Bill Text: NY S03186 | 2011-2012 | General Assembly | Amended


Bill Title: Enacts provisions relating to collective negotiations by health care providers with certain health care plans; applies to health benefit plans that provide benefits for medical or surgical expenses incurred as a result of a health condition, accident or sickness, including an individual, group, blanket or franchise insurance policy or insurance agreement offered by certain enumerated entities.

Spectrum: Bipartisan Bill

Status: (Engrossed - Dead) 2012-06-11 - REPORTED AND COMMITTED TO RULES [S03186 Detail]

Download: New_York-2011-S03186-Amended.html
                           S T A T E   O F   N E W   Y O R K
       ________________________________________________________________________
                                        3186--A
                              2011-2012 Regular Sessions
                                   I N  S E N A T E
                                   February 11, 2011
                                      ___________
       Introduced  by  Sens.  HANNON,  DeFRANCISCO,  JOHNSON,  KRUEGER,  LANZA,
         MARTINS, MAZIARZ, STAVISKY, ZELDIN -- read twice and ordered  printed,
         and when printed to be committed to the Committee on Health -- commit-
         tee  discharged, bill amended, ordered reprinted as amended and recom-
         mitted to said committee
       AN ACT to amend the public health law, in relation to  requirements  for
         collective  negotiations  by health care providers with certain health
         benefit plans
         THE PEOPLE OF THE STATE OF NEW YORK, REPRESENTED IN SENATE AND  ASSEM-
       BLY, DO ENACT AS FOLLOWS:
    1    Section 1. Statement of legislative intent. The legislature finds that
    2  collective  negotiation by competing health care providers for the terms
    3  and conditions of contracts with health plans can result  in  beneficial
    4  results  for  health  care  consumers.  The  legislature  further  finds
    5  instances where health plans dominate the market to such a  degree  that
    6  fair  and  adequate  negotiations  between health care providers and the
    7  plans are adversely affected, so that it is necessary and appropriate to
    8  provide for a system of collective  action  on  behalf  of  health  care
    9  providers. Consequently, the legislature finds it appropriate and neces-
   10  sary  to  displace  competition  with regulation of health plan-provider
   11  agreements and authorize collective negotiations on the terms and condi-
   12  tions of the relationship between health  care  plans  and  health  care
   13  providers  so  the imbalances between the two will not result in adverse
   14  conditions of health care. This act is  not  intended  to  apply  to  or
   15  affect  in  any  respect  collective  bargaining relationships involving
   16  health care providers as defined in section 4920 of  the  public  health
   17  law or rights relating to collective bargaining arising under applicable
   18  federal or state collective bargaining statutes.
   19    S  2.  This  act  shall  be known and may be cited as the "health care
   20  consumer and provider protection act".
        EXPLANATION--Matter in ITALICS (underscored) is new; matter in brackets
                             [ ] is old law to be omitted.
                                                                  LBD02375-03-1
       S. 3186--A                          2
    1    S 3. Article 49 of the public health law is amended by  adding  a  new
    2  title III to read as follows:
    3                                  TITLE III
    4                   COLLECTIVE NEGOTIATIONS BY HEALTH CARE
    5                      PROVIDERS WITH HEALTH CARE PLANS
    6  SECTION 4920. DEFINITIONS.
    7          4921. NON-FEE RELATED COLLECTIVE NEGOTIATION AUTHORIZED.
    8          4922. FEE RELATED COLLECTIVE NEGOTIATION.
    9          4923. COLLECTIVE NEGOTIATION REQUIREMENTS.
   10          4924. REQUIREMENTS FOR HEALTH CARE PROVIDERS' REPRESENTATIVE.
   11          4925. CERTAIN COLLECTIVE ACTION PROHIBITED.
   12          4926. FEES.
   13          4927. MONITORING OF AGREEMENTS.
   14          4928. CONFIDENTIALITY.
   15          4929. SEVERABILITY AND CONSTRUCTION.
