       S. 2809--B                         51                         A. 4009--B
    1  sand  dollars, for the period January first, two thousand eleven through
    2  March thirty-first, two thousand eleven[.];
    3    (XIII)  ONE  HUNDRED  TWENTY MILLION THIRTY-EIGHT THOUSAND DOLLARS FOR
    4  THE PERIOD APRIL FIRST, TWO THOUSAND ELEVEN THROUGH MARCH  THIRTY-FIRST,
    5  TWO THOUSAND TWELVE; AND
    6    (XIV) ONE HUNDRED NINETEEN MILLION FOUR HUNDRED SEVEN THOUSAND DOLLARS
    7  EACH  STATE  FISCAL YEAR FOR THE PERIOD APRIL FIRST, TWO THOUSAND TWELVE
    8  THROUGH MARCH THIRTY-FIRST, TWO THOUSAND FOURTEEN.
    9    (l) Funds shall be  deposited  by  the  commissioner,  within  amounts
   10  appropriated,  and  the  state  comptroller  is  hereby  authorized  and
   11  directed to receive for deposit to  the  credit  of  the  state  special
   12  revenue  funds  - other, HCRA transfer fund, medical assistance account,
   13  or any successor fund or account, for  purposes  of  funding  the  state
   14  share  of the personal care and certified home health agency rate or fee
   15  increases established pursuant to subdivision  three  of  section  three
   16  hundred  sixty-seven-o  of  the  social  services  law  from the tobacco
   17  control and insurance initiatives pool  established  for  the  following
   18  periods in the following amounts:
   19    (i)  twenty-three  million two hundred thousand dollars for the period
   20  January first, two thousand through December thirty-first, two thousand;
   21    (ii) twenty-three million two hundred thousand dollars for the  period
   22  January first, two thousand one through December thirty-first, two thou-
   23  sand one;
   24    (iii) twenty-three million two hundred thousand dollars for the period
   25  January first, two thousand two through December thirty-first, two thou-
   26  sand two;
   27    (iv)  up  to  sixty-five  million two hundred thousand dollars for the
   28  period January first, two thousand three through December  thirty-first,
   29  two thousand three;
   30    (v)  up  to  sixty-five  million  two hundred thousand dollars for the
   31  period January first, two thousand four through  December  thirty-first,
   32  two thousand four;
   33    (vi)  up  to  sixty-five  million two hundred thousand dollars for the
   34  period January first, two thousand five through  December  thirty-first,
   35  two thousand five;
   36    (vii)  up  to  sixty-five million two hundred thousand dollars for the
   37  period January first, two thousand six  through  December  thirty-first,
   38  two thousand six;
   39    (viii)  up  to sixty-five million two hundred thousand dollars for the
   40  period January first, two thousand seven through December  thirty-first,
   41  two thousand seven; and
   42    (ix)  up  to  sixteen  million  three hundred thousand dollars for the
   43  period January first, two thousand eight through March thirty-first, two
   44  thousand eight.
   45    (m) Funds shall be  deposited  by  the  commissioner,  within  amounts
   46  appropriated,  and  the  state  comptroller  is  hereby  authorized  and
   47  directed to receive for deposit to  the  credit  of  the  state  special
   48  revenue  funds  - other, HCRA transfer fund, medical assistance account,
   49  or any successor fund or account, for  purposes  of  funding  the  state
   50  share  of  services  and expenses related to home care workers insurance
   51  pilot demonstration programs established pursuant to subdivision two  of
   52  section  three hundred sixty-seven-o of the social services law from the
   53  tobacco control and  insurance  initiatives  pool  established  for  the
   54  following periods in the following amounts:
   55    (i)  three million eight hundred thousand dollars for the period Janu-
   56  ary first, two thousand through December thirty-first, two thousand;
       S. 2809--B                         52                         A. 4009--B
    1    (ii) three million eight hundred thousand dollars for the period Janu-
    2  ary first, two thousand one through December thirty-first, two  thousand
    3  one;
    4    (iii)  three  million  eight  hundred  thousand dollars for the period
    5  January first, two thousand two through December thirty-first, two thou-
    6  sand two;
    7    (iv) up to three million eight hundred thousand dollars for the period
    8  January first, two thousand three  through  December  thirty-first,  two
    9  thousand three;
   10    (v)  up to three million eight hundred thousand dollars for the period
   11  January first, two thousand  four  through  December  thirty-first,  two
   12  thousand four;
   13    (vi) up to three million eight hundred thousand dollars for the period
   14  January  first,  two  thousand  five  through December thirty-first, two
   15  thousand five;
   16    (vii) up to three million eight hundred thousand dollars for the peri-
   17  od January first, two thousand six through  December  thirty-first,  two
   18  thousand six;
   19    (viii)  up  to  three  million  eight hundred thousand dollars for the
   20  period January first, two thousand seven through December  thirty-first,
   21  two thousand seven; and
   22    (ix)  up to nine hundred fifty thousand dollars for the period January
   23  first, two thousand  eight  through  March  thirty-first,  two  thousand
   24  eight.
   25    (n) Funds shall be transferred by the commissioner and shall be depos-
   26  ited  to  the credit of the special revenue funds - other, miscellaneous
   27  special revenue fund - 339, elderly  pharmaceutical  insurance  coverage
   28  program  premium  account authorized pursuant to the provisions of title
   29  three of article two of the elder law, or any successor fund or account,
   30  for funding state expenses relating to  the  program  from  the  tobacco
   31  control  and  insurance  initiatives  pool established for the following
   32  periods in the following amounts:
   33    (i) one hundred seven million dollars for the  period  January  first,
   34  two thousand through December thirty-first, two thousand;
   35    (ii)  one  hundred  sixty-four  million dollars for the period January
   36  first, two thousand one through December thirty-first, two thousand one;
   37    (iii) three hundred twenty-two million seven hundred thousand  dollars
   38  for  the period January first, two thousand two through December thirty-
   39  first, two thousand two;
   40    (iv) four hundred thirty-three million three hundred thousand  dollars
   41  for  the period January first, two thousand three through December thir-
   42  ty-first, two thousand three;
   43    (v) five hundred four million one hundred fifty thousand  dollars  for
   44  the  period  January  first,  two thousand four through December thirty-
   45  first, two thousand four;
   46    (vi) five hundred sixty-six million eight hundred thousand dollars for
   47  the period January first, two thousand  five  through  December  thirty-
   48  first, two thousand five;
   49    (vii) six hundred three million one hundred fifty thousand dollars for
   50  the  period  January  first,  two  thousand six through December thirty-
   51  first, two thousand six;
   52    (viii) six hundred sixty million eight hundred  thousand  dollars  for
   53  the  period  January  first, two thousand seven through December thirty-
   54  first, two thousand seven;
       S. 2809--B                         53                         A. 4009--B
    1    (ix) three hundred sixty-seven million four hundred sixty-three  thou-
    2  sand  dollars  for  the period January first, two thousand eight through
    3  December thirty-first, two thousand eight;
    4    (x)  three hundred thirty-four million eight hundred twenty-five thou-
    5  sand dollars for the period January first,  two  thousand  nine  through
    6  December thirty-first, two thousand nine;
    7    (xi)  three  hundred  forty-four million nine hundred thousand dollars
    8  for the period January first, two thousand ten through December  thirty-
    9  first, two thousand ten; [and]
   10    (xii) eighty-seven million seven hundred eighty-eight thousand dollars
   11  for  the period January first, two thousand eleven through March thirty-
   12  first, two thousand eleven[.];
   13    (XIII) ONE HUNDRED FORTY-THREE  MILLION  ONE  HUNDRED  FIFTY  THOUSAND
   14  DOLLARS  FOR  THE  PERIOD APRIL FIRST, TWO THOUSAND ELEVEN THROUGH MARCH
   15  THIRTY-FIRST, TWO THOUSAND TWELVE;
   16    (XIV) ONE HUNDRED TWENTY MILLION NINE HUNDRED FIFTY  THOUSAND  DOLLARS
   17  FOR   THE   PERIOD  APRIL  FIRST,  TWO  THOUSAND  TWELVE  THROUGH  MARCH
   18  THIRTY-FIRST, TWO THOUSAND THIRTEEN; AND
   19    (XV) ONE HUNDRED TWENTY-EIGHT MILLION  EIGHT  HUNDRED  FIFTY  THOUSAND
   20  DOLLARS  FOR THE PERIOD APRIL FIRST, TWO THOUSAND THIRTEEN THROUGH MARCH
   21  THIRTY-FIRST, TWO THOUSAND FOURTEEN.
   22    (o) Funds shall be reserved and accumulated and shall  be  transferred
   23  to  the  Roswell  Park  Cancer  Institute  Corporation, from the tobacco
   24  control and insurance initiatives pool  established  for  the  following
   25  periods in the following amounts:
   26    (i)  up  to  ninety  million dollars for the period January first, two
   27  thousand through December thirty-first, two thousand;
   28    (ii) up to sixty million dollars for the  period  January  first,  two
   29  thousand one through December thirty-first, two thousand one;
   30    (iii)  up to eighty-five million dollars for the period January first,
   31  two thousand two through December thirty-first, two thousand two;
   32    (iv) eighty-five million two hundred fifty thousand  dollars  for  the
   33  period  January first, two thousand three through December thirty-first,
   34  two thousand three;
   35    (v) seventy-eight million dollars for the period  January  first,  two
   36  thousand four through December thirty-first, two thousand four;
   37    (vi)  seventy-eight  million dollars for the period January first, two
   38  thousand five through December thirty-first, two thousand five;
   39    (vii) ninety-one million dollars for the  period  January  first,  two
   40  thousand six through December thirty-first, two thousand six;
   41    (viii) seventy-eight million dollars for the period January first, two
   42  thousand seven through December thirty-first, two thousand seven;
   43    (ix)  seventy-eight  million dollars for the period January first, two
   44  thousand eight through December thirty-first, two thousand eight;
   45    (x) seventy-eight million dollars for the period  January  first,  two
   46  thousand nine through December thirty-first, two thousand nine;
   47    (xi)  seventy-eight  million dollars for the period January first, two
   48  thousand ten through December thirty-first, two thousand ten; [and]
   49    (xii) nineteen million five hundred thousand dollars  for  the  period
   50  January first, two thousand eleven through March thirty-first, two thou-
   51  sand eleven[.]; AND
   52    (XIII)  SIXTY-NINE  MILLION  EIGHT HUNDRED FORTY THOUSAND DOLLARS EACH
   53  STATE FISCAL YEAR FOR  THE  PERIOD  APRIL  FIRST,  TWO  THOUSAND  ELEVEN
   54  THROUGH MARCH THIRTY-FIRST, TWO THOUSAND FOURTEEN.
   55    (p)  Funds  shall  be  deposited  by  the commissioner, within amounts
   56  appropriated,  and  the  state  comptroller  is  hereby  authorized  and
       S. 2809--B                         54                         A. 4009--B
    1  directed  to  receive  for  deposit  to  the credit of the state special
    2  revenue funds - other, indigent care fund - 068, indigent care  account,
    3  or  any  successor fund or account, for purposes of providing a medicaid
    4  disproportionate  share payment from the high need indigent care adjust-
    5  ment pool established pursuant to section twenty-eight  hundred  seven-w
    6  of this article, from the tobacco control and insurance initiatives pool
    7  established for the following periods in the following amounts:
    8    (i) eighty-two million dollars annually for the periods January first,
    9  two thousand through December thirty-first, two thousand two;
   10    (ii)  up  to  eighty-two million dollars for the period January first,
   11  two thousand three through December thirty-first, two thousand three;
   12    (iii) up to eighty-two million dollars for the period  January  first,
   13  two thousand four through December thirty-first, two thousand four;
   14    (iv)  up  to  eighty-two million dollars for the period January first,
   15  two thousand five through December thirty-first, two thousand five;
   16    (v) up to eighty-two million dollars for the period January first, two
   17  thousand six through December thirty-first, two thousand six;
   18    (vi) up to eighty-two million dollars for the  period  January  first,
   19  two thousand seven through December thirty-first, two thousand seven;
   20    (vii)  up  to eighty-two million dollars for the period January first,
   21  two thousand eight through December thirty-first, two thousand eight;
   22    (viii) up to eighty-two million dollars for the period January  first,
   23  two thousand nine through December thirty-first, two thousand nine;
   24    (ix)  up  to  eighty-two million dollars for the period January first,
   25  two thousand ten through December thirty-first, two thousand ten; [and]
   26    (x) up to twenty million five hundred thousand dollars for the  period
   27  January first, two thousand eleven through March thirty-first, two thou-
   28  sand eleven; AND
   29    (XI)  UP  TO EIGHTY-TWO MILLION DOLLARS EACH STATE FISCAL YEAR FOR THE
   30  PERIOD APRIL FIRST, TWO THOUSAND ELEVEN THROUGH MARCH THIRTY-FIRST,  TWO
   31  THOUSAND FOURTEEN.
   32    (q)  Funds  shall  be  reserved  and accumulated from year to year and
   33  shall be available, including income from invested funds,  for  purposes
   34  of  providing  distributions  to  eligible  school  based health centers
   35  established pursuant to section eighty-eight of chapter one of the  laws
   36  of  nineteen hundred ninety-nine, from the tobacco control and insurance
   37  initiatives pool established for the following periods in the  following
   38  amounts:
   39    (i)  seven  million dollars annually for the period January first, two
   40  thousand through December thirty-first, two thousand two;
   41    (ii) up to seven million dollars for the  period  January  first,  two
   42  thousand three through December thirty-first, two thousand three;
   43    (iii)  up  to  seven million dollars for the period January first, two
   44  thousand four through December thirty-first, two thousand four;
   45    (iv) up to seven million dollars for the  period  January  first,  two
   46  thousand five through December thirty-first, two thousand five;
   47    (v)  up  to  seven  million  dollars for the period January first, two
   48  thousand six through December thirty-first, two thousand six;
   49    (vi) up to seven million dollars for the  period  January  first,  two
   50  thousand seven through December thirty-first, two thousand seven;
   51    (vii)  up  to  seven million dollars for the period January first, two
   52  thousand eight through December thirty-first, two thousand eight;
   53    (viii) up to seven million dollars for the period January  first,  two
   54  thousand nine through December thirty-first, two thousand nine;
   55    (ix)  up  to  seven  million dollars for the period January first, two
   56  thousand ten through December thirty-first, two thousand ten; [and]
       S. 2809--B                         55                         A. 4009--B
    1    (x) up to one million seven hundred fifty  thousand  dollars  for  the
    2  period  January  first,  two thousand eleven through March thirty-first,
    3  two thousand eleven; AND
    4    (XI) UP TO FIVE MILLION SIX HUNDRED THOUSAND DOLLARS EACH STATE FISCAL
    5  YEAR FOR THE PERIOD APRIL FIRST, TWO THOUSAND ELEVEN THROUGH MARCH THIR-
    6  TY-FIRST, TWO THOUSAND FOURTEEN.
    7    (r) Funds shall be deposited by the commissioner within amounts appro-
    8  priated,  and the state comptroller is hereby authorized and directed to
    9  receive for deposit to the credit of the state special revenue  funds  -
   10  other,  HCRA transfer fund, medical assistance account, or any successor
   11  fund or account, for purposes of providing distributions for  supplemen-
   12  tary   medical  insurance  for  Medicare  part  B  premiums,  physicians
   13  services, outpatient services, medical  equipment,  supplies  and  other
   14  health services, from the tobacco control and insurance initiatives pool
   15  established for the following periods in the following amounts:
   16    (i)  forty-three  million  dollars  for  the period January first, two
   17  thousand through December thirty-first, two thousand;
   18    (ii) sixty-one million dollars for the period January first, two thou-
   19  sand one through December thirty-first, two thousand one;
   20    (iii) sixty-five million dollars for the  period  January  first,  two
   21  thousand two through December thirty-first, two thousand two;
   22    (iv)  sixty-seven million five hundred thousand dollars for the period
   23  January first, two thousand three  through  December  thirty-first,  two
   24  thousand three;
   25    (v)  sixty-eight  million  dollars  for  the period January first, two
   26  thousand four through December thirty-first, two thousand four;
   27    (vi) sixty-eight million dollars for the  period  January  first,  two
   28  thousand five through December thirty-first, two thousand five;
   29    (vii)  sixty-eight  million  dollars for the period January first, two
   30  thousand six through December thirty-first, two thousand six;
   31    (viii) seventeen million five hundred thousand dollars for the  period
   32  January  first,  two  thousand  seven through December thirty-first, two
   33  thousand seven;
   34    (ix) sixty-eight million dollars for the  period  January  first,  two
   35  thousand eight through December thirty-first, two thousand eight;
   36    (x)  sixty-eight  million  dollars  for  the period January first, two
   37  thousand nine through December thirty-first, two thousand nine;
   38    (xi) sixty-eight million dollars for the  period  January  first,  two
   39  thousand ten through December thirty-first, two thousand ten; [and]
   40    (xii)  seventeen  million  dollars  for  the period January first, two
   41  thousand eleven through March thirty-first, two thousand eleven[.]; AND
   42    (XIII) SIXTY-EIGHT MILLION DOLLARS EACH  STATE  FISCAL  YEAR  FOR  THE
   43  PERIOD  APRIL FIRST, TWO THOUSAND ELEVEN THROUGH MARCH THIRTY-FIRST, TWO
   44  THOUSAND FOURTEEN.
   45    (s) Funds shall be deposited by the commissioner within amounts appro-
   46  priated, and the state comptroller is hereby authorized and directed  to
   47  receive  for  deposit to the credit of the state special revenue funds -
   48  other, HCRA transfer fund, medical assistance account, or any  successor
   49  fund  or  account,  for  purposes of providing distributions pursuant to
   50  paragraphs (s-5), (s-6),  (s-7)  and  (s-8)  of  subdivision  eleven  of
   51  section  twenty-eight  hundred  seven-c of this article from the tobacco
   52  control and insurance initiatives pool  established  for  the  following
   53  periods in the following amounts:
   54    (i)  eighteen  million dollars for the period January first, two thou-
   55  sand through December thirty-first, two thousand;
       S. 2809--B                         56                         A. 4009--B
    1    (ii) twenty-four million dollars  annually  for  the  periods  January
    2  first, two thousand one through December thirty-first, two thousand two;
    3    (iii)  up to twenty-four million dollars for the period January first,
    4  two thousand three through December thirty-first, two thousand three;
    5    (iv) up to twenty-four million dollars for the period  January  first,
    6  two thousand four through December thirty-first, two thousand four;
    7    (v)  up  to  twenty-four million dollars for the period January first,
    8  two thousand five through December thirty-first, two thousand five;
    9    (vi) up to twenty-four million dollars for the period  January  first,
   10  two thousand six through December thirty-first, two thousand six;
   11    (vii)  up to twenty-four million dollars for the period January first,
   12  two thousand seven through December thirty-first, two thousand seven;
   13    (viii) up to twenty-four million dollars for the period January first,
   14  two thousand eight through December thirty-first,  two  thousand  eight;
   15  and
   16    (ix)  up  to  twenty-two million dollars for the period January first,
   17  two thousand nine through November thirtieth, two thousand nine.
   18    (t) Funds shall be reserved and accumulated from year to year  by  the
   19  commissioner and shall be made available, including income from invested
   20  funds:
   21    (i)  For  the  purpose  of making grants to a state owned and operated
   22  medical school which does not have a state owned and  operated  hospital
   23  on  site  and  available for teaching purposes. Notwithstanding sections
   24  one hundred twelve and one hundred sixty-three of the state finance law,
   25  such grants shall be made in the amount of up to five  hundred  thousand
   26  dollars  for  the  period  January  first, two thousand through December
   27  thirty-first, two thousand;
   28    (ii) For the purpose of making grants to medical schools  pursuant  to
   29  section  eighty-six-a  of  chapter  one  of the laws of nineteen hundred
   30  ninety-nine in the sum of up to four  million  dollars  for  the  period
   31  January first, two thousand through December thirty-first, two thousand;
   32  and
   33    (iii)  The  funds  disbursed pursuant to subparagraphs (i) and (ii) of
   34  this paragraph from the tobacco control and insurance  initiatives  pool
   35  are  contingent upon meeting all funding amounts established pursuant to
   36  paragraphs (a), (b), (c), (d), (e), (f), (l), (m), (n),  (p),  (q),  (r)
   37  and  (s)  of  this  subdivision,  paragraph  (a)  of subdivision nine of
   38  section twenty-eight hundred seven-j of  this  article,  and  paragraphs
   39  (a),  (i)  and  (k)  of  subdivision one of section twenty-eight hundred
   40  seven-l of this article.
   41    (u) Funds shall be  deposited  by  the  commissioner,  within  amounts
   42  appropriated,  and  the  state  comptroller  is  hereby  authorized  and
   43  directed to receive for deposit to  the  credit  of  the  state  special
   44  revenue  funds  - other, HCRA transfer fund, medical assistance account,
   45  or any successor fund or account, for  purposes  of  funding  the  state
   46  share  of  services  and  expenses  related  to the nursing home quality
   47  improvement demonstration program established pursuant to section  twen-
   48  ty-eight  hundred  eight-d  of this article from the tobacco control and
   49  insurance initiatives pool established for the following periods in  the
   50  following amounts:
   51    (i)  up  to twenty-five million dollars for the period beginning April
   52  first, two thousand two and ending December thirty-first,  two  thousand
   53  two,  and  on  an  annualized  basis,  for each annual period thereafter
   54  beginning January first, two thousand three and ending December  thirty-
   55  first, two thousand four;
       S. 2809--B                         57                         A. 4009--B
    1    (ii)  up  to eighteen million seven hundred fifty thousand dollars for
    2  the period January first, two thousand  five  through  December  thirty-
    3  first, two thousand five; and
    4    (iii)  up  to  fifty-six million five hundred thousand dollars for the
    5  period January first, two thousand six  through  December  thirty-first,
    6  two thousand six.
    7    (v) Funds shall be transferred by the commissioner and shall be depos-
    8  ited  to the credit of the hospital excess liability pool created pursu-
    9  ant to section eighteen of chapter two hundred sixty-six of the laws  of
   10  nineteen  hundred  eighty-six,  or  any  successor  fund or account, for
   11  purposes of expenses related to the purchase of excess medical  malprac-
   12  tice  insurance and the cost of administrating the pool, including costs
   13  associated with the risk  management  program  established  pursuant  to
   14  section  forty-two  of part A of chapter one of the laws of two thousand
   15  two required by paragraph (a) of subdivision one of section eighteen  of
   16  chapter two hundred sixty-six of the laws of nineteen hundred eighty-six
   17  as may be amended from time to time, from the tobacco control and insur-
   18  ance  initiatives  pool  established  for  the  following periods in the
   19  following amounts:
   20    (i) up to fifty million dollars or so much as is needed for the period
   21  January first, two thousand two through December thirty-first, two thou-
   22  sand two;
   23    (ii) up to seventy-six million seven hundred thousand dollars for  the
   24  period  January first, two thousand three through December thirty-first,
   25  two thousand three;
   26    (iii) up to sixty-five million dollars for the period  January  first,
   27  two thousand four through December thirty-first, two thousand four;
   28    (iv)  up  to  sixty-five million dollars for the period January first,
   29  two thousand five through December thirty-first, two thousand five;
   30    (v) up to one hundred thirteen million eight hundred thousand  dollars
   31  for  the period January first, two thousand six through December thirty-
   32  first, two thousand six;
   33    (vi) up to one hundred thirty million dollars for the  period  January
   34  first,  two  thousand  seven through December thirty-first, two thousand
   35  seven;
   36    (vii) up to one hundred thirty million dollars for the period  January
   37  first,  two  thousand  eight through December thirty-first, two thousand
   38  eight;
   39    (viii) up to one hundred thirty million dollars for the period January
   40  first, two thousand nine through  December  thirty-first,  two  thousand
   41  nine;
   42    (ix)  up  to one hundred thirty million dollars for the period January
   43  first, two thousand ten through December thirty-first, two thousand ten;
   44  [and]
   45    (x) up to thirty-two million five hundred  thousand  dollars  for  the
   46  period  January  first,  two thousand eleven through March thirty-first,
   47  two thousand eleven[.]; AND
   48    (XI) UP TO ONE HUNDRED  TWENTY-SEVEN  MILLION  FOUR  HUNDRED  THOUSAND
   49  DOLLARS  EACH STATE FISCAL YEAR FOR THE PERIOD APRIL FIRST, TWO THOUSAND
   50  ELEVEN THROUGH MARCH THIRTY-FIRST, TWO THOUSAND FOURTEEN.
   51    (w) Funds shall be  deposited  by  the  commissioner,  within  amounts
   52  appropriated,  and  the  state  comptroller  is  hereby  authorized  and
   53  directed to receive for deposit to  the  credit  of  the  state  special
   54  revenue  funds  - other, HCRA transfer fund, medical assistance account,
   55  or any successor fund or account, for  purposes  of  funding  the  state
   56  share  of  the treatment of breast and cervical cancer pursuant to para-
       S. 2809--B                         58                         A. 4009--B
    1  graph (v) of subdivision four of section three hundred sixty-six of  the
    2  social  services law, from the tobacco control and insurance initiatives
    3  pool established for the following periods in the following amounts:
    4    (i)  up  to four hundred fifty thousand dollars for the period January
    5  first, two thousand two through December thirty-first, two thousand two;
    6    (ii) up to two million one hundred thousand  dollars  for  the  period
    7  January  first,  two  thousand  three through December thirty-first, two
    8  thousand three;
    9    (iii) up to two million one hundred thousand dollars  for  the  period
   10  January  first,  two  thousand  four  through December thirty-first, two
   11  thousand four;
   12    (iv) up to two million one hundred thousand  dollars  for  the  period
   13  January  first,  two  thousand  five  through December thirty-first, two
   14  thousand five;
   15    (v) up to two million one hundred  thousand  dollars  for  the  period
   16  January first, two thousand six through December thirty-first, two thou-
   17  sand six;
   18    (vi)  up  to  two  million one hundred thousand dollars for the period
   19  January first, two thousand seven  through  December  thirty-first,  two
   20  thousand seven;
   21    (vii)  up  to  two million one hundred thousand dollars for the period
   22  January first, two thousand eight  through  December  thirty-first,  two
   23  thousand eight;
   24    (viii)  up  to two million one hundred thousand dollars for the period
   25  January first, two thousand  nine  through  December  thirty-first,  two
   26  thousand nine;
   27    (ix)  up  to  two  million one hundred thousand dollars for the period
   28  January first, two thousand ten through December thirty-first, two thou-
   29  sand ten; [and]
   30    (x) up to five hundred twenty-five thousand  dollars  for  the  period
   31  January first, two thousand eleven through March thirty-first, two thou-
   32  sand eleven[.]; AND
   33    (XI)  UP TO TWO MILLION ONE HUNDRED THOUSAND DOLLARS EACH STATE FISCAL
   34  YEAR FOR THE PERIOD APRIL FIRST, TWO THOUSAND ELEVEN THROUGH MARCH THIR-
   35  TY-FIRST, TWO THOUSAND FOURTEEN.
   36    (x) Funds shall be  deposited  by  the  commissioner,  within  amounts
   37  appropriated,  and  the  state  comptroller  is  hereby  authorized  and
   38  directed to receive for deposit to  the  credit  of  the  state  special
   39  revenue  funds  - other, HCRA transfer fund, medical assistance account,
   40  or any successor fund or account, for  purposes  of  funding  the  state
   41  share of the non-public general hospital rates increases for recruitment
   42  and retention of health care workers from the tobacco control and insur-
   43  ance  initiatives  pool  established  for  the  following periods in the
   44  following amounts:
   45    (i) twenty-seven million one hundred thousand dollars on an annualized
   46  basis for the period January first, two thousand  two  through  December
   47  thirty-first, two thousand two;
   48    (ii)  fifty  million  eight  hundred thousand dollars on an annualized
   49  basis for the period January first, two thousand three through  December
   50  thirty-first, two thousand three;
   51    (iii)  sixty-nine million three hundred thousand dollars on an annual-
   52  ized basis for the period  January  first,  two  thousand  four  through
   53  December thirty-first, two thousand four;
   54    (iv)  sixty-nine million three hundred thousand dollars for the period
   55  January first, two thousand  five  through  December  thirty-first,  two
   56  thousand five;
       S. 2809--B                         59                         A. 4009--B
    1    (v)  sixty-nine  million three hundred thousand dollars for the period
    2  January first, two thousand six through December thirty-first, two thou-
    3  sand six;
    4    (vi)  sixty-five million three hundred thousand dollars for the period
    5  January first, two thousand seven  through  December  thirty-first,  two
    6  thousand seven;
    7    (vii)  sixty-one  million  one  hundred fifty thousand dollars for the
    8  period January first, two thousand eight through December  thirty-first,
    9  two thousand eight; and
   10    (viii)  forty-eight  million seven hundred twenty-one thousand dollars
   11  for the period January first, two thousand nine through November thirti-
   12  eth, two thousand nine.
   13    (y) Funds shall be reserved and accumulated  from  year  to  year  and
   14  shall  be  available, including income from invested funds, for purposes
   15  of grants to public general hospitals for recruitment and  retention  of
   16  health  care  workers pursuant to paragraph (b) of subdivision thirty of
   17  section twenty-eight hundred seven-c of this article  from  the  tobacco
   18  control  and  insurance  initiatives  pool established for the following
   19  periods in the following amounts:
   20    (i) eighteen million five hundred thousand dollars  on  an  annualized
   21  basis  for  the  period January first, two thousand two through December
   22  thirty-first, two thousand two;
   23    (ii) thirty-seven million four hundred thousand dollars on an  annual-
   24  ized  basis  for  the  period  January first, two thousand three through
   25  December thirty-first, two thousand three;
   26    (iii) fifty-two million two hundred thousand dollars on an  annualized
   27  basis  for  the period January first, two thousand four through December
   28  thirty-first, two thousand four;
   29    (iv) fifty-two million two hundred thousand  dollars  for  the  period
   30  January  first,  two  thousand  five  through December thirty-first, two
   31  thousand five;
   32    (v) fifty-two million two hundred  thousand  dollars  for  the  period
   33  January first, two thousand six through December thirty-first, two thou-
   34  sand six;
   35    (vi)  forty-nine  million  dollars  for  the period January first, two
   36  thousand seven through December thirty-first, two thousand seven;
   37    (vii) forty-nine million dollars for the  period  January  first,  two
   38  thousand eight through December thirty-first, two thousand eight; and
   39    (viii) twelve million two hundred fifty thousand dollars for the peri-
   40  od  January  first,  two  thousand  nine through March thirty-first, two
   41  thousand nine.
   42    Provided, however, amounts pursuant to this paragraph may  be  reduced
   43  in  an  amount  to  be approved by the director of the budget to reflect
   44  amounts received from the federal  government  under  the  state's  1115
   45  waiver  which  are directed under its terms and conditions to the health
   46  workforce recruitment and retention program.
   47    (z) Funds shall be  deposited  by  the  commissioner,  within  amounts
   48  appropriated,  and  the  state  comptroller  is  hereby  authorized  and
   49  directed to receive for deposit to  the  credit  of  the  state  special
   50  revenue  funds  - other, HCRA transfer fund, medical assistance account,
   51  or any successor fund or account, for  purposes  of  funding  the  state
   52  share  of the non-public residential health care facility rate increases
   53  for recruitment and retention of health care workers pursuant  to  para-
   54  graph  (a) of subdivision eighteen of section twenty-eight hundred eight
   55  of this article from the tobacco control and insurance initiatives  pool
   56  established for the following periods in the following amounts:
       S. 2809--B                         60                         A. 4009--B
    1    (i)  twenty-one million five hundred thousand dollars on an annualized
    2  basis for the period January first, two thousand  two  through  December
    3  thirty-first, two thousand two;
    4    (ii) thirty-three million three hundred thousand dollars on an annual-
    5  ized  basis  for  the  period  January first, two thousand three through
    6  December thirty-first, two thousand three;
    7    (iii) forty-six million three hundred thousand dollars on  an  annual-
    8  ized  basis  for  the  period  January  first, two thousand four through
    9  December thirty-first, two thousand four;
   10    (iv) forty-six million three hundred thousand dollars for  the  period
   11  January  first,  two  thousand  five  through December thirty-first, two
   12  thousand five;
   13    (v) forty-six million three hundred thousand dollars  for  the  period
   14  January first, two thousand six through December thirty-first, two thou-
   15  sand six;
   16    (vi) thirty million nine hundred thousand dollars for the period Janu-
   17  ary  first,  two thousand seven through December thirty-first, two thou-
   18  sand seven;
   19    (vii) twenty-four million seven hundred thousand dollars for the peri-
   20  od January first, two thousand eight through December thirty-first,  two
   21  thousand eight;
   22    (viii)  twelve million three hundred seventy-five thousand dollars for
   23  the period January first, two thousand  nine  through  December  thirty-
   24  first, two thousand nine;
   25    (ix)  nine million three hundred thousand dollars for the period Janu-
   26  ary first, two thousand ten through December thirty-first, two  thousand
   27  ten; and
   28    (x)  two  million  three  hundred twenty-five thousand dollars for the
   29  period January first, two thousand eleven  through  March  thirty-first,
   30  two thousand eleven.
   31    (aa)  Funds  shall  be  reserved and accumulated from year to year and
   32  shall be available, including income from invested funds,  for  purposes
   33  of  grants  to public residential health care facilities for recruitment
   34  and retention of health care workers pursuant to paragraph (b) of subdi-
   35  vision eighteen of section twenty-eight hundred eight  of  this  article
   36  from  the tobacco control and insurance initiatives pool established for
   37  the following periods in the following amounts:
   38    (i) seven million five hundred thousand dollars on an annualized basis
   39  for the period January first, two thousand two through December  thirty-
   40  first, two thousand two;
   41    (ii)  eleven  million  seven hundred thousand dollars on an annualized
   42  basis for the period January first, two thousand three through  December
   43  thirty-first, two thousand three;
   44    (iii)  sixteen  million  two hundred thousand dollars on an annualized
   45  basis for the period January first, two thousand four  through  December
   46  thirty-first, two thousand four;
   47    (iv) sixteen million two hundred thousand dollars for the period Janu-
   48  ary first, two thousand five through December thirty-first, two thousand
   49  five;
   50    (v)  sixteen million two hundred thousand dollars for the period Janu-
   51  ary first, two thousand six through December thirty-first, two  thousand
   52  six;
   53    (vi) ten million eight hundred thousand dollars for the period January
   54  first,  two  thousand  seven through December thirty-first, two thousand
   55  seven;
       S. 2809--B                         61                         A. 4009--B
    1    (vii) six million seven hundred fifty thousand dollars for the  period
    2  January  first,  two  thousand  eight through December thirty-first, two
    3  thousand eight; and
    4    (viii) one million three hundred fifty thousand dollars for the period
    5  January  first,  two  thousand  nine  through December thirty-first, two
    6  thousand nine.
    7    (bb)(i) Funds shall be deposited by the commissioner,  within  amounts
    8  appropriated,  and  subject  to  the  availability  of federal financial
    9  participation, and  the  state  comptroller  is  hereby  authorized  and
   10  directed  to  receive  for  deposit  to  the credit of the state special
   11  revenue funds - other, HCRA transfer fund, medical  assistance  account,
   12  or  any  successor  fund  or  account, for the purpose of supporting the
   13  state share of adjustments to Medicaid rates  of  payment  for  personal
   14  care  services  provided pursuant to paragraph (e) of subdivision two of
   15  section three hundred sixty-five-a of the social services law, for local
   16  social service districts which include a city with a population of  over
   17  one  million  persons  and  computed  and distributed in accordance with
   18  memorandums of understanding to be entered into between the state of New
   19  York and such local social service districts for the purpose of support-
   20  ing the recruitment and retention of personal care  service  workers  or
   21  any  worker  with  direct  patient care responsibility, from the tobacco
   22  control and insurance initiatives pool  established  for  the  following
   23  periods and the following amounts:
   24    (A) forty-four million dollars, on an annualized basis, for the period
   25  April  first,  two thousand two through December thirty-first, two thou-
   26  sand two;
   27    (B) seventy-four million dollars, on  an  annualized  basis,  for  the
   28  period  January first, two thousand three through December thirty-first,
   29  two thousand three;
   30    (C) one hundred four million dollars, on an annualized basis, for  the
   31  period  January  first, two thousand four through December thirty-first,
   32  two thousand four;
   33    (D) one hundred thirty-six million dollars, on  an  annualized  basis,
   34  for  the  period January first, two thousand five through December thir-
   35  ty-first, two thousand five;
   36    (E) one hundred thirty-six million dollars, on  an  annualized  basis,
   37  for  the period January first, two thousand six through December thirty-
   38  first, two thousand six;
   39    (F) one hundred thirty-six million  dollars  for  the  period  January
   40  first,  two  thousand  seven through December thirty-first, two thousand
   41  seven;
   42    (G) one hundred thirty-six million  dollars  for  the  period  January
   43  first,  two  thousand  eight through December thirty-first, two thousand
   44  eight;
   45    (H) one hundred thirty-six million  dollars  for  the  period  January
   46  first,  two  thousand  nine  through December thirty-first, two thousand
   47  nine;
   48    (I) one hundred thirty-six million  dollars  for  the  period  January
   49  first, two thousand ten through December thirty-first, two thousand ten;
   50  [and]
   51    (J)  thirty-four  million  dollars  for  the period January first, two
   52  thousand eleven through March thirty-first, two thousand eleven[.]; AND
   53    (K) ONE HUNDRED THIRTY-SIX MILLION DOLLARS EACH STATE FISCAL YEAR  FOR
   54  THE  PERIOD APRIL FIRST, TWO THOUSAND ELEVEN THROUGH MARCH THIRTY-FIRST,
   55  TWO THOUSAND FOURTEEN.
       S. 2809--B                         62                         A. 4009--B
    1    (ii) Adjustments to Medicaid rates made  pursuant  to  this  paragraph
    2  shall  not, in aggregate, exceed the following amounts for the following
    3  periods:
    4    (A)  for  the  period  April  first, two thousand two through December
    5  thirty-first, two thousand two, one hundred ten million dollars;
    6    (B) for the period January first, two thousand three through  December
    7  thirty-first,  two  thousand  three,  one  hundred  eighty-five  million
    8  dollars;
    9    (C) for the period January first, two thousand four  through  December
   10  thirty-first, two thousand four, two hundred sixty million dollars;
   11    (D)  for  the period January first, two thousand five through December
   12  thirty-first, two thousand five, three hundred forty million dollars;
   13    (E) for the period January first, two thousand  six  through  December
   14  thirty-first, two thousand six, three hundred forty million dollars;
   15    (F)  for the period January first, two thousand seven through December
   16  thirty-first, two thousand seven, three hundred forty million dollars;
   17    (G) for the period January first, two thousand eight through  December
   18  thirty-first, two thousand eight, three hundred forty million dollars;
   19    (H)  for  the period January first, two thousand nine through December
   20  thirty-first, two thousand nine, three hundred forty million dollars;
   21    (I) for the period January first, two thousand  ten  through  December
   22  thirty-first,  two  thousand  ten,  three hundred forty million dollars;
   23  [and]
   24    (J) for the period January first, two thousand  eleven  through  March
   25  thirty-first, two thousand eleven, eighty-five million dollars[.]; AND
   26    (K)  FOR  EACH  STATE  FISCAL  YEAR WITHIN THE PERIOD APRIL FIRST, TWO
   27  THOUSAND ELEVEN THROUGH MARCH THIRTY-FIRST, TWO THOUSAND FOURTEEN, THREE
   28  HUNDRED FORTY MILLION DOLLARS.
   29    (iii) Personal care service providers which have their rates  adjusted
   30  pursuant  to  this  paragraph  shall  use  such funds for the purpose of
   31  recruitment and retention  of  non-supervisory  personal  care  services
   32  workers  or  any worker with direct patient care responsibility only and
   33  are prohibited from using such funds for any other  purpose.  Each  such
   34  personal  care services provider shall submit, at a time and in a manner
   35  to be determined by the commissioner, a written certification  attesting
   36  that  such  funds will be used solely for the purpose of recruitment and
   37  retention of non-supervisory personal care services workers or any work-
   38  er with direct patient care responsibility. The commissioner is  author-
   39  ized  to  audit each such provider to ensure compliance with the written
   40  certification required by this subdivision and shall  recoup  any  funds
   41  determined  to  have  been  used for purposes other than recruitment and
   42  retention of non-supervisory personal care services workers or any work-
   43  er with direct patient care responsibility. Such recoupment shall be  in
   44  addition to any other penalties provided by law.
   45    (cc)  Funds  shall  be  deposited  by the commissioner, within amounts
   46  appropriated,  and  the  state  comptroller  is  hereby  authorized  and
   47  directed  to  receive  for  deposit  to  the credit of the state special
   48  revenue funds - other, HCRA transfer fund, medical  assistance  account,
   49  or  any  successor  fund  or  account, for the purpose of supporting the
   50  state share of adjustments to Medicaid rates  of  payment  for  personal
   51  care  services  provided pursuant to paragraph (e) of subdivision two of
   52  section three hundred sixty-five-a of the social services law, for local
   53  social service districts which shall not include a  city  with  a  popu-
   54  lation  of  over  one  million persons for the purpose of supporting the
   55  personal care services  worker  recruitment  and  retention  program  as
   56  established  pursuant  to  section  three  hundred  sixty-seven-q of the
       S. 2809--B                         63                         A. 4009--B
    1  social services law, from the tobacco control and insurance  initiatives
    2  pool established for the following periods and the following amounts:
    3    (i)  two  million  eight hundred thousand dollars for the period April
    4  first, two thousand two through December thirty-first, two thousand two;
    5    (ii) five million six  hundred  thousand  dollars,  on  an  annualized
    6  basis, for the period January first, two thousand three through December
    7  thirty-first, two thousand three;
    8    (iii)  eight  million  four hundred thousand dollars, on an annualized
    9  basis, for the period January first, two thousand four through  December
   10  thirty-first, two thousand four;
   11    (iv)  ten  million  eight  hundred  thousand dollars, on an annualized
   12  basis, for the period January first, two thousand five through  December
   13  thirty-first, two thousand five;
   14    (v)  ten  million  eight  hundred  thousand  dollars, on an annualized
   15  basis, for the period January first, two thousand six  through  December
   16  thirty-first, two thousand six;
   17    (vi)  eleven million two hundred thousand dollars for the period Janu-
   18  ary first, two thousand seven through December thirty-first,  two  thou-
   19  sand seven;
   20    (vii) eleven million two hundred thousand dollars for the period Janu-
   21  ary  first,  two thousand eight through December thirty-first, two thou-
   22  sand eight;
   23    (viii) eleven million two hundred  thousand  dollars  for  the  period
   24  January  first,  two  thousand  nine  through December thirty-first, two
   25  thousand nine;
   26    (ix) eleven million two hundred thousand dollars for the period  Janu-
   27  ary  first, two thousand ten through December thirty-first, two thousand
   28  ten; [and]
   29    (x) two million eight hundred thousand dollars for the period  January
   30  first,  two  thousand  eleven  through  March thirty-first, two thousand
   31  eleven[.]; AND
   32    (XI) ELEVEN MILLION TWO HUNDRED THOUSAND  DOLLARS  EACH  STATE  FISCAL
   33  YEAR FOR THE PERIOD APRIL FIRST, TWO THOUSAND ELEVEN THROUGH MARCH THIR-
   34  TY-FIRST, TWO THOUSAND FOURTEEN.
   35    (dd)  Funds  shall  be  deposited  by the commissioner, within amounts
   36  appropriated,  and  the  state  comptroller  is  hereby  authorized  and
   37  directed  to  receive  for  deposit  to  the credit of the state special
   38  revenue fund - other, HCRA transfer fund, medical assistance account, or
   39  any successor fund or account, for purposes of funding the  state  share
   40  of Medicaid expenditures for physician services from the tobacco control
   41  and  insurance initiatives pool established for the following periods in
   42  the following amounts:
   43    (i) up to fifty-two million dollars for the period January first,  two
   44  thousand two through December thirty-first, two thousand two;
   45    (ii)  eighty-one  million  two hundred thousand dollars for the period
   46  January first, two thousand three  through  December  thirty-first,  two
   47  thousand three;
   48    (iii)  eighty-five million two hundred thousand dollars for the period
   49  January first, two thousand  four  through  December  thirty-first,  two
   50  thousand four;
   51    (iv)  eighty-five  million two hundred thousand dollars for the period
   52  January first, two thousand  five  through  December  thirty-first,  two
   53  thousand five;
   54    (v)  eighty-five  million  two hundred thousand dollars for the period
   55  January first, two thousand six through December thirty-first, two thou-
   56  sand six;
       S. 2809--B                         64                         A. 4009--B
    1    (vi) [eight-five] EIGHTY-FIVE million two hundred thousand dollars for
    2  the period January first, two thousand seven  through  December  thirty-
    3  first, two thousand seven;
    4    (vii)  eighty-five million two hundred thousand dollars for the period
    5  January first, two thousand eight  through  December  thirty-first,  two
    6  thousand eight;
    7    (viii) eighty-five million two hundred thousand dollars for the period
    8  January  first,  two  thousand  nine  through December thirty-first, two
    9  thousand nine;
   10    (ix) eighty-five million two hundred thousand dollars for  the  period
   11  January first, two thousand ten through December thirty-first, two thou-
   12  sand ten; [and]
   13    (x)  twenty-one  million three hundred thousand dollars for the period
   14  January first, two thousand eleven through March thirty-first, two thou-
   15  sand eleven[.]; AND
   16    (XI) EIGHTY-FIVE MILLION  TWO  HUNDRED  THOUSAND  DOLLARS  EACH  STATE
   17  FISCAL  YEAR  FOR  THE  PERIOD  APRIL FIRST, TWO THOUSAND ELEVEN THROUGH
   18  MARCH THIRTY-FIRST, TWO THOUSAND FOURTEEN.
   19    (ee) Funds shall be deposited  by  the  commissioner,  within  amounts
   20  appropriated,  and  the  state  comptroller  is  hereby  authorized  and
   21  directed to receive for deposit to  the  credit  of  the  state  special
   22  revenue fund - other, HCRA transfer fund, medical assistance account, or
   23  any  successor  fund or account, for purposes of funding the state share
   24  of the free-standing diagnostic and treatment center rate increases  for
   25  recruitment and retention of health care workers pursuant to subdivision
   26  seventeen of section twenty-eight hundred seven of this article from the
   27  tobacco  control  and  insurance  initiatives  pool  established for the
   28  following periods in the following amounts:
   29    (i) three million two hundred fifty thousand dollars  for  the  period
   30  April  first,  two thousand two through December thirty-first, two thou-
   31  sand two;
   32    (ii) three million two hundred fifty thousand dollars on an annualized
   33  basis for the period January first, two thousand three through  December
   34  thirty-first, two thousand three;
   35    (iii)  three  million two hundred fifty thousand dollars on an annual-
   36  ized basis for the period  January  first,  two  thousand  four  through
   37  December thirty-first, two thousand four;
   38    (iv)  three  million two hundred fifty thousand dollars for the period
   39  January first, two thousand  five  through  December  thirty-first,  two
   40  thousand five;
   41    (v)  three  million  two hundred fifty thousand dollars for the period
   42  January first, two thousand six through December thirty-first, two thou-
   43  sand six;
   44    (vi) three million two hundred fifty thousand dollars for  the  period
   45  January  first,  two  thousand  seven through December thirty-first, two
   46  thousand seven;
   47    (vii) three million four hundred thirty-eight thousand dollars for the
   48  period January first, two thousand eight through December  thirty-first,
   49  two thousand eight;
   50    (viii)  two million four hundred fifty thousand dollars for the period
   51  January first, two thousand  nine  through  December  thirty-first,  two
   52  thousand nine;
   53    (ix)  one million five hundred thousand dollars for the period January
   54  first, two thousand ten through December thirty-first, two thousand ten;
   55  and
       S. 2809--B                         65                         A. 4009--B
    1    (x) three hundred twenty-five thousand dollars for the period  January
    2  first,  two  thousand  eleven  through  March thirty-first, two thousand
    3  eleven.
    4    (ff)  Funds  shall  be  deposited  by the commissioner, within amounts
    5  appropriated,  and  the  state  comptroller  is  hereby  authorized  and
    6  directed  to  receive  for  deposit  to  the credit of the state special
    7  revenue fund - other, HCRA transfer fund, medical assistance account, or
    8  any successor fund or account, for purposes of funding the  state  share
    9  of  Medicaid expenditures for disabled persons as authorized pursuant to
   10  subparagraphs twelve and thirteen of paragraph (a) of subdivision one of
   11  section three hundred sixty-six of the  social  services  law  from  the
   12  tobacco  control  and  insurance  initiatives  pool  established for the
   13  following periods in the following amounts:
   14    (i) one million eight hundred thousand dollars for  the  period  April
   15  first, two thousand two through December thirty-first, two thousand two;
   16    (ii)  sixteen  million  four hundred thousand dollars on an annualized
   17  basis for the period January first, two thousand three through  December
   18  thirty-first, two thousand three;
   19    (iii) eighteen million seven hundred thousand dollars on an annualized
   20  basis  for  the period January first, two thousand four through December
   21  thirty-first, two thousand four;
   22    (iv) thirty million six hundred thousand dollars for the period  Janu-
   23  ary first, two thousand five through December thirty-first, two thousand
   24  five;
   25    (v) thirty million six hundred thousand dollars for the period January
   26  first, two thousand six through December thirty-first, two thousand six;
   27    (vi)  thirty million six hundred thousand dollars for the period Janu-
   28  ary first, two thousand seven through December thirty-first,  two  thou-
   29  sand seven;
   30    (vii)  fifteen million dollars for the period January first, two thou-
   31  sand eight through December thirty-first, two thousand eight;
   32    (viii) fifteen million dollars for the period January first, two thou-
   33  sand nine through December thirty-first, two thousand nine;
   34    (ix) fifteen million dollars for the period January first,  two  thou-
   35  sand ten through December thirty-first, two thousand ten; [and]
   36    (x)  three million seven hundred fifty thousand dollars for the period
   37  January first, two thousand eleven through March thirty-first, two thou-
   38  sand eleven[.]; AND
   39    (XI) FIFTEEN MILLION DOLLARS EACH STATE FISCAL  YEAR  FOR  THE  PERIOD
   40  APRIL  FIRST,  TWO THOUSAND ELEVEN THROUGH MARCH THIRTY-FIRST, TWO THOU-
   41  SAND FOURTEEN.
   42    (gg) Funds shall be reserved and accumulated from  year  to  year  and
   43  shall  be  available, including income from invested funds, for purposes
   44  of grants to non-public general hospitals pursuant to paragraph  (c)  of
   45  subdivision thirty of section twenty-eight hundred seven-c of this arti-
   46  cle  from the tobacco control and insurance initiatives pool established
   47  for the following periods in the following amounts:
   48    (i) up to one million three hundred thousand dollars on an  annualized
   49  basis  for  the  period January first, two thousand two through December
   50  thirty-first, two thousand two;
   51    (ii) up to three million two hundred thousand dollars on an annualized
   52  basis for the period January first, two thousand three through  December
   53  thirty-first, two thousand three;
   54    (iii) up to five million six hundred thousand dollars on an annualized
   55  basis  for  the period January first, two thousand four through December
   56  thirty-first, two thousand four;
       S. 2809--B                         66                         A. 4009--B
    1    (iv) up to eight million six hundred thousand dollars for  the  period
    2  January  first,  two  thousand  five  through December thirty-first, two
    3  thousand five;
    4    (v)  up to eight million six hundred thousand dollars on an annualized
    5  basis for the period January first, two thousand  six  through  December
    6  thirty-first, two thousand six;
    7    (vi)  up  to  two  million six hundred thousand dollars for the period
    8  January first, two thousand seven  through  December  thirty-first,  two
    9  thousand seven;
   10    (vii)  up  to  two million six hundred thousand dollars for the period
   11  January first, two thousand eight  through  December  thirty-first,  two
   12  thousand eight;
   13    (viii)  up  to two million six hundred thousand dollars for the period
   14  January first, two thousand  nine  through  December  thirty-first,  two
   15  thousand nine;
   16    (ix)  up  to  two  million six hundred thousand dollars for the period
   17  January first, two thousand ten through December thirty-first, two thou-
   18  sand ten; and
   19    (x) up to six hundred fifty thousand dollars for  the  period  January
   20  first,  two  thousand  eleven  through  March thirty-first, two thousand
   21  eleven.
   22    (hh) Funds shall be deposited  by  the  commissioner,  within  amounts
   23  appropriated,  and  the  state  comptroller  is  hereby  authorized  and
   24  directed to receive for deposit to the credit  of  the  special  revenue
   25  fund  -  other,  HCRA  transfer  fund,  medical  assistance  account for
   26  purposes of providing financial assistance to  residential  health  care
   27  facilities  pursuant  to subdivisions nineteen and twenty-one of section
   28  twenty-eight hundred eight of this article, from the tobacco control and
   29  insurance initiatives pool established for the following periods in  the
   30  following amounts:
   31    (i)  for  the  period  April  first, two thousand two through December
   32  thirty-first, two thousand two, ten million dollars;
   33    (ii) for the period January first, two thousand three through December
   34  thirty-first, two thousand three, nine million four hundred fifty  thou-
   35  sand dollars;
   36    (iii) for the period January first, two thousand four through December
   37  thirty-first,  two thousand four, nine million three hundred fifty thou-
   38  sand dollars;
   39    (iv) up to fifteen million dollars for the period January  first,  two
   40  thousand five through December thirty-first, two thousand five;
   41    (v)  up  to  fifteen million dollars for the period January first, two
   42  thousand six through December thirty-first, two thousand six;
   43    (vi) up to fifteen million dollars for the period January  first,  two
   44  thousand seven through December thirty-first, two thousand seven;
   45    (vii)  up to fifteen million dollars for the period January first, two
   46  thousand eight through December thirty-first, two thousand eight;
   47    (viii) up to fifteen million dollars for the period January first, two
   48  thousand nine through December thirty-first, two thousand nine;
   49    (ix) up to fifteen million dollars for the period January  first,  two
   50  thousand ten through December thirty-first, two thousand ten; [and]
   51    (x)  up  to three million seven hundred fifty thousand dollars for the
   52  period January first, two thousand eleven  through  March  thirty-first,
   53  two thousand eleven[.]; AND
   54    (XI)  FIFTEEN  MILLION  DOLLARS  EACH STATE FISCAL YEAR FOR THE PERIOD
   55  APRIL FIRST, TWO THOUSAND ELEVEN THROUGH MARCH THIRTY-FIRST,  TWO  THOU-
   56  SAND FOURTEEN.
       S. 2809--B                         67                         A. 4009--B
    1    (ii)  Funds  shall  be  deposited  by the commissioner, within amounts
    2  appropriated,  and  the  state  comptroller  is  hereby  authorized  and
    3  directed  to  receive  for  deposit  to  the credit of the state special
    4  revenue funds - other, HCRA transfer fund, medical  assistance  account,
    5  or  any  successor  fund  or  account, for the purpose of supporting the
    6  state share of Medicaid expenditures for disabled persons as  authorized
    7  by sections 1619 (a) and (b) of the federal social security act pursuant
    8  to  the  tobacco  control and insurance initiatives pool established for
    9  the following periods in the following amounts:
   10    (i) six million four hundred thousand dollars  for  the  period  April
   11  first, two thousand two through December thirty-first, two thousand two;
   12    (ii) eight million five hundred thousand dollars, for the period Janu-
   13  ary  first,  two thousand three through December thirty-first, two thou-
   14  sand three;
   15    (iii) eight million five hundred thousand dollars for the period Janu-
   16  ary first, two thousand four through December thirty-first, two thousand
   17  four;
   18    (iv) eight million five hundred thousand dollars for the period  Janu-
   19  ary first, two thousand five through December thirty-first, two thousand
   20  five;
   21    (v) eight million five hundred thousand dollars for the period January
   22  first, two thousand six through December thirty-first, two thousand six;
   23    (vi) eight million six hundred thousand dollars for the period January
   24  first,  two  thousand  seven through December thirty-first, two thousand
   25  seven;
   26    (vii) eight million five hundred thousand dollars for the period Janu-
   27  ary first, two thousand eight through December thirty-first,  two  thou-
   28  sand eight;
   29    (viii)  eight  million  five  hundred  thousand dollars for the period
   30  January first, two thousand  nine  through  December  thirty-first,  two
   31  thousand nine;
   32    (ix)  eight million five hundred thousand dollars for the period Janu-
   33  ary first, two thousand ten through December thirty-first, two  thousand
   34  ten; [and]
   35    (x) two million one hundred twenty-five thousand dollars for the peri-
   36  od  January  first,  two thousand eleven through March thirty-first, two
   37  thousand eleven; AND
   38    (XI) EIGHT MILLION FIVE HUNDRED THOUSAND  DOLLARS  EACH  STATE  FISCAL
   39  YEAR FOR THE PERIOD APRIL FIRST, TWO THOUSAND ELEVEN THROUGH MARCH THIR-
   40  TY-FIRST, TWO THOUSAND FOURTEEN.
   41    (jj)  Funds  shall  be  reserved and accumulated from year to year and
   42  shall be available,  including  income  from  invested  funds,  for  the
   43  purposes  of  a grant program to improve access to infertility services,
   44  treatments and procedures, from the tobacco control and insurance initi-
   45  atives pool established for the period January first, two  thousand  two
   46  through  December  thirty-first,  two thousand two in the amount of nine
   47  million one hundred seventy-five thousand dollars, for the period  April
   48  first,  two  thousand six through March thirty-first, two thousand seven
   49  in the amount of five million dollars, for the period April  first,  two
   50  thousand  seven  through  March  thirty-first, two thousand eight in the
   51  amount of five million dollars, for the period April first, two thousand
   52  eight through March thirty-first, two thousand nine  in  the  amount  of
   53  five  million dollars, and for the period April first, two thousand nine
   54  through March thirty-first, two thousand  ten  in  the  amount  of  five
   55  million  dollars,  [and]  for  the  period April first, two thousand ten
   56  through March thirty-first, two thousand eleven in  the  amount  of  two
       S. 2809--B                         68                         A. 4009--B
    1  million  two  hundred  thousand dollars, AND FOR THE PERIOD APRIL FIRST,
    2  TWO THOUSAND ELEVEN THROUGH MARCH THIRTY-FIRST, TWO THOUSAND  TWELVE  UP
    3  TO ONE MILLION ONE HUNDRED THOUSAND DOLLARS.
    4    (kk)  Funds  shall  be  deposited  by the commissioner, within amounts
    5  appropriated,  and  the  state  comptroller  is  hereby  authorized  and
    6  directed  to  receive  for  deposit  to  the credit of the state special
    7  revenue funds -- other, HCRA transfer fund, medical assistance  account,
    8  or  any  successor  fund  or  account, for purposes of funding the state
    9  share of  Medical  Assistance  Program  expenditures  from  the  tobacco
   10  control  and  insurance  initiatives  pool established for the following
   11  periods in the following amounts:
   12    (i) thirty-eight million eight hundred thousand dollars for the period
   13  January first, two thousand two through December thirty-first, two thou-
   14  sand two;
   15    (ii) up to two hundred ninety-five  million  dollars  for  the  period
   16  January  first,  two  thousand  three through December thirty-first, two
   17  thousand three;
   18    (iii) up to four hundred seventy-two million dollars  for  the  period
   19  January  first,  two  thousand  four  through December thirty-first, two
   20  thousand four;
   21    (iv) up to nine hundred million dollars for the period January  first,
   22  two thousand five through December thirty-first, two thousand five;
   23    (v)  up  to  eight  hundred  sixty-six  million three hundred thousand
   24  dollars for the period January first, two thousand six through  December
   25  thirty-first, two thousand six;
   26    (vi)  up to six hundred sixteen million seven hundred thousand dollars
   27  for the period January first, two thousand seven through December  thir-
   28  ty-first, two thousand seven;
   29    (vii)  up  to  five hundred seventy-eight million nine hundred twenty-
   30  five thousand dollars for the period January first, two  thousand  eight
   31  through December thirty-first, two thousand eight; and
   32    (viii)  within  amounts  appropriated  on and after January first, two
   33  thousand nine.
   34    (ll) Funds shall be deposited  by  the  commissioner,  within  amounts
   35  appropriated,  and  the  state  comptroller  is  hereby  authorized  and
   36  directed to receive for deposit to  the  credit  of  the  state  special
   37  revenue  funds -- other, HCRA transfer fund, medical assistance account,
   38  or any successor fund or account, for  purposes  of  funding  the  state
   39  share  of Medicaid expenditures related to the city of New York from the
   40  tobacco control and  insurance  initiatives  pool  established  for  the
   41  following periods in the following amounts:
   42    (i)  eighty-two  million seven hundred thousand dollars for the period
   43  January first, two thousand two through December thirty-first, two thou-
   44  sand two;
   45    (ii) one hundred twenty-four million six hundred thousand dollars  for
   46  the  period  January  first, two thousand three through December thirty-
   47  first, two thousand three;
   48    (iii) one hundred twenty-four million seven hundred  thousand  dollars
   49  for  the  period January first, two thousand four through December thir-
   50  ty-first, two thousand four;
   51    (iv) one hundred twenty-four million seven  hundred  thousand  dollars
   52  for  the  period January first, two thousand five through December thir-
   53  ty-first, two thousand five;
   54    (v) one hundred twenty-four million seven hundred thousand dollars for
   55  the period January first, two  thousand  six  through  December  thirty-
   56  first, two thousand six;
       S. 2809--B                         69                         A. 4009--B
    1    (vi)  one  hundred  twenty-four million seven hundred thousand dollars
    2  for the period January first, two thousand seven through December  thir-
    3  ty-first, two thousand seven;
    4    (vii)  one  hundred twenty-four million seven hundred thousand dollars
    5  for the period January first, two thousand eight through December  thir-
    6  ty-first, two thousand eight;
    7    (viii)  one hundred twenty-four million seven hundred thousand dollars
    8  for the period January first, two thousand nine through  December  thir-
    9  ty-first, two thousand nine;
   10    (ix)  one  hundred  twenty-four million seven hundred thousand dollars
   11  for the period January first, two thousand ten through December  thirty-
   12  first, two thousand ten; [and]
   13    (x)  thirty-one  million one hundred seventy-five thousand dollars for
   14  the period January first, two  thousand  eleven  through  March  thirty-
   15  first, two thousand eleven[.]; AND
   16    (XI)  ONE  HUNDRED  TWENTY-FOUR MILLION SEVEN HUNDRED THOUSAND DOLLARS
   17  EACH STATE FISCAL YEAR FOR THE PERIOD APRIL FIRST, TWO  THOUSAND  ELEVEN
   18  THROUGH MARCH THIRTY-FIRST, TWO THOUSAND FOURTEEN.
   19    (mm)  Funds  shall  be  deposited  by the commissioner, within amounts
   20  appropriated,  and  the  state  comptroller  is  hereby  authorized  and
   21  directed  to  receive  for  deposit  to  the credit of the state special
   22  revenue funds - other, HCRA transfer fund, medical  assistance  account,
   23  or  any  successor  fund  or  account, for purposes of funding specified
   24  percentages of the state share of services and expenses related  to  the
   25  family health plus program in accordance with the following schedule:
   26    (i)  (A)  for  the  period  January  first, two thousand three through
   27  December thirty-first, two thousand four, one  hundred  percent  of  the
   28  state share;
   29    (B)  for  the period January first, two thousand five through December
   30  thirty-first, two thousand  five,  seventy-five  percent  of  the  state
   31  share; and,
   32    (C)  for  periods  beginning  on and after January first, two thousand
   33  six, fifty percent of the state share.
   34    (ii) Funding for the family health plus program  will  include  up  to
   35  five million dollars annually for the period January first, two thousand
   36  three  through  December  thirty-first,  two  thousand  six,  up to five
   37  million dollars for the period January first, two thousand seven through
   38  December thirty-first, two thousand  seven,  up  to  seven  million  two
   39  hundred  thousand  dollars  for  the  period January first, two thousand
   40  eight through December thirty-first, two thousand  eight,  up  to  seven
   41  million  two  hundred thousand dollars for the period January first, two
   42  thousand nine through December thirty-first, two thousand  nine,  up  to
   43  seven million two hundred thousand dollars for the period January first,
   44  two  thousand ten through December thirty-first, two thousand ten, [and]
   45  up to one million eight hundred thousand dollars for the period  January
   46  first,  two  thousand  eleven  through  March thirty-first, two thousand
   47  eleven, UP TO SIX MILLION FORTY-NINE THOUSAND  DOLLARS  FOR  THE  PERIOD
   48  APRIL  FIRST,  TWO THOUSAND ELEVEN THROUGH MARCH THIRTY-FIRST, TWO THOU-
   49  SAND TWELVE, UP TO SIX MILLION TWO HUNDRED EIGHTY-NINE THOUSAND  DOLLARS
   50  FOR   THE   PERIOD  APRIL  FIRST,  TWO  THOUSAND  TWELVE  THROUGH  MARCH
   51  THIRTY-FIRST, TWO THOUSAND THIRTEEN, AND UP TO SIX MILLION FOUR  HUNDRED
   52  SIXTY-ONE  THOUSAND  DOLLARS  FOR  THE  PERIOD APRIL FIRST, TWO THOUSAND
   53  THIRTEEN THROUGH MARCH THIRTY-FIRST, TWO THOUSAND FOURTEEN, for adminis-
   54  tration and marketing costs associated  with  such  program  established
   55  pursuant  to clauses (A) and (B) of subparagraph (v) of paragraph (a) of
   56  subdivision two of section three hundred  sixty-nine-ee  of  the  social
       S. 2809--B                         70                         A. 4009--B
    1  services  law  from  the  tobacco control and insurance initiatives pool
    2  established for the following periods in the following amounts:
    3    (A)  one  hundred  ninety million six hundred thousand dollars for the
    4  period January first, two thousand three through December  thirty-first,
    5  two thousand three;
    6    (B)  three hundred seventy-four million dollars for the period January
    7  first, two thousand four through  December  thirty-first,  two  thousand
    8  four;
    9    (C)  five  hundred  thirty-eight million four hundred thousand dollars
   10  for the period January first, two thousand five through  December  thir-
   11  ty-first, two thousand five;
   12    (D) three hundred eighteen million seven hundred seventy-five thousand
   13  dollars  for the period January first, two thousand six through December
   14  thirty-first, two thousand six;
   15    (E) four hundred eighty-two million eight hundred thousand dollars for
   16  the period January first, two thousand seven  through  December  thirty-
   17  first, two thousand seven;
   18    (F)  five hundred seventy million twenty-five thousand dollars for the
   19  period January first, two thousand eight through December  thirty-first,
   20  two thousand eight;
   21    (G) six hundred ten million seven hundred twenty-five thousand dollars
   22  for  the  period January first, two thousand nine through December thir-
   23  ty-first, two thousand nine;
   24    (H) six hundred twenty-seven million two hundred seventy-five thousand
   25  dollars for the period January first, two thousand ten through  December
   26  thirty-first, two thousand ten; [and]
   27    (I)  one  hundred fifty-seven million eight hundred seventy-five thou-
   28  sand dollars for the period January first, two thousand  eleven  through
   29  March thirty-first, two thousand eleven[.];
   30    (J) SIX HUNDRED TWENTY-EIGHT MILLION FOUR HUNDRED THOUSAND DOLLARS FOR
   31  THE  PERIOD APRIL FIRST, TWO THOUSAND ELEVEN THROUGH MARCH THIRTY-FIRST,
   32  TWO THOUSAND TWELVE;
   33    (K) SIX HUNDRED FIFTY MILLION FOUR HUNDRED THOUSAND  DOLLARS  FOR  THE
   34  PERIOD  APRIL FIRST, TWO THOUSAND TWELVE THROUGH MARCH THIRTY-FIRST, TWO
   35  THOUSAND THIRTEEN; AND
   36    (L) SIX HUNDRED FIFTY MILLION FOUR HUNDRED THOUSAND  DOLLARS  FOR  THE
   37  PERIOD  APRIL  FIRST,  TWO THOUSAND THIRTEEN THROUGH MARCH THIRTY-FIRST,
   38  TWO THOUSAND FOURTEEN.
   39    (nn) Funds shall be deposited  by  the  commissioner,  within  amounts
   40  appropriated,  and  the  state  comptroller  is  hereby  authorized  and
   41  directed to receive for deposit to  the  credit  of  the  state  special
   42  revenue  fund - other, HCRA transfer fund, health care services account,
   43  or any successor fund or account, for purposes  related  to  adult  home
   44  initiatives  for  medicaid  eligible residents of residential facilities
   45  licensed pursuant to section four hundred sixty-b of the social services
   46  law from the tobacco control and insurance initiatives pool  established
   47  for the following periods in the following amounts:
   48    (i) up to four million dollars for the period January first, two thou-
   49  sand three through December thirty-first, two thousand three;
   50    (ii) up to six million dollars for the period January first, two thou-
   51  sand four through December thirty-first, two thousand four;
   52    (iii)  up  to  eight million dollars for the period January first, two
   53  thousand  five  through  December  thirty-first,  two   thousand   five,
   54  provided,  however,  that  up to five million two hundred fifty thousand
   55  dollars of such funds shall be received by the comptroller and deposited
   56  to the credit of the special revenue fund - other / aid  to  localities,
       S. 2809--B                         71                         A. 4009--B
    1  HCRA  transfer  fund - 061, enhanced community services account - 05, or
    2  any successor fund or account, for the purposes set forth in this  para-
    3  graph;
    4    (iv)  up  to  eight  million dollars for the period January first, two
    5  thousand six through December thirty-first, two thousand six,  provided,
    6  however,  that  up to five million two hundred fifty thousand dollars of
    7  such funds shall be received by the comptroller  and  deposited  to  the
    8  credit  of  the  special  revenue fund - other / aid to localities, HCRA
    9  transfer fund - 061, enhanced community services account -  05,  or  any
   10  successor fund or account, for the purposes set forth in this paragraph;
   11    (v)  up  to  eight  million  dollars for the period January first, two
   12  thousand  seven  through  December  thirty-first,  two  thousand  seven,
   13  provided,  however,  that  up to five million two hundred fifty thousand
   14  dollars of such funds shall be received by the comptroller and deposited
   15  to the credit of the special revenue fund - other / aid  to  localities,
   16  HCRA  transfer  fund - 061, enhanced community services account - 05, or
   17  any successor fund or account, for the purposes set forth in this  para-
   18  graph;
   19    (vi)  up  to  two million seven hundred fifty thousand dollars for the
   20  period January first, two thousand eight through December  thirty-first,
   21  two thousand eight;
   22    (vii)  up  to two million seven hundred fifty thousand dollars for the
   23  period January first, two thousand nine through  December  thirty-first,
   24  two thousand nine;
   25    (viii)  up to two million seven hundred fifty thousand dollars for the
   26  period January first, two thousand ten  through  December  thirty-first,
   27  two thousand ten; and
   28    (ix)  up  to  six hundred eighty-eight thousand dollars for the period
   29  January first, two thousand eleven through March thirty-first, two thou-
   30  sand eleven.
