Bill Text: NY A03267 | 2011-2012 | General Assembly | Introduced

NOTE: There are more recent revisions of this legislation. Read Latest Draft
Bill Title: Relates to the collection of DNA samples of designated offenders, retention and confidentiality of DNA samples, collection and preservation of biological evidence, and the establishment of the commission for exoneration review.

Spectrum: Partisan Bill (Democrat 11-0)

Status: (Introduced - Dead) 2012-01-18 - enacting clause stricken [A03267 Detail]

Download: New_York-2011-A03267-Introduced.html
                           S T A T E   O F   N E W   Y O R K
       ________________________________________________________________________
                                         3267
                              2011-2012 Regular Sessions
                                 I N  A S S E M B L Y
                                   January 24, 2011
                                      ___________
       Introduced  by M. of A. SCHIMMINGER, CUSICK, GABRYSZAK, GALEF, MAGNAREL-
         LI, MAYERSOHN -- Multi-Sponsored by -- M. of A. LATIMER, MAGEE,  PHEF-
         FER,  REILLY,  SWEENEY  --  read once and referred to the Committee on
         Codes
       AN ACT to amend the executive law and the  criminal  procedure  law,  in
         relation  to  collection  of DNA samples from designated offenders; to
         amend the executive law, in relation to collection and preservation of
         biological evidence; to establish a commission for exoneration review;
         to amend the criminal procedure law, in relation to access by  defend-
         ants to DNA evidence, and procedures for consideration of post-convic-
         tion  relief;  to  amend  the  penal law, in relation to conditions of
         probation and conditional discharge; and to amend the court of  claims
         act, in relation to claims for unjust conviction and imprisonment; and
         providing for the repeal of certain provisions upon expiration thereof
         THE  PEOPLE OF THE STATE OF NEW YORK, REPRESENTED IN SENATE AND ASSEM-
       BLY, DO ENACT AS FOLLOWS:
    1    Section 1. Subdivision 7 of section  995  of  the  executive  law,  as
    2  amended  by  chapter  2 of the laws of 2006, paragraph (a) as separately
    3  amended by chapter 320 of the laws of 2006 and paragraph (f) as  amended
    4  by chapter 405 of the laws of 2010, is amended to read as follows:
    5    7.  "Designated  offender"  means a person [convicted of and sentenced
    6  for any one or more of the following provisions of  the  penal  law  (a)
    7  sections  120.05,  120.10,  and  120.11,  relating  to assault; sections
    8  125.15 through 125.27 relating to  homicide;  sections  130.25,  130.30,
    9  130.35,  130.40,  130.45, 130.50, 130.65, 130.67 and 130.70, relating to
   10  sex offenses; sections 205.10, 205.15, 205.17 and  205.19,  relating  to
   11  escape  and other offenses, where the offender has been convicted within
   12  the previous five years of one of the other felonies specified  in  this
   13  subdivision;  or sections 255.25, 255.26 and 255.27, relating to incest,
   14  a violent felony offense as defined in subdivision one of section  70.02
   15  of  the  penal  law, attempted murder in the first degree, as defined in
        EXPLANATION--Matter in ITALICS (underscored) is new; matter in brackets
                             [ ] is old law to be omitted.
                                                                  LBD03787-01-1
       A. 3267                             2
    1  section 110.00 and section 125.27 of the penal law,  kidnapping  in  the
    2  first  degree,  as  defined in section 135.25 of the penal law, arson in
    3  the first degree, as  defined  in  section  150.20  of  the  penal  law,
    4  burglary  in the third degree, as defined in section 140.20 of the penal
    5  law, attempted burglary in the  third  degree,  as  defined  in  section
    6  110.00  and section 140.20 of the penal law, a felony defined in article
    7  four hundred ninety of the  penal  law  relating  to  terrorism  or  any
    8  attempt to commit an offense defined in such article relating to terror-
    9  ism  which  is  a  felony;  or  (b)  criminal possession of a controlled
   10  substance in the first degree, as defined in section 220.21 of the penal
   11  law; criminal possession of a controlled substance in the second degree,
   12  as defined in section 220.18 of  the  penal  law;  criminal  sale  of  a
   13  controlled  substance,  as  defined  in article 220 of the penal law; or
   14  grand larceny in the fourth degree, as defined in  subdivision  five  of
   15  section  155.30  of  the  penal  law;  or  (c) any misdemeanor or felony
   16  defined as a sex offense or sexually violent offense pursuant  to  para-
   17  graph (a), (b) or (c) of subdivision two or paragraph (a) of subdivision
   18  three of section one hundred sixty-eight-a of the correction law; or (d)
   19  any  of the following felonies, or an attempt thereof where such attempt
   20  is a felony offense:
   21    aggravated assault upon a  person  less  than  eleven  years  old,  as
   22  defined  in  section  120.12  of  the  penal  law; menacing in the first
   23  degree, as defined in section 120.13 of the penal law;  reckless  endan-
   24  germent  in  the first degree, as defined in section 120.25 of the penal
   25  law; stalking in the second degree, as defined in section 120.55 of  the
   26  penal  law;  criminally negligent homicide, as defined in section 125.10
   27  of the penal law;  vehicular  manslaughter  in  the  second  degree,  as
   28  defined  in  section  125.12 of the penal law; vehicular manslaughter in
   29  the first degree, as  defined  in  section  125.13  of  the  penal  law;
   30  persistent  sexual abuse, as defined in section 130.53 of the penal law;
   31  aggravated sexual abuse in the fourth  degree,  as  defined  in  section
   32  130.65-a  of  the  penal  law;  female genital mutilation, as defined in
   33  section 130.85 of the penal law;  facilitating  a  sex  offense  with  a
   34  controlled  substance,  as  defined  in section 130.90 of the penal law;
   35  unlawful imprisonment in the first degree, as defined in section  135.10
   36  of the penal law; custodial interference in the first degree, as defined
   37  in  section  135.50  of  the  penal  law; criminal trespass in the first
   38  degree, as defined in section 140.17 of the penal law; criminal  tamper-
   39  ing  in the first degree, as defined in section 145.20 of the penal law;
   40  tampering with a consumer product in the first  degree,  as  defined  in
