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| THE GENERAL ASSEMBLY OF PENNSYLVANIA |
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| HOUSE BILL |
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| INTRODUCED BY GEIST, MARKOSEK, J. EVANS, HESS, HICKERNELL, M. KELLER, MARSICO, MILLER, PICKETT, PYLE, WATSON, BEAR, BEYER, BOBACK, BOYD, BRENNAN, CARROLL, CAUSER, CLYMER, CREIGHTON, CUTLER, DePASQUALE, EVERETT, FRANKEL, GALLOWAY, GERGELY, GIBBONS, GINGRICH, GOODMAN, GRELL, GROVE, MUSTIO, RAPP, REICHLEY, ROAE, SIPTROTH, SOLOBAY, STERN, STEVENSON, J. TAYLOR AND TURZAI, MAY 13, 2009 |
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| REFERRED TO COMMITTEE ON TRANSPORTATION, MAY 13, 2009 |
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| AN ACT |
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1 | Amending Title 74 (Transportation) of the Pennsylvania |
2 | Consolidated Statutes, establishing public-private |
3 | transportation partnerships; conferring powers and duties on |
4 | the Pennsylvania Public Utility Commission, the State |
5 | Transportation Commission and the Department of |
6 | Transportation; and establishing the Public-Private |
7 | Transportation Partnership Fund. |
8 | The General Assembly of the Commonwealth of Pennsylvania |
9 | hereby enacts as follows: |
10 | Section 1. Title 74 of the Pennsylvania Consolidated |
11 | Statutes is amended by adding a part to read: |
12 | PART V |
13 | PUBLIC-PRIVATE TRANSPORTATION PARTNERSHIPS |
14 | Chapter |
15 | 91. Preliminary Provisions |
16 | 92. Public-Private Transportation Partnerships |
17 | CHAPTER 91 |
18 | PRELIMINARY PROVISIONS |
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1 | Sec. |
2 | 9101. Scope of part. |
3 | 9102. Declaration of policy. |
4 | 9103. Construction of part. |
5 | § 9101. Scope of part. |
6 | This part relates to public-private transportation |
7 | partnerships. |
8 | § 9102. Declaration of policy. |
9 | (a) Legislative findings.--The General Assembly finds and |
10 | declares as follows: |
11 | (1) There exists a public need for the timely |
12 | development and operation of transportation facilities within |
13 | this Commonwealth which address the needs of Commonwealth, |
14 | regional or local transportation by improving safety, |
15 | reducing congestion, abating environmental pollution, |
16 | advancing energy efficiency or conservation, improving |
17 | homeland security and increasing capacity or enhancing |
18 | economic efficiency. |
19 | (2) This public need may not be wholly satisfied through |
20 | the use of currently existing methods of financing and |
21 | procurement in which transportation facilities are developed |
22 | or operated. |
23 | (3) Authorizing private entities to develop and operate |
24 | transportation facilities may result in the availability of |
25 | these transportation facilities to the public in a more |
26 | timely, more efficient or less costly fashion, thereby |
27 | serving the public safety and welfare. |
28 | (b) Intent.--It is the intent of this part: |
29 | (1) to encourage investment in this Commonwealth by |
30 | private entities to assist in the development and operation |
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1 | of transportation facilities; and |
2 | (2) to accomplish the goal under paragraph (1), to |
3 | provide public entities and private entities with the |
4 | greatest possible flexibility in contracting with each other |
5 | for the provision of the public services which are the |
6 | subject of this title. |
7 | § 9103. Construction of part. |
8 | (a) Liberal construction.--This part shall be liberally |
9 | construed in conformity with and to accomplish section 9102 |
10 | (relating to declaration of policy). |
11 | (b) Sole authority.--This part provides public-private |
12 | transportation partnership opportunities to public entities and |
13 | private entities and shall be construed as the sole statutory |
14 | authority enabling a public entity to participate with a private |
15 | entity in a transportation-related contract, project or activity |
16 | governed by this part. |
17 | CHAPTER 92 |
18 | PUBLIC-PRIVATE TRANSPORTATION PARTNERSHIPS |
19 | Sec. |
20 | 9201. Definitions. |
21 | 9202. Prerequisite for operation. |
22 | 9203. Approval. |
23 | 9204. Service contracts. |
24 | 9205. Transfer and dedication of public property. |
25 | 9206. Powers, duties and liability of private entity. |
26 | 9207. Interim agreement. |
27 | 9208. Comprehensive agreement. |
28 | 9209. Multiple affected public entities. |
29 | 9210. Federal, Commonwealth and local assistance. |
30 | 9211. Financing. |
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1 | 9212. Material default; remedies. |
2 | 9213. Eminent domain. |
3 | 9214. Public utility crossings. |
4 | 9215. Police powers; violations of law. |
5 | 9216. Transfer of assets. |
6 | 9217. Procurement. |
7 | 9218. Public-Private Transportation Partnership Fund. |
8 | § 9201. Definitions. |
9 | Subject to additional definitions contained in subsequent |
10 | provisions of this part which are applicable to specific |
11 | provisions of this part, the following words and phrases when |
12 | used in this part shall have the meanings given to them in this |
13 | section unless the context clearly indicates otherwise: |
14 | "Affected jurisdiction." A county, city, borough, |
15 | incorporated town, township or local, regional or metropolitan |
16 | transportation organization: |
17 | (1) in which all or a portion of a qualifying |
18 | transportation facility is located; or |
19 | (2) which is directly affected by the qualifying |
20 | transportation facility. |
21 | "Affected public entity." A public entity which owns a |
22 | proposed qualifying transportation facility or a qualifying |
23 | transportation facility, including, but not limited to: |
24 | (1) A metropolitan transportation authority under 74 |
25 | Pa.C.S. Ch. 17 (relating to metropolitan transportation |
26 | authorities). |
27 | (2) The Delaware River Port Authority. |
28 | (3) The Delaware River Joint Toll Bridge Commission. |
29 | (4) A second class county port authority. |
30 | (5) The Pennsylvania Turnpike Commission. |
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1 | The term does not include a Commonwealth agency unless |
2 | specifically enumerated in this definition. |
3 | "Commission." The Pennsylvania Public Utility Commission. |
4 | "Comprehensive agreement." The comprehensive agreement |
5 | entered into between a private entity and the responsible public |
6 | entity or the affected public entity under section 9208 |
7 | (relating to comprehensive agreement). |
8 | "Department." The Department of Transportation of the |
9 | Commonwealth. |
10 | "Develop." To plan, design, finance, lease, install, |
11 | construct or expand. |
12 | "Development." Planning, designing, financing, leasing, |
13 | installing, constructing or expanding. |
14 | "Fund." The Public-Private Transportation Partnership Fund |
15 | established in section 9218 (relating to Public-Private |
16 | Transportation Partnership Fund). |
17 | "Highway." A way or place open to the use of the public for |
18 | purposes of vehicle traffic. |
19 | "Interim agreement." An agreement, including a memorandum of |
20 | understanding or binding preliminary agreement, between a |
21 | private entity and the responsible public entity or the affected |
22 | public entity under section 9207 (relating to interim agreement) |
23 | which provides for completion of studies and any other |
24 | activities to advance the development or operation of a |
25 | qualifying transportation facility. |
26 | "Law enforcement officer." An individual authorized by law |
27 | to make arrests for violations of law. |
28 | "Material default." A default by a private entity in the |
29 | performance of its duties under section 9206 (relating to |
30 | powers, duties and liability of private entity) which: |
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1 | (1) jeopardizes adequate service to the public from a |
2 | qualifying transportation facility; and |
3 | (2) remains unremedied after the responsible public |
4 | entity or the affected public entity has provided notice to |
5 | the private entity and a reasonable cure period has elapsed. |
6 | "Multimodal transportation facility." A transportation |
7 | facility consisting of multiple modes of transportation. |
8 | "Operate." To finance, maintain, improve, equip, modify, |
9 | repair, manage, run or control functioning. |
10 | "Operation." The act of financing, maintaining, improving, |
11 | equipping, modifying, repairing, managing, running or |
12 | controlling functioning. |
13 | "Private entity." Any individual, corporation, partnership, |
14 | limited liability company, limited partnership, joint venture, |
15 | business trust, public utility, nonprofit corporation or other |
16 | business entity authorized to conduct business in this |
17 | Commonwealth. |
18 | "Procurement Code." The provisions of 62 Pa.C.S. Pt. I |
19 | (relating to Commonwealth Procurement Code). |
20 | "Public entity." The Commonwealth; any department, board, |
21 | commission, authority or agency of the Commonwealth, whether or |
22 | not subject to the policy supervision and control of the |
23 | Governor; a political subdivision; and a local, regional or |
24 | metropolitan transportation authority. The term does not include |
25 | any court or other officer or agency of the unified judicial |
26 | system or the General Assembly and its officers and agencies. |
27 | "Public utility." As defined in 66 Pa.C.S. § 102 (relating |
28 | to definitions). |
29 | "Qualifying transportation facility." A transportation |
30 | facility developed or operated by a private entity under this |
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1 | part. The term includes a multimodal transportation facility. |
2 | "Responsible public entity." The Department of |
3 | Transportation of the Commonwealth. |
4 | "Revenue." Money generated from or received in support of |
