Comments: ID H0492 | 2012 | Regular Session
Bill Title: Amends existing law to remove reference to documents included in a notice filing and to remove reference to a late fee; to prohibit the diversion of investor funds from their intended use in connection with a securities transaction; to prohibit the diversion of investor funds from their intended use by one providing investment advice; and to provide a statute of limitation for civil securities actions by the Department of Finance.
Spectrum: Committee Bill
Status: (Passed) 2012-03-14 - Governor signed Session Law Chapter 65 Effective: 07/01/12 [H0492 Detail]
Text: Latest bill text (Introduced) [PDF]
Spectrum: Committee Bill
Status: (Passed) 2012-03-14 - Governor signed Session Law Chapter 65 Effective: 07/01/12 [H0492 Detail]
Text: Latest bill text (Introduced) [PDF]
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