Bill Text: NY S03479 | 2017-2018 | General Assembly | Amended


Bill Title: Relates to the fingerprinting and background checks of contracted service providers of student support services.

Spectrum: Slight Partisan Bill (Republican 6-2)

Status: (Engrossed - Dead) 2018-02-27 - referred to education [S03479 Detail]

Download: New_York-2017-S03479-Amended.html


                STATE OF NEW YORK
        ________________________________________________________________________
                                         3479--A
            Cal. No. 112
                               2017-2018 Regular Sessions
                    IN SENATE
                                    January 23, 2017
                                       ___________
        Introduced  by Sens. MARCELLINO, AMEDORE, DeFRANCISCO, GOLDEN, HAMILTON,
          RANZENHOFER, SAVINO, SEWARD -- read twice  and  ordered  printed,  and
          when printed to be committed to the Committee on Children and Families
          -- recommitted to the Committee on Education in accordance with Senate
          Rule  6,  sec. 8 -- reported favorably from said committee, ordered to
          first and second report, ordered  to  a  third  reading,  amended  and
          ordered reprinted, retaining its place in the order of third reading
        AN  ACT to amend the education law, in relation to background checks and
          fingerprinting; and to amend the social services law, in  relation  to
          statewide  central registry clearances by contracted service providers
          of student support services
          The People of the State of New York, represented in Senate and  Assem-
        bly, do enact as follows:
     1    Section  1.  Subdivision  3  of  section 1125 of the education law, as
     2  added by chapter 180 of the laws of 2000, is amended to read as follows:
     3    3. "Employee" shall mean any  person  receiving  compensation  from  a
     4  school  district  or  employee  of  a  contracted  service  provider,  a
     5  contracted service provider of student support services or worker placed
     6  within the school under a public assistance employment program, pursuant
     7  to title nine-B of article five of the social services law, and consist-
     8  ent with the provisions of such title for the provision of  services  to
     9  such  district, its students or employees, directly or through contract,
    10  whereby such services performed by such person  involve  direct  student
    11  contact.
    12    § 2. Paragraph (a-2) of subdivision 3 of section 2854 of the education
    13  law is amended by adding a new subparagraph (v) to read as follows:
    14    (v)  Notwithstanding  anything  to  the  contrary in this section, the
    15  board of trustees of a charter school shall not be required  to  oversee
    16  the fingerprinting process for employees of a contracted service provid-
    17  er  of  student support services such as, but not limited to, substitute
    18  teachers,  substitute  teacher  aides,  substitute  nurses,  educational
         EXPLANATION--Matter in italics (underscored) is new; matter in brackets
                              [ ] is old law to be omitted.
                                                                   LBD05150-08-8

        S. 3479--A                          2
     1  consultants,  tutors, substitute school administrative support and other
     2  temporary student services professionals, so long as they have engaged a
     3  contracted service provider of student support services who has complied
     4  with the fingerprinting requirements elsewhere in this chapter.
     5    §  3.  Paragraph (a) of subdivision 30 of section 305 of the education
     6  law, as amended by chapter 630 of the laws of 2006, is amended  to  read
     7  as follows:
     8    (a)  The  commissioner,  in  cooperation with the division of criminal
     9  justice services and in accordance with  all  applicable  provisions  of
    10  law,  shall promulgate rules and regulations to require the fingerprint-
    11  ing of prospective employees, as defined in section eleven hundred twen-
    12  ty-five of this chapter, of school  districts,  charter  schools  [and],
    13  boards  of  cooperative  educational  services  and  contracted  service
    14  providers of student support services and authorizing the fingerprinting
    15  of prospective employees of nonpublic and private elementary and second-
    16  ary schools, and for the use of information derived from searches of the
    17  records of the division of criminal justice  services  and  the  federal
    18  bureau  of  investigation  based  on  the  use of such fingerprints. The
    19  commissioner shall also develop a form  for  use  by  school  districts,
    20  charter  schools, boards of cooperative educational services, contracted
    21  service providers of student support services, and nonpublic and private
    22  elementary and secondary schools in connection with  the  submission  of
    23  fingerprints  that  contains the specific job title sought and any other
    24  information that may be relevant to consideration of the applicant.  The
    25  commissioner shall also create or expand the functionality  of  internet
    26  based  systems  to  provide  access  to  contracted service providers of
    27  student support services upon  application  of  the  contracted  service
    28  provider  of student support services to the commissioner to enable them
    29  to be able to review fingerprint results and subsequent arrest notifica-
    30  tions based on the fingerprint and background check data by logging into
    31  a protected web portal, entering in the employee name and social securi-
    32  ty number, which would provide access to see  the  fingerprint  results.
    33  The  commissioner  shall  also  establish  a form for the recordation of
    34  allegations of child abuse in an educational setting, as required pursu-
    35  ant to section eleven hundred twenty-six of this chapter. No person  who
    36  has been fingerprinted pursuant to section three thousand four-b of this
    37  chapter  or  pursuant  to section five hundred nine-cc or twelve hundred
    38  twenty-nine-d of the vehicle and  traffic  law  and  whose  fingerprints
    39  remain  on  file with the division of criminal justice services shall be
    40  required to undergo fingerprinting for purposes of a new criminal histo-
    41  ry record check. This subdivision and the rules and regulations  promul-
    42  gated  pursuant  thereto  shall  not apply to a school district within a
    43  city with a population of one million or more.
    44    § 4. The opening paragraph of  paragraph  (b)  of  subdivision  30  of
    45  section  305 of the education law, as amended by chapter 630 of the laws
    46  of 2006, is amended to read as follows:
    47    The commissioner, in cooperation with the division of criminal justice
    48  services, shall promulgate a form to be provided to all such prospective
    49  employees of school districts, charter schools,  boards  of  cooperative
    50  educational  services,  contracted  service providers of student support
    51  services and nonpublic and private elementary and secondary schools that
    52  elect to fingerprint and seek clearance for prospective  employees  that
    53  shall:
    54    §  5.  Paragraph (d) of subdivision 30 of section 305 of the education
    55  law, as amended by chapter 630 of the laws of 2006, is amended  to  read
    56  as follows:

        S. 3479--A                          3
     1    (d)  The commissioner shall develop forms to be provided to all school
     2  districts, charter schools, boards of cooperative educational  services,
     3  contracted  service  providers  of  student  support services and to all
     4  nonpublic and private elementary and secondary  schools  that  elect  to
     5  fingerprint  their  prospective employees, to be completed and signed by
     6  prospective employees when conditional appointment or  emergency  condi-
     7  tional appointment is offered.
     8    §  6.  Subdivision 31 of section 305 of the education law, as added by
     9  chapter 380 of the laws of 2001, is amended to read as follows:
    10    31. The commissioner shall direct that each school  district,  charter
    11  school,  [and]  private  elementary and secondary school, and contracted
    12  service provider of student support services appoint a designated educa-
    13  tional official for the purposes set forth  in  section  380.90  of  the
    14  criminal  procedure  law,  subdivision  seventeen  of  section 301.2 and
    15  subdivision three of section 380.1 of the family court act. In addition,
    16  the commissioner shall promulgate rules and regulations, in consultation
    17  with the office of court administration, to facilitate electronic access
    18  by the courts to the names and addresses of such designated  educational
    19  officials.
    20    § 7. Subdivision 1 of section 3035 of the education law, as amended by
    21  chapter 630 of the laws of 2006, is amended to read as follows:
    22    1.  The  commissioner shall submit to the division of criminal justice
    23  services two sets of fingerprints of prospective employees as defined in
    24  subdivision three of section eleven hundred twenty-five of this  chapter
    25  received  from a school district, charter school or board of cooperative
    26  educational services, contracted service providers  of  student  support
    27  services  and  of  prospective  employees  received  from  nonpublic and
    28  private elementary and secondary schools pursuant to title two  of  this
    29  chapter,  and  the  division of criminal justice services processing fee
    30  imposed pursuant to subdivision eight-a of section eight  hundred  thir-
    31  ty-seven  of the executive law and any fee imposed by the federal bureau
    32  of investigation.  The division of criminal  justice  services  and  the
    33  federal  bureau  of  investigation  shall  forward such criminal history
    34  record to the commissioner in a timely manner. For the purposes of  this
    35  section,  the  term "criminal history record" shall mean a record of all
    36  convictions of crimes and any pending criminal charges maintained on  an
    37  individual  by the division of criminal justice services and the federal
    38  bureau of investigation. All such criminal history records sent  to  the
    39  commissioner pursuant to this subdivision shall be confidential pursuant
    40  to  the  applicable  federal  and state laws, rules and regulations, and
    41  shall not be published or in any way disclosed to persons other than the
    42  commissioner, unless otherwise authorized by law.
    43    § 8. Subdivision 3 of section 3035 of the education law, as amended by
    44  section 7 of chapter 630 of the laws of 2006,  is  amended  to  read  as
    45  follows:
    46    3.  (a) Clearance. (i) After receipt of a criminal history record from
    47  the division of criminal justice services  and  the  federal  bureau  of
    48  investigation  the  commissioner  shall  promptly notify the appropriate
    49  school  district,  charter  school,  board  of  cooperative  educational
    50  services,  contracted  service  providers of student support services or
    51  nonpublic or private elementary or secondary school whether the prospec-
    52  tive employee to which such report relates  is  cleared  for  employment
    53  based  upon  his or her criminal history. All determinations to grant or
    54  deny clearance for  employment  pursuant  to  this  paragraph  shall  be
    55  performed  in accordance with subdivision sixteen of section two hundred
    56  ninety-six of the  executive  law  and  article  twenty-three-A  of  the

