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| THE GENERAL ASSEMBLY OF PENNSYLVANIA |
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| HOUSE BILL |
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| INTRODUCED BY B. BOYLE, K. BOYLE, CARROLL, HARHAI, HORNAMAN AND MURPHY, JANUARY 24, 2011 |
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| REFERRED TO COMMITTEE ON STATE GOVERNMENT, JANUARY 24, 2011 |
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| AN ACT |
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1 | Relating to ethics; and further requiring ethics training for |
2 | members, officers and employees of the General Assembly. |
3 | The General Assembly of the Commonwealth of Pennsylvania |
4 | hereby enacts as follows: |
5 | Section 1. Short title. |
6 | This act shall be known and may be cited as the Ethics |
7 | Education and Training Act. |
8 | Section 2. Definitions. |
9 | The following words and phrases when used in this act shall |
10 | have the meanings given to them in this section unless the |
11 | context clearly indicates otherwise: |
12 | "Commission." The State Ethics Commission. |
13 | "Covered employee." A person employed by the Senate or the |
14 | House of Representatives for a salary or wage and who, by the |
15 | nature of his duties of employment, has: |
16 | (1) supervisory responsibilities; |
17 | (2) discretionary power that could affect the outcome of |
18 | a legislative action or decision; or |
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1 | (3) duties that involve the development of legislation |
2 | or policy. |
3 | "Individual." A covered employee, a member or an officer of |
4 | the Senate or the House of Representatives. |
5 | "Leaders." The Majority Leader and Minority Leader of the |
6 | Senate and the Majority Leader and Minority Leader of the House |
7 | of Representatives. |
8 | "Member." An individual holding office as a Senator or |
9 | Representative in the General Assembly of the Commonwealth. |
10 | "Officer." A person appointed as an officer of the Senate or |
11 | the House of Representatives in accordance with section 9 of |
12 | Article II of the Constitution of Pennsylvania, including the |
13 | President and President Pro Tempore of the Senate, the |
14 | Secretary-Parliamentarian of the Senate, the Chief Clerk of the |
15 | Senate and his assistants, the Chief Sergeant-at-Arms of the |
16 | Senate, the comptroller of the Senate, the Speaker of the House |
17 | of Representatives, the Parliamentarian of the House of |
18 | Representatives, the Chief Clerk of the House of Representatives |
19 | and his assistants, the comptroller of the House of |
20 | Representatives and the Chief Sergeant-at-Arms of the House of |
21 | Representatives. |
22 | "Program." The ethics education and training program |
23 | established under this act. |
24 | "Training" or "training program." The ethics education and |
25 | training program established under this act. |
26 | Section 3. Ethics training. |
27 | (a) Ethics training required.--Commencing with the |
28 | legislative session beginning January 2011, each individual, at |
29 | least annually, shall complete a program. All newly elected, |
30 | appointed or employed individuals shall complete a program |
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1 | within the first 30 days of taking the oath of office or |
2 | commencing employment or appointment. A person who fills a |
3 | vacancy in an elected office or appointed position that requires |
4 | training shall complete the initial program within 30 days after |
5 | commencement of his term of office or appointment. |
6 | (b) Development of program.--Within 60 days following the |
7 | effective date of this section, the leaders shall collaborate to |
8 | develop a program of sufficient scope and duration to provide |
9 | individuals with instruction and information intended to educate |
10 | them about the particular ethics laws to which they are subject |
11 | and the procedures under which such laws are enforced. In |
12 | developing the program, the leaders may: |
13 | (1) Examine similar programs developed by various |
14 | public, nonprofit and private sector entities currently in |
15 | the forefront of government ethics issues and training |
16 | nationwide. |
17 | (2) Solicit outside evaluations, studies and |
18 | recommendations for improvement from academic institutions, |
19 | nonprofit organizations, private entities, the public sector |
20 | and other entities or persons with expertise in ethics. |
21 | (3) Survey available training resources and methods. |
22 | (c) Standards.--The leaders shall: |
23 | (1) Determine or cause to be determined standards for |
24 | training. |
25 | (2) Develop or cause to be developed a list of covered |
26 | employees. The leaders may consult with the commission to |
