Bill Text: NY S03477 | 2023-2024 | General Assembly | Amended


Bill Title: Relates to the fingerprinting and background checks of contracted service providers of student support services.

Spectrum: Partisan Bill (Democrat 1-0)

Status: (Introduced) 2024-01-03 - REFERRED TO EDUCATION [S03477 Detail]

Download: New_York-2023-S03477-Amended.html



                STATE OF NEW YORK
        ________________________________________________________________________

                                         3477--A

                               2023-2024 Regular Sessions

                    IN SENATE

                                    January 31, 2023
                                       ___________

        Introduced  by Sen. STAVISKY -- read twice and ordered printed, and when
          printed to be committed to the Committee  on  Education  --  committee
          discharged, bill amended, ordered reprinted as amended and recommitted
          to said committee

        AN  ACT to amend the education law, in relation to background checks and
          fingerprinting; and to amend the social services law, in  relation  to
          statewide  central registry clearances by contracted service providers
          of student support services

          The People of the State of New York, represented in Senate and  Assem-
        bly, do enact as follows:

     1    Section  1.  Subdivision  3  of  section 1125 of the education law, as
     2  amended by chapter 363 of the laws  of  2018,  is  amended  to  read  as
     3  follows:
     4    3. "Employee" shall mean any person: (i) who is receiving compensation
     5  from  a  school  or (ii) whose duties involve direct student contact and
     6  (a) who is  receiving  compensation  from  any  person  or  entity  that
     7  contracts  with a school to provide transportation services to children,
     8  or (b) who is an employee of a contracted  service  provider  or  worker
     9  placed  within  the school under a public assistance employment program,
    10  pursuant to title nine-B of article five of the social services law,  or
    11  (c)  who  is  receiving  compensation  from  any  person  or entity that
    12  contracts with  a  school  to  provide  student  support  services,  and
    13  consistent  with  the  provisions  of  such  title  for the provision of
    14  services to such school, its students or employees, directly or  through
    15  contract.
    16    § 2. Paragraph (a-2) of subdivision 3 of section 2854 of the education
    17  law is amended by adding a new subparagraph (v) to read as follows:
    18    (v) (1) Notwithstanding anything to the contrary in this section, if a
    19  school  district,  charter  school,  board  of  cooperative  educational
    20  services, or non-public and private elementary or secondary  school  has
    21  engaged  a contracted service provider of student support services, they

         EXPLANATION--Matter in italics (underscored) is new; matter in brackets
                              [ ] is old law to be omitted.
                                                                   LBD01309-03-3