        S. 3479--A                          4
     1  correction  law.  When  the  commissioner  denies a prospective employee
     2  clearance for employment, such prospective employee  shall  be  afforded
     3  notice  and  the right to be heard and offer proof in opposition to such
     4  determination in accordance with the regulations of the commissioner.
     5    (ii)  Notwithstanding  any  other  provisions  of law to the contrary,
     6  information regarding the results of the  investigation  of  current  or
     7  prospective employees of contracted service providers of student support
     8  services  and  subsequent  changes  in  status related to such employees
     9  shall be transmitted via an  internet-based  system  made  available  to
    10  contracted  service  providers of student support services upon applica-
    11  tion of the contracted service provider of student support  services  to
    12  the  commissioner  where,  by  logging  into  a protected web portal and
    13  entering in the employee name and  social  security  number,  contracted
    14  service  providers  of  student support services would be able to access
    15  fingerprint  results,  whether  the  employee  first  completed  a  form
    16  provided  to  them by the contracted service provider of student support
    17  services, or received a form previously from a school district,  charter
    18  school  or  board  of  cooperative educational services. Nothing in this
    19  section shall require an employee who has already submitted their  fing-
    20  erprints  to  the  commissioner to have to submit them again, so long as
    21  they were not destroyed.
    22    (b) Conditional clearance. When the commissioner  receives  a  request
    23  for  a  determination  on  the  conditional  clearance  of a prospective
    24  employee, the commissioner, after receipt of a criminal  history  record
    25  from  the  division  of criminal justice services, shall promptly notify
    26  the prospective employee and the appropriate  school  district,  charter
    27  school,  board  of  cooperative educational services, contracted service
    28  providers of student support services or nonpublic or private elementary
    29  or secondary school that the prospective employee to which  such  report
    30  relates  is  conditionally  cleared for employment based upon his or her
    31  criminal history or that more time is needed to make the  determination.
    32  If  the  commissioner determines that more time is needed, the notifica-
    33  tion shall include a good faith estimate of  the  amount  of  additional
    34  time  needed.  Such  notification  shall be made within fifteen business
    35  days after the commissioner receives the prospective employee's  finger-
    36  prints.  All  determinations  to grant or deny conditional clearance for
    37  employment pursuant to this paragraph shall be performed  in  accordance
    38  with subdivision sixteen of section two hundred ninety-six of the execu-
    39  tive law and article twenty-three-A of the correction law.
    40    § 9. Subdivision 3 of section 3035 of the education law, as amended by
    41  section  8  of  chapter  630  of the laws of 2006, is amended to read as
    42  follows:
    43    3. After receipt of a criminal history record  from  the  division  of
    44  criminal  justice  services  and the federal bureau of investigation the
    45  commissioner shall promptly  notify  the  appropriate  school  district,
    46  charter  school,  board  of cooperative educational services, contracted
    47  service providers of student support services or  nonpublic  or  private
    48  elementary or secondary school whether the prospective employee to which
    49  such  report  relates  is  cleared  for employment based upon his or her
    50  criminal history. All determinations to  grant  or  deny  clearance  for
    51  employment pursuant to this subdivision shall be performed in accordance
    52  with subdivision sixteen of section two hundred ninety-six of the execu-
    53  tive  law  and  article  twenty-three-A of the correction law.  When the
    54  commissioner denies a prospective  employee  clearance  for  employment,
    55  such  prospective  employee shall be afforded notice and the right to be