27 | determine employee classifications or category of |
28 | classifications that will be subject to the requirements of |
29 | this act. The leaders shall provide the commission with |
30 | adequate information necessary to develop the list. |
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1 | (3) Determine or cause to be determined the hours and |
2 | frequency of training necessary for each classification or |
3 | category of classifications of covered employees and the |
4 | annual deadline for completing training. |
5 | (d) Availability of training.--Nothing in this act shall be |
6 | construed to prevent the leaders from making training available |
7 | to the following: |
8 | (1) Other employees of the Senate or the House of |
9 | Representatives who, by the nature of their employment, may |
10 | not be required to participate in training. |
11 | (2) Candidates for election to the Senate or House of |
12 | Representatives. |
13 | (3) Newly elected Senators or Representatives prior to |
14 | the administration of the oath of office. |
15 | Section 4. Designation of ethics officer. |
16 | (a) Ethics officer.--The leader of the Senate and the leader |
17 | of the House of Representatives shall each designate at least |
18 | one individual to serve as ethics officer for their respective |
19 | caucuses. |
20 | (b) Duties.--The ethics officer shall do the following: |
21 | (1) Develop a curriculum to facilitate the provision of |
22 | training. The ethics officer may collaborate with the |
23 | commission or other persons with expertise in ethics in |
24 | government to develop the curriculum for training. The |
25 | curriculum shall include instruction in and enforcement of |
26 | the provisions of: |
27 | (i) The act of July 10, 1968 (P.L.316, No.154), |
28 | known as the Legislative Code of Ethics. |
29 | (ii) The act of February 14, 2008 (P.L.6, No.3), |
30 | known as the Right-to-Know Law. |
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1 | (iii) 4 Pa.C.S. Pt. II (relating to gaming). |
2 | (iv) 65 Pa.C.S. (relating to public officers). |
3 | (v) Any regulations or policy statements promulgated |
4 | pursuant to the statutes described in subparagraphs (i), |
5 | (ii), (iii) and (iv). |
6 | (vi) Any other relevant provisions of law determined |
7 | to be appropriate to carry out the intent of this act. |
8 | (2) Provide all ethics information and instruction |
9 | relative to ethics to individuals upon request. |
10 | (3) Provide for the delivery of training at locations |
11 | easily accessible to those receiving the training. Training |
12 | may be delivered through online or video technology when |
13 | practicable as long as the online or video technology |
14 | contains adequate safeguards and protections to verify |
15 | receipt of training and full compliance with the requirements |
16 | of this act. |
17 | (4) Ensure that all individuals are notified of the |
18 | current name and contact information of each ethics officer |
19 | and that the current name and contact information for each |
20 | ethics officer are posted and maintained in a convenient and |
21 | conspicuous manner. The ethics officers shall ensure that the |
22 | current names and contact information required under this |
23 | paragraph are posted on all Internet websites under the |
24 | control of the Senate or the House of Representatives. |
25 | (5) Develop a system for certifying that an individual |
26 | has completed the training program. Each individual that |
27 | completes training shall receive certification to acknowledge |
28 | compliance with the requirements of this act. |
29 | (6) Maintain records of compliance with the requirements |
30 | of this act by each individual required to receive training. |
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1 | Section 5. Noncompliance. |
2 | (a) Notice.--If the ethics officer discovers that an |
3 | individual has failed to complete training, the ethics officer |
4 | shall send a written notice of noncompliance to the individual |
5 | informing the individual that training must be completed within |
6 | 15 business days following receipt of the notice of |
7 | noncompliance. The ethics officer shall send the notice by: |
8 | (1) certified mail, return receipt requested; or |
9 | (2) if practicable, by electronic mail, read receipt. |
10 | (b) Public record.--The name of any individual who fails to |
11 | complete training by the deadline in the notice of noncompliance |
12 | shall be a public record under the act of February 14, 2008 |
13 | (P.L.6, No.3), known as the Right-to-Know Law, from the deadline |
14 | in the notice of noncompliance to the date the individual |
15 | completes training. |
16 | Section 20. Effective date. |
17 | This act shall take effect in 60 days. |
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