KY SB109 | 2023 | Regular Session


Spectrum: Partisan Bill (Republican 2-0)
Status: Vetoed on April 11 2023 - 100% progression
Action: 2023-04-11 - Vetoed
Text: Latest bill text (Engrossed) [PDF]


Amend KRS 292.330 to establish registration exemptions for investment advisers; create a new section of KRS Chapter 292 to establish a registration exemption for private fund advisers; establish requirements for the exemption; direct where filings shall be made; require investment advisers to comply with registration requirements within 90 days of becoming ineligible for exemption; permit the commissioner of the Department of Financial Institutions to waive certain provisions.

Tracking Information

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AN ACT relating to investment advisers.


Roll Calls

2023-03-30 - House - House: Third Reading RCS# 366 (Y: 91 N: 6 NV: 0 Abs: 3) [PASS]
2023-03-03 - Senate - Senate: Third Reading RSN# 2545 (Y: 34 N: 0 NV: 0 Abs: 3) [PASS]


2023-03-30Senatedelivered to Governor
2023-03-30Senateenrolled, signed by Speaker of the House
2023-03-30Senateenrolled, signed by President of the Senate
2023-03-30Senatereceived in Senate
2023-03-30House3rd reading, passed 91-6
2023-03-30Housefloor amendments (2), (3) and (4-title) filed
2023-03-29Housefloor amendment (1) filed
2023-03-16Houseplaced in the Orders of the Day
2023-03-16Housetaken from Rules
2023-03-15Housereported favorably, to Rules
2023-03-14Housereturned to Banking & Insurance (H)
2023-03-14House2nd reading
2023-03-14Housetaken from Banking & Insurance (H)
2023-03-13Housereturned to Banking & Insurance (H)
2023-03-13House1st reading
2023-03-13Housetaken from Banking & Insurance (H)
2023-03-07Houseto Banking & Insurance (H)
2023-03-03Houseto Committee on Committees (H)
2023-03-03Housereceived in House
2023-03-03Senate3rd reading, passed 34 -0 with Committee Substitute (1)
2023-03-01Senateposted for passage in the Consent Orders of the Day for Friday, March 03, 2023
2023-03-01Senate2nd reading, to Rules
2023-02-28Senatereported favorably, 1st reading, to Consent Calendar with Committee Substitute (1)
2023-02-14Senateto Banking & Insurance (S)
2023-02-10Senateto Committee on Committees (S)
2023-02-10Senateintroduced in Senate


Kentucky State Sources

Bill Comments