Bill Text: NY S06869 | 2013-2014 | General Assembly | Introduced


Bill Title: Broadens considerations required during review of existing administrative rules and during creation of new rules.

Spectrum: Slight Partisan Bill (Republican 9-3)

Status: (Engrossed - Dead) 2014-06-11 - referred to governmental operations [S06869 Detail]

Download: New_York-2013-S06869-Introduced.html
                           S T A T E   O F   N E W   Y O R K
       ________________________________________________________________________
                                         6869
                                   I N  S E N A T E
                                    March 24, 2014
                                      ___________
       Introduced  by  Sens.  GALLIVAN,  MARCHIONE,  VALESKY  -- read twice and
         ordered printed, and when printed to be committed to the Committee  on
         Commerce, Economic Development and Small Business
       AN  ACT  to amend the state administrative procedure act, in relation to
         review of existing rules and rule making procedure
         THE PEOPLE OF THE STATE OF NEW YORK, REPRESENTED IN SENATE AND  ASSEM-
       BLY, DO ENACT AS FOLLOWS:
    1    Section  1. Paragraph (a) of subdivision 1 and subdivisions 2 and 4 of
    2  section 207 of the state administrative procedure act, paragraph (a)  of
    3  subdivision 1 and subdivision 2 as amended by chapter 462 of the laws of
    4  2012  and  paragraph  4 as added by chapter 262 of the laws of 1996, are
    5  amended to read as follows:
    6    (a) Unless the contrary is specifically provided by paragraph  (b)  of
    7  this  subdivision  or  by  another  law, any rule which is adopted on or
    8  after the effective date of this section shall be reviewed in the calen-
    9  dar year specified in the notice of adoption for the rule, provided that
   10  at a minimum every rule shall be initially reviewed no later than in the
   11  fifth calendar year after the year in which the rule  is  adopted,  and,
   12  thereafter,  every rule shall be re-reviewed at five-year intervals. ALL
   13  RULES ADOPTED BEFORE  THE  EFFECTIVE  DATE  OF  THIS  SECTION  SHALL  BE
   14  INITIALLY  REVIEWED  NO LATER THAN IN THE TWO THOUSAND NINETEEN CALENDAR
   15  YEAR, AND, THEREAFTER, EVERY RULE  SHALL  BE  RE-REVIEWED  AT  FIVE-YEAR
   16  INTERVALS.
   17    2.  An  agency  shall  submit for publication in the regulatory agenda
   18  published in January pursuant to section two hundred two-d of this arti-
   19  cle a list of the rules which must be reviewed pursuant  to  subdivision
   20  one  of  this  section  in the ensuing calendar year. In addition to the
   21  information required by such section two hundred two-d, for each rule so
   22  listed the agency shall provide an analysis of [the need for  and  legal
   23  basis  of  such rule,]: (A) THE NEED  FOR SUCH RULE, (B) THE LEGAL BASIS
   24  OF SUCH RULE, (C) WHETHER THE RULE IS DUPLICATIVE OF ANY OTHER  RULE  OR
   25  REGULATION,  (D) WHETHER THE RULE REFLECTS OR UTILIZES CURRENT TECHNOLO-
   26  GY, AND (E) WHETHER THE RULE REFLECTS  CURRENT  INDUSTRY  PRACTICES  AND
   27  STANDARDS. THE AGENCY shall invite public comment on the continuation or
        EXPLANATION--Matter in ITALICS (underscored) is new; matter in brackets
                             [ ] is old law to be omitted.
                                                                  LBD14390-03-4
       S. 6869                             2
    1  modification of the rule and shall indicate the last date for submission
    2  of  comments  which shall be not less than forty-five days from the date
    3  of publication. An agency shall also publish the list of rules that must
    4  be  reviewed  pursuant  to this section on its website.  If the original
    5  notice of proposed rule making for a listed rule required  the  prepara-
    6  tion  of  a  regulatory  flexibility  analysis, a rural area flexibility
    7  analysis, or a job impact statement, the agency shall  so  indicate  and
    8  shall  provide  outreach  as  appropriate  to potentially affected small
    9  businesses, local governments and public and private interests in  rural
   10  areas  that the rule is being reviewed. Such outreach may include solic-
   11  itation of input through electronic means or through any of  the  activ-
   12  ities  listed in subdivision six of section two hundred two-b and subdi-
   13  vision seven of section two hundred two-bb of this article.
