FL H0253 | 2023 | Regular Session

Status

Spectrum: Bipartisan Bill
Status: Introduced on January 18 2023 - 25% progression, died in chamber
Action: 2023-05-01 - Laid on Table; companion bill(s) passed, see CS/SB 180 (Ch. 2023-205)
Text: Latest bill text (Comm Sub) [PDF]

Summary

Revises requirements for registration of securities; requires OFR to deem applications for registration abandoned under certain circumstances; revises grounds on which office may revoke, suspend, or deny registration of securities; specifies office's powers in investigations of issuers; revises methods by which office may enter order suspending issuer's right to sell securities; revises requirements for applying for registration as dealer, associated person of dealer, or investment adviser; provides registration exemptions for private fund advisers; specifies continuing education requirements for associated persons of investment advisers & federal covered advisers; specifies requirements for certain previously registered associated persons; authorizes FSC to establish rules of conduct & prohibited business practices for intermediaries.

Tracking Information

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Title

Regulation of Securities

Sponsors


Roll Calls

2023-04-10 - House - House Commerce Committee (Y: 15 N: 0 NV: 0 Abs: 7) [PASS]
2023-04-10 - House - House Commerce Committee (Y: 15 N: 0 NV: 0 Abs: 7) [PASS]
2023-03-21 - House - House Insurance & Banking Subcommittee (Y: 18 N: 0 NV: 0 Abs: 0) [PASS]

History

DateChamberAction
2023-05-01HouseLaid on Table; companion bill(s) passed, see CS/SB 180 (Ch. 2023-205)
2023-04-13HouseAdded to Second Reading Calendar
2023-04-13HouseBill referred to House Calendar
2023-04-12House1st Reading (Committee Substitute 2)
2023-04-12HouseCS Filed
2023-04-12HouseLaid on Table under Rule 7.18(a)
2023-04-12HouseReported out of Commerce Committee
2023-04-11HouseFavorable with CS by Commerce Committee (Amended)
2023-04-06HouseAdded to Commerce Committee agenda
2023-03-24HouseNow in Commerce Committee
2023-03-24HouseReferred to Commerce Committee
2023-03-24HouseOriginal reference removed: State Administration & Technology Appropriations Subcommittee
2023-03-23House1st Reading (Committee Substitute 1)
2023-03-23HouseCS Filed
2023-03-23HouseLaid on Table under Rule 7.18(a)
2023-03-23HouseReported out of Insurance & Banking Subcommittee
2023-03-21HouseFavorable with CS by Insurance & Banking Subcommittee
2023-03-17HousePCS added to Insurance & Banking Subcommittee agenda
2023-03-07House1st Reading (Original Filed Version)
2023-01-25HouseNow in Insurance & Banking Subcommittee
2023-01-25HouseReferred to Commerce Committee
2023-01-25HouseReferred to State Administration & Technology Appropriations Subcommittee
2023-01-25HouseReferred to Insurance & Banking Subcommittee
2023-01-18HouseFiled

Same As/Similar To

S180 (Similar To) 2023-06-13 - Chapter No. 2023-205

Code Citations

ChapterArticleSectionCitation TypeStatute Text
517021Amended CodeSee Bill Text
517061Amended CodeSee Bill Text
5170611Amended CodeSee Bill Text
517072Amended CodeSee Bill Text
517075Amended CodeSee Bill Text
517081Amended CodeSee Bill Text
517082Amended CodeSee Bill Text
517111Amended CodeSee Bill Text
51712Amended CodeSee Bill Text
5171205Amended CodeSee Bill Text
5171214Amended CodeSee Bill Text
5171215Amended CodeSee Bill Text
5171217Amended CodeSee Bill Text
517131Amended CodeSee Bill Text
517161Amended CodeSee Bill Text
517181Amended CodeSee Bill Text
517201Amended CodeSee Bill Text
517211Amended CodeSee Bill Text
517315Amended CodeSee Bill Text
6269911Amended CodeSee Bill Text
744351Amended CodeSee Bill Text
9210022Amended CodeSee Bill Text

Florida State Sources

TypeSource
Summaryhttps://www.flsenate.gov/Session/Bill/2023/253
Texthttps://www.flsenate.gov/Session/Bill/2023/253/BillText/Filed/PDF
Texthttps://www.flsenate.gov/Session/Bill/2023/253/BillText/c1/PDF
Texthttps://www.flsenate.gov/Session/Bill/2023/253/BillText/c2/PDF
Amendmenthttps://www.flsenate.gov/Session/Bill/2023/253/Amendment/799109/PDF
Supplementhttps://www.flsenate.gov/Session/Bill/2023/253/Analyses/h0253.IBS.PDF
Supplementhttps://www.flsenate.gov/Session/Bill/2023/253/Analyses/h0253a.COM.PDF
Supplementhttps://www.flsenate.gov/Session/Bill/2023/253/Analyses/h0253b.COM.PDF
Supplementhttps://www.flsenate.gov/Session/Bill/2023/253/Analyses/h0253z.IBS.PDF
Supplementhttps://www.flsenate.gov/Session/Bill/2023/253/Analyses/h0253z1.IBS.PDF
Roll Callhttps://www.myfloridahouse.gov/Sections/Committees/billvote.aspx?VoteId=67546&IsPCB=1&BillId=76966
Roll Callhttps://www.myfloridahouse.gov/Sections/Committees/billvote.aspx?VoteId=68710&IsPCB=0&BillId=76966
Roll Callhttps://www.myfloridahouse.gov/Sections/Committees/billvote.aspx?VoteId=68791&IsPCB=0&BillId=76966

Bill Comments

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