5 | the development or operation of a qualifying transportation |
6 | facility. The term includes: income; earnings; user fees; lease |
7 | payments; allocations; Federal, Commonwealth and political |
8 | subdivision appropriations; proceeds of bonds or notes; equity |
9 | investments; service payments; Federal grants; and money from a |
10 | Federal agency or instrumentality. |
11 | "Service contract." A contract entered into between a public |
12 | entity and a private entity under section 9204 (relating to |
13 | service contracts). |
14 | "Service payments." Payments to a private entity pursuant to |
15 | a service contract. |
16 | "Transportation commission." The State Transportation |
17 | Commission created in section 468 of the act of April 9, 1929 |
18 | (P.L.177, No.175), known as The Administrative Code of 1929. |
19 | "Transportation facility." Any highway, bridge, tunnel, |
20 | overpass, ferry, airport, mass transportation facility, vehicle |
21 | parking facility, port facility, railroad, guideway, street |
22 | railway or similar facility used for the transportation of |
23 | persons or goods. The term: |
24 | (1) Includes: |
25 | (i) A substantial enhancement, an improvement or an |
26 | increase in capacity made to a facility listed in this |
27 | definition. |
28 | (ii) Any building, structure, parking area, |
29 | appurtenance and other property needed to operate a |
30 | facility listed in this definition. |
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1 | (iii) A substantial enhancement, an improvement or |
2 | an increase in capacity to a facility excluded under |
3 | paragraph (2). |
4 | (2) Does not include a facility listed in this |
5 | definition: |
6 | (i) which is available for use by the public on the |
7 | effective date of this definition; and |
8 | (ii) for the use of which no toll, fee or charge is |
9 | imposed on the public. |
10 | "Transportation organization." Any mass transportation, |
11 | port, bridge, rail, regional planning or airport authority or |
12 | commission organized under the laws of this Commonwealth or |
13 | under an interstate compact or otherwise empowered to render, |
14 | contract for or assist in the rendering of transportation |
15 | service or transportation planning in a limited area in this |
16 | Commonwealth, even though it may also render or assist in |
17 | rendering transportation service or transportation planning in |
18 | adjacent states. |
19 | "User fees." Rates, tolls, fees or other charges imposed by |
20 | a private entity for use of all or a portion of a qualifying |
21 | transportation facility pursuant to an interim agreement or a |
22 | comprehensive agreement. |
23 | "Vehicle." A conveyance in or on which persons or property |
24 | may be carried. |
25 | § 9202. Prerequisite for operation. |
26 | A private entity seeking authorization under this part to |
27 | develop or operate a transportation facility must obtain written |
28 | approval from the responsible public entity and the affected |
29 | public entity or written approval from the responsible public |
30 | entity and deemed approval from the affected public entity under |
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1 | section 9203 (relating to approval). A private entity may |
2 | initiate the approval process by requesting approval under |
3 | section 9203(a), or the responsible public entity, on its own |
4 | initiative or jointly with the affected public entity, may |
5 | request proposals under section 9203(b). |
6 | § 9203. Approval. |
7 | (a) Submission of proposals by private entities.--The |
8 | following shall apply to the submission of proposals by private |
9 | entities: |
10 | (1) A private entity may submit a proposal to the |
11 | responsible public entity for approval to develop or operate |
12 | a transportation facility. The proposal shall be accompanied |
13 | by the following material and information unless waived by |
14 | the responsible public entity as provided in regulations |
15 | adopted under subsection (f): |
16 | (i) A topographic map of 1:2,000 or other |
17 | appropriate scale indicating the location of the |
18 | transportation facility or facilities. |
19 | (ii) A description of the transportation facility or |
20 | facilities, including the conceptual design of the |
21 | facility and all proposed interconnections with other |
22 | transportation facilities. |
23 | (iii) The proposed date for development or operation |
24 | of the transportation facility along with an estimate of |
25 | the life cycle cost of the transportation facility as |
26 | proposed. |
27 | (iv) A statement setting forth the method by which |
28 | the private entity proposes to secure any real, personal |
29 | or mixed property interests required for the |
30 | transportation facility. |
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1 | (v) Information relating to the current |
2 | transportation plans of each affected jurisdiction. |
3 | (vi) A list of all permits and approvals required |
4 | for developing or operating improvements to the |
5 | transportation facility from Federal, Commonwealth or |
6 | local agencies and a projected schedule for obtaining the |
7 | permits and approvals. |
8 | (vii) A list of public utility, railroad and cable |
9 | television provider facilities that will be crossed by |
10 | the transportation facility and a statement of the plans |
11 | of the private entity to accommodate the crossings. |
12 | (viii) A statement setting forth the private |
13 | entity's general plans for developing or operating the |
14 | transportation facility, including identification of |
15 | revenue or proposed debt or equity investment proposed by |
16 | the private entity. |
17 | (ix) The names and addresses of the persons who may |
18 | be contacted for further information concerning the |
19 | proposal. |
20 | (x) Information on how the private entity's proposal |
21 | will address the needs of Commonwealth, regional or local |
22 | transportation by improving safety, reducing congestion, |
23 | abating environmental pollution, advancing energy |
24 | efficiency or conservation, improving homeland security, |
25 | increasing capacity or enhancing economic efficiency. |
26 | (xi) A summary of the proposal. |
27 | (xii) Additional material and information as may |
28 | reasonably be requested under regulations promulgated |
29 | under subsection (f). |
30 | (2) Within five days following receipt of a proposal, |
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1 | the responsible public entity shall provide a copy of the |
2 | proposal to the transportation commission. Within 45 days |
3 | following receipt of a proposal, the transportation |
4 | commission may submit its comments on the proposal to the |
5 | responsible public entity, which shall provide a copy of the |
6 | commission's comments to the affected public entity and to |
7 | each affected jurisdiction. |
8 | (3) The following shall apply: |
9 | (i) The responsible public entity shall determine if |
10 | the proposal includes an affected public entity and |
11 | shall, within five days following receipt of the |
12 | proposal, provide each affected public entity with a copy |
13 | of the summary submitted by the private entity, together |
14 | with a written request for the affected public entity's |
15 | comments and recommendations on the proposal. |
16 | (ii) The affected public entity's comments shall |
17 | include whether the proposed qualifying transportation |
18 | facility will address the needs of Commonwealth, regional |
19 | or local transportation by improving safety, reducing |
20 | congestion, abating environmental pollution, advancing |
21 | energy efficiency or conservation, improving homeland |
22 | security, increasing capacity or enhancing economic |
23 | efficiency. The comments and recommendations of the |
24 | affected public entity shall utilize the criteria |
25 | provided in subsection (d) and any additional criteria |
26 | specified in regulations promulgated under subsection (f) |
27 | and shall be submitted to the responsible public entity |
28 | and the transportation commission within 45 days |
29 | following receipt of the responsible public entity's |
30 | request for comments and recommendations. |
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1 | (iii) If the affected public entity fails to provide |
2 | its comments and recommendations to the responsible |
3 | public entity within the 45-day period specified in this |
4 | paragraph or if there are multiple affected public |
5 | entities, the affected public entity shall be deemed to |
6 | have approved the proposal and, if the responsible public |
7 | entity approves the proposal, shall cooperate fully in |
8 | the completion, execution and implementation of any |
9 | interim agreement or comprehensive agreement related to |
10 | the proposal. |
11 | (4) The following shall apply: |
12 | (i) Within 10 days following receipt of a proposal, |
13 | the responsible public entity shall provide a copy of the |
14 | summary submitted by the private entity, together with a |
15 | written notification of receipt of the proposal, to each |
16 | affected jurisdiction. As part of its written |
17 | notification, the responsible public entity shall |
18 | identify each affected public entity and shall request |
19 | that comments on the proposal be submitted by each |
20 | affected jurisdiction. Within 30 days following receipt |
21 | of a request from the responsible public entity, each |
22 | affected jurisdiction shall submit its comments to the |
23 | responsible public entity, each affected public entity |
24 | and the transportation commission. |
25 | (ii) The affected jurisdiction's comments shall |
26 | include whether the proposed qualifying transportation |
27 | facility will address the needs of Commonwealth, regional |
28 | or local transportation by improving safety, reducing |
29 | congestion, abating environmental pollution, advancing |
30 | energy efficiency or conservation, improving homeland |