        S. 3479--A                          5
     1  heard and offer proof in opposition to such determination in  accordance
     2  with the regulations of the commissioner.
     3    §  10.  Section  1125  of the education law is amended by adding a new
     4  subdivision 10 to read as follows:
     5    10. "Contracted service provider of student  support  services"  shall
     6  mean any individual or entity that contracts with, but not limited to, a
     7  school  district,  a  charter school, a board of cooperative educational
     8  services, or a nonpublic school for the provision of  substitute  teach-
     9  ers,  substitute  teacher  assistants,  substitute  nurses,  educational
    10  professional, tutors,  substitute  school  administrative  support,  and
    11  other temporary student service personnel.
    12    §  11.  Subdivision  3 of section 424-a of the social services law, as
    13  amended by section 3 of part Q of chapter 56 of the  laws  of  2017,  is
    14  amended to read as follows:
    15    3.  For  purposes  of  this  section, the term "provider" or "provider
    16  agency" shall mean: an authorized agency; the  office  of  children  and
    17  family  services;  juvenile  detention facilities subject to the certif-
    18  ication of the office of children and family services;  programs  estab-
    19  lished pursuant to article nineteen-H of the executive law; non-residen-
    20  tial  or  residential programs or facilities licensed or operated by the
    21  office of mental health or the  office  for  people  with  developmental
    22  disabilities  except family care homes; licensed child day care centers,
    23  including head start programs which are funded pursuant to  title  V  of
    24  the  federal economic opportunity act of nineteen hundred sixty-four, as
    25  amended; early intervention  service  established  pursuant  to  section
    26  twenty-five  hundred  forty of the public health law; preschool services
    27  established pursuant to section forty-four hundred ten of the  education
    28  law;  school-age  child  care  programs; contracted service providers of
    29  student support services as defined in subdivision ten of section eleven
    30  hundred twenty-five of the education law; special act  school  districts
    31  as  enumerated in chapter five hundred sixty-six of the laws of nineteen
    32  hundred sixty-seven, as amended; programs and facilities licensed by the
    33  office of alcoholism and substance abuse services;  residential  schools
    34  which  are operated, supervised or approved by the education department;
    35  publicly-funded emergency shelters for families with children, provided,
    36  however, for purposes of this section, when  the  provider  or  provider
    37  agency  is  a  publicly-funded emergency shelter for families with chil-
    38  dren, then all references in this section to the "potential for  regular
    39  and  substantial contact with individuals who are cared for by the agen-
    40  cy" shall mean the potential for regular and  substantial  contact  with
    41  children  who  are  served  by  such  shelter; and any other facility or
    42  provider agency, as defined in subdivision four of section four  hundred
    43  eighty-eight  of  this chapter, in regard to the employment of staff, or
    44  use of providers of goods and services  and  staff  of  such  providers,
    45  consultants, interns and volunteers.
    46    §  12.  Paragraph  (a) of subdivision 2 of section 390-a of the social
    47  services law, as amended by chapter 416 of the laws of 2000, is  amended
    48  to read as follows:
    49    (a) review and evaluate the backgrounds of and information supplied by
    50  any  person  applying  to be a child day care center or school-age child
    51  care program employee or volunteer or group family day care assistant, a
    52  provider of family day care or group family day care, or a director of a
    53  child day care center, head start day care center  or  school-age  child
    54  care  program.  Such  procedures shall include but not be limited to the
    55  following requirements: that the applicant set forth his or her  employ-
    56  ment  history,  provide  personal and employment references; submit such

        S. 3479--A                          6
     1  information as is required for  screening  with  the  statewide  central
     2  register  of  child  abuse  and  maltreatment  in  accordance  with  the
     3  provisions of section four hundred twenty-four-a of this article; sign a
     4  sworn statement indicating whether, to the best of his or her knowledge,
     5  he  or she has ever been convicted of a crime in this state or any other
     6  jurisdiction; and provide his or her fingerprints for submission to  the
     7  division  of criminal justice services in accordance with the provisions
     8  of section three hundred ninety-b of this title.    Notwithstanding  the
     9  provisions  of  this  paragraph,  where  a program has people working on
    10  their premises through a contracted service provider of student  support
    11  services  as  defined in subdivision ten of section eleven hundred twen-
    12  ty-five of the education law, and such contracted services  provider  of
    13  student  support services has properly performed checks on its employees
    14  as  a  provider  or  provider  agency   under   section   four   hundred
    15  twenty-four-a  of  this  chapter, then such program does not need to run
    16  the check itself on the contracted service provider employees working on
    17  their site;
    18    § 13. This act shall take effect immediately; provided  however  that:
    19  (a)  the  amendments to paragraph (a-2) of subdivision 3 of section 2854
    20  of the education law made by section two of this act  shall  not  affect
    21  the expiration of such paragraph and shall expire and be deemed repealed
    22  therewith;  (b)  the  amendments  to  paragraph (d) of subdivision 30 of
    23  section 305 of the education law made by section five of this act  shall
    24  not  affect  the  repeal  of such paragraph and shall be deemed repealed
    25  therewith; and (c) the amendments to subdivision 3 of  section  3035  of
    26  the  education law made by section eight of this act shall be subject to
    27  the expiration and reversion of such subdivision, pursuant to section 12
    28  of chapter 147 of the laws of 2001, as amended, when upon such date  the
    29  provisions of section nine of this act shall take effect.
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