US HB2623 | 2009-2010 | 111th Congress
Status
Spectrum: Partisan Bill (Republican 1-0)
Status: Engrossed on July 30 2009 - 50% progression, died in chamber
Action: 2009-07-30 - Received in the Senate and Read twice and referred to the Committee on Banking, Housing, and Urban Affairs.
Text: Latest bill text (Introduced) [PDF]
Status: Engrossed on July 30 2009 - 50% progression, died in chamber
Action: 2009-07-30 - Received in the Senate and Read twice and referred to the Committee on Banking, Housing, and Urban Affairs.
Text: Latest bill text (Introduced) [PDF]
Summary
Amends the Securities Exchange Act of 1934 to authorize the Securities and Exchange Commission (SEC) to censure, place limitations on the activities or functions of, or investigate any person who at the time of specified alleged misconduct was: (1) a member or employee of the Municipal Securities Rulemaking Board; (2) a person associated with or seeking to become associated with a government securities broker or dealer; (3) a person associated with a member of a national securities exchange or registered securities association; (4) a participant of a registered clearing agency; (5) an officer or director of a self-regulatory organization; and (6) an officer or director of an investment company.
Title
To amend the Federal securities laws to clarify and expand the definition of certain persons under those laws.
Sponsors
| Rep. Kevin McCarthy [R-CA] |
History
| Date | Chamber | Action |
|---|---|---|
| 2009-07-30 | Received in the Senate and Read twice and referred to the Committee on Banking, Housing, and Urban Affairs. | |
| 2009-07-29 | Motion to reconsider laid on the table Agreed to without objection. | |
| 2009-07-29 | On motion to suspend the rules and pass the bill Agreed to by voice vote. (text: CR H8975-8976) | |
| 2009-07-29 | DEBATE - The House proceeded with forty minutes of debate on H.R. 2623. | |
| 2009-07-29 | Considered under suspension of the rules. (consideration: CR H8975-8976) | |
| 2009-07-29 | Mr. Frank (MA) moved to suspend the rules and pass the bill. | |
| 2009-05-21 | Referred to the House Committee on Financial Services. |
Subjects
Administrative law and regulatory procedures
Banking and financial institutions regulation
Corporate finance and management
Finance and financial sector
Financial services and investments
Government investigations
Securities and Exchange Commission (SEC)
Banking and financial institutions regulation
Corporate finance and management
Finance and financial sector
Financial services and investments
Government investigations
Securities and Exchange Commission (SEC)