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1 | security, increasing capacity or enhancing economic |
2 | efficiency. |
3 | (5) A written approval or rejection of the proposal |
4 | shall be submitted by the responsible public entity to the |
5 | private entity within 30 days following the end of all review |
6 | periods provided under paragraphs (2), (3) and (4). |
7 | (6) The following shall apply: |
8 | (i) If the responsible public entity approves the |
9 | private entity's proposal, the responsible public entity, |
10 | or the affected public entity and the responsible public |
11 | entity, jointly, may issue a request for proposals under |
12 | section 9217 (relating to procurement) from other private |
13 | entities for the development or operation of the |
14 | transportation facility. The request for proposals shall |
15 | include a requirement that a summary of the response be |
16 | submitted. |
17 | (ii) Within five days following receipt of a |
18 | response to a request for proposals, the responsible |
19 | public entity shall submit the summary of the response to |
20 | the transportation commission and to each affected |
21 | jurisdiction, which shall have 15 days following receipt |
22 | of the summary within which to provide comments to the |
23 | responsible public entity and the affected public entity. |
24 | (iii) Within 30 days following the expiration of the |
25 | transportation commission and affected jurisdiction |
26 | review period, the responsible public entity shall |
27 | provide written notification of its acceptance or |
28 | rejection of the initial proposal and each response to |
29 | the request for proposals to the private entity which |
30 | submitted the initial proposal, each private entity which |
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1 | responded to the request for proposals, the |
2 | transportation commission, the affected public entity and |
3 | each affected jurisdiction. |
4 | (7) The responsible public entity and the affected |
5 | public entity may provide for payment to a private entity |
6 | whose proposal or response to any subsequent request for |
7 | proposals is not approved of an amount as reimbursement or |
8 | partial reimbursement for costs incurred by the private |
9 | entity in preparing the proposal or response, and, in return |
10 | for this payment, the private entity shall grant to the |
11 | responsible public entity and the affected public entity the |
12 | right to use all or any portion of the proposal or the |
13 | response, including the technologies, techniques, methods, |
14 | processes and information contained in the project design. |
15 | (b) Issuance of request for proposals.--The following shall |
16 | apply to issuance of request for proposals: |
17 | (1) The responsible public entity may, on its own |
18 | initiative or at the request of an affected public entity, |
19 | issue a request for proposals from private entities for the |
20 | development or operation of transportation facilities. An |
21 | affected public entity may only issue a request for proposals |
22 | from private entities for the development or operation of |
23 | transportation facilities jointly with the responsible public |
24 | entity. The responsible public entity or the affected public |
25 | entity shall not charge a fee to cover the costs of |
26 | processing, reviewing and evaluating responses received to a |
27 | request for proposals issued under this subsection. |
28 | (2) The following shall apply: |
29 | (i) The responsible public entity shall, on the date |
30 | of issuance of a request for proposals, provide a copy of |
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1 | the request for proposals to the transportation |
2 | commission and to each affected jurisdiction. As part of |
3 | the request for proposals, the responsible public entity |
4 | shall require a private entity submitting a response to |
5 | simultaneously submit a written summary of its response |
6 | to the responsible public entity, to the affected public |
7 | entity, to the transportation commission and to each |
8 | affected jurisdiction identified in the request for |
9 | proposals. |
10 | (ii) Within 30 days of receipt of a summary of a |
11 | response from a private entity, each affected |
12 | jurisdiction shall submit its written comments on the |
13 | response to the responsible public entity, the affected |
14 | public entity and the transportation commission. Any |
15 | comments submitted by an affected jurisdiction must |
16 | include an indication of whether the affected |
17 | jurisdiction believes the proposed qualifying |
18 | transportation facility will address the needs of |
19 | Commonwealth, regional or local transportation by |
20 | improving safety, reducing congestion, abating |
21 | environmental pollution, advancing energy efficiency or |
22 | conservation, improving homeland security, increasing |
23 | capacity or enhancing economic efficiency. |
24 | (iii) The transportation commission shall have 15 |
25 | days following the expiration of the 30-day affected |
26 | jurisdiction comment period provided in this paragraph |
27 | within which to submit written comments on the response |
28 | to the responsible public entity and the affected public |
29 | entity. |
30 | (3) If a private entity's response is not approved, the |
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1 | responsible public entity and the affected public entity may |
2 | provide for payment of an amount as reimbursement or partial |
3 | reimbursement for costs incurred by the private entity in |
4 | preparing the response, and, in return for this payment, the |
5 | private entity shall grant to the responsible public entity |
6 | and the affected public entity the right to use all or a |
7 | portion of the response, including the technologies, |
8 | techniques, methods, processes and information contained in |
9 | the project design. |
10 | (c) Private entity adverse interests.--The following shall |
11 | apply: |
12 | (1) Except as provided in paragraph (2), a private |
13 | entity which submits a proposal or a response to a request |
14 | for proposals under subsection (a) or which submits a |
15 | response to a request for proposals under subsection (b) and |
16 | which is also a State advisor or a State consultant for the |
17 | responsible public entity or an affected public entity shall |
18 | not be deemed to be in violation of the act of July 19, 1957 |
19 | (P.L.1017, No.451), known as the State Adverse Interest Act, |
20 | while engaging in any of the following activities: |
21 | (i) Preparing or submitting the proposal or response |
22 | to a request for proposals. |
23 | (ii) Participating in any activities with the |
24 | responsible public entity or the affected public entity |
25 | related to the proposal or response to request for |
26 | proposals. |
27 | (iii) Negotiating and entering into any contract, |
28 | lease, interim agreement or comprehensive agreement with |
29 | the responsible public entity or the affected public |
30 | entity which results from the proposal or response to |
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1 | request for proposals. |
2 | (iv) Engaging in other actions taken in furtherance |
3 | of the purposes of this part. |
4 | (2) A private entity which submits a proposal or a |
5 | response to a request for proposals shall be prohibited from |
6 | providing advice to the responsible public entity and the |
7 | affected public entity under subsection (d) on its proposal |
8 | or a request for proposals for which it has submitted a |
9 | response. |
10 | (d) Criteria for review.--The responsible public entity and |
11 | the affected public entity may grant approval of the development |
12 | or operation of the transportation facility as a qualifying |
13 | transportation facility if both the responsible public entity |
14 | and the affected public entity determine that it serves the |
15 | public purpose of this part. The responsible public entity and |
16 | the affected public entity may determine that the development or |
17 | operation of the transportation facility as a qualifying |
18 | transportation facility serves such public purpose if all of the |
19 | following apply: |
20 | (1) There is a public need for the transportation |
21 | facility the private entity proposes to develop or operate as |
22 | a qualifying transportation facility. |
23 | (2) The transportation facility and the proposed |
24 | interconnections with existing transportation facilities and |
25 | the private entity's plans for development or operation of |
26 | the qualifying transportation facility are, in the opinion of |
27 | the responsible public entity and the affected public entity, |
28 | reasonable and will address the needs of Commonwealth, |
29 | regional or local transportation by improving safety, |
30 | reducing congestion, addressing environmental concerns, |
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1 | advancing energy efficiency or conservation, improving |
2 | homeland security, increasing capacity or enhancing economic |
3 | efficiency. |
4 | (3) The estimated cost of the transportation facility is |
5 | reasonable in relation to similar facilities. |
6 | (4) The private entity's plans will result in the timely |
7 | development, operation or more efficient operation of the |
8 | transportation facility. |
9 | (5) The private entity will agree to honor any existing |
10 | collective bargaining agreement related to the qualifying |
11 | transportation facility for the term of the agreement and |
12 | will comply with the act of August 15, 1961 (P.L.987, |
13 | No.442), known as the Pennsylvania Prevailing Wage Act, with |
14 | regard to the development or operation of the qualifying |
15 | transportation facility. In evaluating a proposal or response |
16 | to a request for proposals, the responsible public entity and |
17 | the affected public entity may rely upon internal staff |
18 | reports prepared by personnel familiar with the operation of |