   41  section  145.45 of the penal law; robbery in the third degree as defined
   42  in section 160.05 of the penal law; identity theft in the second degree,
   43  as defined in section 190.79 of the penal law;  identity  theft  in  the
   44  first  degree,  as defined in section 190.80 of the penal law; promoting
   45  prison contraband in the first degree, as defined in section  205.25  of
   46  the  penal law; tampering with a witness in the third degree, as defined
   47  in section 215.11 of the penal law; tampering  with  a  witness  in  the
   48  second  degree, as defined in section 215.12 of the penal law; tampering
   49  with a witness in the first degree, as defined in section 215.13 of  the
   50  penal law; criminal contempt in the first degree, as defined in subdivi-
   51  sions  (b),  (c)  and (d) of section 215.51 of the penal law; aggravated
   52  criminal contempt, as defined in section 215.52 of the penal  law;  bail
   53  jumping  in the second degree, as defined in section 215.56 of the penal
   54  law; bail jumping in the first degree, as defined in section  215.57  of
   55  the penal law; patronizing a prostitute in the second degree, as defined
   56  in  section  230.05  of  the  penal law; patronizing a prostitute in the
       A. 3267                             3
    1  first degree, as defined in section 230.06 of the penal  law;  promoting
    2  prostitution  in  the second degree, as defined in section 230.30 of the
    3  penal law; promoting prostitution in the first  degree,  as  defined  in
    4  section  230.32 of the penal law; compelling prostitution, as defined in
    5  section 230.33 of the penal law;  disseminating  indecent  materials  to
    6  minors  in  the second degree, as defined in section 235.21 of the penal
    7  law; disseminating indecent materials to minors in the first degree,  as
    8  defined in section 235.22 of the penal law; riot in the first degree, as
    9  defined in section 240.06 of the penal law; criminal anarchy, as defined
   10  in section 240.15 of the penal law; aggravated harassment of an employee
   11  by  an  inmate,  as defined in section 240.32 of the penal law; unlawful
   12  surveillance in the second degree, as defined in section 250.45  of  the
   13  penal  law;  unlawful  surveillance  in  the first degree, as defined in
   14  section 250.50 of the penal law; endangering the welfare of a vulnerable
   15  elderly person in the second degree, as defined in section 260.32 of the
   16  penal law; endangering the welfare of a vulnerable elderly person in the
   17  first degree, as defined in section 260.34 of the penal law;  use  of  a
   18  child in a sexual performance, as defined in section 263.05 of the penal
   19  law;  promoting  an obscene sexual performance by a child, as defined in
   20  section 263.10 of the penal law; possessing an obscene  sexual  perform-
   21  ance  by a child, as defined in section 263.11 of the penal law; promot-
   22  ing a sexual performance by a child, as defined in section 263.15 of the
   23  penal law; possessing a sexual performance by a  child,  as  defined  in
   24  section  263.16 of the penal law; criminal possession of a weapon in the
   25  third degree, as defined in section 265.02 of the  penal  law;  criminal
   26  sale  of  a firearm in the third degree, as defined in section 265.11 of
   27  the penal law; criminal sale of a firearm to  a  minor,  as  defined  in
   28  section  265.16  of  the  penal law; unlawful wearing of a body vest, as
   29  defined in section 270.20 of the penal law; hate crimes  as  defined  in
   30  section  485.05  of the penal law; and crime of terrorism, as defined in
   31  section 490.25 of the penal law; or (e) a felony defined  in  the  penal
   32  law  or an attempt thereof where such attempt is a felony; or (f) any of
   33  the following misdemeanors: assault in the third degree  as  defined  in
   34  section  120.00  of  the  penal law; attempted aggravated assault upon a
   35  person less than eleven years old, as  defined  in  section  110.00  and
   36  section 120.12 of the penal law; attempted menacing in the first degree,
   37  as defined in section 110.00 and section 120.13 of the penal law; menac-
   38  ing  in the second degree as defined in section 120.14 of the penal law;
   39  menacing in the third degree as defined in section 120.15 of  the  penal
   40  law;  reckless  endangerment  in the second degree as defined in section
   41  120.20 of the penal law; stalking in the fourth  degree  as  defined  in
   42  section 120.45 of the penal law; stalking in the third degree as defined
   43  in  section  120.50  of  the penal law; attempted stalking in the second
   44  degree, as defined in section 110.00 and section  120.55  of  the  penal
   45  law;  criminal  obstruction of breathing or blood circulation as defined
   46  in section 121.11 of the penal law;  forcible  touching  as  defined  in
   47  section  130.52  of  the  penal law regardless of the age of the victim;
   48  sexual abuse in the third degree as defined in  section  130.55  of  the
   49  penal  law regardless of the age of the victim; unlawful imprisonment in
   50  the second degree as defined in section 135.05 of the penal law  regard-
   51  less  of  the  age of the victim; attempted unlawful imprisonment in the
   52  first degree, as defined in section 110.00 and  section  135.10  of  the
   53  penal  law regardless of the age of the victim; criminal trespass in the
   54  second degree as defined in section 140.15 of the penal law;  possession
   55  of  burglar's tools as defined in section 140.35 of the penal law; petit
   56  larceny as defined in section 155.25 of the penal law;  endangering  the
       A. 3267                             4
    1  welfare of a child as defined in section 260.10 of the penal law; endan-
    2  gering  the  welfare  of an incompetent or physically disabled person as
    3  defined in section 260.25 of the penal law] ARRESTED FOR ANY OFFENSE FOR
    4  WHICH  THE FINGERPRINTS OF THE DEFENDANT OR ARRESTED PERSON ARE REQUIRED
    5  OR PERMITTED TO BE TAKEN PURSUANT TO  SECTION  160.10  OF  THE  CRIMINAL
    6  PROCEDURE  LAW,  OR  A  PERSON  ADJUDICATED  AND SENTENCED AS A YOUTHFUL
    7  OFFENDER PURSUANT TO ARTICLE SEVEN HUNDRED TWENTY OF THE CRIMINAL PROCE-
    8  DURE LAW FOR ANY SUCH OFFENSE, OR A PERSON WHO IS REQUIRED  TO  REGISTER
    9  AS A SEX OFFENDER PURSUANT TO ARTICLE SIX-C OF THE CORRECTION LAW.
   10    S  2.  Subdivision 3 of section 995-c of the executive law, as amended
   11  by chapter 576 of the laws of 2004, is amended to read as follows:
   12    3. (A) Any designated offender [subsequent to conviction and  sentenc-
   13  ing  for  a crime specified in subdivision seven of section nine hundred
   14  ninety-five of this article,] shall be  required  to  provide  a  sample
   15  appropriate  for DNA testing to determine identification characteristics
   16  specific to such person and to be included in a state DNA identification
   17  index pursuant to this article,  UNLESS  SUCH  DESIGNATED  OFFENDER  HAS
   18  PREVIOUSLY PROVIDED A SAMPLE THAT IS INCLUDED IN THE STATE DNA IDENTIFI-
   19  CATION INDEX.
   20    (B) NOTHING IN THIS SUBDIVISION SHALL PROHIBIT THE COLLECTION OF A DNA
   21  SAMPLE  FROM A DESIGNATED OFFENDER BY ANY COURT OFFICIAL, STATE OR LOCAL
   22  CORRECTION OFFICIAL OR EMPLOYEE, PROBATION OFFICER, PAROLE  OFFICER,  OR
   23  OTHER  LAW  ENFORCEMENT OFFICIAL OR PUBLIC SERVANT WHO HAS BEEN NOTIFIED
   24  BY THE DIVISION THAT THE DESIGNATED OFFENDER  HAS  NOT  PROVIDED  A  DNA
   25  SAMPLE.
   26    (C)  A  PUBLIC  SERVANT TO WHOSE CUSTODY A DESIGNATED OFFENDER WHO HAS
   27  NOT YET PROVIDED A DNA SAMPLE HAS  BEEN  COMMITTED  MAY  USE  REASONABLE
   28  PHYSICAL  FORCE TO COLLECT SUCH SAMPLE IF THE OFFENDER, AFTER WRITTEN OR
   29  ORAL REQUEST, REFUSES TO PROVIDE SUCH SAMPLE.
   30    (D) THE DETENTION, ARREST, INDICTMENT OR CONVICTION OF A PERSON  BASED
   31  UPON  DNA  RECORDS CONTAINED IN THE STATE DNA IDENTIFICATION INDEX SHALL
   32  NOT BE INVALIDATED IF IT IS LATER DETERMINED THAT THE DIVISION OF CRIMI-
   33  NAL JUSTICE SERVICES INADVERTENTLY, BUT  IN  GOOD  FAITH,  COLLECTED  OR
   34  PLACED THE PERSON'S DNA SAMPLE IN THE INDEX.
   35    (E)  THE  COMMISSIONER  OF  THE  DIVISION OF CRIMINAL JUSTICE SERVICES
   36  SHALL PROMULGATE RULES AND REGULATIONS GOVERNING THE PERIODIC REVIEW  OF
   37  THE  DNA  IDENTIFICATION  INDEX  TO  DETERMINE  WHETHER OR NOT THE INDEX
   38  CONTAINS DNA PROFILES THAT SHOULD NOT BE IN  THE  INDEX,  INCLUDING  THE
   39  STEPS  NECESSARY  TO  EXPUNGE ANY PROFILES WHICH THE DIVISION DETERMINES
   40  SHOULD NOT BE IN THE INDEX.
   41    S 3. Section 995-f of the executive law, as amended by chapter 560  of
   42  the laws of 1999, is amended to read as follows:
   43    S 995-f. Penalties.  1.  Any  person who (a) intentionally discloses a
   44  DNA record, or the results of a forensic DNA test  or  analysis,  to  an
   45  individual  or  agency  other than one authorized to have access to such
   46  records pursuant to this article or (b) intentionally uses  or  receives
   47  DNA  records,  or  the  results  of a forensic DNA test or analysis, for
   48  purposes other than those authorized pursuant to this article or (c) any
   49  person who knowingly tampers or attempts to tamper with any  DNA  sample
   50  or  the collection container without lawful authority shall be guilty of
   51  a class E felony.
   52    2. ANY DESIGNATED OFFENDER SUBJECT TO PROBATION OR PAROLE  SUPERVISION
   53  WHO IS REQUIRED TO PROVIDE A SAMPLE APPROPRIATE FOR DNA TESTING PURSUANT
   54  TO  THE PROVISIONS OF THIS ARTICLE, AND WHO FAILS TO PROVIDE SUCH SAMPLE
   55  UPON NOTIFICATION BY A COURT, STATE  OR  LOCAL  CORRECTION  OFFICIAL  OR
   56  EMPLOYEE,  PROBATION  OFFICER,  PAROLE OFFICER, OR OTHER LAW ENFORCEMENT
       A. 3267                             5
    1  OFFICIAL OR PUBLIC SERVANT OF HIS OR HER OBLIGATION TO  PROVIDE  SUCH  A
    2  SAMPLE,  SHALL  BE  DEEMED  TO  VIOLATE  THE  CONDITIONS OF PROBATION OR
    3  PAROLE, AND SUCH VIOLATION SHALL  BE  A  BASIS  FOR  THE  REVOCATION  OF
    4  PROBATION  OR  PAROLE IN ACCORDANCE WITH ARTICLE FOUR HUNDRED TEN OF THE
    5  CRIMINAL PROCEDURE LAW OR SECTION TWO HUNDRED FIFTY-NINE-I OF THIS CHAP-
    6  TER. FOR PURPOSES OF THIS ARTICLE, "PAROLE SUPERVISION" SHALL BE  DEEMED
    7  TO INCLUDE POST-RELEASE SUPERVISION.
    8    S  4.  Subdivision 4 of section 995-c of the executive law, as amended
    9  by section 65 of part A of chapter 56 of the laws of 2010, is amended to
   10  read as follows:
   11    4. The commissioner of the division of criminal justice  services,  in
   12  consultation  with the commission, the commissioner of health, the divi-
   13  sion of parole, the director of the office of probation and correctional
   14  alternatives and the department of correctional services, shall  promul-
   15  gate rules and regulations governing the procedures for notifying desig-
   16  nated  offenders  of the requirements of this section.  THE COMMISSIONER
   17  OF THE DIVISION OF CRIMINAL JUSTICE SERVICES SHALL ALSO PROMULGATE RULES
   18  AND REGULATIONS GOVERNING THE PROCEDURES FOR OBTAINING A  SAMPLE  APPRO-
   19  PRIATE  FOR  DNA  TESTING FROM A PERSON WHO IS REQUIRED TO REGISTER AS A
   20  SEX OFFENDER PURSUANT TO ARTICLE SIX-C OF THE CORRECTION LAW.
   21    S 5. Section 995-b of the executive law is amended  by  adding  a  new
   22  subdivision 3-a to read as follows:
   23    3-A.  THE COMMISSION, IN CONSULTATION WITH THE SUBCOMMITTEE ON BIOLOG-
   24  ICAL EVIDENCE PRESERVATION, SHALL DEVELOP  GUIDELINES  RELATING  TO  THE
   25  COLLECTION,  PRESERVATION,  STORAGE, AND INDEXING OF BIOLOGICAL EVIDENCE
   26  BY LAW ENFORCEMENT AGENCIES AND FORENSIC LABORATORIES.  SUCH  GUIDELINES
   27  SHALL  INCLUDE,  BUT  NOT BE LIMITED TO, THE MINIMUM PERIOD OF TIME THAT
   28  BIOLOGICAL EVIDENCE OBTAINED FROM CRIME SCENES SHOULD  BE  RETAINED.  AS
   29  USED  IN  THIS  SUBDIVISION,  THE  TERM "BIOLOGICAL EVIDENCE" SHALL MEAN
   30  SEMEN, BLOOD, SALIVA, HAIR, SKIN, TISSUE, OR OTHER IDENTIFIED BIOLOGICAL
   31  MATERIAL, AND SHALL INCLUDE A SEXUAL ASSAULT FORENSIC  EXAMINATION  KIT.
   32  INITIALLY,  THE  COMMISSION  SHALL  DEVELOP SUCH GUIDELINES AS VOLUNTARY
   33  BEST PRACTICES. NONCOMPLIANCE WITH SUCH GUIDELINES SHALL NOT BE  GROUNDS
   34  FOR  DISMISSAL  OF  CHARGES,  EXCLUSION  OF EVIDENCE, OR ANY OTHER LEGAL
   35  RELIEF. THEREAFTER, AND TAKING INTO ACCOUNT  THE  EXPERIENCE  UNDER  THE
   36  INITIAL  GUIDELINES,  THE COMMISSION SHALL CONSIDER WHAT MANDATORY RULES
   37  SHOULD BE ADOPTED AS  TO  THE  COLLECTION,  PRESERVATION,  STORAGE,  AND
   38  INDEXING OF BIOLOGICAL EVIDENCE BY LAW ENFORCEMENT AGENCIES AND FORENSIC
   39  LABORATORIES.  THE  COMMISSION  MAY ADOPT SUCH RULES WITHIN ITS EXISTING
   40  REGULATORY AUTHORITY; IT MAY RECOMMEND THAT IT OR ANOTHER BODY BE  GIVEN
   41  EXPANDED REGULATORY AUTHORITY; AND IT MAY MAKE RECOMMENDATIONS FOR STAT-
   42  UTORY ADOPTION OF PARTICULAR RULES. IN DEVELOPING SUCH GUIDELINES, RULES
   43  AND RECOMMENDATIONS, THE COMMISSION SHALL CONSIDER THE VARYING NEEDS AND
   44  RESOURCES  OF  LAW  ENFORCEMENT  AGENCIES  AND  JURISDICTIONS WITHIN THE
   45  STATE.
   46    S 6. Subdivision 6 of section 120.90 of the criminal procedure law, as
   47  amended by chapter 424 of the laws  of  1998,  is  amended  to  read  as
   48  follows:
   49    6.   Before bringing a defendant arrested pursuant to a warrant before
   50  the local criminal court in which such warrant is returnable,  a  police
   51  officer  must  without  unnecessary delay perform all fingerprinting and
   52  other preliminary police duties required in the particular case.  In any
   53  case in which the defendant is not brought by a  police  officer  before
   54  such  court  but,  following  his OR HER arrest in another county for an
   55  offense specified in subdivision one of section 160.10, is released by a
   56  local criminal court of such other county on his OR HER own recognizance
       A. 3267                             6
    1  or on bail for his OR HER appearance on  a  specified  date  before  the
    2  local  criminal court before which the warrant is returnable, the latter
    3  court must, upon arraignment of the defendant before it, direct that  he
    4  OR  SHE  be  fingerprinted AND HAVE A SAMPLE APPROPRIATE FOR DNA TESTING
    5  TAKEN by the appropriate officer or agency, and that he OR SHE appear at
    6  an appropriate designated time and place for such purpose.
    7    S 7. Section 130.60 of the criminal procedure law, as amended by chap-
    8  ter 95 of the laws of 1991, subdivision 1 as amended by chapter  446  of
    9  the laws of 1993, is amended to read as follows:
   10  S 130.60 Summons; fingerprinting of defendant.
   11    1. Upon the arraignment of a defendant whose court attendance has been
   12  secured  by the issuance and service of a summons, based upon an indict-
   13  ment,  a  prosecutor's  information  or  upon  an  information,   felony
   14  complaint  or  misdemeanor  complaint  filed  by  a complainant who is a
   15  police officer, the court must, if an offense charged in the  accusatory
   16  instrument is one specified in subdivision one of section 160.10, direct
   17  that  the  defendant  be fingerprinted AND HAVE A SAMPLE APPROPRIATE FOR
   18  DNA TESTING TAKEN by the appropriate police officer or agency, and  that
   19  he  or  she  appear at an appropriate designated time and place for such
   20  purpose.
   21    2. Upon the arraignment of a defendant whose court attendance has been
   22  secured by the issuance and service of a summons based upon an  informa-
   23  tion or misdemeanor complaint filed by a complainant who is not a police
   24  officer,  and  who  has not previously been fingerprinted OR FROM WHOM A
   25  DNA SAMPLE HAS NOT PREVIOUSLY BEEN TAKEN, the court  may,  if  it  finds
   26  reasonable  cause to believe that the defendant has committed an offense
   27  specified in subdivision one of section 160.10, direct that the  defend-
   28  ant  be  fingerprinted  AND/OR HAVE A SAMPLE APPROPRIATE FOR DNA TESTING
   29  TAKEN by the appropriate police officer or agency and  that  he  OR  SHE
   30  appear  at  an appropriate designated time and place for such purpose. A
   31  defendant whose court appearance has been secured by  the  issuance  and
   32  service  of  a  criminal  summons  based upon a misdemeanor complaint or
   33  information filed by a complainant who is not a police officer, must  be
   34  directed  by  the court, upon conviction of the defendant, to be finger-
   35  printed AND HAVE A SAMPLE APPROPRIATE  FOR  DNA  TESTING  TAKEN  by  the
   36  appropriate police officer or agency and the court must also direct that
   37  the  defendant  appear  at  an appropriate designated time and place for
   38  such purpose, if the defendant is convicted of any offense specified  in
   39  subdivision one of section 160.10.
   40    S 8. Subdivision 5 of section 140.20 of the criminal procedure law, as
   41  amended  by  chapter  762  of  the  laws  of 1971, is amended to read as
   42  follows:
   43    5.  Before service of an appearance ticket  upon  an  arrested  person
   44  pursuant  to  subdivision two or three, the issuing police officer must,
   45  if the offense designated in such appearance  ticket  is  one  of  those
   46  specified  in subdivision one of section 160.10, cause such person to be
   47  fingerprinted AND HAVE A SAMPLE APPROPRIATE FOR DNA TESTING TAKEN in the
   48  same manner as would be required were no appearance ticket to be  issued
   49  or served.
   50    S 9. Subdivision 2 of section 140.27 of the criminal procedure law, as
   51  amended  by  chapter  843  of  the  laws  of 1980, is amended to read as
   52  follows:
   53    2.  Upon arresting a person without a warrant, a peace officer, except
   54  as otherwise provided in subdivision  three,  must  without  unnecessary
   55  delay  bring him OR HER or cause him OR HER to be brought before a local
   56  criminal court, as provided in section 100.55  and  subdivision  one  of
       A. 3267                             7
    1  section  140.20,  and must without unnecessary delay file or cause to be
    2  filed therewith an appropriate accusatory instrument.   If  the  offense
    3  which is the subject of the arrest is one of those specified in subdivi-
    4  sion  one  of  section 160.10, the arrested person must be fingerprinted
    5  [and], photographed AND HAVE A SAMPLE APPROPRIATE FOR DNA TESTING  TAKEN
    6  as therein provided.  In order to execute the required post-arrest func-
    7  tions,  such  arresting peace officer may perform such functions himself
    8  OR HERSELF, or he OR SHE may enlist the aid of a police officer for  the
    9  performance thereof in the manner provided in subdivision one of section
   10  140.20.
   11    S  10.  Section  150.70  of  the criminal procedure law, as amended by
   12  chapter 762 of the laws of 1971, is amended to read as follows:
   13  S 150.70 Appearance ticket; fingerprinting AND DNA  ANALYSIS  SAMPLE  of
   14             defendant.
   15    Upon  the  arraignment  of  a  defendant who has not been arrested and
   16  whose court attendance has been secured by the issuance and  service  of
   17  an  appearance ticket pursuant to subdivision one of section 150.20, the
   18  court must, if an offense charged in the accusatory  instrument  is  one
   19  specified  in subdivision one of section 160.10, direct that the defend-
   20  ant be fingerprinted AND HAVE A SAMPLE APPROPRIATE FOR DNA TESTING TAKEN
   21  by the appropriate police officer or agency, and that he OR  SHE  appear
   22  at an appropriate designated time and place for such purpose.
