Bill Text: NY S02895 | 2011-2012 | General Assembly | Introduced


Bill Title: Relates to the use of an advanced system for securing tobacco taxes; requires exclusive use of encrypted counterfeit-resistant cigarette tax stamps to provide a commission to agents for the purpose of leasing or the purchase of machinery and a sell-through provision for retailers.

Sponsorship: Partisan Bill (Democrat 1)

Status: (Introduced - Dead) 2012-01-04 - REFERRED TO INVESTIGATIONS AND GOVERNMENT OPERATIONS [S02895 Detail]

Download: New_York-2011-S02895-Introduced.html
                           S T A T E   O F   N E W   Y O R K
       ________________________________________________________________________
                                         2895
                              2011-2012 Regular Sessions
                                   I N  S E N A T E
                                   February 3, 2011
                                      ___________
       Introduced by Sen. ESPAILLAT -- read twice and ordered printed, and when
         printed to be committed to the Committee on Investigations and Govern-
         ment Operations
       AN  ACT to amend the tax law, in relation to requiring the exclusive use
         of encrypted counterfeit-resistant cigarette tax stamps to  provide  a
         commission  to  agents  for  the purpose of leasing or the purchase of
         machinery and a sell-through provision for retailers
         THE PEOPLE OF THE STATE OF NEW YORK, REPRESENTED IN SENATE AND  ASSEM-
       BLY, DO ENACT AS FOLLOWS:
    1    Section  1.  The  tax  law is amended by adding a new section 472-a to
    2  read as follows:
    3    S 472-A. TOBACCO TAX SECURITY. 1. PURSUANT TO THE POWERS VESTED IN THE
    4  COMMISSIONER UNDER SECTION FOUR HUNDRED SEVENTY-TWO OF THIS ARTICLE, THE
    5  COMMISSIONER SHALL INCORPORATE A SYSTEM FOR SECURING TOBACCO  TAXES  DUE
    6  TO  THE  STATE.  SUCH  A SYSTEM SHALL BE COMPRISED, AT A MINIMUM, OF THE
    7  FOLLOWING:
    8    (A) THE USE OF ENCRYPTED TAX STAMPS BY STAMPING AGENTS LICENSED PURSU-
    9  ANT TO SECTION FOUR HUNDRED SEVENTY-TWO OF  THIS  ARTICLE.  SUCH  STAMPS
   10  SHALL BE ENCRYPTED TO IDENTIFY, AT A MINIMUM:
   11    (I)  THE  NAME AND ADDRESS OF THE LICENSED STAMPING AGENT AFFIXING THE
   12  STAMP;
   13    (II) THE DATE THE STAMP WAS AFFIXED TO THE PRODUCT; AND
   14    (III) THE DENOMINATED VALUE OF THE STAMP OR METER IMPRESSION.
   15    (B) THE SECURE MANAGEMENT OF ANY DATA REQUIRED UNDER PARAGRAPH (A)  OF
   16  THIS SUBDIVISION AND OTHER DATA AS MAY BE REQUIRED BY THE COMMISSIONER;
   17    (C)  THE ENFORCEMENT OF SECTION FOUR HUNDRED SEVENTY-TWO OF THIS ARTI-
   18  CLE, INCLUDING SUCH DEVICES AS MAY BE USED BY THE DEPARTMENT  AND  OTHER
   19  STATE EMPLOYEES AUTHORIZED BY THE COMMISSIONER.
   20    2. SUCH ENCRYPTED TAX STAMPS SHALL:
   21    (A)  BE  PRODUCED  IN A PROVEN SECURE FACILITY CERTIFIED IN ACCORDANCE
   22  WITH THE SECURITY ASSISTANCE STANDARDS ESTABLISHED IN TWO THOUSAND  FIVE
        EXPLANATION--Matter in ITALICS (underscored) is new; matter in brackets
                             [ ] is old law to be omitted.
                                                                  LBD07605-01-1
       S. 2895                             2
    1  BY  THE  AMERICAN  NATIONAL  STANDARDS  INSTITUTE AND THE NORTH AMERICAN
    2  SECURITY PRODUCTS ORGANIZATION;
    3    (B)  INCORPORATE  A  MINIMUM  OF FOUR LAYERS OF OVERT, SEMI-COVERT AND
    4  COVERT DATA;
    5    (C) BE APPLIED BY MACHINES  WHEREUPON  THE  ENCRYPTED  DATA  SHALL  BE
    6  INSTANTANEOUSLY CAPTURED AND STORED BY AND FOR THE DEPARTMENT;
    7    (D)  BE  READABLE  AND TRACEABLE FROM THE POINT OF STAMP PRODUCTION TO
    8  SUCH POINT AS DEEMED APPROPRIATE BY THE COMMISSIONER; AND
    9    (E) BE CAPABLE OF BEING READ BY A SCANNING OR SIMILAR DEVICE THAT  CAN
   10  BE  UTILIZED BY ENFORCEMENT AGENTS OF THE STATE AND OTHERS DEEMED APPRO-
   11  PRIATE BY THE COMMISSIONER.
   12    S 2.  The department of taxation and finance shall issue a request for
   13  proposal for the purpose of providing the system  described  in  section
   14  472-a  of  the  tax  law, as added by section one of this act, within 90
   15  days of the effective date of this act.   Bids  from  qualified  vendors
   16  shall  be  received  by  the department of taxation and finance no later
   17  than 60 days following the issuance of the  request  for  proposal.  Any
   18  contract  issued pursuant to this section shall be issued within 90 days
   19  following receipt of bids and installation of such system  completed  by
   20  the successful bidder within 180 days of the issuance of such contract.
   21    S  3. Subdivision 1 of section 472 of the tax law, as amended by chap-
   22  ter 629 of the laws of 1996, is amended to read as follows:
   23    1. The commissioner shall prescribe, prepare  and  furnish  stamps  of
   24  such denominations and quantities as may be necessary for the payment of
   25  the tax on cigarettes imposed by this article, and may from time to time
   26  and  as  often as he deems advisable provide for the issuance and exclu-