   16    S 4920. DEFINITIONS. FOR PURPOSES OF THIS TITLE:
   17    1.  "HEALTH  CARE  PLAN"  MEANS  AN  ENTITY  (OTHER THAN A HEALTH CARE
   18  PROVIDER) THAT APPROVES, PROVIDES, ARRANGES FOR, OR PAYS FOR HEALTH CARE
   19  SERVICES, INCLUDING BUT NOT LIMITED TO:
   20    (A) A HEALTH MAINTENANCE ORGANIZATION  LICENSED  PURSUANT  TO  ARTICLE
   21  FORTY-THREE  OF  THE  INSURANCE  LAW  OR  CERTIFIED  PURSUANT TO ARTICLE
   22  FORTY-FOUR OF THIS CHAPTER;
   23    (B) ANY OTHER ORGANIZATION CERTIFIED PURSUANT TO ARTICLE FORTY-FOUR OF
   24  THIS CHAPTER; OR
   25    (C) AN INSURER OR CORPORATION SUBJECT TO THE INSURANCE LAW.
   26    2. "PERSON" MEANS AN  INDIVIDUAL,  ASSOCIATION,  CORPORATION,  OR  ANY
   27  OTHER LEGAL ENTITY.
   28    3.  "HEALTH CARE PROVIDERS' REPRESENTATIVE" MEANS A THIRD PARTY WHO IS
   29  AUTHORIZED BY HEALTH CARE PROVIDERS TO NEGOTIATE ON  THEIR  BEHALF  WITH
   30  HEALTH  CARE PLANS OVER CONTRACTUAL TERMS AND CONDITIONS AFFECTING THOSE
   31  HEALTH CARE PROVIDERS.
   32    4. "STRIKE" MEANS A WORK STOPPAGE IN PART OR IN WHOLE, DIRECT OR INDI-
   33  RECT, BY A BODY OF WORKERS TO GAIN COMPLIANCE WITH DEMANDS  MADE  ON  AN
   34  EMPLOYER.
   35    5.  "SUBSTANTIAL  MARKET  SHARE IN A BUSINESS LINE" EXISTS IF A HEALTH
   36  CARE PLAN'S MARKET SHARE OF A BUSINESS LINE WITHIN  A  SERVICE  AREA  AS
   37  APPROVED  BY  THE  ATTORNEY  GENERAL,  ALONE  OR IN COMBINATION WITH THE
   38  MARKET SHARES OF AFFILIATES, EXCEEDS EITHER TEN  PERCENT  OF  THE  TOTAL
   39  NUMBER  OF  COVERED LIVES IN THAT SERVICE AREA FOR SUCH BUSINESS LINE OR
   40  TWENTY-FIVE THOUSAND LIVES, OR IF THE ATTORNEY  GENERAL  DETERMINES  THE
   41  MARKET  SHARE  OF  THE  INSURER  IN  THE  RELEVANT INSURANCE PRODUCT AND
   42  GEOGRAPHIC MARKETS FOR THE SERVICES OF THE PROVIDERS SEEKING TO  COLLEC-
   43  TIVELY  NEGOTIATE  SIGNIFICANTLY EXCEEDS THE COUNTERVAILING MARKET SHARE
   44  OF THE PROVIDERS ACTING INDIVIDUALLY.
   45    6. "HEALTH CARE PROVIDER" MEANS A PERSON WHO IS  LICENSED,  CERTIFIED,
   46  OR REGISTERED PURSUANT TO TITLE EIGHT OF THE EDUCATION LAW AND WHO PRAC-
   47  TICES  AS A HEALTH CARE PROVIDER AS AN INDEPENDENT CONTRACTOR AND/OR WHO