19 | similar facilities or the advice of outside advisors or |
20 | consultants having relevant experience. The responsible |
21 | public entity and the affected public entity may request the |
22 | advice and assistance of other public entities in the |
23 | performance of their duties under this part. |
24 | (e) Fees.--The following shall apply to fees: |
25 | (1) The responsible public entity may charge a |
26 | reasonable fee to cover the costs of processing, reviewing |
27 | and evaluating a proposal submitted by a private entity or a |
28 | subsequent response to a request for proposals under |
29 | subsection (a), including reasonable attorney fees and fees |
30 | for financial and other necessary advisors or consultants. |
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1 | The fee to be charged by the responsible public entity shall |
2 | include a reasonable reimbursement for costs incurred by the |
3 | affected public entity for its review of a proposal or a |
4 | response to a request for proposals. The responsible public |
5 | entity shall annually publish a notice in the Pennsylvania |
6 | Bulletin of the fee schedule for the review of proposals and |
7 | responses to requests for proposals submitted by private |
8 | entities under subsection (a). |
9 | (2) All fees collected under paragraph (1) shall be |
10 | retained by the responsible public entity and the affected |
11 | public entity and used as provided under paragraph (1) or for |
12 | other purposes permitted under this part. |
13 | (3) No fee shall be imposed by the responsible public |
14 | entity or any affected public entity for the cost of |
15 | processing, reviewing and evaluating responses to any request |
16 | for proposals under subsection (b). |
17 | (f) Regulations.--The following shall apply to regulations: |
18 | (1) In order to facilitate the implementation of this |
19 | part and to provide one uniform procedure for submission and |
20 | review of proposals submitted, issuance of a request for |
21 | proposals and submission and review of responses to a request |
22 | for proposals under subsection (a) and responses to requests |
23 | for proposals under subsection (b), the responsible public |
24 | entity shall promulgate regulations that include all of the |
25 | following: |
26 | (i) A specific schedule for review of proposals or |
27 | responses to requests for proposals by the responsible |
28 | public entity and the affected public entity. |
29 | (ii) A process for alteration of that schedule by |
30 | the responsible public entity and the affected public |
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1 | entity if changes are necessary because of the scope or |
2 | complexity of proposals or responses received. |
3 | (iii) The process for receipt and review of |
4 | competing proposals and responses to requests for |
5 | proposals. |
6 | (iv) The type and amount of information that is |
7 | necessary for adequate review of proposals or responses |
8 | to requests for proposals in each stage of review. |
9 | (v) A prioritized documentation, review and |
10 | selection process for qualifying transportation |
11 | facilities that have approved or pending Federal and |
12 | Commonwealth clearances, have secured significant right- |
13 | of-way, have previously been allocated significant |
14 | Federal or Commonwealth funding or exhibit other |
15 | circumstances that could reasonably reduce the amount of |
16 | time to develop or operate the qualifying transportation |
17 | facility in accordance with the purpose of this part. |
18 | (vi) Action to be taken to protect confidential and |
19 | proprietary information required under subsection (i). |
20 | (vii) Any other provisions which are required under |
21 | this part or which the responsible public entity |
22 | determines are necessary for implementation of this part. |
23 | (2) Within 120 days following the effective date of this |
24 | subsection, the responsible public entity shall publish draft |
25 | interim regulations in the Pennsylvania Bulletin for comment. |
26 | The draft interim regulations shall have a 60-day public |
27 | comment period. Within 90 days following the close of the |
28 | public comment period on the draft interim regulations, the |
29 | responsible public entity shall publish final interim |
30 | regulations in the Pennsylvania Bulletin implementing this |
|
1 | part. The draft interim regulations and the final interim |
2 | regulations shall not be subject to section 201 of the act of |
3 | July 31, 1968 (P.L.769, No.240), referred to as the |
4 | Commonwealth Documents Law, nor to review or approval under |
5 | the act of June 25, 1982 (P.L.633, No.181), known as the |
6 | Regulatory Review Act. The final interim regulations shall |
7 | expire on the earlier of the following: |
8 | (i) Two years after their publication in the |
9 | Pennsylvania Bulletin. |
10 | (ii) The publication of final regulations pursuant |
11 | to the Commonwealth Documents Law and the Regulatory |
12 | Review Act. |
13 | (g) Requirement for interim agreement or comprehensive |
14 | agreement.--The approval of the responsible public entity and |
15 | the affected public entity shall be subject to the private |
16 | entity's entering into an interim agreement or a comprehensive |
17 | agreement with the responsible public entity and the affected |
18 | public entity. |
19 | (h) Date for beginning construction or improvements.--In |
20 | connection with approval of the development or operation of the |
21 | transportation facility as a qualifying transportation facility, |
22 | the responsible public entity and the affected public entity |
23 | shall establish a date for the beginning of construction of or |
24 | improvements to the qualifying transportation facility. The |
25 | responsible public entity and the affected public entity may |
26 | extend this date. |
27 | (i) Confidential and proprietary information.--The following |
28 | shall apply: |
29 | (1) In the regulations promulgated under subsection (f), |
30 | the responsible public entity shall specify appropriate |
|
1 | action to be taken by the responsible public entity, the |
2 | affected public entity, the affected jurisdiction and the |
3 | transportation commission to protect confidential and |
4 | proprietary information provided by the private entity. |
5 | (2) A proposal or a response to a request for proposals |
6 | submitted by a private entity under subsection (a), a |
7 | response submitted by a private entity to a request for |
8 | proposals under subsection (b) and the summary of the |
9 | proposal or response shall be confidential and, until a |
10 | comprehensive agreement under section 9208 (relating to |
11 | comprehensive agreement) is entered into by the private |
12 | entity and the responsible public entity or the affected |
13 | public entity, the proposal, the response and the summary |
14 | shall not be subject to disclosure under the act of February |
15 | 14, 2008 (P.L.6, No.3), known as the Right-to-Know Law, or |
16 | any other act. Upon the execution of a comprehensive |
17 | agreement under section 9208, information contained in the |
18 | proposal, the response and the summary shall be considered to |
19 | be a public record for purposes of disclosure under the |
20 | Right-to-Know Law. |
21 | (j) Federal credit assistance.--The responsible public |
22 | entity and the affected public entity may also apply for, |
23 | execute or endorse applications submitted by private entities to |
24 | obtain Federal credit assistance for qualifying transportation |
25 | facilities developed or operated under this part. |
26 | (k) Taxes.--All of the following shall apply: |
27 | (1) Revenue received by a private entity and all user |
28 | fees shall continue to be subject to any tax, and to future |
29 | increases in the rate of any tax, which was imposed by a |
30 | political subdivision prior to the effective date of this |
|
1 | subsection and which was otherwise applicable to the revenue |
2 | and user fees. |
3 | (2) No new tax may be imposed by a political subdivision |
4 | on the revenue received by a private entity or on user fees. |
5 | (l) Definitions.--As used in this section, the following |
6 | words and phrases shall have the meanings given to them in this |
7 | subsection: |
8 | "State advisor." As defined in section 2 of the act of July |
9 | 19, 1957 (P.L.1017, No.451), known as the State Adverse Interest |
10 | Act. |
11 | "State consultant." As defined in section 2 of the act of |
12 | July 19, 1957 (P.L.1017, No.451), known as the State Adverse |
13 | Interest Act. |
14 | § 9204. Service contracts. |
15 | In addition to any authority otherwise conferred by law, a |
16 | public entity may contract with a private entity for |
17 | transportation services to be provided by a qualifying |
18 | transportation facility in exchange for service payments and |
19 | other consideration as the public entity may deem appropriate. |
20 | § 9205. Transfer and dedication of public property. |
21 | (a) Powers.--Except for an ownership interest and subject to |
22 | the provisions of this part, a public entity may transfer a |
23 | real, personal or mixed property interest it has in a qualifying |
24 | transportation facility to a private entity for such |
25 | consideration as the public entity and the private entity may |
26 | agree upon. |
27 | (b) Consideration.--Consideration under subsection (a) may |
28 | include the agreement of the private entity to operate the |
29 | qualifying transportation facility. |
30 | (c) Interests.--Except for an ownership interest, the real, |
|
1 | personal or mixed property interests that the public entity may |
2 | transfer to the private entity under this section may include |
3 | licenses, leaseholds, franchises, easements or any other right |
4 | or interest in the qualifying transportation facility which the |
5 | public entity deems appropriate. |
6 | (d) Additional property.--Subject to the provisions of this |