   14    4. If an agency determines that a rule subject to  the  provisions  of
   15  this  section  should  continue without modification, it shall publish a
   16  notice to that effect, which shall identify the rule and  the  statutory
   17  authority for the rule, and include a statement setting forth a reasoned
   18  justification  for  continuation of the rule without modification and an
   19  assessment of public comments, prepared in accordance  with  subdivision
   20  four-a  of section two hundred two of this [chapter] ARTICLE, which were
   21  submitted to the agency in response to the listing of the  rule  in  the
   22  regulatory agenda, AND A SUMMARY OF THE ANALYSIS REQUIRED UNDER SUBDIVI-
   23  SION TWO OF THIS SECTION.
   24    S 2. Paragraph (f) of subdivision 1 of section 202 of the state admin-
   25  istrative  procedure act, as amended by chapter 610 of the laws of 1987,
   26  subparagraph (iv) as amended by chapter 703 of the laws of 1991, subpar-
   27  agraph (v) as amended by chapter 429 of the laws of  2003,  subparagraph
   28  (vii)  as  amended  by  chapter 171 of the laws of 1994 and subparagraph
   29  (viii) as amended by chapter 229 of the laws of 2000, is amended to read
   30  as follows:
   31    (f) The notice of proposed rule making shall:
   32    (i) cite the statutory authority, including  particular  sections  and
   33  subdivisions, under which the rule is proposed for adoption;
   34    (ii)  give  the date, time and place of any public hearing or hearings
   35  which are scheduled;
   36    (iii) state whether or not the place of any public hearing or hearings
   37  shall be reasonably accessible to persons with  a  mobility  impairment;
   38  for  purposes  hereof,  "persons  with a mobility impairment" shall mean
   39  those persons with a physical impairment which is permanent and severely
   40  limits that person's mobility, or a person who  is  unable  to  ambulate
   41  without  the  aid  of a wheelchair or other prosthetic device; provided,
   42  however, that the failure of such accessibility in accordance  herewith,
   43  upon  diligent  effort  to have provided same, shall have no effect upon
   44  any actions or proceedings taken at any such subject hearings;
   45    (iv) include a statement  that  interpreter  services  shall  be  made
   46  available  to  deaf  persons, at no charge, upon written request to such
   47  agency representative as shall be designated  pursuant  to  subparagraph
   48  [(viii)]  (IX)  of  this paragraph within a reasonable time prior to any
   49  scheduled public  hearing  or  hearings.  If  interpreter  services  are
   50  requested,  the  agency  conducting  the  rule  making proceeding in all
   51  instances shall appoint a qualified interpreter who is  certified  by  a
   52  recognized  national or New York state credentialing authority to inter-
   53  pret the proceedings to, and the testimony of, such  deaf  person.  Such
   54  agency  shall  determine  a  reasonable  fee  for  all such interpreting
   55  services which shall be a charge upon the agency;
       S. 6869                             3
    1    (v) contain the complete text of the proposed rule, provided, however,
    2  if such text exceeds two thousand words, the notice shall contain only a
    3  description of the subject, purpose and substance of such rule  in  less
    4  than  two  thousand words and shall identify the address of the website,
    5  if any, on which the full text has been posted;
    6    (vi)  INCLUDE  THE NEED FOR SUCH RULE, WHETHER THE RULE IS DUPLICATIVE
    7  OF ANY OTHER RULE OR REGULATION, WHETHER THE RULE REFLECTS  OR  UTILIZES
    8  CURRENT TECHNOLOGY, AND WHETHER THE RULE REFLECTS CURRENT INDUSTRY PRAC-
    9  TICES AND STANDARDS;
   10    (VII)  include  a  regulatory  impact  statement  prepared pursuant to
   11  section two hundred two-a of this [chapter] ARTICLE, provided,  however,
   12  if  such  statement exceeds two thousand words, the notice shall include
   13  only a summary of such statement in less than two thousand words;
   14    [(vii)] (VIII) include a regulatory flexibility analysis and  a  rural
   15  area  flexibility  analysis  prepared  pursuant  to sections two hundred
   16  two-b and two hundred two-bb of this [chapter] ARTICLE, provided, howev-
   17  er, if an analysis exceeds two thousand words, the notice shall  include
   18  only a summary of such analysis in less than two thousand words;
   19    [(viii)]  (IX)  give  the  name,  public  office address and telephone
   20  number of an agency representative, who is knowledgeable on the proposed
   21  rule, from whom the complete text of such rule  and  any  scientific  or
   22  statistical  study, report and analysis that served as the basis for the
   23  rule and any supporting data, the regulatory impact statement, the regu-
   24  latory flexibility analysis, and the rural area flexibility analysis may
   25  be obtained; from whom information  about  any  public  hearing  may  be
   26  obtained;  and  to whom written data, views and arguments may be submit-
   27  ted; and
   28    [(ix)] (X) include any additional matter required by statute.
