Bill Text: NY S00210 | 2013-2014 | General Assembly | Amended


Bill Title: Relates to resale of tickets to places of entertainment; provides for the regulation of boxing and wrestling relating to tickets to places of entertainment.

Spectrum: Partisan Bill (Democrat 1-0)

Status: (Introduced - Dead) 2014-01-31 - PRINT NUMBER 210A [S00210 Detail]

Download: New_York-2013-S00210-Amended.html
                           S T A T E   O F   N E W   Y O R K
       ________________________________________________________________________
                                        210--A
                              2013-2014 Regular Sessions
                                   I N  S E N A T E
                                      (PREFILED)
                                    January 9, 2013
                                      ___________
       Introduced  by Sen. SQUADRON -- read twice and ordered printed, and when
         printed to be committed to the Committee on Investigations and Govern-
         ment Operations -- recommitted to the Committee on Investigations  and
         Government  Operations  in  accordance  with  Senate Rule 6, sec. 8 --
         committee discharged, bill amended, ordered reprinted as  amended  and
         recommitted to said committee
       AN ACT to amend the arts and cultural affairs law, in relation to resale
         of  tickets  to  places  of entertainment; and to repeal article 25 of
         such law relating thereto
         THE PEOPLE OF THE STATE OF NEW YORK, REPRESENTED IN SENATE AND  ASSEM-
       BLY, DO ENACT AS FOLLOWS:
    1    Section 1. Article 25 of the arts and cultural affairs law is REPEALED
    2  and a new article 25 is added to read as follows:
    3                                 ARTICLE 25
    4                     TICKETS TO PLACES OF ENTERTAINMENT
    5  SECTION 25.01. LEGISLATIVE FINDINGS.
    6          25.03. DEFINITIONS.
    7          25.05. TICKET SPECULATORS.
    8          25.07. TICKET PRICES.
    9          25.09. ADDITIONAL PRINTING ON TICKETS.
   10          25.11. RESALES OF TICKETS WITHIN BUFFER ZONE.
   11          25.13. LICENSING OF TICKET RESELLERS.
   12          25.15. BOND.
   13          25.17. SUPERVISION AND REGULATION.
   14          25.19. POSTING OF LICENSE OR CERTIFICATE.
   15          25.21. CHANGE OF OFFICE LOCATION.
   16          25.23. POSTING OF PRICE LISTS; INFORMATION TO PURCHASER.
   17          25.24. AUTOMATED TICKET PURCHASING SOFTWARE.
   18          25.25. RECORDS OF PURCHASES AND SALES.
   19          25.27. COMMISSIONS TO EMPLOYEES OF PLACES OF ENTERTAINMENT.
        EXPLANATION--Matter in ITALICS (underscored) is new; matter in brackets
                             [ ] is old law to be omitted.
                                                                  LBD00160-02-4
       S. 210--A                           2
    1          25.29. UNLAWFUL CHARGES IN CONNECTION WITH TICKETS.
    2          25.30. OPERATOR PROHIBITIONS.
    3          25.31. SUSPENSION OR REVOCATION OF LICENSES.
    4          25.33. ENFORCEMENT.
    5          25.35. CRIMINAL PENALTIES.