   48  IS AN OWNER, OFFICER,  SHAREHOLDER,  OR  PROPRIETOR  OF  A  HEALTH  CARE
   49  PROVIDER.  A HEALTH CARE PROVIDER UNDER TITLE EIGHT OF THE EDUCATION LAW
   50  WHO PRACTICES AS AN EMPLOYEE OF A HEALTH  CARE  PROVIDER  SHALL  NOT  BE
   51  DEEMED A HEALTH CARE PROVIDER FOR PURPOSES OF THIS TITLE.
   52    S  4921.  NON-FEE RELATED COLLECTIVE NEGOTIATION AUTHORIZED. 1. HEALTH
   53  CARE PROVIDERS PRACTICING WITHIN THE SERVICE AREA OF A HEALTH CARE  PLAN
   54  MAY MEET AND COMMUNICATE FOR THE PURPOSE OF COLLECTIVELY NEGOTIATING THE
   55  FOLLOWING  TERMS  AND  CONDITIONS  OF PROVIDER CONTRACTS WITH THE HEALTH
   56  CARE PLAN:
       S. 3186--A                          3
    1    (A) THE DETAILS OF THE UTILIZATION REVIEW PLAN AS DEFINED PURSUANT  TO
    2  SUBDIVISION  TEN  OF  SECTION  FORTY-NINE  HUNDRED  OF  THIS ARTICLE AND
    3  SUBSECTION (J) OF SECTION FOUR THOUSAND NINE HUNDRED  OF  THE  INSURANCE
    4  LAW;
    5    (B)  COVERAGE  PROVISIONS;  HEALTH  CARE  BENEFITS;  BENEFIT MAXIMUMS,
    6  INCLUDING BENEFIT LIMITATIONS; AND EXCLUSIONS OF COVERAGE;
    7    (C) THE DEFINITION OF MEDICAL NECESSITY;
    8    (D) THE CLINICAL PRACTICE GUIDELINES USED TO  MAKE  MEDICAL  NECESSITY
    9  AND UTILIZATION REVIEW DETERMINATIONS;
   10    (E) PREVENTIVE CARE AND OTHER MEDICAL MANAGEMENT PRACTICES;
   11    (F)  DRUG  FORMULARIES  AND  STANDARDS  AND PROCEDURES FOR PRESCRIBING
   12  OFF-FORMULARY DRUGS;
   13    (G) RESPECTIVE PHYSICIAN LIABILITY FOR THE TREATMENT OR LACK OF TREAT-
   14  MENT OF COVERED PERSONS;
   15    (H) THE DETAILS OF HEALTH CARE PLAN RISK  TRANSFER  ARRANGEMENTS  WITH
   16  PROVIDERS;
   17    (I)  PLAN  ADMINISTRATIVE  PROCEDURES, INCLUDING METHODS AND TIMING OF
   18  HEALTH CARE PROVIDER PAYMENT FOR SERVICES;
   19    (J) PROCEDURES TO BE UTILIZED TO RESOLVE DISPUTES BETWEEN  THE  HEALTH
   20  CARE PLAN AND HEALTH CARE PROVIDERS;
   21    (K)  PATIENT  REFERRAL PROCEDURES INCLUDING, BUT NOT LIMITED TO, THOSE
   22  APPLICABLE TO OUT-OF-POCKET NETWORK REFERRALS;
   23    (L) THE FORMULATION AND APPLICATION OF HEALTH CARE PROVIDER REIMBURSE-
   24  MENT PROCEDURES;
   25    (M) QUALITY ASSURANCE PROGRAMS;
