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| THE GENERAL ASSEMBLY OF PENNSYLVANIA |
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| HOUSE BILL |
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| INTRODUCED BY ROHRER, BENNINGHOFF, BAKER, BOBACK, BOYD, BROOKS, CAUSER, CLYMER, CREIGHTON, CUTLER, DENLINGER, EVERETT, FLECK, GROVE, HARHART, HUTCHINSON, KAUFFMAN, M. KELLER, KNOWLES, McILVAINE SMITH, METZGAR, MILLER, MURT, MUSTIO, OBERLANDER, PICKETT, PYLE, RAPP, ROAE, ROCK, SCHRODER, STEVENSON, SWANGER, TALLMAN, TURZAI AND VULAKOVICH, NOVEMBER 16, 2009 |
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| REFERRED TO COMMITTEE ON STATE GOVERNMENT, NOVEMBER 16, 2009 |
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| AN ACT |
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1 | Establishing the Council on Mandates; and providing for its |
2 | powers and duties and for the suspension of unfunded mandates |
3 | and reimbursable mandates. |
4 | The General Assembly of the Commonwealth of Pennsylvania |
5 | hereby enacts as follows: |
6 | Section 1. Short title. |
7 | This act shall be known and may be cited as the Emergency |
8 | Mandate Suspension Act. |
9 | Section 2. Definitions. |
10 | The following words and phrases when used in this act shall |
11 | have the meanings given to them in this section unless the |
12 | context clearly indicates otherwise: |
13 | "Commonwealth agency." An executive agency or independent |
14 | agency of the Commonwealth. |
15 | "Council." The Council on Mandates established under this |
16 | act. |
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1 | "Department." The Department of Community and Economic |
2 | Development of the Commonwealth. |
3 | "Executive agency." The Governor and any department, board, |
4 | commission, authority, officer and agency of the Commonwealth |
5 | government. The term does not include a court or other officer |
6 | or agency of the unified judicial system, the General Assembly |
7 | and any of its officers and agencies or any independent agency. |
8 | "Independent agency." A board, commission, authority and any |
9 | other agency and officer of the Commonwealth government which is |
10 | not subject to the policy supervision and control of the |
11 | Governor. The term does not include any court or other officer |
12 | or agency of the unified judicial system or the General Assembly |
13 | and any of its officers and agencies. |
14 | "Local authority." A political subdivision as defined in 1 |
15 | Pa.C.S. § 1991 (relating to definitions). |
16 | "Local revenues." In the case of a local authority, revenues |
17 | generated by local taxation. |
18 | "Mandate." A duty imposed by a law enacted by the General |
19 | Assembly or by regulation or rule made by a Commonwealth agency |
20 | which requires that a local authority establish, expand or |
21 | modify its activities in such a way as to necessitate |
22 | expenditures from local revenues. The term does not include a |
23 | duty which is among the mandate exceptions enumerated in this |
24 | act or established in any other law. This term also does not |
25 | include any aspect of local taxation rates or limitations. |
26 | "Pertinent Commonwealth agency." The Commonwealth agency |
27 | which does any of the following: |
28 | (1) Administers or has jurisdiction over the law or |
29 | regulation pursuant to which a local authority is to |
30 | implement an unfunded mandate or reimbursable mandate. |
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1 | (2) Has the duty to make reimbursement payments to a |
2 | local authority pursuant to a regularly scheduled |
3 | reimbursement regimen. |
4 | (3) Has the duty to monitor a local authority's |
5 | compliance with implementation of an unfunded mandate or |
6 | reimbursable mandate. |
7 | "Public officers." An elected or appointed local authority |
8 | officer as provided by State law. |
9 | "Redesigned implementation plan" or "redesigned |
10 | implementation." The development and usage by a local authority |
11 | of alternative methods, actions, procedures and approaches to |
12 | implementing a given reimbursable mandate in addition to those |
13 | methods, actions, procedures and approaches authorized or |
14 | sanctioned by applicable law or regulation. |
15 | "Regularly scheduled reimbursement regimen." The time |
16 | schedule by which the Commonwealth is required by statute or |
17 | regulation to make reimbursement payments to a local authority |
18 | for the implementation of a given reimbursable mandate. |
19 | "Regulation." A rule, regulation or order in the nature of a |
20 | rule or regulation, promulgated by a Commonwealth agency under |
21 | statutory authority in the administration of any statute |
22 | administered by or relating to the Commonwealth agency. |
23 | "Reimbursable mandate." A mandate for which the Commonwealth |
24 | provides a local authority with Federal or State financial |
25 | resources to meet, either fully or partially, the costs |
26 | associated with the local authority's implementation of a law or |
27 | regulation, and that is paid by the Commonwealth to the local |
28 | authority pursuant to a regularly scheduled reimbursement |
29 | regimen. |
30 | "Unfunded mandate." A mandate which does not provide a local |
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1 | authority with any Federal or State financial resources to |