   31    (oo) Funds shall be reserved and accumulated from  year  to  year  and
   32  shall  be  available, including income from invested funds, for purposes
   33  of grants to non-public general hospitals pursuant to paragraph  (e)  of
   34  subdivision  twenty-five of section twenty-eight hundred seven-c of this
   35  article from the tobacco control and insurance initiatives  pool  estab-
   36  lished for the following periods in the following amounts:
   37    (i)  up  to five million dollars on an annualized basis for the period
   38  January first, two thousand  four  through  December  thirty-first,  two
   39  thousand four;
   40    (ii)  up  to  five  million  dollars for the period January first, two
   41  thousand five through December thirty-first, two thousand five;
   42    (iii) up to five million dollars for the  period  January  first,  two
   43  thousand six through December thirty-first, two thousand six;
   44    (iv)  up  to  five  million  dollars for the period January first, two
   45  thousand seven through December thirty-first, two thousand seven; and
   46    (v) up to five million dollars for the period January first, two thou-
   47  sand eight through December thirty-first, two thousand eight;
   48    (vi) up to five million dollars for  the  period  January  first,  two
   49  thousand nine through December thirty-first, two thousand nine;
   50    (vii)  up  to  five  million dollars for the period January first, two
   51  thousand ten through December thirty-first, two thousand ten; and
   52    (viii) up to one million two hundred fifty thousand  dollars  for  the
   53  period  January  first,  two thousand eleven through March thirty-first,
   54  two thousand eleven.
   55    (pp) Funds shall be reserved and accumulated from  year  to  year  and
   56  shall  be  available,  including  income  from  invested  funds, for the
       S. 2809--B                         72                         A. 4009--B
    1  purpose of supporting the provision of tax credits for  long  term  care
    2  insurance  pursuant  to subdivision one of section one hundred ninety of
    3  the tax law, paragraph (a) of subdivision twenty-five-a of  section  two
    4  hundred  ten  of such law, subsection (aa) of section six hundred six of
    5  such law, paragraph one of subsection (k) of  section  fourteen  hundred
    6  fifty-six  of  such  law and paragraph one of subdivision (m) of section
    7  fifteen hundred eleven of such law, in the following amounts:
    8    (i) ten million dollars for the period  January  first,  two  thousand
    9  four through December thirty-first, two thousand four;
   10    (ii)  ten  million  dollars for the period January first, two thousand
   11  five through December thirty-first, two thousand five;
   12    (iii) ten million dollars for the period January first,  two  thousand
   13  six through December thirty-first, two thousand six; and
   14    (iv)  five  million dollars for the period January first, two thousand
   15  seven through June thirtieth, two thousand seven.
   16    (qq) Funds shall be reserved and accumulated from  year  to  year  and
   17  shall  be  available,  including  income  from  invested  funds, for the
   18  purpose  of  supporting  the  long-term  care  insurance  education  and
   19  outreach program established pursuant to section two hundred seventeen-a
   20  of the elder law for the following periods in the following amounts:
   21    (i) up to five million dollars for the period January first, two thou-
   22  sand  four  through  December  thirty-first,  two thousand four; of such
   23  funds one million nine hundred fifty  thousand  dollars  shall  be  made
   24  available  to the department for the purpose of developing, implementing
   25  and administering the long-term care insurance  education  and  outreach
   26  program  and  three million fifty thousand dollars shall be deposited by
   27  the commissioner, within amounts appropriated, and  the  comptroller  is
   28  hereby  authorized  and directed to receive for deposit to the credit of
   29  the special revenue funds - other, HCRA transfer fund,  long  term  care
   30  insurance  resource  center account of the state office for the aging or
   31  any future account designated for the purpose of implementing  the  long
   32  term  care  insurance  education  and outreach program and providing the
   33  long term care insurance resource centers with the  necessary  resources
   34  to carry out their operations;
   35    (ii)  up  to  five  million  dollars for the period January first, two
   36  thousand five through December thirty-first, two thousand five; of  such
   37  funds  one  million  nine  hundred  fifty thousand dollars shall be made
   38  available to the department for the purpose of developing,  implementing
   39  and  administering  the  long-term care insurance education and outreach
   40  program and three million fifty thousand dollars shall be  deposited  by
   41  the  commissioner,  within  amounts appropriated, and the comptroller is
   42  hereby authorized and directed to receive for deposit to the  credit  of
   43  the  special  revenue  funds - other, HCRA transfer fund, long term care
   44  insurance resource center account of the state office for the  aging  or
   45  any  future  account designated for the purpose of implementing the long
   46  term care insurance education and outreach  program  and  providing  the
   47  long  term  care insurance resource centers with the necessary resources
   48  to carry out their operations;
   49    (iii) up to five million dollars for the  period  January  first,  two
   50  thousand  six  through  December thirty-first, two thousand six; of such
   51  funds one million nine hundred fifty  thousand  dollars  shall  be  made
   52  available  to the department for the purpose of developing, implementing
   53  and administering the long-term care insurance  education  and  outreach
   54  program and three million fifty thousand dollars shall be made available
   55  to  the  office for the aging for the purpose of providing the long term
       S. 2809--B                         73                         A. 4009--B
    1  care insurance resource centers with the necessary  resources  to  carry
    2  out their operations;
    3    (iv)  up  to  five  million  dollars for the period January first, two
    4  thousand seven through December thirty-first,  two  thousand  seven;  of
    5  such funds one million nine hundred fifty thousand dollars shall be made
    6  available  to the department for the purpose of developing, implementing
    7  and administering the long-term care insurance  education  and  outreach
    8  program and three million fifty thousand dollars shall be made available
    9  to  the  office for the aging for the purpose of providing the long term
   10  care insurance resource centers with the necessary  resources  to  carry
   11  out their operations;
   12    (v) up to five million dollars for the period January first, two thou-
   13  sand  eight  through  December thirty-first, two thousand eight; of such
   14  funds one million nine hundred fifty  thousand  dollars  shall  be  made
   15  available  to the department for the purpose of developing, implementing
   16  and administering the long term care insurance  education  and  outreach
   17  program and three million fifty thousand dollars shall be made available
   18  to  the  office for the aging for the purpose of providing the long term
   19  care insurance resource centers with the necessary  resources  to  carry
   20  out their operations;
   21    (vi)  up  to  five  million  dollars for the period January first, two
   22  thousand nine through December thirty-first, two thousand nine; of  such
   23  funds  one  million  nine  hundred  fifty thousand dollars shall be made
   24  available to the department for the purpose of developing,  implementing
   25  and  administering  the  long-term care insurance education and outreach
   26  program and three million fifty thousand dollars shall be made available
   27  to the office for the aging for the purpose of providing  the  long-term
   28  care  insurance  resource  centers with the necessary resources to carry
   29  out their operations;
   30    (vii) up to four hundred eighty-eight thousand dollars for the  period
   31  January first, two thousand ten through March thirty-first, two thousand
   32  ten;  of  such funds four hundred eighty-eight thousand dollars shall be
   33  made available to the department for the purpose of  developing,  imple-
   34  menting  and  administering  the  long-term care insurance education and
   35  outreach program.
   36    (rr) Funds shall be reserved and accumulated from the tobacco  control
   37  and  insurance initiatives pool and shall be available, including income
   38  from invested funds, for the purpose of supporting expenses  related  to
   39  implementation  of  the provisions of title III of article twenty-nine-D
   40  of this chapter, for the following periods and in the following amounts:
   41    (i) up to ten million dollars for the period January first, two  thou-
   42  sand six through December thirty-first, two thousand six;
   43    (ii) up to ten million dollars for the period January first, two thou-
   44  sand seven through December thirty-first, two thousand seven;
   45    (iii)  up  to  ten  million  dollars for the period January first, two
   46  thousand eight through December thirty-first, two thousand eight;
   47    (iv) up to ten million dollars for the period January first, two thou-
   48  sand nine through December thirty-first, two thousand nine;
   49    (v) up to ten million dollars for the period January first, two  thou-
   50  sand ten through December thirty-first, two thousand ten; and
   51    (vi)  up  to  two million five hundred thousand dollars for the period
   52  January first, two thousand eleven through March thirty-first, two thou-
   53  sand eleven.
   54    (ss) Funds shall be reserved and accumulated from the tobacco  control
   55  and  insurance initiatives pool and used for a health care stabilization
   56  program established by the commissioner for the purposes of  stabilizing
       S. 2809--B                         74                         A. 4009--B
    1  critical health care providers and health care programs whose ability to
    2  continue  to provide appropriate services are threatened by financial or
    3  other challenges, in the amount of up to  twenty-eight  million  dollars
    4  for the period July first, two thousand four through June thirtieth, two
    5  thousand  five.  Notwithstanding  the  provisions of section one hundred
    6  twelve of the state finance law or any other inconsistent  provision  of
    7  the state finance law or any other law, funds available for distribution
    8  pursuant  to  this  paragraph  may  be  allocated and distributed by the
    9  commissioner, or the state comptroller as applicable without  a  compet-
   10  itive bid or request for proposal process. Considerations relied upon by
   11  the commissioner in determining the allocation and distribution of these
   12  funds  shall  include,  but  not  be  limited to, the following: (i) the
   13  importance of the provider or program in meeting  critical  health  care
   14  needs  in  the  community  in  which  it  operates; (ii) the provider or
   15  program provision of care to under-served populations; (iii) the quality
   16  of the care or services the provider or program delivers; (iv) the abil-
   17  ity of the provider or program to continue  to  deliver  an  appropriate
   18  level  of  care or services if additional funding is made available; (v)
   19  the ability of the provider or program to access, in  a  timely  manner,
   20  alternative  sources  of  funding, including other sources of government
   21  funding; (vi) the ability of other providers or programs in the communi-
   22  ty to meet the community health care needs; (vii) whether  the  provider
   23  or  program  has an appropriate plan to improve its financial condition;
   24  and (viii) whether additional  funding  would  permit  the  provider  or
   25  program  to  consolidate,  relocate, or close programs or services where
   26  such actions would result in greater stability  and  efficiency  in  the
   27  delivery of needed health care services or programs.
   28    (tt)  Funds  shall  be  reserved and accumulated from year to year and
   29  shall be available, including income from invested funds,  for  purposes
   30  of  providing  grants  for  two  long  term  care demonstration projects
   31  designed to test new models for the delivery of long term care  services
   32  established  pursuant  to  section  twenty-eight hundred seven-x of this
   33  chapter, for the following periods and in the following amounts:
   34    (i) up to five hundred thousand dollars for the period January  first,
   35  two thousand four through December thirty-first, two thousand four;
   36    (ii) up to five hundred thousand dollars for the period January first,
   37  two thousand five through December thirty-first, two thousand five;
   38    (iii)  up  to  five  hundred  thousand  dollars for the period January
   39  first, two thousand six through December thirty-first, two thousand six;
   40    (iv) up to one million dollars for the period January first, two thou-
   41  sand seven through December thirty-first, two thousand seven; and
   42    (v) up to two hundred fifty thousand dollars for  the  period  January
   43  first,  two  thousand  eight  through  March  thirty-first, two thousand
   44  eight.
   45    (uu) Funds shall be reserved and accumulated from  year  to  year  and
   46  shall  be  available,  including  income  from  invested  funds, for the
   47  purpose of supporting disease management and telemedicine  demonstration
   48  programs  authorized  pursuant  to [sections] SECTION twenty-one hundred
   49  eleven [and thirty-six hundred twenty-one] of this chapter[, respective-
   50  ly,] for the following periods in the following amounts:
   51    (i) five million dollars for the period January  first,  two  thousand
   52  four  through  December  thirty-first, two thousand four, of which three
   53  million dollars shall be available for disease management  demonstration
   54  programs  and  two  million  dollars shall be available for telemedicine
   55  demonstration programs;
       S. 2809--B                         75                         A. 4009--B
    1    (ii) five million dollars for the period January first,  two  thousand
    2  five  through  December  thirty-first, two thousand five, of which three
    3  million dollars shall be available for disease management  demonstration
    4  programs  and  two  million  dollars shall be available for telemedicine
    5  demonstration programs;
    6    (iii)  nine million five hundred thousand dollars for the period Janu-
    7  ary first, two thousand six through December thirty-first, two  thousand
    8  six,  of  which  seven  million  five  hundred thousand dollars shall be
    9  available for disease management demonstration programs and two  million
   10  dollars shall be available for telemedicine demonstration programs;
   11    (iv) nine million five hundred thousand dollars for the period January
   12  first,  two  thousand  seven through December thirty-first, two thousand
   13  seven, of which seven million five hundred  thousand  dollars  shall  be
   14  available  for disease management demonstration programs and one million
   15  dollars shall be available for telemedicine demonstration programs;
   16    (v) nine million five hundred thousand dollars for the period  January
   17  first,  two  thousand  eight through December thirty-first, two thousand
   18  eight, of which seven million five hundred  thousand  dollars  shall  be
   19  available  for disease management demonstration programs and two million
   20  dollars shall be available for telemedicine demonstration programs;
   21    (vi) seven million eight hundred thirty-three thousand  three  hundred
   22  thirty-three  dollars  for  the  period January first, two thousand nine
   23  through December thirty-first, two thousand nine, of which seven million
   24  five hundred thousand dollars shall be available for disease  management
   25  demonstration  programs  and  three  hundred thirty-three thousand three
   26  hundred thirty-three dollars shall be available for telemedicine  demon-
   27  stration  programs  for  the  period  January  first,  two thousand nine
   28  through March first, two thousand nine;
   29    (vii) one million eight hundred seventy-five thousand dollars for  the
   30  period  January  first, two thousand ten through March thirty-first, two
   31  thousand ten shall be available  for  disease  management  demonstration
   32  programs.
   33    (ww)  Funds  shall  be  deposited  by the commissioner, within amounts
   34  appropriated,  and  the  state  comptroller  is  hereby  authorized  and
   35  directed  to  receive for the deposit to the credit of the state special
   36  revenue funds - other, HCRA transfer fund, medical  assistance  account,
   37  or  any  successor  fund  or  account, for purposes of funding the state
   38  share of the  general  hospital  rates  increases  for  recruitment  and
   39  retention  of  health care workers pursuant to paragraph (e) of subdivi-
   40  sion thirty of section twenty-eight hundred seven-c of this article from
   41  the tobacco control and insurance initiatives pool established  for  the
   42  following periods in the following amounts:
   43    (i) sixty million five hundred thousand dollars for the period January
   44  first,  two  thousand  five  through December thirty-first, two thousand
   45  five; and
   46    (ii) sixty million five hundred thousand dollars for the period  Janu-
   47  ary  first, two thousand six through December thirty-first, two thousand
   48  six.
   49    (xx) Funds shall be deposited  by  the  commissioner,  within  amounts
   50  appropriated,  and  the  state  comptroller  is  hereby  authorized  and
   51  directed to receive for the deposit to the credit of the  state  special
   52  revenue  funds  - other, HCRA transfer fund, medical assistance account,
   53  or any successor fund or account, for  purposes  of  funding  the  state
   54  share of the general hospital rates increases for rural hospitals pursu-
   55  ant to subdivision thirty-two of section twenty-eight hundred seven-c of
       S. 2809--B                         76                         A. 4009--B
    1  this  article  from  the  tobacco control and insurance initiatives pool
    2  established for the following periods in the following amounts:
    3    (i) three million five hundred thousand dollars for the period January
    4  first,  two  thousand  five  through December thirty-first, two thousand
    5  five;
    6    (ii) three million five hundred thousand dollars for the period  Janu-
    7  ary  first, two thousand six through December thirty-first, two thousand
    8  six;
    9    (iii) three million five hundred thousand dollars for the period Janu-
   10  ary first, two thousand seven through December thirty-first,  two  thou-
   11  sand seven;
   12    (iv)  three million five hundred thousand dollars for the period Janu-
   13  ary first, two thousand eight through December thirty-first,  two  thou-
   14  sand eight; and
   15    (v)  three  million  two hundred eight thousand dollars for the period
   16  January first, two thousand nine through November thirtieth,  two  thou-
   17  sand nine.
   18    (yy)  Funds  shall  be  reserved and accumulated from year to year and
   19  shall be available,  within  amounts  appropriated  and  notwithstanding
   20  section  one  hundred  twelve  of  the  state  finance law and any other
   21  contrary provision of law, for the purpose of supporting grants  not  to
   22  exceed  five  million  dollars  to be made by the commissioner without a
   23  competitive bid or request for  proposal  process,  in  support  of  the
   24  delivery  of  critically  needed  health  care  services, to health care
   25  providers located in the counties of Erie and Niagara which  executed  a
   26  memorandum of closing and conducted a merger closing in escrow on Novem-
   27  ber  twenty-fourth, nineteen hundred ninety-seven and which entered into
   28  a settlement dated December thirtieth, two thousand four for a  loss  on
   29  disposal  of  assets  under the provisions of title XVIII of the federal
   30  social security act applicable to mergers occurring  prior  to  December
   31  first, nineteen hundred ninety-seven.
   32    (zz)  Funds  shall  be  reserved and accumulated from year to year and
   33  shall be available, within amounts  appropriated,  for  the  purpose  of
   34  supporting  expenditures  authorized  pursuant  to  section twenty-eight
   35  hundred eighteen of this article from the tobacco control and  insurance
   36  initiatives  pool established for the following periods in the following
   37  amounts:
   38    (i) six million five hundred thousand dollars for the  period  January
   39  first,  two  thousand  five  through December thirty-first, two thousand
   40  five;
   41    (ii) one hundred eight million three hundred thousand dollars for  the
   42  period  January  first,  two thousand six through December thirty-first,
   43  two thousand six, provided, however, that within amounts appropriated in
   44  the two thousand six through two thousand seven  state  fiscal  year,  a
   45  portion  of  such  funds  may  be transferred to the Roswell Park Cancer
   46  Institute Corporation to fund capital costs;
   47    (iii) one hundred seventy-one million dollars for the  period  January
   48  first,  two  thousand  seven through December thirty-first, two thousand
   49  seven, provided, however, that within amounts appropriated  in  the  two
   50  thousand  six through two thousand seven state fiscal year, a portion of
   51  such funds may be transferred  to  the  Roswell  Park  Cancer  Institute
   52  Corporation to fund capital costs;
   53    (iv) one hundred seventy-one million five hundred thousand dollars for
   54  the  period  January  first, two thousand eight through December thirty-
   55  first, two thousand eight;
       S. 2809--B                         77                         A. 4009--B
    1    (v) one hundred twenty-eight  million  seven  hundred  fifty  thousand
    2  dollars for the period January first, two thousand nine through December
    3  thirty-first, two thousand nine;
    4    (vi)  one  hundred thirty-one million three hundred seventy-five thou-
    5  sand dollars for the period January  first,  two  thousand  ten  through
    6  December thirty-first, two thousand ten; [and]
    7    (vii)  thirty-four  million two hundred fifty thousand dollars for the
    8  period January first, two thousand eleven  through  March  thirty-first,
    9  two thousand eleven[.];
   10    (VIII) FOUR HUNDRED THIRTY-THREE MILLION THREE HUNDRED SIXTY-SIX THOU-
   11  SAND  DOLLARS  FOR  THE  PERIOD APRIL FIRST, TWO THOUSAND ELEVEN THROUGH
   12  MARCH THIRTY-FIRST, TWO THOUSAND TWELVE;
   13    (IX) ONE HUNDRED FIFTY MILLION EIGHT HUNDRED SIX THOUSAND DOLLARS  FOR
   14  THE  PERIOD APRIL FIRST, TWO THOUSAND TWELVE THROUGH MARCH THIRTY-FIRST,
   15  TWO THOUSAND THIRTEEN; AND
   16    (X) SEVENTY-EIGHT MILLION SEVENTY-ONE THOUSAND DOLLARS FOR THE  PERIOD
   17  APRIL FIRST, TWO THOUSAND THIRTEEN THROUGH MARCH THIRTY-FIRST, TWO THOU-
   18  SAND FOURTEEN.
   19    (aaa)  Funds  shall  be reserved and accumulated from year to year and
   20  shall be available, including income from invested funds,  for  services
   21  and  expenses related to school based health centers, in an amount up to
   22  three million five hundred thousand dollars for the period April  first,
   23  two  thousand  six through March thirty-first, two thousand seven, up to
   24  three million five hundred thousand dollars for the period April  first,
   25  two thousand seven through March thirty-first, two thousand eight, up to
   26  three  million five hundred thousand dollars for the period April first,
   27  two thousand eight through March thirty-first, two thousand nine, up  to
   28  three  million five hundred thousand dollars for the period April first,
   29  two thousand nine through March thirty-first, two thousand ten, [and] up
   30  to three million five hundred thousand  dollars  for  the  period  April
   31  first, two thousand ten through March thirty-first, two thousand eleven,
   32  AND  UP  TO TWO MILLION EIGHT HUNDRED THOUSAND DOLLARS EACH STATE FISCAL
   33  YEAR FOR THE PERIOD APRIL FIRST, TWO THOUSAND ELEVEN THROUGH MARCH THIR-
   34  TY-FIRST, TWO THOUSAND FOURTEEN.   The total amount  of  funds  provided
   35  herein shall be distributed as grants based on the ratio of each provid-
   36  er's  total  enrollment  for  all  sites  to the total enrollment of all
   37  providers. This formula shall be applied to the  total  amount  provided
   38  herein.
   39    (bbb)  Funds  shall  be reserved and accumulated from year to year and
   40  shall be available, including income from invested funds,  for  purposes
   41  of  awarding  grants  to  operators  of  adult  homes,  enriched housing
   42  programs and residences through the enhancing abilities and life experi-
   43  ence (EnAbLe) program to provide for  the  installation,  operation  and
   44  maintenance  of air conditioning in resident rooms, consistent with this
   45  paragraph, in an amount up to two million dollars for the  period  April
   46  first,  two thousand six through March thirty-first, two thousand seven,
   47  up to three million eight hundred thousand dollars for the period  April
   48  first,  two  thousand  seven  through  March  thirty-first, two thousand
   49  eight, up to three million eight hundred thousand dollars for the period
   50  April first, two thousand eight through March thirty-first, two thousand
   51  nine, up to three million eight hundred thousand dollars for the  period
   52  April  first, two thousand nine through March thirty-first, two thousand
   53  ten, and up to three million eight  hundred  thousand  dollars  for  the
   54  period  April  first,  two  thousand ten through March thirty-first, two
   55  thousand eleven. Residents shall not be charged utility cost for the use
   56  of air conditioners supplied under the  EnAbLe  program.  All  such  air
       S. 2809--B                         78                         A. 4009--B
    1  conditioners must be operated in occupied resident rooms consistent with
    2  requirements applicable to common areas.
    3    (ccc)  Funds  shall  be  deposited by the commissioner, within amounts
    4  appropriated,  and  the  state  comptroller  is  hereby  authorized  and
    5  directed  to  receive for the deposit to the credit of the state special
    6  revenue funds - other, HCRA transfer fund, medical  assistance  account,
    7  or  any  successor  fund  or  account, for purposes of funding the state
    8  share of increases in the rates for certified home health agencies, long
    9  term home  health  care  programs,  AIDS  home  care  programs,  hospice
   10  programs and managed long term care plans and approved managed long term
   11  care  operating  demonstrations as defined in section forty-four hundred
   12  three-f of this chapter for recruitment and  retention  of  health  care
   13  workers  pursuant  to  subdivisions  nine  and ten of section thirty-six
   14  hundred fourteen of this chapter from the tobacco control and  insurance
   15  initiatives  pool established for the following periods in the following
   16  amounts:
   17    (i) twenty-five million dollars for the period June first,  two  thou-
   18  sand six through December thirty-first, two thousand six;
   19    (ii)  fifty million dollars for the period January first, two thousand
   20  seven through December thirty-first, two thousand seven;
   21    (iii) fifty million dollars for the period January first, two thousand
   22  eight through December thirty-first, two thousand eight;
   23    (iv) fifty million dollars for the period January first, two  thousand
   24  nine through December thirty-first, two thousand nine;
   25    (v)  fifty  million dollars for the period January first, two thousand
   26  ten through December thirty-first, two thousand ten; [and]
   27    (vi) twelve million five hundred thousand dollars for the period Janu-
   28  ary first, two thousand eleven through March thirty-first, two  thousand
   29  eleven[.]; AND
   30    (VII)  FIFTY  MILLION  DOLLARS  EACH  STATE FISCAL YEAR FOR THE PERIOD
   31  APRIL FIRST, TWO THOUSAND ELEVEN THROUGH MARCH THIRTY-FIRST,  TWO  THOU-
   32  SAND FOURTEEN.
   33    (ddd)  Funds  shall  be  deposited by the commissioner, within amounts
   34  appropriated,  and  the  state  comptroller  is  hereby  authorized  and
   35  directed  to  receive for the deposit to the credit of the state special
   36  revenue funds - other, HCRA transfer fund, medical  assistance  account,
   37  or  any  successor  fund  or  account, for purposes of funding the state
   38  share of increases in the medical assistance  rates  for  providers  for
   39  purposes  of  enhancing the provision, quality and/or efficiency of home
   40  care services pursuant  to  subdivision  eleven  of  section  thirty-six
   41  hundred  fourteen of this chapter from the tobacco control and insurance
   42  initiatives pool established for the following period in the  amount  of
   43  eight  million  dollars  for  the  period  April first, two thousand six
   44  through December thirty-first, two thousand six.
   45    (eee) Funds shall be reserved and accumulated from year  to  year  and
   46  shall  be available, including income from invested funds, to the Center
   47  for Functional Genomics at the State University of New York  at  Albany,
   48  for  the  purposes  of  the  Adirondack network for cancer education and
   49  research in rural communities grant program to improve access to  health
   50  care  and shall be made available from the tobacco control and insurance
   51  initiatives pool established for the following period in the  amount  of
   52  up  to  five  million dollars for the period January first, two thousand
   53  six through December thirty-first, two thousand six.
   54    (fff) Funds shall be made available to the empire state stem cell fund
   55  established by section ninety-nine-p of the state finance law  from  the
   56  public  asset  as  defined in section four thousand three hundred one of
       S. 2809--B                         79                         A. 4009--B
    1  the insurance law and accumulated from the conversion  of  one  or  more
    2  article forty-three corporations and its or their not-for-profit subsid-
    3  iaries  occurring  on  or after January first, two thousand seven.  Such
    4  funds  shall  be  made available within amounts appropriated up to fifty
    5  million dollars annually and  shall  not  exceed  five  hundred  million
    6  dollars in total.
    7    (ggg)  Funds  shall  be  deposited by the commissioner, within amounts
    8  appropriated,  and  the  state  comptroller  is  hereby  authorized  and
    9  directed  to  receive  for  deposit  to  the credit of the state special
   10  revenue fund - other, HCRA transfer fund, medical assistance account, or
   11  any successor fund or account, for the purpose of supporting  the  state
   12  share  of  Medicaid  expenditures  for  hospital translation services as
   13  authorized pursuant to paragraph (k) of subdivision one of section twen-
   14  ty-eight hundred seven-c of this article from the  tobacco  control  and
   15  initiatives  pool established for the following periods in the following
   16  amounts:
   17    (i) sixteen million dollars for the period July  first,  two  thousand
   18  eight through December thirty-first, two thousand eight; and
   19    (ii)  fourteen  million  seven hundred thousand dollars for the period
   20  January first, two thousand nine through November thirtieth,  two  thou-
   21  sand nine.
   22    (hhh)  Funds  shall  be  deposited by the commissioner, within amounts
   23  appropriated,  and  the  state  comptroller  is  hereby  authorized  and
   24  directed  to  receive  for  deposit  to  the credit of the state special
   25  revenue fund - other, HCRA transfer fund, medical assistance account, or
   26  any successor fund or account, for the purpose of supporting  the  state
   27  share  of  Medicaid  expenditures  for adjustments to inpatient rates of
   28  payment for general hospitals located in  the  counties  of  Nassau  and
   29  Suffolk  as  authorized  pursuant to paragraph (l) of subdivision one of
   30  section twenty-eight hundred seven-c of this article  from  the  tobacco
   31  control  and  initiatives  pool established for the following periods in
   32  the following amounts:
   33    (i) two million five hundred thousand dollars  for  the  period  April
   34  first,  two  thousand  eight through December thirty-first, two thousand
   35  eight; and
   36    (ii) two million two hundred ninety-two thousand dollars for the peri-
   37  od January first, two thousand  nine  through  November  thirtieth,  two
   38  thousand nine.
   39    S 9. Subdivision 3 of section 1680-j of the public authorities law, as
   40  amended  by  section  34 of part C of chapter 58 of the laws of 2009, is
   41  amended to read as follows:
   42    3. Notwithstanding any law to the contrary,  and  in  accordance  with
   43  section four of the state finance law, the comptroller is hereby author-
   44  ized  and  directed  to  transfer from the health care reform act (HCRA)
   45  resources fund (061) to the general fund, upon the request of the direc-
   46  tor of the budget, up to $6,500,000 on or before March 31, 2006, and the
   47  comptroller is further hereby authorized and directed to  transfer  from
   48  the  healthcare  reform  act (HCRA); Resources fund (061) to the Capital
   49  Projects Fund, upon the  request  of  the  director  of  budget,  up  to
   50  $139,000,000  for the period April 1, 2006 through March 31, 2007, up to
   51  $171,100,000 for the period April 1, 2007 through March 31, 2008, up  to
   52  $208,100,000  for the period April 1, 2008 through March 31, 2009, up to
   53  $151,600,000 for the period April 1, 2009 through March 31, 2010,  [and]
   54  up  to  [$238,000,000] $215,743,000 for the period April 1, 2010 through
   55  March 31, 2011, UP TO $433,366,000 FOR THE PERIOD APRIL 1, 2011  THROUGH
   56  MARCH  31, 2012, UP TO $150,806,000 FOR THE PERIOD APRIL 1, 2012 THROUGH
       S. 2809--B                         80                         A. 4009--B
    1  MARCH 31, 2013, UP TO $78,071,000 FOR THE PERIOD APRIL 1,  2013  THROUGH
    2  MARCH  31,  2014,  AND  UP  TO  $86,005,000 FOR THE PERIOD APRIL 1, 2014
    3  THROUGH MARCH 31, 2015.
    4    S  10.  Paragraph (a) of subdivision 12 of section 367-b of the social
    5  services law, as amended by section 8 of part B of  chapter  58  of  the
    6  laws of 2008, is amended to read as follows:
    7    (a) For the purpose of regulating cash flow for general hospitals, the
    8  department  shall develop and implement a payment methodology to provide
    9  for timely payments for inpatient hospital services  eligible  for  case
   10  based  payments per discharge based on diagnosis-related groups provided
   11  during the period January first, nineteen hundred  eighty-eight  through
   12  March  thirty-first  two  thousand  [eleven] FOURTEEN, by such hospitals
   13  which elect to participate in the system.
   14    S 11. Section 2 of chapter 600 of  the  laws  of  1986,  amending  the
   15  public  health  law  relating  to the development of pilot reimbursement
   16  programs for ambulatory care services, as amended by section 9 of part B
   17  of chapter 58 of the laws of 2008, is amended to read as follows:
   18    S 2. This act shall take effect  immediately,  except  that  this  act
   19  shall expire and be of no further force and effect on and after April 1,
   20  [2011]  2014;  provided,  however, that the commissioner of health shall
   21  submit a report to the governor and the legislature detailing the objec-
   22  tive, impact, design and computation of any pilot reimbursement  program
   23  established  pursuant to this act, on or before March 31, 1994 and annu-
   24  ally thereafter. Such report shall include an assessment of  the  finan-
   25  cial  impact  of such payment system on providers, as well as the impact
   26  of such system on access to care.
   27    S 12. Paragraph (i) of subdivision (b) of section 1 of chapter 520  of
   28  the  laws  of  1978, relating to providing for a comprehensive survey of
   29  health care financing, education and  illness  prevention  and  creating
   30  councils  for the conduct thereof, as amended by section 11 of part B of
   31  chapter 58 of the laws of 2008, is amended to read as follows:
   32    (i) oversight and evaluation of  the  inpatient  financing  system  in
   33  place  for  1988  through March 31, [2011] 2014, and the appropriateness
   34  and effectiveness of the bad debt and charity care financing provisions;
   35    S 13. The opening paragraph of section 2952 of the public health  law,
   36  as amended by section 21 of part B of chapter 58 of the laws of 2008, is
   37  amended to read as follows:
   38    To  the  extent  of funds available therefor, the sum of seven million
   39  dollars shall annually be available for periods prior to January  first,
   40  two  thousand  three, and up to six million five hundred thirty thousand
   41  dollars annually for  the  period  January  first,  two  thousand  three
   42  through  December  thirty-first,  two thousand four, up to seven million
   43  sixty-two thousand dollars for the period January  first,  two  thousand
   44  five  through  December  thirty-first,  two thousand six annually, up to
   45  seven million sixty-two thousand dollars annually for the period January
   46  first, two thousand seven through December  thirty-first,  two  thousand
   47  ten,  [and]  up  to one million seven hundred sixty-six thousand dollars
   48  for the period January first, two thousand eleven through March  thirty-
   49  first,  two  thousand  eleven,  AND WITHIN AMOUNTS APPROPRIATED FOR EACH
   50  STATE FISCAL YEAR ON AND AFTER APRIL FIRST, TWO THOUSAND  ELEVEN,  shall
   51  be  available  to the commissioner from funds made available pursuant to
   52  section twenty-eight hundred seven-l of this chapter for grants pursuant
   53  to this section.
   54    S 14. Subdivision 1 of section 2958  of  the  public  health  law,  as
   55  amended  by  section  22 of part B of chapter 58 of the laws of 2008, is
   56  amended to read as follows:
       S. 2809--B                         81                         A. 4009--B
    1    1. To the extent of funds available therefor, the sum of  ten  million
    2  dollars  shall  annually  be made available for periods prior to January
    3  first, two thousand three, and up to nine million three  hundred  twenty
    4  thousand  dollars  for  the  period  January  first,  two thousand three
    5  through  December  thirty-first,  two thousand three, up to nine million
    6  three hundred twenty thousand dollars for the period January first,  two
    7  thousand  four  through  December thirty-first, two thousand four, up to
    8  twelve million eighty-eight thousand  dollars  for  the  period  January
    9  first,  two  thousand  five  through December thirty-first, two thousand
   10  five, up to twelve million eighty-eight thousand dollars for the  period
   11  January first, two thousand six through December thirty-first, two thou-
   12  sand  six,  up  to eleven million eighty-eight thousand dollars annually
   13  for the period January first, two thousand seven through December  thir-
   14  ty-first, two thousand ten, [and] up to two million seven hundred seven-
   15  ty-two thousand dollars for the period January first, two thousand elev-
   16  en  through  March thirty-first, two thousand eleven, AND WITHIN AMOUNTS
   17  APPROPRIATED FOR EACH STATE FISCAL YEAR ON AND AFTER  APRIL  FIRST,  TWO
   18  THOUSAND  ELEVEN,  shall  be  available  to  the commissioner from funds
   19  pursuant to section twenty-eight hundred  seven-l  of  this  chapter  to
   20  provide  assistance  to general hospitals classified as a rural hospital
   21  for purposes of determining payment for inpatient services  provided  to
   22  beneficiaries  of  title XVIII of the federal social security act (Medi-
   23  care) or under state regulations, in recognition  of  the  unique  costs
   24  incurred  by  these facilities to provide hospital services in remote or
   25  sparsely populated areas pursuant to subdivision two of this section.
   26    S 15. Paragraph (a) of subdivision 1 of section 18 of chapter  266  of
   27  the  laws  of  1986, amending the civil practice law and rules and other
   28  laws relating  to  malpractice  and  professional  medical  conduct,  as
   29  amended  by  section  23 of part B of chapter 58 of the laws of 2008, is
   30  amended to read as follows:
   31    (a) The superintendent of insurance and the commissioner of health  or
   32  their  designee  shall,  from  funds  available  in  the hospital excess
   33  liability pool created pursuant to subdivision [(5)] 5 of this  section,
   34  purchase  a policy or policies for excess insurance coverage, as author-
   35  ized by paragraph [(1)] 1 of subsection  (e)  of  section  5502  of  the
   36  insurance  law;  or  from an insurer, other than an insurer described in
   37  section 5502 of the insurance law, duly authorized to write such  cover-
   38  age and actually writing medical malpractice insurance in this state; or
   39  shall  purchase equivalent excess coverage in a form previously approved
   40  by the superintendent of insurance for purposes of providing  equivalent
   41  excess coverage in accordance with section 19 of chapter 294 of the laws
   42  of  1985,  for medical or dental malpractice occurrences between July 1,
   43  1986 and June 30, 1987, between July 1, 1987 and June 30, 1988,  between
   44  July  1, 1988 and June 30, 1989, between July 1, 1989 and June 30, 1990,
   45  between July 1, 1990 and June 30, 1991, between July 1,  1991  and  June
   46  30,  1992,  between July 1, 1992 and June 30, 1993, between July 1, 1993
   47  and June 30, 1994, between July 1, 1994 and June 30, 1995, between  July
   48  1,  1995  and  June  30,  1996,  between July 1, 1996 and June 30, 1997,
   49  between July 1, 1997 and June 30, 1998, between July 1,  1998  and  June
   50  30,  1999,  between July 1, 1999 and June 30, 2000, between July 1, 2000
   51  and June 30, 2001, between July 1, 2001 and June 30, 2002, between  July
   52  1,  2002  and  June  30,  2003,  between July 1, 2003 and June 30, 2004,
   53  between July 1, 2004 and June 30, 2005, between July 1,  2005  and  June
   54  30,  2006,  between July 1, 2006 and June 30, 2007, between July 1, 2007
   55  and June 30, 2008, between July 1, 2008 and June 30, 2009, between  July
   56  1, 2009 and June 30, 2010, [and] between July 1, 2010 and June 30, 2011,
       S. 2809--B                         82                         A. 4009--B
    1  BETWEEN  JULY  1,  2011 AND JUNE 30, 2012, BETWEEN JULY 1, 2012 AND JUNE
    2  30, 2013 AND BETWEEN JULY 1, 2013 AND JUNE 30,  2014  or  reimburse  the
    3  hospital  where  the  hospital  purchases  equivalent excess coverage as
    4  defined  in subparagraph (i) of paragraph (a) of subdivision [(1-a)] 1-A
    5  of this section for medical or dental  malpractice  occurrences  between
    6  July  1, 1987 and June 30, 1988, between July 1, 1988 and June 30, 1989,
    7  between July 1, 1989 and June 30, 1990, between July 1,  1990  and  June
    8  30,  1991,  between July 1, 1991 and June 30, 1992, between July 1, 1992
    9  and June 30, 1993, between July 1, 1993 and June 30, 1994, between  July
   10  1,  1994  and  June  30,  1995,  between July 1, 1995 and June 30, 1996,
   11  between July 1, 1996 and June 30, 1997, between July 1,  1997  and  June
   12  30,  1998,  between July 1, 1998 and June 30, 1999, between July 1, 1999
   13  and June 30, 2000, between July 1, 2000 and June 30, 2001, between  July
   14  1,  2001  and  June  30,  2002,  between July 1, 2002 and June 30, 2003,
   15  between July 1, 2003 and June 30, 2004, between July 1,  2004  and  June
   16  30,  2005,  between July 1, 2005 and June 30, 2006, between July 1, 2006
   17  and June 30, 2007, between July 1, 2007 and June 30, 2008, between  July
   18  1, 2008 and June 30, 2009, between July 1, 2009 and June 30, 2010, [and]
   19  between  July  1,  2010 and June 30, 2011, BETWEEN JULY 1, 2011 AND JUNE
   20  30, 2012, BETWEEN JULY 1, 2012 AND JUNE 30, 2013  AND  BETWEEN  JULY  1,
   21  2013  AND JUNE 30, 2014 for physicians or dentists certified as eligible
   22  for each such period or periods pursuant to subdivision [(2)] 2 of  this
   23  section  by  a  general  hospital licensed pursuant to article 28 of the
   24  public health law; provided that no single insurer shall write more than
   25  fifty percent of the total excess premium for a given policy  year;  and
   26  provided,  however,  that such eligible physicians or dentists must have
   27  in force an individual policy, from an insurer licensed in this state of
   28  primary malpractice insurance coverage in amounts of no  less  than  one
   29  million  three  hundred  thousand  dollars  for  each claimant and three
   30  million nine hundred thousand dollars for all claimants under that poli-
   31  cy during the period of such excess coverage for such occurrences or  be
   32  endorsed  as additional insureds under a hospital professional liability
   33  policy which is offered through a voluntary attending physician  ("chan-
   34  neling") program previously permitted by the superintendent of insurance
   35  during  the  period of such excess coverage for such occurrences. During
   36  such period, such policy for excess coverage or such  equivalent  excess
   37  coverage  shall, when combined with the physician's or dentist's primary
   38  malpractice insurance coverage or coverage provided through a  voluntary
   39  attending  physician ("channeling") program, total an aggregate level of
   40  two million three hundred thousand dollars for  each  claimant  and  six
   41  million  nine  hundred  thousand dollars for all claimants from all such
   42  policies with respect to occurrences in each  of  such  years  provided,
   43  however, if the cost of primary malpractice insurance coverage in excess
   44  of  one million dollars, but below the excess medical malpractice insur-
   45  ance coverage provided pursuant to this act, exceeds the  rate  of  nine
   46  percent per annum, then the required level of primary malpractice insur-
   47  ance  coverage  in excess of one million dollars for each claimant shall
   48  be in an amount of not less than the  dollar  amount  of  such  coverage
   49  available at nine percent per annum; the required level of such coverage
   50  for  all claimants under that policy shall be in an amount not less than
   51  three times the dollar amount of coverage for each claimant; and  excess
   52  coverage,  when  combined with such primary malpractice insurance cover-
   53  age, shall increase the aggregate level for each claimant by one million
   54  dollars and three  million  dollars  for  all  claimants;  and  provided
   55  further,  that,  with respect to policies of primary medical malpractice
   56  coverage that include occurrences between April 1,  2002  and  June  30,
       S. 2809--B                         83                         A. 4009--B
    1  2002,  such  requirement  that  coverage  be in amounts no less than one
    2  million three hundred thousand  dollars  for  each  claimant  and  three
    3  million  nine hundred thousand dollars for all claimants for such occur-
    4  rences shall be effective April 1, 2002.
    5    S  16. Subdivision 3 of section 18 of chapter 266 of the laws of 1986,
    6  amending the civil practice law and rules and  other  laws  relating  to
    7  malpractice  and  professional medical conduct, as amended by section 24
    8  of part B of chapter 58 of the laws of  2008,  is  amended  to  read  as
    9  follows:
   10    (3)(a)  The superintendent of insurance shall determine and certify to
   11  each general hospital and to the commissioner  of  health  the  cost  of
   12  excess  malpractice  insurance  for medical or dental malpractice occur-
   13  rences between July 1, 1986 and June 30, 1987, between July 1, 1988  and
   14  June  30,  1989, between July 1, 1989 and June 30, 1990, between July 1,
   15  1990 and June 30, 1991, between July 1, 1991 and June 30, 1992,  between
   16  July  1, 1992 and June 30, 1993, between July 1, 1993 and June 30, 1994,
   17  between July 1, 1994 and June 30, 1995, between July 1,  1995  and  June
   18  30,  1996,  between July 1, 1996 and June 30, 1997, between July 1, 1997
   19  and June 30, 1998, between July 1, 1998 and June 30, 1999, between  July
   20  1,  1999  and  June  30,  2000,  between July 1, 2000 and June 30, 2001,
   21  between July 1, 2001 and June 30, 2002, between July 1,  2002  and  June
   22  30,  2003,  between July 1, 2003 and June 30, 2004, between July 1, 2004
   23  and June 30, 2005, between July 1, 2005 and June 30, 2006, between  July
   24  1,  2006  and  June  30,  2007,  between July 1, 2007 and June 30, 2008,
   25  between July 1, 2008 and June 30, 2009, between July 1,  2009  and  June
   26  30,  2010, [and] between July 1, 2010 and June 30, 2011, BETWEEN JULY 1,
   27  2011 AND JUNE 30, 2012, BETWEEN JULY 1, 2012  AND  JUNE  30,  2013,  AND
   28  BETWEEN  JULY 1, 2013 AND JUNE 30, 2014 allocable to each general hospi-
   29  tal for physicians or dentists certified as eligible for purchase  of  a
   30  policy for excess insurance coverage by such general hospital in accord-
   31  ance with subdivision [(2)] 2 of this section, and may amend such deter-
   32  mination and certification as necessary.
   33    (b)  The  superintendent  of  insurance shall determine and certify to
   34  each general hospital and to the commissioner  of  health  the  cost  of
   35  excess  malpractice  insurance or equivalent excess coverage for medical
   36  or dental malpractice occurrences between July  1,  1987  and  June  30,
   37  1988,  between  July 1, 1988 and June 30, 1989, between July 1, 1989 and
   38  June 30, 1990, between July 1, 1990 and June 30, 1991, between  July  1,
   39  1991  and June 30, 1992, between July 1, 1992 and June 30, 1993, between
   40  July 1, 1993 and June 30, 1994, between July 1, 1994 and June 30,  1995,
   41  between  July  1,  1995 and June 30, 1996, between July 1, 1996 and June
   42  30, 1997, between July 1, 1997 and June 30, 1998, between July  1,  1998
   43  and  June 30, 1999, between July 1, 1999 and June 30, 2000, between July
   44  1, 2000 and June 30, 2001, between July  1,  2001  and  June  30,  2002,
   45  between  July  1,  2002 and June 30, 2003, between July 1, 2003 and June
   46  30, 2004, between July 1, 2004 and June 30, 2005, between July  1,  2005
   47  and  June 30, 2006, between July 1, 2006 and June 30, 2007, between July
   48  1, 2007 and June 30, 2008, between July  1,  2008  and  June  30,  2009,
   49  between  July  1, 2009 and June 30, 2010, [and] between July 1, 2010 and
   50  June 30, 2011, BETWEEN JULY 1, 2011 AND JUNE 30, 2012, BETWEEN  JULY  1,
   51  2012 AND JUNE 30, 2013, AND BETWEEN JULY 1, 2013 AND JUNE 30, 2014 allo-
   52  cable  to  each general hospital for physicians or dentists certified as
   53  eligible for purchase of a  policy  for  excess  insurance  coverage  or
   54  equivalent  excess  coverage by such general hospital in accordance with
   55  subdivision [(2)] 2 of this section, and may  amend  such  determination
   56  and  certification  as  necessary. The superintendent of insurance shall
       S. 2809--B                         84                         A. 4009--B
    1  determine and certify to each general hospital and to  the  commissioner
    2  of health the ratable share of such cost allocable to the period July 1,
    3  1987  to  December  31,  1987, to the period January 1, 1988 to June 30,
    4  1988,  to  the  period  July 1, 1988 to December 31, 1988, to the period
    5  January 1, 1989 to June 30, 1989, to the period July 1, 1989 to December
    6  31, 1989, to the period January 1, 1990 to June 30, 1990, to the  period
    7  July 1, 1990 to December 31, 1990, to the period January 1, 1991 to June
    8  30, 1991, to the period July 1, 1991 to December 31, 1991, to the period
    9  January 1, 1992 to June 30, 1992, to the period July 1, 1992 to December
   10  31,  1992, to the period January 1, 1993 to June 30, 1993, to the period
   11  July 1, 1993 to December 31, 1993, to the period January 1, 1994 to June
   12  30, 1994, to the period July 1, 1994 to December 31, 1994, to the period
   13  January 1, 1995 to June 30, 1995, to the period July 1, 1995 to December
   14  31, 1995, to the period January 1, 1996 to June 30, 1996, to the  period
   15  July 1, 1996 to December 31, 1996, to the period January 1, 1997 to June
   16  30, 1997, to the period July 1, 1997 to December 31, 1997, to the period
   17  January 1, 1998 to June 30, 1998, to the period July 1, 1998 to December
   18  31,  1998, to the period January 1, 1999 to June 30, 1999, to the period
   19  July 1, 1999 to December 31, 1999, to the period January 1, 2000 to June
   20  30, 2000, to the period July 1, 2000 to December 31, 2000, to the period
   21  January 1, 2001 to June 30, 2001, to the period July 1, 2001 to June 30,
   22  2002, to the period July 1, 2002 to June 30, 2003, to the period July 1,
   23  2003 to June 30, 2004, to the period July 1, 2004 to June 30,  2005,  to
   24  the  period  July  1, 2005 and June 30, 2006, to the period July 1, 2006
   25  and June 30, 2007, to the period July 1, 2007 and June 30, 2008, to  the
   26  period  July  1,  2008 and June 30, 2009, to the period July 1, 2009 and
   27  June 30, 2010, [and] to the period July 1, 2010 and June  30,  2011,  TO
   28  THE  PERIOD  JULY  1, 2011 AND JUNE 30, 2012, TO THE PERIOD JULY 1, 2012
   29  AND JUNE 30, 2013, AND TO THE PERIOD JULY 1, 2013 AND JUNE 30, 2014.
   30    S 17. Paragraphs (a), (b), (c),  (d)  and  (e)  of  subdivision  8  of
   31  section  18 of chapter 266 of the laws of 1986, amending the civil prac-
   32  tice law and rules and other laws relating to  malpractice  and  profes-
   33  sional medical conduct, as amended by section 25 of part B of chapter 58
   34  of the laws of 2008, are amended to read as follows:
   35    (a)  To  the  extent  funds available to the hospital excess liability
   36  pool pursuant to subdivision [(5)] 5 of this  section  as  amended,  and
   37  pursuant  to  section  6 of part J of chapter 63 of the laws of 2001, as
   38  may from time to time be amended, which amended  this  subdivision,  are
   39  insufficient  to  meet  the costs of excess insurance coverage or equiv-
   40  alent excess coverage for coverage periods during  the  period  July  1,
   41  1992  to June 30, 1993, during the period July 1, 1993 to June 30, 1994,
   42  during the period July 1, 1994 to June 30, 1995, during the period  July
   43  1,  1995  to  June  30, 1996, during the period July 1, 1996 to June 30,
   44  1997, during the period July 1, 1997 to June 30, 1998, during the period
   45  July 1, 1998 to June 30, 1999, during the period July 1,  1999  to  June
   46  30,  2000,  during  the period July 1, 2000 to June 30, 2001, during the
   47  period July 1, 2001 to October 29, 2001, during the period April 1, 2002
   48  to June 30, 2002, during the period July  1,  2002  to  June  30,  2003,
   49  during  the period July 1, 2003 to June 30, 2004, during the period July
   50  1, 2004 to June 30, 2005, during the period July 1,  2005  to  June  30,
   51  2006, during the period July 1, 2006 to June 30, 2007, during the period
   52  July  1,  2007  to June 30, 2008, during the period July 1, 2008 to June
   53  30, 2009, during the period July 1, 2009 to June 30, 2010 [and],  during
   54  the period July 1, 2010 to June 30, 2011, DURING THE PERIOD JULY 1, 2011
   55  TO  JUNE  30, 2012, DURING THE PERIOD JULY 1, 2012 TO JUNE 30, 2013, AND
   56  DURING THE PERIOD JULY 1, 2013 TO JUNE 30, 2014 allocated or reallocated
       S. 2809--B                         85                         A. 4009--B
    1  in accordance with paragraph (a) of  subdivision  [(4-a)]  4-A  of  this
    2  section  to  rates of payment applicable to state governmental agencies,
    3  each physician or dentist for whom a policy for excess insurance  cover-
    4  age  or equivalent excess coverage is purchased for such period shall be
    5  responsible for payment to the provider of excess insurance coverage  or
    6  equivalent  excess coverage of an allocable share of such insufficiency,
    7  based on the ratio of the total cost of such coverage for such physician
    8  to the sum of the total cost of such coverage for all physicians applied
    9  to such insufficiency.
   10    (b) Each provider of excess insurance coverage  or  equivalent  excess
   11  coverage  covering the period July 1, 1992 to June 30, 1993, or covering
   12  the period July 1, 1993 to June 30, 1994, or covering the period July 1,
   13  1994 to June 30, 1995, or covering the period July 1, 1995 to  June  30,
   14  1996,  or covering the period July 1, 1996 to June 30, 1997, or covering
   15  the period July 1, 1997 to June 30, 1998, or covering the period July 1,
   16  1998 to June 30, 1999, or covering the period July 1, 1999 to  June  30,
   17  2000,  or covering the period July 1, 2000 to June 30, 2001, or covering
   18  the period July 1, 2001 to October 29,  2001,  or  covering  the  period
   19  April  1,  2002 to June 30, 2002, or covering the period July 1, 2002 to
   20  June 30, 2003, or covering the period July 1, 2003 to June 30, 2004,  or
   21  covering the period July 1, 2004 to June 30, 2005, or covering the peri-
   22  od July 1, 2005 to June 30, 2006, or covering the period July 1, 2006 to
   23  June  30, 2007, or covering the period July 1, 2007 to June 30, 2008, or
   24  covering the period July 1, 2008 to June 30, 2009, or covering the peri-
   25  od July 1, 2009 to June 30, 2010, or covering the period July 1, 2010 to
   26  June 30, 2011, OR COVERING THE PERIOD JULY 1, 2011 TO JUNE 30, 2012,  OR
   27  COVERING THE PERIOD JULY 1, 2012 TO JUNE 30, 2013, OR COVERING THE PERI-
   28  OD  JULY  1,  2013  TO JUNE 30, 2014 shall notify a covered physician or
   29  dentist by mail, mailed to the address shown on the last application for
   30  excess insurance coverage or equivalent excess coverage, of  the  amount
   31  due  to  such  provider from such physician or dentist for such coverage
   32  period determined in accordance with paragraph (a) of this  subdivision.
   33  Such amount shall be due from such physician or dentist to such provider
   34  of excess insurance coverage or equivalent excess coverage in a time and
   35  manner determined by the superintendent of insurance.
   36    (c)  If  a physician or dentist liable for payment of a portion of the
   37  costs of excess insurance coverage or equivalent excess coverage  cover-
   38  ing  the  period  July  1, 1992 to June 30, 1993, or covering the period
   39  July 1, 1993 to June 30, 1994, or covering the period July  1,  1994  to
   40  June  30, 1995, or covering the period July 1, 1995 to June 30, 1996, or
   41  covering the period July 1, 1996 to June 30, 1997, or covering the peri-
   42  od July 1, 1997 to June 30, 1998, or covering the period July 1, 1998 to
   43  June 30, 1999, or covering the period July 1, 1999 to June 30, 2000,  or
   44  covering the period July 1, 2000 to June 30, 2001, or covering the peri-
   45  od  July  1,  2001  to October 29, 2001, or covering the period April 1,
   46  2002 to June 30, 2002, or covering the period July 1, 2002 to  June  30,
   47  2003,  or covering the period July 1, 2003 to June 30, 2004, or covering
   48  the period July 1, 2004 to June 30, 2005, or covering the period July 1,
   49  2005 to June 30, 2006, or covering the period July 1, 2006 to  June  30,
   50  2007,  or covering the period July 1, 2007 to June 30, 2008, or covering
   51  the period July 1, 2008 to June 30, 2009, or covering the period July 1,
   52  2009 to June 30, 2010, or covering the period July 1, 2010 to  June  30,
   53  2011,  OR COVERING THE PERIOD JULY 1, 2011 TO JUNE 30, 2012, OR COVERING
   54  THE PERIOD JULY 1, 2012 TO JUNE 30, 2013, OR COVERING THE PERIOD JULY 1,
   55  2013 TO JUNE 30, 2014 determined in accordance  with  paragraph  (a)  of
   56  this  subdivision  fails,  refuses  or  neglects  to make payment to the
       S. 2809--B                         86                         A. 4009--B
    1  provider of excess insurance coverage or equivalent excess  coverage  in
    2  such  time  and  manner as determined by the superintendent of insurance
    3  pursuant to paragraph (b) of this subdivision, excess insurance coverage
    4  or equivalent excess coverage purchased for such physician or dentist in
    5  accordance with this section for such coverage period shall be cancelled
    6  and shall be null and void as of the first day on or after the commence-
    7  ment of a policy period where the liability for payment pursuant to this
    8  subdivision has not been met.
    9    (d)  Each  provider  of excess insurance coverage or equivalent excess
   10  coverage shall notify the superintendent of insurance  and  the  commis-
   11  sioner  of health or their designee of each physician and dentist eligi-
   12  ble for purchase of a policy for excess insurance coverage or equivalent
   13  excess coverage covering the period July 1, 1992 to June  30,  1993,  or
   14  covering the period July 1, 1993 to June 30, 1994, or covering the peri-
   15  od July 1, 1994 to June 30, 1995, or covering the period July 1, 1995 to
   16  June  30, 1996, or covering the period July 1, 1996 to June 30, 1997, or
   17  covering the period July 1, 1997 to June 30, 1998, or covering the peri-
   18  od July 1, 1998 to June 30, 1999, or covering the period July 1, 1999 to
   19  June 30, 2000, or covering the period July 1, 2000 to June 30, 2001,  or
   20  covering  the  period  July 1, 2001 to October 29, 2001, or covering the
   21  period April 1, 2002 to June 30, 2002, or covering the  period  July  1,
   22  2002  to  June 30, 2003, or covering the period July 1, 2003 to June 30,
   23  2004, or covering the period July 1, 2004 to June 30, 2005, or  covering
   24  the period July 1, 2005 to June 30, 2006, or covering the period July 1,
   25  2006  to  June 30, 2007, or covering the period July 1, 2007 to June 30,
   26  2008, or covering the period July 1, 2008 to June 30, 2009, or  covering
   27  the period July 1, 2009 to June 30, 2010, or covering the period July 1,
   28  2010  to  June 30, 2011, OR COVERING THE PERIOD JULY 1, 2011 TO JUNE 30,
   29  2012, OR COVERING THE PERIOD JULY 1, 2012 TO JUNE 30, 2013, OR  COVERING
   30  THE  PERIOD  JULY 1, 2013 TO JUNE 30, 2014 that has made payment to such
   31  provider of excess insurance coverage or equivalent excess  coverage  in
   32  accordance  with paragraph (b) of this subdivision and of each physician
   33  and dentist who has failed, refused or neglected to make such payment.
   34    (e) A provider of  excess  insurance  coverage  or  equivalent  excess
   35  coverage  shall  refund to the hospital excess liability pool any amount
   36  allocable to the period July 1, 1992 to June 30, 1993, and to the period
   37  July 1, 1993 to June 30, 1994, and to the period July 1,  1994  to  June
   38  30,  1995,  and  to the period July 1, 1995 to June 30, 1996, and to the
   39  period July 1, 1996 to June 30, 1997, and to the period July 1, 1997  to
   40  June  30,  1998, and to the period July 1, 1998 to June 30, 1999, and to
   41  the period July 1, 1999 to June 30, 2000, and to the period July 1, 2000
   42  to June 30, 2001, and to the period July 1, 2001 to  October  29,  2001,
   43  and to the period April 1, 2002 to June 30, 2002, and to the period July
   44  1,  2002  to  June  30, 2003, and to the period July 1, 2003 to June 30,
   45  2004, and to the period July 1, 2004 to June 30, 2005, and to the period
   46  July 1, 2005 to June 30, 2006, and to the period July 1,  2006  to  June
   47  30,  2007,  and  to the period July 1, 2007 to June 30, 2008, and to the
   48  period July 1, 2008 to June 30, 2009, and to the period July 1, 2009  to
   49  June  30,  2010, and to the period July 1, 2010 to June 30, 2011, AND TO
   50  THE PERIOD JULY 1, 2011 TO JUNE 30, 2012, AND TO THE PERIOD JULY 1, 2012
   51  TO JUNE 30, 2013, AND TO THE PERIOD  JULY  1,  2013  TO  JUNE  30,  2014
   52  received  from the hospital excess liability pool for purchase of excess
   53  insurance coverage or equivalent excess  coverage  covering  the  period
   54  July  1,  1992 to June 30, 1993, and covering the period July 1, 1993 to
   55  June 30, 1994, and covering the period July 1, 1994 to  June  30,  1995,
   56  and  covering the period July 1, 1995 to June 30, 1996, and covering the
       S. 2809--B                         87                         A. 4009--B
    1  period July 1, 1996 to June 30, 1997, and covering the  period  July  1,
    2  1997  to June 30, 1998, and covering the period July 1, 1998 to June 30,
    3  1999, and covering the period July 1, 1999 to June 30, 2000, and  cover-
    4  ing  the  period  July 1, 2000 to June 30, 2001, and covering the period
    5  July 1, 2001 to October 29, 2001, and covering the period April 1,  2002
    6  to June 30, 2002, and covering the period July 1, 2002 to June 30, 2003,
    7  and  covering the period July 1, 2003 to June 30, 2004, and covering the
    8  period July 1, 2004 to June 30, 2005, and covering the  period  July  1,
    9  2005  to June 30, 2006, and covering the period July 1, 2006 to June 30,
   10  2007, and covering the period July 1, 2007 to June 30, 2008, and  cover-
   11  ing  the  period  July 1, 2008 to June 30, 2009, and covering the period
   12  July 1, 2009 to June 30, 2010, and covering the period July 1,  2010  to
   13  June  30,  2011,  AND COVERING THE PERIOD JULY 1, 2011 TO JUNE 30, 2012,
   14  AND COVERING THE PERIOD JULY 1, 2012 TO JUNE 30, 2013, AND COVERING  THE
   15  PERIOD  JULY  1,  2013 TO JUNE 30, 2014 for a physician or dentist where
   16  such  excess  insurance  coverage  or  equivalent  excess  coverage   is
   17  cancelled in accordance with paragraph (c) of this subdivision.
   18    S  18.  Section  40  of  chapter 266 of the laws of 1986, amending the
   19  civil practice law and rules and other laws relating to malpractice  and
   20  professional  medical  conduct, as amended by chapter 216 of the laws of
   21  2009, is amended to read as follows:
   22    S 40. The superintendent of insurance shall establish rates for  poli-
   23  cies  providing coverage for physicians and surgeons medical malpractice
   24  for the periods commencing July 1, 1985 and ending June 30, [2011] 2014;
   25  provided, however, that notwithstanding any other provision of law,  the
   26  superintendent  shall not establish or approve any increase in rates for
   27  the period commencing July 1, 2009 and ending June 30, 2010. The  super-
   28  intendent  shall  direct  insurers  to establish segregated accounts for
   29  premiums, payments, reserves and investment income attributable to  such
   30  premium  periods  and  shall  require  periodic  reports by the insurers
   31  regarding claims and expenses attributable to such  periods  to  monitor
   32  whether  such  accounts  will  be sufficient to meet incurred claims and
   33  expenses. On or after July 1, 1989, the superintendent  shall  impose  a
   34  surcharge  on premiums to satisfy a projected deficiency that is attrib-
   35  utable to the premium levels established pursuant to  this  section  for
   36  such  periods;  provided,  however, that such annual surcharge shall not
   37  exceed eight percent of the established rate until July 1, [2011]  2014,
   38  at which time and thereafter such surcharge shall not exceed twenty-five
   39  percent  of  the approved adequate rate, and that such annual surcharges
   40  shall continue for such period of time as shall be sufficient to satisfy
   41  such deficiency. The superintendent  shall  not  impose  such  surcharge
   42  during  the period commencing July 1, 2009 and ending June 30, 2010.  On
   43  and after July 1, 1989, the surcharge prescribed by this  section  shall
   44  be  retained  by insurers to the extent that they insured physicians and
   45  surgeons during the July 1, 1985 through June  30,  [2011]  2014  policy
   46  periods;  in  the  event  and to the extent physicians and surgeons were
   47  insured by another insurer during such periods, all or a pro rata  share
   48  of  the  surcharge,  as the case may be, shall be remitted to such other
   49  insurer in accordance with rules and regulations to  be  promulgated  by
   50  the  superintendent.   Surcharges collected from physicians and surgeons
   51  who were not insured during such policy  periods  shall  be  apportioned
   52  among  all insurers in proportion to the premium written by each insurer
   53  during such policy periods; if a physician or surgeon was insured by  an
   54  insurer  subject  to rates established by the superintendent during such
   55  policy periods, and at any time thereafter a  hospital,  health  mainte-
   56  nance  organization, employer or institution is responsible for respond-
       S. 2809--B                         88                         A. 4009--B
    1  ing in  damages  for  liability  arising  out  of  such  physician's  or
    2  surgeon's practice of medicine, such responsible entity shall also remit
    3  to such prior insurer the equivalent amount that would then be collected
    4  as  a  surcharge  if  the  physician  or surgeon had continued to remain
    5  insured by such prior insurer. In the event any  insurer  that  provided
    6  coverage   during   such   policy   periods   is   in  liquidation,  the
    7  property/casualty insurance security fund shall receive the  portion  of
    8  surcharges to which the insurer in liquidation would have been entitled.
    9  The surcharges authorized herein shall be deemed to be income earned for
   10  the  purposes of section 2303 of the insurance law.  The superintendent,
   11  in establishing adequate rates and in determining  any  projected  defi-
   12  ciency  pursuant  to  the requirements of this section and the insurance
   13  law, shall give substantial weight, determined  in  his  discretion  and
   14  judgment,  to  the  prospective  anticipated  effect  of any regulations
   15  promulgated and laws enacted and the public benefit  of    stabilizing
   16  malpractice rates and minimizing rate level fluctuation during the peri-
   17  od  of  time  necessary for the development of more reliable statistical
   18  experience as to the efficacy of such  laws  and  regulations  affecting
   19  medical, dental or podiatric malpractice enacted or promulgated in 1985,
   20  1986,  by this act and at any other time.  Notwithstanding any provision
   21  of the insurance law, rates already established and to be established by
   22  the superintendent pursuant to this section are deemed adequate if  such
   23  rates  would be adequate when taken together with the maximum authorized
   24  annual surcharges to be imposed for a reasonable period of time  whether
   25  or  not  any  such  annual surcharge has been actually imposed as of the
   26  establishment of such rates.
   27    S 19. Subsection (c) of section 2343 of the insurance law, as  amended
   28  by section 27 of part B of chapter 58 of the laws of 2008, is amended to
   29  read as follows:
   30    (c)  Notwithstanding  any other provision of this chapter, no applica-
   31  tion for an order of rehabilitation or liquidation of a domestic insurer
   32  whose primary liability arises from the business of medical  malpractice
   33  insurance,  as  that  term  is defined in subsection (b) of section five
   34  thousand five hundred one of this chapter, shall be made on the  grounds
   35  specified  in  subsection  (a)  or  (c)  of  section seven thousand four
   36  hundred two of this chapter at any time prior  to  June  thirtieth,  two
   37  thousand [eleven] FOURTEEN.
   38    S 20. Section 5 and subdivisions (a) and (e) of section 6 of part J of
   39  chapter  63 of the laws of 2001, amending chapter 20 of the laws of 2001
   40  amending the military law and other laws relating  to  making  appropri-
   41  ations for the support of government, as amended by section 28 of part B
   42  of chapter 58 of the laws of 2008, are amended to read as follows:
   43    S  5.  The  superintendent of insurance and the commissioner of health
   44  shall determine, no later than June 15, 2002, June 15,  2003,  June  15,
   45  2004,  June  15, 2005, June 15, 2006, June 15, 2007, June 15, 2008, June
   46  15, 2009, June 15, 2010, [and] June 15, 2011, JUNE 15,  2012,  JUNE  15,
   47  2013,  AND  JUNE 15, 2014, the amount of funds available in the hospital
   48  excess liability pool, created pursuant to section 18 of chapter 266  of
   49  the  laws of 1986, and whether such funds are sufficient for purposes of
   50  purchasing excess insurance coverage for eligible  participating  physi-
   51  cians  and  dentists during the period July 1, 2001 to June 30, 2002, or
   52  July 1, 2002 to June 30, 2003, or July 1, 2003 to June 30, 2004, or July
   53  1, 2004 to June 30, 2005, or July 1, 2005 to June 30, 2006, or  July  1,
   54  2006 to June 30, 2007, or July 1, 2007 to June 30, 2008, or July 1, 2008
   55  to  June  30, 2009, or July 1, 2009 to June 30, 2010, or July 1, 2010 to
       S. 2809--B                         89                         A. 4009--B
    1  June 30, 2011, OR JULY 1, 2011 TO JUNE 30, 2012, OR JULY 1, 2012 TO JUNE
    2  30, 2013, OR JULY 1, 2013 TO JUNE 30, 2014, as applicable.
    3    (a)  This section shall be effective only upon a determination, pursu-
    4  ant to section five of this act, by the superintendent of insurance  and
    5  the commissioner of health, and a certification of such determination to
    6  the  state  director of the budget, the chair of the senate committee on
    7  finance and the chair of the assembly committee on ways and means,  that
    8  the  amount  of  funds  in  the  hospital excess liability pool, created
    9  pursuant to section 18 of chapter 266 of the laws of 1986,  is  insuffi-
   10  cient  for purposes of purchasing excess insurance coverage for eligible
   11  participating physicians and dentists during the period July 1, 2001  to
   12  June 30, 2002, or July 1, 2002 to June 30, 2003, or July 1, 2003 to June
   13  30,  2004, or July 1, 2004 to June 30, 2005, or July 1, 2005 to June 30,
   14  2006, or July 1, 2006 to June 30, 2007, or July  1,  2007  to  June  30,
   15  2008,  or  July  1,  2008  to June 30, 2009, or July 1, 2009 to June 30,
   16  2010, or July 1, 2010 to June 30, 2011, OR JULY  1,  2011  TO  JUNE  30,
   17  2012,  OR  JULY  1,  2012  TO JUNE 30, 2013, OR JULY 1, 2013 TO JUNE 30,
   18  2014, as applicable.
   19    (e) The commissioner of health  shall  transfer  for  deposit  to  the
   20  hospital excess liability pool created pursuant to section 18 of chapter
   21  266  of  the laws of 1986 such amounts as directed by the superintendent
   22  of insurance for the purchase of excess liability insurance coverage for
   23  eligible participating physicians and dentists for the policy year  July
   24  1,  2001  to June 30, 2002, or July 1, 2002 to June 30, 2003, or July 1,
   25  2003 to June 30, 2004, or July 1, 2004 to June 30, 2005, or July 1, 2005
   26  to June 30, 2006, or July 1, 2006 to June 30, 2007, as  applicable,  and
   27  the  cost  of  administering the hospital excess liability pool for such
   28  applicable policy year,  pursuant to the program established in  chapter
   29  266  of  the laws of 1986, as amended, no later than June 15, 2002, June
   30  15, 2003, June 15, 2004, June 15, 2005, June 15, 2006,  June  15,  2007,
   31  June  15,  2008, June 15, 2009, June 15, 2010, [and] June 15, 2011, JUNE
   32  15, 2012, JUNE 15, 2013, AND JUNE 15, 2014, as applicable.
