Bill Text: NY S07709 | 2017-2018 | General Assembly | Introduced


Bill Title: Requires that various inspectors general shall be appointed by the governor and with the advice and consent of the senate; prohibits the appointment of acting inspectors general for a period of more than nine months; prohibits various inspectors general from simultaneously holding multiple inspector general positions.

Spectrum: Moderate Partisan Bill (Republican 4-1)

Status: (Introduced - Dead) 2018-06-05 - REPORTED AND COMMITTED TO RULES [S07709 Detail]

Download: New_York-2017-S07709-Introduced.html


                STATE OF NEW YORK
        ________________________________________________________________________
                                          7709
                    IN SENATE
                                    February 9, 2018
                                       ___________
        Introduced by Sens. CROCI, DeFRANCISCO, SAVINO -- read twice and ordered
          printed, and when printed to be committed to the Committee on Finance
        AN  ACT  to  amend the executive law, the workers' compensation law, the
          racing, pari-mutuel wagering and breeding law, the public  authorities
          law  and  the  public  health  law, in relation to the appointment and
          duties of various inspectors general
          The People of the State of New York, represented in Senate and  Assem-
        bly, do enact as follows:
     1    Section  1.  Section  46 of the executive law is amended by adding two
     2  new subdivisions 3 and 4 to read as follows:
     3    3. In the event of a vacancy in  the  position  of  welfare  inspector
     4  general,  the comptroller may appoint an acting welfare inspector gener-
     5  al. The term of the acting  welfare  inspector  general  shall  be  nine
     6  months from appointment and shall not be renewed.
     7    4.  The  welfare  inspector  general shall not simultaneously hold any
     8  other position in an  office  that  has  been  established  pursuant  to
     9  sections  fifty-two,  fifty-seven  and  seventy-four  of  this  chapter,
    10  section one hundred thirty-six of the workers' compensation law, section
    11  twelve hundred seventy-nine of the public authorities law, section thir-
    12  teen hundred sixty-eight of the racing, pari-mutuel wagering and  breed-
    13  ing law or section thirty-one of the public health law.
    14    §  2.  Subdivision  1  of section 52 of the executive law, as added by
    15  chapter 766 of the laws of 2005, is amended and two new  subdivisions  6
    16  and 7 are added to read as follows:
    17    1.  There  is  hereby  established  the  office of the state inspector
    18  general in the executive department. The head of the office shall be the
    19  state inspector general who shall be appointed by the governor,  by  and
    20  with the advice and consent of the senate.
    21    6. In the event of a vacancy in the position of state inspector gener-
    22  al,  the  governor  may  appoint an acting state inspector general.  The
    23  term of the acting state inspector general shall  be  nine  months  from
    24  appointment and shall not be renewed.
    25    7. The state inspector general shall not simultaneously hold any other
    26  position  in  an  office  that has been established pursuant to sections
         EXPLANATION--Matter in italics (underscored) is new; matter in brackets
                              [ ] is old law to be omitted.
                                                                   LBD13694-03-8