2 | defray the costs incurred by the local authority for the |
3 | implementation of a law or regulation and which mandate |
4 | effectively forces the local authority to utilize local revenues |
5 | for implementation. |
6 | Section 3. Council on Mandates. |
7 | (a) Establishment.--There is established within the |
8 | Governor's Center for Local Government Services within the |
9 | department an agency to be known as the Council on Mandates. |
10 | (b) Composition.--The council shall be composed of the |
11 | following members: |
12 | (1) The Director of the Governor's Center for Local |
13 | Government Services, who shall serve ex officio. |
14 | (2) Eight members who shall be appointed as follows: |
15 | (i) Four individuals shall be appointed by the |
16 | Governor, each of whom must have at least four years of |
17 | service as a member of a governing body of a local |
18 | authority. |
19 | (ii) Four members of the General Assembly shall be |
20 | appointed as follows: |
21 | (A) One individual to be appointed by the |
22 | President pro tempore of the Senate. |
23 | (B) One individual to be appointed by the |
24 | Minority Leader of the Senate. |
25 | (C) One individual to be appointed by the |
26 | Speaker of the House of Representatives. |
27 | (D) One individual to be appointed by the |
28 | Minority Leader of the House of Representatives. |
29 | (c) Meetings, term of office and expenses.-- |
30 | (1) The council shall convene on at least a monthly |
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1 | basis and at such other times as deemed warranted by the |
2 | chair. |
3 | (2) Members appointed by the Governor and legislative |
4 | members shall serve at the pleasure of the appointing |
5 | authority. |
6 | (3) Council members shall receive no compensation for |
7 | service on the council, but shall be reimbursed for |
8 | reasonable expenses incurred in the performance of their |
9 | official duties. |
10 | (d) Quorum.--A majority of the council shall constitute a |
11 | quorum. A majority of the members present shall be necessary to |
12 | transact business on behalf of the council. |
13 | (e) Application of laws.--The council shall be subject to |
14 | the provisions of 65 Pa.C.S. Ch. 7 (relating to open meetings) |
15 | and the act of February 14, 2008 (P.L.6, No.3), known as the |
16 | Right-to-Know Law. |
17 | (f) Powers and duties of council.--The council shall have |
18 | the power and its duty shall be to: |
19 | (1) Provide public notice of official actions taken |
20 | under this act, as it deems appropriate, through publication |
21 | in the Pennsylvania Bulletin. |
22 | (2) Declare a revenue shortfall condition in accordance |
23 | with subsection (g). |
24 | (3) Render decisions in the event of a challenge in |
25 | accordance with the provisions of subsection (h). |
26 | (4) Act as a source of information for local authorities |
27 | with regard to the exercise of the options afforded under |
28 | this act. |
29 | (5) Give notice to a local authority that mandates are |
30 | to be applied at the completion of the period of suspension |
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1 | or when suspension is otherwise terminated as provided in |
2 | this act. |
3 | (6) Investigate allegations of a local authority's |
4 | noncompliance with this act. |
5 | (g) Revenue shortfall condition.-- |
6 | (1) The council, on a monthly basis, shall determine, |
7 | with the cooperation of, and based upon data supplied by, the |
8 | Department of Revenue, whether a revenue shortfall condition |
9 | exists. |
10 | (2) A revenue shortfall condition shall be declared by |
11 | the council when the actual General Fund tax revenue |
12 | collection for the Commonwealth for each of the four most |
13 | recent months for which data has been released is below the |
14 | official monthly General Fund tax revenue estimate for each |
15 | of those months. |
16 | (3) The council shall publish public notice of the |
17 | declaration in the next available issue of the Pennsylvania |
18 | Bulletin published following the declaration. |
19 | (h) Decisions by council.-- |
20 | (1) When a local authority suspends a mandate, not later |
21 | than 30 days after notice is provided to the council and the |
22 | pertinent Commonwealth agency in accordance with section 7, |
23 | the pertinent Commonwealth agency may petition the council in |
24 | writing to render a decision on the issue of whether the |
25 | suspension of the questioned mandate was authorized by this |
26 | act. |
27 | (2) After receipt of a written petition seeking a |
28 | decision in accordance with paragraph (1), the council shall |
29 | hold a hearing and issue an adjudication under 2 Pa.C.S. Ch. |
30 | 5 Subch. A (relating to practice and procedure of |
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1 | Commonwealth agencies). |
2 | (3) The decision of the council may be appealed to the |
3 | Commonwealth Court under 2 Pa.C.S. Ch. 7 Subch. A (relating |
4 | to judicial review of Commonwealth agency action). |
5 | (4) (i) Prior to the organization of the council, a |
6 | petition to render a decision on the issue of whether the |
7 | suspension of the questioned mandate was authorized by |
8 | this act shall be taken directly to the Commonwealth |
9 | Court. |
