STATE OF NEW YORK
        ________________________________________________________________________
                                          7368
                               2019-2020 Regular Sessions
                   IN ASSEMBLY
                                     April 26, 2019
                                       ___________
        Introduced  by M. of A. EPSTEIN -- read once and referred to the Commit-
          tee on Housing
        AN ACT to amend the administrative code of the city  of  New  York,  the
          emergency tenant protection act of nineteen seventy-four and the emer-
          gency  housing  rent control law, in relation to capping the amount of
          collectible rent increases due to major capital improvements  and  any
          rent adjustment authorized by a rent guidelines board
          The  People of the State of New York, represented in Senate and Assem-
        bly, do enact as follows:
     1    Section 1. Subparagraph (g) of paragraph 1 of subdivision g of section
     2  26-405 of the administrative code of the city of New York, as amended by
     3  section 31 of part A of chapter 20 of the laws of 2015,  is  amended  to
     4  read as follows:
     5    (g) There has been since July first, nineteen hundred seventy, a major
     6  capital  improvement required for the operation, preservation or mainte-
     7  nance of the structure. An adjustment under this  subparagraph  (g)  for
     8  any  order  of  the  commissioner issued after the effective date of the
     9  rent act of 2015 shall be in an amount sufficient to amortize  the  cost
    10  of the improvements pursuant to this subparagraph (g) over an eight-year
    11  period  for  buildings  with  thirty-five  or fewer units or a nine year
    12  period for buildings with  more  than  [thiry-five]  thirty-five  units,
    13  provided,  however,  that  any  adjustment  authorized  pursuant to this
    14  subparagraph and any rent adjustment authorized  by  a  rent  guidelines
    15  board  to be collected in any one year shall not exceed three percent of
    16  a tenant's legal regulated rent, or
    17    § 2. Paragraph 6 of subdivision c of section 26-511 of the administra-
    18  tive code of the city of New York, as amended by section 29 of part A of
    19  chapter 20 of the laws of 2015, is amended to read as follows:
    20    (6) provides criteria whereby the commissioner may act  upon  applica-
    21  tions  by  owners  for  increases  in  excess  of the level of fair rent
    22  increase established under this law provided, however, that such  crite-
         EXPLANATION--Matter in italics (underscored) is new; matter in brackets
                              [ ] is old law to be omitted.
                                                                   LBD11100-01-9

        A. 7368                             2
     1  ria  shall  provide  (a) as to hardship applications, for a finding that
     2  the level of fair rent increase is not sufficient to enable the owner to
     3  maintain approximately the same average annual net income  (which  shall
     4  be  computed  without regard to debt service, financing costs or manage-
     5  ment fees) for the three year period ending on or within six  months  of
     6  the  date  of  an application pursuant to such criteria as compared with
     7  annual net income, which prevailed on the average over the period  nine-
     8  teen  hundred  sixty-eight  through nineteen hundred seventy, or for the
     9  first three years of operation if the building was completed since nine-
    10  teen hundred sixty-eight or for the first three  fiscal  years  after  a
    11  transfer of title to a new owner provided the new owner can establish to
    12  the  satisfaction  of  the commissioner that he or she acquired title to
    13  the building as a result of a bona fide sale of the entire building  and
    14  that  the new owner is unable to obtain requisite records for the fiscal
    15  years nineteen hundred  sixty-eight  through  nineteen  hundred  seventy
    16  despite  diligent  efforts to obtain same from predecessors in title and
    17  further provided that the new owner can provide financial data  covering
    18  a  minimum  of  six  years under his or her continuous and uninterrupted
    19  operation of the building to meet the three year to three  year  compar-
    20  ative  test  periods  herein provided; and (b) as to completed building-
    21  wide major capital improvements, for a finding  that  such  improvements
    22  are deemed depreciable under the Internal Revenue Code and that the cost
    23  is  to  be amortized over an eight-year period for a building with thir-
    24  ty-five or fewer housing accommodations, or a  nine-year  period  for  a
    25  building  with  more  than  thirty-five  housing accommodations, for any
    26  determination issued by the division of housing  and  community  renewal
    27  after  the  effective  date  of  the  rent  act of 2015, based upon cash
    28  purchase price exclusive of interest or  service  charges.    Any  major
    29  capital  improvement  rent  increase  authorized to be collected and any
    30  rent adjustment authorized by a rent guidelines board in  any  one  year
    31  shall  not  exceed  three  percent  of  a tenant's legal regulated rent.