        S. 7709                             2
     1  forty-six, fifty-seven and seventy-four of  this  chapter,  section  one
     2  hundred  thirty-six  of  the  workers'  compensation law, section twelve
     3  hundred seventy-nine of the public  authorities  law,  section  thirteen
     4  hundred sixty-eight of the racing, pari-mutuel wagering and breeding law
     5  or section thirty-one of the public health law.
     6    §  3.  Subdivision  7  of section 53 of the executive law, as added by
     7  chapter 766 of the laws of 2005, is amended and a new subdivision  8  is
     8  added to read as follows:
     9    7.  establish  programs  for  training  state  officers  and employees
    10  regarding the prevention and elimination of corruption, fraud,  criminal
    11  activity, conflicts of interest or abuse in covered agencies[.];
    12    8.  prepare  and  submit, no later than February first of each year, a
    13  report to the governor, the state comptroller, the attorney general, the
    14  temporary president of the senate, the minority leader  of  the  senate,
    15  the  speaker  of  the  assembly  and the minority leader of the assembly
    16  summarizing the activities of the office during the  preceding  calendar
    17  year.
    18    §  4.  Subdivision  2  of section 57 of the executive law, as added by
    19  section 1 of part PPP of chapter 59 of the laws of 2017, is amended  and
    20  a new subdivision 5 is added to read as follows:
    21    2.  The  inspector  general shall be appointed by the governor, by and
    22  with the advice and consent of the senate, and shall hold  office  until
    23  the  end  of the term of the governor by whom he or she is appointed and
    24  until his or her successor is appointed.
    25    5. The inspector general shall not simultaneously hold any other posi-
    26  tion that has been established pursuant to section forty-six,  fifty-two
    27  or  seventy-four  of this chapter, section one hundred thirty-six of the
    28  workers' compensation law, section twelve hundred  seventy-nine  of  the
    29  public  authorities  law,  section  thirteen  hundred sixty-eight of the
    30  racing, pari-mutuel wagering and breeding law or section  thirty-one  of
    31  the public health law.
    32    § 5. Subdivisions 4 and 5 of section 58 of the executive law, as added
    33  by  section 1 of part PPP of chapter 59 of the laws of 2017, are amended
    34  and a new subdivision 6 is added to read as follows:
    35    4. determine with respect to  such  allegations  whether  to  initiate
    36  civil  or  criminal prosecution, or make a referral for further investi-
    37  gation by an appropriate federal, state or local  agency  or  any  other
    38  office  of  inspector  general  as  is  warranted, and to assist in such
    39  investigations; [and]
    40    5. prepare and release to the public written reports of such  investi-
    41  gations,  as  appropriate and to the extent permitted by law, subject to
    42  redaction to protect the confidentiality of witnesses.  The  release  of
    43  all or portions of such reports may be deferred to protect the confiden-
    44  tiality  of  ongoing investigations, provided that the inspector general
    45  shall maintain a written record that specifies the reason confidentiali-
    46  ty is necessary under this subdivision[.]; and
    47    6. prepare and submit, no later than February first of  each  year,  a
    48  report to the governor, the state comptroller, the attorney general, the
    49  temporary  president  of  the senate, the minority leader of the senate,
    50  the speaker of the assembly and the  minority  leader  of  the  assembly
    51  summarizing  the  activities of the office during the preceding calendar
    52  year.
    53    § 6. Section 74 of the executive law is  amended  by  adding  two  new
    54  subdivisions 8 and 9 to read as follows:
    55    8.  Vacancies. In the event of a vacancy in the position of inspector,
    56  the governor may appoint an acting inspector. The  term  of  the  acting