    6    S 25.01. LEGISLATIVE FINDINGS. THE LEGISLATURE FINDS AND DECLARES THAT
    7  TRANSACTIONS  INVOLVING TICKETS FOR ADMISSION TO PLACES OF ENTERTAINMENT
    8  ARE A MATTER OF PUBLIC INTEREST AND SUBJECT TO THE  SUPERVISION  OF  NEW
    9  YORK  AND  THE  APPROPRIATE  POLITICAL SUBDIVISIONS OF THE STATE FOR THE
   10  PURPOSE OF SAFEGUARDING THE PUBLIC AGAINST FRAUD, EXTORTION, AND SIMILAR
   11  ABUSES.
   12    THE LEGISLATURE FURTHER FINDS THAT MANY TICKET RESELLERS ADVERTISE AND
   13  SELL TICKETS TO PLACES OF ENTERTAINMENT WITHIN  THE  BOUNDARIES  OF  NEW
   14  YORK  STATE  OFTEN FROM LOCATIONS OUTSIDE THE STATE, WITHOUT ADHERING TO
   15  THE PROVISIONS OF THIS ARTICLE. THE LEGISLATURE  OBJECTS  TO  ANY  CLAIM
   16  THAT  BUSINESSES DOMICILED OUTSIDE NEW YORK STATE ARE EXEMPTED FROM THIS
   17  STATUTE WHEN SELLING TICKETS TO EVENTS  OCCURRING  IN  NEW  YORK  STATE,
   18  REGARDLESS OF THE TERRITORIES OF ORIGIN OF BOTH THE BUYER AND SELLER. IT
   19  IS  THE  LEGISLATURE'S  INTENT THAT ALL GOVERNMENTAL BODIES CHARGED WITH
   20  ENFORCEMENT OF THIS ARTICLE, INCLUDING THE ATTORNEY GENERAL OF NEW  YORK
   21  STATE  HAVE  THE  AUTHORITY  TO  REGULATE  THE ACTIVITIES OF ALL PERSONS
   22  RESELLING TICKETS TO VENUES LOCATED WITHIN THIS STATE TO THE FULL EXTENT
   23  OF THE STATE'S POWERS UNDER THE FEDERAL AND STATE CONSTITUTIONS AND THAT
   24  THIS ARTICLE BE CONSTRUED IN LIGHT OF THIS PURPOSE.
   25    S 25.03. DEFINITIONS. AS USED IN THIS ARTICLE THE TERM:
   26    1. "ENTERTAINMENT" MEANS ALL FORMS OF ENTERTAINMENT INCLUDING, BUT NOT
   27  LIMITED  TO,  THEATRICAL  OR  OPERATIC  PERFORMANCES,  CONCERTS,  MOTION
   28  PICTURES,  ALL  FORMS  OF ENTERTAINMENT AT FAIR GROUNDS, AMUSEMENT PARKS
   29  AND ALL TYPES OF ATHLETIC COMPETITIONS INCLUDING  FOOTBALL,  BASKETBALL,
   30  BASEBALL,  BOXING,  TENNIS,  HOCKEY,  AND ANY OTHER SPORT, AND ALL OTHER
   31  FORMS OF DIVERSION, RECREATION OR SHOW.
   32    2. "ESTABLISHED PRICE" MEANS THE PRICE FIXED AT THE TIME  OF  SALE  BY
   33  THE  OPERATOR OF ANY PLACE OF ENTERTAINMENT FOR ADMISSION THERETO, WHICH
   34  MUST BE PRINTED OR ENDORSED ON EACH TICKET OF ADMISSION.
   35    3. "MAXIMUM PREMIUM PRICE" MEANS ANY PREMIUM OR PRICE IN EXCESS OF THE
   36  ESTABLISHED PRICE PRINTED OR ENDORSED ON THE TICKET PURSUANT TO  SECTION
   37  25.07  OF THIS ARTICLE, PLUS LAWFUL TAXES, SO THAT THE ULTIMATE PRICE OF
   38  THE PURCHASE OF ANY SUCH TICKET TO A PLACE OF  ENTERTAINMENT  SHALL  NOT
   39  EXCEED  THE  SUM  OF  THE  ESTABLISHED  PRICE PLUS TWENTY PERCENT OF THE
   40  ESTABLISHED PRICE.
   41    4. "NOT-FOR-PROFIT ORGANIZATION" MEANS A DOMESTIC CORPORATION INCORPO-
   42  RATED PURSUANT TO OR OTHERWISE SUBJECT TO THE NOT-FOR-PROFIT CORPORATION
   43  LAW, A CHARITABLE ORGANIZATION REGISTERED WITH THE DEPARTMENT OF LAW,  A
   44  RELIGIOUS  CORPORATION  AS  DEFINED  IN SECTION SIXTY-SIX OF THE GENERAL
   45  CONSTRUCTION LAW, A TRUSTEE AS DEFINED IN SECTION 8-1.4 OF THE  ESTATES,
   46  POWERS  AND TRUSTS LAW, AN INSTITUTION OR CORPORATION FORMED PURSUANT TO
   47  THE EDUCATION LAW, A SPECIAL ACT CORPORATION CREATED PURSUANT TO CHAPTER
   48  FOUR HUNDRED SIXTY-EIGHT OF THE LAWS OF EIGHTEEN HUNDRED NINETY-NINE, AS
   49  AMENDED, A SPECIAL  ACT  CORPORATION  FORMED  PURSUANT  TO  CHAPTER  TWO
   50  HUNDRED FIFTY-SIX OF THE LAWS OF NINETEEN HUNDRED SEVENTEEN, AS AMENDED,
   51  A CORPORATION AUTHORIZED PURSUANT TO AN ACT OF CONGRESS APPROVED JANUARY
   52  FIFTH,  NINETEEN HUNDRED FIVE, (33 STAT. 599), AS AMENDED, A CORPORATION
   53  ESTABLISHED BY MERGER OF CHARITABLE ORGANIZATIONS PURSUANT TO  AN  ORDER
   54  OF  THE SUPREME COURT, NEW YORK COUNTY DATED JULY TWENTY-FIRST, NINETEEN
   55  HUNDRED EIGHTY-SIX AND FILED IN THE DEPARTMENT OF STATE ON JULY  TWENTY-
   56  NINTH,  NINETEEN  HUNDRED EIGHTY-SIX, OR A CORPORATION HAVING TAX EXEMPT
       S. 210--A                           3
    1  STATUS UNDER SECTION 501 (C) (3) OF THE UNITED STATES  INTERNAL  REVENUE
    2  CODE,  AND SHALL FURTHER BE DEEMED TO MEAN AND INCLUDE ANY FEDERATION OF
    3  CHARITABLE ORGANIZATIONS.
    4    5. "OPERATOR" MEANS ANY PERSON WHO OWNS, OPERATES, OR CONTROLS A PLACE
    5  OF ENTERTAINMENT OR WHO PROMOTES OR PRODUCES AN ENTERTAINMENT.
    6    6.  "PLACE OF ENTERTAINMENT" MEANS ANY PRIVATELY OR PUBLICLY OWNED AND
    7  OPERATED ENTERTAINMENT FACILITY SUCH AS A THEATRE, STADIUM, ARENA, RACE-
    8  TRACK, MUSEUM,  AMUSEMENT  PARK,  OR  OTHER  PLACE  WHERE  PERFORMANCES,
    9  CONCERTS,  EXHIBITS,  ATHLETIC  GAMES  OR CONTESTS ARE HELD FOR WHICH AN
   10  ENTRY FEE IS CHARGED.
   11    7. "PHYSICAL STRUCTURE" MEANS THE PLACE OF ENTERTAINMENT,  OR  IN  THE
   12  CASE WHERE A STRUCTURE EITHER PARTIALLY OR WHOLLY SURROUNDS THE PLACE OF
   13  ENTERTAINMENT, SUCH SURROUNDING STRUCTURE.
   14    8.  "RESALE"  MEANS  ANY  SALE  OF A TICKET FOR ENTRANCE TO A PLACE OF
   15  ENTERTAINMENT LOCATED WITHIN THE BOUNDARIES OF THE  STATE  OF  NEW  YORK
   16  OTHER  THAN  A  SALE  BY  THE  OPERATOR  OR  THE OPERATOR'S AGENT WHO IS
   17  EXPRESSLY AUTHORIZED TO MAKE FIRST SALES OF SUCH TICKETS.  RESALE  SHALL
   18  INCLUDE  SALES  BY  ANY MEANS, INCLUDING IN PERSON, OR BY MEANS OF TELE-
   19  PHONE, MAIL, DELIVERY SERVICE, FACSIMILE, INTERNET, EMAIL OR OTHER ELEC-
   20  TRONIC MEANS, WHERE THE VENUE FOR WHICH THE TICKET GRANTS  ADMISSION  IS
   21  LOCATED  IN  NEW  YORK  STATE.  EXCEPT AS PROVIDED IN SECTIONS 25.11 AND
   22  25.27 OF THIS ARTICLE, THE TERM "RESALE" SHALL NOT APPLY TO ANY  PERSON,
   23  FIRM OR CORPORATION WHICH PURCHASES ANY TICKETS SOLELY FOR THEIR OWN USE
   24  OR  THE  USE  OF THEIR INVITEES, EMPLOYEES AND AGENTS OR WHICH PURCHASES
   25  TICKETS ON BEHALF OF OTHERS AND RESELLS SUCH TICKETS TO  SUCH  INVITEES,
   26  EMPLOYEES  AND  AGENTS  OR OTHERS AT OR LESS THAN THE ESTABLISHED PRICE.
   27  SIMILARLY, THE TERM "RESALE"  SHALL  NOT  APPLY  TO  ANY  NOT-FOR-PROFIT
   28  ORGANIZATION,  OR  PERSON ACTING ON BEHALF OF SUCH NOT-FOR-PROFIT ORGAN-
   29  IZATION, AS LONG AS ANY PROFIT REALIZED FROM TICKET RESELLING IS  WHOLLY
   30  DEDICATED TO THE PURPOSES OF SUCH NOT-FOR-PROFIT ORGANIZATION.
   31    9.  "TICKET"  MEANS ANY EVIDENCE OF THE RIGHT OF ENTRY TO ANY PLACE OF
   32  ENTERTAINMENT.
   33    10. "TICKET OFFICE" MEANS A BUILDING OR OTHER STRUCTURE LOCATED  OTHER
   34  THAN  AT THE PLACE OF ENTERTAINMENT, AT WHICH THE OPERATOR OR THE OPERA-
   35  TOR'S AGENT OFFERS TICKETS FOR FIRST SALE TO THE PUBLIC.
   36    S 25.05. TICKET SPECULATORS. ANY PERSON WHO:
   37    1. CONDUCTS ON OR IN ANY STREET IN A CITY OR IN THE COUNTY  OF  NASSAU
   38  THE  BUSINESS OF SELLING OR OFFERING FOR SALE ANY TICKET OF ADMISSION OR
   39  ANY OTHER EVIDENCE OF THE RIGHT OF ENTRY TO ANY PERFORMANCE  OR  EXHIBI-