   26    (N)  THE  PROCESS  FOR  RENDERING  UTILIZATION  REVIEW  DETERMINATIONS
   27  INCLUDING:  ESTABLISHMENT  OF A PROCESS FOR RENDERING UTILIZATION REVIEW
   28  DETERMINATIONS WHICH SHALL, AT A MINIMUM, INCLUDE: WRITTEN PROCEDURES TO
   29  ASSURE THAT UTILIZATION REVIEWS AND DETERMINATIONS ARE CONDUCTED  WITHIN
   30  THE  TIMEFRAMES  ESTABLISHED  IN  THIS  ARTICLE; PROCEDURES TO NOTIFY AN
   31  ENROLLEE, AN  ENROLLEE'S  DESIGNEE  AND/OR  AN  ENROLLEE'S  HEALTH  CARE
   32  PROVIDER OF ADVERSE DETERMINATIONS; AND PROCEDURES FOR APPEAL OF ADVERSE
   33  DETERMINATIONS,  INCLUDING  THE  ESTABLISHMENT  OF  AN EXPEDITED APPEALS
   34  PROCESS FOR DENIALS OF CONTINUED INPATIENT CARE OR WHERE THERE IS  IMMI-
   35  NENT OR SERIOUS THREAT TO THE HEALTH OF THE ENROLLEE; AND
   36    (O)  HEALTH  CARE  PROVIDER SELECTION AND TERMINATION CRITERIA USED BY
   37  THE HEALTH CARE PLAN.
   38    2. NOTHING IN THIS SECTION SHALL BE CONSTRUED TO ALLOW OR AUTHORIZE AN
   39  ALTERATION OF THE TERMS OF THE INTERNAL AND EXTERNAL  REVIEW  PROCEDURES
   40  SET FORTH IN LAW.
   41    3.  NOTHING  IN THIS SECTION SHALL BE CONSTRUED TO ALLOW A STRIKE OF A
   42  HEALTH CARE PLAN BY HEALTH CARE PROVIDERS  OR  PLANS  AS  OTHERWISE  SET
   43  FORTH IN THE LAWS OF THIS STATE.
   44    4.  NOTHING  IN  THIS SECTION SHALL BE CONSTRUED TO ALLOW OR AUTHORIZE
   45  TERMS OR CONDITIONS WHICH WOULD IMPEDE THE ABILITY OF A HEALTH CARE PLAN
   46  TO OBTAIN OR RETAIN ACCREDITATION BY THE NATIONAL COMMITTEE FOR  QUALITY
   47  ASSURANCE OR A SIMILAR BODY.
   48    S 4922. FEE RELATED COLLECTIVE NEGOTIATION. 1. IF THE HEALTH CARE PLAN
   49  HAS  SUBSTANTIAL  MARKET  SHARE  IN A BUSINESS LINE IN ANY SERVICE AREA,
   50  HEALTH CARE PROVIDERS PRACTICING WITHIN THAT SERVICE  AREA  MAY  COLLEC-
   51  TIVELY  NEGOTIATE  THE  FOLLOWING  TERMS AND CONDITIONS RELATING TO THAT
   52  BUSINESS LINE WITH THE HEALTH CARE PLAN:
   53    (A) THE FEES ASSESSED BY THE HEALTH CARE PLAN FOR SERVICES,  INCLUDING
   54  FEES ESTABLISHED THROUGH THE APPLICATION OF REIMBURSEMENT PROCEDURES;
   55    (B)  THE  CONVERSION  FACTORS  USED  BY  THE  HEALTH  CARE  PLAN  IN A
   56  RESOURCE-BASED RELATIVE VALUE SCALE REIMBURSEMENT METHODOLOGY  OR  OTHER
       S. 3186--A                          4
    1  SIMILAR  METHODOLOGY; PROVIDED THE SAME ARE NOT OTHERWISE ESTABLISHED BY
    2  STATE OR FEDERAL LAW OR REGULATION;
    3    (C)  THE AMOUNT OF ANY DISCOUNT GRANTED BY THE HEALTH CARE PLAN ON THE
    4  FEE OF HEALTH CARE SERVICES TO BE RENDERED BY HEALTH CARE PROVIDERS;
    5    (D) THE DOLLAR AMOUNT  OF  CAPITATION  OR  FIXED  PAYMENT  FOR  HEALTH
    6  SERVICES  RENDERED  BY  HEALTH CARE PROVIDERS TO HEALTH CARE PLAN ENROL-
    7  LEES;
    8    (E) THE PROCEDURE CODE OR OTHER DESCRIPTION OF A HEALTH  CARE  SERVICE
    9  COVERED  BY  A  PAYMENT  AND  THE  APPROPRIATE GROUPING OF THE PROCEDURE
   10  CODES; OR
   11    (F) THE AMOUNT OF ANY OTHER COMPONENT OF THE REIMBURSEMENT METHODOLOGY
   12  FOR A HEALTH CARE SERVICE.
   13    2. NOTHING HEREIN SHALL BE DEEMED TO AFFECT OR LIMIT THE  RIGHT  OF  A
   14  HEALTH  CARE  PROVIDER OR GROUP OF HEALTH CARE PROVIDERS TO COLLECTIVELY
   15  PETITION A GOVERNMENT ENTITY FOR A CHANGE IN A LAW, RULE, OR REGULATION.
   16    S 4923. COLLECTIVE NEGOTIATION REQUIREMENTS. 1. COLLECTIVE NEGOTIATION
   17  RIGHTS GRANTED BY THIS TITLE MUST CONFORM TO THE FOLLOWING REQUIREMENTS:
   18    (A) HEALTH CARE PROVIDERS  MAY  COMMUNICATE  WITH  OTHER  HEALTH  CARE
   19  PROVIDERS  REGARDING  THE CONTRACTUAL TERMS AND CONDITIONS TO BE NEGOTI-
   20  ATED WITH A HEALTH CARE PLAN;
   21    (B) HEALTH CARE PROVIDERS MAY COMMUNICATE WITH HEALTH CARE  PROVIDERS'
   22  REPRESENTATIVES;
   23    (C)  A HEALTH CARE PROVIDERS' REPRESENTATIVE IS THE ONLY PARTY AUTHOR-
   24  IZED TO NEGOTIATE WITH HEALTH CARE PLANS ON BEHALF OF  THE  HEALTH  CARE
   25  PROVIDERS AS A GROUP;
   26    (D)  A  HEALTH  CARE PROVIDER CAN BE BOUND BY THE TERMS AND CONDITIONS
   27  NEGOTIATED BY THE HEALTH CARE PROVIDERS' REPRESENTATIVES; AND
   28    (E) IN COMMUNICATING OR NEGOTIATING WITH THE  HEALTH  CARE  PROVIDERS'
