S T A T E O F N E W Y O R K ________________________________________________________________________ 3120 2011-2012 Regular Sessions I N A S S E M B L Y January 24, 2011 ___________ Introduced by M. of A. LUPARDO, HOYT, PAULIN, RAMOS, MAGNARELLI, SCHROE- DER, JAFFEE, KAVANAGH, THIELE, CASTELLI -- Multi-Sponsored by -- M. of A. CAHILL, GUNTHER, LATIMER, MAGEE, REILLY, ROBINSON -- read once and referred to the Committee on Election Law AN ACT to amend the election law, the legislative law, the public offi- cers law and the state finance law, in relation to the nomination and election of delegates to a constitutional convention THE PEOPLE OF THE STATE OF NEW YORK, REPRESENTED IN SENATE AND ASSEM- BLY, DO ENACT AS FOLLOWS: 1 Section 1. Legislative findings. The legislature hereby finds and 2 declares that the power of the people of this state to call a constitu- 3 tional convention to periodically reevaluate their social contract is 4 one of the great democratic mechanisms in existence. It is important, 5 however, to ensure that the people of this state are fully represented 6 and have fair access to this important process. 7 S 2. Subdivision 1 and the opening paragraph and paragraph (h) of 8 subdivision 2 of section 6-136 of the election law, subdivision 1 as 9 amended by chapter 200 of the laws of 1996, the opening paragraph of 10 subdivision 2 as amended by chapter 659 of the laws of 1994 and para- 11 graph (h) of subdivision 2 as amended by chapter 79 of the laws of 1992, 12 are amended and three new subdivisions 2-a, 4 and 5 are added to read as 13 follows: 14 1. Petitions for any office to be filled by the voters of the entire 15 state, EXCEPT THE OFFICE OF DELEGATE-AT-LARGE TO A CONVENTION TO REVISE 16 AND AMEND THE STATE CONSTITUTION, must be signed by not less than 17 fifteen thousand or five per centum, whichever is less, of the then 18 enrolled voters of the party in the state (excluding voters in inactive 19 status), of whom not less than one hundred or five per centum, whichever 20 is less, of such enrolled voters shall reside in each of one-half of the 21 congressional districts of the state. PETITIONS FOR THE OFFICE OF DELE- 22 GATE-AT-LARGE TO A CONVENTION TO REVISE AND AMEND THE STATE CONSTITUTION EXPLANATION--Matter in ITALICS (underscored) is new; matter in brackets [ ] is old law to be omitted. LBD02417-01-1 A. 3120 2 1 MUST BE SIGNED BY NOT LESS THAN FIVE THOUSAND OR TWO AND ONE-HALF PER 2 CENTUM, WHICHEVER IS LESS, OF SUCH ENROLLED VOTERS. 3 All other petitions, EXCEPT PETITIONS FOR THE OFFICE OF DISTRICT DELE- 4 GATE TO A CONVENTION TO REVISE AND AMEND THE STATE CONSTITUTION, must be 5 signed by not less than five per centum, as determined by the preceding 6 enrollment, of the then enrolled voters of the party residing within the 7 political unit in which the office or position is to be voted for 8 (excluding voters in inactive status), provided, however, that for the 9 following public offices the number of signatures need not exceed the 10 following limits: 11 (h) For any office to be filled by all the voters of any state senato- 12 rial district, EXCEPT THE OFFICE OF DISTRICT DELEGATE TO A CONVENTION TO 13 REVISE AND AMEND THE STATE CONSTITUTION, one thousand signatures; 14 2-A. PETITIONS FOR THE OFFICE OF DISTRICT DELEGATE TO A CONVENTION TO 15 REVISE AND AMEND THE STATE CONSTITUTION MUST BE SIGNED BY NOT LESS THAN 16 FIVE HUNDRED OR TWO AND ONE-HALF PER CENTUM, WHICHEVER IS LESS, OF THE 17 THEN ENROLLED VOTERS OF THE PARTY RESIDING WITHIN THE STATE SENATE 18 DISTRICT (EXCLUDING VOTERS IN INACTIVE STATUS). 19 4. IF A PETITION OF A CANDIDATE FOR THE OFFICE OF DELEGATE TO A 20 CONVENTION TO REVISE AND AMEND THE STATE CONSTITUTION IS REJECTED, SUCH 21 CANDIDATE SHALL BE AFFORDED SEVEN BUSINESS DAYS TO CORRECT TECHNICAL 22 ERRORS IN FILED PETITIONS AFTER THE OFFICIAL FILING OF PETITION OR, WHEN 23 THE PETITION IS THE SUBJECT OF A JUDICIAL CHALLENGE WITHIN SEVEN BUSI- 24 NESS DAYS AFTER THE COMMENCEMENT OF THE LAWSUIT. 25 5. THE PROVISIONS OF THIS SECTION SHALL BE LIBERALLY CONSTRUED TO 26 AVOID THE DISQUALIFICATION OF CANDIDATES TO THE MAXIMUM EXTENT FEASIBLE, 27 NOT INCONSISTENT WITH SUBSTANTIAL COMPLIANCE THEREWITH AND THE 28 PREVENTION OF FRAUD. "SUBSTANTIAL COMPLIANCE" WITHIN THIS SECTION MEANS 29 ACTUAL COMPLIANCE IN RESPECT TO THE SUBSTANCE ESSENTIAL TO EVERY REASON- 30 ABLE OBJECTIVE OF THE STATUTE. IT MEANS THAT A COURT SHOULD DETERMINE 31 WHETHER THE STATUTE HAS BEEN FOLLOWED SUFFICIENTLY SO AS TO CARRY OUT 32 THE INTENT FOR WHICH IT WAS ADOPTED. SUBSTANTIAL COMPLIANCE WITH A STAT- 33 UTE IS NOT SHOWN UNLESS IT IS MADE TO APPEAR THAT THE PURPOSE OF THE 34 STATUTE IS SHOWN TO HAVE BEEN SERVED. WHAT CONSTITUTES SUBSTANTIAL 35 COMPLIANCE WITH A STATUTE IS A MATTER DEPENDING ON THE FACTS OF EACH 36 PARTICULAR CASE. 37 S 3. Section 7-104 of the election law is amended by adding two new 38 subdivisions 9 and 10 to read as follows: 39 9. AT A GENERAL ELECTION AT WHICH THE NAMES OF CANDIDATES FOR DELE- 40 GATE-AT-LARGE TO A CONVENTION TO REVISE AND AMEND THE STATE CONSTITUTION 41 APPEAR ON THE BALLOT, EACH VOTER SHALL BE ENTITLED TO VOTE FOR ONE 42 CANDIDATE AND THE FIFTEEN CANDIDATES STATEWIDE RECEIVING THE HIGHEST 43 NUMBER OF VOTES SHALL BE ELECTED TO THE OFFICE OF DELEGATE-AT-LARGE TO 44 SUCH CONVENTION TO REVISE AND AMEND THE STATE CONSTITUTION. 45 10. AT A GENERAL ELECTION AT WHICH THE NAMES OF CANDIDATES FOR THE 46 OFFICE OF DISTRICT DELEGATE TO A CONVENTION TO REVISE AND AMEND THE 47 STATE CONSTITUTION APPEAR ON THE BALLOT OF SUCH DISTRICT, EACH VOTER 48 SHALL BE ENTITLED TO VOTE FOR ONE CANDIDATE AND THE THREE CANDIDATES OF 49 SUCH DISTRICT RECEIVING THE HIGHEST NUMBER OF VOTES SHALL BE ELECTED TO 50 THE OFFICE OF DISTRICT DELEGATES TO SUCH CONVENTION TO REVISE AND AMEND 51 THE STATE CONSTITUTION. 