7 | part, the private entity may acquire, construct and purchase |
8 | additional real, personal and mixed property and incorporate the |
9 | additional property into the qualifying transportation facility |
10 | if, upon the incorporation, all ownership interests in the |
11 | property are transferred and dedicated to and vested in the |
12 | public entity, for such consideration as the public entity and |
13 | the private entity may agree, with the private entity retaining |
14 | the property interests other than an ownership interest. |
15 | (e) Definition.--As used in this section the term "ownership |
16 | interest" means fee simple title and reversionary interest in |
17 | the real property and similar title and rights in the personal |
18 | and mixed property constituting the qualifying transportation |
19 | facility. |
20 | § 9206. Powers, duties and liability of private entity. |
21 | (a) General powers.--A private entity shall have all power |
22 | allowed by law generally to a private entity having the same |
23 | form of organization as the private entity and shall have the |
24 | power to develop or operate the qualifying transportation |
25 | facility, impose user fees and enter into service contracts in |
26 | connection with the use of the qualifying transportation |
27 | facility. No tolls or user fees may be imposed by the private |
28 | entity without the necessary Federal, Commonwealth or local |
29 | approvals and as provided in the interim agreement or the |
30 | comprehensive agreement. |
|
1 | (b) Right to lease, use, develop or operate qualifying |
2 | transportation facility.--A private entity may lease or acquire |
3 | any other right to use or develop or operate the qualifying |
4 | transportation facility. No interim agreement, comprehensive |
5 | agreement, lease or contract involving real property of a |
6 | qualifying transportation facility shall be subject to the |
7 | realty transfer tax imposed under Article XI-C or XI-D of the |
8 | act of March 4, 1971 (P.L.6, No.2), known as the Tax Reform Code |
9 | of 1971, or under the act of December 31, 1965 (P.L.1257, |
10 | No.511), known as The Local Tax Enabling Act. |
11 | (c) Canals and waterways.--Subject to applicable permit |
12 | requirements, a private entity shall have the authority to cross |
13 | any canal or navigable watercourse if the crossing does not |
14 | unreasonably interfere with then-current navigation and use of |
15 | the waterway. |
16 | (d) Operation of qualifying transportation facility.--In |
17 | operating the qualifying transportation facility, a private |
18 | entity may do all of the following: |
19 | (1) Make classifications according to reasonable |
20 | categories for assessment of user fees. |
21 | (2) Make and enforce, with the consent of the |
22 | responsible public entity or the affected public entity, |
23 | reasonable rules to the same extent that the responsible |
24 | public entity or the affected public entity may make and |
25 | enforce rules with respect to a similar transportation |
26 | facility. |
27 | (e) Duties.--The private entity shall do all of the |
28 | following: |
29 | (1) Develop or operate, in accordance with the |
30 | provisions of the interim agreement or the comprehensive |
|
1 | agreement, the qualifying transportation facility in a manner |
2 | that meets the standards of the responsible public entity or |
3 | the affected public entity for similar transportation |
4 | facilities operated and maintained by the responsible public |
5 | entity or the affected public entity. |
6 | (2) Keep the qualifying transportation facility open for |
7 | use by the members of the public, in accordance with the |
8 | terms and conditions of the interim or comprehensive |
9 | agreement, after its initial opening upon payment of the |
10 | applicable user fees or service payments. The qualifying |
11 | transportation facility may be temporarily closed because of |
12 | emergencies or, with the consent of the responsible public |
13 | entity or the affected public entity, to protect the safety |
14 | of the public or for reasonable construction or maintenance |
15 | procedures. |
16 | (3) Maintain or provide by contract for the maintenance |
17 | of the qualifying transportation facility. |
18 | (4) Cooperate with the responsible public entity or the |
19 | affected public entity in establishing any interconnection |
20 | with the qualifying transportation facility requested by the |
21 | responsible public entity or the affected public entity. |
22 | (5) Comply with the provisions of the interim or |
23 | comprehensive agreement and any service contract. |
24 | (f) Liability.--In recognition of the public benefit derived |
25 | from a private entity's development or operation of a qualifying |
26 | transportation facility, a private entity which develops or |
27 | operates a qualifying transportation facility shall not be |
28 | subject to civil liability that arises due to the injury or |
29 | death of an individual using the qualifying transportation |
30 | facility, unless the injury or death results from an act or |
|
1 | omission of the private entity constituting gross negligence, |
2 | recklessness or intentional misconduct. |
3 | § 9207. Interim agreement. |
4 | (a) Provisions.--Prior to or in connection with the |
5 | negotiation of the comprehensive agreement as provided under |
6 | section 9208 (relating to comprehensive agreement), the |
7 | responsible public entity or the affected public entity may |
8 | enter into an interim agreement with a private entity proposing |
9 | the development or operation of the proposed qualifying |
10 | transportation facility. The interim agreement shall require a |
11 | private entity, for the term of the interim agreement, to |
12 | provide the responsible public entity or the affected public |
13 | entity with periodic reports and audits related to disclosure, |
14 | internal control and performance and financial accounting. The |
15 | periodic reports and audits shall be prepared by an independent |
16 | consulting or certified public accounting firm engaged by the |
17 | private entity and shall be made available by the responsible |
18 | public entity or the affected public entity for public |
19 | inspection and copying under the act of February 14, 2008 |
20 | (P.L.6, No.3), known as the Right-to-Know Law. The interim |
21 | agreement may provide for all of the following: |
22 | (1) Permitting the private entity to commence activities |
23 | for which it may be compensated relating to the proposed |
24 | qualifying transportation facility, including project |
25 | planning and development, advance right-of-way acquisition, |
26 | design and engineering, environmental analysis and |
27 | mitigation, survey, conducting transportation and revenue |
28 | studies and ascertaining the availability of financing for |
29 | the proposed qualifying transportation facility or |
30 | facilities. |
|
1 | (2) Establishing the process and timing of the |
2 | negotiation of the comprehensive agreement. |
3 | (3) Containing any other provisions related to any |
4 | aspect of the development or operation of a qualifying |
5 | transportation facility that the parties may deem |
6 | appropriate. |
7 | (b) Multiple private entities.--Notwithstanding any other |
8 | provision of this part, the responsible public entity or the |
9 | affected public entity may enter into an interim agreement with |
10 | multiple private entities if the responsible public entity or |
11 | the affected public entity determines in writing that it is in |
12 | the public interest to do so. The written determination may not |
13 | take effect until a copy is provided to the transportation |
14 | commission and is published as a notice in the Pennsylvania |
15 | Bulletin. |
16 | § 9208. Comprehensive agreement. |
17 | (a) Provisions.--Prior to developing or operating the |
18 | qualifying transportation facility, a private entity shall enter |
19 | into a comprehensive agreement with the responsible public |
20 | entity or the affected public entity. The comprehensive |
21 | agreement shall, as appropriate, provide for all of the |
22 | following: |
23 | (1) Delivery of performance and payment bonds in |
24 | connection with the development or operation of the |
25 | qualifying transportation facility, in the forms and amounts |
26 | satisfactory to the responsible public entity or the affected |
27 | public entity. |
28 | (2) Review of plans for the development or operation of |
29 | the qualifying transportation facility by the responsible |
30 | public entity or the affected public entity and approval by |
|
1 | the responsible public entity or the affected public entity |
2 | if the plans conform to standards acceptable to the |
3 | responsible public entity or the affected public entity. |
4 | (3) Periodic inspection of construction of or |
5 | improvements to the qualifying transportation facility by the |
6 | responsible public entity or the affected public entity to |
7 | ensure that they conform to the standards acceptable to the |
8 | responsible public entity or the affected public entity. |
9 | (4) Maintenance of a policy of public liability |
10 | insurance, copies of which shall be filed with the |
11 | responsible public entity or the affected public entity, |
12 | accompanied by proofs of coverage, or self-insurance, each in |
13 | form and amount satisfactory to the responsible public entity |
14 | or the affected public entity and reasonably sufficient to |
15 | insure coverage of tort liability to the public and employees |
16 | and to enable the continued operation of the qualifying |
17 | transportation facility. |
18 | (5) Periodic monitoring of the maintenance practices of |
19 | the private entity by the responsible public entity or the |
20 | affected public entity and the taking of actions as the |
21 | responsible public entity or the affected public entity finds |
22 | appropriate to ensure that the qualifying transportation |
23 | facility is properly maintained. |