   40  TION  IN  OR ABOUT THE PREMISES OF ANY THEATRE OR CONCERT HALL, PLACE OF
   41  PUBLIC AMUSEMENT, CIRCUS OR COMMON SHOW; OR
   42    2. SOLICITS ON OR IN ANY STREET IN A CITY OR IN THE COUNTY  OF  NASSAU
   43  BY  WORDS,  SIGNS,  CIRCULARS  OR OTHER MEANS ANY PERSON TO PURCHASE ANY
   44  SUCH TICKET OR OTHER EVIDENCE OF THE RIGHT OF ENTRY; OR
   45    3. IN OR FROM ANY BUILDING, STORE, SHOP, BOOTH, YARD, GARDEN OR IN  OR
   46  FROM  ANY  OPENING,  WINDOW,  DOOR,  HALLWAY, CORRIDOR OR IN OR FROM ANY
   47  PLACE OF INGRESS OR EGRESS TO OR FROM ANY BUILDING, PLACE  OF  BUSINESS,
   48  STORE,  SHOP, BOOTH, YARD OR GARDEN IN A CITY OR IN THE COUNTY OF NASSAU
   49  INDICATES, HOLDS OUT OR OFFERS FOR SALE TO ANY PERSON OR PERSONS  ON  OR
   50  IN THE STREET BY WORD OF MOUTH, CRYING, CALLING, SHOUTING OR OTHER MEANS
   51  THAT  SUCH  TICKET  OR  OTHER  EVIDENCE  OF  THE  RIGHT  OF ENTRY MAY BE
   52  PURCHASED IN SUCH BUILDING, STORE, SHOP,  BOOTH,  YARD,  GARDEN  OR  ANY
   53  OTHER PLACE; OR
   54    4.  IN  OR FROM ANY SUCH PLACE OR PLACES IN A CITY OR IN THE COUNTY OF
   55  NASSAU SOLICITS BY WORD OF MOUTH, CRYING,  CALLING,  SHOUTING  OR  OTHER
       S. 210--A                           4
    1  MEANS  ANY  PERSON  ON  OR  IN THE STREET TO PURCHASE ANY SUCH TICKET OR
    2  OTHER EVIDENCE OF THE RIGHT OF ENTRY, IS GUILTY OF A MISDEMEANOR.
    3     S 25.07. TICKET PRICES. 1. EVERY OPERATOR OF A PLACE OF ENTERTAINMENT
    4  SHALL,  IF A PRICE BE CHARGED FOR ADMISSION THERETO, PRINT OR ENDORSE ON
    5  THE FACE OF EACH SUCH TICKET THE ESTABLISHED PRICE.  SUCH OPERATOR SHALL
    6  LIKEWISE BE REQUIRED TO PRINT OR ENDORSE  ON  EACH  TICKET  THE  MAXIMUM
    7  PREMIUM  PRICE  AT  WHICH  SUCH TICKET OR OTHER EVIDENCE OF THE RIGHT OF
    8  ENTRY MAY BE RESOLD OR OFFERED FOR RESALE.  IT SHALL BE UNLAWFUL FOR ANY
    9  PERSON, FIRM OR CORPORATION TO RESELL OR OFFER TO RESELL ANY  TICKET  TO
   10  ANY PLACE OF ENTERTAINMENT FOR MORE THAN THE MAXIMUM PREMIUM PRICE.
   11    2.  NOTWITHSTANDING  ANY  OTHER  PROVISION OF LAW, ANY PERSON, FIRM OR
   12  CORPORATION, REGARDLESS OF WHETHER OR NOT LICENSED UNDER  THIS  ARTICLE,
   13  THAT  RESELLS  TICKETS  OR  FACILITATES  THE RESALE OR RESALE AUCTION OF
   14  TICKETS BETWEEN INDEPENDENT PARTIES BY ANY MEANS, MUST GUARANTEE TO EACH
   15  PURCHASER OF SUCH RESOLD TICKETS THAT THE PERSON,  FIRM  OR  CORPORATION
   16  WILL  PROVIDE A FULL REFUND OF THE AMOUNT PAID BY THE PURCHASER (INCLUD-
   17  ING, BUT NOT LIMITED TO, ALL FEES, REGARDLESS OF HOW  CHARACTERIZED)  IF
   18  ANY  OF  THE  FOLLOWING  OCCURS: (A) THE EVENT FOR WHICH SUCH TICKET HAS
   19  BEEN RESOLD IS CANCELLED, PROVIDED THAT IF THE EVENT IS  CANCELLED  THEN
   20  ACTUAL  HANDLING  AND DELIVERY FEES NEED NOT BE REFUNDED AS LONG AS SUCH
   21  PREVIOUSLY DISCLOSED GUARANTEE SPECIFIES THAT  SUCH  FEES  WILL  NOT  BE
   22  REFUNDED;  (B)  THE  TICKET RECEIVED BY THE PURCHASER DOES NOT GRANT THE
   23  PURCHASER ADMISSION TO THE EVENT DESCRIBED ON THE  TICKET,  FOR  REASONS
   24  THAT  MAY INCLUDE, WITHOUT LIMITATION, THAT THE TICKET IS COUNTERFEIT OR
   25  THAT THE TICKET HAS BEEN CANCELLED BY THE ISSUER DUE TO NON-PAYMENT,  OR
   26  THAT  THE  EVENT  DESCRIBED  ON  THE TICKET WAS CANCELLED FOR ANY REASON
   27  PRIOR TO PURCHASE OF THE RESOLD TICKET, UNLESS THE TICKET  IS  CANCELLED
   28  DUE  TO AN ACT OR OMISSION BY SUCH PURCHASER; OR (C) THE TICKET FAILS TO
   29  CONFORM TO ITS DESCRIPTION AS ADVERTISED UNLESS THE  BUYER  HAS  PRE-AP-
   30  PROVED A SUBSTITUTION OF TICKETS.
   31    3.  PRIOR TO THE PAYMENT OF A REFUND IT SHALL BE THE OBLIGATION OF THE
   32  SELLER AND PURCHASER TO FIRST MAKE A GOOD FAITH  EFFORT  TO  REMEDY  ANY
   33  DISPUTES WHERE THE SELLER AND PURCHASER HAVE AGREED TO TERMS ESTABLISHED
   34  BY  THE LICENSEE OR WEBSITE MANAGER FOR THE DISPOSITION OF DISPUTES AS A
   35  CONDITION TO FACILITATE THE TRANSACTION.
   36    S 25.09. ADDITIONAL PRINTING ON TICKETS.  EVERY OPERATOR OF A PLACE OF
   37  ENTERTAINMENT HAVING A PERMANENT SEATING  CAPACITY  IN  EXCESS  OF  FIVE
   38  THOUSAND  PERSONS  SHALL,  IF  A PRICE BE CHARGED FOR ADMISSION THERETO,
   39  PRINT OR ENDORSE IN A CLEAR AND LEGIBLE MANNER  ON  EACH  TICKET,  "THIS
   40  TICKET  MAY NOT BE RESOLD WITHIN ONE THOUSAND FIVE HUNDRED FEET FROM THE
   41  PHYSICAL STRUCTURE OF THIS PLACE OF ENTERTAINMENT UNDER PENALTY OF LAW".
   42    S 25.11. RESALES OF TICKETS WITHIN BUFFER ZONE.  1. NO  PERSON,  FIRM,
   43  CORPORATION  OR  NOT-FOR-PROFIT  ORGANIZATION, WHETHER OR NOT DOMICILED,
   44  LICENSED OR REGISTERED WITHIN THE STATE, SHALL RESELL, OFFER  TO  RESELL
   45  OR SOLICIT THE RESALE OF ANY TICKET TO ANY PLACE OF ENTERTAINMENT HAVING
   46  A  PERMANENT  SEATING CAPACITY IN EXCESS OF FIVE THOUSAND PERSONS WITHIN
   47  ONE THOUSAND FIVE HUNDRED FEET FROM THE PHYSICAL STRUCTURE OF SUCH PLACE
   48  OF ENTERTAINMENT, OR A TICKET OFFICE.
   49    2. NO PERSON, FIRM, CORPORATION OR NOT-FOR-PROFIT ORGANIZATION, WHETH-
   50  ER OR NOT DOMICILED, LICENSED OR  REGISTERED  WITHIN  THE  STATE,  SHALL
   51  RESELL, OFFER TO RESELL OR SOLICIT THE RESALE OF ANY TICKET TO ANY PLACE
   52  OF ENTERTAINMENT HAVING A PERMANENT SEATING CAPACITY OF FIVE THOUSAND OR
   53  FEWER  PERSONS  WITHIN  FIVE HUNDRED FEET FROM THE PHYSICAL STRUCTURE OR
   54  TICKET OFFICE OF SUCH PLACE  OF  ENTERTAINMENT,  PROVIDED  HOWEVER  THAT
   55  CURRENT  LICENSEES  AND  THOSE  SEEKING A LICENSE UNDER THIS ARTICLE ARE
       S. 210--A                           5
    1  EXEMPT FROM SUCH BUFFER ZONE WHEN OPERATING OUT OF A PERMANENT  PHYSICAL
    2  STRUCTURE.
    3    3. NOTWITHSTANDING SUBDIVISIONS ONE AND TWO OF THIS SECTION, AN OPERA-
    4  TOR  MAY  DESIGNATE  AN  AREA  WITHIN THE PROPERTY LINE OF SUCH PLACE OF
    5  ENTERTAINMENT FOR THE LAWFUL RESALE OF TICKETS ONLY TO  EVENTS  AT  SUCH
    6  PLACE  OF ENTERTAINMENT BY ANY PERSON, FIRM, CORPORATION OR NOT-FOR-PRO-
    7  FIT ORGANIZATION, WHETHER OR NOT DOMICILED, LICENSED OR REGISTERED WITH-
    8  IN THE STATE.
    9    4. FOR PURPOSES OF THIS SECTION, "TICKET OFFICE" MEANS A  BUILDING  OR
   10  OTHER  STRUCTURE  LOCATED  OTHER  THAN AT THE PLACE OF ENTERTAINMENT, AT
   11  WHICH THE OPERATOR OR THE OPERATOR'S AGENT OFFERS TICKETS FOR FIRST SALE
   12  TO THE PUBLIC.
   13    S 25.13. LICENSING OF TICKET RESELLERS. 1. NO PERSON, FIRM  OR  CORPO-
   14  RATION  SHALL  RESELL OR ENGAGE IN THE BUSINESS OF RESELLING ANY TICKETS
   15  TO A PLACE OF ENTERTAINMENT OR OPERATE AN INTERNET WEBSITE OR ANY  OTHER
   16  ELECTRONIC  SERVICE THAT PROVIDES A MECHANISM FOR TWO OR MORE PARTIES TO
   17  PARTICIPATE IN A RESALE TRANSACTION OR THAT  FACILITATES  RESALE  TRANS-
   18  ACTIONS  BY  THE  MEANS  OF  AN AUCTION, OR OWN, CONDUCT OR MAINTAIN ANY