   29  REPRESENTATIVE, A HEALTH CARE PLAN IS ENTITLED TO CONTRACT WITH OR OFFER
   30  DIFFERENT  CONTRACT  TERMS AND CONDITIONS TO INDIVIDUAL COMPETING HEALTH
   31  CARE PROVIDERS.
   32    2. A HEALTH CARE PROVIDERS' REPRESENTATIVE MAY NOT REPRESENT MORE THAN
   33  THIRTY PERCENT OF THE MARKET OF HEALTH CARE PROVIDERS OR OF A PARTICULAR
   34  HEALTH CARE PROVIDER TYPE OR SPECIALTY PRACTICING IN THE SERVICE AREA OR
   35  PROPOSED SERVICE AREA OF A HEALTH CARE PLAN THAT COVERS LESS  THAN  FIVE
   36  PERCENT OF THE ACTUAL NUMBER OF COVERED LIVES OF THE HEALTH CARE PLAN IN
   37  THE AREA, AS DETERMINED BY THE DEPARTMENT.
   38    3.  NOTHING  IN THIS SECTION SHALL BE CONSTRUED TO PROHIBIT COLLECTIVE
   39  ACTION ON THE PART OF ANY HEALTH CARE PROVIDER WHO  IS  A  MEMBER  OF  A
   40  COLLECTIVE  BARGAINING  UNIT  RECOGNIZED  PURSUANT TO THE NATIONAL LABOR
   41  RELATIONS ACT.
   42    S 4924. REQUIREMENTS FOR HEALTH  CARE  PROVIDERS'  REPRESENTATIVE.  1.
   43  BEFORE  ENGAGING  IN  COLLECTIVE NEGOTIATIONS WITH A HEALTH CARE PLAN ON
   44  BEHALF OF HEALTH CARE PROVIDERS, A HEALTH CARE PROVIDERS' REPRESENTATIVE
   45  SHALL FILE WITH THE ATTORNEY GENERAL, IN THE MANNER  PRESCRIBED  BY  THE
   46  ATTORNEY GENERAL, INFORMATION IDENTIFYING THE REPRESENTATIVE, THE REPRE-
   47  SENTATIVE'S  PLAN  OF  OPERATION, AND THE REPRESENTATIVE'S PROCEDURES TO
   48  ENSURE COMPLIANCE WITH THIS TITLE.
   49    2. BEFORE ENGAGING IN THE COLLECTIVE  NEGOTIATIONS,  THE  HEALTH  CARE
   50  PROVIDERS'  REPRESENTATIVE SHALL ALSO SUBMIT TO THE ATTORNEY GENERAL FOR
   51  THE ATTORNEY  GENERAL'S  APPROVAL  A  REPORT  IDENTIFYING  THE  PROPOSED
   52  SUBJECT  MATTER  OF THE NEGOTIATIONS OR DISCUSSIONS WITH THE HEALTH CARE
   53  PLAN AND THE EFFICIENCIES OR BENEFITS EXPECTED TO  BE  ACHIEVED  THROUGH
   54  THE  NEGOTIATIONS  FOR  BOTH  THE  PROVIDERS  AND  CONSUMERS  OF  HEALTH
   55  SERVICES. THE ATTORNEY GENERAL SHALL  NOT  APPROVE  THE  REPORT  IF  THE
       S. 3186--A                          5
    1  ATTORNEY  GENERAL DETERMINES THAT THE PROPOSED NEGOTIATIONS WOULD EXCEED
    2  THE AUTHORITY GRANTED UNDER THIS TITLE.
    3    3.  THE  REPRESENTATIVE SHALL SUPPLEMENT THE INFORMATION IN THE REPORT
    4  ON A REGULAR BASIS OR AS NEW INFORMATION BECOMES  AVAILABLE,  INDICATING
    5  THAT  THE  SUBJECT  MATTER OF THE NEGOTIATIONS WITH THE HEALTH CARE PLAN
    6  HAS CHANGED OR WILL CHANGE. IN NO EVENT SHALL THE REPORT  BE  LESS  THAN
    7  EVERY THIRTY DAYS.
    8    4.  WITH THE ADVICE OF THE SUPERINTENDENT OF INSURANCE AND THE COMMIS-