24 | (6) Reimbursement to be paid to the responsible public |
25 | entity or the affected public entity for services provided by |
26 | the responsible public entity or the affected public entity. |
27 | (7) Filing of appropriate financial statements in a form |
28 | acceptable to the responsible public entity or the affected |
29 | public entity on a periodic basis. |
30 | (8) Compensation to the private entity, which may |
|
1 | include one or a combination of a reasonable development fee, |
2 | a reasonable maximum rate of return on investment or |
3 | reimbursement of development expenses in the event of |
4 | termination for convenience by the responsible public entity |
5 | or the affected public entity, as agreed upon between the |
6 | responsible public entity or the affected public entity and |
7 | the private entity. |
8 | (9) The date of termination of the private entity's |
9 | authority and duties under this part and transfer to the |
10 | responsible public entity or the affected public entity. |
11 | (10) Guaranteed cost and completion guarantees related |
12 | to the development or operation of the qualifying |
13 | transportation facility and payment of damages for failure to |
14 | meet the completion guarantee. |
15 | (11) Submission, on at least an annual basis, by the |
16 | private entity to the responsible public entity or the |
17 | affected public entity of reports and audits related to |
18 | disclosure, internal control and performance and financial |
19 | accounting. The reports and audits shall be prepared by an |
20 | independent consulting or certified public accounting firm |
21 | engaged by the private entity and shall be made available by |
22 | the responsible public entity or the affected public entity |
23 | for public inspection and copying under the act of February |
24 | 14, 2008 (P.L.6, No.3), known as the Right-to-Know Law. |
25 | (b) User fees.--The following shall apply: |
26 | (1) The comprehensive agreement shall provide for user |
27 | fees as may be established by agreement of the parties. |
28 | (2) User fees shall be set at a level that takes into |
29 | account lease payments, service payments and compensation to |
30 | the private entity or as specified in the comprehensive |
|
1 | agreement. |
2 | (3) A copy of any service contract shall be filed with |
3 | the responsible public entity or the affected public entity. |
4 | (4) A schedule of the current user fees shall be |
5 | provided by the private entity to the responsible public |
6 | entity, the affected public entity and each affected |
7 | jurisdiction when initially imposed and whenever changed and |
8 | shall be made available by the private entity to any member |
9 | of the public on request. |
10 | (5) In negotiating user fees under this section, the |
11 | parties shall establish fees that are the same for persons |
12 | using the qualifying transportation facility under like |
13 | conditions, except as required by agreement between the |
14 | parties to preserve capacity and prevent congestion on the |
15 | qualifying transportation facility. |
16 | (6) The execution of the comprehensive agreement or any |
17 | amendment to the comprehensive agreement shall constitute |
18 | conclusive evidence that the user fees provided in the |
19 | comprehensive agreement comply with this part. |
20 | (7) User fees established in the comprehensive agreement |
21 | as a source of revenue may be in addition to or in lieu of |
22 | service payments. |
23 | (c) Grants and loans.--In the comprehensive agreement, the |
24 | responsible public entity or the affected public entity may |
25 | agree to make grants or loans to the private entity for the |
26 | development or operation of the qualifying transportation |
27 | facility from amounts received from the Federal Government or |
28 | any of its agencies or instrumentalities. |
29 | (d) Additional provisions.--The following shall apply: |
30 | (1) The comprehensive agreement shall incorporate the |
|
1 | duties of the private entity under this part and may contain |
2 | other terms and conditions as the responsible public entity |
3 | or the affected public entity determines serve the public |
4 | purpose of this part. |
5 | (2) The comprehensive agreement may contain provisions |
6 | under which the responsible public entity or the affected |
7 | public entity agrees to provide notice of default and cure |
8 | rights for the benefit of the private entity and the persons |
9 | specified in the comprehensive agreement as providing |
10 | financing for the qualifying transportation facility. |
11 | (3) The comprehensive agreement may contain other lawful |
12 | terms and conditions to which the private entity and the |
13 | responsible public entity or the affected public entity |
14 | mutually agree, including provisions regarding unavoidable |
15 | delays or provisions providing for a loan of public funds for |
16 | the development or operation of one or more qualifying |
17 | transportation facilities. |
18 | (e) Excess earnings.--The comprehensive agreement shall |
19 | provide for the distribution of any earnings in excess of the |
20 | maximum rate of return as negotiated in the comprehensive |
21 | agreement. Excess earnings may be distributed to the fund |
22 | established under section 9218 (relating to Public-Private |
23 | Transportation Partnership Fund) or to the private entity for |
24 | debt reduction. |
25 | (f) Amendment.--Any changes in the terms of the |
26 | comprehensive agreement as may be agreed upon by the parties |
27 | shall be added to the comprehensive agreement by written |
28 | amendment. |
29 | (g) Multiple private entities.--Notwithstanding any other |
30 | provision of this part, the responsible public entity or the |
|
1 | affected public entity may enter into a comprehensive agreement |
2 | with multiple private entities if the responsible public entity |
3 | or the affected public entity determines in writing that it is |
4 | in the public interest to do so. The written determination may |
5 | not take effect until a copy is provided to the transportation |
6 | commission and is published as a notice in the Pennsylvania |
7 | Bulletin. |
8 | (h) Phased development and operation.--The comprehensive |
9 | agreement may provide for the development or operation of phases |
10 | or segments of the qualifying transportation facility. |
11 | § 9209. Multiple affected public entities. |
12 | (a) Private entity proposals.--If a private entity submits a |
13 | proposal pursuant to section 9203(a) (relating to approval) to |
14 | develop or operate a qualifying transportation facility that may |
15 | require approval by the responsible public entity and more than |
16 | one affected public entity, representatives of each of the |
17 | affected public entities shall convene and determine which |
18 | affected public entity shall serve as the coordinating affected |
19 | public entity. The determination shall occur within ten days of |
20 | the receipt of the summary of the proposal by the respective |
21 | affected public entities. If the affected public entities cannot |
22 | reach agreement on which affected public entity will serve as |
23 | the coordinating affected public entity within the allotted ten- |
24 | day period, the responsible public entity shall designate one of |
25 | the affected public entities to serve as the coordinating |
26 | affected public entity. |
27 | (b) Comments and review.--The coordinating affected public |
28 | entity shall be subject to the requirements of section 9203(a) |
29 | (3) for completion of its review and submission of its comments |
30 | and recommendations, except that the coordinating affected |
|
1 | public entity may submit a written request to the responsible |
2 | public entity requesting approval of an extension of up to 20 |
3 | days for completion of its review and submission of its |
4 | recommendations. If the coordinating affected public entity |
5 | fails to provide its comments and recommendations to the |
6 | responsible public entity within the 45-day period specified in |
7 | section 9203(a)(3) or any extension of that period granted by |
8 | the responsible public entity, all affected public entities on |
9 | whose behalf the coordinating affected public entity was |
10 | designated to act shall be deemed to have approved the proposal |
11 | and, if the responsible public entity approves the proposal, |
12 | shall cooperate fully in completion, execution and |
13 | implementation of any interim agreement or comprehensive |
14 | agreement related to the proposal. |
15 | (c) Request for proposals.--If a request for proposals is |
16 | issued pursuant to section 9203(b) and the issuance includes |
17 | more than one affected public entity, the responsible public |
18 | entity shall request that representatives of each of the |
19 | affected public entities convene and determine which affected |
20 | public entity shall serve as the coordinating affected public |
21 | entity. The determination of which affected public entity shall |
22 | serve as the coordinating affected public entity shall be made |
23 | prior to issuance of a request for proposals. If the affected |
24 | public entities cannot reach agreement on the designation of a |
25 | coordinating affected public entity within ten days of receipt |
26 | of a written request from the responsible public entity to |
27 | convene and make a designation, the responsible public entity |
28 | shall designate one of the affected public entities to serve as |
29 | the coordinating affected public entity. |
30 | (d) Action following determination.--Once a determination |
|
1 | has been made in accordance with subsection (a), (b) or (c), the |
2 | responsible public entity, the coordinating affected public |
3 | entity and the private entity shall proceed in accordance with |
4 | this part. |
5 | § 9210. Federal, Commonwealth and local assistance. |
6 | (a) Obtaining assistance.--The responsible public entity and |
7 | the affected public entity may take any action to obtain |