   33    S 21. Section 18 of chapter 904 of the  laws  of  1984,  amending  the
   34  public  health  law  and the social services law relating to encouraging
   35  comprehensive health services, as amended by section 64  of  part  C  of
   36  chapter 58 of the laws of 2008, is amended to read as follows:
   37    S  18.  This  act  shall take effect immediately, except that sections
   38  six, nine, ten and eleven of this act shall take effect on the  sixtieth
   39  day after it shall have become a law, sections two, three, four and nine
   40  of  this  act  shall  expire  and be of no further force or effect on or
   41  after March 31, [2012] 2014, section two of this act shall  take  effect
   42  on  April  1,  1985 or seventy-five days following the submission of the
   43  report required by section one of this  act,  whichever  is  later,  and
   44  sections  eleven  and  thirteen  of  this  act shall expire and be of no
   45  further force or effect on or after March 31, 1988.
   46    S 22.  Paragraphs (i) and (j) of subdivision 1 of section 367-q of the
   47  social services law, as added by section 22-d of part B of chapter 58 of
   48  the laws of 2008, are amended and three new paragraphs (k), (l) and  (m)
   49  are added to read as follows:
   50    (i)  for the period April first, two thousand nine through March thir-
   51  ty-first, two thousand ten, twenty-eight million five  hundred  thousand
   52  dollars; [and]
   53    (j)  for  the period April first, two thousand ten through March thir-
   54  ty-first, two thousand eleven, twenty-eight million five  hundred  thou-
   55  sand dollars[.];
       S. 2809--B                         90                         A. 4009--B
    1    (K)  FOR  THE  PERIOD  APRIL  FIRST, TWO THOUSAND ELEVEN THROUGH MARCH
    2  THIRTY-FIRST, TWO THOUSAND TWELVE,  TWENTY-EIGHT  MILLION  FIVE  HUNDRED
    3  THOUSAND DOLLARS;
    4    (L)  FOR  THE  PERIOD  APRIL  FIRST, TWO THOUSAND TWELVE THROUGH MARCH
    5  THIRTY-FIRST, TWO THOUSAND THIRTEEN, TWENTY-EIGHT MILLION  FIVE  HUNDRED
    6  THOUSAND DOLLARS; AND
    7    (M)  FOR  THE  PERIOD APRIL FIRST, TWO THOUSAND THIRTEEN THROUGH MARCH
    8  THIRTY-FIRST, TWO THOUSAND FOURTEEN, TWENTY-EIGHT MILLION  FIVE  HUNDRED
    9  THOUSAND DOLLARS.
   10    S  23.  Paragraph  (f)  of subdivision 9 of section 3614 of the public
   11  health law, as added by section 22-e of part B of chapter 58 of the laws
   12  of 2008, is amended and three new paragraphs (g), (h) and (i) are  added
   13  to read as follows:
   14    (f)  for  the period April first, two thousand ten through March thir-
   15  ty-first, two thousand eleven, up to one hundred million dollars[.];
   16    (G) FOR THE PERIOD APRIL FIRST,  TWO  THOUSAND  ELEVEN  THROUGH  MARCH
   17  THIRTY-FIRST, TWO THOUSAND TWELVE, UP TO ONE HUNDRED MILLION DOLLARS;
   18    (H)  FOR  THE  PERIOD  APRIL  FIRST, TWO THOUSAND TWELVE THROUGH MARCH
   19  THIRTY-FIRST, TWO THOUSAND THIRTEEN, UP TO ONE HUNDRED MILLION DOLLARS;
   20    (I) FOR THE PERIOD APRIL FIRST, TWO THOUSAND  THIRTEEN  THROUGH  MARCH
   21  THIRTY-FIRST, TWO THOUSAND FOURTEEN, UP TO ONE HUNDRED MILLION DOLLARS.
   22    S  24.  Paragraph  (a) of subdivision 10 of section 3614 of the public
   23  health law, as amended by section 5 of part C of chapter 109 of the laws
   24  of 2006, is amended to read as follows:
   25    (a) Such adjustments to rates of payments shall be  allocated  propor-
   26  tionally  based  on  each certified home health agency's, long term home
   27  health care program, AIDS home care and hospice  program's  home  health
   28  aide  or  other  direct  care  services  total  annual  hours of service
   29  provided to medicaid patients, as reported in each  such  agency's  most
   30  [recent]  RECENTLY  AVAILABLE cost report as submitted to the department
   31  [prior to November first, two thousand five] or for the purpose  of  the
   32  managed long term care program a suitable proxy developed by the depart-
   33  ment in consultation with the interested parties. Payments made pursuant
   34  to  this section shall not be subject to subsequent adjustment or recon-
   35  ciliation.
   36    S 25. Section 4 of chapter 495 of  the  laws  of  2004,  amending  the
   37  insurance  law  and the public health law relating to the New York state
   38  health  insurance  continuation  assistance  demonstration  project,  as
   39  amended  by  section  29 of part B of chapter 58 of the laws of 2008, is
   40  amended to read as follows:
   41    S 4. This act shall take effect on the sixtieth  day  after  it  shall
   42  have  become  a  law;  provided,  however, that this act shall remain in
   43  effect until July 1, [2011] 2014 when upon such date the  provisions  of
   44  this  act shall expire and be deemed repealed; provided, further, that a
   45  displaced worker shall be eligible for continuation assistance  retroac-
   46  tive to July 1, 2004.
   47    S  26. The opening paragraph of paragraph (b) and paragraphs (c), (d),
   48  (e), (f) and (g) of subdivision 5-a of  section  2807-m  of  the  public
   49  health law, the opening paragraph of paragraph (b) as amended by section
   50  4  of part B of chapter 109 of the laws of 2010, paragraphs (c), (f) and
   51  (g) and the opening paragraphs of paragraphs (d) and (e) as  amended  by
   52  section  98  of  part C of chapter 58 of the laws of 2009 and paragraphs
   53  (d) and (e) as added by section 75-c of part C of chapter 58 of the laws
   54  of 2008, are amended to read as follows:
   55    Nine million one hundred twenty  thousand  dollars  annually  for  the
   56  period  January  first, two thousand nine through December thirty-first,
       S. 2809--B                         91                         A. 4009--B
    1  two thousand ten, and two million two hundred  eighty  thousand  dollars
    2  for  the period January first, two thousand eleven, AND NINE MILLION ONE
    3  HUNDRED TWENTY THOUSAND DOLLARS EACH STATE FISCAL YEAR  FOR  THE  PERIOD
    4  APRIL  FIRST,  TWO THOUSAND ELEVEN THROUGH MARCH THIRTY-FIRST, TWO THOU-
    5  SAND FOURTEEN, through March thirty-first, two thousand eleven, shall be
    6  set aside and reserved by  the  commissioner  from  the  regional  pools
    7  established  pursuant to subdivision two of this section to be allocated
    8  regionally with two-thirds of the available funding going  to  New  York
    9  city  and  one-third  of  the available funding going to the rest of the
   10  state and shall be available for distribution as follows:
   11    (c) Ambulatory care  training.  Four  million  nine  hundred  thousand
   12  dollars  for the period January first, two thousand eight through Decem-
   13  ber thirty-first, two thousand eight, four million nine hundred thousand
   14  dollars for the period January first, two thousand nine through December
   15  thirty-first, two thousand nine,  four  million  nine  hundred  thousand
   16  dollars  for the period January first, two thousand ten through December
   17  thirty-first, two thousand ten, [and] one million  two  hundred  twenty-
   18  five  thousand dollars for the period January first, two thousand eleven
   19  through March thirty-first, two thousand eleven, AND FOUR MILLION  THREE
   20  HUNDRED  THOUSAND  DOLLARS  EACH  STATE FISCAL YEAR FOR THE PERIOD APRIL
   21  FIRST, TWO THOUSAND ELEVEN  THROUGH  MARCH  THIRTY-FIRST,  TWO  THOUSAND
   22  FOURTEEN,  shall  be set aside and reserved by the commissioner from the
   23  regional pools established pursuant to subdivision two of  this  section
   24  and  shall  be available for distributions to sponsoring institutions to
   25  be directed to support clinical training of medical students  and  resi-
   26  dents  in  free-standing  ambulatory  care settings, including community
   27  health centers and private practices. Such funding  shall  be  allocated
   28  regionally  with  two-thirds  of the available funding going to New York
   29  city and one-third of the available funding going to  the  rest  of  the
   30  state and shall be distributed to sponsoring institutions in each region
   31  pursuant  to  a  request for application or request for proposal process
   32  with preference being given to  sponsoring  institutions  which  provide
   33  training  in  sites located in underserved rural or inner-city areas and
   34  those that include medical students in such training.
   35    (d) Physician loan repayment program.  One million nine hundred  sixty
   36  thousand  dollars  for  the  period  January  first,  two thousand eight
   37  through December thirty-first, two  thousand  eight,  one  million  nine
   38  hundred  sixty  thousand dollars for the period January first, two thou-
   39  sand nine through December thirty-first, two thousand nine, one  million
   40  nine  hundred  sixty  thousand dollars for the period January first, two
   41  thousand ten through December thirty-first, two thousand ten, [and] four
   42  hundred ninety thousand dollars for the period January first, two  thou-
   43  sand  eleven  through  March  thirty-first, two thousand eleven, AND ONE
   44  MILLION SEVEN HUNDRED THOUSAND DOLLARS EACH STATE FISCAL  YEAR  FOR  THE
   45  PERIOD  APRIL FIRST, TWO THOUSAND ELEVEN THROUGH MARCH THIRTY-FIRST, TWO
   46  THOUSAND FOURTEEN, shall be set aside and reserved by  the  commissioner
   47  from  the regional pools established pursuant to subdivision two of this
   48  section and shall be available for purposes of physician loan  repayment
   49  in  accordance  with subdivision ten of this section. Such funding shall
   50  be allocated regionally with one-third of available funds going  to  New
   51  York  city  and  two-thirds  of available funds going to the rest of the
   52  state and shall be distributed in a  manner  to  be  determined  by  the
   53  commissioner as follows:
   54    (i) Funding shall first be awarded to repay loans of up to twenty-five
   55  physicians  who  train  in  primary care or specialty tracks in teaching
       S. 2809--B                         92                         A. 4009--B
    1  general hospitals, and who enter and remain in primary care or specialty
    2  practices in underserved communities, as determined by the commissioner.
    3    (ii)  After  distributions in accordance with subparagraph (i) of this
    4  paragraph, all remaining funds shall be awarded to repay loans of physi-
    5  cians who enter and remain in primary care  or  specialty  practices  in
    6  underserved  communities,  as  determined by the commissioner, including
    7  but not limited to physicians working in  general  hospitals,  or  other
    8  health care facilities.
    9    (iii)  In no case shall less than fifty percent of the funds available
   10  pursuant to this paragraph be distributed in  accordance  with  subpara-
   11  graphs (i) and (ii) of this paragraph to physicians identified by gener-
   12  al hospitals.
   13    (e)  Physician  practice support.   Four million nine hundred thousand
   14  dollars for the period January first, two thousand eight through  Decem-
   15  ber thirty-first, two thousand eight, four million nine hundred thousand
   16  dollars annually for the period January first, two thousand nine through
   17  December  thirty-first,  two thousand ten, [and] one million two hundred
   18  twenty-five thousand dollars for the period January first, two  thousand
   19  eleven through March thirty-first, two thousand eleven, AND FOUR MILLION
   20  THREE  HUNDRED  THOUSAND  DOLLARS  EACH STATE FISCAL YEAR FOR THE PERIOD
   21  APRIL FIRST, TWO THOUSAND ELEVEN THROUGH MARCH THIRTY-FIRST,  TWO  THOU-
   22  SAND  FOURTEEN, shall be set aside and reserved by the commissioner from
   23  the regional pools established  pursuant  to  subdivision  two  of  this
   24  section  and  shall  be  available  for  purposes  of physician practice
   25  support. Such funding shall be allocated regionally  with  one-third  of
   26  available funds going to New York city and two-thirds of available funds
   27  going  to  the rest of the state and shall be distributed in a manner to
   28  be determined by the commissioner as follows:
   29    (i) Preference in funding shall first be accorded to teaching  general
   30  hospitals  for  up  to  twenty-five awards, to support costs incurred by
   31  physicians trained in primary or specialty tracks who thereafter  estab-
   32  lish  or join practices in underserved communities, as determined by the
   33  commissioner.
   34    (ii) After distributions in accordance with subparagraph (i)  of  this
   35  paragraph, all remaining funds shall be awarded to physicians to support
   36  the  cost  of  establishing or joining practices in underserved communi-
   37  ties, as determined by the commissioner,  and  to  hospitals  and  other
   38  health  care  providers to recruit new physicians to provide services in
   39  underserved communities, as determined by the commissioner.
   40    (iii) In no case shall less than fifty percent of the funds  available
   41  pursuant  to  this  paragraph  be  distributed  to  general hospitals in
   42  accordance with subparagraphs (i) and (ii) of this paragraph.
   43    (f) Study on physician workforce. Five hundred ninety thousand dollars
   44  annually for the period January first, two thousand eight through Decem-
   45  ber thirty-first, two thousand ten, [and] one hundred forty-eight  thou-
   46  sand  dollars  for the period January first, two thousand eleven through
   47  March thirty-first, two thousand eleven, AND FIVE HUNDRED SIXTEEN  THOU-
   48  SAND  DOLLARS  EACH  STATE  FISCAL  YEAR FOR THE PERIOD APRIL FIRST, TWO
   49  THOUSAND ELEVEN THROUGH MARCH THIRTY-FIRST, TWO THOUSAND FOURTEEN, shall
   50  be set aside and reserved by the commissioner from  the  regional  pools
   51  established  pursuant  to  subdivision  two of this section and shall be
   52  available to fund a study of physician  workforce  needs  and  solutions
   53  including,  but  not  limited  to, an analysis of residency programs and
   54  projected physician workforce  and  community  needs.  The  commissioner
   55  shall  enter  into  agreements with one or more organizations to conduct
   56  such study based on a request for proposal process.
       S. 2809--B                         93                         A. 4009--B
    1    (g) Diversity in medicine/post-baccalaureate program.  Notwithstanding
    2  any  inconsistent provision of section one hundred twelve or one hundred
    3  sixty-three of the state finance law or any other law, one million  nine
    4  hundred  sixty  thousand  dollars annually for the period January first,
    5  two  thousand  eight  through  December  thirty-first, two thousand ten,
    6  [and] four hundred ninety thousand dollars for the period January first,
    7  two thousand eleven through March thirty-first, two thousand eleven, AND
    8  ONE MILLION SEVEN HUNDRED THOUSAND DOLLARS EACH STATE  FISCAL  YEAR  FOR
    9  THE  PERIOD APRIL FIRST, TWO THOUSAND ELEVEN THROUGH MARCH THIRTY-FIRST,
   10  TWO THOUSAND FOURTEEN, shall be set aside and reserved  by  the  commis-
   11  sioner  from  the regional pools established pursuant to subdivision two
   12  of this section and shall be available for distributions to the  Associ-
   13  ated Medical Schools of New York to fund its diversity program including
   14  existing  and  new  post-baccalaureate programs for minority and econom-
   15  ically disadvantaged  students  and  encourage  participation  from  all
   16  medical  schools in New York. The associated medical schools of New York
   17  shall report to the commissioner on an annual basis regarding the use of
   18  funds for such purpose in such form  and  manner  as  specified  by  the
   19  commissioner.
   20    S  26-a.  Subdivision 7 of section 2807-m of the public health law, as
   21  amended by section 99 of part C of chapter 58 of the laws  of  2009,  is
   22  amended to read as follows:
   23    7.  Notwithstanding  any inconsistent provision of section one hundred
   24  twelve or one hundred sixty-three of the state finance law or any  other
   25  law,  up  to one million dollars for the period January first, two thou-
   26  sand through  December  thirty-first,  two  thousand,  one  million  six
   27  hundred  thousand  dollars  annually  for the periods January first, two
   28  thousand one through December  thirty-first,  two  thousand  eight,  one
   29  million  five  hundred thousand dollars annually for the periods January
   30  first, two thousand nine through  December  thirty-first,  two  thousand
   31  ten,  [and]  three  hundred seventy-five thousand dollars for the period
   32  January first, two thousand eleven through March thirty-first, two thou-
   33  sand eleven, AND ONE MILLION THREE HUNDRED TWENTY THOUSAND DOLLARS  EACH
   34  STATE  FISCAL  YEAR  FOR  THE  PERIOD  APRIL  FIRST, TWO THOUSAND ELEVEN
   35  THROUGH MARCH THIRTY-FIRST, TWO THOUSAND FOURTEEN, shall  be  set  aside
   36  and  reserved  by  the  commissioner from the regional pools established
   37  pursuant to subdivision two of this section and shall be  available  for
   38  distributions to the New York state area health education center program
   39  for  the  purpose  of  expanding  community-based  training  of  medical
   40  students. In addition, one million dollars annually for the period Janu-
   41  ary first, two thousand eight through December thirty-first,  two  thou-
   42  sand  ten, [and] two hundred fifty thousand dollars for the period Janu-
   43  ary first, two thousand eleven through March thirty-first, two  thousand
   44  eleven, AND EIGHT HUNDRED EIGHTY THOUSAND DOLLARS EACH STATE FISCAL YEAR
   45  FOR   THE   PERIOD  APRIL  FIRST,  TWO  THOUSAND  ELEVEN  THROUGH  MARCH
   46  THIRTY-FIRST, TWO THOUSAND FOURTEEN, shall be set aside and reserved  by
   47  the  commissioner from the regional pools established pursuant to subdi-
   48  vision two of this section and shall be available for  distributions  to
   49  the  New York state area health education center program for the purpose
   50  of post-secondary training of health care professionals who will achieve
   51  specific program outcomes within the New York state area  health  educa-
   52  tion  center  program.  The  New York state area health education center
   53  program shall report to the commissioner on an  annual  basis  regarding
   54  the  use  of funds for each purpose in such form and manner as specified
   55  by the commissioner.
       S. 2809--B                         94                         A. 4009--B
    1    S 27. Subdivision 4-c of section 2807-p of the public health  law,  as
    2  amended  by section 13-c of Part C of chapter 58 of the laws of 2009, is
    3  amended to read as follows:
    4    4-c. Notwithstanding any provision of law to the contrary, the commis-
    5  sioner  shall  make additional payments for uncompensated care to volun-
    6  tary non-profit diagnostic and treatment centers that are  eligible  for
    7  distributions  under  subdivision  four of this section in the following
    8  amounts: for the period June first, two thousand  six  through  December
    9  thirty-first,  two  thousand  six,  in  the amount of seven million five
   10  hundred thousand dollars, for the period  January  first,  two  thousand
   11  seven  through  December thirty-first, two thousand seven, seven million
   12  five hundred thousand dollars, for the period January first,  two  thou-
   13  sand  eight  through  December  thirty-first,  two thousand eight, seven
   14  million five hundred thousand dollars, for the period January first, two
   15  thousand nine through December thirty-first, two thousand nine,  fifteen
   16  million five hundred thousand dollars, for the period January first, two
   17  thousand  ten  through  December  thirty-first,  two thousand ten, seven
   18  million five hundred thousand dollars, FOR THE PERIOD JANUARY FIRST, TWO
   19  THOUSAND ELEVEN THOUGH DECEMBER THIRTY-FIRST, TWO THOUSAND ELEVEN, SEVEN
   20  MILLION FIVE HUNDRED THOUSAND DOLLARS, FOR THE PERIOD JANUARY FIRST, TWO
   21  THOUSAND TWELVE THROUGH  DECEMBER  THIRTY-FIRST,  TWO  THOUSAND  TWELVE,
   22  SEVEN  MILLION  FIVE  HUNDRED  THOUSAND  DOLLARS, FOR THE PERIOD JANUARY
   23  FIRST, TWO THOUSAND THIRTEEN THROUGH DECEMBER THIRTY-FIRST, TWO THOUSAND
   24  THIRTEEN, SEVEN MILLION FIVE HUNDRED THOUSAND DOLLARS, and for the peri-
   25  od January first, two thousand [eleven] FOURTEEN through  March  thirty-
   26  first,  two  thousand  [eleven]  FOURTEEN,  in the amount of one million
   27  eight hundred seventy-five thousand dollars, provided, however, that for
   28  periods on and after January first, two thousand eight, such  additional
   29  payments  shall  be  distributed to voluntary, non-profit diagnostic and
   30  treatment centers and to public  diagnostic  and  treatment  centers  in
   31  accordance  with  paragraph  (g) of subdivision four of this section. In
   32  the event that federal financial participation  is  available  for  rate
   33  adjustments  pursuant  to this section, the commissioner shall make such
   34  payments as additional adjustments to rates  of  payment  for  voluntary
   35  non-profit  diagnostic  and  treatment  centers  that  are  eligible for
   36  distributions under subdivision four-a of this section in the  following
   37  amounts:  for  the  period June first, two thousand six through December
   38  thirty-first, two thousand six, fifteen million dollars  in  the  aggre-
   39  gate,  and for the period January first, two thousand seven through June
   40  thirtieth, two thousand  seven,  seven  million  five  hundred  thousand
   41  dollars  in  the aggregate. The amounts allocated pursuant to this para-
   42  graph shall be aggregated with and  distributed  pursuant  to  the  same
   43  methodology  applicable  to the amounts allocated to such diagnostic and
   44  treatment centers for such periods pursuant to subdivision four of  this
   45  section if federal financial participation is not available, or pursuant
   46  to subdivision four-a of this section if federal financial participation
   47  is  available.    Notwithstanding section three hundred sixty-eight-a of
   48  the social services law, there shall be no  local  share  in  a  medical
   49  assistance payment adjustment under this subdivision.
   50    S  28.  Subdivision  3  and  paragraph (a) of subdivision 4 of section
   51  2807-k of the public health law, as amended by section 15 of part  C  of
   52  chapter 58 of the laws of 2010, are amended to read as follows:
   53    3.  Each major public general hospital shall be allocated for distrib-
   54  ution from the pools established pursuant to this section for each  year
   55  through December thirty-first, two thousand [eleven] FOURTEEN, an amount
   56  equal to the amount allocated to such major public general hospital from
       S. 2809--B                         95                         A. 4009--B
    1  the  regional  pool  established  pursuant  to  subdivision seventeen of
    2  section twenty-eight hundred seven-c of  this  article  for  the  period
    3  January  first,  nineteen  hundred  ninety-six  through December thirty-
    4  first,  nineteen hundred ninety-six, provided, however, that payments on
    5  and after January first, two thousand  nine  shall  be  subject  to  the
    6  provisions of subdivision five-a of this section.
    7    (a)  From  funds in the pool for each year, thirty-six million dollars
    8  shall be reserved on an annual basis through December thirty-first,  two
    9  thousand [eleven] FOURTEEN, for distribution as high need adjustments in
   10  accordance with subdivision six of this section, provided, however, that
   11  payments  on and after January first, two thousand nine shall be subject
   12  to the provisions of subdivision five-a of this section.
   13    S 29. The opening paragraph, paragraph (a) of subdivision 1 and subdi-
   14  vision 2 of section 2807-w of the  public  health  law,  as  amended  by
   15  section  14  of part C of chapter 58 of the laws of 2010, are amended to
   16  read as follows:
   17    Funds allocated pursuant  to  paragraph  (p)  of  subdivision  one  of
   18  section twenty-eight hundred seven-v of this article, shall be deposited
   19  as  authorized  and  used  for the purpose of making medicaid dispropor-
   20  tionate share payments of up to eighty-two million dollars on an annual-
   21  ized basis pursuant to subdivision twenty-one  of  section  twenty-eight
   22  hundred seven-c of this article, for the period January first, two thou-
   23  sand  through  March  thirty-first,  two  thousand [eleven] FOURTEEN, in
   24  accordance with the following:
   25    (a) Each eligible rural hospital shall receive one hundred forty thou-
   26  sand dollars on an annualized basis for the periods January  first,  two
   27  thousand  through December thirty-first, two thousand [eleven] FOURTEEN,
   28  provided as a disproportionate share payment; provided, however, that if
   29  such payment pursuant to this paragraph exceeds a hospital's  applicable
   30  disproportionate  share  limit,  then the total amount in excess of such
   31  limit shall be provided as a nondisproportionate share  payment  in  the
   32  form  of  a  grant  directly  from  this  pool without allocation to the
   33  special revenue funds - other, indigent care fund - 068, or any  succes-
   34  sor  fund  or account, and provided further that payments for periods on
   35  and after January first, two thousand  nine  shall  be  subject  to  the
   36  provisions of subdivision five-a of section twenty-eight hundred seven-k
   37  of this article;
   38    2. From the funds in the pool each year, thirty-six million dollars on
   39  an  annualized basis for the periods January first, two thousand through
   40  December thirty-first, two thousand [eleven] FOURTEEN, of the funds  not
   41  distributed in accordance with subdivision one of this section, shall be
   42  distributed  in accordance with the formula set forth in subdivision six
   43  of section twenty-eight  hundred  seven-k  of  this  article,  provided,
   44  however, that payments for periods on and after January first, two thou-
   45  sand  nine  shall  be subject to the provisions of subdivision five-a of
   46  section twenty-eight hundred seven-k of this article.
   47    S 30. Subparagraph (v) of paragraph (a) of subdivision  3  of  section
   48  2807-j  of the public health law, as added by chapter 639 of the laws of
   49  1996, is amended to read as follows:
   50    (v) revenue received from physician practice or faculty practice  plan
   51  discrete billings for [private practicing] physician services;
   52    S  31. Clause (D) of subparagraph (ii) of paragraph (b) of subdivision
   53  3 of section 2807-j of the public health law, as added by chapter 639 of
   54  the laws of 1996, is amended to read as follows:
   55    (D) revenue received from physician practice or faculty practice  plan
   56  discrete billings for [private practicing] physician services;
       S. 2809--B                         96                         A. 4009--B
    1    S 32. Notwithstanding any inconsistent provision of law, rule or regu-
    2  lation, for purposes of implementing the provisions of the public health
    3  law and the social services law, references to titles XIX and XXI of the
    4  federal  social  security  act  in  the public health law and the social
    5  services  law  shall be deemed to include and also to mean any successor
    6  titles thereto under the federal social security act.
    7    S 33. Notwithstanding any inconsistent provision of law, rule or regu-
    8  lation, the effectiveness of the provisions of sections 2807 and 3614 of
    9  the public health law, section 18 of chapter 2 of the laws of 1988,  and
   10  18  NYCRR  505.14(h), as they relate to time frames for notice, approval
   11  or certification of rates of payment, are hereby suspended  and  without
   12  force or effect for purposes of implementing the provisions of this act.
   13    S 34.  Severability clause. If any clause, sentence, paragraph, subdi-
   14  vision,  section  or  part of this act shall be adjudged by any court of
   15  competent jurisdiction to be invalid, such judgement shall  not  affect,
   16  impair or invalidate the remainder thereof, but shall be confined in its
   17  operation  to  the  clause, sentence, paragraph, subdivision, section or
   18  part thereof directly involved in the controversy in which  such  judge-
   19  ment shall have been rendered. It is hereby declared to be the intent of
   20  the  legislature  that  this  act  would  have been enacted even if such
   21  invalid provisions had not been included herein.
   22    S 35. This act shall take effect immediately and shall  be  deemed  to
   23  have  been in full force and effect on and after April 1, 2011, provided
   24  that:
   25    (a) any rules or regulations necessary to implement the provisions  of
   26  this  act  may be promulgated and any procedures, forms, or instructions
   27  necessary for such implementation may be adopted and issued on or  after
   28  the date this act shall have become a law;
   29    (b)  this  act shall not be construed to alter, change, affect, impair
   30  or defeat any rights, obligations, duties or interests accrued, incurred
   31  or conferred prior to the effective date of this act;
   32    (c) the commissioner of health and the superintendent of insurance and
   33  any appropriate council may take any steps necessary to  implement  this
   34  act prior to its effective date;
   35    (d)  notwithstanding  any inconsistent provision of the state adminis-
   36  trative procedure act or any other provision of law, rule or regulation,
   37  the commissioner of health and the superintendent of insurance  and  any
   38  appropriate  council is authorized to adopt or amend or promulgate on an
   39  emergency basis any regulation he or  she  or  such  council  determines
   40  necessary to implement any provision of this act on its effective date;
   41    (e)  the provisions of this act shall become effective notwithstanding
   42  the failure of the commissioner  of  health  or  the  superintendent  of
   43  insurance  or  any  council  to adopt or amend or promulgate regulations
   44  implementing this act;
   45    (f) the amendments to sections 2807-j and 2807-s of the public  health
   46  law  made by sections three, five, five-a, five-b, six, thirty and thir-
   47  ty-one, respectively, of this act shall not  affect  the  expiration  of
   48  such sections and shall expire therewith; and
   49    (g)  the  amendments  to  paragraph  (i-l) of subdivision 1 of section
   50  2807-v of the public health law made by section eight of this act  shall
   51  not  affect  the  repeal  of such paragraph and shall be deemed repealed
   52  therewith.
   53                                   PART D
       S. 2809--B                         97                         A. 4009--B
    1    Section 1. Paragraph (e-1) of subdivision 12 of section  2808  of  the
    2  public  health  law,  as  separately amended by section 11 of part B and
    3  section 21 of part D of chapter 58 of the laws of 2009,  is  amended  to
    4  read as follows:
    5    (e-1) Notwithstanding any inconsistent provision of law or regulation,
    6  the  commissioner  shall  provide,  in  addition to payments established
    7  pursuant to this article prior to application  of  this  section,  addi-
    8  tional  payments  under the medical assistance program pursuant to title
    9  eleven of article five of the social services law for non-state operated
   10  public residential health care facilities, including public  residential
   11  health  care  facilities  located in the county of Nassau, the county of
   12  Westchester and the county of Erie,  but  excluding  public  residential
   13  health  care  facilities  operated by a town or city within a county, in
   14  aggregate annual amounts of up to one hundred fifty million  dollars  in
   15  additional payments for the state fiscal year beginning April first, two
   16  thousand  six  and  for the state fiscal year beginning April first, two
   17  thousand seven and for the state fiscal year beginning April first,  two
   18  thousand eight and of up to three hundred million dollars in such aggre-
   19  gate  annual  additional  payments  for  the state fiscal year beginning
   20  April first, two thousand nine, and for the state fiscal year  beginning
   21  April  first,  two  thousand ten and for the state fiscal year beginning
   22  April first, two thousand eleven, AND EACH STATE FISCAL YEAR THEREAFTER.
   23  The amount allocated to each eligible  public  residential  health  care
   24  facility  for  this  period  shall  be  computed  in accordance with the
   25  provisions of paragraph (f) of this subdivision, provided, however, that
   26  patient days shall be utilized for such  computation  reflecting  actual
   27  reported  data for two thousand three and each representative succeeding
   28  year as applicable.
   29    S 2. Paragraph (a) of subdivision 1 of section 212 of chapter  474  of
   30  the  laws of 1996, amending the education law and other laws relating to
   31  rates for residential healthcare facilities, as amended by section 2  of
   32  part B of chapter 58 of the laws of 2010, is amended to read as follows:
   33    (a) Notwithstanding any inconsistent provision of law or regulation to
   34  the  contrary,  effective beginning August 1, 1996, for the period April
   35  1, 1997 through March 31, 1998, April 1, 1998 for the  period  April  1,
   36  1998  through  March  31,  1999, August 1, 1999, for the period April 1,
   37  1999 through March 31, 2000, April 1, 2000, for the period April 1, 2000
   38  through March 31, 2001, April 1, 2001, for  the  period  April  1,  2001
   39  through  March  31,  2002,  April  1, 2002, for the period April 1, 2002
   40  through March 31, 2003, and for the state fiscal year beginning April 1,
   41  2005 through March 31, 2006, and for the  state  fiscal  year  beginning
   42  April  1,  2006  through  March  31, 2007, and for the state fiscal year
   43  beginning April 1, 2007 through March 31, 2008, and for the state fiscal
   44  year beginning April 1, 2008 through March 31, 2009, and for  the  state
   45  fiscal  year beginning April 1, 2009 through March 31, 2010, and for the
   46  state fiscal year beginning April 1, 2010 through March  31,  2011,  AND
   47  FOR  EACH  STATE  FISCAL  YEAR  THEREAFTER,  the department of health is
   48  authorized to pay public general hospitals, as defined in subdivision 10
   49  of section 2801 of the public health law, operated by the state  of  New
   50  York  or by the state university of New York or by a county, which shall
   51  not include a city with a population of over one million, of  the  state
   52  of New York, and those public general hospitals located in the county of
   53  Westchester,  the  county  of  Erie  or the county of Nassau, additional
   54  payments for inpatient hospital services as medical assistance  payments
   55  pursuant  to  title  11  of  article  5  of  the social services law for
   56  patients eligible for federal financial participation under title XIX of
       S. 2809--B                         98                         A. 4009--B
    1  the federal social security act in medical assistance  pursuant  to  the
    2  federal  laws  and regulations governing disproportionate share payments
    3  to hospitals up to one hundred  percent  of  each  such  public  general
    4  hospital's  medical  assistance  and  uninsured patient losses after all
    5  other medical assistance, including disproportionate share  payments  to
    6  such  public  general  hospital  for  1996,  1997, 1998, and 1999, based
    7  initially for 1996 on reported 1994 reconciled data  as  further  recon-
    8  ciled  to  actual  reported  1996  reconciled  data,  and for 1997 based
    9  initially on reported 1995 reconciled  data  as  further  reconciled  to
   10  actual  reported  1997  reconciled  data,  for  1998  based initially on
   11  reported 1995 reconciled data as further reconciled to  actual  reported
   12  1998  reconciled  data, for 1999 based initially on reported 1995 recon-
   13  ciled data as further reconciled  to  actual  reported  1999  reconciled
   14  data,  for  2000  based  initially  on  reported 1995 reconciled data as
   15  further reconciled to actual reported 2000 data, for 2001 based initial-
   16  ly on reported 1995 reconciled data  as  further  reconciled  to  actual
   17  reported 2001 data, for 2002 based initially on reported 2000 reconciled
   18  data  as  further reconciled to actual reported 2002 data, and for state
   19  fiscal years beginning on April 1, 2005,  based  initially  on  reported
   20  2000  reconciled  data as further reconciled to actual reported data for
   21  2005, and for state fiscal years  beginning  on  April  1,  2006,  based
   22  initially  on  reported  2000  reconciled  data as further reconciled to
   23  actual reported data for 2006, for state fiscal years beginning  on  and
   24  after  April 1, 2007 through March 31, 2009, based initially on reported
   25  2000 reconciled data as further reconciled to actual reported  data  for
   26  2007  and  2008,  respectively,  for state fiscal years beginning on and
   27  after April 1, 2009, based initially on reported 2007  reconciled  data,
   28  adjusted  for  authorized  Medicaid rate changes applicable to the state
   29  fiscal year, and as further reconciled to actual reported data for 2009,
   30  for state fiscal years beginning on  and  after  April  1,  2010,  based
   31  initially on reported reconciled data from the base year two years prior
   32  to  the  payment  year,  adjusted  for  authorized Medicaid rate changes
   33  applicable to the state fiscal year, and further  reconciled  to  actual
   34  reported  data  from  such payment year, and to actual reported data for
   35  each respective succeeding year.  The payments may be added to rates  of
   36  payment  or  made  as  aggregate  payments to an eligible public general
   37  hospital.
   38    S 3. Section 11 of chapter 884 of  the  laws  of  1990,  amending  the
   39  public  health  law  relating  to  authorizing bad debt and charity care
   40  allowances for certified home health agencies, as amended by section  14
   41  of  part  B  of  chapter  58  of the laws of 2009, is amended to read as
   42  follows:
   43    S 11. This act shall take effect immediately and:
   44    (a) sections one and three shall expire on December 31, 1996,
   45    (b) sections four through ten shall expire on June  30,  [2011]  2013,
   46  and
   47    (c) provided that the amendment to section 2807-b of the public health
   48  law  by  section two of this act shall not affect the expiration of such
   49  section 2807-b as otherwise provided by  law  and  shall  be  deemed  to
   50  expire therewith.
   51    S  4.  Subdivision 2 of section 246 of chapter 81 of the laws of 1995,
   52  amending the public health  law  and  other  laws  relating  to  medical
   53  reimbursement  and welfare reform, as amended by section 15 of part B of
   54  chapter 58 of the laws of 2009, is amended to read as follows:
   55    2. Sections five, seven through nine,  twelve  through  fourteen,  and
   56  eighteen  of  this  act  shall  be deemed to have been in full force and
       S. 2809--B                         99                         A. 4009--B
    1  effect on and after April 1, 1995 through March  31,  1999  and  on  and
    2  after July 1, 1999 through March 31, 2000 and on and after April 1, 2000
    3  through  March 31, 2003 and on and after April 1, 2003 through March 31,
    4  2006  and  on  and after April 1, 2006 through March 31, 2007 and on and
    5  after April 1, 2007 through March 31, 2009 and on  and  after  April  1,
    6  2009  through  March 31, 2011 AND SECTIONS TWELVE, THIRTEEN AND FOURTEEN
    7  OF THIS ACT SHALL BE DEEMED TO BE IN FULL FORCE AND EFFECT ON AND  AFTER
    8  APRIL 1, 2011;
    9    S 5. Intentionally omitted.
   10    S 6. Intentionally omitted.
   11    S  7. Paragraphs (a) and (e) of subdivision 8 of section 2807-c of the
   12  public health law, paragraph (a) as amended by chapter 731 of  the  laws
   13  of  1993  and  paragraph (e) as added by chapter 81 of the laws of 1995,
   14  are amended to read as follows:
   15    (a) Capital related inpatient expenses including but  not  limited  to
   16  straight  line  depreciation  on  buildings  and  non-movable equipment,
   17  accelerated depreciation on major movable equipment if requested by  the
   18  hospital,  rentals  and  interest  on  capital  debt  (or  for hospitals
   19  financed pursuant  to  article  twenty-eight-B  of  this  chapter,  such
   20  expenses,  including amortization in lieu of depreciation, as determined
   21  pursuant to the reimbursement regulations promulgated pursuant  to  such
   22  article  and article twenty-eight of this chapter), [and excluding costs
   23  related to services provided to beneficiaries  of  title  XVIII  of  the
   24  federal  social  security act (medicare),] shall be included in rates of
   25  payment determined pursuant to this section based on a budget for  capi-
   26  tal  related  inpatient  expenses  and subsequently reconciled to actual
   27  expenses and statistics through appropriate  audit  procedures.  General
   28  hospitals  shall submit to the commissioner, at least one hundred twenty
   29  days prior to the commencement of  each  year,  a  schedule  of  capital
   30  related inpatient expenses for the forthcoming year. Any capital expend-
   31  iture  which requires or required approval pursuant to this article must
   32  have received such approval for any capital related expense generated by
   33  such capital expenditure to be included in rates of payment.  The  basis
   34  for  determining  capital related inpatient expenses shall be the lesser
   35  of actual cost  or  the  final  amount  specifically  approved  for  the
   36  construction  of the capital asset. The submitted budget may include the
   37  capital related inpatient expenses for all existing  capital  assets  as
   38  well  as  estimates  of  capital  related inpatient expenses for capital
   39  assets to be acquired or placed in use prior to the commencement of  the
   40  rate  year  or during the rate year provided all required approvals have
   41  been obtained.
   42    The council shall adopt, with the approval of the commissioner,  regu-
   43  lations to:
   44    (i) identify by type the eligible capital related inpatient expenses;
   45    (ii) safeguard the future financial viability of voluntary, non-profit
   46  general  hospitals  by  requiring  funding  of inpatient depreciation on
   47  building and fixed and movable equipment;
   48    (iii) provide authorization to adjust  inpatient  rates  by  advancing
   49  payment  of depreciation as needed, in instances of capital debt related
   50  financial distress of voluntary, non-profit general hospitals; and
   51    (iv) provide a methodology for the reimbursement treatment of sales.
   52    (e) Notwithstanding any inconsistent provision  of  this  subdivision,
   53  commencing  April first, nineteen hundred ninety-five, when a factor for
   54  reconciliation of budgeted capital related inpatient expenses to  actual
   55  capital  related inpatient expenses [excluding costs related to services
   56  provided to beneficiaries of title XVIII of the federal social  security
       S. 2809--B                         100                        A. 4009--B
    1  act  (medicare)]  for  a  prior  year is included in the capital related
    2  inpatient expenses component of rates of payment, such  capital  related
    3  inpatient expenses component of rates of payment shall be reduced by the
    4  commissioner  by  the  difference between the reconciled capital related
    5  inpatient expenses included in rates of payment determined in accordance
    6  with paragraphs (a), (b) and (c) of this subdivision for such prior year
    7  and capital related inpatient expenses for such  prior  year  calculated
    8  [based on a determination of costs related to services provided to bene-
    9  ficiaries  of title XVIII of the federal social security act (medicare)]
   10  based on the  hospital's  average  capital  related  inpatient  expenses
   11  computed on a per diem basis.
   12    S  8.  Paragraph  (d) of subdivision 8 of section 2807-c of the public
   13  health law is REPEALED.
   14    S 9. Section 194 of chapter 474 of the  laws  of  1996,  amending  the
   15  education  law  and  other laws relating to rates for residential health
   16  care facilities, as amended by section 24 of part B of chapter 58 of the
   17  laws of 2009, is amended to read as follows:
   18    S 194. 1. Notwithstanding any inconsistent provision of law  or  regu-
   19  lation,  the  trend factors used to project reimbursable operating costs
   20  to the rate period for purposes of determining rates of payment pursuant
   21  to article 28 of the public  health  law  for  residential  health  care
   22  facilities  for reimbursement of inpatient services provided to patients
   23  eligible for payments made by state governmental agencies on  and  after
   24  April  1, 1996 through March 31, 1999 and for payments made on and after
   25  July 1, 1999 through March 31, 2000 and  on  and  after  April  1,  2000
   26  through  March 31, 2003 and on and after April 1, 2003 through March 31,
   27  2007 and on and after April 1, 2007 through March 31, 2009  and  on  and
   28  after  April  1,  2009  through March 31, 2011 AND ON AND AFTER APRIL 1,
   29  2011 shall reflect no trend factor projections or  adjustments  for  the
   30  period April 1, 1996, through March 31, 1997.
   31    2.  The  commissioner  of health shall adjust such rates of payment to
   32  reflect the exclusion pursuant to this section of such  specified  trend
   33  factor projections or adjustments.
   34    S  10.  Subdivision  1  of section 89-a of part C of chapter 58 of the
   35  laws of 2007, amending the social services law and other  laws  relating
   36  to  enacting  the major components of legislation necessary to implement
   37  the health and mental hygiene budget  for  the  2007-2008  state  fiscal
   38  year,  as  amended  by section 25 of part B of chapter 58 of the laws of
   39  2009, is amended to read as follows:
   40    1. Notwithstanding paragraph (c) of subdivision 10 of  section  2807-c
   41  of  the  public  health  law  and section 21 of chapter 1 of the laws of
   42  1999, as amended, and any other inconsistent provision of law  or  regu-
   43  lation  to  the  contrary,  in  determining  rates  of payments by state
   44  governmental agencies effective for services provided beginning April 1,
   45  2006, through March 31, 2009, and on and after  April  1,  2009  through
   46  March  31, 2011, AND ON AND AFTER APRIL 1, 2011 for inpatient and outpa-
   47  tient services provided by general hospitals and for inpatient  services
   48  and  outpatient  adult  day health care services provided by residential
   49  health care facilities pursuant to article 28 of the public health  law,
   50  the  commissioner of health shall apply a trend factor projection of two
   51  and twenty-five hundredths percent attributable to the period January 1,
   52  2006 through December 31, 2006,  and  on  and  after  January  1,  2007,
   53  provided,  however,  that on reconciliation of such trend factor for the
   54  period January 1, 2006 through December 31, 2006 pursuant  to  paragraph
   55  (c)  of  subdivision 10 of section 2807-c of the public health law, such
   56  trend factor shall be the final US Consumer Price Index  (CPI)  for  all
       S. 2809--B                         101                        A. 4009--B
    1  urban  consumers,  as published by the US Department of Labor, Bureau of
    2  Labor Statistics less twenty-five hundredths of a percentage point.
    3    S  11.  Paragraph  (f) of subdivision 1 of section 64 of chapter 81 of
    4  the laws of 1995, amending the public health law and other laws relating
    5  to medical reimbursement and welfare reform, as amended by section 26 of
    6  part B of chapter 58 of the laws of 2009, is amended to read as follows:
    7    (f) Prior to February 1, 2001, February 1,  2002,  February  1,  2003,
    8  February  1, 2004, February 1, 2005, February 1, 2006, February 1, 2007,
    9  February 1, 2008, February 1, 2009, February 1, 2010, [and] February  1,
   10  2011,  FEBRUARY 1, 2012, AND FEBRUARY 1, 2013 the commissioner of health
   11  shall calculate the result of the statewide total of residential  health
   12  care  facility  days of care provided to beneficiaries of title XVIII of
   13  the federal social security act (medicare), divided by the sum  of  such
   14  days  of  care  plus  days  of  care  provided to residents eligible for
   15  payments pursuant to title 11 of article 5 of the  social  services  law
   16  minus  the  number of days provided to residents receiving hospice care,
   17  expressed as a percentage, for the period commencing January 1,  through
   18  November 30, of the prior year respectively, based on such data for such
   19  period.  This  value  shall  be called the 2000, 2001, 2002, 2003, 2004,
   20  2005, 2006, 2007, 2008, 2009, 2010 [and], 2011, 2012, AND 2013 statewide
   21  target percentage respectively.
   22    S 12.  Subparagraph (ii) of paragraph (b) of subdivision 3 of  section
   23  64 of chapter 81 of the laws of 1995, amending the public health law and
   24  other  laws  relating  to  medical  reimbursement and welfare reform, as
   25  amended by section 27 of part B of chapter 58 of the laws  of  2009,  is
   26  amended to read as follows:
   27    (ii)  If  the  1997,  1998,  2000, 2001, 2002, 2003, 2004, 2005, 2006,
   28  2007, 2008, 2009, 2010 [and], 2011,  2012,  AND  2013  statewide  target
   29  percentages are not for each year at least three percentage points high-
   30  er  than the statewide base percentage, the commissioner of health shall
   31  determine the percentage by which the statewide  target  percentage  for
   32  each year is not at least three percentage points higher than the state-
   33  wide  base  percentage. The percentage calculated pursuant to this para-
   34  graph shall be called the 1997, 1998,  2000,  2001,  2002,  2003,  2004,
   35  2005, 2006, 2007, 2008, 2009, 2010 [and], 2011, 2012, AND 2013 statewide
   36  reduction  percentage respectively. If the 1997, 1998, 2000, 2001, 2002,
   37  2003, 2004, 2005, 2006, 2007, 2008, 2009, 2010 [and],  2011,  2012,  AND
   38  2013  statewide  target  percentage  for the respective year is at least
   39  three percentage points higher than the statewide base  percentage,  the
   40  statewide reduction percentage for the respective year shall be zero.
   41    S 13.  Subparagraph (iii) of paragraph (b) of subdivision 4 of section
   42  64 of chapter 81 of the laws of 1995, amending the public health law and
   43  other  laws  relating  to  medical  reimbursement and welfare reform, as
   44  amended by section 28 of part B of chapter 58 of the laws  of  2009,  is
   45  amended to read as follows:
   46    (iii)  The 1998, 2000, 2001, 2002, 2003, 2004, 2005, 2006, 2007, 2008,
   47  2009, 2010 [and], 2011, 2012, AND 2013  statewide  reduction  percentage
   48  shall  be  multiplied by one hundred two million dollars respectively to
   49  determine the 1998, 2000, 2001, 2002,  2003,  2004,  2005,  2006,  2007,
   50  2008,  2009,  2010  [and],  2011,  2012,  AND  2013  statewide aggregate
   51  reduction amount. If the 1998 and the  2000,  2001,  2002,  2003,  2004,
   52  2005, 2006, 2007, 2008, 2009, 2010 [and], 2011, 2012, AND 2013 statewide
   53  reduction percentage shall be zero respectively, there shall be no 1998,
   54  2000,  2001, 2002, 2003, 2004, 2005, 2006, 2007, 2008, 2009, 2010 [and],
   55  2011, 2012, AND 2013 reduction amount.
       S. 2809--B                         102                        A. 4009--B
    1    S 14. Paragraph (b) of subdivision 5 of section 64 of  chapter  81  of
    2  the laws of 1995, amending the public health law and other laws relating
    3  to medical reimbursement and welfare reform, as amended by section 29 of
    4  part B of chapter 58 of the laws of 2009, is amended to read as follows:
    5    (b)  The  1996,  1997, 1998, 1999, 2000, 2001, 2002, 2003, 2004, 2005,
    6  2006, 2007, 2008, 2009, 2010  [and],  2011,  2012,  AND  2013  statewide
    7  aggregate  reduction  amounts  shall  for  each year be allocated by the
    8  commissioner of health among residential health care facilities that are
    9  eligible to provide services to beneficiaries  of  title  XVIII  of  the
   10  federal  social  security  act  (medicare)  and  residents  eligible for
   11  payments pursuant to title 11 of article 5 of the social services law on
   12  the basis of the extent of each facility's  failure  to  achieve  a  two
   13  percentage  points  increase  in  the  1996  target  percentage, a three
   14  percentage point increase in the 1997, 1998,  2000,  2001,  2002,  2003,
   15  2004,  2005,  2006,  2007,  2008, 2009, 2010 [and], 2011, 2012, AND 2013
   16  target percentage and a two and one-quarter percentage point increase in
   17  the 1999 target percentage for each year, compared to the base  percent-
   18  age,  calculated on a facility specific basis for this purpose, compared
   19  to the statewide total of the  extent  of  each  facility's  failure  to
   20  achieve  a  two  percentage  points  increase  in  the  1996 and a three
   21  percentage point increase in the  1997  and  a  three  percentage  point
   22  increase in the 1998 and a two and one-quarter percentage point increase
   23  in  the  1999 target percentage and a three percentage point increase in
   24  the 2000, 2001, 2002, 2003, 2004, 2005, 2006,  2007,  2008,  2009,  2010
   25  [and],  2011,  2012,  AND  2013  target  percentage compared to the base
   26  percentage. These amounts shall be called the 1996,  1997,  1998,  1999,
   27  2000,  2001, 2002, 2003, 2004, 2005, 2006, 2007, 2008, 2009, 2010 [and],
   28  2011, 2012, AND 2013 facility specific reduction amounts respectively.
   29    S 14-a. Section 228 of chapter 474 of the laws of 1996,  amending  the
   30  education  law  and  other laws relating to rates for residential health
   31  care facilities, as amended by section 30 of part B of chapter 58 of the
   32  laws of 2009, is amended to read as follows:
   33    S 228. 1. Definitions. (a) Regions,  for  purposes  of  this  section,
   34  shall  mean  a downstate region to consist of Kings, New York, Richmond,
   35  Queens, Bronx, Nassau and Suffolk counties  and  an  upstate  region  to
   36  consist  of  all  other New York state counties. A certified home health
   37  agency or long term home health care program shall  be  located  in  the
   38  same county utilized by the commissioner of health for the establishment
   39  of rates pursuant to article 36 of the public health law.
   40    (b)  Certified  home  health  agency  (CHHA)  shall  mean such term as
   41  defined in section 3602 of the public health law.
   42    (c) Long term home health care program (LTHHCP) shall mean  such  term
   43  as defined in subdivision 8 of section 3602 of the public health law.
   44    (d) Regional group shall mean all those CHHAs and LTHHCPs, respective-
   45  ly, located within a region.
   46    (e)  Medicaid  revenue percentage, for purposes of this section, shall
   47  mean CHHA and LTHHCP  revenues  attributable  to  services  provided  to
   48  persons  eligible  for payments pursuant to title 11 of article 5 of the
   49  social services law divided by such revenues plus CHHA and LTHHCP reven-
   50  ues attributable to services provided to beneficiaries of Title XVIII of
   51  the federal social security act (medicare).
   52    (f) Base period, for purposes of this  section,  shall  mean  calendar
   53  year 1995.
   54    (g) Target period. For purposes of this section, the 1996 target peri-
   55  od  shall  mean  August  1, 1996 through March 31, 1997, the 1997 target
   56  period shall mean January 1, 1997 through November 30,  1997,  the  1998
       S. 2809--B                         103                        A. 4009--B
    1  target  period shall mean January 1, 1998 through November 30, 1998, the
    2  1999 target period shall mean January 1, 1999 through November 30, 1999,
    3  the 2000 target period shall mean January 1, 2000 through  November  30,
    4  2000, the 2001 target period shall mean January 1, 2001 through November
    5  30,  2001,  the  2002  target  period shall mean January 1, 2002 through
    6  November 30, 2002, the 2003 target period shall  mean  January  1,  2003
    7  through  November 30, 2003, the 2004 target period shall mean January 1,
    8  2004 through November 30, 2004, and the 2005 target  period  shall  mean
    9  January  1, 2005 through November 30, 2005, the 2006 target period shall
   10  mean January 1, 2006 through November 30,  2006,  and  the  2007  target
   11  period shall mean January 1, 2007 through November 30, 2007 and the 2008
   12  target  period shall mean January 1, 2008 through November 30, 2008, and
   13  the 2009 target period shall mean January 1, 2009 through  November  30,
   14  2009  and  the  2010  target  period  shall mean January 1, 2010 through
   15  November 30, 2010 and the 2011 target period shall mean January 1,  2011
   16  through  November 30, 2011 AND THE 2012 TARGET PERIOD SHALL MEAN JANUARY
   17  1, 2012 THROUGH NOVEMBER 30, 2012 AND THE 2013 TARGET PERIOD SHALL  MEAN
   18  JANUARY 1, 2013 THROUGH NOVEMBER 30, 2013.
   19    2.  (a) Prior to February 1, 1997, for each regional group the commis-
   20  sioner of health shall calculate the 1996 medicaid  revenue  percentages
   21  for the period commencing August 1, 1996 to the last date for which such
   22  data is available and reasonably accurate.
   23    (b)  Prior  to  February  1, 1998, prior to February 1, 1999, prior to
   24  February 1, 2000, prior to February 1, 2001, prior to February 1,  2002,
   25  prior  to February 1, 2003, prior to February 1, 2004, prior to February
   26  1, 2005, prior to February 1, 2006, prior to February 1, 2007, prior  to
   27  February  1,  2008, prior to February 1, 2009, prior to February 1, 2010
   28  [and], prior to February 1, 2011, PRIOR TO FEBRUARY 1, 2012 AND PRIOR TO
   29  FEBRUARY 1, 2013 for each regional  group  the  commissioner  of  health
   30  shall  calculate  the  prior year's medicaid revenue percentages for the
   31  period commencing January 1 through November 30 of such prior year.
   32    3. By September 15, 1996, for each regional group the commissioner  of
   33  health shall calculate the base period medicaid revenue percentage.
   34    4.  (a)  For  each  regional  group,  the 1996 target medicaid revenue
   35  percentage shall be calculated by subtracting the 1996 medicaid  revenue
   36  reduction percentages from the base period medicaid revenue percentages.
   37  The  1996  medicaid  revenue  reduction  percentage, taking into account
   38  regional and program differences in utilization of medicaid and medicare
   39  services, for the following regional groups shall be equal to:
   40    (i) one and one-tenth percentage points for CHHAs located  within  the
   41  downstate region;
   42    (ii)  six-tenths  of one percentage point for CHHAs located within the
   43  upstate region;
   44    (iii) one and eight-tenths percentage points for LTHHCPs located with-
   45  in the downstate region; and
   46    (iv) one and seven-tenths percentage points for LTHHCPs located within
   47  the upstate region.
   48    (b) For 1997, 1998, 2000, 2001, 2002, 2003, 2004,  2005,  2006,  2007,
   49  2008,  2009,  2010  [and], 2011, 2012, AND 2013 for each regional group,
   50  the target medicaid revenue percentage for the respective year shall  be
   51  calculated   by  subtracting  the  respective  year's  medicaid  revenue
   52  reduction percentage from the base period medicaid  revenue  percentage.
   53  The  medicaid  revenue reduction percentages for 1997, 1998, 2000, 2001,
   54  2002, 2003, 2004, 2005, 2006, 2007, 2008, 2009, 2010 [and], 2011,  2012,
   55  AND  2013 taking into account regional and program differences in utili-
       S. 2809--B                         104                        A. 4009--B
    1  zation of medicaid and medicare services,  for  the  following  regional
    2  groups shall be equal to for each such year:
    3    (i)  one  and one-tenth percentage points for CHHAs located within the
    4  downstate region;
    5    (ii) six-tenths of one percentage point for CHHAs located  within  the
    6  upstate region;
    7    (iii) one and eight-tenths percentage points for LTHHCPs located with-
    8  in the downstate region; and
    9    (iv) one and seven-tenths percentage points for LTHHCPs located within
   10  the upstate region.
   11    (c) For each regional group, the 1999 target medicaid revenue percent-
   12  age  shall  be  calculated  by  subtracting  the  1999  medicaid revenue
   13  reduction percentage from the base period medicaid  revenue  percentage.
   14  The  1999  medicaid  revenue  reduction percentages, taking into account
   15  regional and program differences in utilization of medicaid and medicare
   16  services, for the following regional groups shall be equal to:
   17    (i) eight hundred twenty-five thousandths  (.825)  of  one  percentage
   18  point for CHHAs located within the downstate region;
   19    (ii)  forty-five  hundredths  (.45)  of one percentage point for CHHAs
   20  located within the upstate region;
   21    (iii) one and thirty-five  hundredths  percentage  points  (1.35)  for
   22  LTHHCPs located within the downstate region; and
   23    (iv)  one  and  two hundred seventy-five thousandths percentage points
   24  (1.275) for LTHHCPs located within the upstate region.
   25    5. (a) For each regional group, if the 1996 medicaid revenue  percent-
   26  age  is  not  equal  to  or  less  than the 1996 target medicaid revenue
   27  percentage, the commissioner of health shall compare the  1996  medicaid
   28  revenue  percentage  to  the  1996 target medicaid revenue percentage to
   29  determine the amount of the shortfall which, when divided  by  the  1996
   30  medicaid   revenue  reduction  percentage,  shall  be  called  the  1996
   31  reduction factor. These amounts, expressed as a  percentage,  shall  not
   32  exceed  one  hundred percent. If the 1996 medicaid revenue percentage is
   33  equal to or less than the 1996 target medicaid revenue  percentage,  the
   34  1996 reduction factor shall be zero.
   35    (b)  For  1997,  1998, 1999, 2000, 2001, 2002, 2003, 2004, 2005, 2006,
   36  2007, 2008, 2009, 2010 [and], 2011, 2012, AND  2013  for  each  regional
   37  group, if the medicaid revenue percentage for the respective year is not
   38  equal  to  or  less than the target medicaid revenue percentage for such
   39  respective year, the commissioner of health shall compare  such  respec-
   40  tive year's medicaid revenue percentage to such respective year's target
   41  medicaid  revenue  percentage  to  determine the amount of the shortfall
   42  which, when divided by the respective year's medicaid revenue  reduction
   43  percentage,  shall  be  called  the reduction factor for such respective
   44  year. These amounts, expressed as a percentage,  shall  not  exceed  one
   45  hundred  percent.  If  the  medicaid revenue percentage for a particular
   46  year is equal to or less than the target medicaid revenue percentage for
   47  that year, the reduction factor for that year shall be zero.
   48    6. (a) For each regional group, the 1996  reduction  factor  shall  be
   49  multiplied  by  the following amounts to determine each regional group's
   50  applicable 1996 state share reduction amount:
   51    (i) two million three hundred ninety thousand dollars ($2,390,000) for
   52  CHHAs located within the downstate region;
   53    (ii) seven hundred fifty thousand dollars ($750,000) for CHHAs located
   54  within the upstate region;
   55    (iii) one million two hundred seventy  thousand  dollars  ($1,270,000)
   56  for LTHHCPs located within the downstate region; and
       S. 2809--B                         105                        A. 4009--B
    1    (iv)  five  hundred  ninety  thousand  dollars  ($590,000) for LTHHCPs
    2  located within the upstate region.
    3    For  each regional group reduction, if the 1996 reduction factor shall
    4  be zero, there shall be no 1996 state share reduction amount.
    5    (b) For 1997, 1998, 2000, 2001, 2002, 2003, 2004,  2005,  2006,  2007,
    6  2008,  2009,  2010  [and], 2011, 2012, AND 2013 for each regional group,
    7  the reduction factor for the respective year shall be multiplied by  the
    8  following  amounts  to  determine each regional group's applicable state
    9  share reduction amount for such respective year:
   10    (i) two million three hundred ninety thousand dollars ($2,390,000) for
   11  CHHAs located within the downstate region;
   12    (ii) seven hundred fifty thousand dollars ($750,000) for CHHAs located
   13  within the upstate region;
   14    (iii) one million two hundred seventy  thousand  dollars  ($1,270,000)
   15  for LTHHCPs located within the downstate region; and
   16    (iv)  five  hundred  ninety  thousand  dollars  ($590,000) for LTHHCPs
   17  located within the upstate region.
   18    For each regional group reduction,  if  the  reduction  factor  for  a
   19  particular  year  shall be zero, there shall be no state share reduction
   20  amount for such year.
   21    (c) For each regional group, the 1999 reduction factor shall be multi-
   22  plied by the following amounts to determine each regional group's appli-
   23  cable 1999 state share reduction amount:
   24    (i) one million seven hundred ninety-two thousand five hundred dollars
   25  ($1,792,500) for CHHAs located within the downstate region;
   26    (ii) five hundred sixty-two thousand five hundred  dollars  ($562,500)
   27  for CHHAs located within the upstate region;
   28    (iii)  nine hundred fifty-two thousand five hundred dollars ($952,500)
   29  for LTHHCPs located within the downstate region; and
   30    (iv) four hundred forty-two thousand five hundred  dollars  ($442,500)
   31  for LTHHCPs located within the upstate region.
   32    For  each regional group reduction, if the 1999 reduction factor shall
   33  be zero, there shall be no 1999 state share reduction amount.
   34    7. (a) For each regional group, the 1996 state share reduction  amount
   35  shall be allocated by the commissioner of health among CHHAs and LTHHCPs
   36  on  the  basis  of  the  extent  of  each CHHA's and LTHHCP's failure to
   37  achieve the 1996 target medicaid revenue  percentage,  calculated  on  a
   38  provider  specific  basis utilizing revenues for this purpose, expressed
   39  as a proportion of the total of each  CHHA's  and  LTHHCP's  failure  to
   40  achieve  the 1996 target medicaid revenue percentage within the applica-
   41  ble regional group. This proportion shall be multiplied by the  applica-
   42  ble  1996 state share reduction amount calculation pursuant to paragraph
   43  (a) of subdivision 6 of this section. This amount shall  be  called  the
   44  1996 provider specific state share reduction amount.
   45    (b)  For  1997,  1998, 1999, 2000, 2001, 2002, 2003, 2004, 2005, 2006,
   46  2007, 2008, 2009, 2010 [and], 2011, 2012, AND  2013  for  each  regional
   47  group, the state share reduction amount for the respective year shall be
   48  allocated  by  the commissioner of health among CHHAs and LTHHCPs on the
   49  basis of the extent of each CHHA's and LTHHCP's failure to  achieve  the
   50  target  medicaid  revenue percentage for the applicable year, calculated
   51  on a provider  specific  basis  utilizing  revenues  for  this  purpose,
   52  expressed as a proportion of the total of each CHHA's and LTHHCP's fail-
   53  ure to achieve the target medicaid revenue percentage for the applicable
   54  year  within  the  applicable  regional  group. This proportion shall be
   55  multiplied by the applicable year's state share reduction amount  calcu-
   56  lation  pursuant  to  paragraph  (b)  or  (c)  of  subdivision 6 of this
       S. 2809--B                         106                        A. 4009--B
    1  section. This amount shall be called the provider specific  state  share
    2  reduction amount for the applicable year.
    3    8.  (a)  The 1996 provider specific state share reduction amount shall
    4  be due to the state from each CHHA and LTHHCP and may be recouped by the
    5  state by March 31, 1997 in a lump sum amount or  amounts  from  payments
    6  due  to  the  CHHA  and  LTHHCP pursuant to title 11 of article 5 of the
    7  social services law.
    8    (b) The provider specific state share reduction amount for 1997, 1998,
    9  1999, 2000, 2001, 2002, 2003, 2004, 2005, 2006, 2007, 2008,  2009,  2010
   10  [and], 2011, 2012, AND 2013 respectively, shall be due to the state from
   11  each  CHHA  and LTHHCP and each year the amount due for such year may be
   12  recouped by the state by March 31 of the following year in  a  lump  sum
   13  amount  or  amounts from payments due to the CHHA and LTHHCP pursuant to
   14  title 11 of article 5 of the social services law.
   15    9. CHHAs and LTHHCPs shall submit such data and  information  at  such
   16  times  as  the  commissioner  of health may require for purposes of this
   17  section. The commissioner of health may use data available  from  third-
   18  party payors.
   19    10. On or about June 1, 1997, for each regional group the commissioner
   20  of  health  shall  calculate for the period August 1, 1996 through March
   21  31, 1997 a medicaid revenue percentage,  a  reduction  factor,  a  state
   22  share  reduction  amount,  and a provider specific state share reduction
   23  amount in accordance with the methodology provided in paragraph  (a)  of
   24  subdivision 2, paragraph (a) of subdivision 5, paragraph (a) of subdivi-
   25  sion  6 and paragraph (a) of subdivision 7 of this section. The provider
   26  specific state share reduction amount calculated in accordance with this
   27  subdivision shall be compared to the 1996 provider specific state  share
   28  reduction amount calculated in accordance with paragraph (a) of subdivi-
   29  sion 7 of this section. Any amount in excess of the amount determined in
   30  accordance  with paragraph (a) of subdivision 7 of this section shall be
   31  due to the state from each CHHA  and  LTHHCP  and  may  be  recouped  in
   32  accordance  with  paragraph (a) of subdivision 8 of this section. If the
   33  amount is less than the amount determined in accordance  with  paragraph
   34  (a)  of  subdivision 7 of this section, the difference shall be refunded
   35  to the CHHA and LTHHCP by the state no later than July 15,  1997.  CHHAs
   36  and  LTHHCPs  shall  submit  data  for the period August 1, 1996 through
   37  March 31, 1997 to the commissioner of health by April 15, 1997.
   38    11. If a CHHA or LTHHCP  fails  to  submit  data  and  information  as
   39  required for purposes of this section:
   40    (a) such CHHA or LTHHCP shall be presumed to have no decrease in medi-
   41  caid  revenue  percentage  between  the  applicable  base period and the
   42  applicable target period for purposes of the  calculations  pursuant  to
   43  this section; and
   44    (b)  the  commissioner of health shall reduce the current rate paid to
   45  such CHHA and such LTHHCP by state  governmental  agencies  pursuant  to
   46  article  36  of the public health law by one percent for a period begin-
   47  ning on the first day of the calendar month following the applicable due
   48  date as established by the commissioner of health and  continuing  until
   49  the last day of the calendar month in which the required data and infor-
   50  mation are submitted.
   51    12. The commissioner of health shall inform in writing the director of
   52  the  budget  and the chair of the senate finance committee and the chair
   53  of the assembly ways and means committee of the results  of  the  calcu-
   54  lations pursuant to this section.
   55    S  15.  Subdivision  5-a  of  section 246 of chapter 81 of the laws of
   56  1995, amending the public health law and other laws relating to  medical
       S. 2809--B                         107                        A. 4009--B
    1  reimbursement  and welfare reform, as amended by section 32 of part B of
    2  chapter 58 of the laws of 2009, is amended to read as follows:
    3    5-a.  Section sixty-four-a of this act shall be deemed to have been in
    4  full force and effect on and after April 1, 1995 through March 31,  1999
    5  and  on  and  after July 1, 1999 through March 31, 2000 and on and after
    6  April 1, 2000 through March 31, 2003 and on  and  after  April  1,  2003
    7  through March 31, 2007, and on and after April 1, 2007 through March 31,
    8  2009,  and on and after April 1, 2009 through March 31, 2011, AND ON AND
    9  AFTER APRIL 1, 2011;
   10    S 16. Section 64-b of chapter 81 of the laws  of  1995,  amending  the
   11  public  health  law and other laws relating to medical reimbursement and
   12  welfare reform, as amended by section 33 of part B of chapter 58 of  the
   13  laws of 2009, is amended to read as follows:
   14    S  64-b.  Notwithstanding  any  inconsistent  provision  of  law,  the
   15  provisions of subdivision 7 of section 3614 of the public health law, as
   16  amended, shall remain and be in full force and effect on April  1,  1995
   17  through March 31, 1999 and on July 1, 1999 through March 31, 2000 and on
   18  and after April 1, 2000 through March 31, 2003 and on and after April 1,
   19  2003  through  March  31,  2007,  and on and after April 1, 2007 through
   20  March 31, 2009, and on and after April 1, 2009 through March  31,  2011,
   21  AND ON AND AFTER APRIL 1, 2011.
   22    S  17. Subdivision 1 of section 20 of chapter 451 of the laws of 2007,
   23  amending the public health law, the social services law and  the  insur-
   24  ance   law,   relating  to  providing  enhanced  consumer  and  provider
   25  protections, as amended by section 38 of part B of  chapter  58  of  the
   26  laws of 2009, is amended to read as follows:
   27    1.  sections  four, eleven and thirteen  of this act shall take effect
   28  immediately and shall expire and be  deemed  repealed  June  30,  [2011]
   29  2013;
   30    S  18. The opening paragraph of subdivision 7-a of section 3614 of the
   31  public health law, as amended by section 46 of part B of chapter  58  of
   32  the laws of 2009, is amended to read as follows:
   33    Notwithstanding  any  inconsistent provision of law or regulation, for
   34  the purposes of establishing rates of payment by  governmental  agencies
   35  for  long term home health care programs for the period April first, two
   36  thousand five, through December thirty-first, two thousand five, and for
   37  the period January first, two thousand six through  March  thirty-first,
   38  two  thousand  seven,  and  on and after April first, two thousand seven
   39  through March thirty-first, two thousand nine, and on  and  after  April
   40  first,  two thousand nine through March thirty-first, two thousand elev-
   41  en, AND ON AND AFTER APRIL FIRST, TWO THOUSAND ELEVEN, the  reimbursable
   42  base  year  administrative  and  general costs of a provider of services
   43  shall not exceed the statewide average of total reimbursable  base  year
   44  administrative and general costs of such providers of services.