    9  SIONER, THE ATTORNEY GENERAL SHALL APPROVE OR DISAPPROVE THE REPORT  NOT
   10  LATER  THAN  THE  TWENTIETH  DAY  AFTER  THE DATE ON WHICH THE REPORT IS
   11  FILED. IF DISAPPROVED, THE ATTORNEY  GENERAL  SHALL  FURNISH  A  WRITTEN
   12  EXPLANATION  OF  ANY  DEFICIENCIES,  ALONG  WITH A STATEMENT OF SPECIFIC
   13  PROPOSALS FOR REMEDIAL MEASURES TO CURE THE DEFICIENCIES. IF THE  ATTOR-
   14  NEY  GENERAL DOES NOT SO ACT WITHIN THE TWENTY DAYS, THE REPORT SHALL BE
   15  DEEMED APPROVED.
   16    5. A PERSON WHO ACTS AS A HEALTH CARE PROVIDERS' REPRESENTATIVE  WITH-
   17  OUT  THE  APPROVAL  OF  THE ATTORNEY GENERAL UNDER THIS SECTION SHALL BE
   18  DEEMED TO BE ACTING OUTSIDE THE AUTHORITY GRANTED UNDER THIS TITLE.
   19    6. BEFORE REPORTING THE RESULTS OF NEGOTIATIONS  WITH  A  HEALTH  CARE
   20  PLAN OR PROVIDING TO THE AFFECTED HEALTH CARE PROVIDERS AN EVALUATION OF
   21  ANY  OFFER MADE BY A HEALTH CARE PLAN, THE HEALTH CARE PROVIDERS' REPRE-
   22  SENTATIVE SHALL FURNISH FOR APPROVAL BY  THE  ATTORNEY  GENERAL,  BEFORE
   23  DISSEMINATION TO THE HEALTH CARE PROVIDERS, A COPY OF ALL COMMUNICATIONS
   24  TO  BE  MADE  TO  THE  HEALTH  CARE  PROVIDERS  RELATED TO NEGOTIATIONS,
   25  DISCUSSIONS, AND OFFERS MADE BY THE HEALTH CARE PLAN.
   26    7. A HEALTH CARE PROVIDERS' REPRESENTATIVE   SHALL REPORT THE  END  OF
   27  NEGOTIATIONS  TO  THE ATTORNEY GENERAL NOT LATER THAN THE FOURTEENTH DAY
   28  AFTER THE DATE OF A HEALTH CARE  PLAN  DECISION  DECLINING  NEGOTIATION,
   29  CANCELING  NEGOTIATIONS,  OR FAILING TO RESPOND TO A REQUEST FOR NEGOTI-
   30  ATION.  IN SUCH INSTANCES, A HEALTH CARE PROVIDERS'  REPRESENTATIVE  MAY
   31  REQUEST  INTERVENTION  FROM  THE  ATTORNEY GENERAL TO REQUIRE THE HEALTH
   32  CARE PLAN TO PARTICIPATE IN  THE  NEGOTIATION  PURSUANT  TO  SUBDIVISION
   33  EIGHT OF THIS SECTION.
   34    8.  (A)  IN  THE EVENT THE ATTORNEY GENERAL DETERMINES THAT AN IMPASSE
   35  EXISTS IN THE NEGOTIATIONS, OR IN THE EVENT A HEALTH CARE PLAN  DECLINES
   36  TO  NEGOTIATE, CANCELS NEGOTIATIONS OR FAILS TO RESPOND TO A REQUEST FOR
   37  NEGOTIATION, THE ATTORNEY GENERAL SHALL RENDER ASSISTANCE AS FOLLOWS:
   38    (1) TO ASSIST THE PARTIES TO EFFECT  A  VOLUNTARY  RESOLUTION  OF  THE
   39  NEGOTIATIONS,  THE ATTORNEY GENERAL SHALL APPOINT A MEDIATOR FROM A LIST
   40  OF QUALIFIED PERSONS MAINTAINED BY THE ATTORNEY GENERAL. IF THE MEDIATOR
   41  IS SUCCESSFUL IN RESOLVING THE IMPASSE, THEN THE HEALTH CARE  PROVIDERS'
   42  REPRESENTATIVE SHALL PROCEED AS SET FORTH IN THIS ARTICLE;
   43    (2)  IF  AN  IMPASSE  CONTINUES,  THE ATTORNEY GENERAL SHALL APPOINT A