10 | (ii) This paragraph shall not apply to petitions |
11 | filed after the organization of the council. |
12 | (i) Administrative assistance.--The department shall utilize |
13 | existing personnel in order to provide resources and |
14 | administrative and technical support to the council to enable it |
15 | to perform its functions under this act and shall perform each |
16 | of the following duties: |
17 | (1) Publish notice of council meetings in accordance |
18 | with 65 Pa.C.S. Ch. 7 (relating to open meetings). |
19 | (2) Maintain a mailing list of persons who have |
20 | requested specific notification of meetings and activities of |
21 | the council. |
22 | (3) Designate a deputy secretary to attend council |
23 | meetings and to serve as the public's liaison of the council. |
24 | Section 4. Mandate exceptions. |
25 | (a) General rule.--The mandate exceptions enumerated in |
26 | subsection (b) or established in any other law shall not be |
27 | included among the unfunded mandates or reimbursable mandates |
28 | which are subject to suspension in accordance with this act. |
29 | (b) List of mandate exceptions.--A mandate exception shall |
30 | be any duty imposed by, required to implement or necessary to |
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1 | avoid violating any of the following: |
2 | (1) A court order. |
3 | (2) A Federal law or Federal regulation. |
4 | (3) The Constitution of the United States. |
5 | (4) The Constitution of Pennsylvania. |
6 | (5) With regard to a local authority of a particular |
7 | class, a law or regulation relating to the powers applicable |
8 | to that class as set forth in 53 Pa.C.S. § 2962 (relating to |
9 | limitation on municipal powers). |
10 | (6) A law or regulation concerning the form, |
11 | organization or structure of a local authority. |
12 | (7) A law or regulation governing elections. |
13 | (8) A law or regulation designating a public officer or |
14 | a duty or power of a public officer. |
15 | (9) A law or regulation regarding the ethics of a public |
16 | official or employee or the protection of the public from |
17 | malfeasance, misfeasance or nonfeasance by a public official |
18 | or employee of a local authority. |
19 | (10) The provisions set forth in 2 Pa.C.S. Ch. 5 Subch. |
20 | B (relating to practice and procedure of local agencies) and |
21 | Ch. 7 Subch. B (relating to judicial review of local agency |
22 | action) and other laws or regulations prescribing practices |
23 | and procedures for meetings, hearings and other |
24 | administrative adjudications on behalf of a local authority |
25 | or agency of a local authority. |
26 | (11) A law or regulation that involves the |
27 | administration of justice or procedures for administrative |
28 | and judicial review of actions taken by a local governing |
29 | body. |
30 | (12) An existing contract, including collective |
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1 | bargaining agreement. |
2 | (13) The right to collectively bargain or to be subject |
3 | to binding arbitration. |
4 | (14) The provisions of the act of November 10, 1999 |
5 | (P.L.491, No.45), known as the Pennsylvania Construction Code |
6 | Act, and any regulations promulgated under that act. |
7 | (15) The provisions of this act. |
8 | Section 5. Unfunded mandate suspension. |
9 | (a) General rule.--Notwithstanding any other provision of |
10 | law, an unfunded mandate may be suspended in accordance with |
11 | subsection (b) or (c). |
12 | (b) Expedited initial suspension of unfunded mandates.--A |
13 | local authority may, at its sole discretion, effect suspension |
14 | of implementation of one or more unfunded mandates within its |
15 | jurisdiction within a six-month period beginning on the |
16 | effective date of this section, provided appropriate notice is |
17 | given under section 7. |
18 | (c) Suspension of an unfunded mandate upon declaration of a |
19 | revenue shortfall condition.--An unfunded mandate may be |
20 | suspended within a local authority if, within 60 days after |
21 | council publishes notice of a revenue shortfall condition in the |
22 | Pennsylvania Bulletin in accordance with section 3(g), the local |
23 | authority effects suspension by giving appropriate notice as |
24 | provided in section 7. |
25 | Section 6. Reimbursable mandate suspension. |
26 | (a) General rule.--Notwithstanding any other provision of |
27 | law, a reimbursable mandate may be suspended within a local |
28 | authority if, within 60 days after the pertinent Commonwealth |
29 | agency has failed to make two full and timely consecutive |
30 | reimbursement payments pursuant to a regularly scheduled |
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1 | reimbursement regimen, the local authority effects suspension by |
2 | giving appropriate notice as provided in section 7. |
3 | (b) Reallocation of payments.--If following the suspension |
4 | of a reimbursable mandate, a local authority continues to |
5 | receive reimbursement payments in amounts less than required |
6 | under the applicable regularly scheduled reimbursement regimen |
7 | for a given reimbursable mandate, the local authority may retain |
8 | and utilize the payments as follows: |
9 | (1) In the case of suspension without redesigned |
10 | implementation, to defray the cost of implementing other |
11 | reimbursable mandates or unfunded mandates. |
