Bill Text: NY A01816 | 2013-2014 | General Assembly | Amended
Bill Title: Relates to confidential informants; defines terms; requires the law enforcement agencies which use confidential informants to establish policies and procedures to assess the suitability of using a person as a confidential informant; makes related provisions.
Spectrum: Strong Partisan Bill (Democrat 10-1)
Status: (Introduced - Dead) 2014-01-08 - referred to codes [A01816 Detail]
Download: New_York-2013-A01816-Amended.html
S T A T E O F N E W Y O R K
________________________________________________________________________
1816--A
2013-2014 Regular Sessions
I N A S S E M B L Y
(PREFILED)
January 9, 2013
___________
Introduced by M. of A. BRAUNSTEIN, TITONE, JAFFEE, COOK, WEPRIN, ENGLE-
BRIGHT, BRINDISI, GABRYSZAK, STECK -- Multi-Sponsored by -- M. of A.
BOYLAND, HIKIND, McDONOUGH, RIVERA -- read once and referred to the
Committee on Codes -- committee discharged, bill amended, ordered
reprinted as amended and recommitted to said committee
AN ACT to amend the criminal procedure law, in relation to confidential
informants
THE PEOPLE OF THE STATE OF NEW YORK, REPRESENTED IN SENATE AND ASSEM-
BLY, DO ENACT AS FOLLOWS:
1 Section 1. The criminal procedure law is amended by adding a new
2 section 60.23 to read as follows:
3 S 60.23 RULES OF EVIDENCE; CONFIDENTIAL INFORMANTS.
4 1. AS USED IN THIS SECTION, THE FOLLOWING TERMS SHALL HAVE THE
5 FOLLOWING MEANINGS:
6 (A) "CONFIDENTIAL INFORMANT" MEANS A PERSON WHO COOPERATES WITH A LAW
7 ENFORCEMENT AGENCY CONFIDENTIALLY IN ORDER TO PROTECT THE PERSON OR THE
8 AGENCY'S INTELLIGENCE GATHERING OR INVESTIGATIVE EFFORTS AND:
9 (I) SEEKS TO AVOID ARREST OR PROSECUTION FOR A CRIME, OR MITIGATE
10 PUNISHMENT FOR A CRIME IN WHICH A SENTENCE WILL BE OR HAS BEEN IMPOSED;
11 AND
12 (II) IS ABLE, BY REASON OF HIS OR HER FAMILIARITY OR CLOSE ASSOCIATION
13 WITH SUSPECTED CRIMINALS, TO:
14 (A) MAKE A CONTROLLED BUY OR CONTROLLED SALE OF CONTRABAND, CONTROLLED
15 SUBSTANCES, OR OTHER ITEMS THAT ARE MATERIAL TO A CRIMINAL INVESTI-
16 GATION;
17 (B) SUPPLY REGULAR OR CONSTANT INFORMATION ABOUT SUSPECTED OR ACTUAL
18 CRIMINAL ACTIVITIES TO A LAW ENFORCEMENT AGENCY; OR
19 (C) OTHERWISE PROVIDE INFORMATION IMPORTANT TO ONGOING CRIMINAL INTEL-
20 LIGENCE GATHERING OR CRIMINAL INVESTIGATIVE EFFORTS.
EXPLANATION--Matter in ITALICS (underscored) is new; matter in brackets
[ ] is old law to be omitted.