52 S 4. Subdivision 1 of section 14-114 of the election law is amended by 53 adding a new paragraph b-1 to read as follows: 54 B-1. NO CONTRIBUTOR MAY MAKE A CONTRIBUTION TO ANY CANDIDATE OR 55 AUTHORIZED COMMITTEE OF A CANDIDATE FOR AN OFFICE OR POSITION SUBJECT TO 56 THE PROVISIONS OF THIS SECTION WHO IS ALSO A CANDIDATE IN THE SAME A. 3120 3 1 ELECTION FOR THE OFFICE OF DELEGATE-AT-LARGE OR DISTRICT DELEGATE TO A 2 CONVENTION TO REVISE AND AMEND THE STATE CONSTITUTION, AND NO SUCH 3 CANDIDATE OR AUTHORIZED COMMITTEE OF A CANDIDATE FOR DELEGATE-AT-LARGE 4 OR DISTRICT DELEGATE MAY ACCEPT ANY CONTRIBUTION FROM ANY CONTRIBUTOR 5 WHICH IS IN THE AGGREGATE AMOUNT, GREATER THAN THE LARGER AMOUNT WHICH 6 MAY BE CONTRIBUTED TO SUCH A CANDIDATE FOR DELEGATE-AT-LARGE OR DISTRICT 7 DELEGATE TO A CONVENTION TO REVISE AND AMEND THE STATE CONSTITUTION OR 8 SUCH OTHER OFFICE OR POSITION SUBJECT TO THE PROVISIONS OF THIS SECTION. 9 S 5. Sections 14-100 through 14-130 of article 14 of the election law 10 are designated title 1 and a new title heading is added to read as 11 follows: 12 GENERAL CAMPAIGN RECEIPTS AND EXPENDITURES 13 S 6. Article 14 of the election law is amended by adding a new title 2 14 to read as follows: 15 TITLE II 16 STATE PUBLIC FINANCING 17 FOR THE ELECTION OF 18 DELEGATES TO A CONVENTION 19 TO REVISE AND AMEND THE STATE 20 CONSTITUTION 21 SECTION 14-200. DEFINITIONS. 22 14-202. ELIGIBILITY. 23 14-204. QUALIFIED CAMPAIGN EXPENDITURES. 24 14-206. OPTIONAL PUBLIC FINANCING. 25 14-208. CONTRIBUTION AND RECEIPT LIMITATIONS. 26 14-210. EXPENDITURE LIMITATIONS. 27 14-212. EXAMINATIONS AND AUDITS; REPAYMENTS. 28 14-214. PENALTIES. 29 14-216. CIVIL PENALTIES. 30 S 14-200. DEFINITIONS. AS USED IN THIS TITLE, UNLESS ANOTHER MEANING 31 IS CLEARLY INDICATED: 32 1. THE TERM "STATE BOARD" SHALL MEAN THE STATE BOARD OF ELECTIONS. 33 2. THE TERM "CANDIDATE" SHALL MEAN A CANDIDATE FOR NOMINATION OR 34 ELECTION TO THE OFFICE OF DELEGATE-AT-LARGE TO A CONVENTION TO REVISE 35 AND AMEND THE STATE CONSTITUTION, OR A CANDIDATE FOR NOMINATION OR 36 ELECTION TO THE OFFICE OF DISTRICT DELEGATE TO A CONVENTION TO REVISE 37 AND AMEND THE STATE CONSTITUTION. 38 3. THE TERM "ELIGIBLE CANDIDATE" SHALL MEAN A CANDIDATE WHO MEETS THE 39 REQUIREMENTS FOR ELIGIBILITY IN SECTION 14-202 OF THIS TITLE. 40 4. THE TERM "MATCHABLE CONTRIBUTIONS" SHALL MEAN THAT PORTION OF THE 41 AGGREGATE CONTRIBUTIONS MADE AFTER THE EFFECTIVE DATE OF THIS TITLE BY 42 NATURAL PERSONS RESIDENT IN THE STATE OF NEW YORK TO A CANDIDATE FOR 43 NOMINATION OR ELECTION TO ANY OF THE OFFICES COVERED BY THE PROVISIONS 44 OF THIS TITLE WHICH DO NOT EXCEED FIVE HUNDRED DOLLARS, WHICH HAVE BEEN 45 REPORTED IN FULL BY THE CANDIDATE'S AUTHORIZED COMMITTEE TO THE STATE 46 BOARD, INCLUDING THE CONTRIBUTOR'S FULL NAME AND RESIDENTIAL ADDRESS 47 AND, WITH RESPECT TO CONTRIBUTIONS OF MORE THAN ONE HUNDRED DOLLARS, THE 48 NAME AND ADDRESS OF THE CONTRIBUTOR'S EMPLOYER. "MATCHABLE CONTRIB- 49 UTIONS" SHALL BE THE NET AMOUNT OF ANY MONETARY CONTRIBUTION REALIZED BY 50 A CANDIDATE OR DESIGNATED COMMITTEE AFTER DEDUCTING THE REASONABLE VALUE 51 OF ANY GOODS OR SERVICES PROVIDED THE CONTRIBUTOR IN CONNECTION WITH THE 52 CONTRIBUTION, EXCEPT THAT CONTRIBUTIONS FROM ANY PERSON WHO HAS RECEIVED 53 A PAYMENT OR ANYTHING OF VALUE FROM SUCH COMMITTEE OR FROM A PERSON WHO 54 IS AN OFFICER, DIRECTOR OR EMPLOYEE OF, OR A PERSON WHO HAS A TEN A. 3120 4 1 PERCENT OR GREATER OWNERSHIP INTEREST IN ANY ENTITY WHICH HAS RECEIVED 2 SUCH A PAYMENT OR THING OF VALUE SHALL NOT BE MATCHABLE. A LOAN MAY NOT 3 BE TREATED AS A MATCHABLE CONTRIBUTION. FOR PURPOSES OF THIS SUBDIVI- 4 SION, A "CONTRIBUTOR" SHALL BE DEEMED TO INCLUDE THE SPOUSE AND UNEMAN- 5 CIPATED CHILDREN OF ANY INDIVIDUAL CONTRIBUTOR. 6 5. THE TERM "QUALIFIED CAMPAIGN EXPENDITURE" SHALL MEAN AN EXPENDITURE 7 FOR WHICH PUBLIC FUNDS MAY BE USED. 8 6. THE TERM "FUND" SHALL MEAN THE NEW YORK STATE DELEGATE TO THE 9 CONSTITUTIONAL CONVENTION CAMPAIGN FINANCE FUND ESTABLISHED IN SECTION 10 EIGHTY-ONE OF THE STATE FINANCE LAW. 11 7. THE TERM "THRESHOLD FOR ELIGIBILITY" SHALL MEAN THE AMOUNT OF TOTAL 12 MATCHABLE CONTRIBUTIONS THAT THE AUTHORIZED COMMITTEE OF AN OTHERWISE 13 ELIGIBLE CANDIDATE FOR ELECTION MUST RECEIVE IN ORDER TO QUALIFY FOR 14 OPTIONAL PUBLIC FINANCING PURSUANT TO THIS TITLE. 15 S 14-202. ELIGIBILITY. 1. TO BE ELIGIBLE FOR OPTIONAL PUBLIC FINANCING 16 UNDER THIS TITLE, A CANDIDATE FOR NOMINATION OR ELECTION MUST: 17 (A) MEET ALL THE REQUIREMENTS OF THIS CHAPTER AND OTHER PROVISIONS OF 18 LAW TO HAVE HIS OR HER NAME ON THE BALLOT; 19 (B) BE A CANDIDATE AS DEFINED IN SECTION 14-200 OF THIS TITLE AT A 20 PRIMARY OR GENERAL ELECTION AND MEET THE THRESHOLD FOR ELIGIBILITY SET 21 FORTH IN SUBDIVISION TWO OF THIS SECTION; 22 (C) ELECT TO PARTICIPATE IN THE PUBLIC FUNDING PROVISIONS OF THIS 23 TITLE NOT LATER THAN SEVEN DAYS AFTER THE LAST DAY TO FILE DESIGNATING 24 PETITIONS FOR THE OFFICE SUCH CANDIDATE IS SEEKING; 25 (D) AGREE TO OBTAIN AND FURNISH TO THE STATE BOARD ANY EVIDENCE IT MAY 26 REASONABLY REQUEST RELATING TO HIS OR HER CAMPAIGN EXPENDITURES OR 27 CONTRIBUTIONS AND FURNISH SUCH OTHER PROOF OF COMPLIANCE WITH THIS TITLE 28 AS MAY BE REQUESTED BY THE STATE BOARD; 29 (E) HAVE A SINGLE AUTHORIZED POLITICAL COMMITTEE WHICH HE OR SHE 30 CERTIFIES AS THE AUTHORIZED COMMITTEE FOR THE PURPOSES OF THIS TITLE; 31 (F) AGREE TO IDENTIFY ACCURATELY IN ALL CAMPAIGN MATERIALS THE PERSON 32 OR ENTITY THAT PAID FOR SUCH CAMPAIGN MATERIAL; AND 33 (G) AGREE NOT TO MAKE EXPENDITURES FOR HIS OR HER DESIGNATION, NOMI- 34 NATION OR ELECTION TO MORE THAN ONE OFFICE OR POSITION OR ANY COMBINA- 35 TION THEREOF ON THE BALLOT IN THE SAME ELECTION IN WHICH HE OR SHE IS A 36 CANDIDATE FOR THE OFFICE OF DELEGATE-AT-LARGE OR DISTRICT DELEGATE TO A 37 CONVENTION TO REVISE AND AMEND THE STATE CONSTITUTION, WHICH IN THE 38 AGGREGATE, FOR ALL SUCH OFFICES AND POSITIONS SOUGHT AT THE ELECTION, 39 EXCEED THE EXPENDITURE LIMITATIONS ESTABLISHED BY THIS TITLE FOR AN 40 ELIGIBLE CANDIDATE. 