MS SB2911 | 2017 | Regular Session

Status

Completed Legislative Action
Spectrum: Bipartisan Bill
Status: Passed on March 27 2017 - 100% progression
Action: 2017-03-27 - Approved by Governor
Text: Latest bill text (Enrolled) [HTML]

Summary

An Act To Create New Section 75-71-413, Mississippi Code Of 1972, Under The Mississippi Securities Act To Provide Additional Post-registration Requirements For Certain Broker-dealers And Investment Advisers To Prevent The Exploitation Of Vulnerable Persons; And For Related Purposes.

Tracking Information

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Title

MS Securities Act; provide additional post-registration requirements to prevent exploitation of vulnerable persons.

Sponsors


Roll Calls

2017-03-15 - Senate - Senate Concurred in Amend From House (Y: 52 N: 0 NV: 0 Abs: 0) [PASS]
2017-03-06 - House - House Passed As Amended (Y: 117 N: 2 NV: 3 Abs: 0) [PASS]
2017-02-07 - Senate - Senate Passed (Y: 52 N: 0 NV: 0 Abs: 0) [PASS]

History

DateChamberAction
2017-03-27 Approved by Governor
2017-03-21HouseEnrolled Bill Signed
2017-03-20SenateEnrolled Bill Signed
2017-03-15SenateConcurred in Amend From House
2017-03-07HouseReturned For Concurrence
2017-03-06HousePassed As Amended
2017-03-06HouseAmended
2017-02-23HouseTitle Suff Do Pass As Amended
2017-02-20HouseReferred To Banking and Financial Services
2017-02-08SenateTransmitted To House
2017-02-07SenatePassed
2017-01-31SenateTitle Suff Do Pass
2017-01-25SenateDR - TSDP: BF To FI
2017-01-16SenateReferred To Business and Financial Institutions;Finance

Mississippi State Sources


Bill Comments

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