   19  OFFICE, BRANCH OFFICE, BUREAU, AGENCY OR SUB-AGENCY  FOR  SUCH  BUSINESS
   20  WITHOUT HAVING FIRST PROCURED A LICENSE OR CERTIFICATE FOR EACH LOCATION
   21  AT  WHICH  BUSINESS  WILL  BE CONDUCTED FROM THE SECRETARY OF STATE. ANY
   22  OPERATOR OR MANAGER OF A WEBSITE THAT SERVES AS A PLATFORM TO FACILITATE
   23  RESALE, OR RESALE BY  WAY  OF  A  COMPETITIVE  BIDDING  PROCESS,  SOLELY
   24  BETWEEN THIRD PARTIES AND DOES NOT IN ANY OTHER MANNER ENGAGE IN RESALES
   25  OF TICKETS TO PLACES OF ENTERTAINMENT SHALL BE EXEMPT FROM THE LICENSING
   26  REQUIREMENTS  OF  THIS  SECTION. THE DEPARTMENT OF STATE SHALL ISSUE AND
   27  DELIVER TO SUCH APPLICANT A CERTIFICATE OR LICENSE TO CONDUCT SUCH BUSI-
   28  NESS AND TO OWN, CONDUCT  OR  MAINTAIN  A  BUREAU,  AGENCY,  SUB-AGENCY,
   29  OFFICE OR BRANCH OFFICE FOR THE CONDUCT OF SUCH BUSINESS ON THE PREMISES
   30  STATED  IN  SUCH  APPLICATION  UPON  THE  PAYMENT BY OR ON BEHALF OF THE
   31  APPLICANT OF A FEE OF FIVE THOUSAND DOLLARS AND SHALL  BE  RENEWED  UPON
   32  THE  PAYMENT  OF  A LIKE FEE ANNUALLY. SUCH LICENSE OR CERTIFICATE SHALL
   33  NOT BE TRANSFERRED OR ASSIGNED, EXCEPT BY PERMISSION OF THE SECRETARY OF
   34  STATE. SUCH LICENSE OR CERTIFICATE SHALL RUN TO THE FIRST DAY OF JANUARY
   35  NEXT ENSUING THE DATE THEREOF, UNLESS SOONER REVOKED BY THE SECRETARY OF
   36  STATE. SUCH LICENSE OR CERTIFICATE  SHALL  BE  GRANTED  UPON  A  WRITTEN
   37  APPLICATION SETTING FORTH SUCH INFORMATION AS THE SECRETARY OF STATE MAY
   38  REQUIRE  IN  ORDER  TO  ENABLE  HIM  OR  HER  TO  CARRY  INTO EFFECT THE
   39  PROVISIONS OF THIS ARTICLE AND SHALL BE ACCOMPANIED BY  PROOF  SATISFAC-
   40  TORY TO THE SECRETARY OF STATE OF THE MORAL CHARACTER OF THE APPLICANT.
   41    2.  NO  OPERATOR'S AGENT SHALL SELL OR CONVEY TICKETS TO ANY SECONDARY
   42  TICKET RESELLER OWNED OR CONTROLLED BY THE OPERATOR'S AGENT.
   43    2-A. NO TICKET SELLER SHALL RESELL ANY TICKET DURING THE FIRST  FORTY-
   44  EIGHT  HOURS  AFTER  SUCH  TICKET  IS  FIRST AVAILABLE FOR PRIMARY SALE;
   45  PROVIDED THAT SUCH RESTRICTION SHALL NOT APPLY WITH  RESPECT  TO  SEASON
   46  TICKETS OR BUNDLED SERIES TICKETS. NO TICKET SELLER SHALL SELL OR RESELL
   47  ANY  TICKET  THAT  SUCH  SELLER DOES NOT OWN AT THE TIME OF THE OFFER OR
   48  SALE.  THE PROVISIONS OF THIS SUBDIVISION  SHALL  NOT  APPLY  TO  VENUES
   49  CONTAINING LESS THAN SIX THOUSAND SEATS.
   50    3.  THE  OPERATOR  OR  THE PROMOTER SHALL DETERMINE WHETHER A SEAT FOR
   51  WHICH A TICKET IS FOR SALE HAS AN OBSTRUCTED VIEW,  AND  SHALL  DISCLOSE
   52  SUCH  OBSTRUCTION.  EVERY  SALE OR RESALE OF SUCH TICKET SHALL INCLUDE A
   53  DISCLOSURE OF SUCH OBSTRUCTED VIEW.
   54    4. IF ANY LICENSEE UNDER THIS SECTION DEMONSTRATES THAT THEIR BUSINESS
   55  PROVIDES A SERVICE TO FACILITATE TICKET  TRANSACTIONS  WITHOUT  CHARGING
   56  ANY  FEES, SURCHARGES OR SERVICE CHARGES ABOVE THE ESTABLISHED PRICE, ON
       S. 210--A                           6
    1  EVERY TRANSACTION, EXCEPT A REASONABLE AND ACTUAL CHARGE FOR THE  DELIV-
    2  ERY  OF TICKETS, THEN THE FEES FOR LICENSING UNDER THIS SECTION SHALL BE
    3  WAIVED.
    4    S 25.15. BOND.  THE SECRETARY OF STATE SHALL REQUIRE THE APPLICANT FOR
    5  A LICENSE TO FILE WITH THE APPLICATION THEREFOR A BOND IN  DUE  FORM  TO
    6  THE PEOPLE OF NEW YORK IN THE PENAL SUM OF TWENTY-FIVE THOUSAND DOLLARS,
    7  WITH  TWO OR MORE SUFFICIENT SURETIES OR A DULY AUTHORIZED SURETY COMPA-
    8  NY, WHICH BOND SHALL BE APPROVED BY THE SECRETARY OF  STATE.  EACH  SUCH
    9  BOND  SHALL  BE  CONDITIONED  THAT THE OBLIGOR WILL NOT BE GUILTY OF ANY
   10  FRAUD OR EXTORTION, WILL NOT VIOLATE DIRECTLY OR INDIRECTLY ANY  OF  THE
   11  PROVISIONS  OF  THIS  ARTICLE OR ANY OF THE PROVISIONS OF THE LICENSE OR
   12  CERTIFICATE  PROVIDED  FOR  IN  THIS  ARTICLE,  WILL  COMPLY  WITH   THE
   13  PROVISIONS  OF  THIS  ARTICLE AND WILL PAY ALL DAMAGES OCCASIONED TO ANY
   14  PERSON BY REASON OF ANY MISSTATEMENT, MISREPRESENTATION, FRAUD OR DECEIT
   15  OR ANY UNLAWFUL ACT OR OMISSION OF SUCH OBLIGOR, HIS OR  HER  AGENTS  OR
   16  EMPLOYEES,  WHILE  ACTING  WITHIN  THE  SCOPE OF THEIR EMPLOYMENT, MADE,
   17  COMMITTED OR OMITTED IN CONNECTION WITH THE PROVISIONS OF  THIS  ARTICLE
   18  IN  THE  BUSINESS  CONDUCTED  UNDER  SUCH LICENSE OR CAUSED BY ANY OTHER
   19  VIOLATION OF THIS ARTICLE IN CARRYING ON THE  BUSINESS  FOR  WHICH  SUCH
   20  LICENSE  IS  GRANTED.  ONE OR MORE RECOVERIES OR PAYMENTS UPON SUCH BOND
   21  SHALL NOT VITIATE THE SAME BUT SUCH BOND SHALL REMAIN IN FULL FORCE  AND
   22  EFFECT,  PROVIDED, HOWEVER, THAT THE AGGREGATE AMOUNT OF ALL SUCH RECOV-
   23  ERIES OR PAYMENTS SHALL NOT EXCEED THE PENAL  SUM  THEREOF.  BEFORE  THE
   24  SECRETARY  SHALL DRAW UPON SUCH BOND, THE SECRETARY SHALL ISSUE A DETER-
   25  MINATION IN WRITING WHICH SHALL INCLUDE THE BASIS OF SUCH ACTION.    THE
   26  SECRETARY SHALL NOTIFY IN WRITING THE LICENSEE OF ANY SUCH DETERMINATION
   27  AND  SHALL  AFFORD  THE LICENSEE AN OPPORTUNITY TO RESPOND WITHIN TWENTY
   28  DAYS OF THE RECEIPT OF SUCH DETERMINATION. IN NO EVENT MAY THE  BOND  BE
   29  DRAWN UPON IN LESS THAN TWENTY-FIVE DAYS AFTER THE SERVICE OF A DETERMI-
   30  NATION  TO  THE  LICENSEE. SUCH WRITTEN NOTICE MAY BE SERVED BY DELIVERY
   31  THEREOF PERSONALLY TO THE LICENSEE, OR BY CERTIFIED  MAIL  TO  THE  LAST
   32  KNOWN BUSINESS ADDRESS OF SUCH LICENSEE. ONLY UPON SUCH DETERMINATION OF
   33  THE  SECRETARY  SHALL  MONEYS  BE  WITHDRAWN  FROM  THE BOND.   UPON THE
   34  COMMENCEMENT OF ANY ACTION OR ACTIONS AGAINST THE SURETY UPON  ANY  SUCH
   35  BOND  FOR A SUM OR SUMS AGGREGATING OR EXCEEDING THE AMOUNT OF SUCH BOND
   36  THE SECRETARY OF STATE SHALL REQUIRE A NEW AND ADDITIONAL BOND  IN  LIKE
   37  AMOUNT  AS THE ORIGINAL ONE, WHICH SHALL BE FILED WITH THE DEPARTMENT OF
   38  STATE WITHIN THIRTY DAYS AFTER THE DEMAND THEREFOR.    FAILURE  TO  FILE
   39  SUCH  BOND  WITHIN SUCH PERIOD SHALL CONSTITUTE CAUSE FOR THE REVOCATION
   40  OF THE LICENSE PURSUANT TO SECTION 25.31  OF  THIS  ARTICLE  THERETOFORE
   41  ISSUED  TO  THE LICENSEE UPON WHOM SUCH DEMAND SHALL HAVE BEEN MADE. ANY
   42  SUIT OR ACTION AGAINST THE SURETY ON ANY BOND REQUIRED BY THE PROVISIONS
   43  OF THIS SECTION SHALL BE COMMENCED WITHIN ONE YEAR AFTER  THE  CAUSE  OF
   44  ACTION SHALL HAVE ACCRUED.
   45    S 25.17. SUPERVISION AND REGULATION. THE SECRETARY OF STATE SHALL HAVE
   46  POWER,  UPON COMPLAINT OF ANY PERSON OR ON HIS OR HER OWN INITIATIVE, TO
   47  INVESTIGATE THE BUSINESS, BUSINESS PRACTICES AND BUSINESS METHODS OF ANY
   48  SUCH LICENSEE WHICH RELATES TO THIS STATE'S OR ANY OTHER STATE'S  TICKET
   49  RESALE  LAW,  OR  IN  REGARDS TO TICKET RESALE PRACTICES GENERALLY. EACH