41 2. THE THRESHOLD FOR ELIGIBILITY FOR PUBLIC FUNDING FOR CANDIDATES IN 42 A PRIMARY OR GENERAL ELECTION FOR THE FOLLOWING OFFICES SHALL BE: 43 (A) A CANDIDATE FOR DELEGATE-AT-LARGE TO A CONVENTION TO REVISE AND 44 AMEND THE STATE CONSTITUTION IN A PRIMARY ELECTION OR A CANDIDATE FOR 45 DELEGATE-AT-LARGE TO A CONVENTION TO REVISE AND AMEND THE STATE CONSTI- 46 TUTION IN A GENERAL ELECTION. NOT LESS THAN SEVENTY-FIVE THOUSAND 47 DOLLARS IN MATCHABLE CONTRIBUTIONS INCLUDING AT LEAST FIVE HUNDRED SUCH 48 CONTRIBUTIONS OF TEN DOLLARS OR MORE OR ONE-HALF OF THE EXPENDITURE 49 LIMIT, WHICHEVER IS LESS. 50 (B) DISTRICT DELEGATE TO A CONVENTION TO REVISE AND AMEND THE STATE 51 CONSTITUTION IN A PRIMARY OR GENERAL ELECTION. NOT LESS THAN SEVEN THOU- 52 SAND FIVE HUNDRED DOLLARS IN MATCHABLE CONTRIBUTIONS INCLUDING AT LEAST 53 TWENTY-FIVE SUCH CONTRIBUTIONS OF TEN DOLLARS OR MORE FROM RESIDENTS OF 54 THE DISTRICT IN WHICH THE SEAT IS TO BE FILLED OR ONE-HALF OF THE 55 EXPENDITURE LIMIT, WHICHEVER IS LESS. A. 3120 5 1 3. IN ORDER TO BE ELIGIBLE TO RECEIVE PUBLIC FUNDS IN A PRIMARY 2 ELECTION, A CANDIDATE MUST AGREE THAT IN THE EVENT SUCH CANDIDATE IS A 3 CANDIDATE FOR SUCH OFFICE IN THE GENERAL ELECTION IN SUCH YEAR, SUCH 4 CANDIDATE WILL BE BOUND BY THE PROVISIONS OF THIS TITLE AND SECTION 5 EIGHTY-ONE OF THE STATE FINANCE LAW, INCLUDING, BUT NOT LIMITED TO, THE 6 RECEIPT AND EXPENDITURE LIMITS OF THIS TITLE. 7 4. CANDIDATES FOR DISTRICT DELEGATE WHO ARE CONTESTED IN A PRIMARY 8 ELECTION AND WHO DO NOT SEEK PUBLIC FUNDS SHALL NOT BE ELIGIBLE FOR 9 PUBLIC FUNDS FOR THE GENERAL ELECTION IN THAT YEAR. 10 5. CANDIDATES WHO ARE UNOPPOSED IN A GENERAL ELECTION SHALL NOT BE 11 ELIGIBLE TO RECEIVE PUBLIC FUNDS. 12 6. NO CANDIDATE FOR ELECTION TO AN OFFICE IN A PRIMARY OR GENERAL 13 ELECTION WHO HAS QUALIFIED FOR PUBLIC FUNDS SHALL RECEIVE SUCH PUBLIC 14 FUNDS UNLESS AT LEAST ONE OTHER CANDIDATE FOR SUCH OFFICE IN SUCH 15 ELECTION ALSO QUALIFIED TO RECEIVE PUBLIC FUNDS OR AT LEAST ONE OTHER 16 CANDIDATE FOR SUCH OFFICE IN SUCH ELECTION AND SUCH CANDIDATE'S AUTHOR- 17 IZED COMMITTEE HAVE SPENT, OR CONTRACTED OR OBLIGATED TO SPEND, OR HAVE 18 RECEIVED IN LOANS OR CONTRIBUTIONS AN AMOUNT EXCEEDING TEN PERCENT OF 19 THE EXPENDITURE LIMIT FOR SUCH OFFICE IN SUCH ELECTION WHICH IS FIXED BY 20 THIS TITLE FOR CANDIDATES WHO HAVE ELECTED TO ACCEPT SUCH PUBLIC FUNDS. 21 IF A CANDIDATE FOR AN OFFICE AND THE AUTHORIZED COMMITTEE OF SUCH CANDI- 22 DATE REACHES THE THRESHOLD TO QUALIFY TO RECEIVE PUBLIC FUNDS, OR SPENDS 23 OR CONTRACTS OR OBLIGATES TO SPEND, OR RECEIVES IN LOANS OR CONTRIB- 24 UTIONS, AN AMOUNT EXCEEDING TEN PERCENT OF THE EXPENDITURE LIMIT FOR 25 SUCH OFFICE IN SUCH ELECTION AT ANY TIME AFTER THE FILING DEADLINE FOR 26 THE LAST REPORT REQUIRED TO BE FILED BEFORE THE FIRST DISTRIBUTION OF 27 PUBLIC FUNDS FOR SUCH ELECTION, SUCH CANDIDATE OR COMMITTEE MUST NOTIFY 28 THE STATE BOARD OF THAT FACT WITHIN FORTY-EIGHT HOURS BY EXPRESS MAIL. 29 S 14-204. QUALIFIED CAMPAIGN EXPENDITURES. 1. PUBLIC FUNDS PROVIDED 30 UNDER THE PROVISIONS OF THIS TITLE AND SECTION EIGHTY-ONE OF THE STATE 31 FINANCE LAW MAY ONLY BE USED FOR EXPENDITURES BY ANY ONE COMMITTEE 32 AUTHORIZED BY THE CANDIDATE TO MAKE EXPENDITURES ON SUCH CANDIDATE'S 33 BEHALF, TO FURTHER THE CANDIDATE'S NOMINATION OR ELECTION DURING THE 34 CALENDAR YEAR IN WHICH THE PRIMARY OR GENERAL ELECTION IN WHICH THE 35 CANDIDATE SEEKING NOMINATION OR ELECTION IS HELD, FOR SERVICES, MATERI- 36 ALS, FACILITIES OR OTHER THINGS OF VALUE USED DURING THAT YEAR. THE 37 TOTAL OF ALL EXPENDITURES MADE BY THE CANDIDATE AND SUCH CANDIDATE'S 38 AUTHORIZED COMMITTEE, INCLUDING ALL PAYMENTS RECEIVED FROM THE FUND, 39 SHALL NOT EXCEED THE EXPENDITURE LIMITATIONS ESTABLISHED IN SECTION 40 14-210 OF THIS TITLE, EXCEPT INSOFAR AS SUCH PAYMENTS ARE MADE TO REPAY 41 LOANS USED TO PAY CAMPAIGN EXPENDITURES. 42 2. SUCH PUBLIC FUNDS MAY NOT BE USED FOR: 43 (A) AN EXPENDITURE IN VIOLATION OF ANY LAW OF THE UNITED STATES OR OF 44 THIS STATE; 45 (B) PAYMENTS OR ANYTHING OF VALUE GIVEN OR MADE TO THE CANDIDATE, A 46 RELATIVE OF THE CANDIDATE, OR TO A BUSINESS ENTITY IN WHICH ANY SUCH 47 PERSON HAS A TEN PERCENT OR GREATER OWNERSHIP INTEREST OR OF WHICH ANY 48 SUCH PERSON IS AN OFFICER, DIRECTOR OR EMPLOYEE; 49 (C) PAYMENT IN EXCESS OF THE FAIR MARKET VALUE OF SERVICES, MATERIALS, 50 FACILITIES OR OTHER THINGS OF VALUE RECEIVED IN EXCHANGE; 51 (D) ANY EXPENDITURE MADE AFTER THE CANDIDATE, OR THE ONLY REMAINING 52 OPPONENT OF THE CANDIDATE, HAS BEEN DISQUALIFIED OR HAD SUCH CANDIDATE'S 53 PETITIONS DECLARED INVALID BY A BOARD OF ELECTIONS OR A COURT OF COMPE- 54 TENT JURISDICTION UNTIL AND UNLESS SUCH FINDING IS REVERSED BY A HIGHER 55 AUTHORITY. THIS PARAGRAPH SHALL NOT APPLY TO A CANDIDATE ENTITLED TO A. 3120 6 1 EXPEND PUBLIC FUNDS PURSUANT TO THE PROVISIONS OF SUBDIVISION THREE OF 2 SECTION 14-206 OF THIS TITLE; 3 (E) ANY EXPENDITURE MADE TO CHALLENGE THE VALIDITY OF ANY PETITION OF 4 DESIGNATION OR NOMINATION OR ANY CERTIFICATE OF NOMINATION, ACCEPTANCE, 5 AUTHORIZATION, DECLINATION OR SUBSTITUTION; 6 (F) EXPENDITURE FOR NONCAMPAIGN RELATED FOOD, DRINK OR ENTERTAINMENT; 7 AND 8 (G) GIFTS, EXCEPT BROCHURES, BUTTONS, SIGNS AND OTHER CAMPAIGN MATERI- 9 AL. 10 S 14-206. OPTIONAL PUBLIC FINANCING. 1. ELIGIBLE CANDIDATES FOR NOMI- 11 NATION OR ELECTION IN PRIMARY AND GENERAL ELECTIONS MAY OBTAIN PAYMENT 12 TO AUTHORIZED COMMITTEES FROM PUBLIC FUNDS FOR QUALIFIED CAMPAIGN 13 EXPENDITURES. NO SUCH PUBLIC FUNDS SHALL BE PAID TO AN AUTHORIZED 14 COMMITTEE UNTIL THE CANDIDATE HAS QUALIFIED AS AN ELIGIBLE CANDIDATE AND 15 FILED A SWORN STATEMENT WITH THE STATE BOARD ELECTING TO RECEIVE PUBLIC 16 FUNDS AND AGREEING TO ABIDE BY THE REQUIREMENTS OF THIS TITLE AND 17 SECTION EIGHTY-ONE OF THE STATE FINANCE LAW. PAYMENTS SHALL NOT EXCEED 18 THE AMOUNTS SPECIFIED IN THIS TITLE, AND SHALL BE MADE ONLY IN ACCORD- 19 ANCE WITH THE PROVISIONS OF THIS TITLE AND SECTION EIGHTY-ONE OF THE 20 STATE FINANCE LAW. SUCH PAYMENTS MAY ONLY BE MADE TO AN ELIGIBLE CANDI- 21 DATE'S AUTHORIZED COMMITTEE. NO PUBLIC FUNDS SHALL BE USED EXCEPT AS 22 REIMBURSEMENT OR PAYMENT FOR QUALIFIED CAMPAIGN EXPENDITURES ACTUALLY 23 AND LAWFULLY INCURRED OR TO REPAY LOANS USED TO PAY QUALIFIED CAMPAIGN 24 EXPENDITURES. 