        S. 3477--A                          2

     1  may opt to allow the contracted service provider to oversee the  finger-
     2  printing process of the contracted service provider's employees.
     3    (2)  Any  school district, charter school, board of cooperative educa-
     4  tional services, or  non-public  and  private  elementary  or  secondary
     5  school  that opts in shall not be required to oversee the fingerprinting
     6  process for employees  of  a  contracted  service  provider  of  student
     7  support  services  such  as,  but  not  limited to, substitute teachers,
     8  substitute teacher aides, substitute  nurses,  educational  consultants,
     9  tutors,  substitute  school  administrative  support and other temporary
    10  student  services  professionals,  so  long  as  they  have  engaged   a
    11  contracted service provider of student support services who has complied
    12  with the fingerprinting requirements elsewhere in this chapter.
    13    §  3.  Paragraph (a) of subdivision 30 of section 305 of the education
    14  law, as amended by chapter 630 of the laws of 2006, is amended  to  read
    15  as follows:
    16    (a)  The  commissioner,  in  cooperation with the division of criminal
    17  justice services and in accordance with  all  applicable  provisions  of
    18  law,  shall promulgate rules and regulations to require the fingerprint-
    19  ing of prospective employees, as defined in section eleven hundred twen-
    20  ty-five of this chapter, of school  districts,  charter  schools  [and],
    21  boards  of  cooperative  educational  services  and  contracted  service
    22  providers of student support services and authorizing the fingerprinting
    23  of prospective employees of nonpublic and private elementary and second-
    24  ary schools, and for the use of information derived from searches of the
    25  records of the division of criminal justice  services  and  the  federal
    26  bureau  of  investigation  based  on  the  use of such fingerprints. The
    27  commissioner shall also develop a form  for  use  by  school  districts,
    28  charter  schools, boards of cooperative educational services, contracted
    29  service providers of student support services, and nonpublic and private
    30  elementary and secondary schools in connection with  the  submission  of
    31  fingerprints  that  contains the specific job title sought and any other
    32  information that may be relevant to consideration of the applicant.  The
    33  commissioner shall also create or expand the functionality  of  internet
    34  based  systems  to  provide  access  to  contracted service providers of
    35  student support services upon  application  of  the  contracted  service
    36  provider  of student support services to the commissioner to enable them
    37  to be able to  view  clearance  status  results  and  subsequent  arrest
    38  notifications  by  logging  into a protected web portal, entering in the
    39  employee name and social security number, which would provide access  to
    40  see  the clearance status results. The commissioner shall also establish
    41  a form for the recordation of allegations of child abuse  in  an  educa-
    42  tional  setting,  as required pursuant to section eleven hundred twenty-
    43  six of this chapter. No person who has been  fingerprinted  pursuant  to
    44  section  three  thousand  four-b  of this chapter or pursuant to section
    45  five hundred nine-cc or twelve hundred twenty-nine-d of the vehicle  and
    46  traffic  law  and whose fingerprints remain on file with the division of
    47  criminal justice services shall be required  to  undergo  fingerprinting
    48  for  purposes  of  a new criminal history record check. This subdivision
    49  and the rules and regulations promulgated  pursuant  thereto  shall  not
    50  apply  to  a  school  district  within  a  city with a population of one
    51  million or more.
    52    § 4. The opening paragraph of  paragraph  (b)  of  subdivision  30  of
    53  section  305 of the education law, as amended by chapter 630 of the laws
    54  of 2006, is amended to read as follows:
    55    The commissioner, in cooperation with the division of criminal justice
    56  services, shall promulgate a form to be provided to all such prospective

        S. 3477--A                          3

     1  employees of school districts, charter schools,  boards  of  cooperative
     2  educational  services,  contracted  service providers of student support
     3  services and nonpublic and private elementary and secondary schools that
     4  elect  to  fingerprint and seek clearance for prospective employees that
     5  shall:
     6    § 5. Paragraph (d) of subdivision 30 of section 305 of  the  education
     7  law,  as  amended by chapter 630 of the laws of 2006, is amended to read
     8  as follows:
     9    (d) The commissioner shall develop forms to be provided to all  school
    10  districts,  charter schools, boards of cooperative educational services,
    11  contracted service providers of student  support  services  and  to  all
    12  nonpublic  and  private  elementary  and secondary schools that elect to
    13  fingerprint their prospective employees, to be completed and  signed  by
    14  prospective  employees  when conditional appointment or emergency condi-
    15  tional appointment is offered.
    16    § 6. Subdivision 1 of section 3035 of the education law, as amended by
    17  chapter 630 of the laws of 2006, is amended to read as follows:
    18    1. The commissioner shall submit to the division of  criminal  justice
    19  services two sets of fingerprints of prospective employees as defined in
    20  subdivision  three of section eleven hundred twenty-five of this chapter
    21  received from a school district, charter school or board of  cooperative
    22  educational  services,  contracted  service providers of student support
    23  services and  of  prospective  employees  received  from  nonpublic  and
    24  private  elementary  and secondary schools pursuant to title two of this
    25  chapter, and the division of criminal justice  services  processing  fee
    26  imposed  pursuant  to subdivision eight-a of section eight hundred thir-
    27  ty-seven of the executive law and any fee imposed by the federal  bureau
    28  of  investigation.    The  division of criminal justice services and the
    29  federal bureau of investigation  shall  forward  such  criminal  history
    30  record  to the commissioner in a timely manner. For the purposes of this
    31  section, the term "criminal history record" shall mean a record  of  all
    32  convictions  of crimes and any pending criminal charges maintained on an
    33  individual by the division of criminal justice services and the  federal
    34  bureau  of  investigation. All such criminal history records sent to the
    35  commissioner pursuant to this subdivision shall be confidential pursuant
    36  to the applicable federal and state laws,  rules  and  regulations,  and
    37  shall not be published or in any way disclosed to persons other than the
    38  commissioner, unless otherwise authorized by law.
    39    § 7. Subdivision 3 of section 3035 of the education law, as amended by
    40  of chapter 630 of the laws of 2006, is amended to read as follows:
    41    3.  (a) Clearance. (i) After receipt of a criminal history record from
    42  the division of criminal justice services  and  the  federal  bureau  of
    43  investigation  the  commissioner  shall  promptly notify the appropriate
    44  school  district,  charter  school,  board  of  cooperative  educational
    45  services,  contracted  service  providers of student support services or
    46  nonpublic or private elementary or secondary school whether the prospec-
    47  tive employee to which such report relates  is  cleared  for  employment
    48  based  upon  his or her criminal history. All determinations to grant or
    49  deny clearance for  employment  pursuant  to  this  paragraph  shall  be
    50  performed  in accordance with subdivision sixteen of section two hundred
    51  ninety-six of the  executive  law  and  article  twenty-three-A  of  the
    52  correction  law.  When  the  commissioner  denies a prospective employee
    53  clearance for employment, such prospective employee  shall  be  afforded
    54  notice  and  the right to be heard and offer proof in opposition to such
    55  determination in accordance with the regulations of the commissioner.