   50  SUCH LICENSEE SHALL BE OBLIGED, ON THE REASONABLE REQUEST OF THE  SECRE-
   51  TARY  OF STATE, TO SUPPLY SUCH INFORMATION AS MAY BE REQUIRED CONCERNING
   52  HIS OR HER BUSINESS, BUSINESS PRACTICES  OR  BUSINESS  METHODS  PROVIDED
   53  THAT  THE  INFORMATION REQUESTED IS RELATED TO THE COMPLAINT WHICH FORMS
   54  THE BASIS OF SUCH INVESTIGATION. EACH OPERATOR OF ANY  PLACE  OF  ENTER-
   55  TAINMENT SHALL ALSO BE OBLIGED, ON REQUEST OF THE SECRETARY OF STATE, TO
   56  SUPPLY  SUCH  INFORMATION  AS  MAY  BE REQUIRED CONCERNING THE BUSINESS,
       S. 210--A                           7
    1  BUSINESS PRACTICES OR BUSINESS METHODS OF ANY LICENSEE PROVIDED THAT THE
    2  INFORMATION REQUESTED IS RELATED TO THE COMPLAINT WHICH FORMS THE  BASIS
    3  OF  SUCH  INVESTIGATION.  THE SECRETARY OF STATE SHALL HAVE THE POWER TO
    4  PROMULGATE SUCH RULES AND REGULATIONS AS MAY BE DEEMED NECESSARY FOR THE
    5  ENFORCEMENT OF THIS ARTICLE.
    6    S 25.19. POSTING  OF  LICENSE  OR  CERTIFICATE.  IMMEDIATELY  UPON THE
    7  RECEIPT OF THE LICENSE OR CERTIFICATE ISSUED PURSUANT TO THIS ARTICLE BY
    8  THE SECRETARY OF STATE, THE LICENSEE  NAMED  THEREIN  SHALL  CAUSE  SUCH
    9  LICENSE  TO  BE POSTED AND AT ALL TIMES DISPLAYED IN A CONSPICUOUS PLACE
   10  IN THE PRINCIPAL OFFICE OF SUCH BUSINESS FOR WHICH  IT  IS  ISSUED,  AND
   11  SHALL  CAUSE  THE  CERTIFICATE FOR EACH BRANCH OFFICE, BUREAU, AGENCY OR
   12  SUB-AGENCY TO BE POSTED AND AT ALL  TIMES  DISPLAYED  IN  A  CONSPICUOUS
   13  PLACE  IN  SUCH BRANCH OFFICE, BUREAU, AGENCY OR SUB-AGENCY FOR WHICH IT
   14  IS ISSUED, SO THAT ALL PERSONS VISITING SUCH  PRINCIPAL  OFFICE,  BRANCH
   15  OFFICE,  BUREAU,  AGENCY  OR SUB-AGENCY MAY READILY SEE THE SAME, AND IF
   16  SUCH LICENSEE DOES BUSINESS ON THE  INTERNET,  TO  PROVIDE  A  HYPERLINK
   17  DISPLAYED  IN  A  CONSPICUOUS  MANNER TO A SCANNED COPY OF SUCH LICENSE.
   18  SUCH LICENSE OR CERTIFICATE SHALL AT ALL REASONABLE TIMES BE SUBJECT  TO
   19  INSPECTION  BY  THE  SECRETARY OF STATE OR HIS OR HER AUTHORIZED INSPEC-
   20  TORS. IT SHALL BE UNLAWFUL FOR ANY PERSON, FIRM, PARTNERSHIP  OR  CORPO-
   21  RATION  HOLDING  SUCH  LICENSE  OR  CERTIFICATE  TO POST SUCH LICENSE OR
   22  CERTIFICATE OR TO PERMIT SUCH CERTIFICATE TO  BE  POSTED  UPON  PREMISES
   23  OTHER  THAN  THOSE DESCRIBED THEREIN OR TO WHICH IT HAS BEEN TRANSFERRED
   24  PURSUANT TO THE PROVISIONS OF  THIS  ARTICLE  OR  UNLAWFULLY  TO  ALTER,
   25  DEFACE OR DESTROY ANY SUCH LICENSE OR CERTIFICATE.
   26    S 25.21. CHANGE  OF  OFFICE  LOCATION. IN THE EVENT OF A CHANGE IN THE
   27  LOCATION OF THE PREMISES COVERED BY LICENSE OR CERTIFICATE ISSUED  UNDER
   28  THIS  ARTICLE, THE DEPARTMENT OF STATE SHALL BE DULY NOTIFIED IN WRITING
   29  OF SUCH CHANGE WITHIN TWENTY-FOUR HOURS  THEREAFTER.  THE  SECRETARY  OF
   30  STATE  SHALL  CAUSE  TO  BE  WRITTEN  OR STAMPED ACROSS THE FACE OF SUCH
   31  LICENSE OR CERTIFICATE A STATEMENT TO THE EFFECT THAT THE HOLDER OF SUCH
   32  LICENSE HAS REMOVED ON THE DATE STATED IN SUCH WRITTEN NOTICE SUCH PRIN-
   33  CIPAL OFFICE, BRANCH OFFICE, BUREAU, AGENCY OR SUB-AGENCY FROM THE PLACE
   34  ORIGINALLY DESCRIBED  IN  SUCH  LICENSE  OR  CERTIFICATE  TO  THE  PLACE
   35  DESCRIBED  IN  SUCH WRITTEN NOTICE, AND SUCH LICENSE OR CERTIFICATE WITH
   36  THE ENDORSEMENT THEREON SHALL BE RETURNED TO THE LICENSEE NAMED THEREIN.
   37  NO TICKETS SHALL BE SOLD AT ANY PLACE OTHER  THAN  PLACES  FOR  WHICH  A
   38  LICENSE  OR CERTIFICATE PROVIDED FOR BY THIS ARTICLE HAS BEEN ISSUED AND
   39  POSTED.
   40    S 25.23. POSTING OF PRICE LISTS; INFORMATION  TO  PURCHASER.    1.  IN
   41  EVERY PRINCIPAL OFFICE OR BRANCH OFFICE, BUREAU, AGENCY OR SUB-AGENCY OF
   42  ANY LICENSEE UNDER THIS ARTICLE, THERE SHALL BE CONSPICUOUSLY POSTED AND
   43  AT  ALL  TIMES  DISPLAYED  A  PRICE  LIST  SHOWING THE ESTABLISHED PRICE
   44  CHARGED BY THE OPERATOR OF THE PLACE OF ENTERTAINMENT FOR WHICH A TICKET
   45  IS BEING SOLD BY SUCH LICENSEE, TOGETHER WITH THE PRICE BEING CHARGED BY
   46  SUCH LICENSEE FOR THE RESALE OF SUCH TICKET, SO THAT ALL PERSONS  VISIT-
   47  ING  SUCH  PLACE  MAY  READILY  SEE THE SAME. THE LICENSEE SHALL ALSO ON
   48  REQUEST FURNISH EACH PURCHASER OF A TICKET WITH A  RECEIPT  SHOWING  THE
   49  SAME INFORMATION. FURTHER, IF THE LICENSEE CONDUCTS BUSINESS THROUGH THE
   50  USE  OF  THE  INTERNET,  THE  SAME PRICE LIST, OR HYPERLINK TO THE SAME,
   51  SHALL BE CONSPICUOUSLY DISPLAYED ON THE INTERNET PAGE ON  WHICH  TICKETS
   52  ARE  ACCESSED.  IN  ADDITION THE LICENSEE SHALL PUBLISH IN A CONSPICUOUS
   53  PLACE, OR HYPERLINK TO ON THE INTERNET A STATEMENT CLEARLY DETAILING THE
   54  REQUIRED GUARANTEES REQUIRED BY SECTION 25.07 OF THIS ARTICLE.
   55    2. (A) AN ONLINE RESALE MARKETPLACE SHALL POST A CLEAR AND CONSPICUOUS
   56  NOTICE ON THE WEBSITE OF SUCH ONLINE RESALE MARKETPLACE THAT THE WEBSITE
       S. 210--A                           8
    1  IS FOR THE SECONDARY SALE OF TICKETS AND SHALL  REQUIRE  THAT  THE  USER
    2  CONFIRM  HAVING  READ  SUCH  NOTICE  BEFORE STARTING ANY TRANSACTION. NO
    3  OPERATOR OR ITS AGENT SHALL  TRANSFER  A  PROSPECTIVE  TICKET  PURCHASER
    4  THROUGH  ANY  MEANS  TO A SECONDARY SELLER WITHOUT PROVIDING A CLEAR AND
    5  CONSPICUOUS DISCLOSURE APPROPRIATE FOR THE SELLING PLATFORM THAT INFORMS
    6  THE PROSPECTIVE PURCHASER THAT THE TICKET OFFERED IS  IN  THE  SECONDARY
    7  MARKET.
    8    (B)  NO  OPERATOR OR OPERATOR'S AGENT OR ANY PERSON WHO IS EMPLOYED BY
    9  SUCH OPERATOR OR OPERATOR'S AGENT SHALL RESELL OR ENGAGE IN THE BUSINESS
   10  OF RESELLING ANY TICKETS OF ADMISSION OR ANY OTHER EVIDENCE OF THE RIGHT
   11  OF ENTRY TO A THEATRE, PLACE OF AMUSEMENT  OR  ENTERTAINMENT,  OR  OTHER
   12  PLACES  WHERE  PUBLIC  EXHIBITIONS,  GAMES, CONTESTS OR PERFORMANCES ARE
   13  HELD. THE PROVISIONS OF THIS PARAGRAPH SHALL NOT APPLY TO DONATIONS MADE
   14  BY THE OPERATOR OR OPERATOR'S  AGENT,  WHEN  THERE  IS  NO  COMPENSATION
   15  PROVIDED,  TO  INDIVIDUALS OR CHARITABLE ORGANIZATIONS WHERE THE TICKETS
   16  ARE FOR PERSONAL USE OR CHARITABLE PURPOSES.
   17    S 25.24. AUTOMATED TICKET PURCHASING SOFTWARE. 1. THE TERM  "AUTOMATED
   18  TICKET  PURCHASING  SOFTWARE"  SHALL MEAN, ANY MACHINE, DEVICE, COMPUTER
   19  PROGRAM OR COMPUTER SOFTWARE THAT NAVIGATES OR RUNS AUTOMATED  TASKS  ON
   20  RETAIL  TICKET  PURCHASING WEBSITES IN ORDER TO BYPASS SECURITY MEASURES
   21  TO PURCHASE TICKETS.
   22    2. IT SHALL BE UNLAWFUL FOR ANY PERSON  TO  UTILIZE  AUTOMATED  TICKET
   23  PURCHASING SOFTWARE TO PURCHASE TICKETS.
   24    3. ANY PERSON WHO KNOWINGLY UTILIZES AUTOMATED TICKET PURCHASING SOFT-