   44  FACT-FINDING BOARD OF NOT MORE THAN THREE MEMBERS FROM A LIST OF  QUALI-
   45  FIED  PERSONS  MAINTAINED  BY  THE  ATTORNEY GENERAL, WHICH FACT-FINDING
   46  BOARD SHALL HAVE, IN ADDITION TO THE  POWERS  DELEGATED  TO  IT  BY  THE
   47  BOARD,  THE  POWER  TO  MAKE  RECOMMENDATIONS  FOR THE RESOLUTION OF THE
   48  DISPUTE;
   49    (B) THE FACT-FINDING BOARD, ACTING BY A MAJORITY OF ITS MEMBERS, SHALL
   50  TRANSMIT ITS FINDINGS OF FACT AND RECOMMENDATIONS FOR RESOLUTION OF  THE
   51  DISPUTE  TO  THE ATTORNEY GENERAL, AND MAY THEREAFTER ASSIST THE PARTIES
   52  TO EFFECT A VOLUNTARY RESOLUTION OF THE DISPUTE. THE FACT-FINDING  BOARD
   53  SHALL  ALSO  SHARE  ITS  FINDINGS  OF  FACT AND RECOMMENDATIONS WITH THE
   54  HEALTH CARE PROVIDERS' REPRESENTATIVE AND THE HEALTH CARE PLAN. IF WITH-
   55  IN TWENTY DAYS AFTER THE SUBMISSION OF THE FINDINGS OF FACT  AND  RECOM-
   56  MENDATIONS,  THE  IMPASSE  CONTINUES, THE ATTORNEY GENERAL SHALL ORDER A
       S. 3186--A                          6
    1  RESOLUTION TO THE NEGOTIATIONS BASED  UPON  THE  FINDINGS  OF  FACT  AND
    2  RECOMMENDATIONS SUBMITTED BY THE FACT-FINDING BOARD.
    3    9.  ANY  PROPOSED AGREEMENT BETWEEN HEALTH CARE PROVIDERS AND A HEALTH
    4  CARE PLAN NEGOTIATED PURSUANT TO THIS TITLE SHALL BE  SUBMITTED  TO  THE
    5  ATTORNEY  GENERAL FOR FINAL APPROVAL. THE ATTORNEY GENERAL SHALL APPROVE
    6  OR DISAPPROVE THE AGREEMENT WITHIN SIXTY DAYS OF SUCH SUBMISSION.
    7    10. THE ATTORNEY GENERAL MAY COLLECT INFORMATION FROM OTHER PERSONS TO
    8  ASSIST IN EVALUATING THE IMPACT  OF  THE  PROPOSED  ARRANGEMENT  ON  THE
    9  HEALTH  CARE MARKETPLACE. THE ATTORNEY GENERAL SHALL COLLECT INFORMATION
   10  FROM HEALTH PLAN COMPANIES AND HEALTH CARE PROVIDERS  OPERATING  IN  THE
   11  SAME GEOGRAPHIC AREA AS THE HEALTH CARE COOPERATIVE.
   12    S  4925.  CERTAIN  COLLECTIVE  ACTION PROHIBITED. 1. THIS TITLE IS NOT
   13  INTENDED TO AUTHORIZE COMPETING HEALTH CARE PROVIDERS TO ACT IN  CONCERT
   14  IN  RESPONSE  TO A REPORT ISSUED BY THE HEALTH CARE PROVIDERS' REPRESEN-
   15  TATIVE RELATED TO THE REPRESENTATIVE'S DISCUSSIONS OR NEGOTIATIONS  WITH
   16  HEALTH CARE PLANS.
   17    2. NO HEALTH CARE PROVIDERS' REPRESENTATIVE SHALL NEGOTIATE ANY AGREE-
   18  MENT  THAT  EXCLUDES,  LIMITS  THE PARTICIPATION OR REIMBURSEMENT OF, OR
   19  OTHERWISE LIMITS THE SCOPE OF SERVICES TO BE PROVIDED BY ANY HEALTH CARE
   20  PROVIDER OR GROUP OF HEALTH CARE PROVIDERS WITH RESPECT TO THE  PERFORM-
   21  ANCE  OF  SERVICES  THAT  ARE WITHIN THE HEALTH CARE PROVIDER'S SCOPE OF