25 2. (A) THE AUTHORIZED COMMITTEE OF EACH ELIGIBLE CANDIDATE SHALL BE 26 ENTITLED TO PAYMENT FOR QUALIFIED CAMPAIGN EXPENDITURES NOT TO EXCEED 27 ONE DOLLAR FOR EACH ONE DOLLAR OF MATCHABLE CONTRIBUTIONS OBTAINED AND 28 REPORTED TO THE STATE BOARD IN ACCORDANCE WITH THE PROVISIONS OF THIS 29 TITLE. 30 (B) HOWEVER, IF ANY CANDIDATE IN ANY ELECTION FOR AN OFFICE FOR WHICH 31 PUBLIC FUNDS ARE AVAILABLE PURSUANT TO THE PROVISIONS OF THIS TITLE AND 32 SECTION EIGHTY-ONE OF THE STATE FINANCE LAW, ELECTS NOT TO ACCEPT SUCH 33 PUBLIC FUNDS AND SUCH CANDIDATE AND SUCH CANDIDATE'S AUTHORIZED COMMIT- 34 TEE SPEND OR CONTRACT OR OBLIGATE TO SPEND, OR RECEIVE IN LOANS OR 35 CONTRIBUTIONS, AN AMOUNT EXCEEDING ONE-THIRD OF THE EXPENDITURE LIMIT 36 FOR SUCH OFFICE FIXED BY THIS TITLE FOR CANDIDATES WHO HAVE ELECTED TO 37 ACCEPT SUCH PUBLIC FUNDS, THEN THE AUTHORIZED COMMITTEE OF EACH ELIGIBLE 38 CANDIDATE FOR SUCH OFFICE SHALL BE ENTITLED TO PAYMENT FOR QUALIFIED 39 CAMPAIGN EXPENDITURES NOT TO EXCEED TWO DOLLARS FOR EACH SUCH DOLLAR OF 40 MATCHABLE CONTRIBUTIONS. IF A CANDIDATE WHO ELECTS NOT TO ACCEPT SUCH 41 PUBLIC FUNDS, OR THE AUTHORIZED COMMITTEE OF SUCH A CANDIDATE, SPENDS OR 42 CONTRACTS OR OBLIGATES TO SPEND, OR RECEIVES IN LOANS OR CONTRIBUTIONS, 43 AN AMOUNT EXCEEDING ONE-THIRD OF THE EXPENDITURE LIMIT FOR SUCH OFFICE, 44 SUCH CANDIDATE OR COMMITTEE MUST NOTIFY THE STATE BOARD OF THE FACT 45 WITHIN FORTY-EIGHT HOURS BY EXPRESS MAIL. 46 3. NO CANDIDATE FOR NOMINATION FOR AN OFFICE WHO IS UNOPPOSED IN A 47 PRIMARY ELECTION SHALL BE ENTITLED TO PAYMENT FROM THE FUND FOR QUALI- 48 FIED CAMPAIGN EXPENDITURES, UNLESS THERE IS A CONTEST IN SUCH PRIMARY 49 FOR THE NOMINATION OF AT LEAST ONE OTHER PARTY FOR SUCH OFFICE. WHERE 50 THERE IS SUCH A CONTEST, THE AUTHORIZED COMMITTEE OF AN UNOPPOSED CANDI- 51 DATE FOR NOMINATION MAY RECEIVE ONE-HALF OF THE PAYMENT PROVIDED IN 52 SUBDIVISION TWO OF THIS SECTION, PROVIDED THAT SUCH CANDIDATE OTHERWISE 53 QUALIFIES PURSUANT TO THE PROVISIONS OF THIS TITLE. SUCH PAYMENT MAY 54 ONLY BE EXPENDED FOR PROPERTY, SERVICES OR FACILITIES USED ON OR BEFORE 55 THE DATE OF SUCH PRIMARY. A. 3120 7 1 4. THE TOTAL PAYMENTS FROM THE FUND RECEIVED BY THE AUTHORIZED COMMIT- 2 TEE OF ANY CANDIDATE, WHEN ADDED TO THE TOTAL OF CONTRIBUTIONS RECEIVED 3 BY SUCH CANDIDATE AND SUCH CANDIDATE'S AUTHORIZED COMMITTEE, MAY NOT 4 EXCEED THE AMOUNT WHICH MAY BE EXPENDED BY SUCH CANDIDATE PURSUANT TO 5 THE PROVISIONS OF THIS TITLE. 6 5. THE STATE BOARD SHALL PROMPTLY EXAMINE ALL REPORTS OF CONTRIBUTIONS 7 TO DETERMINE THAT, ON THEIR FACE, THEY MEET THE REQUIREMENTS FOR MATCHA- 8 BLE CONTRIBUTIONS, AND SHALL KEEP A RECORD OF SUCH CONTRIBUTIONS. 9 6. THE STATE BOARD SHALL PROMULGATE REGULATIONS FOR THE CERTIFICATION 10 FOR APPROVAL OF PAYMENT BY THE NEW YORK STATE DELEGATE TO THE CONSTITU- 11 TIONAL CONVENTION CAMPAIGN FINANCE FUND PURSUANT TO SECTION EIGHTY-ONE 12 OF THE STATE FINANCE LAW OF THE SUM OF PUBLIC FUNDS THAT SUCH CANDIDATE 13 HAS QUALIFIED TO RECEIVE FROM THE NEW YORK STATE DELEGATE TO THE CONSTI- 14 TUTIONAL CONVENTION CAMPAIGN FINANCE FUND. THESE REGULATIONS SHALL 15 INCLUDE THE PROMULGATION AND DISTRIBUTION OF FORMS ON WHICH CONTRIB- 16 UTIONS AND EXPENDITURES ARE TO BE REPORTED, THE PERIODS DURING WHICH 17 SUCH REPORTS MUST BE FILED AND THE VERIFICATION REQUIRED. THE STATE 18 BOARD SHALL ENDEAVOR TO INSTITUTE PROCEDURES WHICH WILL MAKE POSSIBLE 19 PAYMENT BY THE NEW YORK STATE DELEGATE TO THE CONSTITUTIONAL CONVENTION 20 CAMPAIGN FINANCE FUND WITHIN FOUR BUSINESS DAYS AFTER RECEIPT OF THE 21 REQUIRED FORMS AND VERIFICATIONS. 22 S 14-208. CONTRIBUTION AND RECEIPT LIMITATIONS. 1. THE FOLLOWING LIMI- 23 TATIONS APPLY TO ALL CONTRIBUTIONS FOR THOSE OFFICES FOR WHICH PUBLIC 24 FUNDS ARE AVAILABLE PURSUANT TO THE PROVISIONS OF THIS TITLE AND SECTION 25 EIGHTY-ONE OF THE STATE FINANCE LAW: 26 (A) IN ANY PRIMARY OR GENERAL ELECTION FOR A PUBLIC OFFICE TO BE VOTED 27 ON BY THE VOTERS OF THE ENTIRE STATE, NO CONTRIBUTOR MAY MAKE A CONTRIB- 28 UTION TO ANY CANDIDATE OR AUTHORIZED COMMITTEE, AND NO CANDIDATE OR 29 AUTHORIZED COMMITTEE MAY ACCEPT ANY CONTRIBUTION FROM ANY CONTRIBUTOR, 30 WHICH, IN THE AGGREGATE AMOUNT, IS GREATER THAN FOUR THOUSAND DOLLARS. A 31 CANDIDATE FOR DELEGATE-AT-LARGE TO A CONVENTION TO REVISE AND AMEND THE 32 STATE CONSTITUTION IN A GENERAL ELECTION WHO HAS ELECTED TO PARTICIPATE 33 IN THE OPTIONAL PUBLIC FINANCING PROVISIONS OF THIS TITLE MAY ACCEPT 34 FROM ONE OR MORE OF THE PARTY COMMITTEES OR CONSTITUTED COMMITTEES OF 35 ALL THE PARTIES WHICH HAVE NOMINATED SUCH CANDIDATE, AN AMOUNT WHICH, IN 36 THE AGGREGATE, DOES NOT EXCEED ONE HUNDRED THOUSAND DOLLARS. A CANDI- 37 DATE FOR DELEGATE-AT-LARGE TO A CONVENTION TO REVISE AND AMEND THE STATE 38 CONSTITUTION IN A GENERAL ELECTION WHO HAS ELECTED NOT TO PARTICIPATE IN 39 SUCH OPTIONAL PUBLIC FINANCING MAY ACCEPT FROM SUCH PARTY OR CONSTITUTED 40 COMMITTEE AN AMOUNT, WHICH IN THE AGGREGATE, DOES NOT EXCEED FIFTY THOU- 41 SAND DOLLARS. 