LBD02188-07-3
A. 1816--A 2
1 (B) "CONTROLLED BUY" MEANS THE PURCHASE OF CONTRABAND, CONTROLLED
2 SUBSTANCES, OR OTHER ITEMS THAT ARE MATERIAL TO A CRIMINAL INVESTIGATION
3 FROM A TARGET OFFENDER WHICH IS INITIATED, MANAGED, OVERSEEN OR PARTIC-
4 IPATED IN BY LAW ENFORCEMENT PERSONNEL WITH THE KNOWLEDGE OF A CONFIDEN-
5 TIAL INFORMANT.
6 (C) "CONTROLLED SALE" MEANS THE SALE OF CONTRABAND, CONTROLLED
7 SUBSTANCES, OR OTHER ITEMS THAT ARE MATERIAL TO A CRIMINAL INVESTIGATION
8 TO A TARGET OFFENDER WHICH IS INITIATED, MANAGED, OVERSEEN, OR PARTIC-
9 IPATED IN BY LAW ENFORCEMENT PERSONNEL WITH THE KNOWLEDGE OF A CONFIDEN-
10 TIAL INFORMANT.
11 (D) "LAW ENFORCEMENT AGENCY" MEANS ANY AGENCY HAVING A PRIMARY MISSION
12 OF PREVENTING AND DETECTING CRIME AND THE ENFORCEMENT OF THE PENAL,
13 CRIMINAL, TRAFFIC, OR HIGHWAY LAWS OF THE STATE AND THAT IN FURTHERANCE
14 OF THAT PRIMARY MISSION EMPLOYS LAW ENFORCEMENT OFFICERS.
15 (E) "TARGET OFFENDER" MEANS THE PERSON SUSPECTED BY LAW ENFORCEMENT
16 PERSONNEL TO BE IMPLICATED IN CRIMINAL ACTS BY THE ACTIVITIES OF A
17 CONFIDENTIAL INFORMANT.
18 2. A LAW ENFORCEMENT AGENCY THAT USES CONFIDENTIAL INFORMANTS SHALL:
19 (A) INFORM EACH PERSON WHO IS REQUESTED TO SERVE AS A CONFIDENTIAL
20 INFORMANT THAT THE AGENCY CANNOT PROMISE INDUCEMENTS SUCH AS A GRANT OF
21 IMMUNITY, DROPPED OR REDUCED CHARGES, OR REDUCED SENTENCES OR PLACEMENT
22 ON PROBATION IN EXCHANGE FOR SERVING AS A CONFIDENTIAL INFORMANT.
23 (B) INFORM EACH PERSON WHO IS REQUESTED TO SERVE AS A CONFIDENTIAL
24 INFORMANT THAT THE VALUE OF HIS OR HER ASSISTANCE AS A CONFIDENTIAL
25 INFORMANT AND ANY EFFECT THAT ASSISTANCE MAY HAVE ON PENDING CRIMINAL
26 MATTERS CAN BE DETERMINED ONLY BY THE APPROPRIATE LEGAL AUTHORITY.
27 (C) EACH PERSON WHO IS SOLICITED TO ACT AS A CONFIDENTIAL INFORMANT
28 MUST BE GIVEN THE OPPORTUNITY TO CONSULT WITH LEGAL COUNSEL BEFORE
29 ENTERING INTO A SUBSTANTIAL ASSISTANCE AGREEMENT. IF THE PERSON IS NOT
30 REPRESENTED BY LEGAL COUNSEL AT THE TIME OF THE SOLICITATION, THE LAW
31 ENFORCEMENT AGENCY MUST ADVISE THE PERSON OF HIS OR HER RIGHT TO CONSULT
32 WITH LEGAL COUNSEL BEFORE ENTERING INTO THE SUBSTANTIAL ASSISTANCE
33 AGREEMENT.
34 (D) ENSURE THAT ALL PERSONNEL WHO ARE INVOLVED IN THE USE OR RECRUIT-
35 MENT OF CONFIDENTIAL INFORMANTS ARE TRAINED IN THE LAW ENFORCEMENT AGEN-
36 CY'S POLICIES AND PROCEDURES. THE AGENCY SHALL KEEP DOCUMENTATION DEMON-
37 STRATING THE DATE OF SUCH TRAINING.
38 (E) ADOPT POLICIES AND PROCEDURES THAT ASSIGN THE HIGHEST PRIORITY IN
39 OPERATIONAL DECISIONS AND ACTIONS TO THE PRESERVATION OF THE SAFETY OF
40 CONFIDENTIAL INFORMANTS, LAW ENFORCEMENT PERSONNEL, TARGET OFFENDERS,
41 AND THE PUBLIC.
42 3. A LAW ENFORCEMENT AGENCY THAT USES CONFIDENTIAL INFORMANTS SHALL
43 ESTABLISH POLICIES AND PROCEDURES ADDRESSING THE RECRUITMENT, CONTROL
44 AND USE OF CONFIDENTIAL INFORMANTS. THE POLICIES AND PROCEDURES SHALL
45 STATE THE:
46 (A) INFORMATION THAT THE LAW ENFORCEMENT AGENCY SHALL MAINTAIN
47 CONCERNING EACH CONFIDENTIAL INFORMANT;
48 (B) GENERAL GUIDELINES FOR HANDLING CONFIDENTIAL INFORMANTS;
