Bill Sponsors: NY S04761 | 2021-2022 | General Assembly

Bill Title: Requires securities dealers and brokers to have a professional liability insurance policy of at least one million dollars; requires proof of such insurance policy to be submitted to the department of law; requires notice of such insurance policy to be provided to clients.

Spectrum: Partisan Bill (Democrat 1-0)

Status: (Introduced - Dead) 2022-01-05 - REFERRED TO CONSUMER PROTECTION [S04761 Detail]

Text: Latest bill text (Introduced) [HTML]

Sponsors

NameTypeSponsorshipDistrictFinancialEncyclopediaBiography
Senator Rachel May [D]PrimarySponsored BillsSD-048FollowTheMoneyBallotpediaVoteSmart

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