   45    S  19.  Subdivisions 3, 4 and 5 of section 47 of chapter 2 of the laws
   46  of 1998, amending the public health  law  and  other  laws  relating  to
   47  expanding  the  child health insurance plan, as amended by section 24 of
   48  part A of chapter 58 of the  laws  of  2007,  are  amended  to  read  as
   49  follows:
   50    3.  section  six  of  this  act  shall  take  effect  January 1, 1999;
   51  [provided, however, that subparagraph (iii) of paragraph (c) of subdivi-
   52  sion 9 of section 2510 of the public health law, as added by  this  act,
   53  shall expire on July 1, 2011;]
   54    4.  sections  two, three, four, seven, eight, nine, fourteen, fifteen,
   55  sixteen, eighteen, eighteen-a, twenty-three,  twenty-four,  and  twenty-
   56  nine  of this act shall take effect January 1, 1999 [and shall expire on
       S. 2809--B                         108                        A. 4009--B
    1  July 1, 2011]; section twenty-five of this  act  shall  take  effect  on
    2  January 1, 1999 and shall expire on April 1, 2005;
    3    5.  section  twelve  of  this  act  shall take effect January 1, 1999;
    4  [provided, however, paragraphs (g) and (h) of subdivision 2  of  section
    5  2511 of the public health law, as added by such section, shall expire on
    6  July 1, 2011;]
    7    S  20.  Section  10  of  chapter 649 of the laws of 1996, amending the
    8  public health law, the mental hygiene law and the  social  services  law
    9  relating  to  authorizing  the  establishment of special needs plans, as
   10  amended by section 63 of part C of chapter 58 of the laws  of  2008,  is
   11  amended to read as follows:
   12    S  10.  This  act shall take effect immediately and shall be deemed to
   13  have been in full force and effect on and after July 1, 1996; [provided,
   14  however, that sections one, two and three of this act shall  expire  and
   15  be  deemed repealed on March 31, 2012] provided, however that the amend-
   16  ments to section 364-j of the social services law made by  section  four
   17  of this act shall not affect the expiration of such section and shall be
   18  deemed to expire therewith and provided, further, that the provisions of
   19  subdivisions  8,  9  and 10 of section 4401 of the public health law, as
   20  added by section one of this act; section 4403-d of  the  public  health
   21  law  as  added  by section two of this act and the provisions of section
   22  seven of this act, except for the provisions relating to the  establish-
   23  ment of no more than twelve comprehensive HIV special needs plans, shall
   24  expire and be deemed repealed on July 1, 2000.
   25    S  21.  Subdivision (i-1) of section 79 of part C of chapter 58 of the
   26  laws of 2008, amending the social services law and the public health law
   27  relating to adjustments of rates, is amended to read as follows:
   28    (i-1) section thirty-one-a of this act shall be deemed  repealed  July
   29  1, [2011] 2014;
   30    S  22.  Section  2  of  chapter  535 of the laws of 1983, amending the
   31  social services law relating to eligibility  of  certain  enrollees  for
   32  medical  assistance, as amended by section 69 of part C of chapter 58 of
   33  the laws of 2008, is amended to read as follows:
   34    S 2. This act shall take effect immediately [and shall remain in  full
   35  force and effect through March 31, 2012].
   36    S 23. Subdivision 12 of section 246 of chapter 81 of the laws of 1995,
   37  amending  the  public  health  law  and  other  laws relating to medical
   38  reimbursement and welfare reform, as amended by section 56 of part C  of
   39  chapter 58 of the laws of 2008, is amended to read as follows:
   40    12. Sections one hundred five-b through one hundred five-f of this act
   41  shall expire March 31, [2011] 2013.
   42    S 24. Intentionally omitted.
   43    S  25.  Section  11  of  chapter 710 of the laws of 1988, amending the
   44  social services law and the education law relating to medical assistance
   45  eligibility of certain persons and providing for  managed  medical  care
   46  demonstration programs, as amended by section 66 of part C of chapter 58
   47  of the laws of 2008, is amended to read as follows:
   48    S  11.  This  act  shall  take  effect  immediately;  except  that the
   49  provisions of sections one, two, three, four, eight and ten of this  act
   50  shall take effect on the ninetieth day after it shall have become a law;
   51  and  except  that the provisions of sections five, six and seven of this
   52  act shall take effect January 1, 1989; and except that  effective  imme-
   53  diately, the addition, amendment and/or repeal of any rule or regulation
   54  necessary  for  the implementation of this act on its effective date are
   55  authorized and directed to be made  and  completed  on  or  before  such
   56  effective date; provided, however, that [the provisions of section 364-j
       S. 2809--B                         109                        A. 4009--B
    1  of  the  social  services law, as added by section one of this act shall
    2  expire and be  deemed  repealed  on  and  after  March  31,  2012,]  the
    3  provisions  of  section  364-k  of  the social services law, as added by
    4  section  two  of  this act, except subdivision 10 of such section, shall
    5  expire and be deemed repealed on and after  January  1,  1994,  and  the
    6  provisions  of  subdivision  10  of section 364-k of the social services
    7  law, as added by section two of this act, shall  expire  and  be  deemed
    8  repealed on January 1, 1995.
    9    S  26.  Subdivision  (c)  of  section 62 of chapter 165 of the laws of
   10  1991, amending the public health law and other laws relating  to  estab-
   11  lishing  payments  for  medical  assistance, as amended by section 67 of
   12  part C of chapter 58 of the laws of 2008, is amended to read as follows:
   13    (c) [section 364-j of the social services law, as amended  by  section
   14  eight  of  this  act  and  subdivision  6 of section 367-a of the social
   15  services law as added by section twelve of this act shall expire and  be
   16  deemed repealed on March 31, 2012 and provided further, that] the amend-
   17  ments to the provisions of section 364-j of the social services law MADE
   18  BY  SECTION  EIGHT OF THIS ACT shall only apply to managed care programs
   19  approved on or after the effective date of this act;
   20    S 26-a. Subdivision (x) of section 165 of chapter 41 of  the  laws  of
   21  1992,  amending  the public health law and other laws relating to health
   22  care providers, is REPEALED.
   23    S 27. Notwithstanding any inconsistent provision of law, rule or regu-
   24  lation, for purposes of implementing the provisions of the public health
   25  law and the social services law, references to titles XIX and XXI of the
   26  federal social security act in the public  health  law  and  the  social
   27  services  law  shall be deemed to include and also to mean any successor
   28  titles thereto under the federal social security act.
   29    S 28. Notwithstanding any inconsistent provision of law, rule or regu-
   30  lation, the effectiveness of the provisions of sections 2807 and 3614 of
   31  the public health law, section 18 of chapter 2 of the laws of 1988,  and
   32  18  NYCRR  505.14(h), as they relate to time frames for notice, approval
   33  or certification of rates of payment, are hereby suspended  and  without
   34  force or effect for purposes of implementing the provisions of this act.
   35    S  29. Severability clause. If any clause, sentence, paragraph, subdi-
   36  vision, section or part of this act shall be adjudged by  any  court  of
   37  competent  jurisdiction  to  be invalid, such judgment shall not affect,
   38  impair or invalidate the remainder thereof, but shall be confined in its
   39  operation to the clause, sentence, paragraph,  subdivision,  section  or
   40  part  thereof  directly involved in the controversy in which such judge-
   41  ment shall have been rendered. It is hereby declared to be the intent of
   42  the legislature that this act would  have  been  enacted  even  if  such
   43  invalid provisions had not been included herein.
   44    S  30.  This  act shall take effect immediately and shall be deemed to
   45  have been in full force and effect on and after April 1, 2011.
   46                                   PART E
   47    Section 1. Section 366 of the social services law is amended by adding
   48  a new subdivision 1-b to read as follows:
   49    1-B. NOTWITHSTANDING ANY OTHER PROVISION OF LAW, IN THE EVENT  THAT  A
   50  PERSON  WHO  IS  AN  INPATIENT IN AN INSTITUTION FOR MENTAL DISEASES, AS
   51  DEFINED BY FEDERAL LAW AND  REGULATIONS,  AND  WHO  WAS  IN  RECEIPT  OF
   52  MEDICAL  ASSISTANCE  PURSUANT  TO  THIS TITLE IMMEDIATELY PRIOR TO BEING
   53  ADMITTED TO SUCH FACILITY, OR WHO WAS DIRECTLY ADMITTED TO SUCH FACILITY
   54  AFTER BEING AN INPATIENT IN ANOTHER INSTITUTION FOR MENTAL DISEASES  AND
       S. 2809--B                         110                        A. 4009--B
    1  WHO  WAS  IN  RECEIPT  OF  MEDICAL ASSISTANCE PRIOR TO ADMISSION TO SUCH
    2  TRANSFERRING INSTITUTION, SUCH PERSON SHALL REMAIN ELIGIBLE FOR  MEDICAL
    3  ASSISTANCE  WHILE AN INPATIENT IN SUCH FACILITY; PROVIDED, HOWEVER, THAT
    4  NO  MEDICAL ASSISTANCE SHALL BE FURNISHED PURSUANT TO THIS TITLE FOR ANY
    5  CARE, SERVICES, OR SUPPLIES PROVIDED DURING THE TIME THAT SUCH PERSON IS
    6  AN INPATIENT, EXCEPT TO THE EXTENT THAT FEDERAL FINANCIAL  PARTICIPATION
    7  IS  AVAILABLE  FOR  THE  COSTS OF SUCH CARE, SERVICES, OR SUPPLIES. UPON
    8  RELEASE FROM SUCH FACILITY, SUCH PERSON SHALL CONTINUE  TO  BE  ELIGIBLE
    9  FOR RECEIPT OF MEDICAL ASSISTANCE FURNISHED PURSUANT TO THIS TITLE UNTIL
   10  SUCH  TIME  AS  THE  PERSON  IS  DETERMINED TO NO LONGER BE ELIGIBLE FOR
   11  RECEIPT OF SUCH ASSISTANCE. TO THE EXTENT PERMITTED BY FEDERAL LAW,  THE
   12  TIME  DURING  WHICH  SUCH  PERSON  IS AN INPATIENT IN AN INSTITUTION FOR
   13  MENTAL DISEASES SHALL NOT BE INCLUDED IN ANY  CALCULATION  OF  WHEN  THE
   14  PERSON  MUST  RECERTIFY HIS OR HER ELIGIBILITY FOR MEDICAL ASSISTANCE IN
   15  ACCORDANCE WITH THIS ARTICLE.
   16    S 2. Paragraph (c) of subdivision 1  of  section  366  of  the  social
   17  services  law, as amended by chapter 355 of the laws of 2007, is amended
   18  to read as follows:
   19    (c) except as provided in subparagraph six of paragraph  (a)  of  this
   20  subdivision  or  subdivision one-a OR SUBDIVISION ONE-B of this section,
   21  is not an inmate or  patient  in  an  institution  or  facility  wherein
   22  medical  assistance  for needy persons may not be provided in accordance
   23  with applicable federal or state requirements; and
   24    S 3. This act shall take effect  April  1,  2011;  provided  that  all
   25  actions  necessary  for the timely implementation of this act, including
   26  revisions to  information,  eligibility  and  benefit  computer  systems
   27  utilized by social services districts and administered by the department
   28  of  health of the state of New York, shall be taken prior to such effec-
   29  tive date so that the provisions of this act may be implemented on  such
   30  date.
   31                                   PART F
   32    Section  1. Subdivisions 3-b and 3-c of section 1 of part C of chapter
   33  57 of the laws of 2006,  relating  to  establishing  a  cost  of  living
   34  adjustment for designated human services programs, as amended by section
   35  1  of  part F of chapter 111 of the laws of 2010, are amended to read as
   36  follows:
   37    3-b. Notwithstanding any  inconsistent  provision  of  law,  beginning
   38  April  1, 2009 and ending March 31, [2011] 2012, the commissioners shall
   39  not include a COLA for the purpose of establishing  rates  of  payments,
   40  contracts or any other form of reimbursement.
   41    3-c.  Notwithstanding  any  inconsistent  provision  of law, beginning
   42  April 1, [2011] 2012 and ending March 31, [2014] 2015, the commissioners
   43  shall develop the COLA under this section using the actual U.S. consumer
   44  price index for all urban consumers  (CPI-U)  published  by  the  United
   45  States  department  of  labor, bureau of labor statistics for the twelve
   46  month period ending in July of the  budget  year  prior  to  such  state
   47  fiscal  year,  for  the  purpose  of  establishing  rates  of  payments,
   48  contracts or any other form of reimbursement.
   49    S 2. Section 4 of part C of chapter 57 of the laws of  2006,  relating
   50  to  establishing  a  cost  of  living  adjustment  for  designated human
   51  services programs, as amended by section 2 of part F of chapter  111  of
   52  the laws of 2010, is amended to read as follows:
   53    S  4.  This  act  shall take effect immediately and shall be deemed to
   54  have been in full force and effect on and after April 1, 2006;  provided
       S. 2809--B                         111                        A. 4009--B
    1  section  one  of  this  act shall expire and be deemed repealed April 1,
    2  [2014] 2015; provided, further, that sections two and three of this  act
    3  shall expire and be deemed repealed December 31, 2009.
    4    S  3.  This  act  shall take effect immediately and shall be deemed to
    5  have been in full force and effect on and after April 1, 2011; provided,
    6  however, that the amendments to section 1 of part C of chapter 57 of the
    7  laws of 2006 made by section one of this act shall not affect the repeal
    8  of such section and shall be deemed repealed therewith.
    9                                   PART G
   10    Section 1. Subdivision (b) of section 7.17 of the mental hygiene  law,
   11  as  amended by section 1 of part J of chapter 58 of the laws of 2005, is
   12  amended to read as follows:
   13    (b) There shall be in the office the hospitals  named  below  for  the
   14  care,  treatment  and  rehabilitation of [the mentally disabled] PERSONS
   15  WITH MENTAL ILLNESS and for research and teaching  in  the  science  and
   16  skills  required  for  the  care,  treatment  and rehabilitation of such
   17  [mentally disabled] PERSONS WITH MENTAL ILLNESS.
   18    Greater Binghamton Health Center
   19    Bronx Psychiatric Center
   20    Buffalo Psychiatric Center
   21    Capital District Psychiatric Center
   22    Central New York Psychiatric Center
   23    Creedmoor Psychiatric Center
   24    Elmira Psychiatric Center
   25    Hudson River Psychiatric Center
   26    Kingsboro Psychiatric Center
   27    Kirby Forensic Psychiatric Center
   28    Manhattan Psychiatric Center
   29    Mid-Hudson Forensic Psychiatric Center
   30    Mohawk Valley Psychiatric Center
   31    Nathan S. Kline Institute for Psychiatric Research
   32    New York State Psychiatric Institute
   33    Pilgrim Psychiatric Center
   34    Richard H. Hutchings Psychiatric Center
   35    Rochester Psychiatric Center
   36    Rockland Psychiatric Center
   37    St. Lawrence Psychiatric Center
   38    South Beach Psychiatric Center
   39    Bronx Children's Psychiatric Center
   40    Brooklyn Children's [Psychiatric] Center
   41    Queens Children's Psychiatric Center
   42    Rockland Children's Psychiatric Center
   43    Sagamore Children's Psychiatric Center
   44    Western New York Children's Psychiatric Center
   45    The New York State Psychiatric  Institute  and  The  Nathan  S.  Kline
   46  Institute  for Psychiatric Research are designated as institutes for the
   47  conduct of medical research and other scientific investigation  directed
   48  towards  furthering  knowledge of the etiology, diagnosis, treatment and
   49  prevention of mental illness.   THE  BROOKLYN  CHILDREN'S  CENTER  IS  A
   50  FACILITY OPERATED BY THE OFFICE TO PROVIDE COMMUNITY-BASED MENTAL HEALTH
   51  SERVICES FOR CHILDREN WITH SERIOUS EMOTIONAL DISTURBANCES.
   52    S  2.  Subdivision  (e)  of  section 7.17 of the mental hygiene law is
   53  REPEALED and subdivision (f) is relettered subdivision (e).
       S. 2809--B                         112                        A. 4009--B
    1    S 3. (a) Notwithstanding the provisions of subdivision (b) of  section
    2  7.17 of the mental hygiene law, section 41.55 of the mental hygiene law,
    3  or any other law to the contrary, the office of mental health is author-
    4  ized  in state fiscal year 2011-12 to close, consolidate, reduce, trans-
    5  fer  or  otherwise  redesign services of hospitals, other facilities and
    6  programs operated by the office  of  mental  health,  and  to  implement
    7  significant  service  reductions and reconfigurations as shall be deter-
    8  mined by the commissioner of mental health to be necessary for the cost-
    9  effective and efficient operation of such  hospitals,  other  facilities
   10  and programs.
   11    (b)  The  office of mental health shall provide notice upon its public
   12  website and to the legislature as soon as possible, but  no  later  than
   13  two  weeks  prior to the anticipated closure, consolidation, or transfer
   14  of inpatient wards.
   15    (c) Any transfers of inpatient capacity or any resulting  transfer  of
   16  functions  shall  be authorized to be made by the commissioner of mental
   17  health and any transfer of personnel upon such transfer of  capacity  or
   18  transfer  of  functions  shall  be  accomplished  in accordance with the
   19  provisions of section 70 of the civil service law.
   20    S 4. Severability clause. If any clause, sentence, paragraph, subdivi-
   21  sion, section or part of this act shall be  adjudged  by  any  court  of
   22  competent  jurisdiction  to  be invalid, such judgment shall not affect,
   23  impair, or invalidate the remainder thereof, but shall  be  confined  in
   24  its  operation  to the clause, sentence, paragraph, subdivision, section
   25  or part thereof directly involved in the controversy in which such judg-
   26  ment shall have been rendered. It is hereby declared to be the intent of
   27  the legislature that this act would  have  been  enacted  even  if  such
   28  invalid provisions had not been included herein.
   29    S  5.  This  act  shall  take  effect April 1, 2011; provided that the
   30  amendments to subdivision (f) of section 7.17 of the mental hygiene  law
   31  made  by  section  two  of  this act shall not affect the repeal of such
   32  subdivision and shall be deemed repealed therewith.
   33                                   PART H
   34    Section 1. Subparagraph 1  of  paragraph  (c)  of  subdivision  10  of
   35  section  2807-c  of  the public health law, as amended by chapter 419 of
   36  the laws of 2000, is amended to read as follows:
   37    (1) For rate periods on and after April first,  two  thousand  THROUGH
   38  MARCH  THIRTY-FIRST,  TWO THOUSAND ELEVEN, the commissioner shall estab-
   39  lish trend factors for rates of payment for state governmental  agencies
   40  to  project  for the effects of inflation except that such trend factors
   41  shall not be applied to services for which rates of payment  are  estab-
   42  lished  by  the  commissioners  of the department of mental hygiene. The
   43  factors shall be applied to  the  appropriate  portion  of  reimbursable
   44  costs.
   45    S  2.  Section 21 of chapter 1 of the laws of 1999 amending the public
   46  health law and other laws relating to enacting the New York Health  Care
   47  Reform  Act of 2000, as amended by section 18 of part D of chapter 58 of
   48  the laws of 2009, is amended to read as follows:
   49    S 21. Notwithstanding any inconsistent provision of law, effective FOR
   50  RATE PERIODS April 1, 2000 THROUGH MARCH 31, 2011, in determining  rates
   51  of  payment  for  residential health care facilities pursuant to section
   52  2808 of the public health law, hospital outpatient services and diagnos-
   53  tic and treatment centers pursuant to section 2807 of the public  health
   54  law,  unless  otherwise  subject to the limits set forth in section 4 of
       S. 2809--B                         113                        A. 4009--B
    1  chapter 81 of the laws of 1995, as amended by this act,  certified  home
    2  health  agencies  and  long  term  home health care programs pursuant to
    3  section 3614-a of the public  health  law  and  personal  care  services
    4  pursuant to section 367-i of the social services law, and for periods on
    5  and  after  April  1,  2009,  adult day health care services provided to
    6  patients diagnosed with AIDS as defined by applicable  regulations,  the
    7  commissioner  of  health shall apply trend factors using the methodology
    8  described in paragraph (c) of subdivision 10 of section  2807-c  of  the
    9  public  health  law, except that such trend factors shall not be applied
   10  to services for which rates of payment are established  by  the  commis-
   11  sioners of the department of mental hygiene.  Nothing in this section is
   12  intended  to reduce a change in any existing provision of law establish-
   13  ing maximum reimbursement rates.
   14    S 2-a. Notwithstanding any contrary provision of law,  rule  or  regu-
   15  lation, for Medicaid rates of payment for services provided on and after
   16  April  1,  2011  the  commissioner of health is authorized to promulgate
   17  regulations, including  emergency  regulations,  with  regard  to  trend
   18  factor  adjustments  for inflation which may be applied to such rates of
   19  payment with regard to hospice services provided pursuant to article  40
   20  of  the  public  health  law,  assisted living program services provided
   21  pursuant to section 461-1  of  the  social  services  law,  foster  care
   22  services  provided  pursuant  to  article  6 of the social services law,
   23  adult day health care services provided pursuant to article  28  of  the
   24  public  health  law  or  personal  care services provided in those local
   25  social services districts, including  New  York  city,  whose  rates  of
   26  payment  for  such  services  is  established  by  such  social services
   27  districts pursuant to a rate-setting exemption issued by the commission-
   28  er of health to such local social services districts in accordance  with
   29  applicable regulations.
   30    S  3. Section 3614 of the public health law is amended by adding a new
   31  subdivision 12 to read as follows:
   32    12. (A) NOTWITHSTANDING ANY INCONSISTENT PROVISION  OF  LAW  OR  REGU-
   33  LATION  AND  SUBJECT  TO  THE  AVAILABILITY OF FEDERAL FINANCIAL PARTIC-
   34  IPATION, EFFECTIVE ON AND AFTER APRIL FIRST, TWO THOUSAND ELEVEN THROUGH
   35  MARCH THIRTY-FIRST, TWO THOUSAND TWELVE, RATES OF PAYMENT BY  GOVERNMENT
   36  AGENCIES FOR SERVICES PROVIDED BY CERTIFIED HOME HEALTH AGENCIES, EXCEPT
   37  FOR  SUCH  SERVICES PROVIDED TO CHILDREN UNDER EIGHTEEN YEARS OF AGE AND
   38  OTHER DISCRETE GROUPS AS MAY BE DETERMINED BY THE COMMISSIONER  PURSUANT
   39  TO  REGULATIONS, SHALL REFLECT CEILING LIMITATIONS DETERMINED IN ACCORD-
   40  ANCE WITH THIS SUBDIVISION, PROVIDED, HOWEVER, THAT AT THE DISCRETION OF
   41  THE COMMISSIONER SUCH CEILINGS MAY, AS AN  ALTERNATIVE,  BE  APPLIED  TO
   42  PAYMENTS  FOR  SERVICES  PROVIDED ON AND AFTER APRIL FIRST, TWO THOUSAND
   43  ELEVEN, EXCEPT FOR SUCH SERVICES PROVIDED TO CHILDREN AND OTHER DISCRETE
   44  GROUPS AS MAY BE DETERMINED BY THE COMMISSIONER PURSUANT TO REGULATIONS.
   45  IN DETERMINING SUCH PAYMENTS OR RATES OF PAYMENT, AGENCY CEILINGS  SHALL
   46  BE  ESTABLISHED.  SUCH CEILINGS SHALL BE APPLIED TO PAYMENTS OR RATES OF
   47  PAYMENT FOR CERTIFIED HOME HEALTH AGENCY SERVICES AS ESTABLISHED  PURSU-
   48  ANT  TO THIS SECTION AND APPLICABLE REGULATIONS. CEILINGS SHALL BE BASED
   49  ON A BLEND OF: (I) AN AGENCY'S TWO THOUSAND  NINE  AVERAGE  PER  PATIENT
   50  MEDICAID  CLAIMS,  WEIGHTED AT A PERCENTAGE AS DETERMINED BY THE COMMIS-
   51  SIONER; AND (II) THE TWO THOUSAND NINE  STATEWIDE  AVERAGE  PER  PATIENT
   52  MEDICAID  CLAIMS  ADJUSTED BY A REGIONAL WAGE INDEX FACTOR AND AN AGENCY
   53  PATIENT CASE MIX INDEX, WEIGHTED AT A PERCENTAGE AS  DETERMINED  BY  THE
   54  COMMISSIONER.  SUCH CEILINGS WILL BE EFFECTIVE APRIL FIRST, TWO THOUSAND
   55  ELEVEN THROUGH MARCH  THIRTY-FIRST,  TWO  THOUSAND  TWELVE.  AN  INTERIM
   56  PAYMENT  OR  RATE OF PAYMENT ADJUSTMENT EFFECTIVE APRIL FIRST, TWO THOU-
       S. 2809--B                         114                        A. 4009--B
    1  SAND ELEVEN, SHALL BE APPLIED TO AGENCIES  WITH  PROJECTED  AVERAGE  PER
    2  PATIENT  MEDICAID  CLAIMS, AS DETERMINED BY THE COMMISSIONER, TO BE OVER
    3  THEIR CEILINGS. SUCH AGENCIES SHALL HAVE  THEIR  PAYMENTS  OR  RATES  OF
    4  PAYMENT  REDUCED TO REFLECT THE AMOUNT BY WHICH SUCH CLAIMS EXCEED THEIR
    5  CEILINGS.
    6    (B) CEILING LIMITATIONS DETERMINED PURSUANT TO PARAGRAPH (A)  OF  THIS
    7  SUBDIVISION  SHALL  BE SUBJECT TO RECONCILIATION. IN DETERMINING PAYMENT
    8  OR RATE OF PAYMENT ADJUSTMENTS BASED ON  SUCH  RECONCILIATION,  ADJUSTED
    9  AGENCY  CEILINGS  SHALL BE ESTABLISHED.  SUCH ADJUSTED CEILINGS SHALL BE
   10  BASED ON A BLEND OF: (I) AN  AGENCY'S  TWO  THOUSAND  NINE  AVERAGE  PER
   11  PATIENT  MEDICAID  CLAIMS  ADJUSTED  BY  THE  PERCENTAGE  OF INCREASE OR
   12  DECREASE IN SUCH AGENCY'S PATIENT CASE MIX FROM THE  TWO  THOUSAND  NINE
   13  CALENDAR  YEAR  TO  THE  ANNUAL  PERIOD APRIL FIRST, TWO THOUSAND ELEVEN
   14  THROUGH MARCH THIRTY-FIRST, TWO THOUSAND TWELVE, WEIGHTED AT A  PERCENT-
   15  AGE  AS  DETERMINED  BY THE COMMISSIONER; AND (II) THE TWO THOUSAND NINE
   16  STATEWIDE AVERAGE PER PATIENT MEDICAID CLAIMS  ADJUSTED  BY  A  REGIONAL
   17  WAGE INDEX FACTOR AND THE AGENCY'S PATIENT CASE MIX INDEX FOR THE ANNUAL
   18  PERIOD  APRIL FIRST, TWO THOUSAND ELEVEN THROUGH MARCH THIRTY-FIRST, TWO
   19  THOUSAND TWELVE, WEIGHTED AT A PERCENTAGE AS DETERMINED BY  THE  COMMIS-
   20  SIONER.  SUCH  ADJUSTED AGENCY CEILING SHALL BE COMPARED TO ACTUAL MEDI-
   21  CAID PAID CLAIMS FOR THE PERIOD APRIL FIRST, TWO THOUSAND ELEVEN THROUGH
   22  MARCH THIRTY-FIRST, TWO THOUSAND TWELVE.  IN  THOSE  INSTANCES  WHEN  AN
   23  AGENCY'S ACTUAL PER PATIENT MEDICAID CLAIMS ARE DETERMINED TO EXCEED THE
   24  AGENCY'S  ADJUSTED  CEILING, THE AMOUNT OF SUCH EXCESS SHALL BE DUE FROM
   25  EACH SUCH AGENCY TO THE STATE AND MAY BE RECOUPED BY THE DEPARTMENT IN A
   26  LUMP SUM AMOUNT OR THROUGH REDUCTIONS IN THE MEDICAID  PAYMENTS  DUE  TO
   27  THE  AGENCY.  IN  THOSE  INSTANCES  WHERE  AN INTERIM PAYMENT OR RATE OF
   28  PAYMENT ADJUSTMENT WAS APPLIED TO AN AGENCY IN ACCORDANCE WITH PARAGRAPH
   29  (A) OF THIS SUBDIVISION, AND SUCH AGENCY'S ACTUAL PER  PATIENT  MEDICAID
   30  CLAIMS ARE DETERMINED TO BE LESS THAN THE AGENCY'S ADJUSTED CEILING, THE
   31  AMOUNT BY WHICH SUCH MEDICAID CLAIMS ARE LESS THAN THE AGENCY'S ADJUSTED
   32  CEILING  SHALL  BE  REMITTED  TO EACH SUCH AGENCY BY THE DEPARTMENT IN A
   33  LUMP SUM AMOUNT OR THROUGH AN INCREASE IN THE MEDICAID PAYMENTS  DUE  TO
   34  THE AGENCY.
   35    (C)  INTERIM  PAYMENT  OR RATE OF PAYMENT ADJUSTMENTS PURSUANT TO THIS
   36  SUBDIVISION SHALL BE BASED ON MEDICAID PAID CLAIMS, AS DETERMINED BY THE
   37  COMMISSIONER, FOR SERVICES PROVIDED BY AGENCIES IN  THE  BASE  YEAR  TWO
   38  THOUSAND  NINE.  AMOUNTS  DUE FROM RECONCILING RATE ADJUSTMENTS SHALL BE
   39  BASED ON MEDICAID PAID CLAIMS, AS DETERMINED BY  THE  COMMISSIONER,  FOR
   40  SERVICES  PROVIDED  BY  AGENCIES  IN THE BASE YEAR TWO THOUSAND NINE AND
   41  MEDICAID PAID CLAIMS, AS DETERMINED BY THE  COMMISSIONER,  FOR  SERVICES
   42  PROVIDED BY AGENCIES IN THE RECONCILIATION PERIOD APRIL FIRST, TWO THOU-
   43  SAND  ELEVEN  THROUGH MARCH THIRTY-FIRST, TWO THOUSAND TWELVE. IN DETER-
   44  MINING CASE MIX, EACH PATIENT SHALL BE CLASSIFIED USING A  SYSTEM  BASED
   45  ON MEASURES WHICH MAY INCLUDE, BUT NOT BE LIMITED TO, CLINICAL AND FUNC-
   46  TIONAL  MEASURES,  AS  REPORTED  ON  THE  FEDERAL OUTCOME AND ASSESSMENT
   47  INFORMATION SET (OASIS), AS MAY BE AMENDED.
   48    (D) THE COMMISSIONER MAY REQUIRE AGENCIES TO COLLECT  AND  SUBMIT  ANY
   49  DATA  REQUIRED  TO  IMPLEMENT  THE  PROVISIONS  OF THIS SUBDIVISION. THE
   50  COMMISSIONER  MAY  PROMULGATE  REGULATIONS,  INCLUDING  EMERGENCY  REGU-
   51  LATIONS, TO IMPLEMENT THE PROVISIONS OF THIS SUBDIVISION.
   52    (E)  PAYMENTS  OR  RATE  OF PAYMENT ADJUSTMENTS DETERMINED PURSUANT TO
   53  THIS SUBDIVISION SHALL, FOR THE PERIOD APRIL FIRST, TWO THOUSAND  ELEVEN
   54  THROUGH MARCH THIRTY-FIRST, TWO THOUSAND TWELVE, BE RETROACTIVELY RECON-
   55  CILED UTILIZING THE METHODOLOGY IN PARAGRAPH (B) OF THIS SUBDIVISION AND
   56  UTILIZING ACTUAL PAID CLAIMS FROM SUCH PERIOD.
       S. 2809--B                         115                        A. 4009--B
    1    (F)  NOTWITHSTANDING  ANY  INCONSISTENT PROVISION OF THIS SUBDIVISION,
    2  PAYMENTS OR RATE OF PAYMENT ADJUSTMENTS MADE PURSUANT TO  THIS  SUBDIVI-
    3  SION  SHALL  NOT  RESULT  IN  AN  AGGREGATE  ANNUAL DECREASE IN MEDICAID
    4  PAYMENTS TO PROVIDERS SUBJECT TO THIS SUBDIVISION THAT IS IN  EXCESS  OF
    5  TWO  HUNDRED  MILLION DOLLARS, AS DETERMINED BY THE COMMISSIONER AND NOT
    6  SUBJECT TO SUBSEQUENT ADJUSTMENT, AND THE COMMISSIONER SHALL  MAKE  SUCH
    7  ADJUSTMENTS  TO  SUCH  PAYMENTS  OR RATES OF PAYMENT AS ARE NECESSARY TO
    8  ENSURE THAT SUCH AGGREGATE LIMITS ON PAYMENT DECREASES ARE NOT EXCEEDED.
    9    S 4. Section 3614 of the public health law is amended by adding a  new
   10  subdivision 13 to read as follows:
   11    13.  (A)  NOTWITHSTANDING  ANY  INCONSISTENT PROVISION OF LAW OR REGU-
   12  LATION AND SUBJECT TO THE  AVAILABILITY  OF  FEDERAL  FINANCIAL  PARTIC-
   13  IPATION, EFFECTIVE APRIL FIRST, TWO THOUSAND TWELVE, PAYMENTS BY GOVERN-
   14  MENT  AGENCIES  FOR SERVICES PROVIDED BY CERTIFIED HOME HEALTH AGENCIES,
   15  EXCEPT FOR SUCH SERVICES PROVIDED TO CHILDREN UNDER  EIGHTEEN  YEARS  OF
   16  AGE  AND  OTHER DISCREET GROUPS AS MAY BE DETERMINED BY THE COMMISSIONER
   17  PURSUANT TO REGULATIONS, SHALL BE BASED ON EPISODIC PAYMENTS. IN  ESTAB-
   18  LISHING  SUCH  PAYMENTS, A STATEWIDE BASE PRICE SHALL BE ESTABLISHED FOR
   19  EACH SIXTY DAY EPISODE OF CARE AND ADJUSTED BY  A  REGIONAL  WAGE  INDEX
   20  FACTOR  AND AN INDIVIDUAL PATIENT CASE MIX INDEX. SUCH EPISODIC PAYMENTS
   21  MAY BE FURTHER ADJUSTED FOR LOW  UTILIZATION  CASES  AND  TO  REFLECT  A
   22  PERCENTAGE LIMITATION OF THE COST FOR HIGH-UTILIZATION CASES THAT EXCEED
   23  OUTLIER THRESHOLDS OF SUCH PAYMENTS.
   24    (B)  INITIAL  BASE  YEAR  EPISODIC PAYMENTS SHALL BE BASED ON MEDICAID
   25  PAID CLAIMS, AS DETERMINED AND ADJUSTED BY THE COMMISSIONER  TO  ACHIEVE
   26  SAVINGS COMPARABLE TO THE PRIOR STATE FISCAL YEAR, FOR SERVICES PROVIDED
   27  BY  ALL  CERTIFIED  HOME  HEALTH  AGENCIES IN THE BASE YEAR TWO THOUSAND
   28  NINE. SUBSEQUENT BASE YEAR EPISODIC PAYMENTS MAY BE  BASED  ON  MEDICAID
   29  PAID  CLAIMS FOR SERVICES PROVIDED BY ALL CERTIFIED HOME HEALTH AGENCIES
   30  IN A BASE YEAR SUBSEQUENT TO TWO THOUSAND NINE,  AS  DETERMINED  BY  THE
   31  COMMISSIONER, PROVIDED, HOWEVER, THAT SUCH BASE YEAR ADJUSTMENT SHALL BE
   32  MADE  NOT  LESS  FREQUENTLY THAN EVERY THREE YEARS.  IN DETERMINING CASE
   33  MIX, EACH PATIENT SHALL BE CLASSIFIED USING A SYSTEM BASED  ON  MEASURES
   34  WHICH MAY INCLUDE, BUT NOT LIMITED TO, CLINICAL AND FUNCTIONAL MEASURES,
   35  AS  REPORTED  ON  THE  FEDERAL  OUTCOME  AND  ASSESSMENT INFORMATION SET
   36  (OASIS), AS MAY BE AMENDED.
   37    (C) THE COMMISSIONER MAY REQUIRE AGENCIES TO COLLECT  AND  SUBMIT  ANY
   38  DATA  REQUIRED  TO  IMPLEMENT  THIS  SUBDIVISION.  THE  COMMISSIONER MAY
   39  PROMULGATE REGULATIONS, INCLUDING EMERGENCY  REGULATIONS,  TO  IMPLEMENT
   40  THE PROVISIONS OF THIS SUBDIVISION.
   41    S  5.  Sections  365-i  and  369-dd  of  the  social  services law are
   42  REPEALED.
   43    S 5-a. Subparagraph (v) of paragraph (e) of subdivision 1 and subdivi-
   44  sion 2-b of section 369-ee of the social services law, subparagraph  (v)
   45  of  paragraph (e) of subdivision 1 as amended by section 1 of part C and
   46  subdivision 2-b as added by section 2 of part C of  chapter  58  of  the
   47  laws of 2008, are amended to read as follows:
   48    (v)  prescription  drugs [as defined in section two hundred seventy of
   49  the public health law, which shall be provided pursuant  to  subdivision
   50  two-b  of this section,] and non-prescription smoking cessation products
   51  or devices;
   52    2-b. Prescription drug payments. [(a) Subject to paragraph (b) of this
   53  subdivision, payment for  drugs,  except  for  such  drugs  provided  by
   54  medical  practitioners,  and for which payment is authorized pursuant to
   55  paragraph (e) of subdivision one of this section, shall be made pursuant
   56  to subdivision nine of section three hundred sixty-seven-a of this arti-
       S. 2809--B                         116                        A. 4009--B
    1  cle and article two-A of the public health law and subdivision  four  of
    2  section  three  hundred  sixty-five-a  of this article. Payment for such
    3  drugs provided by medical practitioners shall be included in the capita-
    4  tion  payment  for services or supplies provided to persons eligible for
    5  health care services under this title.
    6    (b)] Payment for drugs for which payment  is  authorized  pursuant  to
    7  paragraph (e) of subdivision one of this section[, and that are provided
    8  by  an  employer  partnership  for family health plus plan authorized by
    9  section three hundred sixty-nine-ff of this title,] shall be included in
   10  the capitation payment for services  or  supplies  provided  to  persons
   11  eligible for health care services under [such] A FAMILY HEALTH INSURANCE
   12  plan.
   13    S  6.  Section  368-d  of the social services law is amended by adding
   14  three new subdivisions 4, 5 and 6 to read as follows:
   15    4.  THE COMMISSIONER OF HEALTH IS AUTHORIZED TO CONTRACT WITH  ONE  OR
   16  MORE ENTITIES TO CONDUCT A STUDY TO DETERMINE ACTUAL DIRECT AND INDIRECT
   17  COSTS  INCURRED  BY  PUBLIC  SCHOOL  DISTRICTS  AND STATE OPERATED/STATE
   18  SUPPORTED SCHOOLS WHICH OPERATE PURSUANT TO ARTICLE EIGHTY-FIVE,  EIGHT-
   19  Y-SEVEN  OR EIGHTY-EIGHT OF THE EDUCATION LAW FOR MEDICAL CARE, SERVICES
   20  AND SUPPLIES, INCLUDING RELATED SPECIAL EDUCATION SERVICES  AND  SPECIAL
   21  TRANSPORTATION, FURNISHED TO CHILDREN WITH HANDICAPPING CONDITIONS.
   22    5.  NOTWITHSTANDING ANY INCONSISTENT PROVISION OF SECTIONS ONE HUNDRED
   23  TWELVE AND ONE HUNDRED SIXTY-THREE OF THE STATE FINANCE LAW, OR  SECTION
   24  ONE HUNDRED FORTY-TWO OF THE ECONOMIC DEVELOPMENT LAW, OR ANY OTHER LAW,
   25  THE  COMMISSIONER  OF  HEALTH  IS AUTHORIZED TO ENTER INTO A CONTRACT OR
   26  CONTRACTS UNDER SUBDIVISION FOUR OF THIS SECTION WITHOUT  A  COMPETITIVE
   27  BID OR REQUEST FOR PROPOSAL PROCESS, PROVIDED, HOWEVER, THAT:
   28    (A)  THE  DEPARTMENT OF HEALTH SHALL POST ON ITS WEBSITE, FOR A PERIOD
   29  OF NO LESS THAN THIRTY DAYS:
   30    (I) A DESCRIPTION OF THE PROPOSED SERVICES TO BE PROVIDED PURSUANT  TO
   31  THE CONTRACT OR CONTRACTS;
   32    (II) THE CRITERIA FOR SELECTION OF A CONTRACTOR OR CONTRACTORS;
   33    (III)  THE  PERIOD  OF  TIME DURING WHICH A PROSPECTIVE CONTRACTOR MAY
   34  SEEK SELECTION, WHICH SHALL BE NO  LESS  THAN  THIRTY  DAYS  AFTER  SUCH
   35  INFORMATION IS FIRST POSTED ON THE WEBSITE; AND
   36    (IV)  THE  MANNER  BY  WHICH  A  PROSPECTIVE  CONTRACTOR MAY SEEK SUCH
   37  SELECTION, WHICH MAY INCLUDE SUBMISSION BY ELECTRONIC MEANS;
   38    (B) ALL REASONABLE AND RESPONSIVE SUBMISSIONS THAT ARE  RECEIVED  FROM
   39  PROSPECTIVE  CONTRACTORS  IN  TIMELY  FASHION  SHALL  BE REVIEWED BY THE
   40  COMMISSIONER OF HEALTH; AND
   41    (C) THE  COMMISSIONER  OF  HEALTH  SHALL  SELECT  SUCH  CONTRACTOR  OR
   42  CONTRACTORS THAT, IN HIS OR HER DISCRETION, ARE BEST SUITED TO SERVE THE
   43  PURPOSES OF THIS SECTION.
   44    6.  THE COMMISSIONER SHALL EVALUATE THE RESULTS OF THE STUDY CONDUCTED
   45  PURSUANT TO SUBDIVISION FOUR OF THIS SECTION TO DETERMINE,  AFTER  IDEN-
   46  TIFICATION OF ACTUAL DIRECT AND INDIRECT COSTS INCURRED BY PUBLIC SCHOOL
   47  DISTRICTS  AND  STATE  OPERATED/STATE  SUPPORTED  SCHOOLS, WHETHER IT IS
   48  ADVISABLE TO CLAIM FEDERAL REIMBURSEMENT  FOR  EXPENDITURES  UNDER  THIS
   49  SECTION  AS  CERTIFIED PUBLIC EXPENDITURES. IN THE EVENT SUCH CLAIMS ARE
   50  SUBMITTED,  IF  FEDERAL  REIMBURSEMENT  RECEIVED  FOR  CERTIFIED  PUBLIC
   51  EXPENDITURES ON BEHALF OF MEDICAL ASSISTANCE RECIPIENTS WHOSE ASSISTANCE
   52  AND  CARE ARE THE RESPONSIBILITY OF A SOCIAL SERVICES DISTRICT IN A CITY
   53  WITH A POPULATION OF OVER TWO MILLION, RESULTS  IN  A  DECREASE  IN  THE
   54  STATE  SHARE  OF  ANNUAL  EXPENDITURES PURSUANT TO THIS SECTION FOR SUCH
   55  RECIPIENTS, THEN TO THE EXTENT THAT THE AMOUNT OF ANY SUCH DECREASE WHEN
   56  COMBINED WITH ANY DECREASE IN THE STATE  SHARE  OF  ANNUAL  EXPENDITURES
       S. 2809--B                         117                        A. 4009--B
    1  DESCRIBED  IN SUBDIVISION FIVE OF SECTION THREE HUNDRED SIXTY-EIGHT-E OF
    2  THIS TITLE EXCEEDS FIFTY MILLION DOLLARS, THE  EXCESS  AMOUNT  SHALL  BE
    3  TRANSFERRED  TO  SUCH CITY. ANY SUCH EXCESS AMOUNT TRANSFERRED SHALL NOT
    4  BE  CONSIDERED  A  REVENUE  RECEIVED BY SUCH SOCIAL SERVICES DISTRICT IN
    5  DETERMINING THE DISTRICT'S ACTUAL MEDICAL  ASSISTANCE  EXPENDITURES  FOR
    6  PURPOSES  OF  PARAGRAPH  (B)  OF  SECTION  ONE  OF  PART  C  OF  CHAPTER
    7  FIFTY-EIGHT OF THE LAWS OF TWO THOUSAND FIVE.
    8    S 7. Section 368-e of the social services law  is  amended  by  adding
    9  three new subdivisions 3, 4 and 5 to read as follows:
   10    3.    THE COMMISSIONER OF HEALTH IS AUTHORIZED TO CONTRACT WITH ONE OR
   11  MORE ENTITIES TO CONDUCT A STUDY TO DETERMINE ACTUAL DIRECT AND INDIRECT
   12  COSTS INCURRED BY COUNTIES FOR  MEDICAL  CARE,  SERVICES  AND  SUPPLIES,
   13  INCLUDING RELATED SPECIAL EDUCATION SERVICES AND SPECIAL TRANSPORTATION,
   14  FURNISHED TO PRE-SCHOOL CHILDREN WITH HANDICAPPING CONDITIONS.
   15    4.  NOTWITHSTANDING ANY INCONSISTENT PROVISION OF SECTIONS ONE HUNDRED
   16  TWELVE AND ONE HUNDRED SIXTY-THREE OF THE STATE FINANCE LAW, OR  SECTION
   17  ONE HUNDRED FORTY-TWO OF THE ECONOMIC DEVELOPMENT LAW, OR ANY OTHER LAW,
   18  THE  COMMISSIONER  OF  HEALTH  IS AUTHORIZED TO ENTER INTO A CONTRACT OR
   19  CONTRACTS UNDER SUBDIVISION THREE OF THIS SECTION WITHOUT A  COMPETITIVE
   20  BID OR REQUEST FOR PROPOSAL PROCESS, PROVIDED, HOWEVER, THAT:
   21    (A)  THE  DEPARTMENT OF HEALTH SHALL POST ON ITS WEBSITE, FOR A PERIOD
   22  OF NO LESS THAN THIRTY DAYS:
   23    (I) A DESCRIPTION OF THE PROPOSED SERVICES TO BE PROVIDED PURSUANT  TO
   24  THE CONTRACT OR CONTRACTS;
   25    (II) THE CRITERIA FOR SELECTION OF A CONTRACTOR OR CONTRACTORS;
   26    (III)  THE  PERIOD  OF  TIME DURING WHICH A PROSPECTIVE CONTRACTOR MAY
   27  SEEK SELECTION, WHICH SHALL BE NO  LESS  THAN  THIRTY  DAYS  AFTER  SUCH
   28  INFORMATION IS FIRST POSTED ON THE WEBSITE; AND
   29    (IV)  THE  MANNER  BY  WHICH  A  PROSPECTIVE  CONTRACTOR MAY SEEK SUCH
   30  SELECTION, WHICH MAY INCLUDE SUBMISSION BY ELECTRONIC MEANS;
   31    (B) ALL REASONABLE AND RESPONSIVE SUBMISSIONS THAT ARE  RECEIVED  FROM
   32  PROSPECTIVE  CONTRACTORS  IN  TIMELY  FASHION  SHALL  BE REVIEWED BY THE
   33  COMMISSIONER OF HEALTH; AND
   34    (C) THE  COMMISSIONER  OF  HEALTH  SHALL  SELECT  SUCH  CONTRACTOR  OR
   35  CONTRACTORS THAT, IN HIS OR HER DISCRETION, ARE BEST SUITED TO SERVE THE
   36  PURPOSES OF THIS SECTION.
   37    5.  THE COMMISSIONER SHALL EVALUATE THE RESULTS OF THE STUDY CONDUCTED
   38  PURSUANT TO SUBDIVISION THREE OF THIS SECTION TO DETERMINE, AFTER  IDEN-
   39  TIFICATION  OF ACTUAL DIRECT AND INDIRECT COSTS INCURRED BY COUNTIES FOR
   40  MEDICAL CARE, SERVICES, AND SUPPLIES FURNISHED  TO  PRE-SCHOOL  CHILDREN
   41  WITH  HANDICAPPING  CONDITIONS, WHETHER IT IS ADVISABLE TO CLAIM FEDERAL
   42  REIMBURSEMENT FOR EXPENDITURES UNDER THIS SECTION  AS  CERTIFIED  PUBLIC
   43  EXPENDITURES.    IN  THE  EVENT  SUCH  CLAIMS  ARE SUBMITTED, IF FEDERAL
   44  REIMBURSEMENT RECEIVED FOR CERTIFIED PUBLIC EXPENDITURES  ON  BEHALF  OF
   45  MEDICAL  ASSISTANCE RECIPIENTS WHOSE ASSISTANCE AND CARE ARE THE RESPON-
   46  SIBILITY OF A SOCIAL SERVICES DISTRICT IN A CITY WITH  A  POPULATION  OF
   47  OVER  TWO  MILLION,  RESULTS  IN A DECREASE IN THE STATE SHARE OF ANNUAL
   48  EXPENDITURES PURSUANT TO THIS SECTION FOR SUCH RECIPIENTS, THEN  TO  THE
   49  EXTENT  THAT  THE  AMOUNT  OF  ANY  SUCH DECREASE WHEN COMBINED WITH ANY
   50  DECREASE IN THE STATE SHARE OF ANNUAL EXPENDITURES DESCRIBED IN SUBDIVI-
   51  SION SIX OF SECTION THREE HUNDRED SIXTY-EIGHT-D OF  THIS  TITLE  EXCEEDS
   52  FIFTY  MILLION  DOLLARS,  THE EXCESS AMOUNT SHALL BE TRANSFERRED TO SUCH
   53  CITY. ANY SUCH EXCESS AMOUNT  TRANSFERRED  SHALL  NOT  BE  CONSIDERED  A
   54  REVENUE  RECEIVED  BY  SUCH  SOCIAL SERVICES DISTRICT IN DETERMINING THE
   55  DISTRICT'S ACTUAL MEDICAL ASSISTANCE EXPENDITURES FOR PURPOSES OF  PARA-
       S. 2809--B                         118                        A. 4009--B
    1  GRAPH (B) OF SECTION ONE OF PART C OF CHAPTER FIFTY-EIGHT OF THE LAWS OF
    2  TWO THOUSAND FIVE.
    3    S  8.  Paragraph  d  of  subdivision  20 of section 2808 of the public
    4  health law is REPEALED and a  new  paragraph  d  is  added  to  read  as
    5  follows:
    6    D.  NOTWITHSTANDING ANY CONTRARY PROVISION OF LAW, RULE OR REGULATION,
    7  FOR  RATE  PERIODS  ON  AND  AFTER APRIL FIRST, TWO THOUSAND ELEVEN, THE
    8  CAPITAL COST  COMPONENT  OF  MEDICAID  RATES  OF  PAYMENT  FOR  SERVICES
    9  PROVIDED  BY  RESIDENTIAL  HEALTH  CARE FACILITIES SHALL NOT INCLUDE ANY
   10  PAYMENT FACTOR FOR RETURN ON OR RETURN OF EQUITY.
   11    S 9. Paragraph (b) of subdivision 11 of  section  272  of  the  public
   12  health  law,  as added by section 36 of part C of chapter 58 of the laws
   13  of 2009, is amended to read as follows:
   14    (b) The commissioner may designate a  pharmaceutical  manufacturer  as
   15  one  with  whom  the  commissioner  is  negotiating  or has negotiated a
   16  manufacturer agreement, and all of the drugs it manufactures or  markets
   17  shall  be  included  in the preferred drug program. The commissioner may
   18  negotiate directly with a pharmaceutical manufacturer for rebates relat-
   19  ing to any or all of the drugs it manufactures or markets. A manufactur-
   20  er agreement shall designate any or all of  the  drugs  manufactured  or
   21  marketed  by  the  pharmaceutical manufacturer as being preferred or non
   22  preferred drugs. When a pharmaceutical manufacturer has been  designated
   23  by  the  commissioner  under this paragraph but THE COMMISSIONER has not
   24  reached a manufacturer agreement with the  pharmaceutical  manufacturer,
   25  then  THE  COMMISSIONER  MAY DESIGNATE SOME OR all of the drugs manufac-
   26  tured or marketed by the pharmaceutical manufacturer [shall be]  AS  non
   27  preferred  drugs. However, notwithstanding this paragraph, any drug that
   28  is selected to be on the preferred drug  list  under  paragraph  (b)  of
   29  subdivision ten of this section on grounds that it is significantly more
   30  clinically effective and safer than other drugs in its therapeutic class
   31  shall be a preferred drug.
   32    S  10.  Paragraphs (a), (b), (c), (d), (e) and (f) of subdivision 9 of
   33  section 367-a of the social services law are REPEALED,  paragraphs  (g),
   34  (h)  and  (i) are relettered paragraphs (b), (c) and (d) and the opening
   35  paragraph of subdivision 9, as amended by chapter  19  of  the  laws  of
   36  1998, is amended to read as follows:
   37    (A) Notwithstanding any inconsistent provision of law or regulation to
   38  the  contrary,  for  those  drugs  which  may not be dispensed without a
   39  prescription as required by  section  sixty-eight  hundred  ten  of  the
   40  education  law and for which payment is authorized pursuant to paragraph
   41  (g) of subdivision two of section three  hundred  sixty-five-a  of  this
   42  title,  payments  FOR  SUCH  DRUGS  AND DISPENSING FEES under this title
   43  shall be made at [the following] amounts[:] ESTABLISHED BY  THE  COMMIS-
   44  SIONER.
   45    S 11. Intentionally Omitted.
   46    S 12. Subdivision 22 of section 6802 of the education law, as added by
   47  chapter 563 of the laws of 2008, is amended to read as follows:
   48    22.  "Administer",  for the purpose of section sixty-eight hundred one
   49  of this article, means the direct application of an immunizing agent  to
   50  [adults]  PERSONS  ELEVEN  YEARS  OF AGE OR OLDER, whether by injection,
   51  ingestion or any other means, pursuant to a patient  specific  order  or
   52  non-patient specific regimen prescribed or ordered issued by a physician
   53  or certified nurse practitioner who has a practice site in the county in
   54  which the immunization is administered.  However if the county where the
   55  immunization  is  to  be  administered  has a population of seventy-five
   56  thousand or less, then the licensed physician or certified nurse practi-
       S. 2809--B                         119                        A. 4009--B
    1  tioner may be in an  adjoining  county.  Such  administration  shall  be
    2  limited  to  immunizing  agents  [to  prevent  influenza or pneumococcal
    3  disease] RECOMMENDED BY THE FEDERAL  CENTERS  FOR  DISEASE  CONTROL  AND
    4  PREVENTION FOR PERSONS WHO ARE ELEVEN YEARS OF AGE OR OLDER, and medica-
    5  tions required for emergency treatment of anaphylaxis.
    6    S  13. Subdivision 1 of section 271 of the public health law, as added
    7  by section 10 of part C of chapter 58 of the laws of 2005, is amended to
    8  read as follows:
    9    1. There is hereby established in the department a pharmacy and thera-
   10  peutics committee. The committee shall consist of  [seventeen]  EIGHTEEN
   11  members,  who shall be appointed by the commissioner and who shall serve
   12  three year terms; except  that  for  the  initial  appointments  to  the
   13  committee,  five  members  shall serve one year terms, seven shall serve
   14  two year terms, and five shall serve three year terms. Committee members
   15  may be reappointed upon the completion of their  terms.  [No]  WITH  THE
   16  EXCEPTION  OF  THE  CHAIRPERSON,  NO member of the committee shall be an
   17  employee of the state or any subdivision of the state,  other  than  for
   18  his  or  her membership on the committee, except for employees of health
   19  care facilities or universities operated by the state, a public  benefit
   20  corporation, the State University of New York or municipalities.
   21    S  14.  Paragraphs  (d) and (e) of subdivision 2 of section 271 of the
   22  public health law, as added by section 10 of part C of chapter 58 of the
   23  laws of 2005, are amended, and a new paragraph (f) is added to  read  as
   24  follows:
   25    (d) one person with expertise in drug utilization review who is either
   26  a  health  care professional licensed under title eight of the education
   27  law, is a pharmacologist or has a doctorate in pharmacology; [and]
   28    (e) three persons who shall be consumers or representatives of  organ-
   29  izations  with  a  regional  or statewide constituency and who have been
   30  involved in activities related to health care consumer advocacy, includ-
   31  ing issues affecting Medicaid or EPIC recipients[.]; AND
   32    (F) A CHAIRPERSON DESIGNATED PURSUANT  TO  SUBDIVISION  FOUR  OF  THIS
   33  SECTION.
   34    S  15.  Subdivision  4  of  section  271  of  the public health law is
   35  REPEALED and a new subdivision 4 is added to read as follows:
   36    4. THE COMMISSIONER SHALL DESIGNATE A  MEMBER  OF  THE  DEPARTMENT  TO
   37  SERVE AS CHAIRPERSON OF THE COMMITTEE.
   38    S  16. Subdivision 3 of section 272 of the public health law, as added
   39  by section 10 of part C of chapter 58 of the laws of 2005, is amended to
   40  read as follows:
   41    3. The commissioner shall  establish  performance  standards  for  the
   42  program  that,  at a minimum, ensure that the preferred drug program and
   43  the clinical drug review program provide  sufficient  technical  support
   44  and  timely  responses  to  consumers, prescribers and pharmacists.  THE
   45  COMMISSIONER MAY DESIGNATE A MEMBER OF THE  DEPARTMENT  TO  PERFORM  ANY
   46  ACTIONS OF THE COMMISSIONER AUTHORIZED OR REQUIRED BY THIS SECTION.
   47    S  17.  Subdivision  10  of  section  272  of the public health law is
   48  amended by adding a new paragraph (d) to read as follows:
   49    (D) NOTWITHSTANDING ANY PROVISION OF THIS SECTION TO THE CONTRARY, THE
   50  COMMISSIONER MAY DESIGNATE THERAPEUTIC CLASSES OF  DRUGS  OR  INDIVIDUAL
   51  DRUGS  AS  PREFERRED  PRIOR  TO  ANY REVIEW THAT MAY BE CONDUCTED BY THE
   52  COMMITTEE PURSUANT TO THIS SECTION.
   53    S 18. Paragraphs (b) and (c) of subdivision 3 of section  273  of  the
   54  public health law, as added by section 10 of part C of chapter 58 of the
   55  laws of 2005, are amended to read as follows:
       S. 2809--B                         120                        A. 4009--B
    1    (b)  In the event that the patient does not meet the criteria in para-
    2  graph (a) of this subdivision, the  prescriber  may  provide  additional
    3  information  to  the  program  to justify the use of a prescription drug
    4  that is not on the preferred drug list.  The  program  shall  provide  a
    5  reasonable opportunity for a prescriber to reasonably present his or her
    6  justification  of  prior authorization. [If, after consultation with the
    7  program, the prescriber, in his or her reasonable professional judgment,
    8  determines that the use of a  prescription  drug  that  is  not  on  the
    9  preferred  drug  list is warranted, the prescriber's determination shall
   10  be final.]
   11    (c) [If a prescriber meets the requirements of paragraph (a) or (b) of
   12  this subdivision, the prescriber shall be  granted  prior  authorization
   13  under this section] PRIOR AUTHORIZATION FOR THE NON-PREFERRED DRUG SHALL
   14  BE  DENIED IF THE PRESCRIBER FAILS TO MEET THE REQUIREMENTS OF PARAGRAPH
   15  (A) OF THIS SUBDIVISION OR, IF AFTER CONSULTATION WITH  THE  PROGRAM  AS
   16  DESCRIBED  IN  PARAGRAPH (B) OF THIS SUBDIVISION, THE PROGRAM DETERMINES
   17  THAT THE USE OF THE PRESCRIBED DRUG THAT IS NOT ON  THE  PREFERRED  DRUG
   18  LIST IS NOT WARRANTED.
   19    S 19. Intentionally Omitted.
   20    S  20.   Paragraph (g) of subdivision 4 of section 365-a of the social
   21  services law, as amended by section 61 of part C of chapter  58  of  the
   22  laws of 2007, is amended to read as follows:
   23    (g)  for  eligible  persons who are also beneficiaries under part D of
   24  title XVIII of the federal social security act, drugs which are  denomi-
   25  nated  as  "covered part D drugs" under section 1860D-2(e) of such act[;
   26  provided however that, for purposes of this paragraph, "covered  part  D
   27  drugs"  shall not mean atypical anti-psychotics, anti-depressants, anti-
   28  retrovirals used in the treatment of HIV/AIDS, or  anti-rejection  drugs
   29  used for the treatment of organ and tissue transplants].
   30    S  21.  Subdivision  12  of  section  272  of the public health law is
   31  REPEALED.
   32    S 22. Intentionally Omitted.
   33    S 23. Paragraph (g) of subdivision 2 of section 365-a  of  the  social
   34  services  law,  as  amended by section 1 of part F of chapter 497 of the
   35  laws of 2008, is amended to read as follows:
   36    (g) sickroom supplies, eyeglasses, prosthetic  appliances  and  dental
   37  prosthetic  appliances  furnished  in accordance with the regulations of
   38  the department[,]; provided FURTHER that: (I) the commissioner of health
   39  is authorized to implement a preferred diabetic supply  program  wherein
   40  the  department  of  health will receive enhanced rebates from preferred
   41  manufacturers of glucometers and test strips, and may  subject  non-pre-
   42  ferred manufacturers' glucometers and test strips to prior authorization
   43  under  section  two hundred seventy-three of the public health law; (II)
   44  ENTERAL FORMULA THERAPY IS LIMITED TO  COVERAGE  ONLY  FOR  NASOGASTRIC,
   45  JEJUNOSTOMY,  OR  GASTROSTOMY TUBE FEEDING OR FOR TREATMENT OF AN INBORN
   46  ERROR OF METABOLISM; OTHER NUTRITIONAL OR DIETARY  SUPPLEMENTS  ARE  NOT
   47  COVERED; (III) PRESCRIPTION FOOTWEAR AND INSERTS ARE LIMITED TO COVERAGE
   48  ONLY  WHEN  USED AS AN INTEGRAL PART OF A LOWER LIMB ORTHOTIC APPLIANCE,
   49  AS PART OF A DIABETIC TREATMENT PLAN, OR TO ADDRESS GROWTH AND  DEVELOP-
   50  MENT  PROBLEMS  IN  CHILDREN; AND (IV) COMPRESSION AND SUPPORT STOCKINGS
   51  ARE LIMITED TO COVERAGE ONLY FOR PREGNANCY OR TREATMENT OF VENOUS STASIS
   52  ULCERS;
   53    (G-1) drugs provided on an in-patient basis, those drugs contained  on
   54  the  list established by regulation of the commissioner of health pursu-
   55  ant to subdivision four of this section, and those drugs which  may  not
   56  be  dispensed  without a prescription as required by section sixty-eight
       S. 2809--B                         121                        A. 4009--B
    1  hundred ten of the education law and which the  commissioner  of  health
    2  shall determine to be reimbursable based upon such factors as the avail-
    3  ability  of  such  drugs  or  alternatives at low cost if purchased by a
    4  medicaid  recipient,  or the essential nature of such drugs as described
    5  by such commissioner in regulations, provided, however, that such drugs,
    6  exclusive of long-term maintenance drugs, shall be dispensed in  quanti-
    7  ties no greater than a thirty day supply or one hundred doses, whichever
    8  is  greater; provided further that the commissioner of health is author-
    9  ized to require prior authorization for any  refill  of  a  prescription
   10  when  less  than seventy-five percent of the previously dispensed amount
   11  per fill should have been used were the product used as  normally  indi-
   12  cated; PROVIDED FURTHER THAT THE COMMISSIONER OF HEALTH IS AUTHORIZED TO
   13  REQUIRE  PRIOR  AUTHORIZATION  OF  PRESCRIPTIONS OF OPIOID ANALGESICS IN
   14  EXCESS OF FOUR PRESCRIPTIONS IN A THIRTY-DAY PERIOD; medical  assistance
   15  shall  not  include  any drug provided on other than an in-patient basis
   16  for which a recipient is charged or a claim is made in  the  case  of  a
   17  prescription  drug,  in excess of the maximum reimbursable amounts to be
   18  established by  department  regulations  in  accordance  with  standards
   19  established  by  the secretary of the United States department of health
   20  and human  services,  or,  in  the  case  of  a  drug  not  requiring  a
   21  prescription,  in  excess of the maximum reimbursable amount established
   22  by the commissioner of health pursuant to paragraph (a)  of  subdivision
   23  four of this section;
   24    S  24.  Paragraph  (a)  of  subdivision 3 of section 366 of the social
   25  services law, as amended by chapter 110 of the laws of 1971, is  amended
   26  to read as follows:
   27    (a)  Medical  assistance  shall  be  furnished  to applicants in cases
   28  where, although such applicant has a responsible  relative  with  suffi-
   29  cient  income  and resources to provide medical assistance as determined
   30  by the regulations of the department, the income and  resources  of  the
   31  responsible  relative are not available to such applicant because of the
   32  absence of such relative [or] AND the refusal or failure of such  ABSENT
   33  relative  to  provide the necessary care and assistance.  In such cases,
   34  however, the furnishing of  such  assistance  shall  create  an  implied
   35  contract  with such relative, and the cost thereof may be recovered from
   36  such relative in accordance with title six  of  article  three  OF  THIS
   37  CHAPTER and other applicable provisions of law.
   38    S  25.  Paragraph  (b) of subdivision 17 of section 2808 of the public
   39  health law, as added by section 30 of part B of chapter 109 of the  laws
   40  of 2010, is amended and a new paragraph (c) is added to read as follows:
   41    (b) Notwithstanding any inconsistent provision of law or regulation to
   42  the contrary, for the state fiscal year beginning April first, two thou-
   43  sand  ten  and ending March thirty-first, two thousand [eleven] FIFTEEN,
   44  the commissioner shall not be required  to  revise  certified  rates  of
   45  payment  established  pursuant to this article for rate periods prior to
   46  April first, two thousand [eleven] FIFTEEN, based  on  consideration  of
   47  rate  appeals  filed by residential health care facilities or based upon
   48  adjustments to capital cost reimbursement as a result of approval by the
   49  commissioner of an application for construction  under  section  twenty-
   50  eight  hundred  two  of  this  article, in excess of an aggregate annual
   51  amount of eighty million dollars for EACH such  state  fiscal  year.  In
   52  revising such rates within such fiscal limit, the commissioner shall, in
   53  prioritizing  such  rate appeals, include consideration of which facili-
   54  ties the commissioner determines are facing significant financial  hard-
   55  ship  as  well  as  such  other considerations as the commissioner deems
   56  appropriate and, further, the commissioner is authorized to  enter  into
       S. 2809--B                         122                        A. 4009--B
    1  agreements  with such facilities or any other facility to resolve multi-
    2  ple pending rate appeals based upon a negotiated  aggregate  amount  and
    3  may offset such negotiated aggregate amounts against any amounts owed by
    4  the  facility  to the department, including, but not limited to, amounts
    5  owed pursuant to section twenty-eight hundred seven-d of  this  article;
    6  PROVIDED,  HOWEVER,  THAT THE COMMISSIONER'S AUTHORITY TO NEGOTIATE SUCH
    7  AGREEMENTS RESOLVING  MULTIPLE  PENDING  RATE  APPEALS  AS  HEREINBEFORE
    8  DESCRIBED SHALL CONTINUE ON AND AFTER APRIL FIRST, TWO THOUSAND FIFTEEN.
    9  Rate adjustments made pursuant to this paragraph remain fully subject to
   10  approval by the director of the budget in accordance with the provisions
   11  of  subdivision  two of section twenty-eight hundred seven of this arti-
   12  cle.
   13    (C) NOTWITHSTANDING ANY OTHER CONTRARY PROVISION OF LAW, RULE OR REGU-
   14  LATION, FOR PERIODS ON AND AFTER APRIL FIRST, TWO  THOUSAND  ELEVEN  THE
   15  COMMISSIONER  SHALL PROMULGATE REGULATIONS, AND MAY PROMULGATE EMERGENCY
   16  REGULATIONS, ESTABLISHING PRIORITIES AND TIME FRAMES FOR PROCESSING RATE
   17  APPEALS, INCLUDING RATE APPEALS FILED PRIOR TO APRIL FIRST, TWO THOUSAND
   18  ELEVEN, WITHIN AVAILABLE ADMINISTRATIVE  RESOURCES;  PROVIDED,  HOWEVER,
   19  THAT  SUCH  REGULATIONS SHALL NOT BE INCONSISTENT WITH THE PROVISIONS OF
   20  PARAGRAPH (B) OF THIS SUBDIVISION.
   21    S 26. Notwithstanding any provision of law to the contrary and subject
   22  to the availability of federal financial participation, for  periods  on
   23  and  after  April 1, 2011, clinics certified pursuant to articles 16, 31
   24  or 32 of the mental hygiene law shall be subject  to  targeted  Medicaid
   25  reimbursement  rate reductions in accordance with the provisions of this
   26  section. Such reductions shall be based on utilization thresholds  which
   27  may  be  established  either  as  provider-specific  or patient-specific
   28  thresholds. Provider-specific  thresholds  shall  be  based  on  average
   29  patient  utilization  for a given provider in comparison to a peer based
   30  standard to be determined for each service.  When applying  a  provider-
   31  specific  threshold,  rates will be reduced on a prospective basis based
   32  on the amount any provider  is  over  the  determined  threshold  level.
   33  Patient-specific  thresholds  will  be based on annual thresholds deter-
   34  mined for each service over which the per visit payment for  each  visit
   35  in  excess of the standard during a twelve month period shall be reduced
   36  by a pre-determined amount. The thresholds, peer based standards and the
   37  payment reductions shall be determined by the department of health, with
   38  the approval of the division of the budget, and in consultation with the
   39  office of mental health, the office for people with developmental  disa-
   40  bilities  and the office of alcoholism and substance abuse services, and
   41  any such resulting rates shall be subject to certification by the appro-
   42  priate commissioners pursuant to subdivision (a) of section 43.02 of the
   43  mental hygiene law. The base period used  to  establish  the  thresholds
   44  shall  be  the  2009  calendar  year.  The total annualized reduction in
   45  payments shall be no less than $10,900,000 for Article  31  clinics,  no
   46  less   than  $2,400,000  for  Article  16  clinics,  and  no  less  than
   47  $13,250,000 for Article 32  clinics.  The  commissioner  of  health  may
   48  promulgate  regulations,  including  emergency regulations, to implement
   49  the provisions of this section.
   50    S 27. Paragraph (h) of subdivision 2 of section 365-a  of  the  social
   51  services  law,  as  amended  by  chapter  444 of the laws of 1979 and as
   52  relettered by chapter 478 of the laws of 1980, is  amended  to  read  as
   53  follows:
   54    (h)  SPEECH THERAPY, AND WHEN PROVIDED AT THE DIRECTION OF A PHYSICIAN
   55  OR NURSE PRACTITIONER, physical therapy [and relative] INCLUDING RELATED
   56  rehabilitative services [when provided at the direction of a  physician]
       S. 2809--B                         123                        A. 4009--B
    1  AND  OCCUPATIONAL THERAPY; PROVIDED, HOWEVER, THAT SPEECH THERAPY, PHYS-
    2  ICAL THERAPY AND OCCUPATIONAL THERAPY EACH SHALL BE LIMITED TO  COVERAGE
    3  OF  TWENTY  VISITS  PER YEAR; SUCH LIMITATION SHALL NOT APPLY TO PERSONS
    4  WITH DEVELOPMENTAL DISABILITIES;
    5    S 28. Section 3614 of the public health law is amended by adding a new
    6  subdivision 2-a to read as follows:
    7    2-A.  NOTWITHSTANDING  ANY  CONTRARY LAW, RULE OR REGULATION, FOR RATE
    8  PERIODS ON AND AFTER APRIL FIRST, TWO THOUSAND ELEVEN, MEDICAID RATES OF
    9  PAYMENTS FOR SERVICES PROVIDED BY CERTIFIED  HOME  HEALTH  AGENCIES,  BY
   10  LONG  TERM  HOME  HEALTH  CARE  PROGRAMS OR BY AN AIDS HOME CARE PROGRAM
   11  SHALL NOT REFLECT A SEPARATE PAYMENT  FOR  HOME  CARE  NURSING  SERVICES
   12  PROVIDED  TO PATIENTS DIAGNOSED WITH ACQUIRED IMMUNE DEFICIENCY SYNDROME
   13  (AIDS).
