CA SB978 | 2011-2012 | Regular Session

Status

Completed Legislative Action
Spectrum: Slight Partisan Bill (Democrat 2-1)
Status: Passed on September 27 2012 - 100% progression
Action: 2012-09-27 - Chaptered by Secretary of State. Chapter 669, Statutes of 2012.
Text: Latest bill text (Chaptered) [HTML]

Summary

An act to amend Section 10232.5 of, and to add Sections 10232.3 and 10232.45 to, the Business and Professions Code, and to amend Sections 25102 and 25113 of, and to add Section 25102.2 to, the Corporations Code, relating to securities transactions.

Tracking Information

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Title

Securities transactions: exemption from qualification

Sponsors


Roll Calls

2012-08-23 - Senate - Unfinished Business SB978 Vargas Concurrence (Y: 37 N: 0 NV: 3 Abs: 0) [PASS]
2012-08-22 - Assembly - SB 978 Vargas Senate Third Reading By DICKINSON (Y: 77 N: 0 NV: 0 Abs: 3) [PASS]
2012-08-16 - Assembly - Do pass as amended (Y: 17 N: 0 NV: 0 Abs: 0) [PASS]
2012-07-02 - Assembly - Do pass and be re-referred to the Committee on Appropriations (Y: 11 N: 0 NV: 0 Abs: 1) [PASS]
2012-05-31 - Senate - Special Consent #12 SB978 Vargas (Y: 38 N: 0 NV: 2 Abs: 0) [PASS]
2012-05-24 - Senate - Do pass as amended (Y: 7 N: 0 NV: 0 Abs: 0) [PASS]
2012-05-07 - Senate - Placed on Appropriations Suspense file (Y: 7 N: 0 NV: 0 Abs: 0) [PASS]
2012-04-23 - Senate - Do pass, but re-refer to the Committee on Appropriations (Y: 8 N: 0 NV: 1 Abs: 0) [PASS]
2012-04-11 - Senate - Do pass, but re-refer to the Committee on Rules (Y: 6 N: 0 NV: 1 Abs: 0) [PASS]

History

DateChamberAction
2012-09-27 Chaptered by Secretary of State. Chapter 669, Statutes of 2012.
2012-09-27 Approved by the Governor.
2012-08-29 Enrolled and presented to the Governor at 4:30 p.m.
2012-08-23 Assembly amendments concurred in. (Ayes 37. Noes 0. Page 4766.) Ordered to engrossing and enrolling.
2012-08-22 In Senate. Concurrence in Assembly amendments pending.
2012-08-22 Read third time. Passed. (Ayes 77. Noes 0. Page 6128.) Ordered to the Senate.
2012-08-21 Read second time. Ordered to third reading.
2012-08-20 Read second time and amended. Ordered to second reading.
2012-08-16 From committee: Do pass as amended. (Ayes 17. Noes 0.) (August 16).
2012-08-08 Set, first hearing. Referred to APPR. suspense file.
2012-07-03 From committee: Do pass and re-refer to Com. on APPR. (Ayes 11. Noes 0.) (July 2). Re-referred to Com. on APPR.
2012-06-18 From committee with author's amendments. Read second time and amended. Re-referred to Com. on B. & F.
2012-06-11 Referred to Com. on B. & F.
2012-05-31 In Assembly. Read first time. Held at Desk.
2012-05-31 Read third time. Passed. (Ayes 38. Noes 0. Page 3751.) Ordered to the Assembly.
2012-05-29 Ordered to special consent calendar.
2012-05-25 Read second time and amended. Ordered to third reading.
2012-05-24 From committee: Do pass as amended. (Ayes 7. Noes 0. Page 3589.) (May 24).
2012-05-18 Set for hearing May 24.
2012-05-15 From committee with author's amendments. Read second time and amended. Re-referred to Com. on APPR.
2012-05-07 Placed on APPR. suspense file.
2012-04-27 Set for hearing May 7.
2012-04-24 From committee: Do pass and re-refer to Com. on APPR. (Ayes 8. Noes 0. Page 3259.) (April 23). Re-referred to Com. on APPR.
2012-04-20 Set for hearing April 23.
2012-04-19 Re-referred to Com. on B., P. & E.D. From committee with author's amendments. Read second time and amended. Re-referred to Com. on B., P. & E.D.
2012-04-11 From committee: Do pass and re-refer to Com. on RLS. (Ayes 6. Noes 0. Page 3119.) (April 11). Re-referred to Com. on RLS.
2012-03-15 From committee with author's amendments. Read second time and amended. Re-referred to Com. on B. & F.I.
2012-03-09 Set for hearing April 11.
2012-02-23 From committee with author's amendments. Read second time and amended. Re-referred to Com. on B. & F.I.
2012-02-02 Referred to Com. on B. & F.I.
2012-01-24 From printer. May be acted upon on or after February 23.
2012-01-23 Introduced. Read first time. To Com. on RLS. for assignment. To print.