49 (C) PROCESS TO ADVISE A CONFIDENTIAL INFORMANT OF CONDITIONS,
50 RESTRICTIONS, AND PROCEDURES ASSOCIATED WITH PARTICIPATING IN THE AGEN-
51 CY'S INVESTIGATIVE OR INTELLIGENCE GATHERING ACTIVITIES;
52 (D) DESIGNATED SUPERVISORY OR COMMAND LEVEL REVIEW AND OVERSIGHT IN
53 THE USE OF A CONFIDENTIAL INFORMANT;
54 (E) LIMITS OR RESTRICTIONS ON OFF-DUTY ASSOCIATION OR SOCIAL RELATION-
55 SHIPS BY AGENCY PERSONNEL INVOLVED IN INVESTIGATIVE OR INTELLIGENCE
56 GATHERING WITH CONFIDENTIAL INFORMANTS;
A. 1816--A 3
1 (F) GUIDELINES TO DEACTIVATE CONFIDENTIAL INFORMANTS, INCLUDING GUIDE-
2 LINES FOR DEACTIVATING COMMUNICATIONS WITH CONFIDENTIAL INFORMANTS; AND
3 (G) LEVEL OF SUPERVISORY APPROVAL REQUIRED BEFORE A JUVENILE IS USED
4 AS A CONFIDENTIAL INFORMANT.
5 4. A LAW ENFORCEMENT AGENCY THAT USES CONFIDENTIAL INFORMANTS SHALL
6 ESTABLISH POLICIES AND PROCEDURES TO ASSESS THE SUITABILITY OF USING A
7 PERSON AS A CONFIDENTIAL INFORMANT BY CONSIDERING THE MINIMUM FOLLOWING
8 FACTORS:
9 (A) THE PERSON'S AGE, MATURITY, YOUTHFUL OFFENDER STATUS, AND MENTAL
10 CAPACITY IF SUCH PERSON IS MENTALLY DISABLED AS SUCH TERM IS DEFINED IN
11 SUBDIVISION THREE OF SECTION 1.03 OF THE MENTAL HYGIENE LAW;
12 (B) THE RISK THE PERSON POSES TO ADVERSELY AFFECT A PRESENT OR POTEN-
13 TIAL INVESTIGATION OR PROSECUTION;
14 (C) THE EFFECT UPON AGENCY EFFORTS THAT THE DISCLOSURE OF THE PERSON'S
15 COOPERATION IN THE COMMUNITY MAY HAVE;
16 (D) WHETHER THE PERSON IS A SUBSTANCE ABUSER OR HAS A HISTORY OF
17 SUBSTANCE ABUSE OR IS IN A COURT-SUPERVISED DRUG TREATMENT PROGRAM;
18 (E) THE RISK OF PHYSICAL HARM TO THE PERSON, HIS OR HER IMMEDIATE
19 FAMILY, OR CLOSE ASSOCIATES AS A RESULT OF PROVIDING INFORMATION OR
20 ASSISTANCE, OR UPON THE DISCLOSURE OF THE PERSON'S ASSISTANCE TO THE
21 COMMUNITY;
22 (F) WHETHER THE PERSON HAS SHOWN ANY INDICATION OF EMOTIONAL INSTABIL-
23 ITY, UNRELIABILITY OR OF FURNISHING FALSE INFORMATION;
24 (G) THE PERSON'S CRIMINAL HISTORY OR PRIOR CRIMINAL RECORD; AND
25 (H) WHETHER THE USE OF THE PERSON IS IMPORTANT TO OR VITAL TO THE
26 SUCCESS OF AN INVESTIGATION.
27 5. A LAW ENFORCEMENT AGENCY THAT USES CONFIDENTIAL INFORMANTS SHALL
28 ESTABLISH WRITTEN SECURITY PROCEDURES THAT, AT A MINIMUM:
29 (A) PROVIDE FOR THE SECURED RETENTION OF ANY RECORDS RELATED TO THE
30 LAW ENFORCEMENT AGENCY'S CONFIDENTIAL SOURCES, INCLUDING ACCESS TO FILES
31 IDENTIFYING THE IDENTITY OF CONFIDENTIAL SOURCES;
32 (B) LIMIT AVAILABILITY TO RECORDS RELATING TO CONFIDENTIAL INFORMANTS
33 TO THOSE WITHIN THE LAW ENFORCEMENT AGENCY OR LAW ENFORCEMENT COMMUNITY
34 HAVING A NEED TO KNOW OR REVIEW THOSE RECORDS, OR TO THOSE WHOSE ACCESS
35 HAS BEEN REQUIRED BY COURT PROCESS OR ORDER;
36 (C) REQUIRE NOTATION OF EACH PERSON WHO ACCESSES SUCH RECORDS AND THE
37 DATE THAT THE RECORDS ARE ACCESSED;
38 (D) PROVIDE FOR REVIEW AND OVERSIGHT BY THE LAW ENFORCEMENT AGENCY TO
39 ENSURE THAT THE SECURITY PROCEDURES ARE FOLLOWED; AND
40 (E) DEFINE THE PROCESS BY WHICH RECORDS CONCERNING A CONFIDENTIAL
41 INFORMANT MAY BE LAWFULLY DESTROYED.
42 6. A STATE OR LOCAL LAW ENFORCEMENT AGENCY THAT USES CONFIDENTIAL
43 INFORMANTS SHALL PERFORM A PERIODIC REVIEW OF ACTUAL AGENCY CONFIDENTIAL
44 INFORMANT PRACTICES TO ENSURE CONFORMITY WITH THE AGENCY'S POLICIES AND
45 PROCEDURES AND THIS SECTION.
46 7. THE PROVISIONS OF THIS SECTION AND POLICIES AND PROCEDURES ADOPTED
47 PURSUANT TO THIS SECTION DO NOT GRANT ANY RIGHT OR ENTITLEMENT TO A
48 CONFIDENTIAL INFORMANT OR A PERSON WHO IS REQUESTED TO BE A CONFIDENTIAL
49 INFORMANT, AND ANY FAILURE TO ABIDE BY THIS SECTION MAY NOT BE RELIED
50 UPON TO CREATE ANY ADDITIONAL RIGHT, SUBSTANTIVE OR PROCEDURAL, ENFORCE-
51 ABLE AT LAW BY A DEFENDANT IN A CRIMINAL PROCEEDING.
52 S 2. This act shall take effect on the first of November next succeed-
53 ing the date on which it shall have become a law.