   22  PRACTICE, LICENSE, REGISTRATION, OR CERTIFICATE.
   23    S 4926. FEES. EACH PERSON WHO ACTS AS THE REPRESENTATIVE OR  NEGOTIAT-
   24  ING PARTIES UNDER THIS TITLE SHALL PAY TO THE DEPARTMENT A FEE TO ACT AS
   25  A  REPRESENTATIVE.  THE  ATTORNEY  GENERAL,  BY  RULE, SHALL SET FEES IN
   26  AMOUNTS DEEMED REASONABLE AND NECESSARY TO COVER THE COSTS  INCURRED  BY
   27  THE DEPARTMENT IN ADMINISTERING THIS TITLE. ANY FEE COLLECTED UNDER THIS
   28  SECTION  SHALL  BE  DEPOSITED IN THE STATE TREASURY TO THE CREDIT OF THE
   29  GENERAL FUND/STATE OPERATIONS - 003 FOR THE NEW YORK STATE DEPARTMENT OF
   30  HEALTH FUND.
   31    S 4927. MONITORING OF AGREEMENTS. THE ATTORNEY GENERAL SHALL  ACTIVELY
   32  MONITOR  AGREEMENTS  APPROVED UNDER THIS TITLE TO ENSURE THAT THE AGREE-
   33  MENT REMAINS  IN  COMPLIANCE  WITH  THE  CONDITIONS  OF  APPROVAL.  UPON
   34  REQUEST, A HEALTH CARE PLAN OR HEALTH CARE PROVIDER SHALL PROVIDE INFOR-
   35  MATION REGARDING COMPLIANCE. THE ATTORNEY GENERAL MAY REVOKE AN APPROVAL
   36  UPON  A FINDING THAT THE AGREEMENT IS NOT IN SUBSTANTIAL COMPLIANCE WITH
   37  THE TERMS OF THE APPLICATION OR THE CONDITIONS OF APPROVAL.
   38    S 4928. CONFIDENTIALITY. ALL REPORTS AND OTHER INFORMATION REQUIRED TO
   39  BE REPORTED TO THE DEPARTMENT OF LAW UNDER THIS TITLE INCLUDING INFORMA-
   40  TION OBTAINED BY THE ATTORNEY GENERAL PURSUANT  TO  SUBDIVISION  TEN  OF
   41  SECTION  FORTY-NINE  HUNDRED  TWENTY-FOUR  OF  THIS  TITLE  SHALL NOT BE
   42  SUBJECT TO DISCLOSURE UNDER ARTICLE SIX OF THE PUBLIC  OFFICERS  LAW  OR
   43  ARTICLE THIRTY-ONE OF THE CIVIL PRACTICE LAW AND RULES.
   44    S  4929.  SEVERABILITY  AND CONSTRUCTION. THE PROVISIONS OF THIS TITLE
   45  SHALL BE SEVERABLE, AND IF ANY COURT OF COMPETENT JURISDICTION  DECLARES
   46  ANY  PHRASE,  CLAUSE, SENTENCE OR PROVISION OF THIS TITLE TO BE INVALID,
   47  OR ITS APPLICABILITY TO ANY GOVERNMENT, AGENCY, PERSON  OR  CIRCUMSTANCE
   48  IS DECLARED INVALID, THE REMAINDER OF THIS TITLE AND ITS RELEVANT APPLI-
   49  CABILITY  SHALL  NOT  BE AFFECTED. THE PROVISIONS OF THIS TITLE SHALL BE
   50  LIBERALLY CONSTRUED TO GIVE EFFECT TO THE PURPOSES THEREOF.
   51    S 4. This act shall take effect on the one hundred twentieth day after
   52  it shall have become a law; provided that the commissioner of health  is
   53  authorized  to promulgate any and all rules and regulations and take any
   54  other measures necessary to implement this act on its effective date  on
   55  or before such date.
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