S T A T E O F N E W Y O R K ________________________________________________________________________ S. 3821 A. 5355 2015-2016 Regular Sessions S E N A T E - A S S E M B L Y February 18, 2015 ___________ IN SENATE -- Introduced by Sen. CARLUCCI -- read twice and ordered printed, and when printed to be committed to the Committee on Educa- tion IN ASSEMBLY -- Introduced by M. of A. JAFFEE, ZEBROWSKI -- read once and referred to the Committee on Education AN ACT authorizing the commissioner of education to appoint a state monitor to oversee the East Ramapo central school district and estab- lishing the powers and duties of the state monitor; and providing for the repeal of such provisions upon expiration thereof THE PEOPLE OF THE STATE OF NEW YORK, REPRESENTED IN SENATE AND ASSEM- BLY, DO ENACT AS FOLLOWS: 1 Section 1. Definitions. For the purposes of this act, the following 2 terms shall have the following meanings: 3 (a) "board of education" or "board" shall mean the board of education 4 of the East Ramapo central school district. 5 (b) "commissioner" shall mean the commissioner of education. 6 (c) "department" shall mean the state education department. 7 (d) "school district" or "district" shall mean the East Ramapo central 8 school district. 9 (e) "state monitor" or "monitor" shall mean the person appointed 10 pursuant to section two of this act, or an interim person appointed to 11 such position. 12 (f) "superintendent" shall mean the superintendent of the East Ramapo 13 central school district. 14 S 2. Appointment. (a) The commissioner shall appoint a state monitor 15 to provide direct oversight of the educational and fiscal policies, 16 practices, programs and decisions of the East Ramapo central school 17 district, the board of education and superintendent within sixty days 18 following the effective date of this act. The commissioner shall provide 19 the monitor technical support and assistance for the purposes of carry- EXPLANATION--Matter in ITALICS (underscored) is new; matter in brackets [ ] is old law to be omitted. LBD09199-01-5 S. 3821 2 A. 5355 1 ing out his or her duties under this act, if requested by the state 2 monitor. The state monitor shall serve at the pleasure of the commis- 3 sioner. 4 (b) The commissioner shall have the authority to appoint a state moni- 5 tor on an interim basis during the search for a permanent appointment 6 and in the event of resignation, death, incapacity, or any other reason 7 which causes the monitor to be unable to perform his or her duties and 8 until such time as a permanent state monitor is appointed. Any state 9 monitor appointed on an interim basis shall have the powers and duties 10 of the state monitor contained in this act. 11 (c) The state monitor, including his or her staff, shall be paid a 12 fixed salary set by the commissioner and shall be reimbursed for actual 13 expenses incurred in the performance of their duties including travel 14 and supplies. The costs associated with the implementation of this act 15 shall be borne by the state of New York from an appropriation for that 16 purpose. 17 (d) Notwithstanding any other provision of general or special law, the 18 earnings limitations contained in any such general or special law, local 19 law and/or charter and applicable to the employment of persons in a 20 position or positions in public service in any calendar year while 21 retired and receiving a retirement allowance shall not apply to any 22 appointment authorized by this act. If applicable, the state monitor may 23 continue as retired and without loss, suspension or diminution of his or 24 her retirement allowance provided that such individual is granted a 25 waiver of retirement earnings limitation by the commissioner of educa- 26 tion. 27 (e) For the purposes of this act, the state monitor and his or her 28 staff shall be considered state employees as defined in the public offi- 29 cers law. 30 S 3. State monitor powers. The state monitor shall have the power to: 31 (a) Propose a resolution or course of action to be considered by the 32 board of education or superintendent if the state monitor finds that 33 such resolution or course of action is necessary in order to carry out 34 his or her duties required by this act and is necessary for the educa- 35 tional welfare of the students attending the district and/or the fiscal 36 stability of the district. If such resolution or course of action is 37 proposed, the board must vote on the proposed resolution or course of 38 action within fourteen days of receiving such resolution, or at the next 39 regularly scheduled board meeting. 40 (b) Override decisions by the board or superintendent if he or she 41 finds that such override is necessary in order to carry out his or her 42 duties required by this act and is necessary for the educational welfare 43 of the students attending the district and/or the fiscal stability of 44 the district. The state monitor may override a decision by the board or 45 superintendent by issuing a directive, which must include specific find- 46 ings as to the necessity of such override. The board may appeal the 47 state monitor's override in accordance with section five of this act. 48 (c) Access all district documents and records. School district person- 49 nel shall provide any and all documents requested by the state monitor 50 or his or her designee, and the state monitor shall have access to all 51 electronic information systems, databases, and planning documents. The 52 monitor shall maintain the security and confidentiality of all informa- 53 tion protected from disclosure by federal or state law or regulation. 54 (d) Direct the board, superintendent, and/or other school district 55 officers to undergo any training as deemed necessary and pursuant to 56 timelines established by the state monitor. S. 3821 3 A. 5355 1 (e) Hire staff necessary to assist in carrying out the state monitor's 2 duties required by this act, subject to a staffing plan approved by the 3 commissioner of education. 