Bill Text: NY S03853 | 2011-2012 | General Assembly | Introduced


Bill Title: Requires the legislature and state departments, agencies and other governmental entities to disclose the manner in which public funds have been expended and to detail the work location of employees under their jurisdiction; provides that such disclosure shall be made in the form of detailed quarterly reports.

Sponsorship: Partisan Bill (Democrat 2)

Status: (Introduced - Dead) 2012-01-11 - PRINT NUMBER 3853A [S03853 Detail]

Download: New_York-2011-S03853-Introduced.html
                           S T A T E   O F   N E W   Y O R K
       ________________________________________________________________________
                                         3853
                              2011-2012 Regular Sessions
                                   I N  S E N A T E
                                     March 7, 2011
                                      ___________
       Introduced  by  Sens.  OPPENHEIMER,  KRUEGER  --  read twice and ordered
         printed, and when printed to be committed to the Committee on Investi-
         gations and Government Operations
       AN ACT to amend the legislative law,  the  state  finance  law  and  the
         public officers law, in relation to requiring disclosure of the manner
         in  which public funds have been expended for personnel or property by
         the legislative and executive branches of state government
         THE PEOPLE OF THE STATE OF NEW YORK, REPRESENTED IN SENATE AND  ASSEM-
       BLY, DO ENACT AS FOLLOWS:
    1    Section  1.  Section  15 of the legislative law, as amended by chapter
    2  118 of the laws of 1984, is amended to read as follows:
    3    S 15. Duties of secretary and clerk. 1. The secretary  of  the  senate
    4  and  the  clerk of the assembly shall from time to time revise, and send
    5  to the members of the legislature, the clerk's manual, and shall as soon
    6  as practicable after the organization  of  the  legislature,  prepare  a
    7  directory  of the members and elected officers, with their public office
    8  addresses while in the city of Albany.   Within the  discretion  of  the
    9  temporary  president of the senate and the speaker of the assembly, such
   10  directory may contain the names of other officers and employees  of  the
   11  senate and assembly.
   12    2.  The  respective secretary or clerk of each house shall, as soon as
   13  practicable after the close of each session, prepare and deliver to  the
   14  legislative printer the indexes to the journals and bills of such house.
   15    3.  The respective secretary and clerk shall prepare a list of mailing
   16  addresses of senators and members of the assembly which shall be submit-
   17  ted to the state board of elections by February twentieth of each year.
   18    4. A. COMMENCING WITH THE TWO THOUSAND TWELVE--TWO  THOUSAND  THIRTEEN
   19  STATE  FISCAL  YEAR AND FOR EACH QUARTERLY PERIOD THEREAFTER, COMMENCING
   20  WITH THE QUARTERLY PERIOD BEGINNING APRIL FIRST, TWO  THOUSAND  THIRTEEN
   21  AND  ENDING  JUNE THIRTIETH, TWO THOUSAND THIRTEEN, THE SECRETARY OF THE
   22  SENATE AND THE CLERK OF THE ASSEMBLY SHALL SUBMIT TO THE TEMPORARY PRES-
        EXPLANATION--Matter in ITALICS (underscored) is new; matter in brackets
                             [ ] is old law to be omitted.