        S. 3477--A                          4

     1    (ii) Notwithstanding any other provisions  of  law  to  the  contrary,
     2  information  regarding the clearance status results of the investigation
     3  of current or prospective employees of contracted service  providers  of
     4  student  support  services  and  subsequent changes in status related to
     5  such  employees  shall  be transmitted via an internet-based system made
     6  available to contracted service providers of  student  support  services
     7  upon  application  of the contracted service provider of student support
     8  services to the commissioner where, by  logging  into  a  protected  web
     9  portal  and  entering  in  the employee name and social security number,
    10  contracted service providers of student support services would  be  able
    11  to access clearance status results, whether the employee first completed
    12  a  form  provided  to them by the contracted service provider of student
    13  support services, or received a form previously from a school  district,
    14  charter  school or board of cooperative educational services. Nothing in
    15  this section shall require an employee who has already  submitted  their
    16  fingerprints  to  the commissioner to have to submit them again, so long
    17  as they were not destroyed.
    18    (b) Conditional clearance. When the commissioner  receives  a  request
    19  for  a  determination  on  the  conditional  clearance  of a prospective
    20  employee, the commissioner, after receipt of a criminal  history  record
    21  from  the  division  of criminal justice services, shall promptly notify
    22  the prospective employee and the appropriate  school  district,  charter
    23  school,  board  of  cooperative educational services, contracted service
    24  providers of student support services or nonpublic or private elementary
    25  or secondary school that the prospective employee to which  such  report
    26  relates  is  conditionally  cleared for employment based upon his or her
    27  criminal history or that more time is needed to make the  determination.
    28  If  the  commissioner determines that more time is needed, the notifica-
    29  tion shall include a good faith estimate of  the  amount  of  additional
    30  time  needed.  Such  notification  shall be made within fifteen business
    31  days after the commissioner receives the prospective employee's  finger-
    32  prints.  All  determinations  to grant or deny conditional clearance for
    33  employment pursuant to this paragraph shall be performed  in  accordance
    34  with subdivision sixteen of section two hundred ninety-six of the execu-
    35  tive law and article twenty-three-A of the correction law.
    36    §  8.  Section  1125  of  the education law is amended by adding a new
    37  subdivision 11 to read as follows:
    38    11. "Contracted service provider of student  support  services"  shall
    39  mean any individual or entity that contracts with, but not limited to, a
    40  school  district,  a  charter school, a board of cooperative educational
    41  services, or a nonpublic school for the provision of  substitute  teach-
    42  ers,  substitute  teacher  assistants,  substitute  nurses,  educational
    43  professional, tutors,  substitute  school  administrative  support,  and
    44  other temporary student service personnel.
    45    §  9.  Subdivision  3  of section 424-a of the social services law, as
    46  amended by chapter 611 of the laws  of  2022,  is  amended  to  read  as
    47  follows:
    48    3.  For  purposes  of  this  section, the term "provider" or "provider
    49  agency" shall mean: an authorized agency; the  office  of  children  and
    50  family services; a private, nonprofit incorporated agency that meets the
    51  state office of children and family services program standards for child
    52  advocacy  centers;  juvenile detention facilities subject to the certif-
    53  ication of the office of children and family services;  programs  estab-
    54  lished pursuant to article nineteen-H of the executive law; non-residen-
    55  tial  or  residential programs or facilities licensed or operated by the
    56  office of mental health or the  office  for  people  with  developmental