   25  WARE  IN  ORDER TO BYPASS SECURITY MEASURES TO PURCHASE TICKETS SHALL BE
   26  SUBJECT TO A CIVIL PENALTY IN AN AMOUNT OF NO  LESS  THAN  FIVE  HUNDRED
   27  DOLLARS  AND  NO  MORE THAN ONE THOUSAND DOLLARS FOR EACH SUCH VIOLATION
   28  AND SHALL FORFEIT ALL PROFITS MADE FROM THE SALE OF ANY SUCH  UNLAWFULLY
   29  OBTAINED TICKETS.
   30    4. ANY PERSON WHO INTENTIONALLY MAINTAINS ANY INTEREST IN OR MAINTAINS
   31  ANY  CONTROL OF THE OPERATION OF AUTOMATED TICKET PURCHASING SOFTWARE TO
   32  BYPASS SECURITY MEASURES TO PURCHASE TICKETS SHALL BE SUBJECT TO A CIVIL
   33  PENALTY IN AN AMOUNT OF NO LESS THAN SEVEN HUNDRED FIFTY DOLLARS AND  NO
   34  MORE  THAN ONE THOUSAND FIVE HUNDRED DOLLARS FOR EACH SUCH VIOLATION AND
   35  SHALL FORFEIT ALL PROFITS MADE FROM THE  SALE  OF  ANY  SUCH  UNLAWFULLY
   36  OBTAINED TICKETS.
   37    5. ANY PERSON WHO IS SUBJECT TO A CIVIL PENALTY UNDER THIS SECTION AND
   38  HAS  BEEN  ASSESSED  A  PENALTY  UNDER THIS SECTION IN THE PREVIOUS FIVE
   39  YEARS SHALL BE GUILTY OF A VIOLATION AND MAY BE FINED NO LESS  THAN  ONE
   40  THOUSAND  DOLLARS  AND  NO MORE THAN FIVE THOUSAND DOLLARS FOR EACH SUCH
   41  VIOLATION AND SHALL FORFEIT ALL PROFITS FROM THE SALE OF ANY SUCH UNLAW-
   42  FULLY OBTAINED TICKETS. IN ADDITION, A PERSON CONVICTED OF  A  VIOLATION
   43  UNDER THIS SECTION MAY BE REQUIRED TO FORFEIT ANY AND ALL EQUIPMENT USED
   44  IN THE UNLAWFUL PURCHASING OF TICKETS.
   45    6.  THE  ATTORNEY  GENERAL  SHALL  HAVE  JURISDICTION  TO  ENFORCE THE
   46  PROVISIONS OF THIS SECTION IN ACCORDANCE WITH THE POWERS GRANTED TO  HIM
   47  OR HER BY SECTION SIXTY-THREE OF THE EXECUTIVE LAW.
   48    7.  IN  ADDITION TO THE POWER GIVEN TO THE ATTORNEY GENERAL TO ENFORCE
   49  THE PROVISIONS OF THIS SECTION, ANY PLACE OF ENTERTAINMENT,  AS  DEFINED
   50  BY  SECTION  23.03 OF THIS CHAPTER, OR ANY AGGRIEVED PARTY THAT HAS BEEN
   51  INJURED BY WRONGFUL CONDUCT PRESCRIBED BY  THIS  SECTION  MAY  BRING  AN
   52  ACTION TO RECOVER ALL ACTUAL DAMAGES SUFFERED AS A RESULT OF ANY OF SUCH
   53  WRONGFUL  CONDUCT.  THE  COURT IN ITS DISCRETION MAY AWARD DAMAGES UP TO
   54  THREE TIMES THE AMOUNT OF ACTUAL  DAMAGES.  THE  COURT  MAY  ENJOIN  THE
   55  RESPONDENT  FROM ANY AND ALL ACTIVITY PROHIBITED UNDER THIS SECTION. THE
   56  COURT MAY ALSO AWARD REASONABLE ATTORNEY'S FEES AND COSTS.  ANY  PENALTY
       S. 210--A                           9
    1  OR  RECOVERY  AUTHORIZED  BY  THIS  SECTION  MAY BE RECOVERED IN A CLASS
    2  ACTION.
    3    S 25.25. RECORDS  OF  PURCHASES  AND SALES. 1. EVERY LICENSEE SHALL AT
    4  ALL TIMES KEEP FULL AND ACCURATE SETS OF RECORDS SHOWING: (A) THE PRICES
    5  AT WHICH ALL TICKETS HAVE BEEN BOUGHT AND SOLD BY SUCH LICENSEE; AND (B)
    6  THE NAMES AND ADDRESSES OF THE PERSON, FIRM  OR  CORPORATION  FROM  WHOM
    7  THEY  WERE  BOUGHT. OPERATORS OFFERING FOR INITIAL SALE TICKETS BY MEANS
    8  OF AN AUCTION SHALL MAINTAIN A RECORD OF THE PRICE WHEN  KNOWN  AND  THE
    9  NUMBER  OF  TICKETS  AND  TYPES  OF SEATS OFFERED THROUGH AUCTION. THESE
   10  RECORDS SHALL BE MADE AVAILABLE  UPON  REQUEST  TO  THE  STATE  ATTORNEY
   11  GENERAL,  THE  SECRETARY  OF  STATE, OR OTHER GOVERNMENTAL BODY WITH THE
   12  EXPRESS AUTHORITY TO ENFORCE ANY  SECTION  OF  THIS  ARTICLE;  PROVIDED,
   13  HOWEVER,  THAT  THE  RECORDS  REQUIRED  TO BE MAINTAINED BY THIS SECTION
   14  SHALL BE CONSIDERED PROPRIETARY IN NATURE AND SHALL BE GOVERNED  BY  THE
   15  PROTECTIONS  SET FORTH IN SUBDIVISION FIVE OF SECTION EIGHTY-NINE OF THE
   16  PUBLIC OFFICERS LAW. THESE RECORDS SHALL BE RETAINED FOR A PERIOD OF NOT
   17  LESS THAN TEN YEARS.
   18    2. TWICE ANNUALLY, ON JUNE THIRTIETH AND DECEMBER THIRTY-FIRST,  EVERY
   19  LICENSEE  THAT  RESELLS  TICKETS  OR  FACILITATES  THE  RESALE OR RESALE
   20  AUCTION OF TICKETS BETWEEN INDEPENDENT PARTIES  BY  ANY  AND  ALL  MEANS
   21  SHALL REPORT TO THE DEPARTMENT OF STATE THE TOTAL NUMBER OF, AND AVERAGE
   22  RESALE  OR  AVERAGE  FINAL  RESALE AUCTION PRICE OF, ALL TICKETS TO EACH
   23  TICKETED EVENT, PROVIDED, HOWEVER, THAT REPEAT PERFORMANCES OF A  SINGLE
   24  EVENT,  AND  MULTIPLE  EVENTS THAT ARE PART OF A SEASON-LONG PERFORMANCE
   25  SHALL BE TREATED AS A SINGLE EVENT FOR THE  PURPOSES  OF  THE  REPORTING
   26  REQUIREMENT OF THIS SUBDIVISION. THE INFORMATION REQUIRED TO BE REPORTED
   27  BY  THIS  SECTION SHALL BE CONSIDERED PROPRIETARY IN NATURE AND SHALL BE
   28  GOVERNED BY THE PROTECTIONS SET FORTH IN  SUBDIVISION  FIVE  OF  SECTION
   29  EIGHTY-NINE  OF  THE  PUBLIC OFFICERS LAW, AND SHALL BE USED EXCLUSIVELY
   30  FOR ANALYTICAL PURPOSES BY THE CONSUMER PROTECTION BOARD.
   31    3. EVERY OPERATOR OF A PLACE OF ENTERTAINMENT SHALL  MAKE  PUBLIC  THE
   32  PERCENTAGE  OF  TICKETS  TO  A  PLACE OF ENTERTAINMENT THAT WILL BE MADE
   33  AVAILABLE TO THE PUBLIC. AT THE TIME OF THE INITIAL SALE OF TICKETS, THE
   34  OPERATOR SHALL MAKE PUBLIC THE TOTAL NUMBER AND  LOCATIONS  OF  TICKETS,
   35  AND THE PERCENTAGE OF TICKETS SOLD AT SUCH INITIAL PUBLIC SALE.
   36    S 25.27. COMMISSIONS  TO  EMPLOYEES  OF  PLACES  OF  ENTERTAINMENT. NO
   37  LICENSEE, OTHER PERSON OR ENTITY, WHETHER OR NOT DOMICILED, LICENSED  OR
   38  REGISTERED WITHIN THE STATE, SHALL PAY TO ANY OFFICER OR EMPLOYEE OF ANY
   39  PLACE  OF ENTERTAINMENT, ANY COMMISSION, GRATUITY OR BONUS IN CONNECTION
   40  WITH THE SALE, DELIVERY OR PAYMENT OF TICKETS OR IN CONNECTION WITH  THE
   41  BUSINESS BEING DONE BY SUCH LICENSEE, OTHER PERSON OR ENTITY, WHETHER OR
   42  NOT  DOMICILED,  LICENSED  OR REGISTERED WITHIN THE STATE, IN TICKETS OF
   43  ADMISSION TO SUCH PLACE.
   44     S 25.29. UNLAWFUL CHARGES IN CONNECTION WITH TICKETS. 1. NO  OPERATOR
   45  OF  ANY  PLACE  OF  ENTERTAINMENT,  OR HIS OR HER AGENT, REPRESENTATIVE,
   46  EMPLOYEE OR LICENSEE SHALL, IF A PRICE BE CHARGED FOR ADMISSION THERETO,
   47  EXACT, DEMAND, ACCEPT OR RECEIVE, DIRECTLY OR INDIRECTLY, ANY PREMIUM OR
   48  PRICE IN EXCESS OF THE  ESTABLISHED  PRICE  PLUS  LAWFUL  TAXES  WHETHER
   49  DESIGNATED AS PRICE, GRATUITY OR OTHERWISE; PROVIDED, HOWEVER: (A) NOTH-
   50  ING  IN THIS ARTICLE SHALL BE CONSTRUED TO PROHIBIT A REASONABLE SERVICE
   51  CHARGE BY THE OPERATOR OR AGENTS OF THE OPERATOR FOR  SPECIAL  SERVICES,
   52  INCLUDING  BUT  NOT  LIMITED  TO, SALES AWAY FROM THE BOX OFFICE, CREDIT
   53  CARD SALES OR DELIVERY;  AND  (B)  NOTHING  IN  THIS  ARTICLE  SHALL  BE
   54  CONSTRUED TO PROHIBIT AN OPERATOR OR ITS AGENT FROM OFFERING FOR INITIAL
   55  SALE TICKETS BY MEANS OF AN AUCTION.
       S. 210--A                          10
    1    2.  IN  ANY  PROSECUTION UNDER THIS SECTION THE ATTORNEY GENERAL SHALL
    2  HAVE CONCURRENT JURISDICTION WITH ANY DISTRICT ATTORNEY AND IN ANY  SUCH