                                                                  LBD06040-01-1
       S. 3853                             2
    1  IDENT OF THE SENATE, THE MINORITY LEADER OF THE SENATE, THE  SPEAKER  OF
    2  THE  ASSEMBLY AND THE MINORITY LEADER OF THE ASSEMBLY AND MAKE AVAILABLE
    3  TO THE PUBLIC, A REPORT CONTAINING A DETAILED STATEMENT OF THE MANNER IN
    4  WHICH  APPROPRIATIONS  AND OTHER FUNDS AVAILABLE FOR DISBURSEMENT BY THE
    5  SECRETARY OF THE SENATE OR THE CLERK OF THE ASSEMBLY, AS  THE  CASE  MAY
    6  BE,  HAVE  BEEN  EXPENDED  DURING THE PERIOD COVERED BY THE REPORT. SUCH
    7  REPORT SHALL INCLUDE:
    8    (I) THE NAME OF EVERY PERSON TO WHOM OR FOR WHOM  ANY  EXPENDITURE  OR
    9  DISBURSEMENT OF FUNDS HAS BEEN MADE;
   10    (II)  THE  QUANTITY  AND  PRICE  OF ANY ARTICLE FURNISHED FOR WHICH AN
   11  EXPENDITURE OR DISBURSEMENT HAS BEEN MADE. FOR PURPOSES HEREOF THE  TERM
   12  "ARTICLE  FURNISHED"  SHALL  MEAN  AN  ITEM  FOR WHICH A DISBURSEMENT OR
   13  EXPENDITURE HAS BEEN MADE OR FOR WHICH A LIABILITY HAS BEEN INCURRED AND
   14  SHALL INCLUDE BUT NOT BE LIMITED TO THE PURCHASE,  RENTAL  OR  LEASE  OF
   15  PROPERTY, REAL, PERSONAL OR OTHERWISE, TANGIBLE OR INTANGIBLE; AND
   16    (III)  THE  NATURE OF THE SERVICES, THE PERIOD OF EMPLOYMENT, THE NAME
   17  AND TITLE OF A PERSON, AND THE SPECIFIC AMOUNT PAID TO  A  PERSON  WHERE
   18  EXPENDITURES OR DISBURSEMENTS HAVE BEEN MADE FOR SERVICES RENDERED.
   19    B.  FOR  THE  TWO  THOUSAND TWELVE--TWO THOUSAND THIRTEEN STATE FISCAL
   20  YEAR, SUCH REPORT SHALL BE SUBMITTED WITHIN SIXTY DAYS OF THE  EFFECTIVE
   21  DATE  OF  THIS  SUBDIVISION,  AND  FOR EACH QUARTERLY PERIOD THEREAFTER,
   22  WITHIN THIRTY DAYS OF THE END OF SUCH QUARTERLY PERIOD.
   23    S 2. The legislative law is amended by adding a new section 13 to read
   24  as follows:
   25    S 13. QUARTERLY PERSONNEL STATEMENTS. 1. AS USED IN THIS  SECTION  THE
   26  FOLLOWING TERMS SHALL HAVE THE FOLLOWING MEANINGS:
   27    A.  "WORK  LOCATION"  SHALL MEAN THE ROOM NUMBER, BUILDING AND CITY OR
   28  TOWN IN WHICH SUCH INDIVIDUAL REGULARLY AND CUSTOMARILY PERFORMS HIS  OR
   29  HER WORK DUTIES.
   30    B.  "ARTICLE FURNISHED" SHALL MEAN AN ITEM FOR WHICH A DISBURSEMENT OR
   31  EXPENDITURE HAS BEEN OR WILL BE MADE AND SHALL INCLUDE BUT NOT BE LIMIT-
   32  ED TO THE PURCHASE, RENTAL OR  LEASE  OF  PROPERTY,  REAL,  PERSONAL  OR
   33  OTHERWISE, TANGIBLE OR INTANGIBLE.
   34    2.  COMMENCING  WITH  THE  TWO  THOUSAND TWELVE--TWO THOUSAND THIRTEEN
   35  STATE FISCAL YEAR AND FOR EACH QUARTERLY  PERIOD  THEREAFTER  COMMENCING
   36  WITH  THE  QUARTERLY PERIOD BEGINNING APRIL FIRST, TWO THOUSAND THIRTEEN
   37  AND ENDING JUNE THIRTIETH, TWO THOUSAND THIRTEEN, ANY PERSON HAVING  THE
   38  POWER  TO  CERTIFY  VOUCHERS TO THE TEMPORARY PRESIDENT OF THE SENATE OR
   39  THE SPEAKER OF THE ASSEMBLY SHALL SUBMIT TO THE SECRETARY OF THE  SENATE
   40  OR THE CLERK OF THE ASSEMBLY, WHICHEVER IS RELEVANT, A REPORT CONTAINING
   41  A  DETAILED  STATEMENT  ITEMIZING  THE NAME, SALARY AND WORK LOCATION OF
   42  EACH INDIVIDUAL UNDER HIS OR HER AUTHORITY FOR WHOM HE OR  SHE  HAS  THE
   43  POWER TO SO CERTIFY, WHO HAS BEEN PAID FOR SERVICES RENDERED FROM APPRO-
   44  PRIATIONS  MADE  TO  THE  LEGISLATURE  AND  WHO,  AT ANY TIME DURING THE
   45  REPORTING YEAR WHILE ON AN  ANNUAL,  SESSION  OR  TEMPORARY  LEGISLATIVE
   46  PAYROLL,  WAS  NOT REGULARLY AND CUSTOMARILY ASSIGNED TO A WORK LOCATION
   47  UNDER THE CONTROL OF SUCH  REPORTING  PERSON.  SUCH  REPORT  SHALL  ALSO
   48  CONTAIN EACH AND EVERY DISBURSEMENT OR EXPENDITURE INCURRED FOR SERVICES
   49  RENDERED  OR  ARTICLES  FURNISHED  TO AN OFFICE OR ENTITY OTHER THAN THE
   50  LEGISLATIVE OFFICE OR OFFICES MAINTAINED BY THE REPORTING PERSON.
   51    3.  SUCH REPORTS SHALL BE SUBMITTED WITHIN THIRTY DAYS OF THE  END  OF
   52  SUCH QUARTERLY PERIOD.
   53    4.    THE  SECRETARY OF THE SENATE AND THE CLERK OF THE ASSEMBLY SHALL
   54  COMPILE THE REPORTS RECEIVED UNDER THIS SECTION AND SHALL, WITHIN THIRTY
   55  DAYS OF THE END OF SUCH REPORTING PERIOD, SUBMIT  A  GENERAL  REPORT  OF
   56  SUCH  STATEMENTS  TO THE TEMPORARY PRESIDENT OF THE SENATE, THE MINORITY
       S. 3853                             3
    1  LEADER OF THE SENATE, THE SPEAKER OF THE ASSEMBLY AND THE MINORITY LEAD-
    2  ER OF THE ASSEMBLY AND MAKE SUCH GENERAL REPORT AVAILABLE TO THE PUBLIC.
    3    S  3. The state finance law is amended by adding a new section 14-c to
    4  read as follows:
    5    S 14-C.  STATEMENT CONCERNING WORK LOCATION.   1.   AS  USED  IN  THIS
    6  SECTION THE FOLLOWING TERMS SHALL HAVE THE FOLLOWING MEANINGS:
    7    A.   "GOVERNMENTAL ENTITY" SHALL MEAN EACH AND EVERY AGENCY, DIVISION,
    8  BUREAU, SECTION, UNIT, BOARD, COUNCIL, COMMITTEE, AND COMMISSION OF  THE
    9  OFFICE  OF  THE  GOVERNOR,  THE  EXECUTIVE DEPARTMENT, THE DEPARTMENT OF
   10  AUDIT AND CONTROL, THE DEPARTMENT OF LAW AND THE DEPARTMENT OF STATE.
   11    B.  "WORK LOCATION" SHALL MEAN THE ROOM NUMBER, BUILDING AND  CITY  OR
   12  TOWN  IN WHICH SUCH INDIVIDUAL REGULARLY AND CUSTOMARILY PERFORMS HIS OR
   13  HER WORK DUTIES.
   14    C.  "ARTICLE FURNISHED" SHALL MEAN AN ITEM FOR WHICH A DISBURSEMENT OR
   15  EXPENDITURE HAS BEEN OR WILL BE MADE AND SHALL INCLUDE BUT NOT BE LIMIT-
   16  ED TO THE PURCHASE, RENTAL OR  LEASE  OF  PROPERTY,  REAL,  PERSONAL  OR
   17  OTHERWISE, TANGIBLE OR INTANGIBLE.
   18    2.    COMMENCING  WITH  THE TWO THOUSAND TWELVE--TWO THOUSAND THIRTEEN
   19  STATE FISCAL YEAR AND FOR EACH QUARTERLY  PERIOD  THEREAFTER  COMMENCING
   20  WITH  THE  QUARTERLY PERIOD BEGINNING APRIL FIRST, TWO THOUSAND THIRTEEN
   21  AND ENDING JUNE THIRTIETH,  TWO  THOUSAND  THIRTEEN,  EACH  GOVERNMENTAL
   22  ENTITY  SHALL  ISSUE  A  REPORT  TO  THE STATE COMPTROLLER, CONTAINING A
   23  DETAILED STATEMENT ITEMIZING THE NAME, SALARY AND WORK LOCATION OF  EACH
   24  INDIVIDUAL  WHO  HAS  BEEN PAID FOR SERVICES RENDERED FROM THE APPROPRI-
   25  ATIONS OF SUCH GOVERNMENTAL ENTITY AND  WHO,  AT  ANY  TIME  DURING  THE
   26  REPORTING  YEAR,  REGULARLY  AND  CUSTOMARILY WAS NOT ASSIGNED TO A WORK
   27  LOCATION UNDER THE CONTROL OF THE REPORTING GOVERNMENTAL ENTITY.    SUCH
   28  REPORT  SHALL  ALSO  CONTAIN  EACH AND EVERY DISBURSEMENT OR EXPENDITURE
   29  INCURRED BY THE GOVERNMENTAL ENTITY FOR SERVICES  RENDERED  OR  ARTICLES
   30  FURNISHED TO ANOTHER ENTITY.
   31    3.    COMMENCING  WITH  THE TWO THOUSAND TWELVE--TWO THOUSAND THIRTEEN
   32  STATE FISCAL YEAR AND FOR EACH QUARTERLY  PERIOD  THEREAFTER  COMMENCING
   33  WITH  THE  QUARTERLY PERIOD BEGINNING APRIL FIRST, TWO THOUSAND THIRTEEN
   34  AND ENDING JUNE THIRTIETH,  TWO  THOUSAND  THIRTEEN,  EACH  GOVERNMENTAL
   35  ENTITY  SHALL  ISSUE  A  REPORT  TO  THE  STATE COMPTROLLER CONTAINING A
   36  DETAILED STATEMENT ITEMIZING THE NAME AND WORK LOCATION OF EACH INDIVID-
   37  UAL WHO HAS NOT BEEN PAID FOR SERVICES RENDERED FROM THE  APPROPRIATIONS
   38  OF  SUCH  GOVERNMENTAL  ENTITY AND WHO, AT ANY TIME DURING THE REPORTING
   39  YEAR, REGULARLY AND CUSTOMARILY WAS OR IS ASSIGNED TO  A  WORK  LOCATION
   40  UNDER THE CONTROL OF THE REPORTING GOVERNMENTAL ENTITY.
   41    4.  SUCH REPORTS SHALL BE ISSUED WITHIN THIRTY DAYS OF THE END OF SUCH
   42  QUARTERLY PERIOD.
   43    5.    THE  STATE  COMPTROLLER SHALL COMPILE THE REPORTS RECEIVED UNDER
   44  THIS SECTION AND SHALL, AND WITHIN  THIRTY  DAYS  OF  THE  END  OF  SUCH