Code Citations

ChapterSectionCitation TypeStatute Text
Business and Professions Code10232.3New CodeSee Bill Text
Business and Professions Code10232.45New CodeSee Bill Text
Business and Professions Code10232.5Amended CodeCitation Text
Corporations Code25102Amended CodeCitation Text
Corporations Code25102.2New CodeSee Bill Text
Corporations Code25113Amended CodeCitation Text

California State Sources

TypeSource
Summaryhttp://www.leginfo.ca.gov/cgi-bin/postquery?bill_number=sb_978&sess=1112&house=S
Texthttp://www.leginfo.ca.gov/pub/11-12/bill/sen/sb_0951-1000/sb_978_bill_20120123_introduced.html
Texthttp://www.leginfo.ca.gov/pub/11-12/bill/sen/sb_0951-1000/sb_978_bill_20120223_amended_sen_v98.html
Texthttp://www.leginfo.ca.gov/pub/11-12/bill/sen/sb_0951-1000/sb_978_bill_20120315_amended_sen_v97.html
Texthttp://www.leginfo.ca.gov/pub/11-12/bill/sen/sb_0951-1000/sb_978_bill_20120419_amended_sen_v96.html
Texthttp://www.leginfo.ca.gov/pub/11-12/bill/sen/sb_0951-1000/sb_978_bill_20120515_amended_sen_v95.html
Texthttp://www.leginfo.ca.gov/pub/11-12/bill/sen/sb_0951-1000/sb_978_bill_20120525_amended_sen_v94.html
Texthttp://www.leginfo.ca.gov/pub/11-12/bill/sen/sb_0951-1000/sb_978_bill_20120618_amended_asm_v93.html
Texthttp://www.leginfo.ca.gov/pub/11-12/bill/sen/sb_0951-1000/sb_978_bill_20120820_amended_asm_v92.html
Texthttp://www.leginfo.ca.gov/pub/11-12/bill/sen/sb_0951-1000/sb_978_bill_20120827_enrolled.html
Texthttp://www.leginfo.ca.gov/pub/11-12/bill/sen/sb_0951-1000/sb_978_bill_20120927_chaptered.html
Roll Callhttp://www.leginfo.ca.gov/pub/11-12/bill/sen/sb_0951-1000/sb_978_vote_20120411_000003_sen_comm.html
Roll Callhttp://www.leginfo.ca.gov/pub/11-12/bill/sen/sb_0951-1000/sb_978_vote_20120423_000002_sen_comm.html
Roll Callhttp://www.leginfo.ca.gov/pub/11-12/bill/sen/sb_0951-1000/sb_978_vote_20120507_000001_sen_comm.html
Roll Callhttp://www.leginfo.ca.gov/pub/11-12/bill/sen/sb_0951-1000/sb_978_vote_20120524_000003_sen_comm.html
Roll Callhttp://www.leginfo.ca.gov/pub/11-12/bill/sen/sb_0951-1000/sb_978_vote_20120531_0345PM_sen_floor.html
Roll Callhttp://www.leginfo.ca.gov/pub/11-12/bill/sen/sb_0951-1000/sb_978_vote_20120702_000002_asm_comm.html
Roll Callhttp://www.leginfo.ca.gov/pub/11-12/bill/sen/sb_0951-1000/sb_978_vote_20120816_000002_asm_comm.html
Roll Callhttp://www.leginfo.ca.gov/pub/11-12/bill/sen/sb_0951-1000/sb_978_vote_20120822_0125PM_asm_floor.html
Roll Callhttp://www.leginfo.ca.gov/pub/11-12/bill/sen/sb_0951-1000/sb_978_vote_20120823_0343PM_sen_floor.html

Bill Comments

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