MD SB951 | 2017 | Regular Session

Status

Completed Legislative Action
Spectrum: Partisan Bill (Democrat 3-0)
Status: Passed on May 27 2017 - 100% progression
Action: 2017-05-27 - Enacted under Article II, Section 17(c) of the Maryland Constitution - Chapter 838
Text: Latest bill text (Chaptered) [PDF]

Summary

Altering the Maryland Securities Act to regulate federal exempt broker-dealers; establishing the Securities Act Registration Fund to be used to administer and enforce the Act; altering the actions that are unlawful under the Maryland Securities Act; requiring specified individuals that believe that a specified adult is the subject of financial exploitation to notify the Commissioner within 5 days of developing a reasonable belief that financial exploitation exists or to provide immediate notification under specified circumstances; etc.

Tracking Information

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Title

Maryland Securities Act - Vulnerable Adults

Sponsors


Roll Calls

2017-03-30 - House - House Floor - Third Reading Passed (139-0) (Y: 139 N: 0 NV: 1 Abs: 1) [PASS]
2017-03-18 - Senate - Senate Floor - Third Reading Passed (47-0) (Y: 47 N: 0 NV: 0 Abs: 0) [PASS]

History

DateChamberAction
2017-05-27SenateEnacted under Article II, Section 17(c) of the Maryland Constitution - Chapter 838
2017-04-07SenateReturned Passed
2017-04-06HouseThird Reading Passed (139-0)
2017-04-05HouseSecond Reading Passed
2017-04-05HouseFavorable Report Adopted
2017-04-05HouseFavorable Report by Economic Matters
2017-03-21HouseFirst Reading Economic Matters
2017-03-20SenateThird Reading Passed (47-0)
2017-03-17SenateSecond Reading Passed with Amendments
2017-03-17SenateFavorable with Amendments {678673/1 Report Adopted
2017-03-17SenateFavorable with Amendments Report by Judicial Proceedings
2017-02-23SenateHearing 2/23 at 1:00 p.m.
2017-02-03SenateFirst Reading Judicial Proceedings

Subjects


Maryland State Sources

TypeSource
Summaryhttps://mgaleg.maryland.gov/mgawebsite/Legislation/Details/SB0951?ys=2017rs
Texthttps://mgaleg.maryland.gov/2017RS/bills/sb/sb0951f.pdf
Texthttps://mgaleg.maryland.gov/2017RS/bills/sb/sb0951t.pdf
Texthttps://mgaleg.maryland.gov/2017RS/Chapters_noln/CH_838_sb0951t.pdf
Amendmenthttps://mgaleg.maryland.gov/2017RS/amds/bil_0001/sb0951_67867301.pdf
Supplementhttps://mgaleg.maryland.gov/2017RS/fnotes/bil_0001/sb0951.pdf
Supplementhttps://mgaleg.maryland.gov/2017RS/votes_comm/sb0951_jpr.pdf
Supplementhttps://mgaleg.maryland.gov/2017RS/votes_comm/sb0951_ecm.pdf
Roll Callhttps://mgaleg.maryland.gov/webmga/frmMain.aspx?pid=flrvotepage&tab=subject3&id=sb0951,s-0699&stab=02&ys=2017RS
Roll Callhttps://mgaleg.maryland.gov/webmga/frmMain.aspx?pid=flrvotepage&tab=subject3&id=sb0951,h-1220&stab=02&ys=2017RS

Bill Comments

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