42 (B) IN ANY PRIMARY OR GENERAL ELECTION FOR DISTRICT DELEGATE TO A 43 CONVENTION TO REVISE AND AMEND THE STATE CONSTITUTION, NO CONTRIBUTOR 44 MAY MAKE A CONTRIBUTION TO ANY CANDIDATE OR AUTHORIZED COMMITTEE, AND NO 45 CANDIDATE OR AUTHORIZED COMMITTEE MAY ACCEPT ANY CONTRIBUTION FROM ANY 46 CONTRIBUTOR, WHICH, IN THE AGGREGATE AMOUNT, IS GREATER THAN ONE THOU- 47 SAND FIVE HUNDRED DOLLARS, EXCEPT THAT A CANDIDATE FOR DISTRICT DELEGATE 48 TO A CONVENTION TO REVISE AND AMEND THE STATE CONSTITUTION IN A GENERAL 49 ELECTION WHO HAS ELECTED TO PARTICIPATE IN THE OPTIONAL PUBLIC FINANCING 50 PROVISIONS OF THIS TITLE OR SUCH CANDIDATE'S AUTHORIZED COMMITTEE MAY 51 ACCEPT FROM ONE OR MORE OF THE PARTY OR CONSTITUTED COMMITTEES OF ALL OF 52 THE PARTIES WHICH HAVE NOMINATED SUCH CANDIDATE, AN AMOUNT WHICH IN THE 53 AGGREGATE DOES NOT EXCEED FIFTY THOUSAND DOLLARS. A CANDIDATE FOR 54 DISTRICT DELEGATE TO A CONVENTION TO REVISE AND AMEND THE STATE CONSTI- 55 TUTION WHO HAS ELECTED NOT TO PARTICIPATE IN SUCH OPTIONAL PUBLIC A. 3120 8 1 FINANCING MAY ACCEPT FROM SUCH PARTY OR CONSTITUTED COMMITTEES AN AMOUNT 2 WHICH, IN THE AGGREGATE, DOES NOT EXCEED THIRTY THOUSAND DOLLARS. 3 (C) HOWEVER, IF ANY CANDIDATE ELECTS NOT TO ACCEPT SUCH PUBLIC FUNDS 4 AND SUCH CANDIDATE AND SUCH CANDIDATE'S AUTHORIZED COMMITTEE SPEND OR 5 CONTRACT OR OBLIGATE TO SPEND, OR RECEIVE IN LOANS OR CONTRIBUTIONS, AN 6 AMOUNT EXCEEDING ONE-THIRD OF THE EXPENDITURE LIMIT FOR SUCH OFFICE 7 FIXED BY THIS TITLE FOR CANDIDATES WHO HAVE ELECTED TO ACCEPT SUCH 8 PUBLIC FUNDS, CONTRIBUTORS TO THOSE CANDIDATES FOR SUCH OFFICE WHO HAVE 9 ELECTED TO RECEIVE PUBLIC FUNDS SHALL BE ALLOWED TO CONTRIBUTE AND SUCH 10 CANDIDATES OR AUTHORIZED COMMITTEES SHALL BE ALLOWED TO ACCEPT CONTRIB- 11 UTIONS FROM ANY CONTRIBUTOR, WHICH, IN THE AGGREGATE, ARE TWICE THE 12 AMOUNT WHICH WOULD OTHERWISE BE ALLOWED BY PARAGRAPHS (A) AND (B) OF 13 THIS SUBDIVISION, WHICHEVER IS APPLICABLE. IF A CANDIDATE WHO ELECTS NOT 14 TO ACCEPT SUCH PUBLIC FUNDS, AND THE AUTHORIZED COMMITTEE OF SUCH A 15 CANDIDATE SPENDS OR CONTRACTS OR OBLIGATES TO SPEND, OR RECEIVES IN 16 LOANS OR CONTRIBUTIONS, AN AMOUNT EXCEEDING ONE-THIRD OF THE EXPENDITURE 17 LIMIT FOR SUCH OFFICE, SUCH CANDIDATE OR COMMITTEE MUST NOTIFY THE STATE 18 BOARD OF THAT FACT WITHIN FORTY-EIGHT HOURS BY EXPRESS MAIL. 19 (D) SIXTY DAYS BEFORE AN ELECTION AT WHICH A BALLOT QUESTION WHICH 20 ASKS THE VOTERS OF THE STATE IF THERE SHALL BE A CONVENTION TO REVISE 21 AND AMEND THE STATE CONSTITUTION IS ON THE BALLOT, THE STATE BOARD SHALL 22 DETERMINE THE PERCENTAGE DIFFERENCE BETWEEN THE MOST RECENT AVAILABLE 23 MONTHLY CONSUMER PRICE INDEX FOR ALL URBAN CONSUMERS PUBLISHED BY THE 24 UNITED STATES BUREAU OF LABOR STATISTICS AND SUCH CONSUMER PRICE INDEX 25 PUBLISHED FOR THE SAME MONTH AT THE END OF TWO THOUSAND ONE. THE AMOUNT 26 OF EACH CONTRIBUTION LIMIT FIXED IN THIS SUBDIVISION SHALL BE ADJUSTED 27 BY THE AMOUNT OF SUCH PERCENTAGE DIFFERENCE TO THE CLOSEST ONE HUNDRED 28 DOLLARS BY THE STATE BOARD, WHICH SHALL FORTHWITH ISSUE A REGULATION 29 SETTING FORTH THE AMOUNT OF EACH SUCH CONTRIBUTION LIMIT. EACH CONTRIB- 30 UTION LIMIT AS SO ADJUSTED SHALL BE THE CONTRIBUTION LIMIT IN EFFECT FOR 31 ANY ELECTION HELD BEFORE THE NEXT SUCH ADJUSTMENT. 32 2. A COMMITTEE WHICH HAS BEEN AUTHORIZED BY A PERSON WHO IS A CANDI- 33 DATE FOR DELEGATE-AT-LARGE OR DISTRICT DELEGATE TO A CONVENTION TO 34 REVISE AND AMEND THE STATE CONSTITUTION IN CONNECTION WITH SUCH PERSON'S 35 CANDIDACY FOR ANOTHER OFFICE OR POSITION MAY NOT BE DESIGNATED AS THE 36 AUTHORIZED COMMITTEE FOR THE ELECTION FOR DELEGATE-AT-LARGE OR DISTRICT 37 DELEGATE TO THE CONVENTION TO REVISE AND AMEND THE STATE CONSTITUTION. 38 SUCH COMMITTEE MAY NOT CONTRIBUTE TO SUCH CANDIDATE AND SUCH CANDIDATE'S 39 AUTHORIZED COMMITTEE FOR THE OFFICE OF DELEGATE-AT-LARGE OR DISTRICT 40 DELEGATE TO A CONVENTION TO REVISE AND AMEND THE STATE CONSTITUTION ANY 41 MORE THAN THE CONTRIBUTION LIMIT FOR SUCH OFFICE ESTABLISHED BY THIS 42 TITLE, NOR SHALL SUCH OTHER AUTHORIZED COMMITTEE TRANSFER ANY MONEY OR 43 THING OF VALUE TO SUCH CANDIDATE OR THE COMMITTEE AUTHORIZED BY SUCH 44 CANDIDATE FOR THE ELECTION FOR DELEGATE-AT-LARGE OR DISTRICT DELEGATE TO 45 A CONVENTION TO REVISE AND AMEND THE STATE CONSTITUTION. 46 3. EXCEPT FOR THE LIMITATIONS SPECIFICALLY SET FORTH IN THIS SECTION, 47 SUCH ELIGIBLE CANDIDATES SHALL BE SUBJECT TO THE PROVISIONS OF SECTION 48 14-114 OF THIS ARTICLE. 49 S 14-210. EXPENDITURE LIMITATIONS. 1. THE FOLLOWING LIMITATIONS APPLY 50 TO ALL EXPENDITURES BY ELIGIBLE CANDIDATES AND THEIR AUTHORIZED COMMIT- 51 TEES RECEIVING PUBLIC FUNDS PURSUANT TO THE PROVISIONS OF THIS TITLE AND 52 SECTION EIGHTY-ONE OF THE STATE FINANCE LAW. 53 2. (A) IN ANY PRIMARY ELECTION, EXPENDITURES BY ELIGIBLE CANDIDATES 54 FOR DELEGATE-AT-LARGE TO A CONVENTION TO REVISE AND AMEND THE STATE 55 CONSTITUTION AND THEIR AUTHORIZED COMMITTEES, INCLUDING EXPENDITURES FOR 56 NOMINATION TO ANY OTHER OFFICE OR POSITION FOR WHICH SUCH PERSON IS A A. 3120 9 1 CANDIDATE AT SUCH ELECTION, SHALL NOT EXCEED THE SUM OF SEVENTY-FIVE 2 CENTS FOR EACH VOTER ENROLLED IN THE CANDIDATE'S PARTY IN THE STATE, OR 3 TWO HUNDRED FIFTY THOUSAND DOLLARS, WHICHEVER IS GREATER, AND EXPENDI- 4 TURES BY ELIGIBLE CANDIDATES FOR DISTRICT DELEGATE TO A CONVENTION TO 5 REVISE AND AMEND THE STATE CONSTITUTION AND THEIR AUTHORIZED COMMITTEES 6 SHALL NOT EXCEED THE SUM OF ONE DOLLAR AND SEVENTY-FIVE CENTS FOR EACH 7 VOTER ENROLLED IN THE CANDIDATE'S PARTY IN THE DISTRICT IN WHICH SUCH 8 CANDIDATE IS A CANDIDATE AS DETERMINED BY THE RECORDS OF THE APPROPRIATE 9 BOARD OR BOARDS OF ELECTION AS OF THE LAST GENERAL ELECTION PRECEDING 10 THE PRIMARY ELECTION, OR FIFTEEN THOUSAND DOLLARS, WHICHEVER IS GREATER. 11 HOWEVER, SUCH EXPENDITURES SHALL NOT EXCEED FIVE HUNDRED THOUSAND 12 DOLLARS IN A PRIMARY ELECTION FOR DELEGATE-AT-LARGE TO A CONVENTION TO 13 REVISE AND AMEND THE STATE CONSTITUTION, AND THIRTY THOUSAND DOLLARS IN 14 A PRIMARY ELECTION FOR DISTRICT DELEGATE TO A CONVENTION TO REVISE AND 15 AMEND THE STATE CONSTITUTION. 