   29    S 3. Paragraph (c) of subdivision 5 of section 202 of the state admin-
   30  istrative procedure act, as amended by chapter 610 of the laws of  1987,
   31  subparagraph  (iii)  as amended, subparagraph (ix) as added and subpara-
   32  graph (x) as renumbered by chapter 850 of the laws of 1990, and subpara-
   33  graphs (vi) and (viii) as amended by chapter 171 of the laws of 1994, is
   34  amended to read as follows:
   35    (c) The notice of adoption shall:
   36    (i) cite the statutory authority, including  particular  sections  and
   37  subdivisions, under which the rule is adopted;
   38    (ii)  contain  the  complete  text  of  the rule as adopted, provided,
   39  however, if such text exceeds  two  thousand  words,  the  notice  shall
   40  contain only a description of the subject, purpose and substance of such
   41  rule in less than two thousand words;
   42    (iii)  state  whether  there  have been any changes in the text of the
   43  rule as adopted when compared with the  text  of  the  latest  published
   44  version  of  the  proposed rule, and if such changes have occurred, cite
   45  the particular sections, subdivisions and paragraphs so changed;
   46    (iv) give the effective date of the rule;
   47    (v) INCLUDE THE NEED FOR SUCH RULE, WHETHER THE RULE IS DUPLICATIVE OF
   48  ANY OTHER RULE OR REGULATION, WHETHER  THE  RULE  REFLECTS  OR  UTILIZES
   49  CURRENT TECHNOLOGY, AND WHETHER THE RULE REFLECTS CURRENT INDUSTRY PRAC-
   50  TICES AND STANDARDS;
   51    (VI)  include  a revised regulatory impact statement, when required by
   52  the provisions of [subparagraph (ii) of] paragraph [(a)] (II) of  subdi-
   53  vision  six  of  section  two  hundred  two-a of this [chapter] ARTICLE,
   54  provided, however, if such statement exceeds  two  thousand  words,  the
   55  notice  shall  include only a summary of such statement in less than two
   56  thousand words;
       S. 6869                             4
    1    [(vi)] (VII) include a revised  regulatory  flexibility  analysis  and
    2  rural  area  flexibility  analysis,  when  required by the provisions of
    3  [subparagraph (ii) of] paragraph [(a)]  (II)  of  subdivision  seven  of
    4  section  two  hundred  two-b  and  paragraph (b) of subdivision eight of
    5  section two hundred two-bb of this [chapter] ARTICLE, provided, however,
    6  if  such  statement exceeds two thousand words, the notice shall include
    7  only a summary of such statement in less than two thousand words;
    8    [(vii)] (VIII) include the  assessment  of  public  comment,  prepared
    9  pursuant  to  paragraph  (b)  of this subdivision, provided, however, if
   10  such assessment exceeds two thousand words,  the  notice  shall  include
   11  only a summary of such assessment in less than two thousand words;
   12    [(viii)]  (IX)  give  the  name,  public  office address and telephone
   13  number of an agency representative from whom the complete  text  of  the
   14  rule  and  any  revised  regulatory impact statement, revised regulatory
   15  flexibility analysis, rural area flexibility analysis or  assessment  of
   16  comments may be obtained; and
   17    [(ix)]  (X)  state  whether any notice of revised rule making had been
   18  submitted for such rule making and specify the date or dates  that  such
   19  notice or notices appeared in the state register; and
   20    [(x)] (XI) include any additional matter required by statute.
   21    S 4. This act shall take effect immediately.
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