12 | (2) In the case of suspension with redesigned |
13 | implementation, all or a portion of the payment may be used |
14 | to defray the cost of redesigned implementation of the |
15 | affected reimbursable mandate, with the remainder, if any, |
16 | being used in accordance with paragraph (1). |
17 | Section 7. Notice of mandate suspension. |
18 | (a) General rule.--Except as otherwise provided in |
19 | subsection (b), a local authority that suspends an unfunded |
20 | mandate or reimbursable mandate in accordance with section 5(b) |
21 | or (c) or 6(a) shall, by registered mail, return receipt |
22 | requested, send notice to the council and the pertinent |
23 | Commonwealth agency, specifying the mandate suspended and the |
24 | length of the suspension selected. |
25 | (b) Suspensions prior to organization of council.--In any |
26 | case in which the council has not been organized at the time at |
27 | which the suspension of either an unfunded mandate or |
28 | reimbursable mandate is consummated, the local authority shall, |
29 | by registered mail, return receipt requested, send notice to the |
30 | council within 30 days after the council is organized. |
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1 | (c) Notice to General Assembly.--After receipt of |
2 | notification of a suspended mandate, the council will provide |
3 | written notification to the members of the General Assembly that |
4 | serve the county in which the suspension occurred detailing the |
5 | suspension in question. |
6 | (d) Annual report.--The council will compile and provide the |
7 | Governor and the General Assembly a written report by no later |
8 | than July 30 of each year detailing any and all suspension- |
9 | related activity. |
10 | Section 8. Length of suspension for unfunded mandates. |
11 | (a) General rule.--Except as provided in subsections (b) and |
12 | (c), the length of a suspension as it pertains to an unfunded |
13 | mandate shall be effective for, at a minimum, the remainder of |
14 | the local authority’s then current fiscal year, and at the |
15 | discretion of the local authority, for not more than five |
16 | additional succeeding fiscal years of the local authority. |
17 | (b) Mandatory reimposition.--A local authority may reimpose |
18 | implementation of a suspended unfunded mandate: |
19 | (1) immediately upon the conclusion of the suspension |
20 | period specified in the notice provided to the council and |
21 | pertinent Commonwealth agency under section 7; or |
22 | (2) within 30 days of receipt of notice from the council |
23 | that the council, under section 3(f)(3) and (h), has ruled |
24 | that the suspended mandate does not constitute an unfunded |
25 | mandate within the meaning of this act. |
26 | (c) Optional reimposition.--A local authority may, in its |
27 | discretion, reimpose implementation of a suspended unfunded |
28 | mandate at any time. |
29 | (d) Notice of reimposition.--A local authority shall notify |
30 | the council and the pertinent Commonwealth agency of the |
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1 | reimposition of a suspended unfunded mandate under subsection |
2 | (b) or (c). |
3 | Section 9. Length of suspension for reimbursable mandates. |
4 | (a) General rule.--The length of a suspension as it pertains |
5 | to a reimbursable mandate shall be effective for, at a minimum, |
6 | the remainder of the local authority's then current fiscal year, |
7 | and at the discretion of the local authority, for not more than |
8 | five additional succeeding fiscal years of the local authority. |
9 | (b) Resumption.--Except as provided in subsection (c), a |
10 | local authority may resume implementation of a suspended |
11 | reimbursable mandate at any time, but may not suspend |
12 | implementation of such reimbursable mandate again unless and |
13 | until suspension thereof is permissible under section 6(a). |
14 | (c) Redesign of implementation plan.--A local authority may |
15 | elect to resume the implementation of a suspended reimbursable |
16 | mandate under a redesigned implementation plan, but may, in its |
17 | discretion and at any time, reimpose suspension in the event a |
18 | redesign implementation plan is determined by the local |
19 | authority to not effect the delivery of mandated services and |
20 | tasks in a cost-effective fashion. |
21 | (d) Notice of reimposition.--The local authority shall |
22 | notify the council and the pertinent Commonwealth agency of the |
23 | reimposition of a suspended reimbursable mandate under |
24 | subsection (b) or (c). |
25 | Section 10. Liability and immunity. |
26 | With regard to the civil or criminal liability, of any nature |
27 | whatsoever, of the Commonwealth, local authorities and officials |
28 | and employees of the Commonwealth and local authorities, nothing |
29 | in this act, including the suspension of any mandate, the |
30 | acceptance of suspension, withdrawal of acceptance, termination |
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1 | of suspension or the use or termination of optional redesign of |
2 | implementation, shall affect, modify, enlarge or diminish the |
3 | existing legal basis for determining liability or immunity. |
4 | Section 11. Effective date. |
5 | This act shall take effect immediately. |
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