8 | Federal, Commonwealth or local assistance for a qualifying |
9 | transportation facility that serves the public purpose of this |
10 | part and may enter into any contracts required to receive |
11 | Federal assistance. Funds received from the Commonwealth, other |
12 | than grant or loan funds provided pursuant to statute, or from |
13 | the Federal Government or a Federal agency or instrumentality |
14 | shall be subject to appropriation by the General Assembly. The |
15 | responsible public entity and the affected public entity may |
16 | determine that it serves the public purpose of this part for all |
17 | or any portion of the costs of a qualifying transportation |
18 | facility to be paid, directly or indirectly, from the proceeds |
19 | of a grant or loan made by the Federal, Commonwealth or local |
20 | government or a government agency or instrumentality. |
21 | (b) Use of grants and loans.--The responsible public entity |
22 | and the affected public entity may agree to make grants or loans |
23 | for the development or operation of the qualifying |
24 | transportation facility from amounts received from the Federal, |
25 | Commonwealth or local government or a government agency or |
26 | instrumentality. |
27 | (c) Pledge of Commonwealth full faith and credit.--Nothing |
28 | in this part or in an interim or comprehensive agreement entered |
29 | into pursuant to this part shall be deemed to enlarge, diminish |
30 | or affect the authority otherwise possessed by the responsible |
|
1 | public entity and the affected public entity to take action that |
2 | would impact the debt capacity of the Commonwealth or the |
3 | affected jurisdictions, except that in no event shall any debt |
4 | financing for a qualifying transportation facility pledge the |
5 | full faith and credit of the Commonwealth for the payment of |
6 | debt and that any debt incurred for financing of a qualifying |
7 | transportation facility shall be payable solely from one or a |
8 | combination of: |
9 | (1) revenue for the qualifying transportation facility; |
10 | (2) a pledge of, security interest in or lien on grants, |
11 | loans or other funds received by or provided by the private |
12 | entity, the affected public entity or an affected |
13 | jurisdiction; or |
14 | (3) a pledge of, security interest in or lien on real, |
15 | personal or mixed property owned by the private entity. |
16 | § 9211. Financing. |
17 | (a) General rule.--Except as provided in section 9210(c) |
18 | (relating to Federal, Commonwealth and local assistance), any |
19 | financing of a qualifying transportation facility may be in |
20 | amounts and upon terms and conditions as determined by the |
21 | parties to the interim or comprehensive agreement. |
22 | (b) Exception.--Without limiting the generality of |
23 | subsection (a), the private entity, the responsible public |
24 | entity, the affected public entity and an affected jurisdiction |
25 | may propose to utilize any and all money that may be available |
26 | to them and may, to the fullest extent permitted by applicable |
27 | law and subject to the limitations of section 9210(c), issue |
28 | debt, equity or other securities or obligations, enter into |
29 | leases and grant and loan agreements, access any designated |
30 | transportation trust funds, borrow or accept grants from any |
|
1 | Commonwealth program and secure any financing with a pledge of, |
2 | security interest in or lien on, any or all of the revenue from |
3 | the qualifying transportation facility, money from any grants, |
4 | loans or other funds received by or provided by the private |
5 | entity, the affected public entity or an affected jurisdiction, |
6 | and any real, personal or mixed property owned by the private |
7 | entity. |
8 | § 9212. Material default; remedies. |
9 | (a) Remedies.--Upon the occurrence and during the |
10 | continuation of material default, the responsible public entity |
11 | or the affected public entity may exercise the following |
12 | remedies: |
13 | (1) The responsible public entity or the affected public |
14 | entity may elect to take over the qualifying transportation |
15 | facility and shall succeed to all of the right, title and |
16 | interest in the qualifying transportation facility, subject |
17 | to liens on revenue previously granted by the private entity |
18 | to a person providing financing for the transportation |
19 | facility. |
20 | (2) The responsible public entity or the affected public |
21 | entity may terminate the interim or comprehensive agreement |
22 | and exercise any other rights and remedies which may be |
23 | available to it at law or in equity. |
24 | (3) The responsible public entity or the affected public |
25 | entity may make or cause to be made any appropriate claims |
26 | under the performance or payment bonds required by section |
27 | 9208 (relating to comprehensive agreement). |
28 | (b) Exercise of remedies.--If the responsible public entity |
29 | or the affected public entity elects to take over a qualifying |
30 | transportation facility under subsection (a), the responsible |
|
1 | public entity or the affected public entity may develop or |
2 | operate the qualifying transportation facility, impose user fees |
3 | for the use of the facility and comply with service contracts as |
4 | if the responsible public entity or the affected public entity |
5 | were the private entity. Revenue subject to a lien shall be |
6 | collected for the benefit of, and paid to, secured parties as |
7 | their interests may appear and to the extent necessary to |
8 | satisfy the private entity's obligations to the secured parties, |
9 | including the maintenance of reserves, and the liens shall be |
10 | correspondingly reduced and, when paid off, released. Before any |
11 | payments to, or for the benefit of, secured parties, the |
12 | responsible public entity or the affected public entity may use |
13 | revenue to pay current operation and maintenance costs of the |
14 | qualifying transportation facility or facilities, including |
15 | compensation to the responsible public entity or the affected |
16 | public entity for its services in operating and maintaining the |
17 | qualifying transportation facility. Remaining revenue after all |
18 | payments for operation and maintenance of the qualifying |
19 | transportation facility and all payments to or for the benefit |
20 | of secured parties shall be paid to the private entity, subject |
21 | to the negotiated maximum rate of return. The right to receive |
22 | the payment shall be considered just compensation for the |
23 | qualifying transportation facility. The full faith and credit of |
24 | the Commonwealth shall not be pledged to secure any financing of |
25 | the private entity by the election to take over the qualifying |
26 | transportation facility. Assumption of operation of the |
27 | qualifying transportation facility shall not obligate the |
28 | responsible public entity or the affected public entity to pay |
29 | any obligation of the private entity from sources other than |
30 | revenue. |
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1 | § 9213. Eminent domain. |
2 | (a) Exercise of eminent domain.--At the request of the |
3 | private entity, the responsible public entity and the affected |
4 | public entity may exercise the right of eminent domain for the |
5 | purpose of acquiring any lands or estates or interests therein |
6 | to the extent permitted by laws governing eminent domain and to |
7 | the extent that the responsible public entity or the affected |
8 | public entity finds that the action serves the public purpose of |
9 | this part. Any amounts to be paid in any such eminent domain |
10 | proceeding shall be paid by the private entity. |
11 | (b) Exercise against qualifying transportation facility.-- |
12 | Except as provided in subsection (a), until the responsible |
13 | public entity or the affected public entity, after notice to the |
14 | private entity and the secured parties as may appear in the |
15 | private entity's records and an opportunity for hearing, has |
16 | obtained a final declaratory judgment that a material default |
17 | has occurred and is continuing, the power of eminent domain may |
18 | not be exercised against a qualifying transportation facility. |
19 | (c) Exercise following declaratory judgment.--After the |
20 | entry of a final declaratory judgment, the responsible public |
21 | entity or the affected public entity having the power of eminent |
22 | domain under the laws of this Commonwealth may exercise the |
23 | power of eminent domain, in lieu of or at any time after taking |
24 | over the qualifying transportation facility pursuant to section |
25 | 9212(a)(1) (relating to material default; remedies), in order to |
26 | acquire the qualifying transportation facility or facilities. |
27 | Nothing in this part shall be construed to limit the exercise of |
28 | the power of eminent domain by the responsible public entity or |
29 | the affected public entity against a qualifying transportation |
30 | facility after the entry of a final declaratory judgment |
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1 | pursuant to subsection (b). Any person that has provided |
2 | financing for the qualifying transportation facility and the |
3 | private entity, to the extent of its capital investment, may |
4 | participate in the eminent domain proceedings with the standing |
5 | of a property owner. |
6 | § 9214. Public utility crossings. |
7 | A private entity and each public utility, railroad and cable |
8 | television provider whose facilities are to be crossed or |
9 | affected shall cooperate fully with each other in planning and |
10 | arranging the manner of the crossing or relocation of the |
11 | facilities. Any entity possessing the power of eminent domain is |
12 | expressly granted authority to utilize such powers to the extent |
13 | permitted by laws governing eminent domain in connection with |
14 | the moving or relocation of facilities to be crossed by the |