   14    S 29. Paragraph (h) of subdivision 5-a of section 2807-m of the public
   15  health law is relettered paragraph (i) and a new paragraph (h) is  added
   16  to read as follows:
   17    (H)  PUBLIC  HEALTH SERVICES CORPS (PHSC). ONE MILLION DOLLARS FOR THE
   18  PERIOD APRIL FIRST, TWO THOUSAND ELEVEN THROUGH MARCH THIRTY-FIRST,  TWO
   19  THOUSAND  TWELVE, AND TWO MILLION DOLLARS EACH STATE FISCAL YEAR FOR THE
   20  PERIOD APRIL FIRST, TWO THOUSAND TWELVE THROUGH MARCH THIRTY-FIRST,  TWO
   21  THOUSAND  FOURTEEN  SHALL  BE SET ASIDE AND RESERVED BY THE COMMISSIONER
   22  FROM THE REGIONAL POOLS ESTABLISHED PURSUANT TO SUBDIVISION TWO OF  THIS
   23  SECTION AND SHALL BE AVAILABLE TO FUND AWARDS MADE PURSUANT TO A COMPET-
   24  ITIVE REQUEST FOR PROPOSAL OR REQUEST FOR APPLICATION PROCESS TO SUPPORT
   25  WELL-TRAINED,  HIGHLY QUALIFIED NON-PHYSICIAN HEALTH PROFESSIONALS DEDI-
   26  CATED TO DELIVERING PUBLIC HEALTH AND HEALTH  CARE  SERVICES  TO  UNDER-
   27  SERVED  COMMUNITIES  OUTSIDE  THEIR  REGULARLY  SCHEDULED  EMPLOYMENT IN
   28  ACCORDANCE WITH THE FOLLOWING:
   29    (I) PHSC MEMBERS SHALL BE NON-PHYSICIAN CLINICAL SERVICE PROVIDERS WHO
   30  MAY INCLUDE, BUT NOT BE LIMITED TO, THE FOLLOWING  HEALTH  CARE  PROFES-
   31  SIONALS: MENTAL HEALTH SPECIALISTS, INCLUDING CLINICAL PSYCHOLOGISTS AND
   32  CLINICAL  SOCIAL  WORKERS, DENTISTS AND DENTAL HYGIENISTS, NURSE PRACTI-
   33  TIONERS AND PHYSICIAN ASSISTANTS, DIETICIANS, PUBLIC HEALTH  NURSES  AND
   34  OTHER  REGISTERED NURSES, BACHELOR OF SCIENCE NURSES, LICENSED PRACTICAL
   35  NURSES, EPIDEMIOLOGISTS, PUBLIC HEALTH EDUCATORS AND  GRADUATE  STUDENTS
   36  IN  PUBLIC  HEALTH WHO WANT TO PROVIDE SERVICE TO STATE AND LOCAL HEALTH
   37  DEPARTMENTS VIA AN INTERNSHIP.
   38    (II) PHSC MEMBERS GRANTED AWARDS  PURSUANT  TO  THIS  PARAGRAPH  SHALL
   39  RECEIVE  UP  TO FIFTEEN THOUSAND DOLLARS ANNUALLY ON AN INDIVIDUAL BASIS
   40  TO PROVIDE CLINICAL, HEALTH PROMOTION AND  DISEASE  PREVENTION  INVESTI-
   41  GATION,  ANALYSIS  AND  SERVICES  TO  MEDICALLY INDIGENT POPULATIONS AND
   42  COMMUNITIES IN NEW YORK STATE AS DETERMINED BY THE COMMISSIONER AND  MAY
   43  INCLUDE, BUT NOT BE LIMITED TO, ANY NUMBER OF THE FOLLOWING ACTIVITIES:
   44    (A)  CLINICAL  TREATMENT  IN UNDERSERVED AREAS INCLUDING VACCINATIONS,
   45  PHYSICALS AND DENTAL CHECKUPS;
   46    (B) PUBLIC HEALTH EMERGENCY RESPONSE AS DIRECTED BY THE GOVERNOR;
   47    (C) PUBLIC HEALTH EDUCATION WORKSHOPS INCLUDING CLASSES ON  NUTRITION,
   48  FAMILY PLANNING, ALCOHOL AND DRUG ABUSE AND ELDER CARE;
   49    (D)  COMMUNITY  HEALTH  EVALUATION  STUDIES  INCLUDING ASSISTANCE WITH
   50  EPIDEMIOLOGIC STUDIES IN A PARTICULAR COMMUNITY;
   51    (E) DISEASE OUTBREAK INVESTIGATIONS; AND
   52    (F) CAREER DEVELOPMENT INSTRUCTION IN DESIGNATED SCHOOLS.
   53    (III) PHSC MEMBERS  SHALL:  PROVIDE  UP  TO  THREE  HUNDRED  HOURS  OF
   54  SERVICES;  DELIVER  SERVICES  IN  EXISTING  VENUES  SUCH  AS  HOSPITALS,
   55  FREE-STANDING  CLINICS,  COUNTY  HEALTH  DEPARTMENTS,  SCHOOLS,  NURSING
   56  HOMES, TOWN HALLS AND ANY OTHER VENUE IN A RURAL OR INNER-CITY AREA; AND
       S. 2809--B                         124                        A. 4009--B
    1  ATTEND  ANNUAL  TRAINING  PROVIDED  IN  DESIGNATED LOCATIONS IN NEW YORK
    2  STATE WHICH SHALL ADDRESS HEALTH SYSTEM  CONCERNS  SUCH  AS  PREVENTABLE
    3  EVENTS, PATIENT WITH MULTIPLE DIAGNOSES AND MEDICAL HOME MODELS.
    4    (IV) UP TO FIFTEEN PERCENT OF FUNDING AVAILABLE PURSUANT TO THIS PARA-
    5  GRAPH  SHALL  BE  USED FOR ADMINISTRATION OF THE PHSC PROGRAM, INCLUDING
    6  PHSC MEMBER TRAINING, TRAVEL AND PLACEMENT.
    7    S 30.  Subparagraphs (x), (xi), (xii), (xiii) and (xiv)  of  paragraph
    8  (a)  of  subdivision  7  of  section 2807-s of the public health law, as
    9  amended by section 100 of part C of chapter 58 of the laws of 2009,  are
   10  amended to read as follows:
   11    (x)  forty-seven million two hundred ten thousand dollars on an annual
   12  basis for the periods January first, two thousand nine through  December
   13  thirty-first, two thousand ten; [and]
   14    (xi)  eleven  million  eight  hundred  thousand dollars for the period
   15  January first, two thousand eleven through March thirty-first, two thou-
   16  sand eleven;
   17    (xii) TWENTY-FOUR MILLION EIGHT HUNDRED  THIRTY-SIX  THOUSAND  DOLLARS
   18  FOR   THE   PERIOD  APRIL  FIRST,  TWO  THOUSAND  ELEVEN  THROUGH  MARCH
   19  THIRTY-FIRST, TWO THOUSAND TWELVE;
   20    (XIII) TWENTY-FIVE MILLION EIGHT HUNDRED THIRTY-SIX  THOUSAND  DOLLARS
   21  EACH  STATE  FISCAL YEAR FOR THE PERIOD APRIL FIRST, TWO THOUSAND TWELVE
   22  THROUGH MARCH THIRTY-FIRST, TWO THOUSAND FOURTEEN;
   23    (XIV) provided, however, for periods prior to January first, two thou-
   24  sand nine, amounts set forth in this paragraph may  be  reduced  by  the
   25  commissioner  in  an amount to be approved by the director of the budget
   26  to reflect the amount received from the  federal  government  under  the
   27  state's  1115 waiver which is directed under its terms and conditions to
   28  the graduate medical education program established pursuant  to  section
   29  twenty-eight hundred seven-m of this article;
   30    [(xiii)]  (XV)  provided  further,  however, for periods prior to July
   31  first, two thousand nine, amounts set forth in this paragraph  shall  be
   32  reduced  by  an amount equal to the total actual distribution reductions
   33  for all facilities pursuant to paragraph (e)  of  subdivision  three  of
   34  section twenty-eight hundred seven-m of this article; and
   35    [(xiv)]  (XVI)  provided  further,  however, for periods prior to July
   36  first, two thousand nine, amounts set forth in this paragraph  shall  be
   37  reduced by an amount equal to the actual distribution reductions for all
   38  facilities pursuant to paragraph (s) of subdivision one of section twen-
   39  ty-eight hundred seven-m of this article.
   40    S  31.  Paragraph  (s) of subdivision 2 of section 365-a of the social
   41  services law, as amended by section 46 of part B of chapter  58  of  the
   42  laws of 2010, is amended to read as follows:
   43    (s)  smoking  cessation counseling services [for pregnant women on any
   44  day of pregnancy through the end of the month in which the  one  hundred
   45  eightieth  day  following  the end of the pregnancy occurs, and children
   46  and adolescents ten to twenty years of age, during a medical visit  when
   47  provided  by a general hospital outpatient department or a free-standing
   48  clinic, or by a physician, registered physician's assistant,  registered
   49  nurse  practitioner  or  licensed  midwife  in  office-based  settings];
   50  provided, however, that the provisions of this  paragraph  [relating  to
   51  smoking  cessation counseling services] shall not take effect unless all
   52  necessary approvals under federal law and regulation have been  obtained
   53  to  receive  federal  financial  participation  in  the  costs  of  such
   54  services.
       S. 2809--B                         125                        A. 4009--B
    1    S 32. Subparagraph (i) of paragraph (b-1) of subdivision 1 of  section
    2  2807-c  of  the public health law, as amended by section 10 of part C of
    3  chapter 58 of the laws of 2010, is amended to read as follows:
    4    (i)  For  patients  discharged  on  and  after January first, nineteen
    5  hundred ninety-seven and prior to January first, two thousand and on and
    6  after January first, two thousand, payments  to  general  hospitals  for
    7  reimbursement of inpatient hospital services provided to patients eligi-
    8  ble  for  payments pursuant to the workers' compensation law, the volun-
    9  teer firefighters' benefit law, the volunteer ambulance workers' benefit
   10  law, and the comprehensive motor vehicle insurance reparations act shall
   11  be at the rates of payment determined pursuant to this section for state
   12  governmental agencies, excluding  adjustments  pursuant  to  subdivision
   13  fourteen-f  of this section and subdivision thirty-three of this section
   14  [and], excluding such further reductions to such payments as are enacted
   15  as part of the state budget for the state fiscal year  commencing  April
   16  first,  two  thousand  ten AND EXCLUDING SUCH FURTHER REDUCTIONS TO SUCH
   17  PAYMENTS AS ARE ENACTED AS PART OF THE STATE  BUDGET  FOR  STATE  FISCAL
   18  YEARS COMMENCING ON AND AFTER APRIL FIRST, TWO THOUSAND ELEVEN.
   19    S  33. The public health law is amended by adding a new section 3614-c
   20  to read as follows:
   21    S 3614-C. HOME CARE WORKER WAGE PARITY. 1. AS USED  IN  THIS  SECTION,
   22  THE FOLLOWING TERMS SHALL HAVE THE FOLLOWING MEANING:
   23    (A)  "LIVING WAGE LAW" MEANS ANY LAW ENACTED BY A MUNICIPAL GOVERNMENT
   24  IN THE STATE OF NEW YORK WHICH ESTABLISHES A MINIMUM WAGE  FOR  SOME  OR
   25  ALL EMPLOYEES WHO PERFORM WORK ON MUNICIPAL GOVERNMENT CONTRACTS.
   26    (B)  "SOCIAL  SERVICES  DISTRICT"  MEANS  ANY SOCIAL SERVICES DISTRICT
   27  RECOGNIZED BY THE DEPARTMENT ON JANUARY FIRST, TWO THOUSAND ELEVEN.
   28    (C) "MUNICIPAL GOVERNMENT" MEANS ANY CITY OR COUNTY GOVERNMENT.
   29    (D) "TOTAL COMPENSATION" MEANS ALL WAGES AND OTHER DIRECT COMPENSATION
   30  PAID TO OR PROVIDED ON BEHALF OF THE EMPLOYEE INCLUDING, BUT NOT LIMITED
   31  TO, WAGES, HEALTH, EDUCATION OR PENSION BENEFITS, SUPPLEMENTS IN LIEU OF
   32  BENEFITS AND COMPENSATED TIME OFF,  EXCEPT  THAT  IT  DOES  NOT  INCLUDE
   33  EMPLOYER  TAXES  OR EMPLOYER PORTION OF PAYMENTS FOR STATUTORY BENEFITS,
   34  INCLUDING BUT NOT LIMITED TO FICA,  DISABILITY  INSURANCE,  UNEMPLOYMENT
   35  INSURANCE AND WORKERS' COMPENSATION.
   36    (E)  "PREVAILING  RATE OF TOTAL COMPENSATION" MEANS THE AVERAGE HOURLY
   37  AMOUNT OF TOTAL COMPENSATION PAID TO ALL  HOME  CARE  AIDES  COVERED  BY
   38  WHATEVER  COLLECTIVELY BARGAINED AGREEMENT COVERS THE GREATEST NUMBER OF
   39  HOME CARE AIDES IN A SOCIAL SERVICES DISTRICT. THE PREVAILING RATE SHALL
   40  BE CALCULATED SEPARATELY FOR EACH  SOCIAL  SERVICES  DISTRICT,  PROVIDED
   41  THAT  THE  SOCIAL  SERVICES  DISTRICT IS COTERMINOUS WITH THE GEOGRAPHIC
   42  BOUNDARIES OF A MUNICIPAL GOVERNMENT WHICH HAS  ENACTED  A  LIVING  WAGE
   43  LAW.  FOR PURPOSES OF THIS DEFINITION, ANY SET OF COLLECTIVELY BARGAINED
   44  AGREEMENTS IN A SOCIAL SERVICES DISTRICT  WITH  SUBSTANTIALLY  THE  SAME
   45  TERMS  AND CONDITIONS RELATING TO TOTAL COMPENSATION SHALL BE CONSIDERED
   46  AS A SINGLE COLLECTIVELY BARGAINED AGREEMENT.
   47    (F) "HOME CARE AIDE" MEANS A HOME HEALTH  AIDE,  PERSONAL  CARE  AIDE,
   48  HOME  ATTENDANT  OR  OTHER  LICENSED  OR UNLICENSED PERSON WHOSE PRIMARY
   49  RESPONSIBILITY INCLUDES THE PROVISION OF IN-HOME ASSISTANCE WITH  ACTIV-
   50  ITIES  OF  DAILY  LIVING  INSTRUMENTAL  ACTIVITIES  OF  DAILY  LIVING OR
   51  HEALTH-RELATED TASKS.
   52    (G) "MANAGED CARE PLAN" MEANS ANY MANAGED CARE  PROGRAM,  ORGANIZATION
   53  OR  DEMONSTRATION  COVERING  PERSONAL CARE OR HOME HEALTH AIDE SERVICES,
   54  AND WHICH RECEIVES PREMIUMS FUNDED, IN WHOLE OR IN PART, BY THE NEW YORK
   55  STATE MEDICAL ASSISTANCE PROGRAM, INCLUDING BUT NOT LIMITED TO ALL MEDI-
   56  CAID MANAGED CARE, MEDICAID MANAGED LONG TERM CARE, MEDICAID  ADVANTAGE,
       S. 2809--B                         126                        A. 4009--B
    1  AND MEDICAID ADVANTAGE PLUS PLANS AND ALL PROGRAMS OF ALL-INCLUSIVE CARE
    2  FOR THE ELDERLY.
    3    (H)  "EPISODE  OF CARE" MEANS ANY SERVICE UNIT REIMBURSED, IN WHOLE OR
    4  IN PART, BY THE NEW  YORK  STATE  MEDICAL  ASSISTANCE  PROGRAM,  WHETHER
    5  THROUGH  DIRECT REIMBURSEMENT OR COVERED BY A PREMIUM PAYMENT, AND WHICH
    6  COVERS, IN WHOLE OR IN PART, ANY SERVICE PROVIDED BY A HOME  CARE  AIDE,
    7  INCLUDING BUT NOT LIMITED TO ALL SERVICE UNITS DEFINED AS VISITS, HOURS,
    8  DAYS, MONTHS OR EPISODES.
    9    2.  NOTWITHSTANDING  ANY  INCONSISTENT PROVISION OF LAW, RULE OR REGU-
   10  LATION, EFFECTIVE JANUARY FIRST, TWO THOUSAND  TWELVE,  NO  PAYMENTS  BY
   11  GOVERNMENT  AGENCIES  SHALL  BE  MADE TO CERTIFIED HOME HEALTH AGENCIES,
   12  LONG TERM HOME HEALTH CARE  PROGRAMS  OR  MANAGED  CARE  PLANS  FOR  ANY
   13  EPISODE  OF  CARE  FURNISHED, IN WHOLE OR IN PART, BY ANY HOME CARE AIDE
   14  WHO IS COMPENSATED AT AMOUNTS LESS THAN THE APPLICABLE MINIMUM  RATE  OF
   15  HOME  CARE AIDE TOTAL COMPENSATION ESTABLISHED PURSUANT TO THIS SECTION,
   16  PROVIDED THAT THE EPISODE OF CARE  IS  PROVIDED  IN  A  SOCIAL  SERVICES
   17  DISTRICT  COTERMINOUS  WITH  THE  GEOGRAPHIC BOUNDARIES OF ANY MUNICIPAL
   18  GOVERNMENT WHICH HAS ENACTED A LIVING WAGE LAW.
   19    3. THE MINIMUM RATE OF HOME CARE AIDE TOTAL COMPENSATION SHALL BE:
   20    (A) FOR THE PERIOD MARCH FIRST, TWO THOUSAND TWELVE  THROUGH  FEBRUARY
   21  TWENTY-EIGHTH,  TWO  THOUSAND  THIRTEEN,  NINETY  PERCENT  OF  THE TOTAL
   22  COMPENSATION MANDATED BY THE LIVING WAGE LAW OF THE MUNICIPAL GOVERNMENT
   23  WHOSE GEOGRAPHIC BOUNDARIES ARE COTERMINOUS  WITH  THE  SOCIAL  SERVICES
   24  DISTRICT IN WHICH THE EPISODE OF CARE IS PROVIDED;
   25    (B) FOR THE PERIOD MARCH FIRST, TWO THOUSAND THIRTEEN THROUGH FEBRUARY
   26  TWENTY-EIGHTH,  TWO  THOUSAND FOURTEEN, NINETY-FIVE PERCENT OF THE TOTAL
   27  COMPENSATION MANDATED BY THE LIVING WAGE LAW OF THE MUNICIPAL GOVERNMENT
   28  WHOSE GEOGRAPHIC BOUNDARIES ARE COTERMINOUS  WITH  THE  SOCIAL  SERVICES
   29  DISTRICT IN WHICH THE EPISODE OF CARE IS PROVIDED;
   30    (C)  FOR  ALL PERIODS ON AND AFTER MARCH FIRST, TWO THOUSAND FOURTEEN,
   31  NO LESS THAN THE PREVAILING RATE OF TOTAL  COMPENSATION  AS  OF  JANUARY
   32  FIRST,  TWO  THOUSAND  ELEVEN, OR THE TOTAL COMPENSATION MANDATED BY THE
   33  LIVING WAGE LAW OF THE MUNICIPAL GOVERNMENT WHOSE GEOGRAPHIC  BOUNDARIES
   34  ARE  COTERMINOUS  WITH THE SOCIAL SERVICES DISTRICT IN WHICH THE EPISODE
   35  OF CARE IS PROVIDED, WHICHEVER IS GREATER.
   36    4.  ANY PORTION OF THE MINIMUM RATE OF HOME CARE  AIDE  TOTAL  COMPEN-
   37  SATION  ATTRIBUTABLE  TO  HEALTH  BENEFIT  COSTS  OR PAYMENTS IN LIEU OF
   38  HEALTH BENEFITS, AND PAID TIME OFF, AS ESTABLISHED PURSUANT TO  SUBDIVI-
   39  SION  THREE  OF  THIS  SECTION  SHALL  BE SUPERSEDED BY THE TERMS OF ANY
   40  EMPLOYER BONA FIDE COLLECTIVE BARGAINING AGREEMENT IN EFFECT AS OF JANU-
   41  ARY FIRST, TWO THOUSAND ELEVEN, OR A SUCCESSOR TO SUCH AGREEMENT,  WHICH
   42  PROVIDES FOR HOME CARE AIDES' HEALTH BENEFITS THROUGH PAYMENTS TO JOINT-
   43  LY ADMINISTERED LABOR-MANAGEMENT FUNDS.
   44    5.  THE TERMS OF THIS SECTION SHALL APPLY EQUALLY TO SERVICES PROVIDED
   45  BY HOME CARE AIDES WHO WORK ON EPISODES OF CARE AS DIRECT  EMPLOYEES  OF
   46  CERTIFIED  HOME HEALTH AGENCIES, LONG TERM HOME HEALTH CARE PROGRAMS, OR
   47  MANAGED CARE PLANS, OR AS EMPLOYEES OF LICENSED HOME CARE SERVICES AGEN-
   48  CIES, LIMITED LICENSED HOME CARE SERVICES AGENCIES, OR UNDER  ANY  OTHER
   49  ARRANGEMENT.
   50    6.  NO PAYMENTS BY GOVERNMENT AGENCIES SHALL BE MADE TO CERTIFIED HOME
   51  HEALTH AGENCIES, LONG TERM HOME HEALTH CARE PROGRAMS,  OR  MANAGED  CARE
   52  PLANS  FOR ANY EPISODE OF CARE WITHOUT THE CERTIFIED HOME HEALTH AGENCY,
   53  LONG TERM HOME HEALTH CARE PROGRAM, OR MANAGED CARE PLAN  HAVING  DELIV-
   54  ERED  PRIOR WRITTEN CERTIFICATION TO THE COMMISSIONER, ON FORMS PREPARED
   55  BY THE DEPARTMENT IN CONSULTATION WITH THE DEPARTMENT OF LABOR, THAT ALL
   56  SERVICES PROVIDED UNDER EACH EPISODE OF CARE ARE IN FULL COMPLIANCE WITH
       S. 2809--B                         127                        A. 4009--B
    1  THE TERMS OF THIS SECTION AND ANY REGULATIONS  PROMULGATED  PURSUANT  TO
    2  THIS SECTION.
    3    7.  IF  A  CERTIFIED  HOME HEALTH AGENCY OR LONG TERM HOME HEALTH CARE
    4  PROGRAM ELECTS TO PROVIDE HOME CARE AIDE SERVICES THROUGH CONTRACTS WITH
    5  LICENSED HOME CARE SERVICES AGENCIES OR  THROUGH  OTHER  THIRD  PARTIES,
    6  PROVIDED  THAT  THE EPISODE OF CARE ON WHICH THE HOME CARE AIDE WORKS IS
    7  COVERED UNDER THE TERMS OF THIS SECTION, THE CERTIFIED HOME HEALTH AGEN-
    8  CY, LONG TERM HOME HEALTH CARE PROGRAM, OR MANAGED CARE PLAN MUST OBTAIN
    9  A WRITTEN CERTIFICATION FROM THE LICENSED HOME CARE SERVICES  AGENCY  OR
   10  OTHER  THIRD  PARTY, ON FORMS PREPARED BY THE DEPARTMENT IN CONSULTATION
   11  WITH THE DEPARTMENT OF LABOR, WHICH ATTESTS TO THE  LICENSED  HOME  CARE
   12  SERVICES  AGENCY'S  OR  OTHER THIRD PARTY'S COMPLIANCE WITH THE TERMS OF
   13  THIS SECTION. SUCH CERTIFICATIONS SHALL ALSO OBLIGATE THE CERTIFIED HOME
   14  HEALTH AGENCY, LONG TERM HOME HEALTH CARE PROGRAM, OR MANAGED CARE  PLAN
   15  TO  OBTAIN,  ON NO LESS THAN A QUARTERLY BASIS, ALL INFORMATION FROM THE
   16  LICENSED HOME CARE SERVICES AGENCY OR OTHER THIRD PARTIES  NECESSARY  TO
   17  VERIFY  COMPLIANCE  WITH THE TERMS OF THIS SECTION.  SUCH CERTIFICATIONS
   18  AND THE INFORMATION EXCHANGED PURSUANT TO THEM SHALL BE RETAINED BY  ALL
   19  CERTIFIED  HOME HEALTH AGENCIES, LONG TERM HOME HEALTH CARE PROGRAMS, OR
   20  MANAGED CARE PLANS, AND ALL LICENSED HOME  CARE  SERVICES  AGENCIES,  OR
   21  OTHER  THIRD  PARTIES  FOR  A PERIOD OF NO LESS THAN TEN YEARS, AND MADE
   22  AVAILABLE TO THE DEPARTMENT UPON REQUEST.
   23    8. THE COMMISSIONER SHALL DISTRIBUTE  TO  ALL  CERTIFIED  HOME  HEALTH
   24  AGENCIES,  LONG  TERM  HOME HEALTH CARE PROGRAMS, AND MANAGED CARE PLANS
   25  OFFICIAL NOTICE OF THE MINIMUM RATES OF HOME CARE AIDE  COMPENSATION  AT
   26  LEAST  ONE HUNDRED TWENTY DAYS PRIOR TO THE EFFECTIVE DATE OF EACH MINI-
   27  MUM RATE FOR EACH SOCIAL SERVICES DISTRICT COVERED BY THE TERMS OF  THIS
   28  SECTION.
   29    9.  THE  COMMISSIONER IS AUTHORIZED TO PROMULGATE REGULATIONS, AND MAY
   30  PROMULGATE EMERGENCY REGULATIONS, TO IMPLEMENT THE  PROVISIONS  OF  THIS
   31  SECTION.
   32    10.  NOTHING  IN THIS SECTION SHOULD BE CONSTRUED AS APPLICABLE TO ANY
   33  SERVICE PROVIDED BY CERTIFIED  HOME  HEALTH  AGENCIES,  LONG  TERM  HOME
   34  HEALTH  CARE  PROGRAMS, OR MANAGED CARE PLANS EXCEPT FOR ALL EPISODES OF
   35  CARE REIMBURSED IN WHOLE OR IN PART BY THE NEW YORK MEDICAID PROGRAM.
   36    11. NO CERTIFIED HOME HEALTH AGENCY, MANAGED CARE PLAN  OR  LONG  TERM
   37  HOME  HEALTH CARE PROGRAM SHALL BE LIABLE FOR RECOUPMENT OF PAYMENTS FOR
   38  SERVICES PROVIDED THROUGH A LICENSED HOME CARE SERVICES AGENCY OR  OTHER
   39  THIRD  PARTY WITH WHICH THE CERTIFIED HOME HEALTH AGENCY, LONG TERM HOME
   40  HEALTH CARE PROGRAM, OR MANAGED CARE PLAN HAS  A  CONTRACT  BECAUSE  THE
   41  LICENSED  AGENCY  OR  OTHER  THIRD  PARTY  FAILED  TO  COMPLY  WITH  THE
   42  PROVISIONS OF THIS SECTION IF THE CERTIFIED  HOME  HEALTH  AGENCY,  LONG
   43  TERM  HOME  HEALTH CARE PROGRAM, OR MANAGED CARE PLAN HAS REASONABLY AND
   44  IN GOOD FAITH COLLECTED  CERTIFICATIONS  AND  ALL  INFORMATION  REQUIRED
   45  PURSUANT TO SUBDIVISIONS SIX AND SEVEN OF THIS SECTION.
   46    S  33-a.  The  social  services law is amended by adding a new section
   47  364-J-3 to read as follows:
   48    S 364-J-3. PROVISION OF HOME CARE SERVICES TO MANAGED CARE  ENROLLEES.
   49  1.  FOR  ALL  BENEFICIARIES NEWLY ENROLLING IN MANAGED CARE PLANS IN NEW
   50  YORK CITY ON OR AFTER APRIL FIRST, TWO  THOUSAND  TWELVE,  AND  FOR  ALL
   51  BENEFICIARIES  ENROLLED  IN  MANAGED  CARE  PLANS IN NEW YORK CITY ON OR
   52  AFTER APRIL FIRST, TWO THOUSAND  FOURTEEN,  AND  FOR  ALL  BENEFICIARIES
   53  MANDATED  TO ENROLL IN MANAGED CARE PLANS, MANAGED CARE PLANS SHALL ONLY
   54  COVER HOME CARE SERVICES IF DELIVERED UNDER CONTRACT TO  PROVIDERS  THAT
   55  HAVE BEEN EXPRESSLY APPROVED BY THE DEPARTMENT OF HEALTH OR ITS DESIGNEE
   56  TO  PROVIDE  HOME  CARE  SERVICES  TO  MANAGED CARE BENEFICIARIES IN THE
       S. 2809--B                         128                        A. 4009--B
    1  SOCIAL SERVICES DISTRICT WHERE THE BENEFICIARY RESIDES. THIS REQUIREMENT
    2  SHALL APPLY TO ALL BENEFICIARIES WHOSE  MANAGED  CARE  IS  FINANCED,  IN
    3  WHOLE OR IN PART, BY THE MEDICAL ASSISTANCE PROGRAM OF NEW YORK STATE.
    4    2.  APPROVAL  FOR ELIGIBILITY TO PROVIDE HOME CARE SERVICES TO MANAGED
    5  CARE BENEFICIARIES SHALL TAKE THE FORM OF A CERTIFIED PROVIDER AGREEMENT
    6  ENTERED INTO BETWEEN THE PROVIDER OF HOME CARE SERVICES AND THE  DEPART-
    7  MENT  OF  HEALTH OR ITS DESIGNEE, SPECIFYING THE TERMS OF THE PROVIDER'S
    8  ELIGIBILITY TO PROVIDE HOME CARE SERVICES TO MANAGED CARE BENEFICIARIES,
    9  ITS RIGHTS AND OBLIGATIONS IN RELATION TO THE MANAGED CARE PLAN  AUTHOR-
   10  IZING  SUCH SERVICES, AND ANY CONTINGENCIES NECESSARY TO ENSURE THAT THE
   11  PROVIDER  OF  HOME  CARE  SERVICES  DELIVERS  SATISFACTORY   PERFORMANCE
   12  THROUGHOUT  THE  DURATION  OF THE AGREEMENT. THE DEPARTMENT OF HEALTH OR
   13  ITS DESIGNEE SHALL HAVE RESPONSIBILITY FOR OVERSEEING ALL APPROVED AGEN-
   14  CIES' COMPLIANCE WITH THE TERMS AND CONDITIONS OF THEIR PROVIDER  AGREE-
   15  MENTS ON AN ONGOING BASIS.
   16    3. NO PROVIDER AGREEMENT SHALL BE VALID FOR PERIODS GREATER THAN THREE
   17  YEARS. NO LIMIT SHALL BE PLACED ON THE NUMBER OF TIMES A PROVIDER MAY BE
   18  REAPPROVED  FOR  ELIGIBILITY  TO  SERVE  MANAGED CARE BENEFICIARIES. THE
   19  DEPARTMENT OF HEALTH OR ITS DESIGNEE SHALL RESERVE THE RIGHT  TO  REVOKE
   20  ANY APPROVAL TO PROVIDE HOME CARE SERVICES TO MANAGED CARE BENEFICIARIES
   21  AT  ANY TIME IN INSTANCES WHERE THE APPROVED AGENCY HAS BEEN IN MATERIAL
   22  NON-COMPLIANCE WITH THE TERMS OF THE CERTIFIED PROVIDER AGREEMENT.
   23    4. NO PROVIDER OF HOME CARE SERVICES SHALL BE APPROVED FOR ELIGIBILITY
   24  TO SERVE MANAGED CARE BENEFICIARIES UNLESS THE  PROVIDER  OF  HOME  CARE
   25  SERVICES MEETS AT LEAST ONE OF THE FOLLOWING MINIMUM CRITERIA:
   26    (A)  THE PROVIDER, OR AN AFFILIATE OF THE PROVIDER, HAS AN ESTABLISHED
   27  RECORD OF PROVIDING HOME CARE SERVICES TO  THE  MEDICAID  PERSONAL  CARE
   28  PROGRAM  AND  UNDER  CONTRACT WITH THE HUMAN RESOURCES ADMINISTRATION IN
   29  NEW YORK CITY;
   30    (B) THE PROVIDER IS AFFILIATED WITH  A  LONG  TERM  HOME  HEALTH  CARE
   31  PROGRAM OR MANAGED LONG TERM CARE PLAN; OR
   32    (C)  THE  PROVIDER OR ITS AFFILIATE HAS AN EXCEPTIONAL PRIOR RECORD OF
   33  INVESTING IN THE QUALITY AND SUSTAINABILITY OF THE LONG TERM CARE  WORK-
   34  FORCE,  INCLUDING, BUT NOT LIMITED TO, THE PROVISION OF TRAINING THROUGH
   35  A DEPARTMENT OF HEALTH APPROVED TRAINING PROGRAM AND  THE  PROVISION  OF
   36  HEALTH AND EDUCATION BENEFITS TO EMPLOYEES.
   37    5.  EXCEPT  FOR  MATERIAL  INSTANCES  OF  NON-COMPLIANCE  WITH PROGRAM
   38  REQUIREMENTS, ALL PROVIDERS  OF  HOME  CARE  SERVICES  TO  THE  MEDICAID
   39  PERSONAL  CARE  PROGRAM UNDER CONTRACT WITH THE HUMAN RESOURCES ADMINIS-
   40  TRATION AS OF JANUARY FIRST, TWO THOUSAND ELEVEN, SHALL BE APPROVED  FOR
   41  ELIGIBILITY  TO  SUBCONTRACT  WITH  MANAGED  CARE PLANS IN NEW YORK CITY
   42  THROUGH MARCH THIRTY-FIRST, TWO THOUSAND FIFTEEN.
   43    6. NO PROVIDER SHALL BE APPROVED AS  ELIGIBLE  TO  PROVIDE  HOME  CARE
   44  SERVICES  TO  MANAGED  CARE  BENEFICIARIES UNLESS IT COMPENSATES ALL ITS
   45  HOME CARE EMPLOYEES IN COMPLIANCE WITH THE PROVISIONS OF  SECTION  THIR-
   46  TY-SIX HUNDRED FOURTEEN-C OF THE PUBLIC HEALTH LAW.
   47    7.  FOR  THE NEW YORK CITY SOCIAL SERVICES DISTRICT, NO PROVIDER SHALL
   48  BE APPROVED UNLESS THE TOTAL DOLLAR VALUE OF ALL  EMPLOYEE  COMPENSATION
   49  PAID  BY  THE  PROVIDER TO ITS HOME CARE EMPLOYEES WHO WERE EMPLOYEES IN
   50  THE MEDICAID PERSONAL CARE PROGRAM AS OF  JANUARY  FIRST,  TWO  THOUSAND
   51  ELEVEN,  INCLUSIVE OF WAGES, BENEFITS, PAYMENTS IN LIEU OF BENEFITS, AND
   52  PAID TIME OFF, CALCULATED ON AN AVERAGE HOURLY BASIS, IS  NO  LESS  THAN
   53  THE MOST COMMON PREVAILING LEVEL OF TOTAL COMPENSATION PAID TO EMPLOYEES
   54  BY  AGENCIES  PROVIDING  MEDICAID  PERSONAL  CARE PROGRAM SERVICES UNDER
   55  CONTRACT WITH THE HUMAN RESOURCES ADMINISTRATION AS  OF  JANUARY  FIRST,
       S. 2809--B                         129                        A. 4009--B
    1  TWO  THOUSAND  ELEVEN,  AS  DETERMINED  BY  THE HUMAN RESOURCES ADMINIS-
    2  TRATION.
    3    8.  PROVIDERS  OF  HOME CARE SERVICES TO MORE THAN THREE HUNDRED FIFTY
    4  MANAGED LONG TERM CARE OR LONG TERM HOME HEALTH CARE BENEFICIARIES AS OF
    5  JANUARY FIRST, TWO THOUSAND ELEVEN, MUST BE AFFORDED AN  OPPORTUNITY  TO
    6  APPLY  FOR  APPROVAL  TO PROVIDE HOME CARE SERVICES TO MANAGED LONG TERM
    7  CARE BENEFICIARIES FOR PERIODS BEGINNING NO LATER THAN APRIL FIRST,  TWO
    8  THOUSAND  TWELVE,  PROVIDED  THAT  ALL  SUCH  APPLICANTS  SHALL STILL BE
    9  CONSIDERED FOR APPROVAL IN  ACCORDANCE  WITH  ALL  OTHERWISE  APPLICABLE
   10  PROVISIONS OF THIS SECTION.
   11    9.  ALL  APPROVED PROVIDERS, AS WELL AS ALL PROVIDERS SEEKING APPROVAL
   12  TO PROVIDE HOME  CARE  SERVICES  TO  MANAGED  CARE  BENEFICIARIES  SHALL
   13  FURNISH TO THE DEPARTMENT OF HEALTH OR ITS DESIGNEE, UPON THEIR REQUEST,
   14  ALL INFORMATION NECESSARY TO IMPLEMENT ANY PROVISION OF THIS SECTION.
   15    10. FOR PURPOSES OF THIS SECTION:
   16    (A) HOME CARE SERVICES SHALL MEAN ALL SERVICES PROVIDED BY HOME HEALTH
   17  AIDES,  PERSONAL  CARE AIDES, HOME ATTENDANTS OR OTHER LICENSED OR UNLI-
   18  CENSED PERSONNEL WHOSE PRIMARY RESPONSIBILITIES INCLUDE THE PROVISION OF
   19  IN HOME ASSISTANCE WITH ACTIVITIES OF DAILY LIVING, INSTRUMENTAL  ACTIV-
   20  ITIES OF DAILY LIVING, OR HEALTH RELATED TASKS.
   21    (B)  PROVIDERS  OF  HOME  CARE  SERVICES SHALL MEAN LICENSED HOME CARE
   22  SERVICES AGENCIES, CONSUMER DIRECTED  PERSONAL  ASSISTANCE  PROGRAMS  OR
   23  ENTITIES  PROVIDING  HOME  CARE  SERVICES  TO THE MEDICAID PERSONAL CARE
   24  PROGRAM UNDER CONTRACT WITH THE HUMAN RESOURCES  ADMINISTRATION  IN  NEW
   25  YORK CITY AS OF JANUARY FIRST, TWO THOUSAND ELEVEN.
   26    (C)  THE  MEDICAID  PERSONAL  CARE  PROGRAM SHALL INCLUDE ALL SERVICES
   27  PROVIDED UNDER NEW YORK STATE'S MEDICAL ASSISTANCE PROGRAM IN  NEW  YORK
   28  CITY,  INCLUDING  BOTH  THE  HOME  ATTENDANT  PROGRAM  AND  THE CONSUMER
   29  DIRECTED PERSONAL ASSISTANCE PROGRAM.
   30    (D) "MANAGED CARE PLAN" MEANS  ANY  MANAGED  CARE  PROGRAM  OR  DEMON-
   31  STRATION  COVERING PERSONAL CARE OR HOME HEALTH AIDE SERVICES, AND WHICH
   32  RECEIVES PREMIUMS FUNDED, IN WHOLE OR IN PART, BY  THE  NEW  YORK  STATE
   33  MEDICAL  ASSISTANCE  PROGRAM,  INCLUDING BUT NOT LIMITED TO ALL MEDICAID
   34  MANAGED CARE, MEDICAID MANAGED LONG TERM CARE, MEDICAID  ADVANTAGE,  AND
   35  MEDICAID  ADVANTAGE  PLUS  PLANS, AND ALL PROGRAMS OF ALL INCLUSIVE CARE
   36  FOR THE ELDERLY.
   37    S 34. The public health law is amended by adding a new section  2806-a
   38  to read as follows:
   39    S  2806-A.  TEMPORARY OPERATOR.   1. FOR THE PURPOSES OF THIS SECTION:
   40  (A) THE TERM "ESTABLISHED OPERATOR" SHALL MEAN THE OPERATOR OF A GENERAL
   41  HOSPITAL OR A DIAGNOSTIC AND TREATMENT CENTER THAT HAS BEEN  ESTABLISHED
   42  AND  ISSUED  AN  OPERATING CERTIFICATE AS SUCH PURSUANT TO THIS ARTICLE;
   43  AND (B) THE TERM "TEMPORARY OPERATOR" SHALL MEAN ANY  PERSON  OR  ENTITY
   44  THAT:
   45    (I)  AGREES TO OPERATE THE GENERAL HOSPITAL OR A DIAGNOSTIC AND TREAT-
   46  MENT CENTER ON A TEMPORARY BASIS IN THE BEST INTERESTS OF  THE  PATIENTS
   47  AND  THE  COMMUNITY  SERVED BY THE GENERAL HOSPITAL OR BY THE DIAGNOSTIC
   48  AND TREATMENT CENTER; AND
   49    (II) HAS DEMONSTRATED THAT HE OR SHE HAS THE CHARACTER, COMPETENCE AND
   50  FINANCIAL ABILITY TO OPERATE THE GENERAL HOSPITAL OR THE DIAGNOSTIC  AND
   51  TREATMENT CENTER IN COMPLIANCE WITH APPLICABLE STANDARDS.
   52    2. (A) WHEN A STATEMENT OF DEFICIENCIES HAS BEEN ISSUED BY THE DEPART-
   53  MENT  AND  UPON  A  DETERMINATION  BY  THE COMMISSIONER THAT THERE EXIST
   54  SIGNIFICANT MANAGEMENT FAILURES, INCLUDING BUT NOT LIMITED  TO  ADMINIS-
   55  TRATIVE,  OPERATIONAL OR CLINICAL DEFICIENCIES OR FINANCIAL INSTABILITY,
   56  IN A GENERAL HOSPITAL OR IN A DIAGNOSTIC AND TREATMENT CENTER  THAT  (I)
       S. 2809--B                         130                        A. 4009--B
    1  SERIOUSLY  ENDANGER THE LIFE, HEALTH OR SAFETY OF PATIENTS OR (II) JEOP-
    2  ARDIZE EXISTING OR CONTINUED ACCESS TO  NECESSARY  SERVICES  WITHIN  THE
    3  COMMUNITY,  HE  OR SHE SHALL APPOINT A TEMPORARY OPERATOR TO ASSUME SOLE
    4  CONTROL  OVER AND SOLE RESPONSIBILITY FOR THE OPERATIONS OF THAT GENERAL
    5  HOSPITAL OR DIAGNOSTIC AND TREATMENT CENTER. THE APPOINTMENT OF A TEMPO-
    6  RARY OPERATOR SHALL BE IN ADDITION TO ANY  OTHER  REMEDIES  PROVIDED  BY
    7  LAW.
    8    (B) THE ESTABLISHED OPERATOR OF A GENERAL HOSPITAL OR A DIAGNOSTIC AND
    9  TREATMENT  CENTER  MAY AT ANY TIME REQUEST THE COMMISSIONER TO APPOINT A
   10  TEMPORARY OPERATOR. UPON RECEIVING SUCH A REQUEST, THE COMMISSIONER MAY,
   11  IF HE OR SHE DETERMINES THAT SUCH AN ACTION IS NECESSARY TO  RESTORE  OR
   12  ENSURE  THE  PROVISION  OF  QUALITY  CARE TO THE PATIENTS, ENTER INTO AN
   13  AGREEMENT WITH THE ESTABLISHED OPERATOR FOR THE APPOINTMENT OF A  TEMPO-
   14  RARY  OPERATOR  TO  ASSUME SOLE CONTROL OVER AND SOLE RESPONSIBILITY FOR
   15  THE OPERATIONS OF THAT GENERAL  HOSPITAL  OR  DIAGNOSTIC  AND  TREATMENT
   16  CENTER.
   17    3.  A  TEMPORARY OPERATOR APPOINTED PURSUANT TO THIS SECTION SHALL USE
   18  HIS OR HER BEST  EFFORTS  TO  CORRECT  OR  ELIMINATE  ANY  DEFICIENCIES,
   19  MANAGEMENT  FAILURES OR FINANCIAL INSTABILITY IN THE GENERAL HOSPITAL OR
   20  DIAGNOSTIC AND TREATMENT CENTER. SUCH CORRECTION OR ELIMINATION OF DEFI-
   21  CIENCIES, MANAGEMENT FAILURES OR FINANCIAL INSTABILITY SHALL NOT INCLUDE
   22  MAJOR ALTERATIONS OF THE PHYSICAL STRUCTURE OF THE FACILITY. DURING  THE
   23  TERM  OF  HIS  OR HER APPOINTMENT, THE TEMPORARY OPERATOR SHALL HAVE THE
   24  AUTHORITY TO DIRECT THE MANAGEMENT OF THE GENERAL HOSPITAL OR DIAGNOSTIC
   25  AND TREATMENT CENTER IN ALL ASPECTS OF OPERATION AND SHALL  BE  AFFORDED
   26  FULL  ACCESS  TO THE ACCOUNTS AND RECORDS OF THE FACILITY. THE TEMPORARY
   27  OPERATOR SHALL, DURING THIS PERIOD,  OPERATE  THE  GENERAL  HOSPITAL  OR
   28  DIAGNOSTIC AND TREATMENT CENTER IN SUCH A MANNER AS TO ENSURE SAFETY AND
   29  THE  QUALITY  OF  HEALTH  CARE  FOR THE PATIENTS. THE TEMPORARY OPERATOR
   30  SHALL HAVE THE POWER TO LET CONTRACTS  THEREFOR  OR  INCUR  EXPENSES  ON
   31  BEHALF  OF  THE  GENERAL  HOSPITAL  OR  DIAGNOSTIC AND TREATMENT CENTER,
   32  PROVIDED  THAT  WHERE  INDIVIDUAL  ITEMS  OF  REPAIRS,  IMPROVEMENTS  OR
   33  SUPPLIES  EXCEED  TEN  THOUSAND  DOLLARS,  THE  TEMPORARY OPERATOR SHALL
   34  OBTAIN PRICE QUOTATIONS FROM  AT  LEAST  THREE  REPUTABLE  SOURCES.  THE
   35  TEMPORARY  OPERATOR  SHALL NOT BE REQUIRED TO FILE ANY BOND. NO SECURITY
   36  INTEREST IN ANY REAL OR PERSONAL PROPERTY  COMPRISING  THE  FACILITY  OR
   37  CONTAINED  WITHIN THE FACILITY, OR IN ANY FIXTURE OF THE FACILITY, SHALL
   38  BE IMPAIRED OR DIMINISHED IN PRIORITY BY THE TEMPORARY OPERATOR. NEITHER
   39  THE TEMPORARY OPERATOR NOR THE DEPARTMENT SHALL ENGAGE IN  ANY  ACTIVITY
   40  THAT  CONSTITUTES A CONFISCATION OF PROPERTY WITHOUT THE PAYMENT OF FAIR
   41  COMPENSATION.
   42    4. THE TEMPORARY OPERATOR SHALL BE ENTITLED TO A  REASONABLE  FEE,  AS
   43  DETERMINED  BY  THE COMMISSIONER, AND NECESSARY EXPENSES INCURRED DURING
   44  HIS OR HER PERFORMANCE AS TEMPORARY OPERATOR, TO BE PAID FROM THE REVEN-
   45  UE OF THE GENERAL HOSPITAL OR DIAGNOSTIC  AND  TREATMENT  CENTER.    THE
   46  TEMPORARY  OPERATOR SHALL COLLECT INCOMING PAYMENTS FROM ALL SOURCES AND
   47  APPLY THEM FIRST TO THE REASONABLE FEE AND  TO  COSTS  INCURRED  IN  THE
   48  PERFORMANCE OF HIS OR HER FUNCTIONS AS TEMPORARY OPERATOR. THE TEMPORARY
   49  OPERATOR SHALL BE LIABLE ONLY IN HIS OR HER CAPACITY AS TEMPORARY OPERA-
   50  TOR  FOR  INJURY  TO  PERSON AND PROPERTY BY REASON OF CONDITIONS OF THE
   51  GENERAL HOSPITAL OR DIAGNOSTIC AND TREATMENT CENTER IN A CASE  WHERE  AN
   52  ESTABLISHED  OPERATOR  WOULD  HAVE BEEN LIABLE; HE OR SHE SHALL NOT HAVE
   53  ANY LIABILITY IN HIS OR HER PERSONAL CAPACITY, EXCEPT FOR  GROSS  NEGLI-
   54  GENCE AND INTENTIONAL ACTS.
   55    5. THE INITIAL TERM OF THE APPOINTMENT OF THE TEMPORARY OPERATOR SHALL
   56  NOT  EXCEED  ONE  HUNDRED  TWENTY DAYS. ADDITIONAL APPOINTMENTS OF UP TO
       S. 2809--B                         131                        A. 4009--B
    1  NINETY DAYS MAY BE MADE WHEN THE COMMISSIONER DETERMINES THAT ADDITIONAL
    2  TERMS ARE NECESSARY TO CORRECT THE DEFICIENCIES, MANAGEMENT FAILURES  OR
    3  FINANCIAL  INSTABILITY  THAT  REQUIRED  THE APPOINTMENT OF THE TEMPORARY
    4  OPERATOR.  WITHIN FOURTEEN DAYS PRIOR TO THE TERMINATION OF EACH TERM OF
    5  THE APPOINTMENT OF THE TEMPORARY OPERATOR, THE TEMPORARY OPERATOR  SHALL
    6  SUBMIT  TO THE COMMISSIONER A REPORT DESCRIBING THE ACTIONS TAKEN DURING
    7  THE APPOINTMENT TO ADDRESS SUCH DEFICIENCIES, MANAGEMENT FAILURES AND/OR
    8  FINANCIAL INSTABILITY. THE REPORT SHALL REFLECT BEST EFFORTS TO  PRODUCE
    9  A FULL AND COMPLETE ACCOUNTING.
   10    6.  THE  COMMISSIONER  SHALL, UPON MAKING A DETERMINATION TO APPOINT A
   11  TEMPORARY OPERATOR PURSUANT TO PARAGRAPH (A) OF SUBDIVISION TWO OF  THIS
   12  SECTION, CAUSE THE ESTABLISHED OPERATOR OF THE GENERAL HOSPITAL OR DIAG-
   13  NOSTIC  AND  TREATMENT  CENTER  TO  BE  NOTIFIED OF THE DETERMINATION BY
   14  REGISTERED OR CERTIFIED MAIL ADDRESSED TO THE PRINCIPAL  OFFICE  OF  THE
   15  ESTABLISHED OPERATOR. UPON RECEIPT OF SUCH NOTIFICATION AT THE PRINCIPAL
   16  OFFICE OF THE ESTABLISHED OPERATOR AND BEFORE THE EXPIRATION OF TEN DAYS
   17  THEREAFTER, THE ESTABLISHED OPERATOR MAY REQUEST AN ADMINISTRATIVE HEAR-
   18  ING  ON  THE  DETERMINATION TO BE HELD NO LATER THAN SIXTY DAYS FROM THE
   19  DATE OF THE APPOINTMENT OF THE  TEMPORARY  OPERATOR.  ANY  SUCH  HEARING
   20  SHALL  BE  STRICTLY LIMITED TO THE ISSUE OF WHETHER THE DETERMINATION OF
   21  THE COMMISSIONER IS SUPPORTED BY SUBSTANTIAL EVIDENCE.
   22    7. NO PROVISION CONTAINED IN THIS SECTION SHALL BE DEEMED  TO  RELIEVE
   23  THE  ESTABLISHED  OPERATOR  OR ANY OTHER PERSON OF ANY CIVIL OR CRIMINAL
   24  LIABILITY INCURRED, OR ANY DUTY IMPOSED BY LAW, BY  REASON  OF  ACTS  OR
   25  OMISSIONS  OF  THE ESTABLISHED OPERATOR OR ANY OTHER PERSON PRIOR TO THE
   26  APPOINTMENT OF ANY TEMPORARY  OPERATOR  HEREUNDER;  NOR  SHALL  ANYTHING
   27  CONTAINED IN THIS SECTION BE CONSTRUED TO SUSPEND DURING THE TERM OF THE
   28  APPOINTMENT  OF THE TEMPORARY OPERATOR ANY OBLIGATION OF THE ESTABLISHED
   29  OPERATOR OR ANY OTHER PERSON FOR THE PAYMENT OF TAXES OR OTHER OPERATING
   30  AND MAINTENANCE EXPENSES OF THE FACILITY NOR OF THE ESTABLISHED OPERATOR
   31  OR ANY OTHER PERSON FOR THE PAYMENT OF MORTGAGES OR LIENS.
   32    S 35. The public health law is amended by adding a new  article  29-AA
   33  to read as follows:
   34                                ARTICLE 29-AA
   35                       PATIENT CENTERED MEDICAL HOMES
   36  SECTION 2959-A. MULTIPAYOR PATIENT CENTERED MEDICAL HOME PROGRAM.
   37    S  2959-A.  MULTIPAYOR  PATIENT  CENTERED  MEDICAL  HOME PROGRAM.   1.
   38  NOTWITHSTANDING ANY INCONSISTENT PROVISION OF LAW, THE  COMMISSIONER  IS
   39  AUTHORIZED  TO ESTABLISH A PROGRAM WHEREBY ENHANCED PAYMENTS ARE MADE TO
   40  CLINICIANS AND CLINICS STATEWIDE THAT ARE CERTIFIED AS MEDICAL HOMES FOR
   41  THE PURPOSE OF IMPROVING HEALTH CARE  OUTCOMES  AND  EFFICIENCY  THROUGH
   42  PATIENT CARE CONTINUITY AND COORDINATION OF HEALTH SERVICES.
   43    2.  MEDICAL  HOMES  CERTIFIED  PURSUANT  TO  THIS  SECTION MAY PROVIDE
   44  SERVICES TO:   RECIPIENTS ELIGIBLE FOR MEDICAL  ASSISTANCE  PURSUANT  TO
   45  TITLE  ELEVEN OF ARTICLE FIVE OF THE SOCIAL SERVICES LAW ("MEDICAID FEE-
   46  FOR-SERVICE"); ENROLLEES ELIGIBLE FOR  MEDICAL  ASSISTANCE  PURSUANT  TO
   47  SUCH  TITLE AND ENROLLED IN APPROVED MANAGED CARE ORGANIZATIONS PURSUANT
   48  TO SECTION THREE HUNDRED SIXTY-FOUR-J OF SUCH TITLE  ("MEDICAID  MANAGED
   49  CARE");  ENROLLEES  ELIGIBLE  FOR  FAMILY  HEALTH  PLUS  AND ENROLLED IN
   50  APPROVED ORGANIZATIONS PURSUANT TO TITLE ELEVEN-D OF ARTICLE FIVE OF THE
   51  SOCIAL SERVICES LAW ("FAMILY HEALTH PLUS"); ENROLLEES ELIGIBLE  FOR  THE
   52  CHILD  HEALTH  INSURANCE  PROGRAM AND ENROLLED IN APPROVED ORGANIZATIONS
   53  PURSUANT TO TITLE ONE-A OF ARTICLE TWENTY-FIVE OF THIS  CHAPTER  ("CHILD
   54  HEALTH  PLUS  PROGRAM"); ENROLLEES AND SUBSCRIBERS OF COMMERCIAL MANAGED
   55  CARE PLANS OPERATING  IN  ACCORDANCE  WITH  THE  PROVISIONS  OF  ARTICLE
   56  FORTY-FOUR OF THIS CHAPTER OR BY HEALTH MAINTENANCE ORGANIZATIONS ORGAN-
       S. 2809--B                         132                        A. 4009--B
    1  IZED  AND OPERATING IN ACCORDANCE WITH ARTICLE FORTY-THREE OF THE INSUR-
    2  ANCE LAW;  ENROLLEES  AND  SUBSCRIBERS  OF  OTHER  COMMERCIAL  INSURANCE
    3  PRODUCTS; AND EMPLOYEES OF EMPLOYER-SPONSORED SELF-INSURED PLANS.
    4    3.  (A) IN ORDER TO PROMOTE IMPROVED QUALITY OF, AND ACCESS TO, HEALTH
    5  CARE SERVICES AND PROMOTE IMPROVED CLINICAL OUTCOMES, IT IS  THE  POLICY
    6  OF  THE  STATE  TO  ENCOURAGE COOPERATIVE, COLLABORATIVE AND INTEGRATIVE
    7  ARRANGEMENTS AMONG PAYORS  OF  HEALTH  CARE  SERVICES  AND  HEALTH  CARE
    8  SERVICES  PROVIDERS WHO MIGHT OTHERWISE BE COMPETITORS, UNDER THE ACTIVE
    9  SUPERVISION OF THE COMMISSIONER. IT  IS  THE  INTENT  OF  THE  STATE  TO
   10  SUPPLANT COMPETITION WITH SUCH ARRANGEMENTS ONLY TO THE EXTENT NECESSARY
   11  TO  ACCOMPLISH THE PURPOSES OF THIS ARTICLE, AND TO PROVIDE STATE ACTION
   12  IMMUNITY UNDER THE STATE AND FEDERAL ANTITRUST LAWS TO PAYORS OF  HEALTH
   13  CARE  SERVICES  AND  HEALTH  CARE SERVICES PROVIDERS WITH RESPECT TO THE
   14  PLANNING,  IMPLEMENTATION  AND  OPERATION  OF  THE  MULTIPAYOR   PATIENT
   15  CENTERED MEDICAL HOME PROGRAM.
   16    (B)  THE COMMISSIONER OR HIS OR HER DULY AUTHORIZED REPRESENTATIVE MAY
   17  ENGAGE IN APPROPRIATE  STATE  SUPERVISION  NECESSARY  TO  PROMOTE  STATE
   18  ACTION  IMMUNITY  UNDER  THE  STATE  AND FEDERAL ANTITRUST LAWS, AND MAY
   19  INSPECT OR REQUEST ADDITIONAL DOCUMENTATION FROM PAYORS OF  HEALTH  CARE
   20  SERVICES AND HEALTH CARE SERVICES PROVIDERS TO VERIFY THAT MEDICAL HOMES
   21  CERTIFIED PURSUANT TO THIS SECTION OPERATE IN ACCORDANCE WITH ITS INTENT
   22  AND PURPOSE.
   23    4.  THE  COMMISSIONER IS AUTHORIZED TO PARTICIPATE IN, ACTIVELY SUPER-
   24  VISE, FACILITATE AND APPROVE MULTIPLE PRIMARY CARE MEDICAL HOME COLLABO-
   25  RATIVES AROUND THE STATE WITH HEALTH CARE SERVICES PROVIDERS, WHICH  MAY
   26  INCLUDE  HOSPITALS,  DIAGNOSTIC AND TREATMENT CENTERS, AND PRIVATE PRAC-
   27  TICES, AND PAYORS OF HEALTH CARE SERVICES, INCLUDING  EMPLOYERS,  HEALTH
   28  PLANS AND INSURERS, TO ESTABLISH: (A) THE BOUNDARIES OF EACH PROGRAM AND
   29  THE  PROVIDERS  ELIGIBLE TO PARTICIPATE; (B) PRACTICE STANDARDS FOR EACH
   30  MEDICAL HOME PROGRAM CONSISTENT WITH  EXISTING  STANDARDS  DEVELOPED  BY
   31  NATIONAL  ACCREDITING  AND PROFESSIONAL ORGANIZATIONS, INCLUDING BUT NOT
   32  LIMITED TO THE JOINT PRINCIPLES OF THE AMERICAN  COLLEGE  OF  PHYSICIANS
   33  ("ACP"),  THE AMERICAN ACADEMY OF FAMILY PHYSICIANS ("AAFP"), THE AMERI-
   34  CAN ACADEMY OF PEDIATRICS ("AAP"), AND THE AMERICAN OSTEOPATHIC  ASSOCI-
   35  ATION  ("AOA"),  AND  STANDARDS  DEVELOPED BY THE NATIONAL COMMITTEE FOR
   36  QUALITY ASSURANCE ("NCQA");  (C)  METHODOLOGIES  BY  WHICH  PAYORS  WILL
   37  PROVIDE  ENHANCED  RATES  OF PAYMENT TO CERTIFIED MEDICAL HOMES; AND (D)
   38  METHODOLOGIES TO PAY ADDITIONAL AMOUNTS  FOR  MEDICAL  HOMES  THAT  MEET
   39  SPECIFIC  PROCESS  OR  OUTCOME  STANDARDS ESTABLISHED BY EACH MULTIPAYOR
   40  PATIENT CENTERED MEDICAL HOME COLLABORATIVE.
   41    5. THE COMMISSIONER IS AUTHORIZED TO ESTABLISH AN  ADVISORY  GROUP  OF
   42  STATE  AGENCIES AND STAKEHOLDERS, SUCH AS PROFESSIONAL ORGANIZATIONS AND
   43  ASSOCIATIONS, TO IDENTIFY LEGAL AND/OR ADMINISTRATIVE  BARRIERS  TO  THE
   44  SHARING  OF CARE MANAGEMENT AND CARE COORDINATION SERVICES AMONG PARTIC-
   45  IPATING HEALTH CARE SERVICES PROVIDERS AND TO MAKE  RECOMMENDATIONS  FOR
   46  STATUTORY AND/OR REGULATORY CHANGES TO ADDRESS SUCH BARRIERS.
   47    6.  PATIENT,  PAYOR AND HEALTH CARE SERVICES PROVIDER PARTICIPATION IN
   48  THE MULTIPAYOR PATIENT CENTERED MEDICAL  HOME  PROGRAM  SHALL  BE  ON  A
   49  VOLUNTARY BASIS.
   50    7.  CLINICS  AND CLINICIANS PARTICIPATING UNDER THE ADIRONDACK MEDICAL
   51  HOME MULTIPAYOR DEMONSTRATION PROGRAM ESTABLISHED  PURSUANT  TO  SECTION
   52  TWENTY-NINE HUNDRED FIFTY-NINE OF THIS CHAPTER, OR THE STATEWIDE PATIENT
   53  CENTERED  MEDICAL  HOME  PROGRAM  ESTABLISHED  PURSUANT TO SECTION THREE
   54  HUNDRED SIXTY-FOUR-M OF THE SOCIAL SERVICES LAW, ARE  NOT  ELIGIBLE  FOR
   55  ENHANCED PAYMENTS PURSUANT TO THIS SECTION.
       S. 2809--B                         133                        A. 4009--B
    1    8.  SUBJECT  TO  THE  AVAILABILITY  OF  FUNDING  AND FEDERAL FINANCIAL
    2  PARTICIPATION, THE COMMISSIONER IS AUTHORIZED:
    3    (A)  TO  PAY ENHANCED RATES OF PAYMENT UNDER MEDICAID FEE-FOR-SERVICE,
    4  MEDICAID MANAGED CARE, FAMILY HEALTH PLUS AND CHILD HEALTH PLUS TO CLIN-
    5  ICS AND CLINICIANS THAT ARE CERTIFIED AS PATIENT CENTERED MEDICAL  HOMES
    6  UNDER THIS TITLE;
    7    (B)  TO  PAY  ADDITIONAL  AMOUNTS FOR MEDICAL HOMES THAT MEET SPECIFIC
    8  PROCESS OR OUTCOME STANDARDS SPECIFIED BY THE COMMISSIONER IN  CONSULTA-
    9  TION  WITH  EACH MULTIPAYOR PATIENT CENTERED MEDICAL HOME COLLABORATIVE;
   10  AND
   11    (C) TO TEST NEW MODELS OF PAYMENT TO HIGH VOLUME MEDICAID PRIMARY CARE
   12  MEDICAL HOME PRACTICES THAT INCORPORATE RISK  ADJUSTED  GLOBAL  PAYMENTS
   13  COMBINED WITH CARE MANAGEMENT AND PAY FOR PERFORMANCE ADJUSTMENTS.
   14    9.  (A)  THE  COMMISSIONER  IS AUTHORIZED TO CONTRACT WITH ONE OR MORE
   15  ENTITIES TO ASSIST THE STATE IN  IMPLEMENTING  THE  PROVISIONS  OF  THIS
   16  SECTION.  SUCH  ENTITY  OR ENTITIES SHALL BE THE SAME ENTITY OR ENTITIES
   17  CHOSEN TO ASSIST IN THE IMPLEMENTATION OF THE HEALTH HOME PROVISIONS  OF
   18  SECTION  THREE HUNDRED SIXTY-FIVE-L OF THE SOCIAL SERVICES LAW.  RESPON-
   19  SIBILITIES OF THE CONTRACTOR SHALL INCLUDE BUT NOT BE LIMITED TO: DEVEL-
   20  OPING RECOMMENDATIONS WITH RESPECT  TO  PROGRAM  POLICY,  REIMBURSEMENT,
   21  SYSTEM  REQUIREMENTS,  REPORTING REQUIREMENTS, EVALUATION PROTOCOLS, AND
   22  PROVIDER AND  PATIENT  ENROLLMENT;  PROVIDING  TECHNICAL  ASSISTANCE  TO
   23  POTENTIAL  MEDICAL HOME AND HEALTH HOME PROVIDERS; DATA COLLECTION; DATA
   24  SHARING; PROGRAM EVALUATION, AND PREPARATION OF REPORTS.
   25    (B) NOTWITHSTANDING ANY INCONSISTENT PROVISION OF SECTIONS ONE HUNDRED
   26  TWELVE AND ONE HUNDRED SIXTY-THREE OF THE STATE FINANCE LAW, OR  SECTION
   27  ONE HUNDRED FORTY-TWO OF THE ECONOMIC DEVELOPMENT LAW, OR ANY OTHER LAW,
   28  THE  COMMISSIONER  IS  AUTHORIZED  TO ENTER INTO A CONTRACT OR CONTRACTS
   29  UNDER PARAGRAPH (A) OF THIS SUBDIVISION WITHOUT  A  COMPETITIVE  BID  OR
   30  REQUEST FOR PROPOSAL PROCESS, PROVIDED, HOWEVER, THAT:
   31    (I)  THE DEPARTMENT SHALL POST ON ITS WEBSITE, FOR A PERIOD OF NO LESS
   32  THAN THIRTY DAYS:
   33    (1) A DESCRIPTION OF THE PROPOSED SERVICES TO BE PROVIDED PURSUANT  TO
   34  THE CONTRACT OR CONTRACTS;
   35    (2) THE CRITERIA FOR SELECTION OF A CONTRACTOR OR CONTRACTORS;
   36    (3)  THE PERIOD OF TIME DURING WHICH A PROSPECTIVE CONTRACTOR MAY SEEK
   37  SELECTION, WHICH SHALL BE NO LESS THAN THIRTY DAYS AFTER  SUCH  INFORMA-
   38  TION IS FIRST POSTED ON THE WEBSITE; AND
   39    (4)  THE  MANNER  BY  WHICH  A  PROSPECTIVE  CONTRACTOR  MAY SEEK SUCH
   40  SELECTION, WHICH MAY INCLUDE SUBMISSION BY ELECTRONIC MEANS;
   41    (II) ALL REASONABLE AND RESPONSIVE SUBMISSIONS THAT ARE RECEIVED  FROM
   42  PROSPECTIVE  CONTRACTORS  IN  TIMELY  FASHION  SHALL  BE REVIEWED BY THE
   43  COMMISSIONER; AND
   44    (III) THE COMMISSIONER SHALL SELECT  SUCH  CONTRACTOR  OR  CONTRACTORS
   45  THAT, IN HIS OR HER DISCRETION, ARE BEST SUITED TO SERVE THE PURPOSES OF
   46  THIS SECTION.
   47    S  36. Subparagraph (xi) of paragraph (b) of subdivision 35 of section
   48  2807-c of the public health law, as added by section  2  of  part  C  of
   49  chapter  58  of the laws of 2009, is amended and three new subparagraphs
   50  (xii), (xiii) and (xiv) are added to read as follows:
   51    (xi) Rates for teaching general hospitals shall include  reimbursement
   52  for direct and indirect graduate medical education as defined and calcu-
   53  lated  pursuant to such regulations. In addition, such regulations shall
   54  specify the reports and information  required  by  the  commissioner  to
   55  assess  the  cost, quality and health system needs for medical education
   56  provided[.];
       S. 2809--B                         134                        A. 4009--B
    1    (XII)  SUCH  REGULATIONS  MAY  INCORPORATE  QUALITY  RELATED  MEASURES
    2  PERTAINING  TO  POTENTIALLY  PREVENTABLE  CONDITIONS  AND COMPLICATIONS,
    3  INCLUDING, BUT  NOT  LIMITED  TO,  DISEASES  OR  COMPLICATIONS  OF  CARE
    4  ACQUIRED IN THE HOSPITAL AND INJURIES SUSTAINED IN THE HOSPITAL;
    5    (XIII)  SUCH  REGULATIONS  MAY  INCORPORATE  QUALITY  RELATED MEASURES
    6  PERTAINING TO THE  INAPPROPRIATE  USE  OF  CERTAIN  MEDICAL  PROCEDURES,
    7  INCLUDING,  BUT  NOT  LIMITED  TO,  CESAREAN DELIVERIES, CORONARY ARTERY
    8  BYPASS GRAFTS AND PERCUTANEOUS CORONARY INTERVENTIONS;
    9    (XIV) SUCH REGULATIONS MAY IMPOSE A FEE ON GENERAL HOSPITAL SUFFICIENT
   10  TO COVER THE COSTS OF AUDITING THE INSTITUTIONAL COST REPORTS  SUBMITTED
   11  BY GENERAL HOSPITALS.
   12    S 37. The social services law is amended by adding a new section 365-l
   13  to read as follows:
   14    S 365-L. HEALTH HOMES.  1. NOTWITHSTANDING ANY LAW, RULE OR REGULATION
   15  TO  THE CONTRARY, THE COMMISSIONER OF HEALTH IS AUTHORIZED, IN CONSULTA-
   16  TION WITH THE COMMISSIONERS OF THE OFFICE OF MENTAL  HEALTH,  OFFICE  OF
   17  ALCOHOLISM  AND  SUBSTANCE  ABUSE  SERVICES,  AND OFFICE FOR PEOPLE WITH
   18  DEVELOPMENTAL DISABILITIES, TO (A) ESTABLISH, IN ACCORDANCE WITH  APPLI-
   19  CABLE FEDERAL LAW AND REGULATIONS, STANDARDS FOR THE PROVISION OF HEALTH
   20  HOME  SERVICES TO MEDICAID ENROLLEES WITH CHRONIC CONDITIONS, (B) ESTAB-
   21  LISH PAYMENT METHODOLOGIES FOR HEALTH HOME  SERVICES  BASED  ON  FACTORS
   22  INCLUDING  BUT NOT LIMITED TO THE COMPLEXITY OF THE CONDITIONS PROVIDERS
   23  WILL BE MANAGING, THE ANTICIPATED AMOUNT OF PATIENT  CONTACT  NEEDED  TO
   24  MANAGE  SUCH  CONDITIONS,  AND  THE HEALTH CARE COST SAVINGS REALIZED BY
   25  PROVISION OF HEALTH HOME SERVICES,  (C)  ESTABLISH  THE  CRITERIA  UNDER
   26  WHICH  A MEDICAID ENROLLEE WILL BE DESIGNATED AS BEING AN ELIGIBLE INDI-
   27  VIDUAL WITH CHRONIC CONDITIONS FOR PURPOSES OF THIS PROGRAM, (D)  ASSIGN
   28  ANY  MEDICAID ENROLLEE DESIGNATED AS AN ELIGIBLE INDIVIDUAL WITH CHRONIC
   29  CONDITIONS TO A PROVIDER OF HEALTH HOME SERVICES.
   30    2. IN ADDITION TO PAYMENTS MADE FOR HEALTH HOME SERVICES  PURSUANT  TO
   31  SUBDIVISION  ONE  OF THIS SECTION, THE COMMISSIONER IS AUTHORIZED TO PAY
   32  ADDITIONAL AMOUNTS TO PROVIDERS OF HEALTH HOME SERVICES THAT MEET  PROC-
   33  ESS OR OUTCOME STANDARDS SPECIFIED BY THE COMMISSIONER.
   34    3.  UNTIL  SUCH  TIME AS THE COMMISSIONER OBTAINS NECESSARY WAIVERS OF
   35  THE FEDERAL SOCIAL SECURITY ACT, MEDICAID ENROLLEES ASSIGNED TO  PROVID-
   36  ERS OF HEALTH HOME SERVICES WILL BE ALLOWED TO OPT OUT OF SUCH SERVICES.
   37    4.  PAYMENTS  AUTHORIZED  PURSUANT  TO  THIS SECTION WILL BE MADE WITH
   38  STATE FUNDS ONLY, TO THE EXTENT THAT SUCH FUNDS ARE APPROPRIATED  THERE-
   39  FORE, UNTIL SUCH TIME AS FEDERAL FINANCIAL PARTICIPATION IN THE COSTS OF
   40  SUCH SERVICES IS AVAILABLE.
   41    5.  THE  COMMISSIONER  IS AUTHORIZED TO SUBMIT AMENDMENTS TO THE STATE
   42  PLAN FOR MEDICAL ASSISTANCE AND/OR SUBMIT ONE OR MORE  APPLICATIONS  FOR
   43  WAIVERS  OF THE FEDERAL SOCIAL SECURITY ACT, TO OBTAIN FEDERAL FINANCIAL
   44  PARTICIPATION IN THE COSTS OF HEALTH HOME SERVICES PROVIDED PURSUANT  TO
   45  THIS SECTION, AND AS PROVIDED IN SUBDIVISION THREE OF THIS SECTION.
   46    6.  NOTWITHSTANDING  ANY  LIMITATIONS IMPOSED BY SECTION THREE HUNDRED
   47  SIXTY-FOUR-L OF THIS TITLE ON ENTITIES  PARTICIPATING  IN  DEMONSTRATION
   48  PROJECTS  ESTABLISHED  PURSUANT  TO  SUCH  SECTION,  THE COMMISSIONER IS
   49  AUTHORIZED TO ALLOW SUCH ENTITIES WHICH MEET THE  REQUIREMENTS  OF  THIS
   50  SECTION TO PROVIDE HEALTH HOME SERVICES.
   51    7.  NOTWITHSTANDING  ANY LAW, RULE, OR REGULATION TO THE CONTRARY, THE
   52  COMMISSIONERS OF THE DEPARTMENT OF HEALTH, THE OFFICE OF MENTAL  HEALTH,
   53  THE OFFICE FOR PEOPLE WITH DEVELOPMENTAL DISABILITIES, AND THE OFFICE OF
   54  ALCOHOLISM AND SUBSTANCE ABUSE SERVICES ARE AUTHORIZED TO JOINTLY ESTAB-
   55  LISH  A  SINGLE SET OF OPERATING AND REPORTING REQUIREMENTS AND A SINGLE
   56  SET OF CONSTRUCTION AND SURVEY REQUIREMENTS FOR ENTITIES THAT:
       S. 2809--B                         135                        A. 4009--B
    1    (A) CAN DEMONSTRATE EXPERIENCE IN THE DELIVERY OF HEALTH,  AND  MENTAL
    2  HEALTH  AND/OR  ALCOHOL  AND SUBSTANCE ABUSE SERVICES AND/OR SERVICES TO
    3  PERSONS WITH DEVELOPMENTAL DISABILITIES, AND THE CAPACITY TO OFFER INTE-
    4  GRATED DELIVERY OF SUCH  SERVICES  IN  EACH  LOCATION  APPROVED  BY  THE
    5  COMMISSIONER; AND
    6    (B) MEET THE STANDARDS ESTABLISHED PURSUANT TO SUBDIVISION ONE OF THIS
    7  SECTION  FOR  PROVIDING  AND RECEIVING PAYMENT FOR HEALTH HOME SERVICES;
    8  PROVIDED, HOWEVER, THAT AN  ENTITY  MEETING  THE  STANDARDS  ESTABLISHED
    9  PURSUANT  TO SUBDIVISION ONE OF THIS SECTION SHALL NOT BE REQUIRED TO BE
   10  AN INTEGRATED SERVICE PROVIDER PURSUANT TO THIS SUBDIVISION.
   11    IN ESTABLISHING A SINGLE SET OF OPERATING AND  REPORTING  REQUIREMENTS
   12  AND  A  SINGLE  SET OF CONSTRUCTION AND SURVEY REQUIREMENTS FOR ENTITIES
   13  DESCRIBED IN THIS SUBDIVISION, THE COMMISSIONERS OF  THE  DEPARTMENT  OF
   14  HEALTH, THE OFFICE OF MENTAL HEALTH, THE OFFICE FOR PEOPLE WITH DEVELOP-
   15  MENTAL  DISABILITIES,  AND  THE OFFICE OF ALCOHOLISM AND SUBSTANCE ABUSE
   16  SERVICES ARE AUTHORIZED TO WAIVE  ANY  REGULATORY  REQUIREMENTS  AS  ARE
   17  NECESSARY  TO  AVOID  DUPLICATION OF REQUIREMENTS AND TO ALLOW THE INTE-
   18  GRATED DELIVERY OF SERVICES IN A RATIONAL AND EFFICIENT MANNER.
   19    8. (A) THE COMMISSIONER OF HEALTH IS AUTHORIZED TO CONTRACT  WITH  ONE
   20  OR  MORE  ENTITIES TO ASSIST THE STATE IN IMPLEMENTING THE PROVISIONS OF
   21  THIS SECTION. SUCH ENTITY OR ENTITIES SHALL BE THE SAME ENTITY OR  ENTI-
   22  TIES  CHOSEN  TO  ASSIST IN THE IMPLEMENTATION OF THE MULTIPAYOR PATIENT
   23  CENTERED MEDICAL HOME PROGRAM PURSUANT TO  SECTION  TWENTY-NINE  HUNDRED
   24  FIFTY-NINE-A  OF THE PUBLIC HEALTH LAW. RESPONSIBILITIES OF THE CONTRAC-
   25  TOR SHALL INCLUDE BUT NOT BE LIMITED TO: DEVELOPING RECOMMENDATIONS WITH
   26  RESPECT TO PROGRAM POLICY, REIMBURSEMENT, SYSTEM REQUIREMENTS, REPORTING
   27  REQUIREMENTS, EVALUATION PROTOCOLS, AND PROVIDER AND PATIENT ENROLLMENT;
   28  PROVIDING TECHNICAL ASSISTANCE TO POTENTIAL MEDICAL HOME AND HEALTH HOME
   29  PROVIDERS; DATA COLLECTION; DATA SHARING; PROGRAM EVALUATION, AND PREPA-
   30  RATION OF REPORTS.
   31    (B) NOTWITHSTANDING ANY INCONSISTENT PROVISION OF SECTIONS ONE HUNDRED
   32  TWELVE AND ONE HUNDRED SIXTY-THREE OF THE STATE FINANCE LAW, OR  SECTION
   33  ONE HUNDRED FORTY-TWO OF THE ECONOMIC DEVELOPMENT LAW, OR ANY OTHER LAW,
   34  THE  COMMISSIONER  OF  HEALTH  IS AUTHORIZED TO ENTER INTO A CONTRACT OR
   35  CONTRACTS UNDER PARAGRAPH (A) OF THIS SUBDIVISION WITHOUT A  COMPETITIVE
   36  BID OR REQUEST FOR PROPOSAL PROCESS, PROVIDED, HOWEVER, THAT:
   37    (I)  THE  DEPARTMENT OF HEALTH SHALL POST ON ITS WEBSITE, FOR A PERIOD
   38  OF NO LESS THAN THIRTY DAYS:
   39    (1) A DESCRIPTION OF THE PROPOSED SERVICES TO BE PROVIDED PURSUANT  TO
   40  THE CONTRACT OR CONTRACTS;
   41    (2) THE CRITERIA FOR SELECTION OF A CONTRACTOR OR CONTRACTORS;
   42    (3)  THE PERIOD OF TIME DURING WHICH A PROSPECTIVE CONTRACTOR MAY SEEK
   43  SELECTION, WHICH SHALL BE NO LESS THAN THIRTY DAYS AFTER  SUCH  INFORMA-
   44  TION IS FIRST POSTED ON THE WEBSITE; AND
   45    (4)  THE  MANNER  BY  WHICH  A  PROSPECTIVE  CONTRACTOR  MAY SEEK SUCH
   46  SELECTION, WHICH MAY INCLUDE SUBMISSION BY ELECTRONIC MEANS;
   47    (II) ALL REASONABLE AND RESPONSIVE SUBMISSIONS THAT ARE RECEIVED  FROM
   48  PROSPECTIVE  CONTRACTORS  IN  TIMELY  FASHION  SHALL  BE REVIEWED BY THE
   49  COMMISSIONER OF HEALTH; AND
   50    (III) THE COMMISSIONER OF  HEALTH  SHALL  SELECT  SUCH  CONTRACTOR  OR
   51  CONTRACTORS THAT, IN HIS OR HER DISCRETION, ARE BEST SUITED TO SERVE THE
   52  PURPOSES OF THIS SECTION.
   53    S 38. Intentionally Omitted.
   54    S 39. Intentionally Omitted.
       S. 2809--B                         136                        A. 4009--B
    1    S  40.  Paragraph  (u) of subdivision 2 of section 365-a of the social
    2  services law, as amended by section 42 of part B of chapter  58  of  the
    3  laws of 2010, is amended to read as follows:
    4    (u)  screening,  brief  intervention,  and  referral  to treatment [in
    5  hospital outpatient and emergency departments and free-standing diagnos-
    6  tic and treatment centers] of individuals at risk  for  substance  abuse
    7  including  referral  to the appropriate level of intervention and treat-
    8  ment in a community setting; provided, however, that the  provisions  of
    9  this  paragraph  relating to screening, brief intervention, and referral
   10  to treatment  services  shall  not  take  effect  unless  all  necessary
   11  approvals under federal law and regulation have been obtained to receive
   12  federal financial participation in such costs.
   13    S  41.  Paragraphs (d) and (e) of subdivision 1 and paragraphs (c) and
   14  (d) of subdivision 2 of section 4403-f of the public health  law,  para-
   15  graph  (d) of subdivision 1 as amended by section 6 of part C of chapter
   16  58 of the laws of 2007, paragraph (e) of subdivision  1  as  amended  by
   17  section  65-d of part A of chapter 57 of the laws of 2006, paragraph (c)
   18  of subdivision 2 as added by chapter 659 of the laws of 1997  and  para-
   19  graph  (d) of subdivision 2 as amended by section 9 of part C of chapter
   20  58 of the laws of 2007, and paragraphs (d) and (e) of subdivision  1  as
   21  relettered by section 7 of part C of chapter 58 of the laws of 2007, are
   22  amended to read as follows:
   23    (d)  ["Approved  managed long term care demonstration" means the sites
   24  approved by the commissioner to participate in the  "Evaluated  Medicaid
   25  Long Term Care Capitation Program".
   26    (e)]  "Health  and  long term care services" means services including,
   27  but not limited to [primary care, acute care,] home and  community-based
   28  and  institution-based long term care and ancillary services (that shall
   29  include medical supplies and nutritional supplements) that are necessary
   30  to meet the needs of persons whom the plan is authorized to enroll.  THE
   31  MANAGED LONG TERM CARE PLAN MAY ALSO COVER PRIMARY CARE AND  ACUTE  CARE
   32  IF SO AUTHORIZED.
   33    (c)  [a  description  that  demonstrates the cost-effectiveness of the
   34  program as compared to the cost of services clients would otherwise have
   35  received;
   36    (d)] adequate  documentation  of  the  appropriate  licenses,  certif-
   37  ications  or  approvals  to provide care as planned, including contracts
   38  with such providers as may be necessary to provide the  full  complement
   39  of services required to be provided under this section.
   40    S  41-a.  Subdivision 3 of section 4403-f of the public health law, as
   41  amended by chapter 627 of the laws  of  2008,  is  amended  to  read  as
   42  follows:
   43    3.  Certificate  of  authority;  approval.  The commissioner shall not
   44  approve an application for a certificate of authority unless the  appli-
   45  cant demonstrates to the commissioner's satisfaction:
   46    (a) [the relative cost effectiveness to the medical assistance program
   47  when  compared to other managed long term care plans proposing to serve,
   48  or serving, comparable populations;
   49    (b)] that it will have in  place  acceptable  quality-assurance  mech-
   50  anisms, grievance procedures, mechanisms to protect the rights of enrol-
   51  lees  and case management services to ensure continuity, quality, appro-
   52  priateness and coordination of care;
   53    [(c)] (B) that it will  include  an  enrollment  process  which  shall
   54  ensure  that enrollment in the plan is informed [and voluntary by enrol-
   55  lees or their representatives and a  voluntary  disenrollment  process].
   56  The  application  shall [include the specific grounds that would warrant
       S. 2809--B                         137                        A. 4009--B
    1  involuntary disenrollment provided, however,] DESCRIBE THE DISENROLLMENT
    2  PROCESS, WHICH SHALL PROVIDE THAT an otherwise eligible  enrollee  shall
    3  not be involuntarily disenrolled on the basis of health status;
    4    [(d)] (C) satisfactory evidence of the character and competence of the
    5  proposed  operators  and  reasonable  assurance  that the applicant will
    6  provide high quality services to an enrolled population;
    7    [(e)] (D) sufficient management systems capacity to meet the  require-
    8  ments of this section and the ability to efficiently process payment for
    9  covered services;
   10    [(f)]  (E)  readiness  and  capability to [achieve full capitation for
   11  services reimbursed pursuant to title XVIII of the federal social  secu-
   12  rity  act or, for an applicant designated as an eligible applicant prior
   13  to April first, two thousand seven pursuant to paragraph (d) of subdivi-
   14  sion six of this section that has its principal  place  of  business  in
   15  Bronx  county  and  is unable to achieve such full capitation, readiness
   16  and capability to achieve full capitation  on  a  scheduled  basis  for]
   17  MAXIMIZE REIMBURSEMENT OF AND COORDINATE services reimbursed pursuant to
   18  title XVIII of the federal social security act [or capability and proto-
   19  cols  for  benefit coordination for services reimbursed pursuant to such
   20  title] and all other applicable benefits, with such benefit coordination
   21  including, but not limited to, measures to support sound clinical  deci-
   22  sions,  reduce administrative complexity, coordinate access to services,
   23  maximize benefits available pursuant  to  such  title  and  ensure  that
   24  necessary care is provided;
   25    [(g)]  (F)  readiness  and capability to [achieve full capitation for]
   26  ARRANGE AND MANAGE COVERED SERVICES AND COORDINATE OTHER services  reim-
   27  bursed pursuant to title XIX of the federal social security act;
   28    [(h)] (G) willingness and capability of taking, or cooperating in, all
   29  steps necessary to secure and integrate any potential sources of funding
   30  for services provided by the managed long term care plan, including, but
   31  not limited to, funding available under titles XVI, XVIII, XIX and XX of
   32  the  federal  social  security  act,  the federal older Americans act of
   33  nineteen hundred sixty-five, as amended,  or  any  successor  provisions
   34  subject  to  approval of the director of the state office for aging, and
   35  through financing options such as those authorized pursuant  to  section
   36  three hundred sixty-seven-f of the social services law;
   37    [(i)]  (H)  that  the CONTRACTUAL arrangements for PROVIDERS OF health
   38  and long term care services IN THE BENEFIT  PACKAGE  ARE  SUFFICIENT  TO
   39  ensure  the  availability  and  accessibility  of  such  services to the
   40  proposed enrolled population CONSISTENT WITH GUIDELINES  ESTABLISHED  BY
   41  THE  COMMISSIONER;  WITH  RESPECT  TO  INDIVIDUALS  IN  RECEIPT  OF SUCH
   42  SERVICES PRIOR TO ENROLLMENT, SUCH GUIDELINES SHALL REQUIRE THE  MANAGED
   43  LONG  TERM  CARE PLAN TO CONTRACT WITH AGENCIES CURRENTLY PROVIDING SUCH
   44  SERVICES, IN ORDER TO PROMOTE CONTINUITY OF CARE; and
   45    [(j)] (I) that the applicant is financially  responsible  and  may  be
   46  expected to meet its obligations to its enrolled members.
   47    S  41-b.  Subdivisions  5, 6, 7 and 10 of section 4403-f of the public
   48  health law, subdivision 5 as amended by section 15 of part C of  chapter
   49  58  of the laws of 2007, subdivisions 6 and 7 as added by chapter 659 of
   50  the laws of 1997, paragraphs (a),  (b)  and  (c)  of  subdivision  6  as
   51  amended  by section 6 of part C of chapter 58 of the laws of 2010, para-
   52  graph (d) of subdivision 6 as amended by section 17 of part C of chapter
   53  58 of the laws of 2007, paragraphs (c)  and  (d)  of  subdivision  7  as
   54  amended by section 18 of part C of chapter 58 of the laws of 2007, para-
   55  graphs  (e) and (g) of subdivision 7 as relettered by section 20 of part
   56  C of chapter 58 of the laws of 2007, paragraph (h) of subdivision  7  as
       S. 2809--B                         138                        A. 4009--B
    1  added by section 65-c of part A of chapter 57 of the laws of 2006, para-
    2  graph  (i)  as added by section 65-f of part A of chapter 57 of the laws
    3  of 2006, and such paragraphs (h) and (i) as relettered by section 20  of
    4  part C of chapter 58 of the laws of 2007, paragraph (f) of subdivision 7
    5  as  amended  by  section  7 of part C of chapter 58 of the laws of 2010,
    6  subparagraph (iii) of paragraph (h)  of  subdivision  7  as  amended  by
    7  section  19  of part C of chapter 58 of the laws of 2007, subdivision 10
    8  as amended by chapter 192 of the laws of 2006 and renumbered by  section
    9  22  of  part C of chapter 58 of the laws of 2007, are amended to read as
   10  follows:
   11    5. Applicability of other laws. A managed  long  term  care  plan  [or
   12  approved  managed  long term care demonstration] shall be subject to the
   13  provisions of the insurance law and  regulations  applicable  to  health
   14  maintenance  organizations,  this  article  and  regulations promulgated
   15  pursuant thereto. To the extent that the provisions of this section  are
   16  inconsistent  with  the  provisions of this chapter or the provisions of
   17  the insurance law, the provisions of this section shall prevail.
   18    6. Approval authority.  (a) An applicant shall be issued a certificate
   19  of authority as a managed long term care plan upon  a  determination  by
   20  the commissioner that the applicant complies with the operating require-
   21  ments  for a managed long term care plan under this section. The commis-
   22  sioner shall issue no more than  [fifty]  SEVENTY-FIVE  certificates  of
   23  authority to managed long term care plans pursuant to this section. [For
   24  purposes  of  issuance  of no more than fifty certificates of authority,
   25  such certificates shall include those certificates  issued  pursuant  to
   26  paragraphs (b) and (c) of this subdivision.]
   27    (b)  An  operating  demonstration  shall  be  issued  a certificate of
   28  authority as a managed long term care plan upon a determination  by  the
   29  commissioner   that  such  demonstration  complies  with  the  operating
   30  requirements for a managed long  term  care  plan  under  this  section.
   31  [Except  as  otherwise  expressly  provided in paragraphs (d) and (e) of
   32  subdivision seven of this section,  nothing]  NOTHING  in  this  section
   33  shall be construed to affect the continued legal authority of an operat-
   34  ing demonstration to operate its previously approved program.
   35    [(c)  An approved managed long term care demonstration shall be issued
   36  a certificate of authority as a managed  long  term  care  plan  upon  a
   37  determination  by the commissioner that such demonstration complies with
   38  the operating requirements for a managed long term care plan under  this
   39  section.  Notwithstanding  any  inconsistent  provision  of  law  to the
   40  contrary, all authority for the operation of approved managed long  term
   41  care demonstrations which have not been issued a certificate of authori-
   42  ty  as  a  managed  long term care plan, shall expire one year after the
   43  adoption of regulations implementing managed long term care plans.
   44    (d) The majority leader of the senate and the speaker of the  assembly
   45  may each designate in writing up to fifteen eligible applicants to apply
   46  to  be  approved  managed  long  term  care demonstrations or plans. The
   47  commissioner may designate in writing up to eleven  eligible  applicants
   48  to apply to be approved managed long term care demonstrations or plans.]
   49    7. Program oversight and administration. (a)(i) The commissioner shall
   50  promulgate regulations to implement this section and to ensure the qual-
   51  ity,  appropriateness and cost-effectiveness of the services provided by
   52  managed long term care plans. The commissioner may waive rules and regu-
   53  lations of the department, including but not limited to, those  pertain-
   54  ing  to  duplicative  requirements  concerning record keeping, boards of
   55  directors, staffing and reporting, when such  waiver  will  promote  the
   56  efficient  delivery of appropriate, quality, cost-effective services and
       S. 2809--B                         139                        A. 4009--B
    1  when the health, safety and general welfare of  enrollees  will  not  be
    2  impaired  as  a  result of such waiver. In order to achieve managed long
    3  term care plan system efficiencies and coordination and to  promote  the
    4  objectives  of  high  quality,  integrated  and cost effective care, the
    5  commissioner may establish a single  coordinated  surveillance  process,
    6  allow for a comprehensive quality improvement and review process to meet
    7  component  quality  requirements, and require a uniform cost report. The
    8  commissioner shall require managed long term care plans to utilize qual-
    9  ity improvement measures, based on health outcomes  data,  for  internal
   10  quality  assessment  processes  and may utilize such measures as part of
   11  the single coordinated surveillance process.
   12    (ii) Notwithstanding any inconsistent provision of the social services
   13  law to the contrary, the commissioner  shall,  pursuant  to  regulation,
   14  determine  whether  and the extent to which the applicable provisions of
   15  the social services law or regulations relating to approvals and author-
   16  izations of, and utilization limitations on, health and long  term  care
   17  services reimbursed pursuant to title XIX of the federal social security
   18  act,  including, but not limited to, fiscal assessment requirements, are
   19  inconsistent with the flexibility necessary for the  efficient  adminis-
   20  tration  of  managed  long  term  care  plans and such regulations shall
   21  provide that such provisions shall not be  applicable  to  enrollees  or
   22  managed  long  term  care  plans,  provided that such determinations are
   23  consistent with applicable federal law and regulation.
   24    (b) The commissioner shall, to the extent necessary, submit the appro-
   25  priate waivers, including, but not limited to, those authorized pursuant
   26  to sections eleven hundred fifteen and nineteen hundred fifteen  of  the
   27  federal  social  security  act,  or  successor provisions, and any other
   28  waivers necessary to achieve the purposes of high  quality,  integrated,
   29  and  cost  effective  care and integrated financial eligibility policies
   30  under the medical assistance program or pursuant to title XVIII  of  the
   31  federal social security act. IN ADDITION, THE COMMISSIONER IS AUTHORIZED
   32  TO  SUBMIT  THE  APPROPRIATE WAIVERS, INCLUDING BUT NOT LIMITED TO THOSE
   33  AUTHORIZED PURSUANT TO SECTIONS  ELEVEN  HUNDRED  FIFTEEN  AND  NINETEEN
   34  HUNDRED  FIFTEEN  OF  THE  FEDERAL  SOCIAL  SECURITY  ACT  OR  SUCCESSOR
   35  PROVISIONS, AND ANY OTHER WAIVERS NECESSARY TO REQUIRE  MEDICAL  ASSIST-
   36  ANCE RECIPIENTS WHO ARE TWENTY-ONE YEARS OF AGE OR OLDER AND WHO REQUIRE
   37  COMMUNITY-BASED LONG TERM CARE SERVICES, AS SPECIFIED BY THE COMMISSION-
   38  ER,  FOR MORE THAN ONE HUNDRED AND TWENTY DAYS, TO RECEIVE SUCH SERVICES
   39  THROUGH AN AVAILABLE PLAN CERTIFIED PURSUANT TO THIS  SECTION  OR  OTHER
   40  CARE  COORDINATION PROGRAM SPECIFIED BY THE COMMISSIONER. Copies of such
   41  original waiver applications shall be provided to the  chairman  of  the
   42  senate finance committee and the chairman of the assembly ways and means
   43  committee  simultaneously  with  their submission to the federal govern-
   44  ment.  THE COMMISSIONER SHALL DEVELOP A WORKGROUP  TO  FURTHER  EVALUATE
   45  AND  PROMOTE THE TRANSITION OF PERSONS IN RECEIPT OF HOME AND COMMUNITY-
   46  BASED LONG TERM CARE SERVICES INTO MANAGED  LONG  TERM  CARE  PLANS  AND
   47  OTHER CARE COORDINATION MODELS.
   48    (c)(i)  A managed long term care plan shall not use deceptive or coer-
   49  cive marketing methods to encourage participants to  enroll.  A  managed
   50  long  term  care plan shall not distribute marketing materials to poten-
   51  tial enrollees before such materials have been approved by  the  commis-
   52  sioner.
   53    (ii)  The  commissioner  shall  ensure,  through  periodic  reviews of
   54  managed long term care plans, that enrollment was [a voluntary  and]  AN
   55  informed  choice; such plan has only enrolled persons whom it is author-
   56  ized to enroll, and plan services are promptly  available  to  enrollees
       S. 2809--B                         140                        A. 4009--B
    1  when appropriate. Such periodic reviews shall be made according to stan-
    2  dards as determined by the commissioner in regulations.
    3    (d)  Notwithstanding  any  provision of law, rule or regulation to the
    4  contrary, the commissioner may issue a request for  proposals  to  carry
    5  out reviews of enrollment and assessment activities in managed long term
    6  care plans and operating demonstrations with respect to enrollees eligi-
    7  ble  to  receive services under title XIX of the federal social security
    8  act to determine if enrollment meets the  requirements  of  subparagraph
    9  (ii)  of paragraph (c) of this subdivision; and that assessments of such
   10  enrollees' health, functional and  other  status,  for  the  purpose  of
   11  adjusting  premiums,  were  accurate.  [Evaluations  shall  address each
   12  bidder's ability to ensure that enrollments in such plans  are  promptly
   13  reviewed  and  that medical assistance required to be furnished pursuant
   14  to title eleven of article five of  the  social  services  law  will  be
   15  appropriately furnished to the recipients for whom the local commission-
   16  ers are responsible pursuant to section three hundred sixty-five of such
   17  title  and  that  plan implementation will be consistent with the proper
   18  and efficient administration  of  the  medical  assistance  program  and
   19  managed long term care plans.]
   20    (e)  The commissioner may, in his or her discretion for the purpose of
   21  protection of enrollees, impose measures including, but not limited  to,
   22  bans  on  further  enrollments  and  requirements  for use of enrollment
   23  brokers until any identified problems are resolved to  the  satisfaction
   24  of the commissioner.
   25    (f)  Continuation  of  a  certificate  of  authority issued under this
   26  section shall be contingent upon satisfactory performance by the managed
   27  long term care plan in the  delivery,  continuity,  accessibility,  cost
   28  effectiveness  and  quality of the services to enrolled members; compli-
   29  ance with applicable provisions of this  section  and  rules  and  regu-
   30  lations  promulgated  thereunder;  the continuing fiscal solvency of the
   31  organization; and, federal financial participation in payments on behalf
   32  of enrollees who are eligible to receive services under title XIX of the
   33  federal social security act.
   34    (g) [The commissioner shall ensure that (i) a process exists  for  the
   35  resolution  of disputes concerning the accuracy of assessments performed
   36  pursuant to paragraphs (d) and (e) of this  subdivision;  and  (ii)  the
   37  tasks  described  in  paragraphs  (d)  and  (e)  of this subdivision are
   38  consistently administered.
   39    (h)] (i) Managed long term care plans and  demonstrations  may  enroll
   40  eligible  persons  in the plan or demonstration upon the completion of a
   41  comprehensive assessment that shall include, but not be limited  to,  an
   42  evaluation  of  the  medical,  social  and  environmental  needs of each
   43  prospective enrollee in such program. This assessment shall  also  serve
   44  as the basis for the development and provision of an appropriate plan of
   45  care  for  the  [prospective] enrollee. UPON APPROVAL OF FEDERAL WAIVERS
   46  PURSUANT TO PARAGRAPH (B) OF  THIS  SUBDIVISION  WHICH  REQUIRE  MEDICAL
   47  ASSISTANCE   RECIPIENTS  WHO  REQUIRE  COMMUNITY-BASED  LONG  TERM  CARE
   48  SERVICES TO ENROLL IN A PLAN, AND UPON APPROVAL OF THE  COMMISSIONER,  A
   49  PLAN  MAY ENROLL AN APPLICANT WHO IS CURRENTLY RECEIVING HOME AND COMMU-
   50  NITY-BASED SERVICES AND COMPLETE  THE  COMPREHENSIVE  ASSESSMENT  WITHIN
   51  THIRTY  DAYS  OF  ENROLLMENT  PROVIDED  THAT THE PLAN CONTINUES TO COVER
   52  TRANSITIONAL CARE UNTIL SUCH TIME AS THE ASSESSMENT IS COMPLETED.
   53    (ii) The assessment shall be completed  by  a  representative  of  the
   54  managed  long  term care plan or demonstration, in consultation with the
   55  prospective enrollee's health  care  practitioner  AS  NECESSARY.    The
       S. 2809--B                         141                        A. 4009--B
    1  commissioner  shall prescribe the forms on which the assessment shall be
    2  made.
    3    (iii)  The  [completed assessment and documentation of the] enrollment
    4  APPLICATION shall be submitted by the managed long  term  care  plan  or
    5  demonstration  to  the  [local  department  of  social services, or to a
    6  contractor selected pursuant to  paragraph  (d)  of  this  subdivision,]
    7  ENTITY  DESIGNATED  BY  THE  DEPARTMENT  prior  to  the  commencement of
    8  services under the managed long term care  plan  or  demonstration.  For
    9  purposes  of  reimbursement of the managed long term care plan or demon-
   10  stration, if the [completed assessment and documentation are] ENROLLMENT
   11  APPLICATION IS submitted on or before the twentieth day  of  the  month,
   12  the  enrollment  shall  commence on the first day of the month following
   13  the completion and submission  and  if  the  [completed  assessment  and
   14  documentation are] ENROLLMENT APPLICATION IS submitted after the twenti-
   15  eth  day of the month, the enrollment shall commence on the first day of
   16  the second month following submission.  Enrollments conducted by a  plan
   17  or  demonstration shall be subject to review and audit by the department
   18  [and by the local social services district]  or  a  contractor  selected
   19  pursuant to paragraph (d) of this subdivision.
   20    (iv)  Continued  enrollment in a managed long term care plan or demon-
   21  stration paid for by government funds shall be based upon  a  comprehen-
   22  sive  assessment  of  the medical, social and environmental needs of the
   23  recipient of the services. Such assessment shall be performed  at  least
   24  [annually]  EVERY  SIX MONTHS by the managed long term care plan serving
   25  the enrollee.  The commissioner shall prescribe the forms on  which  the
   26  assessment will be made.
   27    [(i)]  (H) The commissioner shall, upon request by a managed long term
   28  care plan[, approved managed long term care demonstration,] or operating
   29  demonstration,  and  consistent  with  federal  regulations  promulgated
   30  pursuant  to  the  Health  Insurance Portability and Accountability Act,
   31  share with such plan or demonstration the following data if it is avail-
   32  able:
   33    (i) information concerning utilization of services  and  providers  by
   34  each  of its enrollees prior to and during enrollment, including but not
   35  limited to utilization of emergency  department  services,  prescription
   36  drugs, and hospital and nursing facility admissions.
   37    (ii) aggregate data concerning utilization and costs for enrollees and
   38  for  comparable  cohorts  served  through  the  Medicaid fee-for-service
   39  program.
   40    10. [The] NOTWITHSTANDING ANY INCONSISTENT PROVISION TO THE  CONTRARY,
   41  THE  ENROLLMENT  AND  DISENROLLMENT  PROCESS  AND  services  provided or
   42  arranged by all operating demonstrations or any  program  that  receives
   43  designation as a Program of All-Inclusive Care for the Elderly (PACE) as
   44  authorized  by  federal public law 105-33, subtitle I of title IV of the
   45  Balanced Budget Act of 1997, MUST MEET ALL APPLICABLE  FEDERAL  REQUIRE-
   46  MENTS.  SERVICES may include, but need not be limited to, housing, inpa-
   47  tient and outpatient hospital services, nursing home care,  home  health
   48  care,  adult  day  care, assisted living services provided in accordance
   49  with article forty-six-B of this chapter, adult care facility  services,
   50  enriched  housing program services, hospice care, respite care, personal
   51  care, homemaker services, diagnostic  laboratory  services,  therapeutic
   52  and  diagnostic radiologic services, emergency services, emergency alarm
   53  systems, home delivered meals,  physical  adaptations  to  the  client's
   54  home,  physician  care  (including  consultant  and  referral services),
   55  ancillary  services,  case  management  services,  transportation,   and
   56  related medical services.
       S. 2809--B                         142                        A. 4009--B
    1    S 42. The social services law is amended by adding a new section 365-m
    2  to read as follows:
    3    S  365-M. ADMINISTRATION AND MANAGEMENT OF BEHAVIORAL HEALTH SERVICES.
    4  1. THE COMMISSIONERS OF THE OFFICE OF MENTAL HEALTH AND  THE  OFFICE  OF
    5  ALCOHOLISM  AND  SUBSTANCE  ABUSE  SERVICES,  IN  CONSULTATION  WITH THE
    6  COMMISSIONER OF HEALTH AND WITH THE APPROVAL  OF  THE  DIVISION  OF  THE
    7  BUDGET, SHALL HAVE RESPONSIBILITY FOR JOINTLY DESIGNATING REGIONAL ENTI-
    8  TIES  TO PROVIDE ADMINISTRATIVE AND MANAGEMENT SERVICES FOR THE PURPOSES
    9  OF PRIOR APPROVING AND COORDINATING THE PROVISION OF  BEHAVIORAL  HEALTH
   10  SERVICES,  AND  INTEGRATING  SUCH  BEHAVIORAL HEALTH SERVICES WITH OTHER
   11  SERVICES AVAILABLE UNDER THIS TITLE, FOR RECIPIENTS OF  MEDICAL  ASSIST-
   12  ANCE  WHO ARE NOT ENROLLED IN MANAGED CARE, AND FOR SUCH APPROVAL, COOR-
   13  DINATION, AND INTEGRATION OF BEHAVIORAL HEALTH  SERVICES  THAT  ARE  NOT
   14  PROVIDED  THROUGH MANAGED CARE PROGRAMS UNDER THIS TITLE FOR INDIVIDUALS
   15  REGARDLESS OF WHETHER OR NOT SUCH INDIVIDUALS ARE  ENROLLED  IN  MANAGED
   16  CARE  PROGRAMS.  SUCH  REGIONAL  ENTITIES  SHALL ALSO BE RESPONSIBLE FOR
   17  SAFEGUARDING AGAINST UNNECESSARY UTILIZATION OF SUCH CARE  AND  SERVICES
   18  AND ASSURING THAT PAYMENTS ARE CONSISTENT WITH THE EFFICIENT AND ECONOM-
   19  ICAL DELIVERY OF QUALITY CARE.
   20    2.  IN EXERCISING THIS RESPONSIBILITY, THE COMMISSIONERS OF THE OFFICE
   21  OF MENTAL HEALTH AND  THE  OFFICE  OF  ALCOHOLISM  AND  SUBSTANCE  ABUSE
   22  SERVICES ARE AUTHORIZED TO CONTRACT, AFTER CONSULTATION WITH THE COMMIS-
   23  SIONER OF HEALTH, WITH REGIONAL BEHAVIORAL HEALTH ORGANIZATIONS OR OTHER
   24  ENTITIES. SUCH CONTRACTS MAY INCLUDE RESPONSIBILITY FOR RECEIPT, REVIEW,
   25  AND  DETERMINATION OF PRIOR AUTHORIZATION REQUESTS FOR BEHAVIORAL HEALTH
   26  CARE AND SERVICES, CONSISTENT WITH CRITERIA ESTABLISHED OR  APPROVED  BY
   27  THE  COMMISSIONERS  OF  MENTAL HEALTH AND ALCOHOLISM AND SUBSTANCE ABUSE
   28  SERVICES, AND AUTHORIZATION OF APPROPRIATE CARE AND  SERVICES  BASED  ON
   29  DOCUMENTED PATIENT MEDICAL NEED.
   30    3.  NOTWITHSTANDING ANY INCONSISTENT PROVISION OF SECTIONS ONE HUNDRED
   31  TWELVE AND ONE HUNDRED SIXTY-THREE OF THE STATE FINANCE LAW, OR  SECTION
   32  ONE  HUNDRED FORTY-TWO OF THE ECONOMIC DEVELOPMENT LAW, OR ANY OTHER LAW
   33  TO THE CONTRARY, THE COMMISSIONERS OF THE OFFICE OF  MENTAL  HEALTH  AND
   34  THE  OFFICE OF ALCOHOLISM AND SUBSTANCE ABUSE SERVICES ARE AUTHORIZED TO
   35  ENTER INTO A CONTRACT OR CONTRACTS UNDER SUBDIVISIONS  ONE  AND  TWO  OF
   36  THIS  SECTION WITHOUT A COMPETITIVE BID OR REQUEST FOR PROPOSAL PROCESS,
   37  PROVIDED, HOWEVER, THAT:
   38    (A) THE OFFICE OF MENTAL HEALTH  AND  THE  OFFICE  OF  ALCOHOLISM  AND
   39  SUBSTANCE  ABUSE  SERVICES SHALL POST ON THEIR WEBSITES, FOR A PERIOD OF
   40  NO LESS THAN THIRTY DAYS:
   41    (I) A DESCRIPTION OF THE PROPOSED SERVICES TO BE PROVIDED PURSUANT  TO
   42  THE CONTRACTOR CONTRACTS;
   43    (II) THE CRITERIA FOR SELECTION OF A CONTRACTOR OR CONTRACTORS;
   44    (III)  THE  PERIOD  OF  TIME DURING WHICH A PROSPECTIVE CONTRACTOR MAY
   45  SEEK SELECTION, WHICH SHALL BE NO  LESS  THAN  THIRTY  DAYS  AFTER  SUCH
   46  INFORMATION IS FIRST POSTED ON THE WEBSITE; AND
   47    (IV)  THE  MANNER  BY  WHICH  A  PROSPECTIVE  CONTRACTOR MAY SEEK SUCH
   48  SELECTION, WHICH MAY INCLUDE SUBMISSION BY ELECTRONIC MEANS;
   49    (B) ALL REASONABLE AND RESPONSIVE SUBMISSIONS THAT ARE  RECEIVED  FROM
   50  PROSPECTIVE  CONTRACTORS  IN  TIMELY  FASHION  SHALL  BE REVIEWED BY THE
   51  COMMISSIONERS; AND
   52    (C) THE COMMISSIONERS OF THE OFFICE OF MENTAL HEALTH AND THE OFFICE OF
   53  ALCOHOLISM AND  SUBSTANCE  ABUSE  SERVICES,  IN  CONSULTATION  WITH  THE
   54  COMMISSIONER  OF  HEALTH,  SHALL  SELECT  SUCH CONTRACTOR OR CONTRACTORS
   55  THAT, IN THEIR DISCRETION, HAVE DEMONSTRATED THE ABILITY TO EFFECTIVELY,
   56  EFFICIENTLY, AND ECONOMICALLY INTEGRATE  BEHAVIORAL  HEALTH  AND  HEALTH
       S. 2809--B                         143                        A. 4009--B
    1  SERVICES;  HAVE  THE  REQUISITE  EXPERTISE AND FINANCIAL RESOURCES; HAVE
    2  DEMONSTRATED THAT THEIR DIRECTORS, SPONSORS, MEMBERS, MANAGERS, PARTNERS
    3  OR OPERATORS HAVE THE REQUISITE CHARACTER, COMPETENCE  AND  STANDING  IN
    4  THE  COMMUNITY,  AND  ARE  BEST  SUITED  TO  SERVE  THE PURPOSES OF THIS
    5  SECTION.
    6    4. THE COMMISSIONERS OF THE OFFICE OF MENTAL  HEALTH,  THE  OFFICE  OF
    7  ALCOHOLISM  AND  SUBSTANCE  ABUSE SERVICES AND THE DEPARTMENT OF HEALTH,
    8  SHALL HAVE THE RESPONSIBILITY FOR  JOINTLY  DESIGNATING  ON  A  REGIONAL
    9  BASIS,  AFTER  CONSULTATION  WITH  THE  CITY  OF NEW YORK'S LOCAL SOCIAL
   10  SERVICES DISTRICT AND LOCAL GOVERNMENTAL UNIT, AS SUCH TERM  IS  DEFINED
   11  IN  THE  MENTAL  HYGIENE  LAW,  AND AFTER CONSULTATION OF OTHER AFFECTED
   12  COUNTIES, A LIMITED NUMBER OF SPECIALIZED MANAGED  CARE  PLANS,  SPECIAL
   13  NEED  MANAGED  CARE  PLANS,  AND/OR  INTEGRATED  PHYSICAL AND BEHAVIORAL
   14  HEALTH PROVIDER SYSTEMS CAPABLE OF MANAGING THE BEHAVIORAL AND  PHYSICAL
   15  HEALTH NEEDS OF MEDICAL ASSISTANCE ENROLLEES WITH SIGNIFICANT BEHAVIORAL
   16  HEALTH  NEEDS.  INITIAL  DESIGNATIONS  OF SUCH PLANS OR PROVIDER SYSTEMS
   17  SHOULD BE MADE  NO  LATER  THAN  APRIL  FIRST,  TWO  THOUSAND  THIRTEEN,
   18  PROVIDED, HOWEVER, SUCH DESIGNATIONS SHALL BE CONTINGENT UPON A DETERMI-
   19  NATION  BY  SUCH  STATE COMMISSIONERS THAT THE ENTITIES TO BE DESIGNATED
   20  HAVE THE CAPACITY AND FINANCIAL ABILITY  TO  PROVIDE  SERVICES  IN  SUCH
   21  PLANS  OR  PROVIDER  SYSTEMS, AND THAT THE REGION HAS A SUFFICIENT POPU-
   22  LATION AND SERVICE BASE TO SUPPORT SUCH PLANS AND SYSTEMS.  ONCE  DESIG-
   23  NATED, THE COMMISSIONER OF HEALTH SHALL MAKE ARRANGEMENTS TO ENROLL SUCH
   24  ENROLLEES  IN  SUCH PLANS OR INTEGRATED PROVIDER SYSTEMS AND TO PAY SUCH
   25  PLANS OR PROVIDER SYSTEMS ON A CAPITATED OR OTHER BASIS TO MANAGE, COOR-
   26  DINATE, AND PAY FOR BEHAVIORAL AND PHYSICAL  HEALTH  MEDICAL  ASSISTANCE
   27  SERVICES FOR SUCH ENROLLEES.  NOTWITHSTANDING ANY INCONSISTENT PROVISION
   28  OF  SECTION  ONE HUNDRED TWELVE AND ONE HUNDRED SIXTY-THREE OF THE STATE
   29  FINANCE LAW, AND SECTION ONE HUNDRED FORTY-TWO OF THE ECONOMIC  DEVELOP-
   30  MENT  LAW,  OR  ANY  OTHER LAW TO THE CONTRARY, THE DESIGNATIONS OF SUCH
   31  PLANS AND PROVIDER SYSTEMS, AND ANY RESULTING CONTRACTS WITH SUCH PLANS,
   32  PROVIDERS OR PROVIDER SYSTEMS ARE AUTHORIZED TO BE ENTERED INTO BY  SUCH
   33  STATE  COMMISSIONERS  WITHOUT  A COMPETITIVE BID OR REQUEST FOR PROPOSAL
   34  PROCESS. OVERSIGHT OF SUCH  CONTRACTS  WITH  SUCH  PLANS,  PROVIDERS  OR
   35  PROVIDER SYSTEMS SHALL BE THE JOINT RESPONSIBILITY OF SUCH STATE COMMIS-
   36  SIONERS, AND FOR CONTRACTS AFFECTING THE CITY OF NEW YORK, ALSO WITH THE
   37  CITY'S  LOCAL  SOCIAL  SERVICES DISTRICT AND LOCAL GOVERNMENTAL UNIT, AS
   38  SUCH TERM IS DEFINED IN THE MENTAL HYGIENE LAW.
   39    S 43. Paragraph (c) of subdivision 6 of section 367-a  of  the  social
   40  services  law, as amended by chapter 41 of the laws of 1992 and subpara-
   41  graph (iii) as amended by section 47 of part C of chapter 58 of the laws
   42  of 2009, is amended to read as follows:
   43    (c) (i) Co-payments charged pursuant to this subdivision  for  non-in-
   44  stitutional  services  shall  not  exceed the following table, provided,
   45  however, that the department  may  establish  standard  co-payments  for
   46  services based upon the average or typical payment for that service:
   47      State's payment                  Maximum co-payment
   48      for the services               chargeable to recipient
   49        $10 or less                           $[.50] .60
   50        $10.01 to $25                        $[1.00] 1.15
   51        $25.01 to $50                        $[2.00] 2.30
   52        $50.01 or more                       $[3.00] 3.40
   53    (ii)  co-payments  charged  pursuant  to  this  subdivision  for  each
   54  discharge for inpatient care shall be [twenty-five] THIRTY dollars.
       S. 2809--B                         144                        A. 4009--B
    1    (iii) Notwithstanding any  other  provision  of  this  paragraph,  co-
    2  payments  charged  for each generic prescription drug dispensed shall be
    3  one dollar AND FIFTEEN CENTS and for each brand name  prescription  drug
    4  dispensed  shall  be  three  dollars AND FORTY CENTS; provided, however,
    5  that  the  co-payments  charged for each brand name prescription drug on
    6  the preferred drug list established  pursuant  to  section  two  hundred
    7  seventy-two  of  the  public  health law and the co-payments charged for
    8  each brand name prescription drug reimbursed  pursuant  to  subparagraph
    9  (ii)  of  paragraph  (a-1)  of subdivision four of section three hundred
   10  sixty-five-a of this title shall be one dollar AND FIFTEEN CENTS.
   11    (IV) THE CO-PAYMENT FOR EMERGENCY ROOM SERVICES PROVIDED  FOR  NON-UR-
   12  GENT OR NON-EMERGENCY MEDICAL CARE SHALL BE SIX DOLLARS AND FORTY CENTS;
   13  PROVIDED  HOWEVER  THAT  CO-PAYMENTS PURSUANT TO THIS SUBPARAGRAPH SHALL
   14  NOT BE REQUIRED WITH RESPECT TO EMERGENCY SERVICES  OR  FAMILY  PLANNING
   15  SERVICES AND SUPPLIES.
   16    S  44.  Paragraph  (d) of subdivision 6 of section 367-a of the social
   17  services law is amended by adding six new subparagraphs (ix), (x), (xi),
   18  (xii), (xiii), and (xiv) to read as follows:
   19    (IX) VISION CARE;
   20    (X) DENTAL SERVICES;
   21    (XI) AUDIOLOGY SERVICES;
   22    (XII) PHYSICIAN SERVICES;
   23    (XIII) NURSE PRACTITIONER SERVICES;
   24    (XIV) REHABILITATION SERVICES INCLUDING OCCUPATIONAL THERAPY; PHYSICAL
   25  THERAPY AND SPEECH THERAPY;
   26    S 45. Subparagraph (ii) of paragraph (f) of subdivision 6  of  section
   27  367-a  of the social services law, as amended by section 42 of part C of
   28  chapter 58 of the laws of 2005, is amended and a new subparagraph  (iii)
   29  is added to read as follows:
   30    (ii)  In  the  year  commencing April first, two thousand five and for
   31  each year thereafter, AND ENDING IN THE YEAR CONCLUDING ON  MARCH  THIR-
   32  TY-FIRST,  TWO  THOUSAND  ELEVEN,  no recipient shall be required to pay
   33  more than a total of two hundred dollars in co-payments required by this
   34  subdivision, nor shall reductions  in  payments  as  a  result  of  such
   35  co-payments exceed two hundred dollars for any recipient.
   36    (III)  IN THE YEAR COMMENCING APRIL FIRST, TWO THOUSAND ELEVEN AND FOR
   37  EACH YEAR THEREAFTER, NO RECIPIENT SHALL BE REQUIRED TO PAY MORE THAN  A
   38  TOTAL  OF THREE HUNDRED DOLLARS IN CO-PAYMENTS REQUIRED BY THIS SUBDIVI-
   39  SION, NOR SHALL REDUCTIONS IN PAYMENTS AS A RESULT OF  SUCH  CO-PAYMENTS
   40  EXCEED THREE HUNDRED DOLLARS FOR ANY RECIPIENT.
   41    S 46. Subdivision 2-a of section 369-ee of the social services law, as
   42  amended  by  section  26 of part E of chapter 63 of the laws of 2005, is
   43  amended to read as follows:
   44    2-a. Co-payments. Subject to federal approval pursuant to  subdivision
   45  six of this section, persons receiving family health plus coverage under
   46  this section shall be responsible to make co-payments in accordance with
   47  the  terms  of subdivision six of section three hundred sixty-seven-a of
   48  this article, including those individuals  who  are  otherwise  exempted
   49  under  the  provisions of subparagraph (iv) of paragraph (b) of subdivi-
   50  sion six  of  section  three  hundred  sixty-seven-a  of  this  article,
   51  provided  however, that notwithstanding the provisions of paragraphs (c)
   52  and (d) of such subdivision:
   53    (i) co-payments charged for each generic prescription  drug  dispensed
   54  shall  be  three  dollars  and  for  each  brand  name prescription drug
   55  dispensed shall be six dollars;
       S. 2809--B                         145                        A. 4009--B
    1    (ii) the co-payment charged for each dental  service  visit  shall  be
    2  five  dollars,  provided  that no enrollee shall be required to pay more
    3  than twenty-five dollars per year in co-payments  for  dental  services;
    4  [and]
    5    (iii)  the  co-payment  for clinic services [and], physician services,
    6  AND NURSE PRACTITIONER SERVICES shall be five dollars; AND
    7    (IV) THE CO-PAYMENT FOR EMERGENCY ROOM SERVICES PROVIDED  FOR  NON-UR-
    8  GENT OR NON-EMERGENCY MEDICAL CARE SHALL BE SIX DOLLARS AND FORTY CENTS;
    9  PROVIDED  HOWEVER  THAT CO-PAYMENTS PURSUANT TO THIS PARAGRAPH SHALL NOT
   10  BE REQUIRED WITH  RESPECT  TO  EMERGENCY  SERVICES  OR  FAMILY  PLANNING
   11  SERVICES AND SUPPLIES;
   12  and  provided  further  that  the  limitations  in paragraph (f) of such
   13  subdivision shall not apply.
   14    S 47. Section 2510 of the public health law is amended by adding a new
   15  subdivision 13 to read as follows:
   16    13. "CO-PAYMENT" MEANS A PAYMENT MADE ON BEHALF OF AN  ELIGIBLE  CHILD
   17  TO  A HEALTH CARE PROVIDER FOR A COVERED HEALTH CARE SERVICE PROVIDED TO
   18  SUCH CHILD IN AN AMOUNT TO BE DETERMINED BY THE COMMISSIONER  CONSISTENT
   19  WITH FEDERAL STANDARDS AND SPECIFIED IN APPLICABLE CONTRACTS.  AGGREGATE
   20  CO-PAYMENT  AMOUNTS  COLLECTED BY HEALTH CARE PROVIDERS PURSUANT TO THIS
   21  SUBDIVISION SHALL NOT EXCEED THREE HUNDRED DOLLARS PER YEAR PER ELIGIBLE
   22  CHILD.
   23    S 47-a. Subdivision 8 of section 2511 of  the  public  health  law  is
   24  amended  by  adding  three  new  paragraphs  (f), (g) and (h) to read as
   25  follows:
   26    (F) THE COMMISSIONER SHALL ADJUST SUBSIDY PAYMENTS  MADE  TO  APPROVED
   27  ORGANIZATIONS  ON  AND  AFTER  APRIL  FIRST, TWO THOUSAND ELEVEN THROUGH
   28  MARCH THIRTY-FIRST, TWO THOUSAND TWELVE, SO THAT THE AMOUNT OF EACH SUCH
   29  PAYMENT IS REDUCED BY ONE AND SEVEN-TENTHS PERCENT.
   30    (G) EFFECTIVE OCTOBER FIRST, TWO  THOUSAND  ELEVEN,  THE  COMMISSIONER
   31  SHALL  REDUCE SUBSIDY PAYMENTS MADE TO APPROVED ORGANIZATIONS TO REFLECT
   32  ESTIMATED COLLECTIONS OF CO-PAYMENT AMOUNTS IMPOSED PURSUANT TO SUBDIVI-
   33  SION THIRTEEN OF SECTION TWENTY-FIVE HUNDRED TEN OF THIS  TITLE  AND  AS
   34  SPECIFIED  IN APPLICABLE CONTRACTS BASED ON THE NUMBER OF COVERED HEALTH
   35  CARE SERVICE VISITS REPORTED BY AN APPROVED ORGANIZATION ON THE MEDICAID
   36  MANAGED CARE OPERATING REPORT SUBMITTED TO THE DEPARTMENT FOR THE CALEN-
   37  DAR YEAR ENDING DECEMBER THIRTY-FIRST, TWO  THOUSAND  TEN  AND  ADJUSTED
   38  ANNUALLY  ON JULY FIRST TO REFLECT THE VISITS REPORTED FOR THE PRECEDING
   39  CALENDAR YEAR.
   40    (H) THE COMMISSIONER MAY INCREASE SUBSIDY PAYMENTS  MADE  TO  APPROVED
   41  ORGANIZATIONS  THAT  VOLUNTARILY  PARTICIPATE IN THE MULTI-PAYOR PATIENT
   42  CENTERED MEDICAL HOME PROGRAM TO  REFLECT  ADDITIONAL  COSTS  ASSOCIATED
   43  WITH  ENHANCED  PAYMENTS  MADE  TO  CERTIFIED  MEDICAL HOMES BY APPROVED
   44  ORGANIZATIONS AS REQUIRED BY ARTICLE TWENTY-NINE-AA OF THIS CHAPTER.
   45    S 48. The public health law is amended by adding a new section  2997-d
   46  to read as follows:
   47    S  2997-D.  HOSPITAL,  NURSING HOME, HOME CARE, SPECIAL NEEDS ASSISTED
   48  LIVING RESIDENCES AND ENHANCED  ASSISTED  LIVING  RESIDENCES  PALLIATIVE
   49  CARE  SUPPORT.    1.  (A) "PALLIATIVE CARE" MEANS HEALTH CARE TREATMENT,
   50  INCLUDING INTERDISCIPLINARY  END-OF-LIFE  CARE,  AND  CONSULTATION  WITH
   51  PATIENTS  AND  FAMILY  MEMBERS, TO PREVENT OR RELIEVE PAIN AND SUFFERING
   52  AND TO ENHANCE THE PATIENT'S QUALITY OF  LIFE,  INCLUDING  HOSPICE  CARE
   53  UNDER ARTICLE FORTY OF THIS CHAPTER.
   54    (B) "APPROPRIATE" HAS THE SAME MEANING AS PARAGRAPH (A) OF SUBDIVISION
   55  ONE OF SECTION TWENTY-NINE HUNDRED NINETY-SEVEN-C OF THIS TITLE.
       S. 2809--B                         146                        A. 4009--B
    1    2.  GENERAL HOSPITALS, NURSING HOMES, ORGANIZATIONS LICENSED OR CERTI-
    2  FIED PURSUANT TO ARTICLE THIRTY-SIX OF THIS CHAPTER,  AND  ORGANIZATIONS
    3  LICENSED  AS  SPECIAL  NEEDS  ASSISTED  LIVING  RESIDENCES  OR  ENHANCED
    4  ASSISTED LIVING RESIDENCES PURSUANT TO ARTICLE FORTY-SIX-B OF THIS CHAP-
    5  TER  SHALL  ESTABLISH  POLICIES  AND PROCEDURES TO PROVIDE PATIENTS WITH
    6  ADVANCED LIFE LIMITING CONDITIONS AND ILLNESSES WHO MIGHT  BENEFIT  FROM
    7  PALLIATIVE  CARE AND PAIN MANAGEMENT SERVICES WITH ACCESS TO INFORMATION
    8  AND COUNSELING REGARDING PALLIATIVE CARE  AND  PAIN  MANAGEMENT  OPTIONS
    9  APPROPRIATE  TO  THE  PATIENT.    POLICIES  MUST  INCLUDE  PROVISION FOR
   10  PATIENTS WHO LACK CAPACITY TO MAKE MEDICAL DECISIONS, SO THAT ACCESS  TO
   11  SUCH INFORMATION AND COUNSELING SHALL BE PROVIDED TO THE PERSONS WHO ARE
   12  LEGALLY AUTHORIZED TO MAKE MEDICAL DECISIONS ON BEHALF OF SUCH PATIENTS.
   13    3.  GENERAL HOSPITALS, NURSING HOMES, ORGANIZATIONS LICENSED OR CERTI-
   14  FIED PURSUANT TO ARTICLE THIRTY-SIX OF THIS CHAPTER,  AND  ORGANIZATIONS
   15  LICENSED  AS  SPECIAL  NEEDS  ASSISTED  LIVING  RESIDENCES  OR  ENHANCED
   16  ASSISTED LIVING RESIDENCES PURSUANT TO ARTICLE FORTY-SIX-B OF THIS CHAP-
   17  TER SHALL FACILITATE ACCESS TO  APPROPRIATE  PALLIATIVE  CARE  AND  PAIN
   18  MANAGEMENT  CONSULTATIONS  AND  SERVICES  INCLUDING  BUT  NOT LIMITED TO
   19  REFERRALS CONSISTENT WITH PATIENT NEEDS AND PREFERENCES.
   20    S 49.    The  commissioner  of  health  shall  establish  a  workgroup
   21  comprised  of  county  officials,  representatives  of  the nursing home
   22  industry, representatives of  organized  labor  unions,  representatives
   23  from  the department of health and the division of budget, and any other
   24  interested individuals or representatives to  develop  a  plan  and  the
   25  necessary  legislation to establish a public benefit corporation for the
   26  purpose of operating and managing public nursing homes.
   27    The workgroup shall prepare and submit a report and draft  legislation
   28  to the governor and the legislature no later than November 1, 2011.
   29    S  50. Legislative findings. Legislative intent. The legislature finds
   30  that integration and coordination of health care services  is  essential
   31  to  the  improvement  of  health  care  quality,  efficiency, access and
   32  outcomes. The federal Patient Protection and Affordable Care Act creates
   33  several health system demonstration  and  pilot  programs,  intended  to
   34  promote  and  assess  delivery  system and payment reforms, that require
   35  integration of services, coordination among providers, or a  combination
   36  of  the two. Expanding these programs to include non-governmental payers
   37  may strengthen  their  impact,  but  will  require  collaboration  among
   38  competing  payers.  In  addition,  collaborative  arrangements among, or
   39  consolidation of, providers may  be  necessary  to  preserve  access  to
   40  essential  services  in some communities, while improving the quality of
   41  the services they provide and the efficiency  of  their  operations,  as
   42  well as minimizing unnecessary increases in the cost of care.
   43    Federal  and  state  antitrust  laws  may  prohibit or discourage such
   44  collaboration or consolidation  beneficial  to  residents  of  New  York
   45  state,  given  their potential for, or actual, reduction in competition.
   46  The legislature finds that  such  agreements  should  be  permitted  and
   47  encouraged. Under these circumstances, competition as currently mandated
   48  by federal and state antitrust laws should be supplanted by a regulatory
   49  program  to permit and encourage cooperative, collaborative and integra-
   50  tive agreements between health care providers, payers, and others,  that
   51  are  beneficial  to  New York residents when the benefits of such agree-
   52  ments outweigh any disadvantages caused by  their  potential  or  actual
   53  adverse  effects  on  competition. Regulatory oversight of such arrange-
   54  ments should be provided to ensure that the benefits of such  agreements
   55  outweigh  any disadvantages attributable to any reduction in competition
   56  that may  result  from  the  agreements.  Accordingly,  the  legislature
       S. 2809--B                         147                        A. 4009--B
    1  intends  to  authorize  a regulatory program to permit and oversee inte-
    2  gration,  consolidation,  collaboration,  and  coordination  among   and
    3  between providers and payers, where necessary to assure access to essen-
    4  tial  health care services, to improve health care quality and outcomes,
    5  to enhance efficiency, or to minimize the cost of health care.
    6    S 51. The public health law is amended by adding a new article 29-E to
    7  read as follows:
    8                                ARTICLE 29-E
    9              IMPROVED INTEGRATION OF HEALTH CARE AND FINANCING
   10  SECTION 2999-AA. ANTITRUST PROVISIONS, STATE OVERSIGHT.
   11          2999-BB. DEPARTMENT AUTHORITY.
   12    S 2999-AA. ANTITRUST PROVISIONS, STATE OVERSIGHT.    1.  IN  ORDER  TO
   13  PROMOTE  IMPROVED  QUALITY AND EFFICIENCY OF, AND ACCESS TO, HEALTH CARE
   14  SERVICES AND TO PROMOTE IMPROVED CLINICAL OUTCOMES TO THE  RESIDENTS  OF
   15  NEW  YORK, IT SHALL BE THE POLICY OF THE STATE TO ENCOURAGE COOPERATIVE,
   16  COLLABORATIVE AND INTEGRATIVE ARRANGEMENTS BETWEEN HEALTH  CARE  PROVID-
   17  ERS,  PAYERS  AND  OTHERS  WHO MIGHT OTHERWISE BE COMPETITORS, UNDER THE
   18  ACTIVE SUPERVISION OF THE COMMISSIONER. TO THE EXTENT SUCH  ARRANGEMENTS
   19  MIGHT BE ANTI-COMPETITIVE WITHIN THE MEANING AND INTENT OF THE STATE AND
   20  FEDERAL  ANTITRUST LAWS, THE INTENT OF THE STATE IS TO SUPPLANT COMPETI-
   21  TION WITH SUCH ARRANGEMENTS AS NECESSARY TO ACCOMPLISH THE  PURPOSES  OF
   22  THIS  ARTICLE,  AND TO PROVIDE STATE ACTION IMMUNITY UNDER THE STATE AND
   23  FEDERAL ANTITRUST LAWS WITH RESPECT TO ACTIVITIES UNDERTAKEN  BY  HEALTH
   24  CARE  PROVIDERS  AND OTHERS PURSUANT TO THIS ARTICLE, WHERE THE BENEFITS
   25  OF SUCH ARRANGEMENTS OUTWEIGH ANY DISADVANTAGES LIKELY TO RESULT FROM  A
   26  REDUCTION OF COMPETITION.
   27    2.  THE  COMMISSIONER OR HIS OR HER DULY AUTHORIZED REPRESENTATIVE MAY
   28  ALSO ENGAGE IN APPROPRIATE STATE SUPERVISION NECESSARY TO PROMOTE  STATE
   29  ACTION IMMUNITY UNDER THE STATE AND FEDERAL ANTITRUST LAWS.
   30    S  2999-BB.  DEPARTMENT  AUTHORITY.    THE DEPARTMENT SHALL PROMULGATE
   31  REGULATIONS TO IMPLEMENT THIS ARTICLE.  THE DEPARTMENT SHALL FURTHER  BE
   32  AUTHORIZED  TO  IMPOSE FEES AS APPROPRIATE TO FACILITATE THE IMPLEMENTA-
   33  TION OF THIS ARTICLE. THIS ARTICLE IS NOT INTENDED TO LIMIT THE AUTHORI-
   34  TY OF THE ATTORNEY GENERAL OF THE STATE OF NEW YORK.
   35    S 52. Article 29-D of the public health law is amended by adding a new
   36  title 4 to read as follows:
   37                                    TITLE 4
   38                    NEW YORK STATE MEDICAL INDEMNITY FUND
   39  SECTION 2999-G. PURPOSE OF THIS ARTICLE.
   40          2999-H. DEFINITIONS.
   41          2999-I. CUSTODY AND ADMINISTRATION OF THE FUND.
   42          2999-J. PAYMENTS FROM THE FUND.
   43          2999-L. RULES AND REGULATIONS.
   44    S 2999-G. PURPOSE OF THIS ARTICLE.   CREATION OF THE  NEW  YORK  STATE
   45  MEDICAL  INDEMNITY  FUND.  THERE  IS  HEREBY  CREATED THE NEW YORK STATE
   46  MEDICAL INDEMNITY FUND (THE "FUND").   THE PURPOSE OF  THE  FUND  IS  TO
   47  PROVIDE A FUNDING SOURCE FOR CERTAIN COSTS ASSOCIATED WITH BIRTH RELATED
   48  NEUROLOGICAL  INJURIES,  IN  ORDER  TO  REDUCE PREMIUM COSTS FOR MEDICAL
   49  MALPRACTICE INSURANCE COVERAGE.
   50    S 2999-H. DEFINITIONS. AS USED IN THIS TITLE, UNLESS  THE  CONTEXT  OR
   51  SUBJECT MATTER REQUIRES OTHERWISE:
   52    (A)  "BIRTH  RELATED NEUROLOGICAL INJURY" MEANS AN INJURY TO THE BRAIN
   53  OR SPINAL CORD OF A LIVE INFANT CAUSED BY THE DEPRIVATION OF  OXYGEN  OR
   54  MECHANICAL INJURY OCCURRING IN THE COURSE OF LABOR, DELIVERY OR RESUSCI-
   55  TATION  OR  BY  OTHER  MEDICAL  SERVICES PROVIDED OR NOT PROVIDED DURING
   56  DELIVERY ADMISSION  THAT  RENDERED  THE  INFANT  WITH  A  PERMANENT  AND
       S. 2809--B                         148                        A. 4009--B
    1  SUBSTANTIAL  MOTOR IMPAIRMENT OR WITH A DEVELOPMENTAL DISABILITY AS THAT
    2  TERM IS DEFINED BY SECTION 1.03 OF THE MENTAL HYGIENE  LAW.  THIS  DEFI-
    3  NITION SHALL APPLY TO LIVE BIRTHS ONLY.
    4    (B) "FUND" MEANS THE NEW YORK STATE MEDICAL INDEMNITY FUND.
    5    (C)  "MEDICALLY NECESSARY HEALTH CARE COSTS" MEANS THE FUTURE MEDICAL,
    6  DENTAL,  REHABILITATION,  CUSTODIAL,  DURABLE  MEDICAL  EQUIPMENT,  HOME
    7  MODIFICATIONS, ASSISTIVE TECHNOLOGY, VEHICLE MODIFICATIONS, PRESCRIPTION
    8  AND  NON-PRESCRIPTION  MEDICATIONS, AND OTHER HEALTH CARE COSTS ACTUALLY
    9  INCURRED FOR SERVICES RENDERED TO AND  SUPPLIES  UTILIZED  BY  QUALIFIED
   10  PLAINTIFFS, WHICH ARE MEDICALLY NECESSARY AS THAT TERM IS DEFINED BY THE
   11  COMMISSIONER IN REGULATION.
   12    (D)  "QUALIFIED  PLAINTIFFS"  MEANS THOSE PLAINTIFFS WHO (I) HAVE BEEN
   13  FOUND BY A JURY OR COURT TO HAVE SUSTAINED A BIRTH-RELATED  NEUROLOGICAL
   14  INJURY  AS  THE  RESULT OF MEDICAL MALPRACTICE, OR (II) HAVE SUSTAINED A
   15  BIRTH-RELATED NEUROLOGICAL INJURY AS THE RESULT OF ALLEGED MEDICAL MALP-
   16  RACTICE, AND HAVE SETTLED THEIR LAWSUITS THEREFOR.
   17    S 2999-I. CUSTODY AND ADMINISTRATION OF THE FUND.  (A) THE COMMISSION-
   18  ER OF TAXATION AND FINANCE SHALL BE  THE  CUSTODIAN  OF  THE  FUND.  ALL
   19  PAYMENTS FROM THE FUND SHALL BE MADE BY THE COMMISSIONER OF TAXATION AND
   20  FINANCE  UPON  CERTIFICATES  SIGNED  BY  THE SUPERINTENDENT OF FINANCIAL
   21  REGULATION, OR HIS OR HER DESIGNEE, AS HEREINAFTER  PROVIDED.  THE  FUND
   22  SHALL BE SEPARATE AND APART FROM ANY OTHER FUND AND FROM ALL OTHER STATE
   23  MONIES.  NO MONIES FROM THE FUND SHALL BE TRANSFERRED TO ANY OTHER FUND,
   24  NOR SHALL ANY SUCH MONIES BE APPLIED TO THE MAKING OF  ANY  PAYMENT  FOR
   25  ANY PURPOSE OTHER THAN THE PURPOSE SET FORTH IN THIS TITLE.
   26    (B)  THE FUND SHALL BE ADMINISTERED BY THE SUPERINTENDENT OF FINANCIAL
   27  REGULATION OR HIS OR HER DESIGNEE IN ACCORDANCE WITH THE  PROVISIONS  OF
   28  THIS ARTICLE.
   29    (C)  THE  EXPENSE  OF  ADMINISTERING  THE FUND, INCLUDING THE EXPENSES
   30  INCURRED BY THE DEPARTMENT, SHALL BE PAID FROM THE FUND.
   31    (D) MONIES FOR THE FUND WILL BE PROVIDED PURSUANT TO THIS CHAPTER.