16 (B) IN ANY GENERAL ELECTION, EXPENDITURES BY ELIGIBLE CANDIDATES FOR 17 THE FOLLOWING OFFICES AND THEIR DESIGNATED COMMITTEES, INCLUDING EXPEND- 18 ITURES FOR ELECTION TO ANY OTHER OFFICE FOR WHICH SUCH PERSON IS A 19 CANDIDATE AT SUCH ELECTION, SHALL NOT EXCEED THE FOLLOWING AMOUNTS: 20 FOR A CANDIDATE FOR: 21 DELEGATE-AT-LARGE 22 TO A CONVENTION TO REVISE AND 23 AMEND THE STATE CONSTITUTION $1,500,000 24 DISTRICT DELEGATE 25 TO A CONVENTION TO REVISE AND 26 AMEND THE STATE CONSTITUTION $150,000 27 (C) HOWEVER, IF ANY CANDIDATE ELECTS NOT TO ACCEPT SUCH PUBLIC FUNDS 28 AND SUCH CANDIDATE AND SUCH CANDIDATE'S AUTHORIZED COMMITTEE SPEND OR 29 CONTRACT OR OBLIGATE TO SPEND, OR RECEIVE IN LOANS OR CONTRIBUTIONS, AN 30 AMOUNT EXCEEDING ONE-THIRD OF THE EXPENDITURE LIMIT FOR SUCH OFFICE 31 FIXED BY PARAGRAPH (A) OR (B) OF THIS SUBDIVISION, WHICHEVER IS APPLICA- 32 BLE, FOR CANDIDATES WHO HAVE ELECTED TO ACCEPT SUCH PUBLIC FUNDS, THERE 33 SHALL BE NO EXPENDITURE LIMIT FOR THOSE CANDIDATES FOR SUCH OFFICE WHO 34 HAVE ELECTED TO RECEIVE PUBLIC FUNDS. IF A CANDIDATE WHO ELECTS NOT TO 35 ACCEPT SUCH PUBLIC FUNDS, AND SUCH CANDIDATE AND THE AUTHORIZED COMMIT- 36 TEE OF SUCH A CANDIDATE SPENDS OR CONTRACTS OR OBLIGATES TO SPEND, OR 37 RECEIVES IN LOANS OR CONTRIBUTIONS, AN AMOUNT EXCEEDING ONE-THIRD OF THE 38 EXPENDITURE LIMIT FOR SUCH OFFICE, SUCH CANDIDATE OR COMMITTEE MUST 39 NOTIFY THE STATE BOARD OF THAT FACT WITHIN FORTY-EIGHT HOURS BY EXPRESS 40 MAIL. 41 (D) CANDIDATES FOR OFFICE WHO ARE UNOPPOSED IN THE PRIMARY ELECTION 42 MAY EXPEND BEFORE THE PRIMARY ELECTION, FOR SERVICES, MATERIALS OR 43 FACILITIES USED ON OR BEFORE THE DATE OF SUCH PRIMARY ELECTION, AN 44 AMOUNT EQUAL TO HALF THE SUM SUCH CANDIDATES WOULD BE ENTITLED TO SPEND 45 IF THEIR NOMINATION WAS CONTESTED IN SUCH PRIMARY ELECTION; PROVIDED 46 THAT THERE IS A CONTEST IN SUCH PRIMARY FOR THE NOMINATION OF AT LEAST 47 ONE OTHER PARTY FOR SUCH OFFICE. 48 (E) EXPENDITURES FOR LEGAL FEES AND EXPENSES TO DEFEND THE VALIDITY OF 49 PETITIONS OF DESIGNATION OR NOMINATION OR CERTIFICATES OF NOMINATION, 50 ACCEPTANCE, AUTHORIZATION, DECLINATION OR SUBSTITUTION, OR TO CHALLENGE 51 SUCCESSFULLY, ANY SUCH PETITION OR CERTIFICATE ON GROUNDS OF FRAUD AND 52 FOR EXPENSES INCURRED TO COMPLY WITH THE CAMPAIGN FINANCE REPORTING A. 3120 10 1 REQUIREMENTS OF THIS ARTICLE SHALL NOT BE SUBJECT TO THE EXPENDITURE 2 LIMITS OF THIS SUBDIVISION. 3 (F) NOTWITHSTANDING ANY EXPENDITURE LIMIT IN THIS SUBDIVISION, EACH 4 COUNTY COMMITTEE OF ANY PARTY WHICH NOMINATES A CANDIDATE FOR STATEWIDE 5 OFFICE, INCLUDING ANY SUBCOMMITTEES OF SUCH A COMMITTEE, MAY EXPEND IN 6 SUPPORT OF EACH SUCH CANDIDATE FOR STATEWIDE OFFICE OF SUCH PARTY WHO 7 HAS AGREED TO ACCEPT PUBLIC FINANCING, AN AMOUNT WHICH SHALL NOT EXCEED 8 THE SUM OF TWO CENTS FOR EACH VOTER REGISTERED IN SUCH COUNTY AS DETER- 9 MINED BY THE RECORDS OF THE APPROPRIATE BOARD OF ELECTIONS AS OF THE 10 PRECEDING GENERAL ELECTION. 11 (G) SIXTY DAYS BEFORE AN ELECTION AT WHICH A BALLOT QUESTION WHICH 12 ASKS THE VOTERS OF THE STATE IF THERE SHALL BE A CONVENTION TO REVISE 13 AND AMEND THE STATE CONSTITUTION IS ON THE BALLOT, THE STATE BOARD SHALL 14 DETERMINE THE PERCENTAGE DIFFERENCE BETWEEN THE MOST RECENT AVAILABLE 15 MONTHLY CONSUMER PRICE INDEX FOR ALL URBAN CONSUMERS PUBLISHED BY THE 16 UNITED STATES BUREAU OF LABOR STATISTICS AND SUCH CONSUMER PRICE INDEX 17 PUBLISHED AT THE END OF TWO THOUSAND ONE. THE AMOUNT OF EACH EXPENDITURE 18 LIMIT FIXED IN THIS SUBDIVISION SHALL BE ADJUSTED BY THE AMOUNT OF SUCH 19 PERCENTAGE DIFFERENCE TO THE CLOSEST ONE THOUSAND DOLLARS BY THE STATE 20 BOARD, WHICH SHALL FORTHWITH ISSUE A REGULATION SETTING FORTH THE AMOUNT 21 OF EACH SUCH CONTRIBUTION LIMIT. EACH CONTRIBUTION LIMIT AS SO ADJUSTED 22 SHALL BE THE CONTRIBUTION LIMIT IN EFFECT FOR ANY ELECTION HELD BEFORE 23 THE NEXT SUCH ADJUSTMENT. 24 3. IN COMPUTING THE AGGREGATE AMOUNT EXPENDED FOR PURPOSES OF THIS 25 SECTION, EXPENDITURES MADE BY A COMMITTEE IN SUPPORT OF MORE THAN ONE 26 CANDIDATE SHALL BE ALLOCATED AMONG SUCH CANDIDATES SUPPORTED BY THE 27 COMMITTEE IN ACCORDANCE WITH FORMULAS PROMULGATED BY THE STATE BOARD OR, 28 IN THE ABSENCE OF SUCH OFFICIAL FORMULAS, IN ACCORDANCE WITH ANY FORMULA 29 BASED UPON REASONABLE STANDARDS. THE STATEMENTS FILED BY SUCH COMMITTEE 30 IN ACCORDANCE WITH THIS CHAPTER SHALL SET FORTH, IN ADDITION TO THE 31 OTHER INFORMATION REQUIRED, THE TOTAL AMOUNT EXPENDED BY THE COMMITTEE 32 ON BEHALF OF ALL SUCH CANDIDATES AND THE AMOUNT ALLOCATED TO EACH CANDI- 33 DATE BY DOLLAR AMOUNT AND PERCENTAGE. EXPENDITURES BY A STATE OR OTHER 34 COMMITTEE OF A POLITICAL PARTY FOR ACTIVITIES WHICH DO NOT SUPPORT OR 35 OPPOSE THE ELECTION OF ANY CANDIDATE OR CANDIDATES BY NAME OR BY CLEAR 36 INFERENCE SHALL NOT BE REGARDED AS EXPENDITURES ON BEHALF OF OR IN OPPO- 37 SITION TO A CANDIDATE. 38 S 14-212. EXAMINATIONS AND AUDITS; REPAYMENTS. 1. THE STATE BOARD 39 SHALL CONDUCT A THOROUGH EXAMINATION AND AUDIT OF THE CONTRIBUTIONS AND 40 QUALIFIED CAMPAIGN EXPENSES OF THE AUTHORIZED COMMITTEE OF EVERY ELIGI- 41 BLE CANDIDATE WHO RECEIVED PAYMENTS PURSUANT TO SECTION 14-206 OF THIS 42 TITLE. 43 2. (A) IF THE STATE BOARD DETERMINES THAT ANY PORTION OF THE PAYMENT 44 MADE TO SUCH AUTHORIZED COMMITTEE FROM THE FUND WAS IN EXCESS OF THE 45 AGGREGATE AMOUNT OF PAYMENTS TO WHICH SUCH ELIGIBLE CANDIDATE WAS ENTI- 46 TLED PURSUANT TO SECTION 14-206 OF THIS TITLE, IT SHALL NOTIFY SUCH 47 COMMITTEE, AND SUCH COMMITTEE SHALL PAY TO THE STATE BOARD AN AMOUNT 48 EQUAL TO THE AMOUNT OF EXCESS PAYMENTS. 49 (B) IF THE STATE BOARD DETERMINES THAT ANY AMOUNT OF PAYMENT MADE TO 50 AN AUTHORIZED COMMITTEE OF AN ELIGIBLE CANDIDATE FROM THE FUND WAS USED 51 FOR PURPOSES OTHER THAN TO DEFRAY QUALIFIED CAMPAIGN EXPENSES, IT SHALL 52 NOTIFY THE SAID AUTHORIZED COMMITTEE OF THE AMOUNT DISQUALIFIED, AND THE 53 SAID AUTHORIZED COMMITTEE SHALL PAY TO THE STATE BOARD AN AMOUNT EQUAL 54 TO SUCH DISQUALIFIED AMOUNT. 