   23    S  11. The section heading of section 160.10 of the criminal procedure
   24  law, as amended by chapter 762 of the laws of 1971, is amended and a new
   25  subdivision 5 is added to read as follows:
   26    Fingerprinting AND DNA ANALYSIS; duties of police with respect  there-
   27  to.
   28    5.  (A)  WHENEVER  FINGERPRINTS  ARE  REQUIRED TO BE TAKEN PURSUANT TO
   29  SUBDIVISION ONE OF THIS SECTION OR PERMITTED TO  BE  TAKEN  PURSUANT  TO
   30  SUBDIVISION  TWO OF THIS SECTION, THE TAKING OF A SAMPLE APPROPRIATE FOR
   31  DNA TESTING SHALL BE SIMILARLY REQUIRED OR PERMITTED.
   32    (B) THE TAKING OF SAMPLES APPROPRIATE FOR DNA TESTING AS PRESCRIBED IN
   33  THIS SECTION SHALL BE IN ACCORDANCE WITH STANDARDS THAT  MAY  BE  ESTAB-
   34  LISHED  BY  RULES AND REGULATIONS OF THE COMMISSIONER OF THE DIVISION OF
   35  CRIMINAL JUSTICE SERVICES.
   36    (C) "DNA" AS USED IN THIS ARTICLE MEANS DNA AS DEFINED IN SECTION NINE
   37  HUNDRED NINETY-FIVE OF THE EXECUTIVE LAW.
   38    S 12. Section 160.20 of the criminal  procedure  law,  as  amended  by
   39  chapter 108 of the laws of 1973, is amended to read as follows:
   40  S  160.20 Fingerprinting  AND DNA ANALYSIS SAMPLE; forwarding of finger-
   41             prints AND DNA ANALYSIS SAMPLE.
   42    Upon the taking of fingerprints AND A SAMPLE APPROPRIATE FOR DNA TEST-
   43  ING of an arrested person or defendant as prescribed in section  160.10,
   44  the  appropriate police officer or agency must without unnecessary delay
   45  forward two copies of such fingerprints  to  the  division  of  criminal
   46  justice  services,  AND  SHALL  STORE  AND  FORWARD SUCH DNA SAMPLE TO A
   47  FORENSIC DNA LABORATORY FOR  FORENSIC  DNA  TESTING  AND  ANALYSIS,  AND
   48  INCLUSION  IN  THE  STATE  DNA  IDENTIFICATION  INDEX IN ACCORDANCE WITH
   49  SUBDIVISION FIVE OF SECTION NINE HUNDRED NINETY-FIVE-C OF THE  EXECUTIVE
   50  LAW.
   51    S 13. Paragraphs (a) and (b) of subdivision 1 of section 160.55 of the
   52  criminal  procedure  law, paragraph (a) as amended by chapter 476 of the
   53  laws of 2009 and paragraph (b) as amended by chapter 169 of the laws  of
   54  1994, are amended to read as follows:
   55    (a)  every  photograph of such person and photographic plate or proof,
   56  [and] all palmprints and fingerprints taken or made of such person,  AND
       A. 3267                             8
    1  ALL  DNA  ANALYSIS  SAMPLES  AND  DNA  RECORDS  TAKEN  pursuant  to  the
    2  provisions of this article in regard to the action or proceeding  termi-
    3  nated, [and] all duplicates and copies thereof, except a digital finger-
    4  print  image where authorized pursuant to paragraph (e) of this subdivi-
    5  sion,  except  for  the  palmprints  and   fingerprints   concerning   a
    6  disposition  of  harassment  in  the second degree as defined in section
    7  240.26 of the penal law, committed against a member of the  same  family
    8  or  household as the defendant, as defined in subdivision one of section
    9  530.11 of this chapter, and determined pursuant to  subdivision  eight-a
   10  of  section  170.10 of this title, shall forthwith be, at the discretion
   11  of the recipient agency, either destroyed or returned to such person, or
   12  to the attorney who represented such person at the time  of  the  termi-
   13  nation  of the action or proceeding, at the address given by such person
   14  or attorney during the action or proceeding, by the division of criminal
   15  justice services and by any police department or law enforcement  agency
   16  having  any  such  photograph,  photographic  plate or proof, palmprints
   17  [or], fingerprints, AND DNA  ANALYSIS  SAMPLE  AND  DNA  RECORD  in  its
   18  possession or under its control;
   19    (b)  any  police  department  or law enforcement agency, including the
   20  division of criminal justice services, which  transmitted  or  otherwise
   21  forwarded to any agency of the United States or of any other state or of
   22  any  other jurisdiction outside the state of New York copies of any such
   23  photographs, photographic plates or proofs,  palmprints  [and],  finger-
   24  prints, AND DNA ANALYSIS SAMPLE AND DNA RECORD, shall forthwith formally
   25  request  in writing that all such copies be destroyed or returned to the
   26  police  department  or  law  enforcement  agency  which  transmitted  or
   27  forwarded them, and upon such return such department or agency shall, at
   28  its discretion, either destroy or return them as provided herein;
   29    S  14. (a) The commission for exoneration review is hereby established
   30  on a temporary basis as an independent agency of the state to study  and
   31  review  recent  cases  in  which  convicted defendants were subsequently
   32  exonerated, whether by DNA evidence or otherwise, to determine  why  the
   33  process  failed  in each individual case, and to determine whether these
   34  cases are indicative of systemic flaws that have led to  the  conviction
   35  and sentencing of innocent people.
   36    (b) The governor shall appoint the chair and ten other members of such
   37  commission,  including  one appointed on the recommendation of the chief
   38  judge of the court of appeals, one appointed on  the  recommendation  of
   39  the  speaker of the assembly, one appointed on the recommendation of the
   40  temporary president of the senate, one appointed on  the  recommendation
   41  of the minority leader of the senate, and one appointed on the recommen-
   42  dation  of the minority leader of the assembly. If any vacancy occurs it
   43  shall be filled in the manner provided for the original  appointment  to
   44  the vacated seat.
   45    (c) No member of the commission shall be disqualified from holding any
   46  public office or employment, nor shall he or she forfeit any such office
   47  or  employment,  by  reason  of  his or her appointment pursuant to this
   48  section.
   49    (d) The commission shall meet as often as its chair, or at least  five
   50  of  its  members,  shall  determine  to  be necessary. Six members shall
   51  constitute a quorum, and except as otherwise provided in  this  section,
   52  affirmative decisions of the commission shall require the concurrence of
   53  seven members.
   54    (e)  The members of the commission shall serve without salary or other
   55  compensation, but shall be entitled  to  receive  actual  and  necessary
       A. 3267                             9
    1  expenses  incurred  in  the  discharge  of their duties pursuant to this
    2  section.
    3    (f)  The  commission  shall review criminal or juvenile cases in which
    4  the defendant or respondent was sentenced but  subsequently  exonerated.