   45  REPORTING  PERIOD,  SUBMIT  A  GENERAL  REPORT OF SUCH STATEMENTS TO THE
   46  TEMPORARY PRESIDENT OF THE SENATE, THE MINORITY LEADER  OF  THE  SENATE,
   47  THE  SPEAKER OF THE ASSEMBLY AND THE MINORITY LEADER OF THE ASSEMBLY AND
   48  MAKE SUCH GENERAL REPORT AVAILABLE TO THE PUBLIC.
   49    S 4. Section 8 of the state finance law is amended  by  adding  a  new
   50  subdivision 9-c to read as follows:
   51    9-C.  A.  FOR  THE  TWO  THOUSAND  TWELVE--TWO THOUSAND THIRTEEN STATE
   52  FISCAL YEAR AND FOR EACH QUARTERLY PERIOD THEREAFTER COMMENCING WITH THE
   53  QUARTERLY PERIOD BEGINNING APRIL FIRST, TWO THOUSAND THIRTEEN AND ENDING
   54  JUNE THIRTIETH, TWO THOUSAND THIRTEEN, MAKE A REPORT  TO  THE  TEMPORARY
   55  PRESIDENT  OF THE SENATE, THE MINORITY LEADER OF THE SENATE, THE SPEAKER
   56  OF THE ASSEMBLY AND THE MINORITY LEADER OF THE  ASSEMBLY,  WHICH  REPORT
       S. 3853                             4
    1  SHALL  BE  MADE  AVAILABLE  TO  THE  PUBLIC,  CONTAINING  A COMPLETE AND
    2  DETAILED STATEMENT FOR EACH GOVERNMENTAL ENTITY, BY GOVERNMENTAL ENTITY,
    3  OF EACH AND EVERY VOUCHER AND EVERY PAYROLL  CERTIFICATION,  VOUCHER  OR
    4  SHEET  WHICH  RESULTS  IN AN EXPENDITURE OR DISBURSEMENT OF MONEY.  SUCH
    5  REPORT SHALL INCLUDE:
    6    (I)  THE NAME OF EVERY PERSON TO WHOM OR FOR WHOM ANY  EXPENDITURE  OR
    7  DISBURSEMENT HAS BEEN MADE;
    8    (II)    THE  QUANTITY  AND PRICE OF ANY ARTICLE FURNISHED FOR WHICH AN
    9  EXPENDITURE OR DISBURSEMENT HAS BEEN MADE;
   10    (III) THE NATURE OF THE SERVICES, THE PERIOD OF EMPLOYMENT,  THE  NAME
   11  AND  TITLE  OF  A  PERSON,  AND THE SPECIFIC AMOUNT PAID TO A PERSON AND
   12  WHERE  EXPENDITURES  OR  DISBURSEMENTS  HAVE  BEEN  MADE  FOR   SERVICES
   13  RENDERED; AND
   14    (IV)    SUCH ADDITIONAL INFORMATION AS REQUIRED BY SECTION ONE HUNDRED
   15  NINE OF THIS CHAPTER.
   16    B. FOR THE TWO THOUSAND TWELVE--TWO  THOUSAND  THIRTEEN  STATE  FISCAL
   17  YEAR SUCH REPORT SHALL BE ISSUED WITHIN SIXTY DAYS OF THE EFFECTIVE DATE
   18  OF  THIS  SUBDIVISION  AND  FOR EACH QUARTERLY PERIOD THEREAFTER, WITHIN
   19  THIRTY DAYS OF THE END OF SUCH QUARTERLY PERIOD.
   20    C. AS USED IN THIS SUBDIVISION THE  FOLLOWING  TERMS  SHALL  HAVE  THE
   21  FOLLOWING MEANINGS:
   22    (I)  "GOVERNMENTAL ENTITY" SHALL MEAN EACH AND EVERY AGENCY, DIVISION,
   23  BUREAU, SECTION, UNIT, BOARD, COUNCIL, COMMITTEE, AND COMMISSION OF  THE
   24  OFFICE  OF  THE  GOVERNOR,  THE  EXECUTIVE DEPARTMENT, THE DEPARTMENT OF
   25  AUDIT AND CONTROL, THE DEPARTMENT OF LAW AND THE DEPARTMENT OF STATE.
   26    (II) "ARTICLE FURNISHED" SHALL MEAN AN ITEM FOR WHICH  A  DISBURSEMENT
   27  OR  EXPENDITURE  HAS  BEEN  OR WILL BE MADE AND SHALL INCLUDE BUT NOT BE
   28  LIMITED TO PURCHASE, RENTAL OR LEASE  OF  PROPERTY,  REAL,  PERSONAL  OR
   29  OTHERWISE, TANGIBLE OR INTANGIBLE.
   30    S  5.  The public officers law is amended by adding a new section 73-c
   31  to read as follows:
   32    S 73-C. STATEMENT CONCERNING WORK LOCATION. 1. AS USED IN THIS SECTION
   33  THE FOLLOWING TERMS SHALL HAVE THE FOLLOWING MEANINGS:
   34    (A) "STATE AGENCY" SHALL MEAN  ANY  STATE  DEPARTMENT,  INCLUDING  THE
   35  OFFICE  OF  THE  GOVERNOR, DIVISION, BOARD, COMMISSION, OR BUREAU OF ANY
   36  STATE DEPARTMENT, ANY PUBLIC BENEFIT CORPORATION,  PUBLIC  AUTHORITY  OR
   37  COMMISSION AT LEAST ONE OF WHOSE MEMBERS IS APPOINTED BY THE GOVERNOR.
   38    (B) "STATE OFFICER OR EMPLOYEE" SHALL MEAN:
   39    (I) HEADS OF STATE DEPARTMENTS AND THEIR DEPUTIES AND ASSISTANTS;
   40    (II) OFFICERS AND EMPLOYEES OF STATEWIDE ELECTED OFFICIALS;
   41    (III)  OFFICERS  AND  EMPLOYEES OF STATE DEPARTMENTS, BOARDS, BUREAUS,
   42  DIVISIONS, COMMISSIONS, COUNCILS OR OTHER STATE AGENCIES; AND
   43    (IV) MEMBERS OR DIRECTORS OF PUBLIC AUTHORITIES OTHER THAN MULTI-STATE
   44  AUTHORITIES, PUBLIC BENEFIT CORPORATIONS AND COMMISSIONS AT LEAST ONE OF
   45  WHOSE MEMBERS IS APPOINTED BY THE GOVERNOR,  WHO  RECEIVE  COMPENSATION,
   46  AND EMPLOYEES OF SUCH AUTHORITIES, CORPORATIONS AND COMMISSIONS.
   47    (C)  "LEGISLATIVE  EMPLOYEE" SHALL MEAN ANY OFFICER OR EMPLOYEE OF THE
   48  LEGISLATURE BUT IT SHALL NOT INCLUDE MEMBERS OF THE LEGISLATURE.
   49    (D) "WORK LOCATION" SHALL MEAN THE ROOM NUMBER, BUILDING AND  CITY  OR
   50  TOWN  IN WHICH SUCH INDIVIDUAL REGULARLY AND CUSTOMARILY PERFORMS HIS OR
   51  HER WORK DUTIES.
   52    2. COMMENCING WITH THE QUARTERLY  PERIOD  BEGINNING  JULY  FIRST,  TWO
   53  THOUSAND THIRTEEN AND ENDING SEPTEMBER THIRTIETH, TWO THOUSAND THIRTEEN,
   54  AND FOR EACH QUARTERLY PERIOD THEREAFTER, EVERY STATE OFFICER OR EMPLOY-
   55  EE  AND EVERY LEGISLATIVE EMPLOYEE WHO, AT ANY TIME DURING THE REPORTING
   56  PERIOD, REGULARLY AND CUSTOMARILY WAS ASSIGNED TO A WORK LOCATION  OTHER
       S. 3853                             5
    1  THAN  A  WORK LOCATION UNDER THE CONTROL OF THE STATE AGENCY OR LEGISLA-
    2  TIVE OFFICE FROM WHICH HE RECEIVED COMPENSATION OR  REIMBURSEMENT  SHALL
    3  SUBMIT  A  STATEMENT  TO  THE  STATE  COMPTROLLER, WHICH STATEMENT SHALL
    4  CONTAIN  HIS  OR HER NAME, SALARY, WORK LOCATION AND THE STATE AGENCY OR
    5  LEGISLATIVE OFFICE FROM WHICH COMPENSATION OR REIMBURSEMENT WAS RECEIVED
    6  OR IS OWING. SUCH STATEMENT SHALL BE SUBMITTED WITHIN THIRTY DAYS OF THE
    7  END OF SUCH QUARTERLY PERIOD.
    8    3. THE STATE COMPTROLLER SHALL COMPILE THE REPORTS RECEIVED UNDER THIS
    9  SECTION AND SHALL, AND WITHIN THIRTY DAYS OF THE END OF  SUCH  REPORTING
   10  PERIOD,  SUBMIT  A  GENERAL  REPORT  OF SUCH STATEMENTS TO THE TEMPORARY
   11  PRESIDENT OF THE SENATE, THE MINORITY LEADER OF THE SENATE, THE  SPEAKER
   12  OF  THE  ASSEMBLY  AND THE MINORITY LEADER OF THE ASSEMBLY AND MAKE SUCH
   13  GENERAL REPORT AVAILABLE TO THE PUBLIC.
   14    S 6. This act shall take effect immediately.
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