OR SB96 | 2017 | Regular Session
Status
Completed Legislative Action
Sponsorship: Unknown
Status: Passed on June 22 2017 - 100% progression
Action: 2017-06-22 - Effective date, January 1, 2018.
Text: Latest bill text (Enrolled) [PDF]
Sponsorship: Unknown
Status: Passed on June 22 2017 - 100% progression
Action: 2017-06-22 - Effective date, January 1, 2018.
Text: Latest bill text (Enrolled) [PDF]
Summary
Requires broker-dealers and state investment advisers to maintain errors and omissions insurance policy in amount of at least $1 million as condition of state licensure. Becomes operative on July 31, 2018.
Title
Relating to conditions of licensure for persons dealing in securities.
Sponsors
| No sponsor information available at this time. |
Roll Calls
2017-06-01 - House - House Third Reading (Y: 33 N: 23 NV: 0 Abs: 4) [PASS]
2017-05-08 - House - House Committee Do Pass the A-Eng bill (Y: 5 N: 4 NV: 0 Abs: 0) [PASS]
2017-03-09 - Senate - Senate Third Reading (Y: 17 N: 10 NV: 0 Abs: 3) [PASS]
2017-03-06 - Senate - Senate Committee Do pass (Y: 3 N: 2 NV: 0 Abs: 0) [PASS]
2017-02-15 - Senate - Senate Committee Do pass with amendments. Refer to Judiciary by prior reference. (Printed A-Eng) (Y: 5 N: 0 NV: 0 Abs: 0) [PASS]
2017-05-08 - House - House Committee Do Pass the A-Eng bill (Y: 5 N: 4 NV: 0 Abs: 0) [PASS]
2017-03-09 - Senate - Senate Third Reading (Y: 17 N: 10 NV: 0 Abs: 3) [PASS]
2017-03-06 - Senate - Senate Committee Do pass (Y: 3 N: 2 NV: 0 Abs: 0) [PASS]
2017-02-15 - Senate - Senate Committee Do pass with amendments. Refer to Judiciary by prior reference. (Printed A-Eng) (Y: 5 N: 0 NV: 0 Abs: 0) [PASS]
History
| Date | Chamber | Action |
|---|---|---|
| 2017-06-22 | Senate | Effective date, January 1, 2018. |
| 2017-06-22 | Senate | Chapter 313, 2017 Laws. |
| 2017-06-14 | Senate | Governor signed. |
| 2017-06-07 | House | Speaker signed. |
| 2017-06-06 | Senate | President signed. |
| 2017-06-01 | House | Third reading. Carried by Evans. Passed.Ayes, 33; Nays, 23--Barreto, Bentz, Esquivel, Hack, Heard, Huffman, Johnson, Kennemer, Lewis, McLane, Nearman, Noble, Olson, Parrish, Post, Reschke, Smith DB, Smith G, Sprenger, Stark, Vial, Whisnant, Wilson; Excused, 3--Boone, Greenlick, Piluso; Excused for Business of the House, 1--Speaker Kotek. |
| 2017-05-31 | House | Rules suspended. Carried over to June 1, 2017 Calendar. |
| 2017-05-30 | House | Rules suspended. Carried over to May 31, 2017 Calendar. |
| 2017-05-26 | House | Rules suspended. Carried over to May 30, 2017 Calendar. |
| 2017-05-25 | House | Rules suspended. Carried over to May 26, 2017 Calendar. |
| 2017-05-24 | House | Rules suspended. Carried over to May 25, 2017 Calendar. |
| 2017-05-23 | House | Rules suspended. Carried over to May 24, 2017 Calendar. |
| 2017-05-22 | House | Rules suspended. Carried over to May 23, 2017 Calendar. |
| 2017-05-18 | House | Rules suspended. Carried over to May 22, 2017 Calendar. |
| 2017-05-17 | House | Rules suspended. Carried over to May 18, 2017 Calendar. |
| 2017-05-16 | House | Rules suspended. Carried over to May 17, 2017 Calendar. |
| 2017-05-15 | House | Second reading. |
| 2017-05-11 | House | Recommendation: Do pass. |
| 2017-05-08 | House | Work Session held. |
| 2017-04-24 | House | Public Hearing held. |
| 2017-03-13 | House | Referred to Business and Labor. |
| 2017-03-13 | House | First reading. Referred to Speaker's desk. |
| 2017-03-09 | Senate | Third reading. Carried by Dembrow. Passed.Ayes, 17; nays, 10--Boquist, DeBoer, Ferrioli, Girod, Hansell, Knopp, Linthicum, Olsen, Thomsen, Winters; excused, 3--Baertschiger Jr, Kruse, Thatcher. |
| 2017-03-08 | Senate | Second reading. |
| 2017-03-08 | Senate | Recommendation: Do pass the A-Eng. bill. |
| 2017-03-06 | Senate | Public Hearing and Work Session held. |
| 2017-02-20 | Senate | Recommendation: Do pass with amendments and be referred to Judiciary by prior reference. (Printed A-Eng.) |
| 2017-02-15 | Senate | Public Hearing and Work Session held. |
| 2017-01-17 | Senate | Referred to Business and Transportation, then Judiciary. |
| 2017-01-09 | Senate | Introduction and first reading. Referred to President's desk. |