    32  Notwithstanding anything to the contrary contained herein,  no  hardship
    33  increase  granted  pursuant  to  this paragraph shall, when added to the
    34  annual gross rents, as determined by the commissioner,  exceed  the  sum
    35  of,  (i) the annual operating expenses, (ii) an allowance for management
    36  services as determined by the commissioner, (iii) actual annual mortgage
    37  debt service (interest and amortization) on its indebtedness to a  lend-
    38  ing institution, an insurance company, a retirement fund or welfare fund
    39  which is operated under the supervision of the banking or insurance laws
    40  of  the  state of New York or the United States, and (iv) eight and one-
    41  half percent of that portion of the fair market value  of  the  property
    42  which  exceeds  the unpaid principal amount of the mortgage indebtedness
    43  referred to in subparagraph (iii) of this paragraph. Fair  market  value
    44  for  the  purposes of this paragraph shall be six times the annual gross
    45  rent. The collection of any increase in  the  stabilized  rent  for  any
    46  apartment pursuant to this paragraph shall not exceed six percent in any
    47  year from the effective date of the order granting the increase over the
    48  rent  set  forth  in the schedule of gross rents, with collectability of
    49  any dollar excess above said sum to be spread forward in similar  incre-
    50  ments  and  added to the stabilized rent as established or set in future
    51  years;
    52    § 3. Paragraph 3 of subdivision d of section 6 of section 4 of chapter
    53  576 of the laws of 1974, constituting the  emergency  tenant  protection
    54  act  of  nineteen  seventy-four,  as  amended by section 30 of part A of
    55  chapter 20 of the laws of 2015, is amended to read as follows:

        A. 7368                             3
     1    (3) there has been since January first, nineteen hundred  seventy-four
     2  a  major capital improvement required for the operation, preservation or
     3  maintenance of the structure. An adjustment under this  paragraph  shall
     4  be  in  an  amount  sufficient  to amortize the cost of the improvements
     5  pursuant to this paragraph over an eight-year period for a building with
     6  thirty-five or fewer housing accommodations, or a nine-year period for a
     7  building  with  more  than  thirty-five  housing accommodations, for any
     8  determination issued by the division of housing  and  community  renewal
     9  after  the  effective  date  of the rent act of 2015, provided, however,
    10  that any adjustment authorized pursuant to this paragraph and  any  rent
    11  adjustment  authorized by a rent guidelines board to be collected in any
    12  one year shall not exceed three percent of a  tenant's  legal  regulated
    13  rent, or
    14    §  4. Subparagraph 7 of the second undesignated paragraph of paragraph
    15  (a) of subdivision 4 of section 4 of chapter 274 of the  laws  of  1946,
    16  constituting  the  emergency  housing  rent  control  law, as amended by
    17  section 32 of part A of chapter 20 of the laws of 2015,  is  amended  to
    18  read as follows:
    19    (7)  there has been since March first, nineteen hundred fifty, a major
    20  capital improvement required for the operation, preservation or  mainte-
    21  nance  of  the structure; which for any order of the commissioner issued
    22  after the effective date of the rent  act  of  2015  the  cost  of  such
    23  improvement  shall  be amortized over an eight-year period for buildings
    24  with thirty-five or fewer units or a [nine year]  nine-year  period  for
    25  buildings  with  more  than  [thiry-five]  thirty-five  units, provided,
    26  however, any major capital improvement rent increase  authorized  to  be
    27  collected  and any rent adjustment authorized by a rent guidelines board
    28  in any one year shall not exceed three percent of a tenant's legal regu-
    29  lated rent, or
    30    § 5. This act shall take effect immediately; provided that:
    31    (a) the amendments to section 26-405 of the city  rent  and  rehabili-
    32  tation  law  made  by section one of this act shall remain in full force
    33  and effect only as long as the public emergency requiring the regulation
    34  and control of residential rents and evictions continues, as provided in
    35  subdivision 3 of section 1 of the local emergency housing  rent  control
    36  act;
    37    (b)  the amendments to section 26-511 of the rent stabilization law of
    38  nineteen hundred sixty-nine made by section two of this act shall expire
    39  on the same date as such law expires and shall not affect the expiration
    40  of such law as provided under section 26-520 of such law, as  from  time
    41  to time amended;
    42    (c) the amendments to section 6 of the emergency tenant protection act
    43  of  nineteen seventy-four made by section three of this act shall expire
    44  on the same date as such act expires and shall not affect the expiration
    45  of such act as provided in section 17 of chapter  576  of  the  laws  of
    46  1974, as from time to time amended; and
    47    (d)  the amendments to section 4 of the emergency housing rent control
    48  law made by section four of this act shall expire on the  same  date  as
    49  such  law  expires  and  shall  not affect the expiration of such law as
    50  provided in subdivision 2 of section 1 of chapter 274  of  the  laws  of
    51  1946.