   32    (E) BEGINNING APRIL FIRST, TWO THOUSAND TWELVE AND ANNUALLY  THEREAFT-
   33  ER,  THE SUPERINTENDENT OF FINANCIAL REGULATION SHALL CAUSE TO BE DEPOS-
   34  ITED INTO THE FUND, SUBJECT TO AVAILABLE APPROPRIATIONS, AN AMOUNT EQUAL
   35  TO THE DIFFERENCE BETWEEN THE AMOUNT APPROPRIATED TO  THE  FUND  IN  THE
   36  PRECEDING  YEAR, AS INCREASED BY THE ADJUSTMENT FACTOR DEFINED IN SUBDI-
   37  VISION (G) OF THIS SECTION, AND THE ASSETS OF THE FUND AT THE CONCLUSION
   38  OF THAT FISCAL YEAR.
   39    (F) FOLLOWING THE  DEPOSIT  REFERENCED  IN  SUBDIVISION  (E)  OF  THIS
   40  SECTION,  THE  SUPERINTENDENT  OF  FINANCIAL REGULATION SHALL CONDUCT AN
   41  ACTUARIAL CALCULATION OF THE ESTIMATED LIABILITIES OF THE FUND  FOR  THE
   42  COMING  YEAR  RESULTING  FROM  THE  QUALIFIED PLAINTIFFS ENROLLED IN THE
   43  FUND. THE ADMINISTRATOR SHALL FROM TIME TO TIME ADJUST SUCH CALCULATION.
   44  IF THE TOTAL OF ALL  CURRENT  ESTIMATES  OF  LIABILITIES  EQUALS  EIGHTY
   45  PERCENT  OF  THE  FUND'S  ASSETS, THEN THE FUND SHALL NOT ACCEPT ANY NEW
   46  ENROLLMENTS UNTIL A NEW DEPOSIT HAS BEEN MADE  PURSUANT  TO  SUBDIVISION
   47  (E)  OF  THIS SECTION. WHEN, AS A RESULT OF SUCH NEW DEPOSIT, THE FUND'S
   48  LIABILITIES NO LONGER EXCEED THE FUND'S ASSETS, THE  FUND  ADMINISTRATOR
   49  SHALL  ENROLL  NEW QUALIFIED PLAINTIFFS IN THE ORDER THAT AN APPLICATION
   50  FOR ENROLLMENT HAS BEEN SUBMITTED IN ACCORDANCE WITH SUBDIVISION SIX  OF
   51  SECTION TWENTY-NINE HUNDRED NINETY-NINE-J OF THIS TITLE.
   52    (G)  FOR PURPOSES OF THIS SECTION, THE ADJUSTMENT FACTOR REFERENCED IN
   53  THIS SECTION SHALL BE THE TEN YEAR ROLLING AVERAGE MEDICAL COMPONENT  OF
   54  THE CONSUMER PRICE INDEX AS PUBLISHED BY THE UNITED STATES DEPARTMENT OF
   55  LABOR, BUREAU OF LABOR STATISTICS, FOR THE PRECEDING TEN YEARS.
       S. 2809--B                         149                        A. 4009--B
    1    S  2999-J.  PAYMENTS  FROM THE FUND.  1. THE FUND SHALL BE USED TO PAY
    2  THE (I) MEDICALLY NECESSARY HEALTH CARE COSTS OF  QUALIFIED  PLAINTIFFS,
    3  (II) EXISTING MEDICAID LIENS ASSERTED AGAINST THE PROCEEDS OF ANY RECOV-
    4  ERY FOR THE BIRTH RELATED NEUROLOGICAL INJURIES SUSTAINED BY SUCH QUALI-
    5  FIED  PLAINTIFFS,  AND  (III)  THE  PORTION OF THE FEES OF THE QUALIFIED
    6  PLAINTIFFS' ATTORNEYS DEEMED TO BE ATTRIBUTABLE TO SUCH LIEN  AMOUNT  OR
    7  AMOUNTS.
    8    2.  IN DETERMINING THE AMOUNT OF MEDICALLY NECESSARY HEALTH CARE COSTS
    9  TO BE PAID FROM THE FUND, ANY SUCH COST OR EXPENSE  THAT  WAS  OR  WILL,
   10  WITH  REASONABLE  CERTAINTY,  BE  PAID, REPLACED OR INDEMNIFIED FROM ANY
   11  COLLATERAL SOURCE AS PROVIDED BY SUBDIVISION (A) OF  SECTION  FORTY-FIVE
   12  HUNDRED FORTY-FIVE OF THE CIVIL PRACTICE LAW AND RULES SHALL NOT CONSTI-
   13  TUTE  A  MEDICALLY NECESSARY HEALTH CARE COST AND SHALL NOT BE PAID FROM
   14  THE FUND. FOR PURPOSES OF THIS  TITLE,  "COLLATERAL  SOURCE"  SHALL  NOT
   15  INCLUDE MEDICARE OR MEDICAID.
   16    3.  IN DETERMINING THE AMOUNT OF MEDICALLY NECESSARY HEALTH CARE COSTS
   17  TO BE PAID FROM THE FUND, THERE SHALL BE PROPORTIONATELY  DEDUCTED  FROM
   18  EACH  CLAIM  SUBMITTED  TO THE FUND THE AMOUNTS NECESSARY FOR PAYMENT OF
   19  THE SET-OFFS, ADJUSTMENTS AND DEDUCTIONS AS SET FORTH IN SUBDIVISION (E)
   20  OF SECTION FIVE THOUSAND THIRTY-ONE OF THE CIVIL PRACTICE LAW AND RULES.
   21    4. THE AMOUNT OF MEDICALLY NECESSARY HEALTH CARE COSTS TO BE PAID FROM
   22  THE FUND  SHALL  BE  CALCULATED  ON  THE  BASIS  OF  MEDICAID  RATES  OF
   23  REIMBURSEMENT  OR,  WHERE NO SUCH RATES ARE AVAILABLE, AS DEFINED BY THE
   24  COMMISSIONER IN REGULATION. ANY  DISPUTE  AS  TO  WHETHER  ANY  COST  IS
   25  MEDICALLY NECESSARY SHALL BE DETERMINED BY THE COMMISSIONER.
   26    5. ON A FORM TO BE PRESCRIBED AND FURNISHED BY THE FUND, THE QUALIFIED
   27  PLAINTIFF  SHALL FILE WITH THE FUND CLAIMS FOR THE PAYMENT FROM THE FUND
   28  OF MEDICALLY NECESSARY HEALTH CARE COSTS, ANY EXISTING  MEDICAID  LIENS,
   29  AND  THE PORTION OF THE FEE OF THE QUALIFIED PLAINTIFF'S ATTORNEY DEEMED
   30  TO BE ATTRIBUTABLE TO SUCH LIEN AMOUNT OR AMOUNTS.
   31    6. A QUALIFIED PLAINTIFF SHALL BE ENROLLED WHEN (A) SUCH PLAINTIFF, OR
   32  ANY OF THE DEFENDANTS IN REGARD  TO  THE  PLAINTIFF'S  CLAIM,  MAKES  AN
   33  APPLICATION  FOR  ENROLLMENT  BY PROVIDING THE FUND ADMINISTRATOR WITH A
   34  CERTIFIED COPY OF THE JUDGMENT  OR  OF  THE  COURT  APPROVED  SETTLEMENT
   35  AGREEMENT;  AND  (B) THE FUND ADMINISTRATOR DETERMINES UPON THE BASIS OF
   36  SUCH JUDGMENT OR SETTLEMENT AGREEMENT AND ANY ADDITIONAL INFORMATION THE
   37  FUND ADMINISTRATOR SHALL REQUEST  THAT  THE  PLAINTIFF  IS  A  QUALIFIED
   38  PLAINTIFF;  PROVIDED  THAT  NO  ENROLLMENT  SHALL OCCUR WHEN THE FUND IS
   39  CLOSED TO ENROLLMENT PURSUANT TO SUBDIVISION (F) OF SECTION  TWENTY-NINE
   40  HUNDRED NINETY-NINE-I OF THIS TITLE.
   41    6-A. AS TO ALL CLAIMS, THE FUND ADMINISTRATOR SHALL:
   42    (A)  DETERMINE WHICH OF SUCH COSTS ARE MEDICALLY NECESSARY HEALTH CARE
   43  COSTS TO BE PAID FROM THE FUND; AND
   44    (B) THEREUPON CERTIFY TO THE  COMMISSIONER  OF  TAXATION  AND  FINANCE
   45  THOSE  COSTS  THAT HAVE BEEN DETERMINED TO BE MEDICALLY NECESSARY HEALTH
   46  CARE COSTS TO BE PAID FROM THE FUND.
   47    7. THE QUALIFIED PLAINTIFF'S CLAIM FOR THE  PAYMENT  OF  ANY  EXISTING
   48  MEDICAID  LIENS  SHALL BE ACCOMPANIED BY EVIDENCE OF ANY SUCH LIENS AND,
   49  AS TO SUCH CLAIM, THE FUND ADMINISTRATOR SHALL:
   50    (A) CONFIRM THE EXISTENCE AND AMOUNT OF SUCH LIENS; AND
   51    (B) ACCEPT AND PROCESS CLAIMS FOR PAYMENT OF SUCH LIENS; AND
   52    (C) THEREUPON CERTIFY TO THE  COMMISSIONER  OF  TAXATION  AND  FINANCE
   53  THOSE  LIENS  THAT  HAVE  BEEN  DETERMINED TO BE EXISTING VALID MEDICAID
   54  LIENS TO BE PAID FROM THE FUND.
   55    WITH REGARD TO THE QUALIFIED PLAINTIFF'S CLAIM FOR THE PAYMENT OF  THE
   56  PORTION  OF  THE  FEE OF THE QUALIFIED PLAINTIFF'S ATTORNEY DEEMED TO BE
       S. 2809--B                         150                        A. 4009--B
    1  ATTRIBUTABLE TO THE EXISTING  MEDICAID  LIENS,  THE  FUND  ADMINISTRATOR
    2  SHALL  ACCEPT  AND PROCESS CLAIMS FOR PAYMENT OF SUCH FEE, ASSUMING THAT
    3  THE EXISTING MEDICAID LIEN IS THE LAST  COMPONENT  OF  THE  JUDGMENT  OR
    4  SETTLEMENT SUM TO BE PAID.
    5    8.  ANY DISPUTE CONCERNING ANY DETERMINATION BY THE FUND ADMINISTRATOR
    6  WITH REGARD TO THAT PORTION OF THE ATTORNEY'S FEE SHALL BE  REFERRED  TO
    7  THE COMMISSIONER.
    8    9.  PAYMENTS  FROM THE FUND SHALL BE MADE BY THE COMMISSIONER OF TAXA-
    9  TION AND FINANCE ON THE SAID CERTIFICATE OF THE SUPERINTENDENT OF FINAN-
   10  CIAL REGULATION. NO PAYMENT SHALL BE MADE BY THE COMMISSIONER  OF  TAXA-
   11  TION  AND  FINANCE  IN  EXCESS  OF  THE  AMOUNT CERTIFIED. PROMPTLY UPON
   12  RECEIPT OF THE SAID CERTIFICATE OF THE SUPERINTENDENT OF FINANCIAL REGU-
   13  LATION, THE COMMISSIONER OF TAXATION AND FINANCE SHALL PAY (I) THE QUAL-
   14  IFIED PLAINTIFF'S HEALTH CARE PROVIDER OR REIMBURSE THE QUALIFIED PLAIN-
   15  TIFF THE AMOUNT SO CERTIFIED  FOR  PAYMENT,  (II)  THE  LIEN  AMOUNT  OR
   16  AMOUNTS  SO  CERTIFIED  FOR PAYMENT, AND (III) THE QUALIFIED PLAINTIFF'S
   17  ATTORNEY THE PORTION OF THE FEE SO CERTIFIED FOR PAYMENT.
   18    10. PAYMENT FROM THE FUND SHALL NOT GIVE THE FUND ANY RIGHT OF  RECOV-
   19  ERY AGAINST ANY QUALIFIED PLAINTIFF OR SUCH QUALIFIED PLAINTIFF'S ATTOR-
   20  NEY EXCEPT IN THE CASE OF FRAUD OR MISTAKE.
   21    11.  ALL  HEALTH CARE PROVIDERS SHALL ACCEPT FROM QUALIFIED PLAINTIFFS
   22  ASSIGNMENTS OF THE RIGHT TO RECEIVE PAYMENTS FROM THE FUND FOR MEDICALLY
   23  NECESSARY HEALTH CARE COSTS.
   24    12. HEALTH INSURERS (OTHER THAN MEDICARE AND MEDICAID)  SHALL  BE  THE
   25  PRIMARY  PAYERS  OF  MEDICALLY  NECESSARY HEALTH CARE COSTS OF QUALIFIED
   26  PLAINTIFFS. SUCH COSTS SHALL BE PAID FROM THE FUND ONLY  TO  THE  EXTENT
   27  THAT HEALTH INSURERS OR OTHER COLLATERAL SOURCES ARE NOT OTHERWISE OBLI-
   28  GATED  TO MAKE PAYMENTS THEREFOR. HEALTH INSURERS THAT MAKE PAYMENTS FOR
   29  MEDICALLY NECESSARY HEALTH CARE COSTS  TO  OR  ON  BEHALF  OF  QUALIFIED
   30  PLAINTIFFS  SHALL  HAVE  NO  RIGHT OF RECOVERY AGAINST AND SHALL HAVE NO
   31  LIEN UPON THE FUND OR ANY PERSON OR ENTITY NOR SHALL THE FUND CONSTITUTE
   32  AN ADDITIONAL PAYMENT SOURCE TO OFFSET THE PAYMENTS OTHERWISE CONTRACTU-
   33  ALLY REQUIRED TO BE MADE BY SUCH HEALTH INSURERS.
   34    13. EXCEPT AS PROVIDED FOR BY THIS TITLE, NO PAYMENT SHALL BE REQUIRED
   35  TO BE MADE BY ANY DEFENDANT OR SUCH DEFENDANT'S  INSURER  FOR  MEDICALLY
   36  NECESSARY  HEALTH CARE COSTS, OR FOR THE EXISTING MEDICAID LIEN AMOUNTS,
   37  OR FOR THE PORTION OF THE FEE  OF  THE  QUALIFIED  PLAINTIFF'S  ATTORNEY
   38  DEEMED TO BE ATTRIBUTABLE TO SUCH LIEN AMOUNTS, AND NO JUDGMENT SHALL BE
   39  MADE OR ENTERED REQUIRING THAT ANY SUCH PAYMENT BE MADE BY ANY DEFENDANT
   40  OR SUCH DEFENDANT'S INSURER.
   41    14.  THE  DETERMINATION  OF  THE  QUALIFIED PLAINTIFF'S ATTORNEY'S FEE
   42  SHALL BE BASED UPON THE ENTIRE SUM AWARDED BY THE JURY OR THE  COURT  OR
   43  THE  FULL  SUM OF THE SETTLEMENT, AS THE CASE MAY BE. THE PORTION OF THE
   44  QUALIFIED PLAINTIFF'S ATTORNEY'S FEE DEEMED TO BE  ATTRIBUTABLE  TO  THE
   45  EXISTING  MEDICAID  LIEN  SHALL  BE  PAID IN ACCORDANCE WITH SUBDIVISION
   46  SEVEN OF THIS SECTION AND SHALL NOT BE PAID OUT  OF  THE  MEDICAID  LIEN
   47  AMOUNT.  THE PORTION OF THE QUALIFIED PLAINTIFF'S ATTORNEY'S FEE THAT IS
   48  ALLOCATED TO ALL OTHER ELEMENTS OF DAMAGES SHALL BE PAID IN A  LUMP  SUM
   49  BY  THE  DEFENDANTS  AND THEIR INSURERS PURSUANT TO SECTION FOUR HUNDRED
   50  SEVENTY-FOUR-A OF THE JUDICIARY LAW; PROVIDED HOWEVER THAT  THE  PORTION
   51  OF  THE  ATTORNEY  FEE  THAT  IS  ALLOCATED  TO THE NON-FUND ELEMENTS OF
   52  DAMAGES SHALL BE DEDUCTED FROM THE NON-FUND PORTION OF THE  AWARD  IN  A
   53  PROPORTIONAL MANNER.
   54    15.  THE  COMMISSIONER  OF  HEALTH AND THE SUPERINTENDENT OF FINANCIAL
   55  REGULATION SHALL PROMULGATE, AMEND AND ENFORCE ALL REASONABLE RULES  AND
   56  REGULATIONS  NECESSARY  FOR  THE  PROPER  ADMINISTRATION  OF THE FUND IN
       S. 2809--B                         151                        A. 4009--B
    1  ACCORDANCE WITH THE PROVISIONS  OF  THIS  SECTION,  INCLUDING,  BUT  NOT
    2  LIMITED  TO,  THOSE  CONCERNING THE PAYMENT OF CLAIMS AND CONCERNING THE
    3  ACTUARIAL CALCULATIONS  NECESSARY  TO  DETERMINE,  ANNUALLY,  THE  TOTAL
    4  AMOUNT  TO  BE  PAID  INTO THE FUND AS PROVIDED HEREIN, AND AS OTHERWISE
    5  NEEDED TO IMPLEMENT THIS TITLE.
    6    S 52-a. Article 29-D of the public health law is amended by  adding  a
    7  new title 5 to read as follows:
    8                                    TITLE 5
    9                 NEW YORK STATE HOSPITAL QUALITY INITIATIVE
   10  SECTION 2999-M. NEW YORK STATE HOSPITAL QUALITY INITIATIVE.
   11    S  2999-M.  NEW  YORK STATE HOSPITAL QUALITY INITIATIVE.  THE NEW YORK
   12  STATE HOSPITAL QUALITY INITIATIVE, INCLUDING THE NEW YORK STATE  OBSTET-
   13  RICAL  PATIENT  SAFETY  WORKGROUP,  WILL BE CREATED IN THE DEPARTMENT OF
   14  HEALTH TO BE COMPRISED OF MEDICAL, HOSPITAL  AND  ACADEMIC  EXPERTS  AND
   15  OTHER STAKEHOLDERS CHOSEN BY THE COMMISSIONER.
   16    THE NEW YORK STATE QUALITY INITIATIVE WILL OVERSEE THE GENERAL DISSEM-
   17  INATION  OF  INITIATIVES, GUIDANCE, AND BEST PRACTICES TO GENERAL HOSPI-
   18  TALS. ACTIVITIES WILL INCLUDE BUT NOT BE LIMITED TO:  BUILDING  CULTURES
   19  OF  PATIENT SAFETY AND IMPLEMENTING EVIDENCE BASED CARE IN TARGET AREAS.
   20  THE WORKGROUP WILL UNDERTAKE COLLABORATIVE WORK TO  IMPROVE  OBSTETRICAL
   21  CARE OUTCOMES AND QUALITY OF CARE, BASED ON IDENTIFYING AND IMPLEMENTING
   22  EVIDENCE  BASED  PRACTICES, AND CLINICAL PROTOCOLS THAT CAN BE STANDARD-
   23  IZED AND ADOPTED BY HOSPITALS INCLUDING BUT NOT LIMITED TO:
   24    (A)  SURVEYING,  REVIEWING  AND  ANALYZING  CURRENT  "BEST"  PRACTICES
   25  EMPLOYED  IN  OBSTETRICAL CASES, INCLUDING EXPLORING THE USE OF "VIRTUAL
   26  GRAND ROUNDS";
   27    (B) UNDERTAKING A REVIEW OF "CLOSED CLAIMS" IN AN EFFORT TO DEVELOP  A
   28  SET OF "STANDARD BEST PRACTICES" FOR DELIVERIES IN NEW YORK STATE;
   29    (C)  FORMULATING  AND  RECOMMENDING  TO THE COMMISSIONER BEST PRACTICE
   30  STANDARDS AND DESIGNING NEW PROGRAMS  FOR  IMPLEMENTATION  AND  IMPROVED
   31  OUTCOMES, INCLUDING BUT NOT LIMITED TO, CLINICAL BUNDLES FOR HIGH PRIOR-
   32  ITY  CONDITIONS, ELECTRONIC FETAL MONITORING TRAINING AND CERTIFICATION,
   33  AND TEAM TRAINING; AND
   34    (D)  ENGAGING  THE  EXISTING  REGIONAL  PERINATAL  CENTER  NETWORK  IN
   35  DIALOGUES  REGARDING  THE  ABOVE  TOPICS  AND  MAKING RECOMMENDATIONS TO
   36  IMPROVE AND/OR UPGRADE ASSISTANCE AND COMMUNICATION  TO  SMALLER  HOSPI-
   37  TALS.
   38    S  52-b.  Subdivision  1 of section 2807-v of the public health law is
   39  amended by adding a new paragraph (iii) to read as follows:
   40    (III) FUNDS SHALL BE RESERVED AND SET ASIDE AND ACCUMULATED FROM  YEAR
   41  TO  YEAR  AND  SHALL BE MADE AVAILABLE, INCLUDING INCOME FROM INVESTMENT
   42  FUNDS, FOR THE PURPOSE OF SUPPORTING THE NEW YORK STATE  MEDICAL  INDEM-
   43  NITY  FUND AS AUTHORIZED PURSUANT TO TITLE FOUR OF ARTICLE TWENTY-NINE-D
   44  OF THIS CHAPTER, FOR THE FOLLOWING PERIODS AND IN THE FOLLOWING AMOUNTS,
   45  PROVIDED, HOWEVER, THAT THE COMMISSIONER IS AUTHORIZED  TO  SEEK  WAIVER
   46  AUTHORITY  FROM  THE  FEDERAL  CENTERS FOR MEDICARE AND MEDICAID FOR THE
   47  PURPOSE OF SECURING MEDICAID FEDERAL FINANCIAL  PARTICIPATION  FOR  SUCH
   48  PROGRAM, IN WHICH CASE THE FUNDING AUTHORIZED PURSUANT TO THIS PARAGRAPH
   49  SHALL BE UTILIZED AS THE NON-FEDERAL SHARE FOR SUCH PAYMENTS:
   50    ONE  HUNDRED  MILLION DOLLARS FOR THE PERIOD APRIL FIRST, TWO THOUSAND
   51  ELEVEN THROUGH MARCH THIRTY-FIRST, TWO THOUSAND TWELVE.
   52    S 52-c. The public health law is  amended  by  adding  a  new  section
   53  2807-d-1 to read as follows:
   54    S  2807-D-1.  HOSPITAL QUALITY CONTRIBUTIONS.   1. NOTWITHSTANDING ANY
   55  CONTRARY PROVISION OF LAW AND SUBJECT TO THE RECEIPT  OF  ALL  NECESSARY
   56  FEDERAL  APPROVALS  OR WAIVERS, FOR PERIODS ON AND AFTER JULY FIRST, TWO
       S. 2809--B                         152                        A. 4009--B
    1  THOUSAND ELEVEN, A QUALITY CONTRIBUTION SHALL BE IMPOSED  ON  THE  INPA-
    2  TIENT  REVENUE  OF  EACH  GENERAL  HOSPITAL EQUAL TO THREE TENTHS OF ONE
    3  PERCENT OF SUCH REVENUE, AS DEFINED IN ACCORDANCE WITH PARAGRAPH (A)  OF
    4  SUBDIVISION  THREE OF SECTION TWENTY-EIGHT HUNDRED SEVEN-D OF THIS ARTI-
    5  CLE, AND PROVIDED FURTHER, HOWEVER, THAT ON AND AFTER  JULY  FIRST,  TWO
    6  THOUSAND  ELEVEN,  AN  ADDITIONAL  QUALITY  CONTRIBUTION  EQUAL  TO FOUR
    7  PERCENT OF SUCH INPATIENT REVENUE SHALL BE IMPOSED WITH  REGARD  TO  ALL
    8  SUCH  INPATIENT  REVENUE THAT IS RECEIVED FOR THE PROVISION OF INPATIENT
    9  OBSTETRICAL PATIENT CARE SERVICES, PROVIDED, HOWEVER,  THAT  SUCH  ADDI-
   10  TIONAL  QUALITY  CONTRIBUTION  IS  SUBJECT  TO  RECEIPT OF ALL NECESSARY
   11  FEDERAL APPROVALS OR WAIVERS, AS DETERMINED AS NECESSARY BY THE  COMMIS-
   12  SIONER, AND PROVIDED FURTHER, HOWEVER, THAT IN THE EVENT THE COMMISSION-
   13  ER,  IN  CONSULTATION  WITH  THE DIRECTOR OF THE BUDGET, DETERMINES THAT
   14  SUCH QUALITY CONTRIBUTION AND SUCH ADDITIONAL QUALITY CONTRIBUTION SHALL
   15  RAISE LESS THAN OR MORE THAN THE TOTAL  QUALITY  COLLECTION  AMOUNT  SET
   16  FORTH IN SUBDIVISION TWO OF THIS SECTION, THEN IN THAT EVENT THE COMMIS-
   17  SIONER,  IN CONSULTATION WITH THE DIRECTOR OF THE BUDGET, MAY PROMULGATE
   18  REGULATIONS, AND MAY PROMULGATE  EMERGENCY  REGULATIONS,  INCREASING  OR
   19  DECREASING  SUCH  QUALITY  CONTRIBUTIONS BY AMOUNTS SUFFICIENT TO ENSURE
   20  THE COLLECTION OF SUCH ANNUAL QUALITY CONTRIBUTION AMOUNT AND TO  ENSURE
   21  THAT FIFTY-FIVE PERCENT OF SUCH AGGREGATE AMOUNT IS RAISED BY SUCH QUAL-
   22  ITY  CONTRIBUTION  AND  FORTY-FIVE  PERCENT IS RAISED BY SUCH ADDITIONAL
   23  QUALITY CONTRIBUTION.
   24    2. THE ANNUAL QUALITY CONTRIBUTION AMOUNT  REFERENCED  IN  SUBDIVISION
   25  ONE OF THIS SECTION SHALL BE ONE HUNDRED SEVENTY MILLION DOLLARS FOR THE
   26  STATE  FISCAL  YEAR  BEGINNING APRIL FIRST, TWO THOUSAND ELEVEN, AND FOR
   27  EACH SUBSEQUENT STATE FISCAL YEAR THEREAFTER IT SHALL BE THE  AMOUNT  OF
   28  THE  PRECEDING  YEAR AS INCREASED BY THE TEN YEAR ROLLING AVERAGE OF THE
   29  MEDICAL COMPONENT OF THE CONSUMER PRICE INDEX AS PUBLISHED BY THE UNITED
   30  STATES DEPARTMENT OF LABOR, BUREAU OF LABOR STATISTICS, FOR THE  PRECED-
   31  ING TEN YEARS.
   32    3. THE QUALITY CONTRIBUTIONS DESCRIBED IN THIS SECTION SHALL BE ADMIN-
   33  ISTERED IN ACCORDANCE WITH AND SUBJECT TO THE PROVISIONS OF SUBDIVISIONS
   34  FOUR, FIVE, SIX, SEVEN, EIGHT AND TWELVE OF SECTION TWENTY-EIGHT HUNDRED
   35  SEVEN-D  OF  THIS ARTICLE, PROVIDED, HOWEVER, THAT SUCH QUALITY CONTRIB-
   36  UTIONS SHALL BE DEPOSITED IN THE  HCRA  RESOURCES  FUND  AS  ESTABLISHED
   37  PURSUANT TO SECTION NINETY-TWO-DD OF THE STATE FINANCE LAW; AND PROVIDED
   38  FURTHER, HOWEVER, THAT SUCH CONTRIBUTIONS SHALL NOT BE AN ALLOWABLE COST
   39  IN THE DETERMINATION OF REIMBURSEMENT RATES OF PAYMENT COMPUTED PURSUANT
   40  TO THIS ARTICLE.
   41    4.  THE  COLLECTION  OF  THE  QUALITY  CONTRIBUTIONS DESCRIBED IN THIS
   42  SECTION SHALL BE SUSPENDED AND THE AMOUNTS ALREADY PAID FOR THAT  FISCAL
   43  YEAR  SHALL  BE  REFUNDED  PROPORTIONATELY  TO EACH CONTRIBUTOR IF A TWO
   44  HUNDRED FIFTY THOUSAND DOLLAR LIMITATION FOR NON-ECONOMIC DAMAGES PURSU-
   45  ANT TO ARTICLE FIFTY-C OF THE CIVIL PRACTICE LAW AND  RULES  IS  NOT  IN
   46  PLACE.
   47    S 52-d. Section 3012-a of the civil practice law and rules, as amended
   48  by chapter 507 of the laws of 1987, is amended to read as follows:
   49    S  3012-a. Certificate of merit in medical, dental and podiatric malp-
   50  ractice actions.  (a) In any action for  medical,  dental  or  podiatric
   51  malpractice,  the  complaint  shall  be  accompanied  by  a certificate,
   52  executed by the attorney for the plaintiff, declaring that:
   53    (1) the attorney has reviewed the facts of the case and has  consulted
   54  AS TO EACH NAMED DEFENDANT, with at least one physician in medical malp-
   55  ractice  actions,  at least one dentist in dental malpractice actions or
   56  at least one podiatrist in podiatric malpractice actions who is licensed
       S. 2809--B                         153                        A. 4009--B
    1  to practice in this state or any other state, WHO IS CURRENTLY IN ACTIVE
    2  PRACTICE IN THE SAME SPECIALTY AS THE DEFENDANT, and  who  the  attorney
    3  reasonably  believes is knowledgeable in the relevant issues involved in
    4  the  particular action, and that the attorney has concluded on the basis
    5  of such review and consultation that there is a reasonable basis for the
    6  commencement  of  such  action  AGAINST  EACH  DEFENDANT  NAMED  IN  THE
    7  COMPLAINT; or
    8    (2)  the  attorney  was  unable to obtain the consultation required by
    9  paragraph one of this subdivision because a limitation of  time,  estab-
   10  lished by article two of this chapter, would bar the action and that the
   11  certificate  required  by  paragraph  one  of this subdivision could not
   12  reasonably be obtained before such time expired.  If  a  certificate  is
   13  executed  pursuant to this subdivision, the certificate required by this
   14  section  shall  be  filed  within  ninety  days  after  service  of  the
   15  complaint[; or
   16    (3)  the  attorney  was  unable to obtain the consultation required by
   17  paragraph one of this subdivision because the attorney  had  made  three
   18  separate good faith attempts with three separate physicians, dentists or
   19  podiatrists,  in accordance with the provisions of paragraph one of this
   20  subdivision to obtain such consultation  and  none  of  those  contacted
   21  would agree to such a consultation].
   22    (b) Where a certificate is required pursuant to this section, a single
   23  certificate shall be filed for each DEFENDANT NAMED IN THE action[, even
   24  if  more  than  one defendant has been named in the complaint or is] AND
   25  FOR EACH DEFENDANT WHO IS subsequently named.
   26    (c) Where the attorney intends to rely solely on the doctrine of  "res
   27  ipsa  loquitur", this section shall be inapplicable.  In such cases, the
   28  complaint shall be accompanied by a certificate, executed by the  attor-
   29  ney, declaring that the attorney is solely relying on such doctrine and,
   30  for that reason, is not filing a certificate required by this section.
   31    (d)  If  a request by the plaintiff for the records of the plaintiff's
   32  medical or dental treatment by the defendants has  been  made  and  such
   33  records  have  not been produced, the plaintiff shall not be required to
   34  serve the certificate required by this section until ninety  days  after
   35  such records have been produced.
   36    (e)  For  purposes  of  this section, and subject to the provisions of
   37  section thirty-one hundred one of this chapter, an attorney who  submits
   38  a  certificate as required by paragraph one or two of subdivision (a) of
   39  this section and the physician, dentist  or  podiatrist  with  whom  the
   40  attorney consulted shall not be required to disclose the identity of the
   41  physician,  dentist  or  podiatrist  consulted  and the contents of such
   42  consultation; provided, however, that when the attorney  makes  a  claim
   43  under  paragraph  three  of  subdivision (a) of this section that he was
   44  unable to obtain the required consultation with the  physician,  dentist
   45  or podiatrist, the court may, upon the request of a defendant made prior
   46  to compliance by the plaintiff with the provisions of section thirty-one
   47  hundred  of  this  chapter, require the attorney to divulge to the court
   48  the names of physicians, dentists or podiatrists refusing such consulta-
   49  tion.
   50    (f) The provisions of this section shall not be applicable to a plain-
   51  tiff who is not represented by an attorney.
   52    (g) The plaintiff may, in lieu of serving the certificate required  by
   53  this  section,  provide the defendant or defendants with the information
   54  required by paragraph one  of  subdivision  (d)  of  section  thirty-one
   55  hundred one of this chapter within the period of time prescribed by this
   56  section.
       S. 2809--B                         154                        A. 4009--B
    1    S  52-e.  Subparagraphs (i) and (ii) of paragraph 1 of subdivision (d)
    2  of section 3101 of the civil practice law and rules, subparagraph (i) as
    3  amended by chapter 184 of the laws of 1988,  and  subparagraph  (ii)  as
    4  amended  by  chapter  165  of  the  laws of 1991, are amended to read as
    5  follows:
    6    (i) Upon request, each party shall identify each person whom the party
    7  expects  to  call  as  an  expert witness at trial and shall disclose in
    8  reasonable detail the subject matter on which each expert is expected to
    9  testify, the substance of the facts and opinions on which each expert is
   10  expected to testify, the qualifications of each  expert  witness  and  a
   11  summary of the grounds for each expert's opinion. However, where a party
   12  for  good  cause  shown retains an expert an insufficient period of time
   13  before the commencement of trial to give appropriate notice thereof, the
   14  party shall not thereupon be precluded  from  introducing  the  expert's
   15  testimony  at  the  trial  solely  on grounds of noncompliance with this
   16  paragraph. In that instance, upon motion of any party, made before or at
   17  trial, or on its own initiative, the court may make whatever  order  may
   18  be  just.  [In an action for medical, dental or podiatric malpractice, a
   19  party, in responding to a request, may omit the names of medical, dental
   20  or podiatric experts but shall be required to disclose all other  infor-
   21  mation concerning such experts otherwise required by this paragraph.]
   22    (ii)  In  an action for medical, dental or podiatric malpractice, [any
   23  party may, by written offer made to and served upon  all  other  parties
   24  and  filed  with  the  court, offer to disclose the name of, and to make
   25  available for examination upon oral deposition,  any  person  the  party
   26  making  the  offer expects to call as an expert witness at trial. Within
   27  twenty days of service of the offer, a party shall accept or reject  the
   28  offer  by  serving  a  written  reply upon all parties and filing a copy
   29  thereof with the court. Failure to serve a reply within twenty  days  of
   30  service  of  the  offer shall be deemed a rejection of the offer. If all
   31  parties accept the offer, each party shall be required to produce his or
   32  her expert witness for examination upon oral deposition upon receipt  of
   33  a  notice  to  take  oral  deposition in accordance with rule thirty-one
   34  hundred seven of this chapter. If any party, having made or accepted the
   35  offer, fails to make that party's expert available for oral  deposition,
   36  that  party  shall  be  precluded  from offering expert testimony at the
   37  trial of the action] A PARTY SHALL BE REQUIRED TO PRODUCE EACH PERSON SO
   38  IDENTIFIED BY SUCH PARTY AS AN EXPERT WITNESS FOR EXAMINATION UPON  ORAL
   39  DEPOSITION  UPON  RECEIPT OF A NOTICE TO TAKE ORAL DEPOSITION AFTER SUCH
   40  TIME AS THE PRODUCING PARTY COMPLIES WITH SUBPARAGRAPH (I) OF THIS PARA-
   41  GRAPH.
   42    S 52-f. The civil practice law and rules is amended by  adding  a  new
   43  rule 3409 to read as follows:
   44    RULE  3409.  SETTLEMENT  CONFERENCE  IN  DENTAL, PODIATRIC AND MEDICAL
   45  MALPRACTICE ACTIONS.  IN EVERY DENTAL, PODIATRIC OR MEDICAL  MALPRACTICE
   46  ACTION,  THE  COURT  SHALL HOLD A MANDATORY SETTLEMENT CONFERENCE WITHIN
   47  FORTY-FIVE DAYS AFTER THE FILING OF THE NOTE OF ISSUE AND CERTIFICATE OF
   48  READINESS OR, IF A PARTY MOVES TO VACATE THE NOTE OF ISSUE  AND  CERTIF-
   49  ICATE  OF  READINESS,  WITHIN  FORTY-FIVE  DAYS AFTER THE DENIAL OF SUCH
   50  MOTION. WHERE PARTIES ARE REPRESENTED BY COUNSEL, ONLY  ATTORNEYS  FULLY
   51  FAMILIAR  WITH  THE  ACTION  AND  AUTHORIZED  TO DISPOSE OF THE CASE, OR
   52  ACCOMPANIED BY A PERSON EMPOWERED TO ACT ON BEHALF OF THE PARTY  REPRES-
   53  ENTED, WILL BE PERMITTED TO APPEAR AT THE CONFERENCE. WHERE APPROPRIATE,
   54  THE COURT MAY ORDER PARTIES, REPRESENTATIVES OF PARTIES, REPRESENTATIVES
   55  OF INSURANCE CARRIERS OR PERSONS HAVING AN INTEREST IN ANY SETTLEMENT TO
   56  ALSO  ATTEND  IN  PERSON OR TELEPHONICALLY AT THE SETTLEMENT CONFERENCE.
       S. 2809--B                         155                        A. 4009--B
    1  THE CHIEF ADMINISTRATIVE JUDGE SHALL BY RULE ADOPT PROCEDURES TO  IMPLE-
    2  MENT SUCH SETTLEMENT CONFERENCE.
    3    S 52-g. Intentionally omitted.
    4    S  52-h.  Subdivision 2 of section 2805-m of the public health law, as
    5  amended by chapter 808 of the laws  of  1987,  is  amended  to  read  as
    6  follows:
    7    2.  Notwithstanding  any other provisions of law, none of the records,
    8  documentation or committee  actions  or  records  required  pursuant  to
    9  sections  twenty-eight hundred five-j and twenty-eight hundred five-k of
   10  this article, the reports  required  pursuant  to  section  twenty-eight
   11  hundred  five-l  of this article nor any incident reporting requirements
   12  imposed upon diagnostic and treatment centers pursuant to the provisions
   13  of this chapter shall be subject to disclosure under article six of  the
   14  public  officers law or article thirty-one of the civil practice law and
   15  rules, except [as hereinafter provided or]  as  provided  by  any  other
   16  provision  of  law.  No  person  in  attendance at a meeting of any such
   17  committee shall be required to testify as to  what  transpired  thereat.
   18  [The  prohibition  relating to discovery of testimony shall not apply to
   19  the statements made by any person in attendance at such a meeting who is
   20  a party to an action or proceeding  the  subject  matter  of  which  was
   21  reviewed at such meeting.]
   22    S  52-i.  The  civil practice law and rules is amended by adding a new
   23  article 50-C to read as follows:
   24                                 ARTICLE 50-C
   25                                DAMAGE AWARDS
   26  SECTION 5051. DEFINITION.
   27          5052. DAMAGE AWARDS.
   28    S 5051. DEFINITION. AS USED IN  THIS  ARTICLE,  "NONECONOMIC  DAMAGES"
   29  MEANS  NONPECUNIARY  DAMAGES  ARISING  FROM  PAIN AND SUFFERING, LOSS OF
   30  SERVICES, LOSS OF CONSORTIUM, OR OTHER NONPECUNIARY DAMAGES.
   31    S 5052. DAMAGE AWARDS. IN ANY MEDICAL, DENTAL, OR  PODIATRIC  MALPRAC-
   32  TICE ACTION, THE PREVAILING PLAINTIFF MAY BE AWARDED:
   33    (A) ECONOMIC AND PECUNIARY DAMAGES; AND
   34    (B)  NONECONOMIC  DAMAGES  SUFFERED  BY  THE INJURED PLAINTIFF, NOT TO
   35  EXCEED TWO HUNDRED FIFTY THOUSAND DOLLARS, PROVIDED, HOWEVER, THAT  SUCH
   36  LIMITATION SHALL BE ADJUSTED IN ACCORDANCE WITH THE CONSUMER PRICE INDEX
   37  FOR  ALL  URBAN  CONSUMERS  (CPI-U), AS PUBLISHED ANNUALLY BY THE UNITED
   38  STATES DEPARTMENT OF LABOR, BUREAU OF LABOR STATISTICS.
   39    S 52-j. Subdivision (c) of section 5031 of the civil practice law  and
   40  rules is REPEALED and subdivisions (d), (e), (f), (g) and (h) are relet-
   41  tered subdivisions (c), (d), (e), (f) and (g).
   42    S  52-k.  Subdivisions  (c),  (d),  (e) and (f) of section 5031 of the
   43  civil practice law and rules, as added by chapter 86 of the laws of 2003
   44  and as relettered by section fifty-two-j of this  act,  are  amended  to
   45  read as follows:
   46    (c)  The  findings  of future economic and pecuniary damages except in
   47  wrongful death actions AND IN ACTIONS SUBJECT TO TITLE 4 OF ARTICLE 29-D
   48  OF THE PUBLIC HEALTH LAW,  shall  be  used  to  determine  a  stream  of
   49  payments  for each such item of damages by applying (i) the growth rate,
   50  to the (ii) annual amount in current dollars, for the  (iii)  period  of
   51  years,  all  of  such items as determined by the finder of fact for each
   52  such item of damages. The court shall determine the present value of the
   53  stream of payments for each such item of damages by applying a  discount
   54  rate  to  the stream of payments. After determining the present value of
   55  the stream of payments for future economic and pecuniary damages,  thir-
   56  ty-five  percent  of that present value shall be paid in a lump sum, and
       S. 2809--B                         156                        A. 4009--B
    1  the stream of payments for future economic and pecuniary  damages  shall
    2  be  adjusted  accordingly  by  proportionately reducing each item of the
    3  remaining stream of payments for future economic and  pecuniary  damages
    4  and  paying those amounts over time in the form of an annuity in accord-
    5  ance with the provisions set forth in  subdivision  [(g)]  (F)  of  this
    6  section, subject to the adjustments and deductions specified in subdivi-
    7  sion [(f)](E) of this section.
    8    (d)  The  discount rate to be used in determining the present value of
    9  all streams of payments for periods of up to twenty years shall  be  the
   10  rate  in effect for the ten-year United States Treasury Bond on the date
   11  of the verdict. As to any streams of payments for which  the  period  of
   12  years  exceeds twenty years, the discount rate to be used in determining
   13  the present value shall be calculated by averaging, on an annual  basis,
   14  the  rate  in effect for the ten-year United States Treasury Bond on the
   15  date of the verdict for the first twenty years and two percentage points
   16  above the rate in effect for the ten-year United States Treasury Bond on
   17  the date of the verdict for the years after twenty years.
   18    (e) After making the applicable calculations set forth above:
   19    (1) The court shall apply any set-offs for comparative negligence  and
   20  settlements  by  deducting  them  proportionately  from each item of the
   21  damages awards, including the lump sum payments  specified  in  subdivi-
   22  sions  (b)[,  (c),] and [(d)] (C) of this section, and the present value
   23  of the streams of payments specified in [such subdivisions]  SUBDIVISION
   24  (c) [and (d)].  After such deductions, the streams of payments specified
   25  in [such subdivisions] SUBDIVISION (c) [and (d)] and their present value
   26  shall be adjusted accordingly.
   27    (2)  The  court  shall  then  deduct  the  litigation  expenses of the
   28  plaintiff's attorney proportionately from each  remaining  item  of  the
   29  damages  awards,  including the remaining lump sum payments specified in
   30  such subdivisions (b)[, (c),] and [(d)] (C), and the  present  value  of
   31  the  remaining  streams  of  payments  specified  in [such subdivisions]
   32  SUBDIVISION (c) [and (d)], and such expenses shall be  paid  in  a  lump
   33  sum.  After  said deductions, the streams of payments specified in [such
   34  subdivisions] SUBDIVISION (c) [and (d)] and their present value shall be
   35  adjusted accordingly.
   36    (3) The court shall then determine the attorney's fees based upon  the
   37  remaining  damages  awards,  including  the  remaining lump sum payments
   38  specified in such subdivisions (b)[, (c),] and [(d)] (C), and the  pres-
   39  ent value of the remaining streams of payments specified in [such subdi-
   40  visions]  SUBDIVISION  (c)  [and  (d)].    The  attorney's fees shall be
   41  deducted proportionately from each item of the remaining damages awards,
   42  including the remaining lump sum payments specified in such subdivisions
   43  (B) AND (c)[, and (d),] and the present value of the  remaining  streams
   44  of  payments specified in [such subdivisions] SUBDIVISION (c) [and (d)],
   45  and such fees shall be paid in a lump sum.  After said  deductions,  the
   46  stream of payments specified in [such subdivisions] SUBDIVISION (c) [and
   47  (d)] and their present value shall be adjusted accordingly.
   48    (4)  Any  liens  which  are not the subject of a separate award by the
   49  finder of fact shall then be deducted proportionately from each item  of
   50  the  remaining damages awards, including the remaining lump sum payments
   51  specified in such subdivisions (b)[, (c),] and [(d)] (C), and the  pres-
   52  ent value of the remaining streams of payments specified in [such subdi-
   53  visions]  SUBDIVISION  (c)  [and (d)], and such liens shall be paid in a
   54  lump sum. After said deductions, the stream  of  payments  specified  in
   55  [such  subdivisions]  SUBDIVISION  (c) [and (d)] and their present value
   56  shall be adjusted accordingly.
       S. 2809--B                         157                        A. 4009--B
    1    (f) The defendants and their insurance carriers shall be  required  to
    2  offer  and  to guarantee the purchase and payment of an annuity contract
    3  to make annual payments in equal monthly installments of  the  remaining
    4  streams  of  payments  specified  in [such subdivisions] SUBDIVISION (c)
    5  [and  (d)],  after  making  the deductions and adjustments prescribed in
    6  subdivision [(f)] (E)  of  this  section.  The  annuity  contract  shall
    7  provide that the payments shall run from the date of the verdict (unless
    8  some  other  date  is  specified in the verdict) for the period of years
    9  determined by the finder of fact (except  the  stream  of  payments  for
   10  future  pain  and  suffering, which shall not exceed eight years) or the
   11  life of the plaintiff, whichever is shorter, except that:
   12    (1) awards for lost earnings shall be paid for the full  term  of  the
   13  award determined by the finder of fact; and
   14    (2)  awards  for any item of economic or pecuniary damages as to which
   15  the finder of fact found that the loss or item of damage  is  permanent,
   16  the  payments for that item shall continue to run for the entire life of
   17  the plaintiff, increasing each year beyond the period  of  years  deter-
   18  mined by the finder of fact at the same growth rate as determined by the
   19  finder of fact.
   20    S  52-l.  Section 5034 of the civil practice law and rules, as amended
   21  by chapter 446 of the laws of 1999, is amended to read as follows:
   22    S 5034. Failure to make payment. If at any  time  following  entry  of
   23  judgment,  a judgment debtor fails for any reason to make a payment in a
   24  timely fashion according to the terms  of  this  article,  the  judgment
   25  creditor may petition the court which rendered the original judgment for
   26  an  order  requiring  payment  by the judgment debtor of the outstanding
   27  payments in a lump sum. In calculating the amount of the lump sum  judg-
   28  ment,  the  court  shall  total  the remaining periodic payments due and
   29  owing to the judgment creditor, as calculated  pursuant  to  subdivision
   30  [(e)] (D) of section five thousand thirty-one of this article, and shall
   31  not  convert  these  amounts  to their present value. The court may also
   32  require the payment of interest on the outstanding judgment.
   33    S 52-m. The creation and continuation of the New  York  State  Medical
   34  Indemnity  Fund  established  pursuant to title 4 of article 29-D of the
   35  public health law, as added by section fifty-two of this act, is contin-
   36  gent upon the application of a two hundred fifty thousand dollar limita-
   37  tion for non-economic damages, defined in  article  50-C  of  the  civil
   38  practice  law  and  rules,  as  added  by section fifty-two of this act;
   39  provided, however, that payments  pursuant  to  section  2999-j  of  the
   40  public  health  law,  as  added  by  section fifty-two of this act shall
   41  continue to be made as set forth in such section  with  respect  to  any
   42  qualified  plaintiff  enrolled  in  such fund prior to any suspension of
   43  such limitation for non-economic damages.
   44    S 53. Subdivision 6 of section 369 of  the  social  services  law,  as
   45  added by chapter 170 of the laws of 1994, is amended to read as follows:
   46    6.  For  purposes of this section, [the term] AN INDIVIDUAL'S "estate"
   47  [means] INCLUDES all OF THE INDIVIDUAL'S real and personal property  and
   48  other assets [included within the individual's estate and] passing under
   49  the  terms of a valid will or by intestacy.  AN INDIVIDUAL'S ESTATE ALSO
   50  INCLUDES ANY OTHER PROPERTY IN WHICH THE INDIVIDUAL HAS ANY LEGAL  TITLE
   51  OR  INTEREST  AT  THE  TIME  OF  DEATH, INCLUDING JOINTLY HELD PROPERTY,
   52  RETAINED LIFE ESTATES, AND INTERESTS IN TRUSTS, TO THE  EXTENT  OF  SUCH
   53  INTERESTS;  PROVIDED,  HOWEVER, THAT A CLAIM AGAINST A RECIPIENT OF SUCH
   54  PROPERTY BY DISTRIBUTION OR SURVIVAL SHALL BE LIMITED TO  THE  VALUE  OF
   55  THE  PROPERTY  RECEIVED  OR  THE  AMOUNT  OF MEDICAL ASSISTANCE BENEFITS
   56  OTHERWISE RECOVERABLE PURSUANT TO THIS SECTION, WHICHEVER IS LESS.
       S. 2809--B                         158                        A. 4009--B
    1    S 54.  Subparagraph 12 of paragraph (a) of subdivision  1  of  section
    2  366  of the social services law, as amended by section 42-a of part C of
    3  chapter 58 of the laws of 2008, is amended to read as follows:
    4    (12) is a disabled person at least sixteen years of age, but under the
    5  age of sixty-five, who: would be eligible for benefits under the supple-
    6  mental  security income program but for earnings in excess of the allow-
    7  able limit; has net available income that does not  exceed  two  hundred
    8  fifty percent of the applicable federal income official poverty line, as
    9  defined  and updated by the United States department of health and human
   10  services, for a one-person or two-person household, as  defined  by  the
   11  commissioner in regulation; has household resources, as defined in para-
   12  graph  (e)  of  subdivision  two of section three hundred sixty-six-c of
   13  this title, OTHER THAN RETIREMENT ACCOUNTS,  that  do  not  exceed  [the
   14  amount  described  in  subparagraph four of paragraph (a) of subdivision
   15  two of this section] TWENTY THOUSAND DOLLARS for a one-person  HOUSEHOLD
   16  or THIRTY THOUSAND DOLLARS FOR A two-person household, as defined by the
   17  commissioner  in  regulation;  and  contributes  to  the cost of medical
   18  assistance provided pursuant to this  subparagraph  in  accordance  with
   19  subdivision twelve of section three hundred sixty-seven-a of this title;
   20  for  purposes  of  this  subparagraph, disabled means having a medically
   21  determinable impairment of sufficient severity and duration  to  qualify
   22  for benefits under section 1902(a)(10)(A)(ii)(xv) of the social security
   23  act; or
   24    S  55. The mental hygiene law is amended by adding a new section 31.08
   25  to read as follows:
   26  S 31.08 COMPLIANCE WITH OPERATIONAL STANDARDS BY HOSPITALS.
   27    (A) NOTWITHSTANDING THE PROVISIONS OF SECTION 31.07 OF THIS ARTICLE, A
   28  HOSPITAL AS DEFINED IN SECTION 1.03 OF THIS CHAPTER, WHICH  IS  A  WARD,
   29  WING,  UNIT,  OR  OTHER  PART  OF  A  HOSPITAL,  AS  DEFINED  IN ARTICLE
   30  TWENTY-EIGHT OF THE PUBLIC  HEALTH  LAW,  WHICH  PROVIDES  SERVICES  FOR
   31  PERSONS  WITH MENTAL ILLNESS PURSUANT TO AN OPERATING CERTIFICATE ISSUED
   32  BY THE COMMISSIONER OF MENTAL HEALTH, MAY BE DEEMED TO BE IN  COMPLIANCE
   33  WITH  APPLICABLE  PROVISIONS  OF THIS CHAPTER AND OTHER APPLICABLE LAWS,
   34  RULES AND REGULATIONS, PROVIDED THAT SUCH HOSPITAL HAS  BEEN  ACCREDITED
   35  BY  THE JOINT COMMISSION, OR ANY OTHER HOSPITAL ACCREDITING ORGANIZATION
   36  TO WHICH THE CENTERS FOR MEDICARE  AND  MEDICAID  SERVICES  HAS  GRANTED
   37  DEEMING  STATUS,  AND WHICH THE COMMISSIONER OF MENTAL HEALTH SHALL HAVE
   38  DETERMINED HAS ACCREDITING STANDARDS SUFFICIENT TO  ASSURE  THE  COMMIS-
   39  SIONER  THAT  HOSPITALS  SO  ACCREDITED  ARE  IN  COMPLIANCE  WITH  SUCH
   40  PROVISIONS OF LAW, RULES AND REGULATIONS. THE  COMMISSIONER  MAY  EXEMPT
   41  ANY SUCH HOSPITAL FROM THE ANNUAL INSPECTION AND VISITATION REQUIREMENTS
   42  ESTABLISHED IN SECTION 31.07 OF THIS ARTICLE, PROVIDED THAT:
   43    1.  SUCH  HOSPITAL HAS A HISTORY OF COMPLIANCE WITH SUCH PROVISIONS OF
   44  LAW, RULES AND REGULATIONS AND A RECORD OF PROVIDING GOOD QUALITY  CARE,
   45  AS DETERMINED BY THE COMMISSIONER;
   46    2. A COPY OF THE SURVEY REPORT AND THE CERTIFICATE OF ACCREDITATION OF
   47  THE  JOINT  COMMISSION  OR  OTHER  APPROVED  ACCREDITING ORGANIZATION IS
   48  SUBMITTED BY THE ACCREDITING BODY OR THE HOSPITAL TO  THE  COMMISSIONER,
   49  WITHIN SEVEN DAYS OF ISSUANCE TO THE HOSPITAL;
   50    3.  THE  JOINT COMMISSION OR OTHER ACCREDITING ORGANIZATION HAS AGREED
   51  TO AND DOES EVALUATE, AS PART OF ITS ACCREDITATION SURVEY,  ANY  MINIMAL
   52  OPERATIONAL STANDARDS ESTABLISHED BY THE COMMISSIONER WHICH ARE IN ADDI-
   53  TION  TO THE MINIMAL OPERATIONAL STANDARDS OF ACCREDITATION OF THE JOINT
   54  COMMISSION OR OTHER ACCREDITING ORGANIZATION; AND
   55    4. THERE ARE NO CONSTRAINTS PLACED UPON ACCESS BY THE COMMISSIONER  TO
   56  THE  JOINT  COMMISSION OR OTHER APPROVED ACCREDITING ORGANIZATION SURVEY
       S. 2809--B                         159                        A. 4009--B
    1  REPORTS, PLANS OF CORRECTION, INTERIM SELF-EVALUATION  REPORTS,  NOTICES
    2  OF  NONCOMPLIANCE, PROGRESS REPORTS ON CORRECTION OF AREAS OF NONCOMPLI-
    3  ANCE, OR ANY OTHER RELATED REPORTS, INFORMATION, COMMUNICATIONS OR MATE-
    4  RIALS REGARDING SUCH HOSPITAL.
    5    (B) ANY HOSPITAL GOVERNED BY THE PROVISIONS OF SUBDIVISION (A) OF THIS
    6  SECTION SHALL AT ALL TIMES BE SUBJECT TO INSPECTION OR VISITATION BY THE
    7  COMMISSIONER  TO  DETERMINE COMPLIANCE WITH APPLICABLE LAW, REGULATIONS,
    8  STANDARDS OR CONDITIONS AS DEEMED NECESSARY BY THE  COMMISSIONER.    ANY
    9  SUCH  HOSPITAL  SHALL BE SUBJECT TO THE FULL RANGE OF LICENSING ENFORCE-
   10  MENT AUTHORITY OF THE COMMISSIONER.
   11    (C) ANY HOSPITAL GOVERNED BY THE PROVISIONS OF SUBDIVISION (A) OF THIS
   12  SECTION SHALL NOTIFY THE COMMISSIONER IMMEDIATELY UPON RECEIPT OF NOTICE
   13  BY THE JOINT COMMISSION OR OTHER APPROVED ACCREDITING  ORGANIZATION,  OR
   14  ANY  COMMUNICATION  THE HOSPITAL MAY RECEIVE THAT SUCH ORGANIZATION WILL
   15  BE RECOMMENDING THAT SUCH HOSPITAL  NOT  BE  ACCREDITED,  NOT  HAVE  ITS
   16  ACCREDITATION  RENEWED,  OR  HAVE  ITS ACCREDITATION TERMINATED, OR UPON
   17  RECEIPT OF NOTICE OR OTHER COMMUNICATION FROM THE CENTERS  FOR  MEDICARE
   18  AND  MEDICAID  SERVICES REGARDING A DETERMINATION THAT THE HOSPITAL WILL
   19  BE TERMINATED FROM PARTICIPATION IN THE MEDICARE PROGRAM BECAUSE  IT  IS
   20  NOT  IN  COMPLIANCE WITH ONE OR MORE CONDITIONS OF PARTICIPATION IN SUCH
   21  PROGRAM, OR HAS DEFICIENCIES THAT EITHER INDIVIDUALLY OR IN  COMBINATION
   22  JEOPARDIZE THE HEALTH AND SAFETY OF PATIENTS OR ARE OF SUCH CHARACTER AS
   23  TO SERIOUSLY LIMIT THE PROVIDER'S CAPACITY TO RENDER ADEQUATE CARE.
   24    S 56.  The mental hygiene law is amended by adding a new section 32.14
   25  to read as follows:
   26  S  32.14  COMPLIANCE WITH OPERATIONAL STANDARDS BY PROVIDERS OF SERVICES
   27            IN HOSPITALS.
   28    (A) NOTWITHSTANDING THE PROVISIONS OF SECTION 32.13 OF THIS ARTICLE, A
   29  PROVIDER OF SERVICES AS DEFINED IN SECTION 1.03  OF  THIS  CHAPTER  THAT
   30  OCCUPIES  A WARD, WING, UNIT, OR OTHER PART OF A HOSPITAL, AS DEFINED IN
   31  ARTICLE TWENTY-EIGHT OF THE PUBLIC HEALTH LAW, WHICH  PROVIDES  SERVICES
   32  FOR  PERSONS  WITH  MENTAL DISABILITIES PURSUANT TO AN OPERATING CERTIF-
   33  ICATE ISSUED BY THE COMMISSIONER, MAY BE DEEMED TO BE IN COMPLIANCE WITH
   34  APPLICABLE PROVISIONS OF THIS CHAPTER AND OTHER APPLICABLE  LAWS,  RULES
   35  AND  REGULATIONS IN REGARD TO SERVICES PROVIDED AT SUCH WARD, WING, UNIT
   36  OR OTHER PART OF A  HOSPITAL,  PROVIDED  THAT  SUCH  HOSPITAL  HAS  BEEN
   37  ACCREDITED  BY  THE JOINT COMMISSION, OR ANY OTHER ACCREDITING ORGANIZA-
   38  TION TO WHICH THE CENTERS FOR MEDICARE AND MEDICAID SERVICES HAS GRANTED
   39  DEEMING STATUS, AND WHICH THE COMMISSIONER  SHALL  HAVE  DETERMINED  HAS
   40  ACCREDITING STANDARDS SUFFICIENT TO ASSURE THE COMMISSIONER THAT PROVID-
   41  ERS  OF  SERVICES  OCCUPYING  A  WARD,  WING, UNIT OR OTHER PART OF SUCH
   42  HOSPITAL SO ACCREDITED ARE IN COMPLIANCE WITH SUCH  PROVISIONS  OF  LAW,
   43  RULES AND REGULATIONS IN REGARD TO SERVICES PROVIDED AT SUCH WARD, WING,
   44  UNIT  OR OTHER PART OF A HOSPITAL.  THE COMMISSIONER MAY EXEMPT ANY SUCH
   45  PROVIDER OF SERVICES, IN REGARD TO SERVICES PROVIDED AT SUCH WARD, WING,
   46  UNIT OR OTHER PART OF A HOSPITAL, FROM THE ANNUAL INSPECTION AND VISITA-
   47  TION REQUIREMENTS ESTABLISHED IN SECTION 32.13 OF THIS ARTICLE, PROVIDED
   48  THAT:
   49    1. SUCH PROVIDER OF SERVICES HAS A HISTORY  OF  COMPLIANCE  WITH  SUCH
   50  PROVISIONS  OF LAW, RULES AND REGULATIONS AND A RECORD OF PROVIDING GOOD
   51  QUALITY CARE, AS DETERMINED BY THE COMMISSIONER;
   52    2. A COPY OF THE SURVEY REPORT AND THE CERTIFICATE OF ACCREDITATION OF
   53  THE JOINT COMMISSION  OR  OTHER  APPROVED  ACCREDITING  ORGANIZATION  IS
   54  SUBMITTED  BY  THE  ACCREDITING  BODY OR THE PROVIDER OF SERVICES TO THE
   55  COMMISSIONER,  WITHIN  SEVEN  DAYS  OF  ISSUANCE  TO  SUCH  PROVIDER  OF
   56  SERVICES;
       S. 2809--B                         160                        A. 4009--B
    1    3. THE JOINT COMMISSION OR OTHER APPROVED ACCREDITING ORGANIZATION HAS
    2  AGREED  TO  AND  DOES EVALUATE, AS PART OF ITS ACCREDITATION SURVEY, ANY
    3  MINIMAL OPERATIONAL STANDARDS ESTABLISHED BY THE COMMISSIONER WHICH  ARE
    4  IN ADDITION TO THE MINIMAL OPERATIONAL STANDARDS OF ACCREDITATION OF THE
    5  JOINT COMMISSION OR OTHER ACCREDITING ORGANIZATION; AND
    6    4.  THERE ARE NO CONSTRAINTS PLACED UPON ACCESS BY THE COMMISSIONER TO
    7  THE JOINT COMMISSION OR OTHER APPROVED ACCREDITING  ORGANIZATION  SURVEY
    8  REPORTS,  PLANS  OF CORRECTION, INTERIM SELF-EVALUATION REPORTS, NOTICES
    9  OF NONCOMPLIANCE, PROGRESS REPORTS ON CORRECTION OF AREAS OF  NONCOMPLI-
   10  ANCE, OR ANY OTHER RELATED REPORTS, INFORMATION, COMMUNICATIONS OR MATE-
   11  RIALS REGARDING SUCH PROVIDER OF SERVICES.
   12    (B) ANY PROVIDER OF SERVICES GOVERNED BY THE PROVISIONS OF SUBDIVISION
   13  (A) OF THIS SECTION SHALL AT ALL TIMES BE SUBJECT TO INSPECTION OR VISI-
   14  TATION  BY THE COMMISSIONER TO DETERMINE COMPLIANCE WITH APPLICABLE LAW,
   15  REGULATIONS, STANDARDS OR CONDITIONS AS DEEMED NECESSARY BY THE  COMMIS-
   16  SIONER. ANY SUCH PROVIDER OF SERVICES SHALL BE SUBJECT TO THE FULL RANGE
   17  OF CERTIFICATION ENFORCEMENT AUTHORITY OF THE COMMISSIONER.
   18    (C) ANY PROVIDER OF SERVICES GOVERNED BY THE PROVISIONS OF SUBDIVISION
   19  (A)  OF  THIS  SECTION  SHALL  NOTIFY  THE COMMISSIONER IMMEDIATELY UPON
   20  RECEIPT OF NOTICE BY THE JOINT COMMISSION OR OTHER APPROVED  ACCREDITING
   21  ORGANIZATION,  OR ANY COMMUNICATION THE PROVIDER OF SERVICES MAY RECEIVE
   22  THAT SUCH ORGANIZATION  WILL  BE  RECOMMENDING  THAT  SUCH  PROVIDER  OF
   23  SERVICES  NOT BE ACCREDITED, NOT HAVE ITS ACCREDITATION RENEWED, OR HAVE
   24  ITS ACCREDITATION TERMINATED, OR UPON RECEIPT OF NOTICE OR OTHER  COMMU-
   25  NICATION FROM THE CENTERS FOR MEDICARE AND MEDICAID SERVICES REGARDING A
   26  DETERMINATION  THAT  THE  PROVIDER  OF  SERVICES WILL BE TERMINATED FROM
   27  PARTICIPATION IN THE MEDICARE OR MEDICAID PROGRAM BECAUSE IT IS  NOT  IN
   28  COMPLIANCE WITH ONE OR MORE CONDITIONS OF PARTICIPATION IN SUCH PROGRAM,
   29  OR  HAS DEFICIENCIES THAT EITHER INDIVIDUALLY OR IN COMBINATION JEOPARD-
   30  IZE THE HEALTH AND SAFETY OF PATIENTS OR ARE OF  SUCH  CHARACTER  AS  TO
   31  SERIOUSLY LIMIT THE PROVIDER'S CAPACITY TO RENDER ADEQUATE CARE.
   32    S  57. Notwithstanding any other provision of law to the contrary, the
   33  requirements set forth in section 2805-t of the public  health  law  are
   34  hereby suspended until October 1, 2012.
   35    S 58. Section 2805-l of the public health law, as added by chapter 266
   36  of the laws of 1986, subdivision 3 as amended by chapter 542 of the laws
   37  of 2000, subdivision 4 as added and subdivision 5 as renumbered by chap-
   38  ter 632 of the laws of 2006, is amended to read as follows:
   39    S  2805-l.  [Incident] SERIOUS EVENT reporting. 1. (A) All hospitals[,
   40  as defined in subdivision ten of section  twenty-eight  hundred  one  of
   41  this  article,] shall be required to report [incidents] EVENTS described
   42  by subdivision two of this section to the department  in  a  manner  and
   43  within time periods as may be specified by regulation of the department.
   44    (B)  FOR PURPOSES OF THIS SECTION, "HOSPITAL" MEANS ANY GENERAL HOSPI-
   45  TAL OR DIAGNOSTIC AND TREATMENT CENTER.
   46    2. The following [incidents] EVENTS shall be reported to  the  depart-
   47  ment:
   48    (a)  patients'  deaths  or  impairments of bodily functions in circum-
   49  stances other than those related  to  the  natural  course  of  illness,
   50  disease  or  proper  treatment  in  accordance  with  generally accepted
   51  medical standards;
   52    (b) fires in the hospital which disrupt the provision of patient  care
   53  services or cause harm to patients or staff;
   54    (c)  equipment  malfunction during treatment or diagnosis of a patient
   55  which did or could have adversely affected a patient or hospital person-
   56  nel;
       S. 2809--B                         161                        A. 4009--B
    1    (d) poisoning occurring within the hospital;
    2    (e) strikes by hospital staff;
    3    (f)  disasters  or other emergency situations external to the hospital
    4  environment which affect hospital operations; and
    5    (g) termination of any services vital to the continued safe  operation
    6  of  the hospital or to the health and safety of its patients and person-
    7  nel, including but not limited to the anticipated or actual  termination
    8  of telephone, electric, gas, fuel, water, heat, air conditioning, rodent
    9  or pest control, laundry services, food or contract services.
   10    3.  NOTWITHSTANDING ANY PROVISION OF THIS SECTION TO THE CONTRARY, THE
   11  COMMISSIONER IS AUTHORIZED TO  MODIFY,  BY  REGULATION,  THE  REPORTABLE
   12  EVENTS  REQUIRED  BY  THIS  SECTION,  CONSISTENT WITH NATIONAL CONSENSUS
   13  STANDARDS.
   14    4. The hospital shall conduct an investigation of  [incidents]  EVENTS
   15  described  in  paragraphs  (a)  through  (d)  of subdivision two of this
   16  section within thirty days of obtaining  knowledge  of  any  information
   17  which  reasonably  appears  to  show  that  such an [incident] EVENT has
   18  occurred, provided that, if the hospital reasonably expects such  inves-
   19  tigation  to  extend  beyond  such thirty day period, the hospital shall
   20  notify the department of such expectation and the reason  therefor,  and
   21  shall  inform  the  department  of  the  expected completion date of the
   22  investigation. The hospital shall provide to the department  a  copy  of
   23  the investigation report within twenty-four hours of completion. Nothing
   24  herein  shall limit the authority of the department to conduct an inves-
   25  tigation of [incidents] EVENTS occurring in [general] hospitals.
   26    5. THE DEPARTMENT SHALL:
   27    (A) ANALYZE EVENT REPORTS, FINDINGS OF THE INVESTIGATIONS, THEIR  ROOT
   28  CAUSE  ANALYSES,  AND  CORRECTIVE  ACTION PLANS TO DETERMINE PATTERNS OF
   29  SYSTEMIC FAILURE IN THE HEALTH CARE SYSTEM AND IDENTIFY SUCCESSFUL METH-
   30  ODS TO CORRECT THESE FAILURES; AND
   31    (B) COMMUNICATE TO FACILITIES THE DEPARTMENT'S  CONCLUSIONS,  IF  ANY,
   32  REGARDING  EVENT  REPORTS, PATTERNS OF SYSTEMIC FAILURE, AND RECOMMENDA-
   33  TIONS FOR CORRECTIVE ACTION RESULTING FROM THE ANALYSIS  OF  SUBMISSIONS
   34  FROM FACILITIES.
   35    [4]  6.    The  commissioner  shall  establish  protocols for hospital
   36  personnel where a patient under the age of eighteen  years  dies  during
   37  transportation  to  the hospital or while at the hospital, under circum-
   38  stances other than those related  to  the  natural  course  of  illness,
   39  disease  or  proper  treatment  in  accordance  with  generally accepted
   40  medical standards. Such protocols shall address matters  including,  but
   41  not limited to, the following:
   42    (a) medical and social history, and examination of the patient;
   43    (b) preservation of evidence and chain of custody;
   44    (c)  questioning  of  the  patient's  family,  guardian  or  person in
   45  parental authority;
   46    (d) circumstances surrounding the injury resulting in death;
   47    (e) determination of the cause of death;
   48    (f) notification of law enforcement personnel; and
   49    (g) reporting requirements under title  six  of  article  six  of  the
   50  social services law.
   51    In  developing such protocols, the commissioner shall consult with the
   52  office of children and family  services,  local  departments  of  social
   53  services, coordinators of child fatality review teams established pursu-
   54  ant to section four hundred twenty-two-b of the social services law, law
   55  enforcement  agencies,  pediatricians  preferably  with expertise in the
       S. 2809--B                         162                        A. 4009--B
    1  area of child abuse and maltreatment or forensic  pediatrics,  and  such
    2  other persons as the commissioner deems necessary.
    3    [5]  7.    The  commissioner shall make, adopt, promulgate and enforce
    4  such rules and regulations as he may deem appropriate to effectuate  the
    5  purposes of this section.