        S. 7709                             3
     1  inspector  shall  be  nine  months  from  appointment  and  shall not be
     2  renewed.
     3    9.  Restrictions.  The inspector general shall not simultaneously hold
     4  any other position that has been established pursuant to section  forty-
     5  six, fifty-two or fifty-seven of this chapter, section one hundred thir-
     6  ty-six  of  the workers' compensation law, section twelve hundred seven-
     7  ty-nine  of  the  public  authorities  law,  section  thirteen   hundred
     8  sixty-eight  of  the  racing,  pari-mutuel  wagering and breeding law or
     9  section thirty-one of the public health law.
    10    § 7. Subdivision 2 and paragraphs (d) and  (e)  of  subdivision  3  of
    11  section 136 of the workers' compensation law, as added by chapter 635 of
    12  the laws of 1996, are amended and two new subdivisions 6 and 7 are added
    13  to read as follows:
    14    2.  Appointment,  compensation  and removal. Notwithstanding any other
    15  provision of law, the governor shall appoint the inspector  general,  by
    16  and  with  the  advice and consent of the senate. The board shall employ
    17  and the governor shall fix the compensation of  the  inspector  general.
    18  The  inspector  general shall, and may do so without civil service exam-
    19  ination, appoint and the board shall employ, such  assistant  inspectors
    20  general  and other persons as he or she deems necessary, determine their
    21  duties and fix their compensation.  Such  assistant  inspectors  general
    22  shall  assist the inspector general in carrying out the inspector gener-
    23  al's duties and responsibilities as set forth in this section and  shall
    24  have  such  powers  as granted the inspector general under this section.
    25  Employees appointed pursuant to this section without civil service exam-
    26  ination shall be placed in the noncompetitive class of  the  competitive
    27  service  pursuant to subdivision two-a of section forty-two of the civil
    28  service law and shall serve at the pleasure of the governor. The payment
    29  of salaries and compensation of employees  appointed  pursuant  to  this
    30  section  shall  be  made  pursuant to section one hundred forty-eight of
    31  this chapter.
    32    (d) to submit a written report, [on an annual  basis]  no  later  than
    33  February  first of each year, to the governor [and to], the chair of the
    34  board, the state comptroller, the attorney general, the temporary presi-
    35  dent of the senate, the minority leader of the senate,  the  speaker  of
    36  the  assembly and the minority leader of the assembly listing all activ-
    37  ities undertaken to the extent such activities can be disclosed pursuant
    38  to subdivision five of this section; and
    39    (e) to recommend legislative and regulatory changes  to  the  governor
    40  [and to], the chair of the board, and to the legislature.
    41    6.  Vacancies.  In the event of a vacancy in the position of inspector
    42  general, the governor may appoint an acting inspector general.  The term
    43  of the acting inspector general shall be nine  months  from  appointment
    44  and shall not be renewed.
    45    7.  Restrictions.  The inspector general shall not simultaneously hold
    46  any other position that has been established pursuant to section  forty-
    47  six,  fifty-two,  fifty-seven  or  seventy-four  of  the  executive law,
    48  section twelve hundred  seventy-nine  of  the  public  authorities  law,
    49  section thirteen hundred sixty-eight of the racing, pari-mutuel wagering
    50  and breeding law or section thirty-one of the public health law.
    51    §  8.  Section  1368  of the racing, pari-mutuel wagering and breeding
    52  law, as added by chapter 174 of the laws of 2013, is amended to read  as
    53  follows:
    54    §  1368.  Establishment  of the office of gaming inspector general. 1.
    55  There is hereby created within  the  commission  the  office  of  gaming
    56  inspector  general. The head of the office shall be the gaming inspector

