MD SB951 | 2017 | Regular Session
Status
Completed Legislative Action
Spectrum: Partisan Bill (Democrat 3-0)
Status: Passed on May 27 2017 - 100% progression
Action: 2017-05-27 - Enacted under Article II, Section 17(c) of the Maryland Constitution - Chapter 838
Text: Latest bill text (Chaptered) [PDF]
Spectrum: Partisan Bill (Democrat 3-0)
Status: Passed on May 27 2017 - 100% progression
Action: 2017-05-27 - Enacted under Article II, Section 17(c) of the Maryland Constitution - Chapter 838
Text: Latest bill text (Chaptered) [PDF]
Summary
Altering the Maryland Securities Act to regulate federal exempt broker-dealers; establishing the Securities Act Registration Fund to be used to administer and enforce the Act; altering the actions that are unlawful under the Maryland Securities Act; requiring specified individuals that believe that a specified adult is the subject of financial exploitation to notify the Commissioner within 5 days of developing a reasonable belief that financial exploitation exists or to provide immediate notification under specified circumstances; etc.
Title
Maryland Securities Act - Vulnerable Adults
Sponsors
Roll Calls
2017-03-30 - House - House Floor - Third Reading Passed (139-0) (Y: 139 N: 0 NV: 1 Abs: 1) [PASS]
2017-03-18 - Senate - Senate Floor - Third Reading Passed (47-0) (Y: 47 N: 0 NV: 0 Abs: 0) [PASS]
2017-03-18 - Senate - Senate Floor - Third Reading Passed (47-0) (Y: 47 N: 0 NV: 0 Abs: 0) [PASS]
History
Date | Chamber | Action |
---|---|---|
2017-05-27 | Senate | Enacted under Article II, Section 17(c) of the Maryland Constitution - Chapter 838 |
2017-04-07 | Senate | Returned Passed |
2017-04-06 | House | Third Reading Passed (139-0) |
2017-04-05 | House | Second Reading Passed |
2017-04-05 | House | Favorable Report Adopted |
2017-04-05 | House | Favorable Report by Economic Matters |
2017-03-21 | House | First Reading Economic Matters |
2017-03-20 | Senate | Third Reading Passed (47-0) |
2017-03-17 | Senate | Second Reading Passed with Amendments |
2017-03-17 | Senate | Favorable with Amendments {678673/1 Report Adopted |
2017-03-17 | Senate | Favorable with Amendments Report by Judicial Proceedings |
2017-02-23 | Senate | Hearing 2/23 at 1:00 p.m. |
2017-02-03 | Senate | First Reading Judicial Proceedings |
Subjects
Agents and Brokers
Auditors and Audits
Business Regulation and Occupations
Civil Actions
Corporations and Associations
Dealers
Exemptions
Family Law
Federal Government
Fees
Financial Planners
Inspections
Investments
Notices
Rules and Regulations
Securities
Statutes of Limitation
Vulnerable Adults
Auditors and Audits
Business Regulation and Occupations
Civil Actions
Corporations and Associations
Dealers
Exemptions
Family Law
Federal Government
Fees
Financial Planners
Inspections
Investments
Notices
Rules and Regulations
Securities
Statutes of Limitation
Vulnerable Adults