1269.
(a) Unlicensed laboratory personnel may perform any of the activities identified in subdivision (b), (f), in a licensed clinical laboratory, under the direct and constant supervision of a physician and surgeon, or a person licensed under this chapter other than a trainee, upon meeting all of the following criteria:(1) Have earned a high school diploma, or its equivalent, as determined by HCFA under CLIA.
(2) Have documentation of training appropriate to ensure
that the individual has all of the following skills and abilities:
(A) The skills required for proper specimen collection, including patient preparation, labeling, handling, preservation or fixation, processing or preparation, and transportation and storage of specimens.
(B) The skills required for assisting a licensed physician and surgeon or personnel licensed under this chapter, other than trainees, in a licensed clinical laboratory.
(C) The skills required for performing preventive maintenance, and troubleshooting.
(D) A working knowledge of reagent stability and storage.
(E) The skills
required for assisting in the performance of quality control procedures, and an understanding of the quality control policies of the laboratory.
(F) An awareness A working knowledge of the factors that influence test results.
(b) Training for unlicensed personnel includes, but is not limited to, reading and understanding of the procedures, receiving verbal instruction on how the task is performed by licensed personnel, and directly observing the task performed by licensed personnel.
(c) Prior to performing any of the activities identified in subdivision (f), unlicensed personnel shall, under direct and constant supervision, demonstrate the skills and ability to satisfactorily perform the task.
(d) In addition to the requirements of this section, an unlicensed person assisting in the performance of moderate complexity testing in a clinical laboratory shall meet the requirements under CLIA for moderate complexity testing.
(e) In addition to the requirements of this section, an unlicensed person assisting in the performance of high complexity testing in a clinical laboratory shall meet the
requirements under CLIA for high complexity testing.
(b)
(f) The activities that may be performed are:
(1) Biological specimen collection, including patient preparation, labeling, handling, preservation or fixation, processing or preparation, and transportation and storage of specimens.
(2) Assisting a licensed physician and surgeon or personnel licensed under this chapter, other than trainees, in a licensed clinical laboratory.
(3) Assisting in preventive maintenance, and troubleshooting.
(4) Preparation and storage of reagents and culture media.
(5) Assisting in the performance of quality control procedures.
(c)
(g) Notwithstanding subdivision (a), unlicensed laboratory personnel, other than a trainee, may, under the supervision and control of a physician and surgeon or person licensed under this chapter, perform specimen labeling, handling, preservation
or fixation, processing or preparation, transportation, and storing if
they meet the requirements of subparagraph (A) of paragraph (2) of, and paragraph (1) of, subdivision (a).
(d)
(h) Unlicensed laboratory personnel shall not do any of the following:
(1) Record test results, but they may transcribe results that have been previously recorded, either manually by a physician and surgeon or personnel licensed under this chapter, or automatically by a testing instrument.
(2) Perform any test or part thereof that involves the
quantitative measurement of the specimen or test reagent, or any mathematical calculation relative to determining the results or the validity of a test procedure.
(3) Perform any phase of clinical laboratory tests or examinations in the specialty of immunohematology beyond initial collection and centrifugation.
(e)
(i) When any of the following manual methods are employed, the activities of unlicensed laboratory personnel shall be limited as follows:
(1) In the
case of qualitative and semi-quantitative “spot, tablet, or stick” tests, the personnel may add the test reagent to the specimen or vice versa, but the results must be read by a physician and surgeon or person licensed under this chapter.
(2) In the case of microbiological tests the unlicensed laboratory personnel may make primary inoculations of test material onto appropriate culture media, stain slide preparations for microscopic examination, and subculture from liquid media.
(f)
(j) When any of the following mechanical or electronic instruments
are employed, unlicensed laboratory personnel shall not perform any of the following activities:
(1) Standardizing or calibrating the instrument or assessing its performance by monitoring results of appropriate standards and control.
(2) Reading or recording test results, except that the personnel may transcribe results that have been previously recorded automatically by a testing instrument.
(3) Quantitatively measuring any sample or reagents unless done automatically by the instrument in the course of its normal operation or by the use of previously calibrated and approved automatic syringes or other dispensers.
(g)
(k) For purposes of this section, “supervision and control” means direction, management, and awareness of the activity of unlicensed laboratory personnel by a physician and surgeon or by a person licensed under this chapter other than a trainee, who must be physically present in the laboratory and readily available for consultation during the entire time that the unlicensed laboratory personnel are engaged in the duties.
(l) The laboratory director shall designate the supervisor and shall maintain overall responsibility for the supervision and performance of the unlicensed laboratory personnel.