    5  The  purpose  of  such  review is to consider whether experience in such
    6  cases provides useful information  about  possible  reforms  that  could
    7  enhance  safeguards,  make  improvements in the way that law enforcement
    8  agencies and the criminal justice system function, and  protect  against
    9  future  convictions  of  innocent  persons.  Such  possible  reforms may
   10  include but are not limited to the areas of:
   11    (1) investigative techniques that led to the  arrest,  identification,
   12  and conviction of the innocent persons;
   13    (2)  issues  relating  to  false  confessions,  including  whether the
   14  recording of interrogations should be mandated;
   15    (3) trial processes  and  procedures  that  may  have  contributed  to
   16  convictions of innocent persons;
   17    (4)  any  conduct of prosecutors, defense counsels, or courts that may
   18  have contributed to convictions of innocent persons;
   19    (5) issues relating to the provision of counsel  to  indigent  defend-
   20  ants, including whether counsel are adequately trained, compensated, and
   21  provided with appropriate resources for investigations; and
   22    (6) failures in the appellate or post-conviction process that resulted
   23  in  wrongful convictions not being discovered or corrected at an earlier
   24  time.
   25    (g) The commissioner of criminal justice services shall identify cases
   26  in which convictions were set aside and  it  appears  reasonably  likely
   27  that  the  person  convicted  was innocent of the crimes charged, and it
   28  shall submit summaries of such cases to the commission. The commissioner
   29  of criminal justice services shall seek to  submit  at  least  all  such
   30  cases  in  which  exoneration  resulted  from DNA evidence, and all such
   31  cases in which there was an exoneration within five years prior  to  the
   32  effective  date  of this act. The commission of exoneration review shall
   33  conduct an initial review of each case submitted by the commissioner  of
   34  criminal  justice  services,  and  may  also  choose  to conduct initial
   35  reviews of other cases. As to each case,  the  commission  shall  decide
   36  whether such case warrants detailed review in that (1) it appears highly
   37  likely  that  the  person  convicted was actually innocent of the crimes
   38  charged, and (2) there appear to  be  features  of  the  case  that  may
   39  provide useful information without possible reforms.
   40    (h)  When  the  commission  for exoneration review decides that a case
   41  warrants detailed review, the commissioner of criminal justice  services
   42  shall  compile  records and other information relating to that case, and
   43  may  solicit  comments  or  analyses  by  experts  in  relevant  fields.
   44  Notwithstanding any other provision of law, the commissioner of criminal
   45  justice  services  may request and shall receive from any court, depart-
   46  ment, division, board, bureau, commission or other agency of  the  state
   47  or  political subdivision thereof, or any public authority, such assist-
   48  ance, records and data as will enable it effectively to  carry  out  its
   49  duties.  The commissioner of criminal justice services shall submit such
   50  records, information, comments, and analyses to the commission of  exon-
   51  eration  review.  Confidential  and  sensitive material, such as certain
   52  information relating to victims  and  confidential  informants,  may  be
   53  redacted  as  appropriate.  The  commission  for  exoneration review may
   54  conduct its detailed review on the basis of the materials submitted,  or
   55  it  may request the commissioner of criminal justice services to compile
   56  and submit further specified kinds of information about the case.
       A. 3267                            10
    1    (i) The commission for exoneration  review  shall  make  available  an
    2  annual  report detailing, at a minimum, the number of cases submitted by
    3  the commissioner of criminal  justice  services,  the  number  of  cases
    4  chosen   for  detailed  review,  and  the  number  of  detailed  reviews
    5  completed. The report shall include any findings of fact and recommenda-
    6  tions  for reform that may have been adopted by the commission since its
    7  last report. Recommendations that are not adopted by the commission  but
    8  obtain the concurrence of at least four members shall be included in the
    9  annual  report as proposals for consideration. In addition to the annual
   10  report, the commission may decide  to  issue  other  reports  containing
   11  findings  of fact and/or recommendations for reform.  All reports issued
   12  by the commission shall be made available to the public and delivered to
   13  the governor, the chief judge of the court  of  appeals,  the  temporary
   14  president of the senate, and the speaker of the assembly.
   15    S 15. Paragraph (d) of subdivision 1 of section 160.50 of the criminal
   16  procedure law, as amended by chapter 169 of the laws of 1994, is amended
   17  to read as follows:
   18    (d)  such  records shall be made available to the person accused or to
   19  such person's designated agent, and shall be made  available  to  (i)  a
   20  prosecutor in any proceeding in which the accused has moved for an order
   21  pursuant  to  section  170.56  or  210.46 of this chapter, or (ii) a law
   22  enforcement agency upon ex parte motion in any superior court,  if  such
   23  agency  demonstrates  to  the  satisfaction  of  the  court that justice
   24  requires that such records be made available to it, or (iii)  any  state
   25  or  local  officer  or  agency  with  responsibility for the issuance of
   26  licenses to possess guns, when the accused has made application for such
   27  a license, or (iv) the New  York  state  division  of  parole  when  the
   28  accused is on parole supervision as a result of conditional release or a
   29  parole  release  granted  by the New York state board of parole, and the
   30  arrest which is the subject of the inquiry is one which  occurred  while
   31  the  accused was under such supervision, or (v) any prospective employer
   32  of a police officer or peace officer  as  those  terms  are  defined  in
   33  subdivisions  thirty-three and thirty-four of section 1.20 of this chap-
   34  ter, in relation to an application for employment as a police officer or
   35  peace officer; provided, however, that every person who is an  applicant
   36  for  the  position of police officer or peace officer shall be furnished
   37  with a copy of all records obtained under this paragraph and afforded an
   38  opportunity to make  an  explanation  thereto,  or  (vi)  the  probation
   39  department  responsible  for  supervision of the accused when the arrest
   40  which is the subject of the inquiry is  one  which  occurred  while  the
   41  accused was under such supervision, OR (VII) THE COMMISSION FOR EXONERA-
   42  TION REVIEW; and
   43    S 16. Subdivision 4 of section 190.25 of the criminal procedure law is
   44  amended by adding a new paragraph (c) to read as follows:
   45    (C)  NOTWITHSTANDING ANY OTHER PROVISION OF LAW, ALL GRAND JURY TESTI-
   46  MONY, EVIDENCE, DECISIONS, RESULTS AND OTHER MATTERS ATTENDING  A  GRAND
   47  JURY  PROCEEDING  SHALL  BE  DISCLOSED TO THE COMMISSION FOR EXONERATION
   48  REVIEW, UPON ITS REQUEST, IN CONNECTION WITH AN INQUIRY BY SUCH  COMMIS-
   49  SION INTO A WRONGFUL CONVICTION RELATED TO SUCH GRAND JURY PROCEEDING.
   50    S  17.  Section  240.40  of  the  criminal procedure law is amended by
   51  adding a new subdivision 1-a to read as follows:
   52    1-A. UPON MOTION OF A DEFENDANT AGAINST WHOM AN INDICTMENT OR SUPERIOR
   53  COURT INFORMATION IS PENDING, THE COURT IN WHICH SUCH ACCUSATORY INSTRU-
   54  MENT IS PENDING MAY ORDER A COMPARISON OF A  DNA  PROFILE  DERIVED  FROM
   55  EVIDENCE RECOVERED BY LAW ENFORCEMENT TO THE DEFENDANT'S DNA OR TO A DNA
   56  DATABANK UPON A SHOWING BY THE DEFENDANT THAT SUCH COMPARISON IS MATERI-
       A. 3267                            11
    1  AL  TO THE PREPARATION OF A DEFENSE, AND THAT THE REQUEST IS REASONABLE,
    2  PROVIDED THAT THE COURT SHALL NOT DO SO IF  IT  IS  SATISFIED  THAT  THE
    3  PEOPLE  HAVE SHOWN GOOD CAUSE WHY SUCH AN ORDER SHOULD NOT BE ISSUED. IF
    4  THE MOTION OF THE DEFENDANT IS FOR COMPARISON OF A GIVEN PROFILE DERIVED
    5  FROM  DNA  EVIDENCE  TO  A DNA DATABANK, THE COURT MAY DIRECT A STATE OR
    6  LOCAL PUBLIC FORENSIC LABORATORY TO  ARRANGE  FOR  SUCH  PROFILE  TO  BE
    7  ENTERED  INTO  AND  SEARCHED AGAINST LOCAL, STATE, AND FEDERAL DNA DATA-
    8  BANKS TO THE EXTENT, AND IN A MANNER, CONSISTENT WITH FEDERAL AND  STATE
    9  LAWS AND REGULATIONS GOVERNING SUCH DATABANKS, INCLUDING REQUIREMENTS AS
   10  TO  HOW  PROFILES  FOR  FORENSIC  DNA  ANALYSIS  MUST  BE GENERATED, AND
   11  REQUIREMENTS FOR SEARCHING AND STORAGE IN THE DATABANK IN QUESTION.   IF
   12  SUCH A DATABANK SEARCH REVEALS THAT THE DNA DERIVED FROM EVIDENCE RECOV-
   13  ERED BY LAW ENFORCEMENT MATCHES A PROFILE IN THE DATABANK, THE DEFENDANT
   14  SHALL  BE  NOTIFIED  OF  THE  FACT THAT THERE WAS A MATCH WITH SOME SUCH
   15  PROFILE, AND THE COURT SHALL GRANT  REASONABLE  ADJOURNMENTS  SO  AS  TO
   16  ALLOW  THE PEOPLE TO PURSUE APPROPRIATE INVESTIGATIVE STEPS.  NOTHING IN
   17  THIS ARTICLE SHALL BE DEEMED TO ALLOW A DEFENDANT  TO  OBTAIN  AN  ORDER
   18  REQUIRING COLLECTION OF A DNA SAMPLE FROM ANY OTHER PERSON.
   19    S 18. Paragraph (a) of subdivision 1-a of section 440.30 of the crimi-
   20  nal  procedure  law,  as  amended by chapter 138 of the laws of 2004, is
   21  amended and a new paragraph (c) is added to read as follows:
   22    (a) Where the defendant's motion requests the performance of a  foren-
   23  sic  DNA  test on specified evidence, and upon the court's determination
   24  that any evidence containing deoxyribonucleic acid ("DNA")  was  secured
   25  in  connection  with  the [trial] PROCEEDINGS resulting in the judgment,
   26  the court shall grant the application for forensic DNA testing  of  such
   27  evidence upon its determination that if a DNA test had been conducted on
   28  such evidence, and if the results had been admitted in the trial result-
   29  ing  in  the  judgment,  there  exists a reasonable probability that the
   30  verdict would have been more favorable to the defendant.  IN THE CASE OF
   31  A DEFENDANT CONVICTED UPON A PLEA OF GUILTY, THE COURT SHALL  GRANT  THE
   32  APPLICATION  ONLY  UPON  ITS  DETERMINATION THAT IF THE RESULTS HAD BEEN
   33  AVAILABLE TO THE DEFENDANT, THERE EXISTS A REASONABLE  PROBABILITY  THAT
   34  THE  DEFENDANT WOULD NOT HAVE BEEN CONVICTED BY PLEA OF GUILTY OR OTHER-
   35  WISE, AND IN MAKING THAT DETERMINATION, THE COURT  MAY  CONSIDER,  AMONG
   36  OTHER  RELEVANT  INFORMATION,  THE  PROCEEDINGS  IN  CONNECTION WITH THE
   37  DEFENDANT'S PLEA OF GUILTY.
   38    (C) IN ADDITION TO REQUESTING THE PERFORMANCE OF A FORENSIC  DNA  TEST
   39  OF  SPECIFIED  EVIDENCE,  AS SET FORTH IN PARAGRAPH (A) OF THIS SUBDIVI-
   40  SION, THE DEFENDANT MAY ALSO MOVE FOR A  COMPARISON  OF  A  DNA  PROFILE
   41  DERIVED  FROM  SPECIFIED  EVIDENCE RECOVERED BY LAW ENFORCEMENT TO A DNA
   42  DATABANK.  IN DECIDING WHETHER TO GRANT A MOTION  FOR  SUCH  COMPARISON,
   43  THE COURT MAY CONSIDER WHETHER THE DEFENDANT HAD THE OPPORTUNITY TO MOVE
   44  FOR SUCH A COMPARISON PURSUANT TO SUBDIVISION ONE-A OF SECTION 240.40 OF
   45  THIS CHAPTER, BUT UNJUSTIFIABLY FAILED TO DO SO. IF THE COURT GRANTS THE
   46  MOTION  FOR  SUCH  A  COMPARISON,  IT MAY DIRECT A STATE OR LOCAL PUBLIC
   47  FORENSIC LABORATORY TO ARRANGE FOR SUCH PROFILE TO BE ENTERED  INTO  AND
   48  SEARCHED  AGAINST LOCAL, STATE, AND FEDERAL DNA DATABANKS TO THE EXTENT,
   49  AND IN A MANNER, CONSISTENT WITH FEDERAL AND STATE LAWS AND  REGULATIONS
   50  GOVERNING  SUCH DATABANKS, INCLUDING REQUIREMENTS AS TO HOW PROFILES FOR
   51  FORENSIC DNA ANALYSIS MUST BE GENERATED, AND REQUIREMENTS FOR  SEARCHING
   52  AND  STORAGE  IN  THE  DATABANK IN QUESTION.   IF SUCH A DATABANK SEARCH
   53  REVEALS THAT THE DNA DERIVED FROM EVIDENCE RECOVERED BY LAW  ENFORCEMENT
   54  MATCHES  A  PROFILE  IN THE DATABANK, THE DEFENDANT SHALL BE NOTIFIED OF
   55  THE FACT THAT THERE WAS A MATCH WITH SOME SUCH PROFILE,  AND  THE  COURT
   56  SHALL  GRANT REASONABLE ADJOURNMENTS SO AS TO ALLOW THE PEOPLE TO PURSUE
       A. 3267                            12
    1  APPROPRIATE INVESTIGATIVE STEPS.   NOTHING  IN  THIS  ARTICLE  SHALL  BE
    2  DEEMED TO ALLOW A DEFENDANT TO OBTAIN AN ORDER REQUIRING COLLECTION OF A
    3  DNA SAMPLE FROM ANY OTHER PERSON.
    4    S 19. Section 65.10 of the penal law is amended by adding a new subdi-
    5  vision 4-b to read as follows:
    6    4-B. MANDATORY CONDITION FOR DNA DESIGNATED OFFENDERS. WHEN IMPOSING A
    7  SENTENCE  OF  PROBATION OR CONDITIONAL DISCHARGE UPON A PERSON CONVICTED
    8  OF AN OFFENSE DEFINED IN SUBDIVISION SEVEN OF SECTION NINE HUNDRED NINE-
    9  TY-FIVE OF THE EXECUTIVE LAW, THE COURT SHALL REQUIRE,  AS  A  MANDATORY
   10  CONDITION  OF  SUCH  SENTENCE,  THAT SUCH PERSON PROVIDE A DNA SAMPLE AS
   11  REQUIRED BY SECTION NINE HUNDRED NINETY-FIVE OF THE EXECUTIVE LAW.
   12    S 20. Paragraph (b) of subdivision 3 and paragraph (b) of  subdivision
   13  5 of section 8-b of the court of claims act, as added by chapter 1009 of
   14  the laws of 1984, are amended to read as follows:
   15    (b) (i) he has been pardoned upon the ground of innocence of the crime
   16  or  crimes  for which he was sentenced and which are the grounds for the
   17  complaint; or (ii) his judgment of conviction was reversed  or  vacated,
   18  and  the accusatory instrument dismissed or, if a new trial was ordered,
   19  either he was found not guilty at the new trial or he  was  not  retried
   20  and  the accusatory instrument dismissed; provided that the judgement of
   21  conviction was reversed or vacated, and the  accusatory  instrument  was
   22  dismissed,  on  any  of the following grounds: (A) paragraph [(a),] (b),
   23  (c), [(e)] or (g) of subdivision one of section 440.10 of  the  criminal
   24  procedure  law;  or  (B)  subdivision  one (where based upon grounds set
   25  forth in item (A) [hereof] OF THIS SUBPARAGRAPH), two, three (where  the
   26  count  dismissed  was the sole basis for the imprisonment complained of)
   27  or five of section 470.20 of the criminal procedure law; or (C) compara-
   28  ble provisions of the former code of criminal  procedure  or  subsequent
   29  law; or (D) the statute, or application thereof, on which the accusatory
   30  instrument  was  based violated the constitution of the United States or
   31  the state of New York; OR (E)  THE  CLAIMANT'S  CONVICTION  WAS  VACATED
   32  UNDER ANOTHER SECTION OF LAW NOT ENUMERATED IN THIS PARAGRAPH, BUT WHOSE
   33  APPLICATION  TO  CLAIMANT'S  CONVICTION INVOLVED FACTS AND CIRCUMSTANCES
   34  THAT DIRECTLY SUPPORT CLAIMANT'S ASSERTION OF  INNOCENCE;  AND  PROVIDED
   35  THAT,  IN  CASES WHERE THE CONVICTION MAY HAVE BEEN VACATED ON MORE THAN
   36  ONE GROUND, INCLUDING ONE OF THE GROUNDS ENUMERATED IN  THIS  PARAGRAPH,
   37  THE  COURT  OF  CLAIMS  SHALL NOT BE BOUND BY A DECISION OF THE CRIMINAL
   38  COURT VACATING THE CONVICTION BASED ONLY ON A GROUND NOT  ENUMERATED  IN
   39  THIS PARAGRAPH; and
   40    (b) (i) he has been pardoned upon the ground of innocence of the crime
   41  or  crimes  for which he was sentenced and which are the grounds for the
   42  complaint; or (ii) his judgment of conviction was reversed  or  vacated,
   43  and  the accusatory instrument dismissed or, if a new trial was ordered,
   44  either he was found not guilty at the new trial or he  was  not  retried
   45  and  the accusatory instrument dismissed; provided that the judgement of
   46  conviction was reversed or vacated, and the  accusatory  instrument  was
   47  dismissed,  on  any  of the following grounds: (A) paragraph [(a),] (b),
   48  (c), [(e)] or (g) of subdivision one of section 440.10 of  the  criminal
   49  procedure  law;  or  (B)  subdivision  one (where based upon grounds set
   50  forth in item (A) [hereof] OF THIS SUBPARAGRAPH), two, three (where  the
   51  count  dismissed  was the sole basis for the imprisonment complained of)
   52  or five of section 470.20 of the criminal procedure law; or (C) compara-
   53  ble provisions of the former code of criminal  procedure  or  subsequent
   54  law; or (D) the statute, or application thereof, on which the accusatory
   55  instrument  was  based violated the constitution of the United States or
   56  the state of New York; OR (E)  THE  CLAIMANT'S  CONVICTION  WAS  VACATED
       A. 3267                            13
    1  UNDER ANOTHER SECTION OF LAW NOT ENUMERATED IN THIS PARAGRAPH, BUT WHOSE
    2  APPLICATION  TO  CLAIMANT'S  CONVICTION INVOLVED FACTS AND CIRCUMSTANCES
    3  THAT DIRECTLY SUPPORT CLAIMANT'S ASSERTION OF  INNOCENCE;  AND  PROVIDED
    4  THAT,  IN  CASES WHERE THE CONVICTION MAY HAVE BEEN VACATED ON MORE THAN
    5  ONE GROUND, INCLUDING ONE OF THE GROUNDS ENUMERATED IN  THIS  PARAGRAPH,
    6  THE  COURT  OF  CLAIMS  SHALL NOT BE BOUND BY A DECISION OF THE CRIMINAL
    7  COURT VACATING THE CONVICTION BASED ONLY ON A GROUND NOT  ENUMERATED  IN
    8  THIS PARAGRAPH; and
    9    S 21. This act shall take effect November 1, 2011; provided that:
   10    (a)  the  amendments  to  article  49-B  of the executive law, made by
   11  sections one and two of this act, and the  amendments  to  the  criminal
   12  procedure  law,  made  by sections six, seven, eight, nine, ten, eleven,
   13  twelve and thirteen of this act,  shall  apply  to  designated  offenses
   14  committed  on or after the effective date of this act; and to designated
   15  offenses committed prior to such effective date where either the  crimi-
   16  nal  proceeding arising out of the commission of such offense is pending
   17  on the effective date of this act or the service of the sentence imposed
   18  upon conviction of the designated offense has not been  completed  prior
   19  to  such effective date; and to any person adjudicated a youthful offen-
   20  der for the commission of a designated offense committed  prior  to  the
   21  effective  date  of  this act where service of the sentence imposed upon
   22  adjudication as a youthful offender has not been completed prior to such
   23  effective date; and to any person required to register as a sex offender
   24  pursuant to article 6-C of the correction law on or after the  effective
   25  date of this act; and
   26    (b)  sections  fourteen,  fifteen  and  sixteen of this act shall take
   27  effect April 1, 2012, and shall expire and be deemed repealed  September
   28  1, 2015.
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