55 (C) IF THE TOTAL OF CONTRIBUTIONS AND PAYMENTS FROM THE FUND RECEIVED 56 BY ANY CANDIDATE AND SUCH CANDIDATE'S AUTHORIZED COMMITTEE EXCEEDS THE A. 3120 11 1 CAMPAIGN EXPENDITURES OF SUCH CANDIDATE AND COMMITTEE, SUCH CANDIDATE 2 AND COMMITTEE SHALL USE SUCH EXCESS FUNDS TO REIMBURSE THE FUND FOR 3 PAYMENTS RECEIVED BY SUCH COMMITTEE FROM THE FUND NOT LATER THAN TEN 4 DAYS AFTER ALL LIABILITIES HAVE BEEN PAID AND IN ANY EVENT, NOT LATER 5 THAN MARCH THIRTY-FIRST OF THE YEAR FOLLOWING THE YEAR OF THE ELECTION 6 FOR WHICH SUCH PAYMENTS WERE INTENDED. NO SUCH EXCESS FUNDS SHALL BE 7 USED FOR ANY OTHER PURPOSE, UNLESS THE TOTAL AMOUNT DUE THE FUND FROM 8 SUCH CANDIDATE AND COMMITTEE HAS BEEN REPAID. 9 3. IF A COURT OF COMPETENT JURISDICTION DISQUALIFIES A CANDIDATE WHOSE 10 AUTHORIZED COMMITTEE HAS RECEIVED PUBLIC FUNDS ON THE GROUNDS THAT SUCH 11 CANDIDATE COMMITTED FRAUDULENT ACTS IN ORDER TO OBTAIN A PLACE ON THE 12 BALLOT AND SUCH DECISION IS NOT REVERSED BY A HIGHER COURT, SUCH CANDI- 13 DATE AND SUCH CANDIDATE'S AUTHORIZED COMMITTEE SHALL PAY TO THE STATE 14 BOARD AN AMOUNT EQUAL TO THE TOTAL OF PUBLIC FUNDS RECEIVED BY SUCH 15 AUTHORIZED COMMITTEE. 16 4. ALL PAYMENTS RECEIVED BY THE STATE BOARD PURSUANT TO THIS SECTION 17 SHALL BE DEPOSITED IN THE NEW YORK STATE DELEGATE TO THE CONSTITUTIONAL 18 CONVENTION CAMPAIGN FINANCE FUND. 19 S 14-214. PENALTIES. 1. ANY PERSON WHO KNOWINGLY AND WILLFULLY FAILS 20 TO FILE A STATEMENT REQUIRED TO BE FILED BY THIS TITLE OR THE RULES OR 21 REGULATIONS OF THE STATE BOARD IN IMPLEMENTATION THEREOF WITHIN FIVE 22 DAYS AFTER THE DATE PROVIDED FOR FILING SUCH STATEMENT, OR ANY PERSON 23 WHO KNOWINGLY AND WILLFULLY VIOLATES ANY OTHER PROVISION OF THIS TITLE 24 OR OF SECTION EIGHTY-ONE OF THE STATE FINANCE LAW SHALL BE GUILTY OF A 25 CLASS A MISDEMEANOR, UNLESS A GREATER PENALTY IS SPECIFICALLY PRESCRIBED 26 IN ANOTHER APPLICABLE STATUTE. 27 2. ANY PERSON WHO KNOWINGLY AND WILLFULLY CONTRIBUTES OR EXPENDS OR 28 AIDS OR PARTICIPATES IN THE CONTRIBUTION OR EXPENDITURE OF FUNDS IN AN 29 AMOUNT EXCEEDING AN APPLICABLE MAXIMUM SPECIFIED IN THIS TITLE, OR WHO 30 KNOWINGLY AND WILLFULLY ACCEPTS OR AIDS OR PARTICIPATES IN THE ACCEPT- 31 ANCE OF A CONTRIBUTION IN AN AMOUNT EXCEEDING AN APPLICABLE MAXIMUM 32 SPECIFIED IN THIS TITLE SHALL BE GUILTY OF A CLASS A MISDEMEANOR. 33 3. ANY PERSON WHO KNOWINGLY AND WILLFULLY NEGLECTS OR REFUSES TO 34 FURNISH ANY INFORMATION REQUIRED OR AUTHORIZED BY THIS TITLE OR BY 35 SECTION EIGHTY-ONE OF THE STATE FINANCE LAW, OR TO EXHIBIT RECORDS, 36 PAPERS OR DOCUMENTS AUTHORIZED BY THIS TITLE OR BY SECTION EIGHTY-ONE OF 37 THE STATE FINANCE LAW TO BE INSPECTED OR WHICH ARE REQUIRED TO BE EXHIB- 38 ITED, SHALL BE GUILTY OF A CLASS A MISDEMEANOR. 39 4. ANY PERSON WHO KNOWINGLY AND WILLFULLY EXPENDS OR AIDS OR PARTIC- 40 IPATES IN THE EXPENDITURE OF FUNDS FOR A PURPOSE OR IN A MANNER WHICH 41 VIOLATES THE PROVISIONS OF THIS TITLE, OR WHICH VIOLATES THE PROVISIONS 42 OF SECTION EIGHTY-ONE OF THE STATE FINANCE LAW, SHALL BE GUILTY OF A 43 CLASS A MISDEMEANOR. 44 5. ANY PERSON WHO KNOWINGLY AND WILLFULLY FAILS TO RETURN OR AIDS OR 45 PARTICIPATES IN THE FAILURE TO RETURN TO THE STATE BOARD OR TO THE NEW 46 YORK STATE DELEGATE TO THE CONSTITUTIONAL CONVENTION CAMPAIGN FINANCE 47 FUND ANY FUNDS REQUIRED TO BE RETURNED TO SUCH BOARD OR FUND PURSUANT TO 48 THE PROVISIONS OF THIS TITLE OR SECTION EIGHTY-ONE OF THE STATE FINANCE 49 LAW SHALL BE GUILTY OF A CLASS A MISDEMEANOR. 50 6. ANY PERSON WHO FURNISHES ANY FALSE, FICTITIOUS OR FRAUDULENT 51 EVIDENCE, BOOKS OR INFORMATION TO THE STATE BOARD OF ELECTIONS UNDER 52 THIS TITLE OR INCLUDES IN ANY EVIDENCE, BOOKS, OR INFORMATION SO 53 FURNISHED ANY MISREPRESENTATION OF A MATERIAL FACT, OR FALSIFIES OR 54 CONCEALS ANY EVIDENCE, BOOKS, OR INFORMATION RELEVANT TO ANY AUDIT BY 55 THE STATE BOARD OF ELECTIONS OR KNOWINGLY AND WILLFULLY VIOLATES ANY A. 3120 12 1 OTHER PROVISION OF THIS TITLE OR OF SECTION EIGHTY-ONE OF THE STATE 2 FINANCE LAW SHALL BE GUILTY OF A CLASS A MISDEMEANOR. 3 7. THE ATTORNEY GENERAL SHALL BE PRIMARILY RESPONSIBLE FOR INSTITUTING 4 AND CONDUCTING PROSECUTIONS UNDER THIS SECTION. IN SUCH CASES, THE 5 ATTORNEY GENERAL OR THE ATTORNEY GENERAL'S DEPUTY SHALL EXERCISE ALL THE 6 POWERS AND PERFORM ALL THE DUTIES WHICH THE DISTRICT ATTORNEY WOULD 7 OTHERWISE BE AUTHORIZED OR REQUIRED TO EXERCISE OR PERFORM; WHENEVER ANY 8 SUCH PROSECUTION IS INSTITUTED BY THE ATTORNEY GENERAL, THE DISTRICT 9 ATTORNEY SHALL ONLY EXERCISE SUCH POWERS AND PERFORM SUCH DUTIES AS ARE 10 REQUIRED OF THE DISTRICT ATTORNEY BY THE ATTORNEY GENERAL OR THE DEPUTY 11 ATTORNEY GENERAL. UNTIL AND UNLESS THE ATTORNEY GENERAL EXERCISES 12 AUTHORITY UNDER THIS SECTION, AN OTHERWISE AUTHORIZED DISTRICT ATTORNEY 13 MAY INSTITUTE AND CONDUCT A PROSECUTION UNDER THIS SECTION. 14 8. WHENEVER THE ATTORNEY GENERAL IS AUTHORIZED UNDER THIS TITLE TO 15 PROSECUTE A CRIMINAL PROCEEDING ON BEHALF OF THE STATE BOARD, THE ATTOR- 16 NEY GENERAL SHALL HAVE THE DISCRETION TO DELEGATE THE AUTHORITY TO 17 INITIATE OR CONDUCT ANY SUCH PROSECUTION TO THE STATE BOARD. 18 S 14-216. CIVIL PENALTIES. 1. ANY PERSON WHO FAILS TO FILE A STATEMENT 19 OR RECORD REQUIRED TO BE FILED BY THIS TITLE OR THE RULES OR REGULATIONS 20 OF THE STATE BOARD IN IMPLEMENTATION THEREOF SHALL BE SUBJECT TO A CIVIL 21 PENALTY, NOT IN EXCESS OF ONE THOUSAND DOLLARS, TO BE RECOVERABLE IN A 22 CIVIL ACTION BROUGHT BY THE STATE BOARD. 23 2. IF THE AGGREGATE AMOUNT OF EXPENDITURES BY A CANDIDATE AND SUCH 24 CANDIDATE'S AUTHORIZED COMMITTEE EXCEEDS THE EXPENDITURE LIMITATIONS 25 CONTAINED IN THIS TITLE, SUCH CANDIDATE SHALL BE LIABLE FOR A CIVIL 26 PENALTY IN AN AMOUNT EQUAL TO THREE TIMES THE SUM BY WHICH SUCH EXPENDI- 27 TURES EXCEED THE PERMITTED AMOUNT. 28 S 7. Paragraphs (ix) and (x) of subdivision (c) of section 1-c of the 29 legislative law, as added by chapter 1 of the laws of 2005, are amended 30 and a new paragraph (xi) is added to read as follows: 31 (ix) the adoption or rejection of any rule, regulation, or resolution 32 having the force and effect of a local law, ordinance, resolution, or 33 regulation; [or] 34 (x) the outcome of any rate making proceeding by any municipality or 35 subdivision thereof; OR 36 (XI) THE ACTION OR INACTION OF A DELEGATE TO A CONSTITUTIONAL CONVEN- 37 TION. 38 S 8. Section 1-f of the legislative law, as added by chapter 2 of the 39 laws of 1999, is amended to read as follows: 40 S 1-f. [Monthly registration] REGISTRATION docket. 