4 (f) Hold public hearings or forums on school district matters as he or 5 she deems necessary. 6 (g) Conduct any relevant studies, reports, and reviews of district 7 matters. 8 S 4. State monitor duties. The state monitor shall have the following 9 duties: 10 (a) Develop and implement a five-year strategic academic and fiscal 11 improvement plan in consultation with the commissioner and the board 12 within six months from the date of appointment. 13 1. The monitor shall hold at least one public hearing within the 14 district, prior to the certification of the plan by the state monitor, 15 for the purpose of presenting the contents of the improvement plan and 16 seeking public comment on its contents. The superintendent shall ensure 17 that notice for the public hearing or hearings are posted in a manner to 18 maximize the participation of parents, students, and school personnel. 19 2. The plan must establish a set of goals with appropriate benchmarks 20 and measurable objectives and identify strategies to address areas where 21 improvements are needed in school district operations, including but not 22 limited to its financial stability, academic opportunities and outcomes, 23 education of students with disabilities, education of English language 24 learners, community relations and board governance practices, and shall 25 ensure district compliance with all applicable state and federal laws 26 and regulations. 27 3. The plan shall be publicly available at least fourteen days before 28 the hearing or hearings at which it will be presented and the super- 29 intendent shall ensure that copies thereof shall be prepared and made 30 available, upon request, to residents within the district at each 31 schoolhouse in the district in which school is maintained during certain 32 designated hours on each day other than a Saturday, Sunday or holiday 33 during the seven days immediately preceding such hearing or hearings. 34 4. Following the hearing or hearings held pursuant to paragraph one of 35 this subdivision, but prior to certification of the improvement plan by 36 the state monitor, the state monitor shall publicly report to the board 37 an assessment of all public comments concerning the proposed plan and a 38 description of any changes made to such plan as a result of public 39 comments received. The certified plan must be submitted to the board, 40 commissioner, governor, the temporary president of the senate, and the 41 speaker of the assembly. 42 (b) Attend all meetings of the board including executive sessions. The 43 state monitor, or designee of the monitor, shall be deemed to be a non- 44 voting member of the board and shall be entitled to sit with board 45 members at all meetings of the board and participate in all board hear- 46 ings and meetings, and the superintendent shall be required to provide 47 adequate notice to the state monitor of all such meetings and hearings. 48 The state monitor shall ensure to the extent practicable that the board 49 conducts all meetings, including executive sessions, in compliance with 50 article seven of the public officers law, and shall be authorized to 51 seek written advisory opinions from the committee on open government. 52 (c) Supervise the fiscal and operational management and academic 53 programming of the school district, including, but not limited to, over- 54 sight over the development of the annual budget, resource allocations, 55 contracts, facility management, educational program, and use of district 56 funds. S. 3821 4 A. 5355 1 (d) Submit an annual report and quarterly updates to the board, 2 commissioner, governor, the temporary president of the senate, and the 3 speaker of the assembly on the progress of the strategic academic and 4 fiscal improvement plan, actions undertaken by the monitor, any finan- 5 cial information the monitor deems appropriate, and other district 6 matters of importance, including recommendations with respect to state 7 funding levels, improvement of school operations, or other policy 8 suggestions at the discretion of the state monitor. At the conclusion of 9 the monitor's appointment as determined by section seven of this act, 10 the state monitor shall issue a final report that includes long term 11 recommendations that address the unique needs of the school district. 12 S 5. Appeal process for monitor decisions. Notwithstanding any other 13 law, rule or regulation to the contrary, all decisions made by the state 14 monitor, including decisions to overturn board and superintendent 15 actions, shall be final and conclusive unless and until modified or 16 reversed in an appeal to the commissioner pursuant to this section. When 17 the board alleges that a reversal of a board or superintendent decision 18 by the state monitor violates the education law, the rules of the board 19 of regents, the regulations of the commissioner, or the terms of a 20 certified five-year strategic academic and fiscal improvement plan, the 21 board may appeal by petition to the commissioner in accordance with 22 procedures established by the commissioner pursuant to section three 23 hundred eleven of the education law. 24 S 6. Regulations. The commissioner shall be authorized to promulgate 25 regulations and immediately take such other actions as necessary to 26 implement the provisions of this act. 27 S 7. Appointment period. The appointment of the state monitor shall be 28 for a period of at least five years from the initial date of the state 29 monitor appointment. At the expiration of the initial appointment peri- 30 od, the commissioner, in consultation with the board of regents, shall 31 have the authority to extend the appointment for an additional period of 32 time in intervals of one to five years, as determined by the commission- 33 er. The appointment may be extended, for a term or terms as the commis- 34 sioner deems necessary consistent with the repeal date of this act. 35 S 8. This act shall take effect immediately and shall expire and be 36 deemed repealed December 31, 2025.