15 | qualifying transportation facility or that must be relocated to |
16 | the extent that such moving or relocation is made necessary or |
17 | desirable by construction of or improvements to the qualifying |
18 | transportation facility, which shall be construed to include |
19 | construction of or improvements to temporary facilities for the |
20 | purpose of providing service during the period of construction |
21 | or improvement. If the private entity and any public utility, |
22 | railroad and cable television provider are unable to agree upon |
23 | a plan for a crossing or relocation, the commission may |
24 | determine the manner in which the crossing or relocation shall |
25 | be accomplished and shall determine any damages due as a result |
26 | of the crossing or relocation. The commission may employ expert |
27 | engineers to examine the location and plans for the crossing or |
28 | relocation, hear objections, consider modifications and make |
29 | recommendations to the commission, in which case the cost of the |
30 | expert shall be borne by the private entity. Any amount to be |
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1 | paid for a crossing or for construction of, moving or relocating |
2 | facilities shall be paid by the private entity or any other |
3 | person who is contractually responsible to make the payment |
4 | under an interim or comprehensive agreement or any other |
5 | contract, license or permit. The commission shall make a |
6 | determination within 90 days of notification by the private |
7 | entity that the qualifying transportation facility will cross |
8 | public utilities subject to the commission's jurisdiction. |
9 | § 9215. Police powers; violations of law. |
10 | (a) Powers and jurisdiction.--All law enforcement officers |
11 | of the Commonwealth and each affected jurisdiction shall have |
12 | the same powers and jurisdiction within the limits of a |
13 | qualifying transportation facility as they have in their |
14 | respective areas of jurisdiction, and law enforcement officers |
15 | shall have access to the qualifying transportation facility at |
16 | any time for the purpose of exercising their law enforcement |
17 | powers and jurisdiction. The grant of authority in this |
18 | subsection does not extend to the private offices, buildings, |
19 | garages and other improvements of the private entity to any |
20 | greater degree than the police power extends to any other |
21 | private buildings and improvements. |
22 | (b) Enforcement of traffic laws.--To the extent the |
23 | qualifying transportation facility is a highway, bridge, tunnel, |
24 | overpass or similar transportation facility for motor vehicles, |
25 | the traffic and motor vehicle laws of this Commonwealth or, if |
26 | applicable, any local jurisdiction shall be the same as those |
27 | applying to conduct on similar transportation facilities in this |
28 | Commonwealth or the local jurisdiction. Punishment for offenses |
29 | shall be as prescribed by law for conduct occurring on similar |
30 | transportation facilities in this Commonwealth or the local |
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1 | jurisdiction. |
2 | (c) Payment of costs.--A private entity shall be responsible |
3 | for the payment of all costs associated with the provision of |
4 | law enforcement services pursuant to subsections (a) and (b) |
5 | within the limits of a qualifying transportation facility. |
6 | (d) Imposition, collection and disposition of fines.--Fines |
7 | imposed by law enforcement officers for violations occurring |
8 | within the limits of a qualifying transportation facility shall |
9 | be imposed, collected, distributed and governed as otherwise |
10 | provided by applicable law. |
11 | § 9216. Transfer of assets. |
12 | The responsible public entity or the affected public entity |
13 | shall terminate the private entity's authority and duties under |
14 | this part on the date set forth in the interim or comprehensive |
15 | agreement. Upon termination, the authority and duties of the |
16 | private entity under this part shall cease, and all property, |
17 | real, personal and mixed, constituting the qualifying |
18 | transportation facility shall be transferred to the responsible |
19 | public entity or the affected public entity, if any. |
20 | § 9217. Procurement. |
21 | (a) General rule.--The Procurement Code shall not apply to |
22 | this part or to development, operation, construction, |
23 | improvement, alteration or maintenance of a qualifying |
24 | transportation facility by a private entity. Contracts shall be |
25 | awarded and interim and comprehensive agreements shall be |
26 | entered into through use of a competitive process or by private |
27 | negotiation as provided in regulations promulgated pursuant to |
28 | section 9203(f) (relating to approval). Responsible public |
29 | entities and affected public entities shall not be required to |
30 | select the proposal with the lowest price offer or the highest |
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1 | price offer, but may consider price as one factor in evaluating |
2 | the proposals received. Other factors that may be considered |
3 | include: |
4 | (1) proposed cost of the qualifying transportation |
5 | facility; |
6 | (2) general reputation, qualifications, industry |
7 | experience and financial capacity of the private entity; |
8 | (3) proposed design, operation and feasibility of the |
9 | qualifying transportation facility; |
10 | (4) eligibility of the qualifying transportation |
11 | facility for priority selection, review and documentation |
12 | time lines under the regulations promulgated pursuant to |
13 | section 9203(f); |
14 | (5) local citizen and public entity comments; |
15 | (6) benefits to the public; |
16 | (7) the private entity's compliance with a minority |
17 | business enterprise participation plan or good faith effort |
18 | to comply with the goals of a plan; |
19 | (8) the private entity's plans to employ local |
20 | contractors and residents; |
21 | (9) the safety record of the private entity; |
22 | (10) the ability of the qualifying transportation |
23 | facility to address the needs of Commonwealth, regional or |
24 | local transportation by improving safety, reducing |
25 | congestion, abating environmental pollution, advancing energy |
26 | efficiency or conservation, improving homeland security, |
27 | increasing capacity or enhancing economic efficiency; and |
28 | (11) other criteria that the responsible public entity |
29 | and the affected public entity deem appropriate. |
30 | (b) Specific exemption.--In no event shall a private entity, |
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1 | a responsible public entity or an affected public entity be |
2 | subject to requirements of the act of May 1, 1913 (P.L.155, |
3 | No.104), referred to as the Separations Act, with regard to a |
4 | qualifying transportation facility which is the subject of an |
5 | interim agreement or a comprehensive agreement. |
6 | § 9218. Public-Private Transportation Partnership Fund. |
7 | (a) Establishment.--There is established within the State |
8 | Treasury a special fund to be known as the Public-Private |
9 | Transportation Partnership Fund for the purposes enumerated in |
10 | this section. Interest and investment earnings on money in the |
11 | fund shall be retained in the fund. Money in the fund shall be |
12 | used for the purposes enumerated in subsection (c). Money in the |
13 | fund shall not lapse and is appropriated upon approval of the |
14 | Governor for the purposes enumerated in subsection (c). |
15 | (b) Deposits to fund.--Money to be deposited in the fund |
16 | includes: |
17 | (1) excess earnings as provided in section 9208(e) |
18 | (relating to comprehensive agreement); |
19 | (2) monetary damages received by the responsible public |
20 | entity and the affected public entity for failure by the |
21 | private entity to comply with the terms of an interim |
22 | agreement or a comprehensive agreement; |
23 | (3) payments made to the responsible public entity and |
24 | the affected public entity from any performance or payment |
25 | bond; and |
26 | (4) any other money received by the responsible public |
27 | entity and the affected public entity and earmarked for |
28 | deposit into the fund pursuant to the terms of an interim |
29 | agreement or a comprehensive agreement. |
30 | (c) Authorized uses.--Money in the fund shall be allocated |
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1 | by majority vote of the transportation commission and may, upon |
2 | allocation, be used: |
3 | (1) for maintenance, repair, construction, |
4 | reconstruction and operation of transportation facilities |
5 | available for use by the public and for which no toll, fee or |
6 | other charge is imposed for public use; or |
7 | (2) by an affected public entity for transportation- |
8 | related purposes under a written agreement with the |
9 | responsible public entity as approved by majority vote of the |
10 | transportation commission. |
11 | (d) Restrictions on transfers from fund.--Money in the fund |
12 | shall not be transferred to the General Fund or any other fund |
13 | or used for any purpose not specifically authorized in |
14 | subsection (c) unless the transfer or use is by statute approved |
15 | by a two-thirds vote of the General Assembly. |
16 | Section 2. All acts and parts of acts are repealed to the |
17 | extent they are inconsistent with the provisions of 74 Pa.C.S. |
18 | Pt. V. |
19 | Section 3. This act shall take effect as follows: |
20 | (1) The following provisions shall take effect |
21 | immediately: |
22 | (i) The addition of 74 Pa.C.S. § 9203(f) and (k). |
23 | (ii) This section. |
24 | (2) The remainder of this act shall take effect on the |
25 | earlier of: |
26 | (i) 120 days; or |
27 | (ii) the date of publication of draft interim |
28 | regulations under 74 Pa.C.S. § 9203(f). |
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