1. MONTHLY REGIS- 41 TRATION DOCKET. It shall be the duty of the commission to compile a 42 monthly docket of statements of registration containing all information 43 required by section one-e of this article. Each such monthly docket 44 shall contain all statements of registration filed during such month and 45 all amendments to previously filed statements of registration. Copies 46 shall be made available for public inspection. 47 2. CONSTITUTIONAL CONVENTION DELEGATE CONTACT LOG. FROM THE DATE UPON 48 WHICH THE BOARD OF ELECTIONS CERTIFIES THE ELECTION OF DELEGATES TO THE 49 CONSTITUTIONAL CONVENTION TO THE DATE THE CONSTITUTIONAL CONVENTION IS 50 ADJOURNED, EACH LOBBYIST, AS DEFINED BY THIS ARTICLE, SHALL FILE A LOG 51 EACH WEEK OF ALL CONTACTS WITH DELEGATES TO THE CONSTITUTIONAL CONVEN- 52 TION. SUCH LOG OF THESE CONTACTS SHALL BE SUBMITTED TO THE COMMISSION. 53 THE COMMISSION SHALL MAINTAIN A WEEKLY DOCKET WHICH SHALL CONTAIN ALL 54 LOGS, COPIES OF WHICH SHALL BE OPEN AND AVAILABLE FOR INSPECTION BY THE 55 PUBLIC. A. 3120 13 1 S 9. Section 1-o of the legislative law is amended by adding a new 2 subdivision (e) to read as follows: 3 (E) ANY PERSON WHO FAILS TO FILE ANY LOG OF CONTACTS WITH DELEGATES OF 4 THE CONSTITUTIONAL CONVENTION AS REQUIRED BY THIS ARTICLE SHALL BE 5 SUBJECT TO A CIVIL PENALTY, NOT IN EXCESS OF TWENTY-FIVE DOLLARS FOR THE 6 FIRST OFFENSE. ANY PERSON WHO KNOWINGLY AND WILLFULLY FAILS TO FILE ANY 7 LOG OF CONTACTS WITH DELEGATES OF THE CONSTITUTIONAL CONVENTION AS 8 REQUIRED BY THIS ARTICLE SHALL BE GUILTY OF A CLASS A MISDEMEANOR FOR 9 THE SECOND OFFENSE AND EACH OFFENSE THEREAFTER. 10 S 10. The opening paragraph of paragraph (a) of subdivision 2 of 11 section 73-a of the public officers law, as added by chapter 813 of the 12 laws of 1987, is amended to read as follows: 13 Every statewide elected official, state officer or employee, member of 14 the legislature, DELEGATE TO A CONSTITUTIONAL CONVENTION, legislative 15 employee and political party chairman and every candidate for statewide 16 elected office or for member of the legislature OR FOR DELEGATE TO A 17 CONSTITUTIONAL CONVENTION shall file an annual statement of financial 18 disclosure containing the information and in the form set forth in 19 subdivision three hereof. Such statement shall be filed on or before the 20 fifteenth day of May with respect to the preceding calendar year, except 21 that: 22 S 11. The state finance law is amended by adding a new section 81 to 23 read as follows: 24 S 81. NEW YORK STATE DELEGATE TO THE CONSTITUTIONAL CONVENTION 25 CAMPAIGN FINANCE FUND. 1. THERE IS HEREBY ESTABLISHED A SPECIAL FUND, TO 26 BE KNOWN AS THE NEW YORK STATE DELEGATE TO THE CONSTITUTIONAL CONVENTION 27 CAMPAIGN FINANCE FUND, IN THE JOINT CUSTODY OF THE STATE COMPTROLLER AND 28 THE COMMISSIONER OF TAXATION AND FINANCE. THE MONEYS IN SUCH FUND MAY BE 29 EXPENDED BY THE STATE BOARD OF ELECTIONS ONLY AS PAYMENTS FOR PARTIC- 30 IPATING CANDIDATES IN ACCORDANCE WITH THE PROVISIONS OF TITLE TWO OF 31 ARTICLE FOURTEEN OF THE ELECTION LAW. 32 2. THE FUND SHALL BE KEPT SEPARATE FROM ALL OTHER FUNDS AND SHALL BE 33 CREDITED WITH ALL SUMS APPROPRIATED THEREFOR, ANY DONATIONS RECEIVED 34 PURSUANT TO SUBDIVISION FIVE OF THIS SECTION AND ALL EARNINGS ACCRUING 35 ON SUCH FUNDS. 36 3. AS SOON AS PRACTICABLE IN THE YEAR TWO THOUSAND ELEVEN AND IN TIME 37 FOR INCLUSION IN THE EXECUTIVE EXPENSE BUDGET IN EVERY YEAR THEREAFTER, 38 AND AT SUCH OTHER TIMES AS THE STATE BOARD OF ELECTIONS SHALL DEEM 39 NECESSARY, SAID BOARD SHALL SUBMIT ITS ESTIMATE OF THE AMOUNT OF PUBLIC 40 FUNDS WHICH WILL BE NECESSARY TO PROVIDE CANDIDATES FOR DELEGATES TO THE 41 CONSTITUTIONAL CONVENTION SUFFICIENT FINANCING FOR ELECTIONS IN THE NEXT 42 YEAR IN WHICH ELECTIONS ARE SCHEDULED PURSUANT TO LAW, AND A RESERVE FOR 43 CONTINGENCIES. SUCH ESTIMATES SHALL BE SUBMITTED IN SUCH MANNER AND AT 44 SUCH TIMES AS TO ENSURE THAT SUCH AMOUNTS AS SHALL BE NECESSARY MAY BE 45 APPROPRIATED IN FULL BY THE BEGINNING OF THE FISCAL YEAR PRIOR TO THAT 46 IN WHICH ELECTIONS ARE SCHEDULED PURSUANT TO LAW AND THAT ADDITIONAL 47 AMOUNTS MAY BE APPROPRIATED AS NECESSARY. 48 4. THE MONEYS IN SUCH FUND SHALL BE PAID TO PARTICIPATING CANDIDATES 49 BY SAID BOARD UPON ITS CERTIFICATION THAT SUCH CANDIDATES QUALIFY FOR 50 SUCH FUNDS. 51 5. SAID BOARD SHALL BE EMPOWERED TO ACCEPT DONATIONS TO BE CREDITED TO 52 THE FUND. SAID BOARD MAY DEVISE SUCH METHODS OF SOLICITING AND COLLECT- 53 ING DONATIONS AS IT MAY DEEM FEASIBLE AND APPROPRIATE. 54 S 12. If any item, clause, sentence, subparagraph, subdivision, 55 section, or any other part of this act, or the application thereof to 56 any person or circumstances, is held to be invalid, such holding shall A. 3120 14 1 not affect, impair, or invalidate the remainder of this act, of the 2 application of such section or part of a section held invalid, to any 3 other person or circumstances, but shall be confined in its operation to 4 the item, clause, sentence, subparagraph, subdivision, section, or other 5 part of this act directly involved in such holding, or to the person and 6 circumstances therein involved. 7 S 13. This act shall take effect on the first of January next succeed- 8 ing the date on which it shall have become a law; provided, however, 9 that the state commissioner of taxation and finance and the state comp- 10 troller may promulgate any rules, regulations and forms necessary for 11 the implementation of section eighty-one of the state finance law, as 12 added by section eleven of this act on or before the effective date of 13 this act.