        S. 3477--A                          5

     1  disabilities  except  family  care  homes; including head start programs
     2  which are funded pursuant to title V of the federal economic opportunity
     3  act of nineteen  hundred  sixty-four,  as  amended;  early  intervention
     4  service established pursuant to section twenty-five hundred forty of the
     5  public  health  law;  preschool services established pursuant to section
     6  forty-four hundred ten of the education law;  contracted service provid-
     7  ers of student support services as  defined  in  subdivision  eleven  of
     8  section  eleven  hundred  twenty-five  of the education law; special act
     9  school districts as enumerated in chapter five hundred sixty-six of  the
    10  laws  of  nineteen hundred sixty-seven, as amended; programs and facili-
    11  ties  licensed  by  the  office  of  [alcoholism  and  substance  abuse]
    12  addiction services and supports; residential schools which are operated,
    13  supervised or approved by the education department; health homes, or any
    14  subcontractor of such health homes, who contracts with or is approved or
    15  otherwise  authorized by the department of health to provide health home
    16  services to all those enrolled pursuant to a  diagnosis  of  a  develop-
    17  mental  disability  as defined in subdivision twenty-two of section 1.03
    18  of the mental hygiene law and enrollees who are under  twenty-one  years
    19  of  age under section three hundred sixty-five-l of this chapter, or any
    20  entity that provides home and community based services to enrollees  who
    21  are under twenty-one years of age under a demonstration program pursuant
    22  to  section  eleven  hundred fifteen of the federal social security act;
    23  publicly-funded emergency shelters for families with children, provided,
    24  however, for purposes of this section, when  the  provider  or  provider
    25  agency  is  a  publicly-funded emergency shelter for families with chil-
    26  dren, then all references in this section to the "potential for  regular
    27  and  substantial contact with individuals who are cared for by the agen-
    28  cy" shall mean the potential for regular and  substantial  contact  with
    29  children  who  are  served  by  such  shelter; and any other facility or
    30  provider agency, as defined in subdivision four of section four  hundred
    31  eighty-eight  of  this chapter, in regard to the employment of staff, or
    32  use of providers of goods and services  and  staff  of  such  providers,
    33  consultants, interns and volunteers.
    34    §  10.  Paragraph  (a) of subdivision 2 of section 390-a of the social
    35  services law, as amended by chapter 416 of the laws of 2000, is  amended
    36  to read as follows:
    37    (a) review and evaluate the backgrounds of and information supplied by
    38  any  person  applying  to be a child day care center or school-age child
    39  care program employee or volunteer or group family day care assistant, a
    40  provider of family day care or group family day care, or a director of a
    41  child day care center, head start day care center  or  school-age  child
    42  care  program.  Such  procedures shall include but not be limited to the
    43  following requirements: that the applicant set forth his or her  employ-
    44  ment  history,  provide  personal and employment references; submit such
    45  information as is required for  screening  with  the  statewide  central
    46  register  of  child  abuse  and  maltreatment  in  accordance  with  the
    47  provisions of section four hundred twenty-four-a of this article; sign a
    48  sworn statement indicating whether, to the best of his or her knowledge,
    49  he or she has ever been convicted of a crime in this state or any  other
    50  jurisdiction;  and provide his or her fingerprints for submission to the
    51  division of criminal justice services in accordance with the  provisions
    52  of  section  three  hundred ninety-b of this title.  Notwithstanding the
    53  provisions of this paragraph, where a  program  has  people  working  on
    54  their  premises through a contracted service provider of student support
    55  services as defined in subdivision  eleven  of  section  eleven  hundred
    56  twenty-five  of the education law, and such contracted services provider

        S. 3477--A                          6

     1  of student support services has reviewed clearance statuses as a provid-
     2  er or provider agency under section four hundred twenty-four-a  of  this
     3  chapter,  then such program does not need to run the check itself on the
     4  contracted service provider employees working on their site;
     5    § 11. This act shall take effect immediately.
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