    6    S  59.  Subdivision  4 of section 854 of the general municipal law, as
    7  amended by chapter 541 of the laws  of  1982,  is  amended  to  read  as
    8  follows:
    9    (4)  "Project"  -  shall mean any land, any building or other improve-
   10  ment, and all real and personal properties located within the  state  of
   11  New York and within or outside or partially within and partially outside
   12  the  municipality  for  whose benefit the agency was created, including,
   13  but not limited to, machinery, equipment  and  other  facilities  deemed
   14  necessary  or  desirable in connection therewith, or incidental thereto,
   15  whether or not now in existence or under construction,  which  shall  be
   16  suitable  for manufacturing, warehousing, research, commercial or indus-
   17  trial purposes or  other  economically  sound  purposes  identified  and
   18  called  for  to implement a state designated urban cultural park manage-
   19  ment plan as provided in title G of the parks, recreation  and  historic
   20  preservation  law  and which may include or mean an industrial pollution
   21  control facility, a recreation facility, educational or cultural facili-
   22  ty, A HOSPITAL, A CONTINUING CARE RETIREMENT COMMUNITY, a  horse  racing
   23  facility  or a railroad facility, provided, however, no agency shall use
   24  its funds in respect of any project  wholly  or  partially  outside  the
   25  municipality  for whose benefit the agency was created without the prior
   26  consent thereto by the governing body or bodies of all the other munici-
   27  palities in which a part or parts of  the  project  is,  or  is  to  be,
   28  located.
   29    S  60. Section 854 of the general municipal law is amended by adding a
   30  new subdivision 13 to read as follows:
   31    (13) "HOSPITAL" - SHALL MEAN A FACILITY AUTHORIZED TO  CONDUCT  ACTIV-
   32  ITIES  IN  THIS  STATE,  PURSUANT  TO ARTICLE TWENTY-EIGHT OF THE PUBLIC
   33  HEALTH LAW. NOTHING IN THIS ARTICLE SHALL BE DEEMED TO WAIVE ANY  APPLI-
   34  CABLE  REQUIREMENT FOR AN OPERATING FACILITY CERTIFICATE, CONSENT OR ANY
   35  OTHER APPROVAL AS PROVIDED BY LAW.
   36    S 61. Section 15 of chapter 66 of the laws of 1994 amending the public
   37  health law, the general municipal law and the insurance law relating  to
   38  the financing of life care communities, as amended by chapter 381 of the
   39  laws of 2007, is amended to read as follows:
   40    S  15.  This act shall take effect immediately, provided, however that
   41  the amendment made to subdivision 4 of section 854 of the general munic-
   42  ipal law by section eight of this act shall not affect the reversion  of
   43  such  subdivision as provided by section 5 of chapter 905 of the laws of
   44  1986, as amended and that where the continuing care retirement community
   45  council is authorized to promulgate regulations by this act, it is here-
   46  by authorized to implement the provisions of this act in advance of such
   47  regulations[; and provided further  that  sections  one,  three,  seven,
   48  eight, nine, ten, eleven, twelve and thirteen of this act, and paragraph
   49  m of subdivision 2 of section 4602 of the public health law, as added by
   50  section  two  of  this act, shall apply only to applicants for a certif-
   51  icate of authority pursuant to article 46 of the public health law  that
   52  have  been  approved  to  receive  and have received such certificate of
   53  authority on or before January 31, 2008].
   54    S 62. Section 461-m of the social services law, as amended by  chapter
   55  462 of the laws of 1996, is amended to read as follows:
       S. 2809--B                         163                        A. 4009--B
    1    S  461-m.  Death and felony crime reporting.  The operator of an adult
    2  home or residence for adults shall have an affirmative  duty  to  report
    3  any  death  INVOLVING  CIRCUMSTANCES  OTHER  THAN  THOSE  RELATED TO THE
    4  NATURAL COURSE  OF  ILLNESS  OR  DISEASE,  or  attempted  suicide  of  a
    5  resident,  to  the  department  within twenty-four hours of [its] occur-
    6  rence, and shall also have an affirmative duty to report to an appropri-
    7  ate law enforcement authority if it is believed that a felony crime  may
    8  have  been  committed  against  a  resident  of such facility as soon as
    9  possible, or in any event within forty-eight hours.   In  addition,  the
   10  operator shall send any reports involving a resident who had at any time
   11  received  services  from  a mental hygiene service provider to the state
   12  commission on quality of care [for the mentally disabled]  AND  ADVOCACY
   13  FOR PERSONS WITH DISABILITIES.
   14    S  63.  Subdivision  38  of  section  2  of the social services law is
   15  amended by adding four new paragraphs (f), (g), (h) and (i) to  read  as
   16  follows:
   17    (F)  "VERIFICATION ORGANIZATION" MEANS AN ENTITY WHICH USES ELECTRONIC
   18  MEANS INCLUDING BUT NOT LIMITED TO CONTEMPORANEOUS  TELEPHONE  VERIFICA-
   19  TION  OR  CONTEMPORANEOUS  VERIFIED  ELECTRONIC DATA TO VERIFY WHETHER A
   20  SERVICE OR ITEM WAS PROVIDED TO AN ELIGIBLE MEDICAID RECIPIENT. FOR EACH
   21  SERVICE OR ITEM THE VERIFICATION ORGANIZATION SHALL CAPTURE:
   22    (I) THE IDENTITY OF THE INDIVIDUAL PROVIDING SERVICES OR ITEMS TO  THE
   23  MEDICAID RECIPIENT;
   24    (II) THE IDENTITY OF THE MEDICAID RECIPIENT; AND
   25    (III) THE DATE, TIME, DURATION, LOCATION AND TYPE OF SERVICE OR ITEM.
   26    A LIST OF VERIFICATION ORGANIZATIONS SHALL BE JOINTLY DEVELOPED BY THE
   27  DEPARTMENT OF HEALTH AND THE OFFICE OF THE MEDICAID INSPECTOR GENERAL.
   28    (G)  "EXCEPTION  REPORT" MEANS AN ELECTRONIC REPORT CONTAINING ALL THE
   29  DATA FIELDS IN PARAGRAPH (F) OF THIS SUBDIVISION FOR  CONFLICTS  BETWEEN
   30  SERVICES  OR  ITEMS ON THE BASIS OF THE IDENTITY OF THE PERSON PROVIDING
   31  THE SERVICE OR ITEM TO THE MEDICAID RECIPIENT, THE IDENTITY OF THE MEDI-
   32  CAID RECIPIENT, AND/OR TIME, DATE, DURATION OR LOCATION OF SERVICE;
   33    (H) "CONFLICT REPORT" MEANS AN ELECTRONIC REPORT CONTAINING ALL OF THE
   34  DATA FIELDS IN PARAGRAPH (F) OF THIS SUBDIVISION DETAILING INCONGRUITIES
   35  IN SERVICES OR ITEMS BETWEEN SCHEDULING AND/OR LOCATION OF SERVICE  WHEN
   36  COMPARED TO A DUTY ROSTER.
   37    (I)  "PARTICIPATING  PROVIDER"  MEANS  A CERTIFIED HOME HEALTH AGENCY,
   38  LONG TERM HOME HEALTH AGENCY OR PERSONAL CARE PROVIDER WITH TOTAL  MEDI-
   39  CAID REIMBURSEMENTS EXCEEDING FIFTEEN MILLION DOLLARS PER CALENDAR YEAR.
   40    S 64. The social services law is amended by adding a new section 363-e
   41  to read as follows:
   42    S  363-E.  PRECLAIM  REVIEW  FOR  PARTICIPATING  PROVIDERS  OF MEDICAL
   43  ASSISTANCE PROGRAM SERVICES AND ITEMS. EVERY SERVICE OR  ITEM  WITHIN  A
   44  CLAIM  SUBMITTED BY A PARTICIPATING PROVIDER SHALL BE REVIEWED AND VERI-
   45  FIED BY A VERIFICATION ORGANIZATION PRIOR TO SUBMISSION OF  A  CLAIM  TO
   46  THE  DEPARTMENT  OF  HEALTH. THE VERIFICATION ORGANIZATION SHALL DECLARE
   47  EACH SERVICE OR ITEM TO BE VERIFIED OR  UNVERIFIED.  EACH  PARTICIPATING
   48  PROVIDER SHALL RECEIVE AND MAINTAIN REPORTS FROM THE VERIFICATION ORGAN-
   49  IZATION WHICH SHALL CONTAIN DATA ON:
   50    1. VERIFIED SERVICES OR ITEMS, INCLUDING WHETHER A SERVICE APPEARED ON
   51  A CONFLICT OR EXCEPTION REPORT BEFORE VERIFICATION AND HOW THAT CONFLICT
   52  OR EXCEPTION WAS RESOLVED; AND
   53    2.  SERVICES  OR  ITEMS THAT WERE NOT VERIFIED, INCLUDING CONFLICT AND
   54  EXCEPTION REPORT DATA FOR THESE SERVICES.
       S. 2809--B                         164                        A. 4009--B
    1    S 65. Subparagraph (iii) of paragraph (d) of subdivision 1 of  section
    2  367-a  of the social services law, as amended by section 53 of part C of
    3  chapter 58 of the laws of 2008, is amended to read as follows:
    4    (iii)  When  payment under part B of title XVIII of the federal social
    5  security act for items and services provided to eligible persons who are
    6  also beneficiaries under part B of title XVIII  of  the  federal  social
    7  security  act  and for items and services provided to qualified medicare
    8  beneficiaries under part B of title XVIII of the federal social security
    9  act would exceed the amount that otherwise  would  be  made  under  this
   10  title  if provided to an eligible person other than a person who is also
   11  a beneficiary under part B or is a qualified medicare  beneficiary,  the
   12  amount  payable  FOR  SERVICES  COVERED under this title shall be twenty
   13  percent of the amount of any co-insurance  liability  of  such  eligible
   14  persons  pursuant  to  federal  law  were  they not eligible for medical
   15  assistance or  were  they  not  qualified  medicare  beneficiaries  with
   16  respect  to  such benefits under such part B; provided, however, amounts
   17  payable under this title for items and  services  provided  to  eligible
   18  persons who are also beneficiaries under part B or to qualified medicare
   19  beneficiaries  by an ambulance service under the authority of an operat-
   20  ing certificate issued pursuant to article thirty of the  public  health
   21  law,  a  psychologist  licensed under article one hundred fifty-three of
   22  the education law, or a facility under the  authority  of  an  operating
   23  certificate issued pursuant to article sixteen, thirty-one or thirty-two
   24  of  the  mental hygiene law [and with respect to outpatient hospital and
   25  clinic items and services provided by a facility under the authority  of
   26  an  operating certificate issued pursuant to article twenty-eight of the
   27  public health law], shall not be less than the amount  of  any  co-insu-
   28  rance  liability  of  such  eligible  persons or such qualified medicare
   29  beneficiaries, or for which such  eligible  persons  or  such  qualified
   30  medicare  beneficiaries  would be liable under federal law were they not
   31  eligible for medical assistance or  were  they  not  qualified  medicare
   32  beneficiaries with respect to such benefits under part B.
   33    S  65-a.  Subdivision 1 of section 367-a of the social services law is
   34  amended by adding a new paragraph (g) to read as follows:
   35    (G) NOTWITHSTANDING ANY PROVISION OF THIS  SECTION  TO  THE  CONTRARY,
   36  AMOUNTS  PAYABLE  UNDER THIS TITLE FOR MEDICAL ASSISTANCE IN THE FORM OF
   37  HOSPITAL OUTPATIENT SERVICES OR DIAGNOSTIC AND TREATMENT CENTER SERVICES
   38  PURSUANT TO ARTICLE TWENTY-EIGHT OF THE PUBLIC HEALTH  LAW  PROVIDED  TO
   39  ELIGIBLE  PERSONS WHO ARE ALSO BENEFICIARIES UNDER PART B OF TITLE XVIII
   40  OF THE FEDERAL SOCIAL SECURITY ACT SHALL NOT EXCEED THE APPROVED MEDICAL
   41  ASSISTANCE PAYMENT LEVEL LESS THE AMOUNT PAYABLE UNDER PART B.
   42    S 66. Section 2807 of the public health law is amended by adding a new
   43  subdivision 20 to read as follows:
   44    20.  FOR PERIODS ON OR AFTER OCTOBER FIRST, TWO THOUSAND  ELEVEN,  THE
   45  COMMISSIONER  IS  AUTHORIZED  TO SEEK ALL NECESSARY FEDERAL APPROVALS TO
   46  ESTABLISH PAYMENT METHODOLOGIES WITH  "ACCOUNTABLE  CARE  ORGANIZATIONS"
   47  ("ACO")  AS  DESCRIBED  IN  SECTION  EIGHTEEN HUNDRED NINETY-NINE OF THE
   48  FEDERAL SOCIAL SECURITY ACT FOR THE PURPOSE OF  IMPROVING  THE  QUALITY,
   49  COORDINATION   AND  ACCOUNTABILITY  OF  SERVICES  PROVIDED  TO  MEDICAID
   50  FEE-FOR-SERVICE PATIENTS IN NEW YORK. THE  COMMISSIONER  MAY  PROMULGATE
   51  REGULATIONS,  INCLUDING  EMERGENCY REGULATIONS, PERTAINING TO ACOS. SUCH
   52  REGULATIONS SHALL INCLUDE, BUT NOT BE LIMITED TO,  ESTABLISHING  QUALITY
   53  STANDARDS  FOR  ACOS AND ESTABLISHING MECHANISMS FOR RELATING REIMBURSE-
   54  MENT TO THE ACHIEVING OF SUCH QUALITY STANDARDS.
   55    S 67. Section 18 of part B of chapter 58 of the laws of 2010, amending
   56  chapter 474 of the laws of 1996, amending the education  law  and  other
       S. 2809--B                         165                        A. 4009--B
    1  laws  relating  to rates for residential healthcare facilities and other
    2  laws relating to Medicaid payments, is amended to read as follows:
    3    S  18.  Notwithstanding  any contrary provision of law, surcharges and
    4  assessments due and owing pursuant to sections 2807-j, 2807-s and 2807-t
    5  of the public health law for any period prior to January 1, [2010] 2011,
    6  which are paid and accompanied by all required  reports  and  which  are
    7  received  on  or before December 31, [2010] 2011 shall not be subject to
    8  interest or penalties as otherwise provided in such sections,  provided,
    9  however,  that  such  reports  may  be  based on estimates by payors and
   10  designated providers of services of the amounts owed, subject to  subse-
   11  quent  audit  by the commissioner of health or the commissioner's desig-
   12  nee, and provided further, however, with regard to all principal, inter-
   13  est and penalty amounts collected by the commissioner of health prior to
   14  the effective date of this  act,  the  penalty  provisions  of  sections
   15  2807-j,  2807-s and 2807-t of the public health law shall remain in full
   16  force and effect and such amounts collected  shall  not  be  subject  to
   17  further  adjustment  pursuant  to  this  section,  and provided further,
   18  however, that payments of principal amounts of  surcharges  and  assess-
   19  ments  which  were paid late and received prior to the effective date of
   20  this provision, and in regard to which interest and penalty amounts have
   21  not been collected, shall not be subject to such interest and penalties,
   22  and provided, further, however, that  the  provisions  of  this  section
   23  shall  not  apply  to delinquent amounts which have been referred by the
   24  commissioner  of  health  for  recoupment  or   collection   proceeding.
   25  Furthermore,  the  provisions  of  this  section  shall not apply to any
   26  surcharge or assessment payments made in response to a final audit find-
   27  ing issued by the commissioner of health or the commissioner's designee.
   28    S 68. Section 2807-j of the public health law is amended by  adding  a
   29  new subdivision 13 to read as follows:
   30    13. (A) NOTWITHSTANDING ANY INCONSISTENT PROVISIONS OF THIS SECTION OR
   31  ANY OTHER CONTRARY PROVISION OF LAW, FOR PERIODS ON OR AFTER JULY FIRST,
   32  TWO  THOUSAND  ELEVEN,  EACH THIRD PARTY PAYOR WHICH HAS ENTERED INTO AN
   33  ELECTION AGREEMENT WITH THE COMMISSIONER PURSUANT TO SUBDIVISION FIVE OF
   34  THIS SECTION MAY, AS A CONDITION OF SUCH ELECTION, BE  REQUIRED  BY  THE
   35  COMMISSIONER  TO PAY TO THE COMMISSIONER OR THE COMMISSIONER'S DESIGNEE,
   36  A PERCENTAGE SURCHARGE EQUAL TO THE SURCHARGE PERCENT SET FORTH IN PARA-
   37  GRAPH (C) OF SUBDIVISION TWO OF THIS SECTION FOR  THE  SAME  PERIOD  AND
   38  APPLIED TO ALL PAYMENTS MADE BY SUCH THIRD PARTY PAYORS FOR PATIENT CARE
   39  SERVICES  PROVIDED  WITHIN THE STATE OF NEW YORK BY PHYSICIANS IN PHYSI-
   40  CIAN OFFICES OR  IN  URGENT  CARE  FACILITIES  THAT  ARE  NOT  OTHERWISE
   41  LICENSED  PURSUANT  TO  THIS  ARTICLE AND WHICH ARE BILLED AS SURGERY OR
   42  RADIOLOGY SERVICES IN ACCORDANCE WITH THE CURRENT PROCEDURE TERMINOLOGY,
   43  FOURTH EDITION, AS PUBLISHED BY THE AMERICAN MEDICAL ASSOCIATION.
   44    (B) SUCH PAYMENTS SHALL BE MADE AND REPORTED AT THE SAME TIME  AND  IN
   45  THE  SAME MANNER AS THE PAYMENTS AND REPORTS WHICH ARE OTHERWISE SUBMIT-
   46  TED BY EACH THIRD PARTY PAYOR TO THE COMMISSIONER OR THE  COMMISSIONER'S
   47  DESIGNEE IN ACCORDANCE WITH THIS SECTION. SUCH PAYMENTS SHALL BE SUBJECT
   48  TO  AUDIT  BY  THE COMMISSIONER IN THE SAME MANNER AS THE OTHER PAYMENTS
   49  OTHERWISE SUBMITTED AND REPORTED PURSUANT TO THIS SECTION.  THE  COMMIS-
   50  SIONER MAY TAKE ALL MEASURES TO COLLECT DELINQUENT PAYMENTS DUE PURSUANT
   51  TO THIS SUBDIVISION AS ARE OTHERWISE PERMITTED WITH REGARD TO DELINQUENT
   52  PAYMENTS DUE PURSUANT TO OTHER SUBDIVISIONS OF THIS SECTION.
   53    (C)  SURCHARGES  PURSUANT  TO  THIS  SUBDIVISION  SHALL  NOT  APPLY TO
   54  PAYMENTS MADE BY THIRD PARTY PAYORS FOR SERVICES  PROVIDED  TO  PATIENTS
   55  INSURED  BY  MEDICAID  OR  BY  THE  CHILD  HEALTH PLUS PROGRAM OR TO ANY
       S. 2809--B                         166                        A. 4009--B
    1  PATIENT IN A CATEGORY THAT IS EXEMPT FROM SURCHARGE OBLIGATIONS ASSESSED
    2  PURSUANT TO SUBDIVISIONS ONE THROUGH TWELVE OF THIS SECTION.
    3    S 69. Subparagraph (iii) of paragraph (b) of subdivision 25 of section
    4  2808 of the public health law, as added by section 31 of part B of chap-
    5  ter  109  of the laws of 2010, is amended and a new subparagraph (iv) is
    6  added to read as follows:
    7    (iii) payment to a facility for reserved bed days provided  on  behalf
    8  of  such person for non-hospitalization leaves of absence may not exceed
    9  ten days in any twelve month period[.]; AND
   10    (IV) PAYMENTS FOR RESERVED BED  DAYS  FOR  TEMPORARY  HOSPITALIZATIONS
   11  SHALL  ONLY  BE  MADE  TO A RESIDENTIAL HEALTH CARE FACILITY IF AT LEAST
   12  FIFTY PERCENT OF THE FACILITY'S RESIDENTS ELIGIBLE TO PARTICIPATE  IN  A
   13  MEDICARE MANAGED CARE PLAN ARE ENROLLED IN SUCH A PLAN.
   14    S 70. Subdivision 1 of section 2801 of the public health law, as sepa-
   15  rately  amended  by chapters 297 and 416 of the laws of 1983, is amended
   16  to read as follows:
   17    1. "Hospital" means a facility or institution engaged  principally  in
   18  providing services by or under the supervision of a physician or, in the
   19  case  of  a  dental  clinic  or dental dispensary, of a dentist, for the
   20  prevention, diagnosis or  treatment  of  human  disease,  pain,  injury,
   21  deformity or physical condition, including, but not limited to, a gener-
   22  al  hospital, public health center, diagnostic center, treatment center,
   23  dental clinic, dental dispensary, rehabilitation  center  other  than  a
   24  facility used solely for vocational rehabilitation, nursing home, tuber-
   25  culosis  hospital,  chronic disease hospital, maternity hospital, lying-
   26  in-asylum, out-patient department, out-patient lodge, dispensary  and  a
   27  laboratory  or  central service facility serving one or more such insti-
   28  tutions, but the term hospital shall not include an  institution,  sani-
   29  tarium  or  other facility engaged principally in providing services for
   30  the prevention, diagnosis or treatment of mental disability and which is
   31  subject to [the powers of visitation, examination, inspection and inves-
   32  tigation of the department of mental hygiene except for  those  distinct
   33  parts of] LICENSURE UNDER THE MENTAL HYGIENE LAW, ALTHOUGH such a facil-
   34  ity  which  [provide] ALSO PROVIDES hospital service SHALL BE SUBJECT TO
   35  THE POWERS OF VISITATION, EXAMINATION, INSPECTION AND  INVESTIGATION  OF
   36  THE  DEPARTMENT.  The  provisions  of  this article shall not apply to a
   37  facility or institution engaged principally in providing services by  or
   38  under the supervision of the bona fide members and adherents of a recog-
   39  nized religious organization whose teachings include reliance on spirit-
   40  ual  means through prayer alone for healing in the practice of the reli-
   41  gion of such organization and where services are provided in  accordance
   42  with those teachings.
   43    S  71.  Subdivision (a) of section 16.03 of the mental hygiene law, as
   44  added by chapter 786 of the laws of 1983,  paragraph  3  as  amended  by
   45  chapter 555 of the laws of 1993, is amended to read as follows:
   46    (a)  No  provider  of  services  shall  engage in any of the following
   47  activities without an operating certificate issued by  the  commissioner
   48  pursuant to this article:
   49    (1)  Operation of a residential facility for the care and treatment of
   50  the mentally retarded or developmentally  disabled  including  a  family
   51  care home.
   52    (2)  [Operation  of  any  distinct part of a general hospital or other
   53  facility possessing an operating certificate, pursuant to article  twen-
   54  ty-eight  of  the public health law, operated for the primary purpose of
   55  providing residential  or  non-residential  services  for  the  mentally
   56  retarded or developmentally disabled.
       S. 2809--B                         167                        A. 4009--B
    1    (3)]  Operation  of  a  facility established or maintained by a public
    2  agency, board, or commission, or by a corporation or  voluntary  associ-
    3  ation  for  the rendition of out-patient or non-residential services for
    4  the mentally retarded or developmentally  disabled;  provided,  however,
    5  that  such  operation  shall  not  be deemed to include (i) professional
    6  practice, within the scope of  a  professional  license  or  certificate
    7  issued  by an agency of the state, by an individual practitioner or by a
    8  partnership of such individuals or by a professional service corporation
    9  duly incorporated pursuant to the  business  corporation  law  or  by  a
   10  university  faculty  practice  corporation duly incorporated pursuant to
   11  the not-for-profit corporation  law  or  (ii)  non-residential  services
   12  which  are  licensed,  supervised,  or operated by another agency of the
   13  state, PROVIDED, HOWEVER, THAT SUCH OPERATION SHALL BE SUBJECT TO  VISI-
   14  TATION,  EXAMINATION,  INSPECTION AND INVESTIGATION OF THE COMMISSIONER,
   15  and non-residential services which are chartered or issued a certificate
   16  of incorporation pursuant to the education law or (iii)  pastoral  coun-
   17  seling  by a clergyman or minister, including those defined as clergyman
   18  or minister by section two of the religious corporations law.
   19    S 72. Subdivision (a) of section 31.02 of the mental hygiene  law,  as
   20  amended  by  chapter  804 of the laws of 1975 and such section as renum-
   21  bered by chapter 978 of the laws of 1977,  paragraph  3  as  amended  by
   22  chapter  555 of the laws of 1993, paragraph 4 as added by chapter 947 of
   23  the laws of 1981, paragraph 5 as added by chapter 351  of  the  laws  of
   24  1985,  and  paragraph  6 as added by chapter 723 of the laws of 1989, is
   25  amended to read as follows:
   26    (a) Except as provided in subdivision (b) of this section no  provider
   27  of  services  shall engage in any of the following activities without an
   28  operating certificate issued by the commissioner pursuant to this  arti-
   29  cle:
   30    1.  operation  of  a  residential facility or institution, including a
   31  community residence, for the care, custody, or treatment of the mentally
   32  disabled; provided, however, that giving domestic care and comfort to  a
   33  person in the home shall not constitute such an operation.
   34    2.  [operation  of  any  part of a general hospital for the purpose of
   35  providing residential or non-residential services for the mentally disa-
   36  bled.
   37    3.] operation of a facility established  or  maintained  by  a  public
   38  agency,  board,  or commission, or by a corporation for the rendition of
   39  out-patient or  non-residential  services  for  the  mentally  disabled;
   40  provided,  however,  that  such operation shall not be deemed to include
   41  (i) professional practice, within the scope of a professional license or
   42  certificate issued by an agency of the state, by an  individual  practi-
   43  tioner  or  by  a  partnership  of such individuals or by a professional
   44  service corporation duly incorporated pursuant to  the  business  corpo-
   45  ration law or by a university faculty practice corporation duly incorpo-
   46  rated  pursuant  to the not-for-profit corporation law or (ii) non-resi-
   47  dential services which are licensed, supervised, or operated by  another
   48  agency  of  the  state,  PROVIDED, HOWEVER, THAT SUCH OPERATION SHALL BE
   49  SUBJECT TO VISITATION, EXAMINATION, INSPECTION AND INVESTIGATION OF  THE
   50  COMMISSIONER,  and nonresidential services which are chartered or issued
   51  a certificate of incorporation pursuant to the education  law  or  (iii)
   52  pastoral  counseling by a clergyman or minister, including those defined
   53  as clergyman or minister by section two of  the  religious  corporations
   54  law.
   55    [4.] 3. operation of a residential treatment facility for children and
   56  youth.
       S. 2809--B                         168                        A. 4009--B
    1    [5.] 4. operation of a residential care center for adults.
    2    [6.] 5. operation of a comprehensive psychiatric emergency program.
    3    S  73.  Subdivision (a) of section 32.05 of the mental hygiene law, as
    4  added by chapter 558 of the laws of 1999, is amended to read as follows:
    5    (a) Except as provided in subdivision (b) of this section no  provider
    6  of  services  shall engage in any of the following activities without an
    7  operating certificate issued by the commissioner pursuant to this  arti-
    8  cle:
    9    1. operation of a residential program, including a community residence
   10  for  the  care, custody, or treatment of persons suffering from chemical
   11  abuse or dependence; provided, however, that giving  domestic  care  and
   12  comfort  to a person in the home shall not constitute such an operation;
   13  OR
   14    2. [operation of a discrete unit  of  a  hospital  or  other  facility
   15  possessing  an operating certificate pursuant to article twenty-eight of
   16  the public health law for the purpose of providing residential  or  non-
   17  residential chemical dependence services; or
   18    3.]  operation of a program established or maintained by a provider of
   19  services for the rendition of out-patient  or  non-residential  chemical
   20  dependence services; provided, however, that such operation shall not be
   21  deemed  to  include  (i)  professional  practice,  within the scope of a
   22  professional license or certificate issued by an agency of the state, by
   23  an appropriately licensed individual or by a partnership of  such  indi-
   24  viduals,  or  by  a  professional  service corporation duly incorporated
   25  pursuant to the business corporation law wherein all professionals  bear
   26  the  same  professional license, or a university faculty practice corpo-
   27  ration duly incorporated pursuant to the not-for-profit corporation law,
   28  unless more than fifty percent of such practice by  either  such  corpo-
   29  ration  consists  of  the  rendering of chemical dependence services; or
   30  (ii) non-residential services which are chartered or  issued  a  certif-
   31  icate  of incorporation pursuant to the education law; or (iii) pastoral
   32  counseling by a clergyman or minister, including those defined as  cler-
   33  gyman  or  minister by section two of the religious corporations law; or
   34  (iv) services which are exclusively prevention strategies and approaches
   35  as defined in section 1.03 of this chapter.
   36    S 74. Section 366 of the social services law is amended  by  adding  a
   37  new subdivision 14 to read as follows:
   38    14.  THE  COMMISSIONER  OF HEALTH MAY MAKE ANY AVAILABLE AMENDMENTS TO
   39  THE STATE PLAN FOR MEDICAL  ASSISTANCE  SUBMITTED  PURSUANT  TO  SECTION
   40  THREE  HUNDRED  SIXTY-THREE-A  OF THIS TITLE, OR, IF AN AMENDMENT IS NOT
   41  POSSIBLE, DEVELOP AND SUBMIT AN APPLICATION FOR ANY WAIVER  OR  APPROVAL
   42  UNDER THE FEDERAL SOCIAL SECURITY ACT THAT MAY BE NECESSARY TO DISREGARD
   43  OR EXEMPT AN AMOUNT OF INCOME, FOR THE PURPOSE OF ASSISTING WITH HOUSING
   44  COSTS,  FOR  INDIVIDUALS RECEIVING COVERAGE OF NURSING FACILITY SERVICES
   45  UNDER THIS TITLE WHO ARE: (I) DISCHARGED FROM THE  NURSING  FACILITY  TO
   46  THE  COMMUNITY;  (II)  ENROLLED  IN A PLAN CERTIFIED PURSUANT TO SECTION
   47  FORTY-FOUR HUNDRED THREE-F OF THE PUBLIC HEALTH LAW; AND (III) WHILE  SO
   48  ENROLLED,  NOT  CONSIDERED AN "INSTITUTIONALIZED SPOUSE" FOR PURPOSES OF
   49  SECTION THREE HUNDRED SIXTY-SIX-C OF THIS TITLE.
   50    S 75. Intentionally Omitted.
   51    S 76. Subdivision 6 of section 364-i of the  social  services  law  is
   52  amended by adding a new paragraph (a-2) to read as follows:
   53    (A-2)  AT THE TIME OF APPLICATION FOR PRESUMPTIVE ELIGIBILITY PURSUANT
   54  TO THIS SUBDIVISION, A PREGNANT WOMAN WHO RESIDES IN A  SOCIAL  SERVICES
   55  DISTRICT  THAT HAS IMPLEMENTED THE STATE'S MANAGED CARE PROGRAM PURSUANT
   56  TO SECTION THREE HUNDRED  SIXTY-FOUR-J  OF  THIS  TITLE  MUST  CHOOSE  A
       S. 2809--B                         169                        A. 4009--B
    1  MANAGED  CARE  PROVIDER. IF A MANAGED CARE PROVIDER IS NOT CHOSEN AT THE
    2  TIME OF APPLICATION, THE PREGNANT WOMAN WILL BE ASSIGNED  TO  A  MANAGED
    3  CARE PROVIDER IN ACCORDANCE WITH SUBPARAGRAPHS (II), (III), (IV) AND (V)
    4  OF   PARAGRAPH   (F)  OF  SUBDIVISION  FOUR  OF  SECTION  THREE  HUNDRED
    5  SIXTY-FOUR-J OF THIS TITLE.
    6    S 77. Paragraphs (b), (c), (d) and (f) of  subdivision  3  of  section
    7  364-j  of  the social services law are REPEALED, paragraph (e) is relet-
    8  tered paragraph (d), and two new paragraphs (b) and  (c)  are  added  to
    9  read as follows:
   10    (B)  THE FOLLOWING MEDICAL ASSISTANCE RECIPIENTS SHALL NOT BE REQUIRED
   11  TO PARTICIPATE IN A MANAGED CARE PROGRAM ESTABLISHED  PURSUANT  TO  THIS
   12  SECTION:
   13    (I) INDIVIDUALS WITH A CHRONIC MEDICAL CONDITION WHO ARE BEING TREATED
   14  BY  A  SPECIALIST  PHYSICIAN  THAT IS NOT ASSOCIATED WITH A MANAGED CARE
   15  PROVIDER IN THE INDIVIDUAL'S SOCIAL SERVICES DISTRICT MAY DEFER  PARTIC-
   16  IPATION  IN  THE MANAGED CARE PROGRAM FOR SIX MONTHS OR UNTIL THE COURSE
   17  OF TREATMENT IS COMPLETE, WHICHEVER OCCURS FIRST; AND
   18    (II) NATIVE AMERICANS.
   19    (C) THE FOLLOWING MEDICAL ASSISTANCE RECIPIENTS SHALL NOT BE  ELIGIBLE
   20  TO  PARTICIPATE  IN  A MANAGED CARE PROGRAM ESTABLISHED PURSUANT TO THIS
   21  SECTION:
   22    (I) A PERSON ELIGIBLE FOR MEDICARE PARTICIPATING IN A CAPITATED DEMON-
   23  STRATION PROGRAM FOR LONG TERM CARE;
   24    (II) AN INFANT LIVING WITH AN INCARCERATED MOTHER IN A STATE OR  LOCAL
   25  CORRECTIONAL FACILITY AS DEFINED IN SECTION TWO OF THE CORRECTION LAW;
   26    (III)  A  PERSON WHO IS EXPECTED TO BE ELIGIBLE FOR MEDICAL ASSISTANCE
   27  FOR LESS THAN SIX MONTHS;
   28    (IV) A PERSON WHO IS ELIGIBLE FOR  MEDICAL  ASSISTANCE  BENEFITS  ONLY
   29  WITH RESPECT TO TUBERCULOSIS-RELATED SERVICES;
   30    (V) INDIVIDUALS RECEIVING HOSPICE SERVICES AT TIME OF ENROLLMENT;
   31    (VI)  A  PERSON WHO HAS PRIMARY MEDICAL OR HEALTH CARE COVERAGE AVAIL-
   32  ABLE FROM OR UNDER A  THIRD-PARTY  PAYOR  WHICH  MAY  BE  MAINTAINED  BY
   33  PAYMENT,  OR  PART PAYMENT, OF THE PREMIUM OR COST SHARING AMOUNTS, WHEN
   34  PAYMENT OF SUCH PREMIUM OR COST SHARING AMOUNTS WOULD BE COST-EFFECTIVE,
   35  AS DETERMINED BY THE LOCAL SOCIAL SERVICES DISTRICT;
   36    (VII) A PERSON RECEIVING FAMILY PLANNING SERVICES PURSUANT TO SUBPARA-
   37  GRAPH ELEVEN OF PARAGRAPH  (A)  OF  SUBDIVISION  ONE  OF  SECTION  THREE
   38  HUNDRED SIXTY-SIX OF THIS TITLE;
   39    (VIII)  A  PERSON  WHO  IS ELIGIBLE FOR MEDICAL ASSISTANCE PURSUANT TO
   40  PARAGRAPH (V) OF SUBDIVISION FOUR OF SECTION THREE HUNDRED SIXTY-SIX  OF
   41  THIS TITLE; AND
   42    (IX)  A PERSON WHO IS MEDICARE/MEDICAID DUALLY ELIGIBLE AND WHO IS NOT
   43  ENROLLED IN A MEDICARE MANAGED CARE PLAN.
   44    S 77-a. Paragraph (g) of subdivision 3 of section 364-j of the  social
   45  services law, as amended by chapter 649 of the laws of 1996, and subpar-
   46  agraph  (i) as amended by section 30 of part C of chapter 58 of the laws
   47  of 2008, is amended to read as follows:
   48    [(g)] (E) The following categories of individuals [will  not]  MAY  be
   49  required  to  enroll  with  a  managed care program [until] WHEN program
   50  features and reimbursement rates are approved  by  the  commissioner  of
   51  health  and,  as  appropriate,  the  [commissioner] COMMISSIONERS of THE
   52  DEPARTMENT OF mental health, THE OFFICE FOR PERSONS  WITH  DEVELOPMENTAL
   53  DISABILITIES, AND THE OFFICE OF ALCOHOL AND SUBSTANCE ABUSE SERVICES:
   54    (i)  an individual dually eligible for medical assistance and benefits
   55  under the federal Medicare program and enrolled in  a  Medicare  managed
   56  care  plan  offered  by  an entity that is also a managed care provider;
       S. 2809--B                         170                        A. 4009--B
    1  provided that (notwithstanding paragraph (g) of subdivision four of this
    2  section):
    3    (a) if the individual changes his or her Medicare managed care plan as
    4  authorized  by  title  XVIII  of  the  federal  social security act, and
    5  enrolls in another Medicare managed care plan that  is  also  a  managed
    6  care  provider, the individual shall be (if required by the commissioner
    7  under this paragraph) enrolled in that managed care provider;
    8    (b) if the individual changes his or her Medicare managed care plan as
    9  authorized by title XVIII  of  the  federal  social  security  act,  but
   10  enrolls in another Medicare managed care plan that is not also a managed
   11  care provider, the individual shall be disenrolled from the managed care
   12  provider  in  which he or she was enrolled and withdraw from the managed
   13  care program;
   14    (c) if the individual disenrolls from his or her Medicare managed care
   15  plan as authorized by title XVIII of the federal  social  security  act,
   16  and  does not enroll in another Medicare managed care plan, the individ-
   17  ual shall be disenrolled from the managed care provider in which  he  or
   18  she was enrolled and withdraw from the managed care program;
   19    (d)  nothing  herein shall require an individual enrolled in a managed
   20  long term care plan, pursuant to section forty-four hundred  three-f  of
   21  the public health law, to disenroll from such program.
   22    (ii) an individual eligible for supplemental security income;
   23    (iii) HIV positive individuals; [and]
   24    (iv)  persons with serious mental illness and children and adolescents
   25  with serious emotional disturbances, as defined  in  section  forty-four
   26  hundred one of the public health law[.];
   27    (V)  A  PERSON RECEIVING SERVICES PROVIDED BY A RESIDENTIAL ALCOHOL OR
   28  SUBSTANCE ABUSE PROGRAM OR FACILITY FOR THE MENTALLY RETARDED;
   29    (VI) A PERSON RECEIVING SERVICES  PROVIDED  BY  AN  INTERMEDIATE  CARE
   30  FACILITY  FOR THE MENTALLY RETARDED OR WHO HAS CHARACTERISTICS AND NEEDS
   31  SIMILAR TO SUCH PERSONS;
   32    (VII) A  PERSON  WITH  A  DEVELOPMENTAL  OR  PHYSICAL  DISABILITY  WHO
   33  RECEIVES  HOME  AND  COMMUNITY-BASED  SERVICES  OR CARE-AT-HOME SERVICES
   34  THROUGH EXISTING WAIVERS UNDER SECTION NINETEEN HUNDRED FIFTEEN  (C)  OF
   35  THE  FEDERAL  SOCIAL  SECURITY  ACT OR WHO HAS CHARACTERISTICS AND NEEDS
   36  SIMILAR TO SUCH PERSONS;
   37    (VIII) A PERSON WHO IS ELIGIBLE FOR  MEDICAL  ASSISTANCE  PURSUANT  TO
   38  SUBPARAGRAPH  TWELVE OR SUBPARAGRAPH THIRTEEN OF PARAGRAPH (A) OF SUBDI-
   39  VISION ONE OF SECTION THREE HUNDRED SIXTY-SIX OF THIS TITLE;
   40    (IX) A PERSON RECEIVING SERVICES PROVIDED BY A LONG TERM  HOME  HEALTH
   41  CARE  PROGRAM, OR A PERSON RECEIVING INPATIENT SERVICES IN A STATE-OPER-
   42  ATED PSYCHIATRIC FACILITY OR A RESIDENTIAL TREATMENT FACILITY FOR  CHIL-
   43  DREN AND YOUTH;
   44    (X)  CERTIFIED  BLIND  OR  DISABLED  CHILDREN LIVING OR EXPECTED TO BE
   45  LIVING SEPARATE AND APART FROM THE PARENT FOR THIRTY DAYS OR MORE;
   46    (XI) RESIDENTS OF NURSING FACILITIES;
   47    (XII) A FOSTER CHILD IN THE PLACEMENT OF A VOLUNTARY AGENCY OR IN  THE
   48  DIRECT CARE OF THE LOCAL SOCIAL SERVICES DISTRICT;
   49    (XIII) A PERSON OR FAMILY THAT IS HOMELESS; AND
   50    (XIV)  INDIVIDUALS  FOR  WHOM A MANAGED CARE PROVIDER IS NOT GEOGRAPH-
   51  ICALLY ACCESSIBLE SO AS TO REASONABLY PROVIDE SERVICES TO THE PERSON.  A
   52  MANAGED  CARE  PROVIDER  IS  NOT GEOGRAPHICALLY ACCESSIBLE IF THE PERSON
   53  CANNOT ACCESS THE  PROVIDER'S  SERVICES  IN  A  TIMELY  FASHION  DUE  TO
   54  DISTANCE OR TRAVEL TIME.
       S. 2809--B                         171                        A. 4009--B
    1    S  78.  Subparagraph  (v) of paragraph (e) of subdivision 4 of section
    2  364-j of the social services law, as amended by section 14 of part C  of
    3  chapter 58 of the laws of 2004, is amended to read as follows:
    4    (v)  Upon  delivery  of  the  pre-enrollment  information,  the  local
    5  district or the enrollment organization shall certify the  participant's
    6  receipt  of such information. Upon verification that the participant has
    7  received  the  pre-enrollment  education  information,  a  managed  care
    8  provider,  a  local district or the enrollment organization may enroll a
    9  participant into a managed care provider. Managed  care  providers  must
   10  submit enrollment forms to the local department of social services. Upon
   11  enrollment,  participants  will  sign an attestation that they have been
   12  informed that: participants have a choice  of  managed  care  providers;
   13  participants have a choice of primary care practitioners; and, except as
   14  otherwise  provided  in  this  section, including but not limited to the
   15  exceptions listed in subparagraph (iii) of paragraph (a) of this  subdi-
   16  vision, participants must exclusively use their primary care practition-
   17  ers and plan providers. The commissioner of health [or with respect to a
   18  managed  care  plan  serving participants in a city with a population of
   19  over two million, the local department of social services in such city,]
   20  may suspend or curtail enrollment or impose  sanctions  for  failure  to
   21  appropriately notify clients as required in this subparagraph.
   22    S  79.  Subparagraph  (i) of paragraph (f) of subdivision 4 of section
   23  364-j of the social services law, as amended by section 14 of part C  of
   24  chapter 58 of the laws of 2004, is amended to read as follows:
   25    (i)  Participants  SHALL CHOOSE A MANAGED CARE PROVIDER AT THE TIME OF
   26  APPLICATION FOR MEDICAL ASSISTANCE; IF THE PARTICIPANT DOES  NOT  CHOOSE
   27  SUCH  A  PROVIDER  THE  COMMISSIONER  SHALL ASSIGN SUCH PARTICIPANT TO A
   28  MANAGED CARE PROVIDER IN ACCORDANCE WITH SUBPARAGRAPHS (II), (III), (IV)
   29  AND (V) OF THIS PARAGRAPH. PARTICIPANTS ALREADY IN  RECEIPT  OF  MEDICAL
   30  ASSISTANCE  shall  have  no  less than [sixty] THIRTY days from the date
   31  selected by the district to enroll in the managed care program to select
   32  a managed care provider, and as appropriate,  a  mental  health  special
   33  needs  plan,  and shall be provided with information to make an informed
   34  choice. Where a participant has not selected such a provider  or  mental
   35  health  special needs plan, the commissioner of health shall assign such
   36  participant to a managed care provider, and as appropriate, to a  mental
   37  health  special  needs plan, taking into account capacity and geographic
   38  accessibility. The commissioner may after the period of time established
   39  in subparagraph (ii) of this paragraph assign participants to a  managed
   40  care provider taking into account quality performance criteria and cost.
   41  Provided however, cost criteria shall not be of greater value than qual-
   42  ity criteria in assigning participants.
   43    S  80.  Paragraphs (d), (e), and (f) of subdivision 5 of section 364-j
   44  of the social services law, as added by section 15 of part C of  chapter
   45  58 of the laws of 2004, are amended to read as follows:
   46    (d)  Notwithstanding  any  inconsistent  provision  of  this title and
   47  section one hundred sixty-three of the state finance  law,  the  commis-
   48  sioner  of  health [or the local department of social services in a city
   49  with a population of over two million] may contract  with  managed  care
   50  providers  approved  under  paragraph (b) of this subdivision, without a
   51  competitive bid or request for proposal process, to provide coverage for
   52  participants pursuant to this title.
   53    (e) Notwithstanding any  inconsistent  provision  of  this  title  and
   54  section  one  hundred  forty-three  of  the economic development law, no
   55  notice in the procurement opportunities newsletter shall be required for
   56  contracts awarded by the commissioner of health [or the local department
       S. 2809--B                         172                        A. 4009--B
    1  of social services in a city with a population of over two million],  to
    2  qualified managed care providers pursuant to this section.
    3    (f)  The  care  and  services  described  in  subdivision four of this
    4  section will be furnished by a managed care  provider  pursuant  to  the
    5  provisions  of  this section when such services are furnished in accord-
    6  ance with an agreement with the  department  of  health  [or  the  local
    7  department  of  social  services in a city with a population of over two
    8  million], and meet applicable federal law and regulations.
    9    S 81. Paragraph (k) of subdivision 2 of section 365-a  of  the  social
   10  services  law, as amended by chapter 659 of the laws of 1997, is amended
   11  to read as follows:
   12    (k) care and services furnished by an entity offering a  comprehensive
   13  health  services  plan,  including an entity that has received a certif-
   14  icate of  authority  pursuant  to  sections  forty-four  hundred  three,
   15  forty-four  hundred  three-a or forty-four hundred eight-a of the public
   16  health law (as added by chapter six hundred thirty-nine of the  laws  of
   17  nineteen  hundred  ninety-six)  or  a  health  maintenance  organization
   18  authorized under article forty-three of the insurance law,  to  eligible
   19  individuals  residing in the geographic area served by such entity, when
   20  such services are furnished in accordance with an agreement approved  by
   21  the  department  which  meets  the requirements of federal law and regu-
   22  lations [provided, that  no  such  agreement  shall  allow  for  medical
   23  assistance payments on a capitated basis for nursing facility, home care
   24  or  other  long  term  care  services of a duration and scope defined in
   25  regulations of the department of health promulgated pursuant to  section
   26  forty-four  hundred three-f of the public health law, unless such entity
   27  has received a certificate of authority as a managed long term care plan
   28  or is an operating demonstration or is an  approved  managed  long  term
   29  care demonstration, pursuant to such section].
   30    S  82.  Paragraph  (a) of subdivision 1 of section 367-f of the social
   31  services law, as amended by section 37 of part D of chapter  58  of  the
   32  laws of 2009, is amended to read as follows:
   33    (a)  "Medicaid  extended  coverage" shall mean eligibility for medical
   34  assistance (i) without regard to the resource  requirements  of  section
   35  three  hundred  sixty-six of this title, or in the case of an individual
   36  covered under an insurance policy or certificate described  in  subdivi-
   37  sion two of this section that provided a residential health care facili-
   38  ty  benefit  less  than [three] TWO years in duration, without consider-
   39  ation of an amount of resources equivalent  to  the  value  of  benefits
   40  received  by  the individual under such policy or certificate, as deter-
   41  mined under the rules of the partnership  for  long-term  care  program;
   42  (ii)  without  regard  to  the  recovery  of medical assistance from the
   43  estates of individuals and the imposition  of  liens  on  the  homes  of
   44  persons pursuant to section three hundred sixty-nine of this title, with
   45  respect  to resources exempt from consideration pursuant to subparagraph
   46  (i) of this paragraph; provided, however, that nothing in  this  section
   47  shall  prevent  the imposition of a lien or recovery against property of
   48  an individual on account of medical  assistance  incorrectly  paid;  and
   49  (iii)  based on an income eligibility standard for married couples equal
   50  to the amount of the minimum monthly maintenance needs allowance defined
   51  in paragraph (h) of subdivision two of section three hundred sixty-six-c
   52  of this title, and for single individuals  equal  to  one-half  of  such
   53  amount;  provided, however, that the commissioner of health shall not be
   54  required to implement the provisions of this subparagraph if the use  of
   55  such  income  eligibility  standards  will  result  in a loss of federal
   56  financial participation in  the  costs  of  Medicaid  extended  coverage
       S. 2809--B                         173                        A. 4009--B
    1  furnished  in  accordance  with subparagraphs (i) and (ii) of this para-
    2  graph.
    3    S  83.  Subdivision  1  of  section  190 of the tax law, as amended by
    4  section 17 of part B of chapter 58 of the laws of 2004,  is  amended  to
    5  read as follows:
    6    1.  General.  A  taxpayer  shall  be  allowed a credit against the tax
    7  imposed by this article, other  than  the  taxes  and  fees  imposed  by
    8  sections  one hundred eighty and one hundred eighty-one of this article,
    9  equal to [twenty] FORTY percent of the premium paid during  the  taxable
   10  year  for long-term care insurance. In order to qualify for such credit,
   11  the taxpayer's premium payment must  be  for  the  purchase  of  or  for
   12  continuing  coverage under a long-term care insurance policy that quali-
   13  fies for such credit pursuant to section one thousand one hundred seven-
   14  teen of the insurance law.
   15    S 84. Paragraph (a) of subdivision 25-a of section 210 of the tax law,
   16  as amended by section 18 of part B of chapter 58 of the laws of 2004, is
   17  amended to read as follows:
   18    (a) A taxpayer shall be allowed a credit against the  tax  imposed  by
   19  this  article equal to [twenty] FORTY percent of the premium paid during
   20  the taxable year for long-term care insurance. In order to  qualify  for
   21  such  credit, the taxpayer's premium payment must be for the purchase of
   22  or for continuing coverage under a long-term care insurance policy  that
   23  qualifies  for  such credit pursuant to section one thousand one hundred
   24  seventeen of the insurance law.
   25    S 85. Paragraph 1 of subsection (aa) of section 606 of the tax law, as
   26  amended by section 1 of part P of chapter 61 of the  laws  of  2005,  is
   27  amended to read as follows:
   28    (1)  Residents.  A  taxpayer shall be allowed a credit against the tax
   29  imposed by this article equal to [twenty] FORTY percent of  the  premium
   30  paid  during  the taxable year for long-term care insurance. In order to
   31  qualify for such credit, the taxpayer's premium payment must be for  the
   32  purchase  of or for continuing coverage under a long-term care insurance
   33  policy that qualifies for such credit pursuant to section  one  thousand
   34  one  hundred seventeen of the insurance law. If the amount of the credit
   35  allowable under this subsection for any taxable year  shall  exceed  the
   36  taxpayer's  tax  for  such  year,  the excess may be carried over to the
   37  following year or years and may be deducted from the taxpayer's tax  for
   38  such year or years.
   39    S 86. Paragraph 1 of subsection (k) of section 1456 of the tax law, as
   40  amended  by  section  20 of part B of chapter 58 of the laws of 2004, is
   41  amended to read as follows:
   42    (1) A taxpayer shall be allowed a credit against the  tax  imposed  by
   43  this  article equal to [twenty] FORTY percent of the premium paid during
   44  the taxable year for long-term care insurance. In order to  qualify  for
   45  such  credit, the taxpayer's premium payment must be for the purchase of
   46  or for continuing coverage under a long-term care insurance policy  that
   47  qualifies  for  such credit pursuant to section one thousand one hundred
   48  seventeen of the insurance law.
   49    S 87. Paragraph 1 of subdivision (m) of section 1511 of the  tax  law,
   50  as amended by section 21 of part B of chapter 58 of the laws of 2004, is
   51  amended to read as follows:
   52    (1)  A  taxpayer  shall be allowed a credit against the tax imposed by
   53  this article equal to [twenty] FORTY percent of the premium paid  during
   54  the  taxable  year for long-term care insurance. In order to qualify for
   55  such credit, the taxpayer's premium payment must be for the purchase  of
   56  or  for continuing coverage under a long-term care insurance policy that
       S. 2809--B                         174                        A. 4009--B
    1  qualifies for such credit pursuant to section one thousand  one  hundred
    2  seventeen of the insurance law.
    3    S 88. Subparagraph 11 of paragraph (a) of subdivision 1 of section 366
    4  of the social services law, as amended by section 1-h of part C of chap-
    5  ter 58 of the laws of 2007, is amended to read as follows:
    6    (11)  for  purposes of receiving family planning services eligible for
    7  reimbursement by the federal government at a rate of ninety percent,  is
    8  not  otherwise  eligible  for medical assistance and whose income is two
    9  hundred percent or less of the comparable federal income official pover-
   10  ty line (as defined and annually revised by the United States department
   11  of health and human  services);  provided,  however,  that  such  ninety
   12  percent  limitation  shall not apply to those services identified by the
   13  commissioner of health as services,  including  treatment  for  sexually
   14  transmitted  diseases,  generally performed as part of or as a follow-up
   15  to a service eligible for such ninety  percent  reimbursement;  PROVIDED
   16  FURTHER  THAT  THE  COMMISSIONER  OF  HEALTH  IS AUTHORIZED TO ESTABLISH
   17  CRITERIA FOR PRESUMPTIVE ELIGIBILITY FOR SERVICES PROVIDED  PURSUANT  TO
   18  THIS  SUBPARAGRAPH  IN  ACCORDANCE  WITH  ALL APPLICABLE REQUIREMENTS OF
   19  FEDERAL LAW OR REGULATION PERTAINING TO SUCH  ELIGIBILITY.  The  commis-
   20  sioner  of  health  shall  submit whatever waiver applications as may be
   21  necessary  to  receive  federal  financial  participation  for  services
   22  provided under this subparagraph and the provisions of this subparagraph
   23  shall  be  effective  if  and  so long as such federal financial partic-
   24  ipation shall be available; or
   25    S 89. Paragraph (e) of subdivision 2 of section 365-a  of  the  social
   26  services  law, as amended by chapter 170 of the laws of 1994, is amended
   27  to read as follows:
   28    (e) (I) personal care services, including personal emergency  response
   29  services,  shared aide and an individual aide, SUBJECT TO THE PROVISIONS
   30  OF SUBPARAGRAPHS (II), (III), AND (IV) OF THIS PARAGRAPH,  furnished  to
   31  an individual who is not an inpatient or resident of a hospital, nursing
   32  facility,  intermediate  care  facility  for  the  mentally retarded, or
   33  institution for mental disease, as determined to  meet  the  recipient's
   34  needs  for assistance when cost effective and appropriate [in accordance
   35  with section three  hundred  sixty-seven-k  and  section  three  hundred
   36  sixty-seven-o  of  this  title],  and when prescribed by a physician, in
   37  accordance with the recipient's plan of treatment and provided by  indi-
   38  viduals  who  are qualified to provide such services, who are supervised
   39  by a registered nurse and who are not members of the recipient's family,
   40  and furnished in the recipient's home or other location;
   41    (II) THE  COMMISSIONER  IS  AUTHORIZED  TO  ADOPT  STANDARDS  FOR  THE
   42  PROVISION  AND MANAGEMENT OF SERVICES AVAILABLE UNDER THIS PARAGRAPH FOR
   43  INDIVIDUALS WHOSE NEED FOR SUCH SERVICES EXCEEDS A SPECIFIED LEVEL TO BE
   44  DETERMINED BY THE COMMISSIONER;
   45    (III) THE COMMISSIONER IS AUTHORIZED TO PROVIDE ASSISTANCE TO  PERSONS
   46  RECEIVING SERVICES UNDER THIS PARAGRAPH WHO ARE TRANSITIONING TO RECEIV-
   47  ING  CARE  FROM  A  MANAGED  LONG  TERM  CARE PLAN CERTIFIED PURSUANT TO
   48  SECTION FORTY-FOUR HUNDRED THREE-F OF THE PUBLIC HEALTH LAW;
   49    (IV) PERSONAL CARE SERVICES AVAILABLE PURSUANT TO THIS PARAGRAPH SHALL
   50  NOT EXCEED EIGHT HOURS PER WEEK FOR INDIVIDUALS WHOSE NEEDS ARE  LIMITED
   51  TO NUTRITIONAL AND ENVIRONMENTAL SUPPORT FUNCTIONS;
   52    S 90.  (a) Notwithstanding any other provision of law to the contrary,
   53  for  the state fiscal year period beginning April 1, 2011 and each state
   54  fiscal year thereafter, all Medicaid payments made for services provided
   55  on and after April 1, 2011, shall, except as  hereinafter  provided,  be
   56  subject  to  a uniform two percent reduction and such reduction shall be
       S. 2809--B                         175                        A. 4009--B
    1  applied, to the extent practicable, in equal amounts during  the  fiscal
    2  year, provided, however, that an alternative method may be considered at
    3  the  discretion  of  the  commissioner of health and the director of the
    4  budget  based  upon consultation with the health care industry including
    5  but not limited to, a uniform reduction in Medicaid rates of payments or
    6  other reductions provided that any method selected achieves no less than
    7  $345,000,000 in Medicaid state share savings annually, except as herein-
    8  after provided, for services provided on and after April 1, 2011 through
    9  March 31, 2012 and each state fiscal year thereafter.
   10    (b) The  following  types  of  appropriations  shall  be  exempt  from
   11  reductions pursuant to this section:
   12    (i)  any  reductions that would violate federal law including, but not
   13  limited to, payments required pursuant to the federal Medicare program;
   14    (ii) any reductions related to payments pursuant to article 32,  arti-
   15  cle 31 and article 16 of the mental hygiene law;
   16    (iii) payments the state is obligated to make pursuant to court orders
   17  or judgments;
   18    (iv)  payments  for  which  the non-federal share does not reflect any
   19  state funding; and
   20    (v) at the discretion of the commissioner of health and  the  director
   21  of  the  budget,  payments  with regard to which it is determined by the
   22  commissioner of health and the director of the budget  that  application
   23  of  reductions  pursuant  to  this section would result, by operation of
   24  federal law, in a lower federal medical assistance percentage applicable
   25  to such payments.
   26    (c) Reductions to Medicaid payments or Medicaid rates of payments made
   27  pursuant to this section shall be subject to the receipt of  all  neces-
   28  sary federal approvals.
   29    S  91.   Notwithstanding any inconsistent provision of state law, rule
   30  or regulation to the contrary, subject to federal approval, the year  to
   31  year  rate  of growth of department of health state funds spending shall
   32  not exceed the ten year rolling average of the medical component of  the
   33  consumer  price  index  as  published by the United States department of
   34  labor, bureau of labor statistics, for the preceding ten years.
   35    S 92.  The director of the budget, in consultation  with  the  commis-
   36  sioner  of health, shall periodically assess known and projected depart-
   37  ment of health state funds medicaid expenditures, and if the director of
   38  the budget determines that such expenditures are expected to cause medi-
   39  caid disbursements for such period to exceed the projected department of
   40  health medicaid state funds disbursements in the enacted  budget  finan-
   41  cial  plan  pursuant to subdivision 3 of section 23 of the state finance
   42  law, the commissioner of health, in consultation with  the  director  of
   43  the  budget,  shall  develop a medicaid savings allocation plan to limit
   44  such spending to the aggregate limit  level  specified  in  the  enacted
   45  budget  financial  plan,  provided,  however,  such  projections  may be
   46  adjusted by the director of the budget to account for any changes in the
   47  New York state federal medical assistance percentage amount  established
   48  pursuant  to the federal social security act, changes in provider reven-
   49  ues, and beginning April 1, 2012 the operational costs of the  New  York
   50  state medical indemnity fund.
   51    1.  Such medicaid savings allocation plan shall be designed, to reduce
   52  the disbursements authorized by the appropriations herein in  compliance
   53  with  the  following guidelines: (1) reductions shall be made in compli-
   54  ance with applicable  federal  law,  including  the  provisions  of  the
   55  Patient  Protection and Affordable Care Act, Public Law No. 111-148, and
   56  the Health Care and Education Reconciliation Act of 2010, Public Law No.
       S. 2809--B                         176                        A. 4009--B
    1  111-152 (collectively "Affordable Care Act") and any  subsequent  amend-
    2  ments  thereto  or  regulations  promulgated  thereunder; (2) reductions
    3  shall be made in a manner that complies with  the  state  Medicaid  plan
    4  approved  by  the  federal  centers  for medicare and medicaid services,
    5  provided, however, that the commissioner  of  health  is  authorized  to
    6  submit  any state plan amendment or seek other federal approval, includ-
    7  ing waiver authority,  to  implement  the  provisions  of  the  medicaid
    8  savings  allocation plan that meets the other criteria set forth herein;
    9  (3) reductions shall be made in a manner that maximizes  federal  finan-
   10  cial  participation,  to  the  extent practicable, including any federal
   11  financial participation that is available or is reasonably  expected  to
   12  become available, in the discretion of the commissioner of health, under
   13  the  Affordable  Care  Act; (4) reductions shall be made uniformly among
   14  categories of services, to the extent practicable,  and  shall  be  made
   15  uniformly  within  a  category  of  service,  to the extent practicable,
   16  except where the commissioner of health determines that there are suffi-
   17  cient grounds for non-uniformity, including  but  not  limited  to:  the
   18  extent  to  which specific categories of services contributed to depart-
   19  ment of health medicaid state funds spending in  excess  of  the  limits
   20  specified  herein;  the  need  to maintain safety net services in under-
   21  served communities; the need to encourage or discourage  certain  activ-
   22  ities  by  providers  of  particular  health  care  services in order to
   23  improve quality of and access to care;  or  the  potential  benefits  of
   24  pursuing  innovative  payment models contemplated by the Affordable Care
   25  Act, in which case such grounds shall  be  set  forth  in  the  medicaid
   26  savings  allocation  plan;  and (5) reductions shall be made in a manner
   27  that does not unnecessarily create administrative  burdens  to  Medicaid
   28  applicants and recipients or providers.
   29    2.  In  accordance  with  the  medicaid  savings  allocation plan, the
   30  commissioner of the department of  health  shall  reduce  department  of
   31  health state funds medicaid disbursements by the amount of the projected
   32  overspending through, actions including, but not limited to modifying or
   33  suspending reimbursement methods, including but not limited to all fees,
   34  premium  levels  and  rates of payment, notwithstanding any provision of
   35  law that sets a specific amount or methodology for any such payments  or
   36  rates  of payment; modifying or discontinuing Medicaid program benefits;
   37  seeking all necessary Federal approvals, including, but not  limited  to
   38  waivers,  waiver  amendments;  and  suspending  time  frames for notice,
   39  approval or certification  of  rate  requirements,  notwithstanding  any
   40  provision  of law, rule or regulation to the contrary, including but not
   41  limited to sections 2807 and 3614 of the public health law,  section  18
   42  of chapter 2 of the laws of 1988, and 18 NYCRR 505.14(h).
   43    S 93. Notwithstanding any inconsistent provision of law, rule or regu-
   44  lation, for purposes of implementing the provisions of the public health
   45  law and the social services law, references to titles XIX and XXI of the
   46  federal  social  security  act  in  the public health law and the social
   47  services law shall be deemed to include and also to mean  any  successor
   48  titles thereto under the federal social security act.
   49    S 94. Notwithstanding any inconsistent provision of law, rule or regu-
   50  lation, the effectiveness of the provisions of sections 2807 and 3614 of
   51  the  public health law, section 18 of chapter 2 of the laws of 1988, and
   52  18 NYCRR 505.14(h), as they relate to time frames for  notice,  approval
   53  or  certification  of rates of payment, are hereby suspended and without
   54  force or effect for purposes of implementing the provisions of this act.
   55    S 95. Severability clause. If any clause, sentence, paragraph,  subdi-
   56  vision,  section  or  part of this act shall be adjudged by any court of
       S. 2809--B                         177                        A. 4009--B
    1  competent jurisdiction to be invalid, such judgment  shall  not  affect,
    2  impair or invalidate the remainder thereof, but shall be confined in its
    3  operation  to  the  clause, sentence, paragraph, subdivision, section or
    4  part thereof directly involved in the controversy in which such judgment
    5  shall  have been rendered. It is hereby declared to be the intent of the
    6  legislature that this act would have been enacted even if  such  invalid
    7  provisions had not been included herein.
    8    S  96.  This  act shall take effect immediately and shall be deemed to
    9  have been in full force and effect on and after April 1, 2011;  provided
   10  however, that:
   11    (a) the amendment to subparagraph 1 of paragraph (c) of subdivision 10
   12  of  section  2807-c of the public health law made by section one of this
   13  act shall not affect the  expiration  of  such  subparagraph  and  shall
   14  expire and be deemed repealed therewith;
   15    (b)  the  amendments  to section 272 of the public health law, made by
   16  sections nine, sixteen and seventeen of this act shall  not  affect  the
   17  repeal  of  such  section and shall expire and be deemed repealed there-
   18  with;
   19    (b-1) the amendments to subdivision 9 of section 367-a of  the  social
   20  services  law made by section ten of this act shall not affect the expi-
   21  ration of such subdivision and shall be deemed to expire therewith;
   22    (c) the amendments to subdivision 22 of section 6802 of the  education
   23  law,  made  by section twelve of this act shall not affect the repeal of
   24  such subdivision and shall expire and be deemed repealed therewith;
   25    (d) the amendments to section 271 of the public health  law,  made  by
   26  sections thirteen, fourteen and fifteen of this act shall not affect the
   27  repeal  of  such  section and shall expire and be deemed repealed there-
   28  with;
   29    (e) the amendments to subparagraph (i) of paragraph (b-1) of  subdivi-
   30  sion  1 of section 2807-c of the public health law made by section thir-
   31  ty-two of this act shall not affect the expiration of such paragraph and
   32  shall be deemed to expire therewith;
   33    (f) the amendments to section 4403-f of the public health law made  by
   34  sections  forty-one,  forty-one-a  and forty-one-b of this act shall not
   35  affect the repeal of such section and shall be  deemed  repealed  there-
   36  with;
   37    (g)  the  amendments  to  subdivision 6 of section 367-a of the social
   38  services law, made by sections forty-three, forty-four and forty-five of
   39  this act shall not affect the  repeal  of  such  subdivision  and  shall
   40  expire and be deemed repealed therewith;
   41    (h)  sections thirty-six, fifty, fifty-one and sixty-eight of this act
   42  shall take effect on the ninetieth day after it shall have become a law;
   43    (i) the amendments to section 2807-j of the public health law made  by
   44  section  sixty-eight of this act shall not affect the expiration of such
   45  section and shall be deemed to expire therewith;
   46    (j) sections  five,  twenty,  twenty-one,  twenty-four,  twenty-seven,
   47  forty-one,  forty-one-a,  forty-one-b,  forty-three,  forty-four, forty-
   48  five, forty-six, forty-eight, fifty-four, fifty-eight,  seventy,  seven-
   49  ty-one,  seventy-two  and seventy-three of this act shall take effect on
   50  the one hundred eightieth day after it shall have become a law;
   51    (k) section forty-seven of this act shall take effect  on  October  1,
   52  2011;
   53    (l)  the amendments to paragraph 6 of subdivision (a) of section 31.02
   54  of the mental hygiene law made by section seventy-two of this act  shall
   55  not  affect  the  repeal  of  such  paragraph  and shall be deemed to be
   56  repealed therewith;
       S. 2809--B                         178                        A. 4009--B
    1    (m) the amendments to section 364-j of the social services law made by
    2  sections seventy-seven, seventy-seven-a, seventy-eight, seventy-nine and
    3  eighty of this act shall not affect the repeal of such section and shall
    4  be deemed repealed therewith;
    5    (n)  the amendments to paragraph (k) of subdivision 2 of section 365-a
    6  of the social services law made by section eighty-one of this act  shall
    7  not  affect  the  expiration  of such subdivision and shall be deemed to
    8  expire therewith;
    9    (o) section twelve of this act shall take effect August 1, 2011;
   10    (p) sections thirteen, fourteen, fifteen, sixteen, seventeen and eigh-
   11  teen shall take effect May 1, 2011;
   12    (q) section twenty-three of this act shall  take  effect  December  1,
   13  2011;
   14    (r) section forty of this act shall take effect September 1, 2011;
   15    (s) sections sixty-nine, eighty-two, eighty-three, eighty-four, eight-
   16  y-five,  eighty-six,  and  eighty-seven of this act shall take effect on
   17  January 1, 2012 and shall apply to taxable years beginning on  or  after
   18  January 1, 2012;
   19    (t)  section  thirty-five  of  this  act  shall  expire  and be deemed
   20  repealed April 1, 2015;
   21    (u) section ninety-one of this act shall take effect April 1, 2012;
   22    (v) any rules or regulations necessary to implement the provisions  of
   23  this  act  may be promulgated and any procedures, forms, or instructions
   24  necessary for such implementation may be adopted and issued on or  after
   25  the  date this act shall have become a law, provided that the department
   26  of health may promulgate regulations including on  an  emergency  basis,
   27  necessary to implement this act, prior to its effective date;
   28    (w)  this  act shall not be construed to alter, change, affect, impair
   29  or defeat any rights, obligations, duties or interests accrued, incurred
   30  or conferred prior to the effective date of this act;
   31    (x) the commissioner of health and the superintendent of insurance and
   32  any appropriate council may take any steps necessary to  implement  this
   33  act prior to its effective date;
   34    (y)  notwithstanding  any inconsistent provision of the state adminis-
   35  trative procedure act or any other provision of law, rule or regulation,
   36  the commissioner of health and the superintendent of insurance  and  any
   37  appropriate  council is authorized to adopt or amend or promulgate on an
   38  emergency basis any regulation he or  she  or  such  council  determines
   39  necessary to implement any provision of this act on its effective date;
   40    (z)  sections  fifty-two  through  fifty-two-m  of this act shall take
   41  effect on the ninetieth day after it shall  have  become  law,  provided
   42  that  it  shall  apply  to birth-related neurological injury lawsuits in
   43  existence as of the date of enactment and to all birth-related neurolog-
   44  ical injury lawsuits commenced subsequently to the  date  of  enactment,
   45  and provided further that the commissioner of health and the superinten-
   46  dent  of  financial  regulations  shall  be authorized to promulgate any
   47  regulations as necessary to implement such sections prior to such effec-
   48  tive date, including on an emergency basis; and
   49    (aa) the provisions of this act shall become effective notwithstanding
   50  the failure of the commissioner  of  health  or  the  superintendent  of
   51  insurance  or  any  council  to adopt or amend or promulgate regulations
   52  implementing this act.
   53    S 2. Severability clause. If any clause, sentence, paragraph, subdivi-
   54  sion, section or part of this act shall be  adjudged  by  any  court  of
   55  competent  jurisdiction  to  be invalid, such judgment shall not affect,
   56  impair, or invalidate the remainder thereof, but shall  be  confined  in
       S. 2809--B                         179                        A. 4009--B
    1  its  operation  to the clause, sentence, paragraph, subdivision, section
    2  or part thereof directly involved in the controversy in which such judg-
    3  ment shall have been rendered. It is hereby declared to be the intent of
    4  the  legislature  that  this  act  would  have been enacted even if such
    5  invalid provisions had not been included herein.
    6    S 3. This act shall take effect immediately  provided,  however,  that
    7  the  applicable effective date of Parts A through H of this act shall be
    8  as specifically set forth in the last section of such Parts.
feedback