   27  sive use of stamps of a new design and forbid the use of stamps  of  any
   28  other  design, in the manner and with the effect provided in section two
   29  hundred seventy-four  of  this  chapter.  The  commissioner  shall  make
   30  provisions  for the sale of such stamps at such places and at such times
   31  as he may deem necessary and may license agents for  such  purpose.  The
   32  commissioner  may  license  dealers in cigarettes, who maintain separate
   33  warehousing facilities for the purpose  of  receiving  and  distributing
   34  cigarettes  and conducting their business, who have received commitments
   35  from at least two [cigarette] manufacturers whose aggregate market share
   36  is at least forty percent of the New York state [cigarette] market,  and
   37  importers,  exporters and manufacturers of cigarettes, and other persons
   38  within or without the state as agents to buy or affix stamps to be  used
   39  in  paying  the tax herein imposed, but an agent shall at all times have
   40  the right to appoint the person in his employ who is to affix the stamps
   41  to any cigarettes under the agent's control. The  fee  for  filing  such
   42  application  for  an  agent's license shall be one thousand five hundred
   43  dollars, unless such fee has  been  paid  during  the  preceding  twelve
   44  months,  in  which case, the fee for a new license shall be one thousand
   45  dollars. All of the provisions of section four hundred  eighty  OF  THIS
   46  ARTICLE relating to wholesale dealers' licenses, including the procedure
   47  for  suspension, revocation, refusal to license and for hearings, except
   48  for paragraphs (c) and (g) of subdivision one of such section, shall  be
   49  applicable  to  agents' licenses applied for or granted pursuant to this
   50  section, as if such provisions had been set forth in full in this subdi-
   51  vision and had expressly referred to the applicant for,  or  the  holder
   52  of, an agent's license. Whenever the commissioner shall sell and deliver
   53  to  any  such  agent  any  such  stamps, such agent shall be entitled to
   54  receive as compensation for his services and expenses as such  agent  in
   55  selling  or  affixing such stamps, and to retain out of the moneys to be
   56  paid by him for such stamps, a commission on the par value thereof.  The
       S. 2895                             3
    1  commissioner  is  hereby  authorized  to prescribe a schedule of commis-
    2  sions, not exceeding five per centum, allowable to such agent for buying
    3  and affixing such stamps. Such schedule shall be uniform with respect to
    4  the different types of stamps used, and may be on a graduated scale with
    5  respect to the number of stamps purchased, PROVIDED HOWEVER, SUCH AGENTS
    6  SHALL  BE  ENTITLED  TO  AN  ADDED  COMMISSION IN EXCESS OF THE FIVE PER
    7  CENTUM TO BE DETERMINED BY THE COMMISSIONER TO  MITIGATE  THE  COSTS  TO
    8  SUCH AGENTS IN RELATION TO THE LEASE OR PURCHASE OF THE MACHINERY AND/OR
    9  EQUIPMENT NECESSARY TO APPLY OR AFFIX SUCH STAMPS AS REQUIRED IN SECTION
   10  FOUR HUNDRED SEVENTY-TWO-A OF THIS ARTICLE. The commissioner may, in his
   11  discretion,  permit  an  agent to pay for such stamps within thirty days
   12  after the date of purchase and may require any such agent to  file  with
   13  the  department  [of  taxation  and  finance]  a bond issued by a surety
   14  company approved by the superintendent of insurance as to  solvency  and
   15  responsibility and authorized to transact business in the state or other
   16  security  acceptable  to the commissioner, in such amount as the commis-
   17  sioner may fix, to secure the payment of any sums due  from  such  agent
   18  pursuant  to this article. If securities are deposited as security under
   19  this subdivision, such securities shall be kept in the  custody  of  the
   20  commissioner and may be sold by the commissioner if it becomes necessary
   21  so  to  do  in order to recover any sums due from such agent pursuant to
   22  this article, but no such sale shall be had until after such agent shall
   23  have had opportunity to litigate the validity of any tax if it elects so
   24  to do. Upon any such sale, the surplus, if any, above the sums due under
   25  this article shall be returned to such agent.
   26    S 4. The department of  taxation  and  finance  shall,  following  the
   27  implementation period and annually thereafter, report to the legislature
   28  and to the governor on the effectiveness of the provisions of this act.
   29    S  5.  This act shall take effect immediately, provided, however, that
   30  section two of this act shall take effect on the one  hundred  eightieth
   31  day  following  the  awarding  of  such  contract  pursuant to this act;
   32  provided further that any product  in  the  possession  of  a  cigarette
   33  retail  dealer  on  the  effective  date  of this act and stamped to the
   34  commissioner of taxation and finance's satisfaction may continue  to  be
   35  offered for sale and sold to cigarette purchasers.
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