Maryland House Bill 1149 (Prior Session Legislation)

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Completed Legislative Action
Spectrum: Partisan Bill (Democrat 1-0)
Status: Passed on May 27 2017 - 100% progression
Action: 2017-05-27 - Enacted under Article II, Section 17(c) of the Maryland Constitution - Chapter 837
Text: Latest bill text (Chaptered) [PDF]

Altering the Maryland Securities Act to regulate federal exempt broker-dealers; establishing the Securities Act Registration Fund to be used to administer and enforce the Act; altering the actions that are unlawful under the Maryland Securities Act; requiring specified individuals that believe that a specified adult is the subject of financial exploitation to notify the Commissioner within 5 days of developing a reasonable belief that financial exploitation exists or to provide immediate notification under specified circumstances; etc.

Maryland Securities Act - Vulnerable Adults

Sen. Benjamin Kramer [D]

2017-04-01 - Senate - Senate Floor - Third Reading Passed (45-0) (Y: 45 N: 0 NV: 1 Abs: 1) [PASS]
2017-03-17 - House - House Floor - Third Reading Passed (140-0) (Y: 140 N: 0 NV: 1 Abs: 0) [PASS]

Date	Chamber	Action
2017-05-27	House	Enacted under Article II, Section 17(c) of the Maryland Constitution - Chapter 837
2017-04-07	House	Returned Passed
2017-04-07	Senate	Third Reading Passed (45-0)
2017-03-30	Senate	Second Reading Passed
2017-03-30	Senate	Favorable Report Adopted
2017-03-30	Senate	Favorable Report by Judicial Proceedings
2017-03-21	Senate	First Reading Judicial Proceedings
2017-03-20	House	Third Reading Passed (140-0)
2017-03-18	House	Second Reading Passed with Amendments
2017-03-18	House	Favorable with Amendments {833599/1 Report Adopted
2017-03-18	House	Favorable with Amendments Report by Economic Matters
2017-03-10	House	Hearing 3/10 at 1:00 p.m.
2017-02-09	House	First Reading Economic Matters

Type	Source
Summary	https://mgaleg.maryland.gov/mgawebsite/Legislation/Details/HB1149?ys=2017rs
Text	https://mgaleg.maryland.gov/2017RS/bills/hb/hb1149f.pdf
Text	https://mgaleg.maryland.gov/2017RS/bills/hb/hb1149t.pdf
Text	https://mgaleg.maryland.gov/2017RS/Chapters_noln/CH_837_hb1149t.pdf
Amendment	https://mgaleg.maryland.gov/2017RS/amds/bil_0009/hb1149_83359901.pdf
Supplement	https://mgaleg.maryland.gov/2017RS/fnotes/bil_0009/hb1149.pdf
Supplement	https://mgaleg.maryland.gov/2017RS/votes_comm/hb1149_ecm.pdf
Supplement	https://mgaleg.maryland.gov/2017RS/votes_comm/hb1149_jpr.pdf
Roll Call	https://mgaleg.maryland.gov/webmga/frmMain.aspx?pid=flrvotepage&tab=subject3&id=hb1149,h-0852&stab=02&ys=2017RS
Roll Call	https://mgaleg.maryland.gov/webmga/frmMain.aspx?pid=flrvotepage&tab=subject3&id=hb1149,s-1208&stab=02&ys=2017RS