        S. 7709                             4
     1  general who shall be appointed by the governor by and  with  the  advice
     2  and  consent  of  the  senate.  The inspector general shall serve at the
     3  pleasure of the governor. The inspector general shall report directly to
     4  the  governor. The person appointed as inspector general shall, upon his
     5  or her appointment, have not less than ten years professional experience
     6  in law, investigation, or  auditing.  The  inspector  general  shall  be
     7  compensated  within  the  limits  of funds available therefor, provided,
     8  however, such salary shall be no less than the salaries of certain state
     9  officers holding the positions indicated in paragraph (a) of subdivision
    10  one of section one hundred sixty-nine of the executive law.
    11    2. In the event of a vacancy  in  the  position  of  gaming  inspector
    12  general,  the  governor  may appoint an acting gaming inspector general.
    13  The term of the acting gaming inspector general  shall  be  nine  months
    14  from appointment and shall not be renewed.
    15    §  9.  Section  1369  of the racing, pari-mutuel wagering and breeding
    16  law, as added by chapter 174 of the laws of 2013, is amended to read  as
    17  follows:
    18    §  1369.  State gaming inspector general; functions and duties. 1. The
    19  state gaming inspector general  shall  have  the  following  duties  and
    20  responsibilities:
    21    [1.]  (a)  receive and investigate complaints from any source, or upon
    22  his or her own initiative, concerning allegations of corruption,  fraud,
    23  criminal activity, conflicts of interest or abuse in the commission;
    24    [2.]  (b)  inform  the  commission members of such allegations and the
    25  progress of investigations related thereto, unless special circumstances
    26  require confidentiality;
    27    [3.] (c) determine with respect to such allegations whether  discipli-
    28  nary  action, civil or criminal prosecution, or further investigation by
    29  an appropriate federal, state or  local  agency  is  warranted,  and  to
    30  assist in such investigations;
    31    [4.]  (d)  prepare  and  release to the public written reports of such
    32  investigations, as appropriate and  to  the  extent  permitted  by  law,
    33  subject  to  redaction  to protect the confidentiality of witnesses. The
    34  release of all or portions of such reports may be  deferred  to  protect
    35  the confidentiality of ongoing investigations;
    36    [5.]  (e)  review and examine periodically the policies and procedures
    37  of the commission  with  regard  to  the  prevention  and  detection  of
    38  corruption, fraud, criminal activity, conflicts of interest or abuse;
    39    [6.] (f) recommend remedial action to prevent or eliminate corruption,
    40  fraud,  criminal activity, conflicts of interest or abuse in the commis-
    41  sion; [and]
    42    [7.] (g) establish  programs  for  training  commission  officers  and
    43  employees regarding the prevention and elimination of corruption, fraud,
    44  criminal activity, conflicts of interest or abuse in the commission; and
    45    (h)  prepare  and submit, no later than February first of each year, a
    46  report to the governor, the state comptroller, the attorney general, the
    47  temporary president of the senate, the minority leader  of  the  senate,
    48  the  speaker  of  the  assembly  and the minority leader of the assembly
    49  summarizing the activities of the office during the  preceding  calendar
    50  year.
    51    2.  The  gaming  inspector  general  shall not simultaneously hold any
    52  other position that has been established pursuant to section  forty-six,
    53  fifty-two, fifty-seven or seventy-four of the executive law, section one
    54  hundred  thirty-six  of  the  workers'  compensation law, section twelve
    55  hundred seventy-nine of the public authorities law or section thirty-one
    56  of the public health law.

        S. 7709                             5
     1    § 10. Section 1279 of the public authorities law is amended by  adding
     2  two new subdivisions 8 and 9 to read as follows:
     3    8. In the event of a vacancy in the position of inspector general, the
     4  governor may appoint an acting inspector general. The term of the acting
     5  inspector general shall be nine months from appointment and shall not be
     6  renewed.
     7    9. The inspector general shall not simultaneously hold any other posi-
     8  tion that has been established pursuant to section forty-six, fifty-two,
     9  fifty-seven  or  seventy-four  of the executive law, section one hundred
    10  thirty-six of the workers' compensation law,  section  thirteen  hundred
    11  sixty-eight  of  the  racing,  pari-mutuel  wagering and breeding law or
    12  section thirty-one of the public health law.
    13    § 11. Section 31 of the public health law is amended by adding two new
    14  subdivisions 4 and 5 to read as follows:
    15    4. In the event of a vacancy in the  position  of  Medicaid  inspector
    16  general,  the governor may appoint an acting Medicaid inspector general.
    17  The term of the acting Medicaid inspector general shall be  nine  months
    18  from appointment and shall not be renewed.
    19    5.  The  Medicaid  inspector general shall not simultaneously hold any
    20  other position in an  office  that  has  been  established  pursuant  to
    21  sections  forty-six,  fifty-two,  fifty-seven  and  seventy-four of this
    22  chapter, section one hundred thirty-six  of  the  workers'  compensation
    23  law,  section  twelve hundred seventy-nine of the public authorities law
    24  or section thirteen  hundred  sixty-eight  of  the  racing,  pari-mutuel
    25  wagering and breeding law.
    26    § 12. This act shall take effect immediately.
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