    3  PROSECUTION HE OR SHE OR HIS OR HER DEPUTY SHALL EXERCISE ALL THE POWERS
    4  AND  PERFORM  ALL THE DUTIES WHICH THE DISTRICT ATTORNEY WOULD OTHERWISE
    5  BE AUTHORIZED TO EXERCISE OR PERFORM THEREIN.
    6    S  25.30.   OPERATOR PROHIBITIONS. 1. A TICKET IS A LICENSE, ISSUED BY
    7  THE OPERATOR OF A PLACE OF ENTERTAINMENT, FOR ADMISSION TO THE PLACE  OF
    8  ENTERTAINMENT  AT  THE DATE AND TIME SPECIFIED ON THE TICKET, SUBJECT TO
    9  THE TERMS AND CONDITIONS AS SPECIFIED BY THE  OPERATOR.  NOTWITHSTANDING
   10  ANY  OTHER  PROVISION OF LAW TO THE CONTRARY, IT SHALL BE PROHIBITED FOR
   11  ANY OPERATOR OF A PLACE OF ENTERTAINMENT, OR OPERATOR'S AGENT, TO:
   12    (A) RESTRICT BY ANY MEANS THE RESALE OF  ANY  TICKETS  INCLUDED  IN  A
   13  SUBSCRIPTION  OR  SEASON TICKET PACKAGE AS A CONDITION OF PURCHASE, AS A
   14  CONDITION TO RETAIN SUCH TICKETS FOR THE DURATION OF THE SUBSCRIPTION OR
   15  SEASON TICKET PACKAGE  AGREEMENT,  OR  AS  A  CONDITION  TO  RETAIN  ANY
   16  CONTRACTUALLY  AGREED  UPON  RIGHTS  TO  PURCHASE FUTURE SUBSCRIPTION OR
   17  SEASON TICKET PACKAGES THAT ARE OTHERWISE CONFERRED IN THE  SUBSCRIPTION
   18  OR SEASON TICKET AGREEMENT;
   19    (B) DENY ACCESS TO A TICKET HOLDER WHO POSSESSES A RESOLD SUBSCRIPTION
   20  OR  SEASON TICKET TO A PERFORMANCE BASED SOLELY ON THE GROUNDS THAT SUCH
   21  TICKET HAS BEEN RESOLD; OR
   22    (C) EMPLOY A FORM OF PAPERLESS TICKETING THAT IS NOT READILY TRANSFER-
   23  ABLE TO ANOTHER CUSTOMER THROUGH A TRANSACTION THAT  IS  INDEPENDENT  OF
   24  THE OPERATOR OR OPERATOR'S AGENT, UNLESS A PURCHASER IS GIVEN THE OPTION
   25  AT  THE  TIME  OF  FIRST PUBLIC SALE TO PURCHASE THE SAME TICKETS AT THE
   26  SAME ESTABLISHED PRICE IN SOME OTHER FORM, INCLUDING,  BUT  NOT  LIMITED
   27  TO,  PAPER  TICKETS,  THAT IS READILY TRANSFERABLE THROUGH A TRANSACTION
   28  THAT IS INDEPENDENT OF THE OPERATOR OR OPERATOR'S AGENT, PROVIDED HOWEV-
   29  ER, THAT NOTHING IN THIS PARAGRAPH SHALL PROHIBIT THE OPERATOR OR OPERA-
   30  TOR'S AGENT FROM IMPOSING A NOMINAL SURCHARGE ON PAPERLESS TICKETS.
   31    2. ADDITIONALLY, NOTHING IN THIS ARTICLE SHALL BE CONSTRUED TO PROHIB-
   32  IT AN OPERATOR OF A PLACE OF ENTERTAINMENT FROM MAINTAINING AND  ENFORC-
   33  ING  ANY POLICIES REGARDING CONDUCT OR BEHAVIOR AT OR IN CONNECTION WITH
   34  THEIR VENUE.  FURTHER, NOTHING IN THIS ARTICLE  SHALL  BE  CONSTRUED  TO
   35  PROHIBIT  AN  OPERATOR OF A PLACE OF ENTERTAINMENT OF SIX THOUSAND SEATS
   36  OR LESS, OR SUCH OPERATOR'S AGENT, FROM RESTRICTING THE RESALE OF  TICK-
   37  ETS  THAT ARE OFFERED AT A PROMOTIONAL OR DISCOUNTED PRICE, FOR FREE, OR
   38  FOR PERSONS WITH DISABILITIES.  AN OPERATOR SHALL BE PERMITTED TO REVOKE
   39  OR RESTRICT SEASON TICKETS FOR REASONS RELATING TO VIOLATIONS  OF  VENUE
   40  POLICIES,  INCLUDING BUT NOT LIMITED TO, ATTEMPTS BY TWO OR MORE PERSONS
   41  TO GAIN ADMISSION TO A SINGLE EVENT  WITH  BOTH  THE  CANCELLED  TICKETS
   42  ORIGINALLY  ISSUED TO A SEASON TICKET HOLDER AND THOSE TICKETS RE-ISSUED
   43  AS PART OF A RESALE TRANSACTION, AND TO THE EXTENT THE OPERATOR MAY DEEM
   44  NECESSARY FOR THE PROTECTION OF THE SAFETY  OF  PATRONS  OR  TO  ADDRESS
   45  FRAUD OR MISCONDUCT.
   46    3.  NO  OPERATOR  OR OPERATOR'S AGENT OR ANY PERSON WHO IS EMPLOYED BY
   47  SUCH OPERATOR OR OPERATOR'S AGENT SHALL RESELL OR ENGAGE IN THE BUSINESS
   48  OF RESELLING ANY TICKETS OF ADMISSION OR ANY OTHER EVIDENCE OF THE RIGHT
   49  OF ENTRY TO A THEATRE, PLACE OF AMUSEMENT  OR  ENTERTAINMENT,  OR  OTHER
   50  PLACES  WHERE  PUBLIC  EXHIBITIONS,  GAMES, CONTESTS OR PERFORMANCES ARE
   51  HELD. THIS PROVISION SHALL NOT APPLY TO DONATIONS MADE BY  THE  OPERATOR
   52  OR OPERATOR'S AGENT, WHEN THERE IS NO COMPENSATION PROVIDED, TO INDIVID-
   53  UALS  OR CHARITABLE ORGANIZATIONS WHERE THE TICKETS ARE FOR PERSONAL USE
   54  OR CHARITABLE PURPOSES.
   55    4. THE OPERATOR OR THE PROMOTER SHALL DETERMINE  WHETHER  A  SEAT  FOR
   56  WHICH  A  TICKET  IS FOR SALE HAS AN OBSTRUCTED VIEW, AND SHALL DISCLOSE
       S. 210--A                          11
    1  SUCH OBSTRUCTION. IF THE OPERATOR OR PROMOTER DISCLOSES THAT A SEAT  FOR
    2  WHICH  A  TICKET  IS  FOR  SALE  HAS AN OBSTRUCTED VIEW, IT SHALL BE THE
    3  RESPONSIBILITY  OF  THE  SECONDARY  TICKET  RESELLER  TO  DISCLOSE  SUCH
    4  OBSTRUCTION  UPON  THE RESALE OF SUCH TICKET. SUCH OBSTRUCTION SHALL NOT
    5  INCLUDE AN OBSTRUCTION OF VIEW CAUSED BY A PERSON, OR PERSONS, SEATED IN
    6  AN ADJACENT SEAT, OR SEATS, OR OCCUPYING AN AISLE; OR AN OBSTRUCTION  OF
    7  VIEW  CAUSED  BY  AN  OBJECT  OR OBJECTS PLACED UPON AN ADJACENT SEAT OR
    8  SEATS, OR IN AN AISLE; OR AN OBSTRUCTION OF VIEW THAT IS DE  MINIMUS  OR
    9  TRANSITORY IN NATURE.
   10    S 25.31. SUSPENSION OR REVOCATION OF LICENSES. 1. POWERS OF DEPARTMENT
   11  OF  STATE. THE DEPARTMENT OF STATE MAY DENY AN APPLICATION OR MAY REVOKE
   12  OR SUSPEND A LICENSE ISSUED PURSUANT TO THIS ARTICLE, IMPOSE A FINE  NOT
   13  EXCEEDING  ONE  THOUSAND DOLLARS PER VIOLATION PAYABLE TO THE DEPARTMENT
   14  OF STATE, ISSUE A REPRIMAND AND ORDER  RESTITUTION  UPON  PROOF  TO  THE
   15  SATISFACTION  OF THE SECRETARY OF STATE THAT THE HOLDER THEREOF HAS: (A)
   16  VIOLATED ANY PROVISION OF THIS ARTICLE OR ANY RULE OR REGULATION ADOPTED
   17  HEREUNDER; (B) MADE A MATERIAL MISSTATEMENT IN THE APPLICATION FOR  SUCH
   18  LICENSE;  (C) ENGAGED IN FRAUD OR FRAUDULENT PRACTICES; (D) DEMONSTRATED
   19  UNTRUSTWORTHINESS OR INCOMPETENCY; OR (E) BEEN CONVICTED  OF  A  SERIOUS
   20  OFFENSE  OR MISDEMEANOR WHICH, IN THE DISCRETION OF THE SECRETARY, BEARS
   21  SUCH A RELATIONSHIP TO LICENSURE AS TO CONSTITUTE A BAR TO LICENSURE  OR
   22  RENEWAL.
   23    2. DETERMINATION OF DEPARTMENT OF STATE. IN THE EVENT THAT THE DEPART-
   24  MENT  OF  STATE  SHALL REVOKE OR SUSPEND ANY SUCH LICENSE, OR IMPOSE ANY
   25  FINE OR REPRIMAND ON THE HOLDER THEREOF, ITS DETERMINATION SHALL  BE  IN
   26  WRITING  AND OFFICIALLY SIGNED. THE ORIGINAL OF SUCH DETERMINATION, WHEN
   27  SO SIGNED, SHALL BE FILED WITH THE DEPARTMENT OF STATE AND COPIES THERE-
   28  OF SHALL BE SERVED PERSONALLY OR BY CERTIFIED MAIL UPON THE LICENSEE  OR
   29  APPLICANT  AND  ADDRESSED  TO  THE  PRINCIPAL  PLACE OF BUSINESS OF SUCH
   30  LICENSEE.
   31    3. NO LICENSE SHALL BE SUSPENDED OR REVOKED  NOR  SHALL  ANY  FINE  OR
   32  REPRIMAND  BE  IMPOSED, NOR SHALL ANY APPLICATION BE DENIED, UNTIL AFTER
   33  AN OPPORTUNITY FOR A HEARING HAD BEFORE AN OFFICER OR  EMPLOYEE  OF  THE
   34  DEPARTMENT  OF  STATE  DESIGNATED  FOR  SUCH PURPOSE BY THE SECRETARY OF
   35  STATE UPON NOTICE TO THE LICENSEE OR APPLICANT OF AT LEAST TEN DAYS. THE
   36  NOTICE SHALL BE SERVED BY CERTIFIED MAIL AND SHALL STATE  THE  DATE  AND
   37  PLACE  OF  HEARING  AND SET FORTH THE GROUND OR GROUNDS CONSTITUTING THE
   38  CHARGES AGAINST THE LICENSEE OR THE REASONS FOR THE PROPOSED  DENIAL  OF
   39  THE APPLICATION. THE LICENSEE OR APPLICANT SHALL HAVE THE OPPORTUNITY TO
   40  BE  HEARD  IN  HIS OR HER DEFENSE EITHER IN PERSON OR BY COUNSEL AND MAY
   41  PRODUCE WITNESSES AND TESTIFY ON  HIS  OR  HER  BEHALF.  A  STENOGRAPHIC
   42  RECORD  OF  THE HEARING SHALL BE TAKEN AND PRESERVED. THE HEARING MAY BE
   43  ADJOURNED FROM TIME TO TIME. THE PERSON  CONDUCTING  THE  HEARING  SHALL
   44  MAKE A WRITTEN REPORT OF HIS OR HER FINDINGS AND A RECOMMENDATION TO THE
   45  SECRETARY  OF  STATE  FOR  DECISION. THE SECRETARY OF STATE SHALL REVIEW
   46  SUCH FINDINGS AND THE RECOMMENDATION AND, AFTER DUE DELIBERATION,  SHALL
   47  ISSUE AN ORDER ACCEPTING, MODIFYING OR REJECTING SUCH RECOMMENDATION AND
   48  DISMISSING THE CHARGES OR SUSPENDING OR REVOKING THE LICENSE OR IMPOSING
   49  A  FINE OR REPRIMAND UPON THE LICENSEE. FOR THE PURPOSE OF THIS ARTICLE,
   50  THE SECRETARY OF STATE OR ANY OFFICER OR EMPLOYEE OF THE  DEPARTMENT  OF
   51  STATE  DESIGNATED  BY  HIM OR HER, MAY ADMINISTER OATHS, TAKE TESTIMONY,
   52  SUBPOENA WITNESSES AND COMPEL THE PRODUCTION OF BOOKS,  PAPERS,  RECORDS
   53  AND DOCUMENTS DEEMED PERTINENT TO THE SUBJECT OF INVESTIGATION.
   54    S 25.33. ENFORCEMENT.  1. THE ATTORNEY GENERAL SHALL ESTABLISH A TOLL-
   55  FREE TELEPHONE NUMBER AND ACCEPT THROUGH ITS  WEBSITE  ALLEGATIONS  FROM
   56  THE  PUBLIC  OF IMPROPER TICKET ACQUISITION, DISTRIBUTION OR SALES PRAC-
       S. 210--A                          12
    1  TICES, INCLUDING DECEPTIVE PRACTICES,  CORRUPTION,  FRAUD  OR  IRREGULAR
    2  PRACTICES  WITH  RESPECT TO TICKET SALES FOR EVENTS IN NEW YORK STATE OR
    3  WITH RESPECT TO TICKETS SOLD TO RESIDENTS OF  THE  STATE.  THE  ATTORNEY
    4  GENERAL  SHALL  PROMINENTLY DISPLAY ON ITS WEBSITE INFORMATION REGARDING
    5  THE HOTLINE. THE ATTORNEY GENERAL SHALL INVESTIGATE AS  APPROPRIATE  ALL
    6  CREDIBLE  ALLEGATIONS  RECEIVED  REGARDING  IMPROPER TICKET ACQUISITION,
    7  DISTRIBUTION OR SALES PRACTICES.
    8    2. NOTWITHSTANDING ANY RIGHT OF ACTION  GRANTED  TO  ANY  GOVERNMENTAL
    9  BODY PURSUANT TO THIS CHAPTER, ANY PERSON WHO HAS BEEN INJURED BY REASON
   10  OF  A  VIOLATION  OF  THIS ARTICLE MAY BRING AN ACTION IN HIS OR HER OWN
   11  NAME TO ENJOIN SUCH UNLAWFUL ACT, AN ACTION TO RECOVER HIS OR HER ACTUAL
   12  DAMAGES OR FIFTY DOLLARS, WHICHEVER IS GREATER, OR  BOTH  SUCH  ACTIONS.
   13  THE  COURT  MAY  AWARD REASONABLE ATTORNEY'S FEES TO A PREVAILING PLAIN-
   14  TIFF.
   15    S 25.35. CRIMINAL PENALTIES. 1. (A) ANY PERSON, FIRM,  CORPORATION  OR
   16  OTHER  ENTITY,  WHETHER  OR NOT DOMICILED, LICENSED OR REGISTERED WITHIN
   17  THE STATE, WHICH IS CONVICTED OF VIOLATING SECTION  25.27  OR  25.29  OF
   18  THIS  ARTICLE  SHALL  BE GUILTY OF A CLASS A MISDEMEANOR PUNISHABLE BY A
   19  FINE NOT TO EXCEED TWO THOUSAND DOLLARS OR FOUR TIMES THE AMOUNT OF  THE
   20  DEFENDANT'S  GAIN, TO BE DETERMINED PURSUANT TO THE PROCEDURES SET FORTH
   21  IN SECTION 400.30 OF THE CRIMINAL PROCEDURE LAW, WHICHEVER  IS  GREATER,
   22  OR  BY  A  TERM  OF IMPRISONMENT NOT TO EXCEED ONE YEAR, OR BY BOTH SUCH
   23  FINE AND IMPRISONMENT.
   24    (B) ANY PERSON, FIRM, CORPORATION OR  OTHER  ENTITY,  WHETHER  OR  NOT
   25  DOMICILED,  LICENSED, OR REGISTERED WITHIN THE STATE, WHICH IS CONVICTED
   26  OF VIOLATING SECTION 25.27 OR 25.29 OF THIS ARTICLE, WHEN THE  VALUE  OF
   27  THE  COMMISSION,  GRATUITY,  BONUS,  PREMIUM OR PRICE UNLAWFULLY PAID OR
   28  ACCEPTED EXCEEDS ONE THOUSAND DOLLARS FOR AN EVENT AS DEFINED IN SECTION
   29  23.03 OF THIS CHAPTER, WHETHER OR NOT SUCH PAYMENT IS FOR TICKETS  TO  A
   30  SINGLE  PERFORMANCE  OF THAT EVENT, SHALL BE GUILTY OF A CLASS E FELONY,
   31  PUNISHABLE BY A TERM OF IMPRISONMENT IN ACCORDANCE WITH THE  PENAL  LAW,
   32  OR  BY  A  FINE  OF TEN THOUSAND DOLLARS OR FOUR TIMES THE AMOUNT OF THE
   33  DEFENDANT'S GAIN, TO BE DETERMINED PURSUANT TO THE PROCEDURES SET  FORTH
   34  IN  SECTION  400.30 OF THE CRIMINAL PROCEDURE LAW, WHICHEVER IS GREATER,
   35  OR BY BOTH SUCH FINE AND IMPRISONMENT.
   36    2. ANY PERSON, FIRM OR CORPORATION WHICH  IS  CONVICTED  OF  VIOLATING
   37  SECTION  25.05 OF THIS ARTICLE SHALL BE GUILTY OF A MISDEMEANOR PUNISHA-
   38  BLE BY A TERM OF IMPRISONMENT NOT TO EXCEED ONE YEAR OR BY A FINE NOT TO
   39  EXCEED ONE THOUSAND FIVE HUNDRED DOLLARS ON THE FIRST CONVICTION;  THREE
   40  THOUSAND DOLLARS ON THE SECOND CONVICTION; AND FOUR THOUSAND DOLLARS, ON
   41  EACH SUBSEQUENT CONVICTION OR BY BOTH SUCH FINE AND IMPRISONMENT.
   42    3.  ANY  PERSON,  FIRM  OR CORPORATION WHICH IS CONVICTED OF KNOWINGLY
   43  VIOLATING SUBDIVISION ONE OF SECTION 25.07 OR SECTION 25.13  OR  SECTION
   44  25.15  OF  THIS ARTICLE SHALL BE GUILTY OF A MISDEMEANOR PUNISHABLE BY A
   45  TERM OF IMPRISONMENT NOT TO EXCEED ONE HUNDRED EIGHTY DAYS OR BY A  FINE
   46  NOT TO EXCEED ONE THOUSAND DOLLARS ON THE FIRST CONVICTION; TWO THOUSAND
   47  DOLLARS  ON  THE  SECOND  CONVICTION;  AND FOUR THOUSAND DOLLARS ON EACH
   48  SUBSEQUENT CONVICTION OR BY BOTH SUCH FINE AND IMPRISONMENT.
   49    4. NOTWITHSTANDING ANY OTHER PENALTY WHICH  MAY  BE  IMPOSED  FOR  ANY
   50  OTHER  VIOLATION  OF THIS ARTICLE, ANY PERSON, FIRM OR CORPORATION WHICH
   51  IS CONVICTED OF VIOLATING SECTION 25.11 OF THIS ARTICLE SHALL BE  GUILTY
   52  OF  A  VIOLATION PUNISHABLE BY A FINE NOT TO EXCEED FOUR HUNDRED DOLLARS
   53  ON THE FIRST CONVICTION; FIVE HUNDRED DOLLARS ON THE SECOND  CONVICTION;
   54  AND ONE THOUSAND DOLLARS ON EACH SUBSEQUENT CONVICTION.
       S. 210--A                          13
    1    5.  ANY  PERSON,  FIRM  OR CORPORATION WHICH IS CONVICTED OF VIOLATING
    2  SECTION 25.05 OF THIS ARTICLE SHALL BE GUILTY OF A VIOLATION  PUNISHABLE
    3  BY A FINE NOT TO EXCEED ONE THOUSAND DOLLARS.
    4    6. ANY PERSON, FIRM OR CORPORATION WHICH IS CONVICTED OF VIOLATING ANY
    5  OTHER  SECTION OF THIS ARTICLE SHALL BE GUILTY OF A VIOLATION PUNISHABLE
    6  BY A FINE NOT TO EXCEED FIVE HUNDRED DOLLARS.
    7    7. NOTWITHSTANDING ANY OTHER PROVISION TO THE CONTRARY, WHEN THE FINES
    8  INCLUDED IN THIS SECTION ARE IMPOSED ON A  FIRM,  CORPORATION  OR  OTHER
    9  ENTITY  THAT  IS NOT A SINGLE PERSON, SUCH FINES MAY BE IMPOSED AT UP TO
   10  TWO TIMES THE AMOUNT OTHERWISE  ALLOWED,  OR,  WHERE  APPLICABLE,  THREE
   11  TIMES THE AMOUNT OF THE DEFENDANT'S GAIN.
   12    S  2.  This  act  shall take effect immediately and shall be deemed to
   13  have been in full force and effect on and after May 16, 2014.
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